William L Garwood Financial Disclosure Report for 2009

8/3/2019 William L Garwood Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE REPORT in Government Act of i978F O R C A L E N D A R Y E A R 2 0 09 0 ~ . s . c . a p p . 1 . P e r s o n R e p o r t in g ( l as t name_, lus t . middle in i t i a l ) 2 . C o u r t o r O r g a n i z a t io n 3. Date of Reportt~Ga rwood , W i l li a m L . United States Cour t of Appea ls for the Fif th Chcui t 6/~2010

4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v ~ o s ~ n i o r s t a t u s ; 5 a . R e p o r t T y I ~ ( c h ~ : k a ~ r o p r i a te t y p e ) 6 . R ~ p o r t l m g P e r i o d[ ] Nom ina t i o~a , D a t e 0 I101 /2009J u dge-S en i o r S t a t u s [] Initial ~[-ff] A n n u a l []Final 12 /31 /20095 b . [] Am end ed R ep o r t

7. Chamber~ or Off le t Addr~ $. O~ th b~is oftht laform atlon oa talat~d In this Repo rt tad903 San J ac in t o , Room 30 0 w l t l ~ a p p l i c a b le I a w ~ a n dAust in , Texas 78701

Rviewi~g Officer D~*

I M P O R T A N T N O T E S : The instructions accompanying this form mast be followeg Complete all parts,checking the NO NE box for each part where you have no reportable information. Sign on last page.

~ NONE (No reportable positions.)POSITION NAM E OF ORG ANIZATION/ENTITY

1 . Par t n e r ( J o i n t Ven tu r e r ) U.S. 183 V enture {See Sect ion V III cont inuat ion)2. Member Salvat ion Army, Aust in , Texas, Advisory Bo ard

~ NONE (No reporcable agreemencs.)~ PARTIES AND ~S

I.


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Name of Pel ~u Report ing Date of ReportFINANCIAL DISCLOSURE REPORTPage 2 of 1 4

IlL NON-INVE STMENT INCOME. ~Re~o,~ ~i~.a.,~,~o.~ ,oe~,~,. Iz-u of.~i,~ ~,,.,~A. Fliers N o n -In v e s t m e n t In c o m e

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE INCOME( y o u r s , n o ~ s p o u s e s )

1 .

2.3 .4 .

B . Spou s e s Non- Inv e s tm en t I nc om e - tf .,~, ~re married d.wl.n,g any po~on of t~e ~g y~ , o ~ ~ ~(~l lar amount not required ~cept for ~ norari~)

~ NONE (No reportab& non-inv~ent income.)~ SOURCE AND ~PE

I.2.3.4.

IV. REIMB URSEMENTS -, ,~po ,~,io ,~ to~w,o/o~t ,~,~,~.(Includes those to spouse and dependent children: Jee pp, 25-2 7 o filling instruction.~.)

N O N E (No repor table re imbursements . )SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROV IDED

I.

2.3.4.5.


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R p a r ti n g DttofReportPage 3 of 14 C , rw o o d , W U U a m L 6~t2o~0

[~] NONE (No reportable gifts.)SOURCE DESCRIPTION VALUE

1 .2.3.4.5.

~ N O N E (No reportable liabiliti~.)~ DESCRIPTION

I.2.3.4.5.


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FINANCIAL DISCLOSURE REPORT N .... f P .... R e p o r t h t g I D ate of ReportPage 4 of 1 4 G a ~ w o o d , W i ll ia m L . ] 6 / J Z / 2 0 1 0

[] N O N E (No reportable inco me, assets, or transactions.)A. B. C. D.D c s c c i p t i o n o f A s s e t s L n c o m e d u r in g G r o ~ v s l u a t e n d T r a n s a c t i o n s d u r i n g r c p o ~ n g p e r io d(including that assets) r e p o v . i n g p e r i o d o f r ~ p o r t i n g p e x i o d

11) [ (2) (1) (2) (I ) (2) [(3) (4) (5 )P l a c e " ( X ) " a R e r e a c h a s . ~ t Amount] Type (e .g. , Value V a l ~ Ty~ (e.g~ Da t " [ Va l u e Gain I d e n t i t y o fe x e m p t f r o m p r io r d i s c l o s a r e i C o d e I d i v . , r e n t , C o d e 2 M e t h o d buy, sell , m m / d d /y y : . C o d e 2 C . o d e I( A - H ) orint .) ( J P ) i C od3 r e d e m p t i o n ) i (JP) I (A-tl) ( i f p r i v a t e

1 . 26 . 6 6 6% G ene r a l P a r t n e r s h i p i n t e r e s t i n U .S A Rent L U18 3 Ven t u r e

ASse t s he l d t h r ough Bank o f Am er i c a ,Aus t in :4. Ind iv idu a l Ret i rem en l Accoun t :5. -Colum bia Cash Res e rve s Trus t Cla s s A Dividend M T

7. Li f e i n su r anc e po l i c y w i th Pruden t i a l A Div id end J TI n s u ra n c e Com pan y

9. Bank o f Amer i c a a c c o u n t , Aust in A Interes t K T1 0 . Bank of Amer icaaccoun t . Aus t in A I n t e r e S t K TII. Bank ofAmerica account, Austin A I n t e r e s t M . T1 2 . Bank o f Amer i c a ac coun t , Aus t i n A Interest L T1 3 .

1 4 . T. Rowe Pr i c e Tax .Fr ee Incom e Fund C Interes t L T15 . T . Rowe Pr ice New Inco me Fund - IRA C Div id end K T1 6 .

1 7 . Dreyfus Mun ic ipa l Bond Fund , Inc . B Interest K T

1 . | ncocn~ Ga in Code s : A =$1.0OO m lem B ~$ i.001 - $2~ C =$~ 1 - $5.~ D ~5.~1 - $15.~ E -$1L~I - $~.~

(~Col~ ~) U =~k V~ V ~ W


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F IN A N C L A ~ D IS C L O S UR E R E P O R TPage 5 of 1 4 G a r w o o d , W i ll ia m L . 6 / j ~ / 2 0 1 0

~ NO~ ~o r~ortable income, ~e~, or ~a~tiom.)

(n ( 2 ) O) ~ ~) O) ~) ~ ~) [ (4)

1 8 . D~ Inte~iate Muni~l Bond F~ B In~t K T

20 . Dreyfus Intermediate M unicipal Bond Fund, B I n t e r e s t K TI n c .21 .

22 . JPMorgan Chase Ba nk ae co tm t , Aus t i n C Interest M T B u y 03/10/09 M23 .24 . Interes t-Salt Creek Triangle D Royalty L WSynd i ca t e-Cuper t i no , CA ---2~. (Salt Creek Field,Natcona County, Wy)2 6 . Roya l t y In t e r ~ t #1 . J a ck so n Cou n t y , C O A Royalty J W2 7 .28. Royalty Interest #2, Nttmna County. WY B R o y a l t y l W29 .30 . R o y a l t y In terest #3, Fremo nt Cotmty, WY B R o y a l t y J W3 1 .3 2. Royal ty In terest #4, Sweetwate* County , B Royalty J WW Y3 3 .34 . Roy a l ty In t e r e s t #5 , Mof fa t Coun ty , CO A Royalty J W


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N a m e o f P e r s o n R e p o r t in g Date ofFINANCIAL D I S C L O S U R E REPORT[ Garwood, William La ge 6 o f 1 4

V II. INVESTMENTS and TRUSTS -~co,.~. ~,l,,.~,~,anc~U,~o~,o/~.~,,~c~s,~,;,~n,NONE (No reportable income, ~se~, or ~ra~actio~.)

A. B. C. D.D~i~ion of A~ ~d~ng ~ v~u~ at ~d T~0~ ~ng re~ng(incl~ing ~t ~) : ~ing ~ of ~ing

(0 (~) 0) (2 ) (]) (~) :: O) (4)Pl~"(X)" a~ e~h ~t ~nt T~ (g., ~ Va l u e Va~ T~ (e.g., Da~ ] Value Gai n l d~ t iW

cxcm~ from prior di~l~u~ Co~ I ] div., ~ ~ 2 ~ M~h~ b~, ~ll, . ~[ ~ 2 C~ I b~ff/~IIcr~ (A-H) :: or int.) (I-P) ~ ~3 ~ption) {I-P) (A-H) (~ p~:: (Q-~

3 6 . Royal ty In terest #6, Moffat County , CO A Royal ty J W3 7 .

3 8 . Royalty Interes t #7, Sweetwater County, B R o y a l t y J WWY:39 .40 . Royal ty In terest #8. Sweetwa ter County , A Royalty K W41 .

42 . Royalty Interes t #9, Sweetwater Coun ty, A R o y a l t y J WWY43 .

44 . Royalty Interes t #10, Sweetwater County, A R o y a l t y J WWY4 5 .4 6 . Mineral Interes t #1 I , Undivide d intere s t in None J W2 .95097"/ , minera l4 7 . i n t e res t in var ious surveys in BrooksCounty, TX48 .49 . Royal ty Interes t #12. Nat rona Cou nty, WY A Royalty J W

5 0 .

5 I. Mineral Inteles t ~ 13, One-sixth und ivided A R o y a l t y J Wi n t e res t in t r ac t

I. la,:o~ thin Coda: A - $ 1 , 0 0 0 o r l e a

1~ ~ CI and D3) N -$2~.~1 - $~.~ O


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F IN A N C IA L D I SC L O S UR E R E P O R T ! r ~ . = , of Perlon Rep orting Date of ReportPage 7 of 14 G , r ~ o o d , W l U L ~ m L . 6/~OlO

NONE ~o reportable income, ~aets, or tramactiom.)A. 1 B. C. D.~dpt~n ofA~ / Income d~ng Gr~ value at ~d Tm~ dung ~ng ~

52 . ofl~d in ~ke Count. KY

5 3 .

5 4 . Royal ty interes t # 1- I 0 & 1 2 are ove r r idingr oya l t i e s5 5 .

5 6 . Inves tmen t s he l d t h rough Merr i l l Lynch:5 7 . -Men i ll Lynch Ready Asse t s T ru s t C Div id end PI T58. -Munic ipal Investment Tnast Fund- 10th A Interest J TPUT Series5 9 . -Merr i l l Lynch Read y Assets Trust A Div id end J T60 . -Merri l l Lynch Read y Assets Trust C Dividend PI T61 . -Mun ic ipa l Inves tm en t T r~s t Fund - 1 0 t h A I n t e r e s t J TPUT Series6 2 .

63 . Undiv ided 10 /12 ths o f und iv ided ac r e age None J Wou t o f t h e eas t h a l f6 4 . o f t h e J . Devo t e League . po s s ib ly su r f ac eon ly ,65 . Lilxr ty County , Texas

66 .

67 . I n v e s t m e n t s h e l d t h r o u g h B a n k o f A m e r i c a( a c c o u n t I):

: 6 8 . - C o l u m b i a I n t e r m e d i a t e M u n i c ip a l B o n d E I n t e r e s t O TFund Class Z


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FINANCIAL DISCLOSURE REPORT r~a= e o f Person Repo rting Date o f .Rep ortPage 8 of 14 G a . - , , , o o a , W i l l i a m L . 6 / J " ~ / 2 0 1 0

V I I . I N V E S T M E N T S and T R U S T S - ~o~e, ,a ,~ , t,o ,~ocao~ on a,~,~ tSo~ o / , ~ ~ ~ ch~r~; sp ~ 3 4 ~ 0 of~g ~u~)N O N E (No reportable income, ~sets, or transaction.)

A. ...... ~ : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .E . . .. I ~ "~ f i p f i o n o f A ~ B I n .m e d ~ n g ~ Gross v~lue ~t ~d~

T~cfiom ~n8 ~ng ~( i~ l~ ing ~s t a s~ ts ) r~ing ~ ] of~ing~fi~0) I (2) O) (2) O) (2) (3) (4) (5 )Ph ce" (X ) " a~ r ~ ch ~ t ~t I T~(e.g., I Value I Vs~ I T~(e .g . , Da~ Vatue G a ~ I~d~ofc x ~ m ~ f r o m p ~ r ~ l ~ u r e C~c I [ div., ~ [ C~ 2 I i~ I b~, sel l , ~ C~)2(/p C~ I buyer /~ lZ( A - H ) o r a n t . ) ( J - P ) C~ 3 ~pfion) - ( A - H ) ( i f ~vate(Q-~ ~fion)

69 . -Al te r a Co~ Comm on C Div id end N T7 0 . -Emer son E lec Co Commo n E Div id end O T7 1 . -John son & John son Comm on E Dividend O T72 . -Peps i c o l n c Commo n E Dividend O T73 . -Diageo Plc-Spr Adr (UK-USD) Common E Dividend O T74 . -Abbo t t Labs Com mo n D Dividend N T7 5 . -B an k o f Am e r i caCo r p Com m o n A Dividend M T76 . -Coca Co l a Co Comm on D Dividend N T7 " / . -Gener a l Mi l ls In c Com mo n D Div id end N T7 8 . -Texas St Pub Fin Auth Rev Bds 5.5% Due D Interest M T2 1 1 1 1 179 . -App l i ed Mate r i a l s In c . Com mo n C Div id end M T8 0 . -Agilen t Technologies Inc Common None M T8 1 . -Pf izer Inc Com mo n D Div id end M T B u y 10 /21 /09 K( add l )82 . -Qu a lc om m I n Com m on D Div id end O T8 3 . -Fede ra l l lom e Ln Bks Cons Bd Due C Interest M a t u r e d 0 1 / 2 0 / 0 9 L 1 31 / 2 0 1 0 98 4 . -Galves to n Cnty Tex CTFS Oblig-OID Due D Interest M T2 /1 /118 5 . -Galves ton Cnty Tex CTFS Oblig-OID Due B Interest M a t u r e d 0 2 / 0 2 / 0 9 L2 / I / 09

I . Income Gain Codc~: A -$1.000 e le~ E l -$1.001 - $2,.500 C -a,2,501 - $5,~00 D -$5 ,001 - $15 ,000 E -$15 ,001 - $5 0.000

(Se e Co lm m a.t CI tn d D3 ) N ,-$ 2 50 ,0 0 1 $ 50 0,0 00 O = $ 50 0 ,0 0 1 - $ 1 ,0 0 0 ,0 0 0 PI ,,~ 1 ,0 0 0 .0 0 1 - $ $ ,0 0 0 ,0 0 0 P2 = $5,0 00 ,0 01 . $ 25,0 00 ,0 0 0P 3 - $ 2 ~ . 0 0 0 . 0 0 1 - $ 5 0 , 0 0 0 , 0 0 0 P4 - M o r t t h~ $5 0 , 0 0 0 , 0 0 0

(S~ Column C2) U -Book V~ V =Olh~ W =E~tim,~ted


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F IN A N C IA L D I SC L O S UR E R E P O R T N ~ , , ~ o g e ~ r , o , , R , ,p o a i ~ g [ a n t , , o ~ a q , o a IIage 9 o f 1 4 Garwood , Wi l l i am L , 6 / . ~ / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - ~ , ,. o ., ., ,~ t ,, ,, r,-,~,-ao~, Clnclud~ tko~ of spa~e nd dtpcndn, ehildten; ,ee ptx 34-60 of filing ~tstrucao~)[~] NONE (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t i o n o f A s s c L s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( in c lu d in g ~ u s t a s s e t s ) r e p o r t i n g p e r io d o f r e p o r t i n g p e r i o dO) (2) t (1) (2) (I) (2) (3) (4) (5 )P l a c e " ( X ) " a l ~ r e a c h a s s e t A m o u nt T yp e ( e .g ., [ V a l u e V a J u e T y p e ( e . g . , D a t ~ V a lu e G a i n I d e n t i ty o fe x e m p t f r o m p r i o r d i s c l o s u re C o d e I d i v . , r c n ~ , C o d e 2 M e t h o d b u y , s e l l m m / d d i y y C o d e 2 C o d e 1 b u y e r / s e l l e ~( A - I I ) o r i n t . } ( J - P ) C o d e 3 r ~ d e m p t io n ) ( J - P ) ( A - H ) ( i f p r i v a t ~( Q - W ) t n a s a c f i o n )

8 6 . -Col lege Stat ion Tex (3 .0 . lmp t Bds-O1D D I n t e r e s t M TDue 2 /15/108 7 . -College Station Tex G.O. Im pt Bd s-OlD D I n t e r e s t N TDue 2/15/I 18 8 . -Sheldo n Tex ISD G.O. Sch Bldg & Ref D Interest M TBds-OID Due 2/1 5/118 9 . -Baytown Tex Wtr & Sva" Rev 3.0% Due B I n t e r e s t M a tu r e d )2 /02 /09 M A2 /I /0990. -Exxon Mobi l Corp Comm on E Dividend O T9 1 . -ISHARES Inc, MSCI Austra l ia Ind ex Rd E Div id end N T9 2 . -SLM Corp Mtn Set C I n t e r e s t M T93. -Lared o Tex ISD Pub FAC Corp Due 8/1/10 C I n t e r e s t M T94. -Dom in ion Res Inc VA New Com mo n E Dividend N T

95. -Ft Wor th Tex Wtr & Swr Rev GO Ref C In terne M TBds-OID 3.0% Due 2 /15/1096. -McKinne y Tex Indpt Sch Dist RefBd s D I n t e r e s t M T3.5% Due 2/15/1197. -Colum bia Tax-Exem pt Reserves Trus t C I n t e r e s t O TC ~ a . s s98. -Bank Amer Corp ( former ly Merr i l l Lynch D I n t e r e s t M T& Co In c Pr e f e r r ed )99 . -Duke Energy Corp Com mo n D Dividend M TI00 . -JP Morgan Chas e & Co Com m on B Div id end N T101 . -Morgan S t an l ey Comm on B Dividend M T102 . -Com al TX Indp t Sch Di s t Due 2 / 1 / 15 C Interest M T

I. Incom e Gain Code: A -$ 1 ,0 0 0 o ~ B = $ 1 , 0 0 1 - $ 2 , 5 0 0 C "$2,501 - $5,000 D = $ 5 , 0 0 1 $ 1 5 , 0 0 0 E = $ 1 5 . 0 0 1 - $ . ~ 0 . ~ 0 0( Se Co K tm rm B I a m d 0 4 ) F -$ 50 .0 01 $ 10 0.0 00 G -$100 .001 - $1 ,000 .000 HI -$1,000.0 0 | - $5.000.00 0 H2 =Moo t ~ $$ .0~XI ,000(5~ Colurans CI and D3) N -1250.001 - $50~.000 O - - - ~ f ~ 0 . 0 0 1 - $ 1 . 0 0 0 . 0 0 0 Pi

PJ -$25.000.00 1 - $50.000.000 P4 -4d~~h~ $ ~ 0 . 0 0 0 , 0 0 03 . V a l ~ ., ~ M c ~ h O ~ C o d ~ Q -Apprallal R =Co~ (Real Estate Only) S -A.s~c~n~ T ~7,ash Mark~tSe Cokann C2) U -I/~ok Va lue V = O t h ~ " W = E ~ t i m a t ed


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F IN A N C I A L D IS C L O S UR E R E P O R T S . m * o t P . r ~ . n . p ~ r ~ . . ~.t* ota.~, IIage 1 0 of 1 4 C ~ o o ~ W i l l i a m L. 6 ~ 0 1 0V II . ~V ES T~NTS an d TRU S T S -

NONE ~o reportable income, ~se[s, or tra~actio~.)A. B. C. D.~ription of A~ ~ o m e d ~ n g G~s v ~ue a t ~ d T~fio~ ~hng ~iag(including

~o~) ,1 0 3 . -Hun~vil l Tcx Ind pt Sch Dis t GO Due D Interest M T2 / 15 / 17I~. -S~ Anton io T~x 2 0~ Obl igs -OID Due C In ter~t M T2 / 0 1 / 1 91 0 5 . -Piano Tex Indp t Sch Dis t for GO Eel C In tc r~t M TBDS-OID DueI06. - G r e go ~ P o ~ l ~ d T e x I n d p t $ c h ~ ~ f C In ter~t M TBDS Due 2 /15 /13107 . -Ca t~ i l l a r Inc Comm on D Di~dcnd N T1 0 8 . -Spec t ra Energy Corp Comm on (Spinof f D Dividend M Tf rom Duke Energy Corp)1 0 9 . -UBS AG Com mo n D Dividend M T1 1 0 . -Bay town Tex GO Bds 4 . 0% du e 2/ I /20 D Interest M TI I I . -Hou s t on Tex Cmn ty Co l l ege Sys 4 . 0% due C Interest M T2/15/211 1 2 . -Tom bal l Tex Indp l Sch Dis t 4 .0"/@ du e D Interest M T2/15/21113 . -Den ton Cn ty Tex 4 . 0% due 7 / 15119 D Interest M T1 1 4 . -Dee re & Co. C Div id end M T1 1 5 . -Magnol ia Tex lndp t Sch Dist 5 .0% due C Interest M T8/15/22116 . -Pe t ro l eo B ra s i l e i r o SA Pe trobr Spon s ADR C Div id end N T1 1 7 . -Bexar Cnty Tex IlSG Fin Corp MU Rev None L T B u y 10 /06/09 MBds 5 .875% due 4 /1 /141 1 8 . -Uptown Dev Auth Tex Tax Increm Rev None L T B u y 10 /29 /09 L

Bd s 4 . 0 % d u e 9 / 1 / 1 61 1 9 . -Brazos Rive r Auth Tex Rev Re f Rev Bds A Interest L T B uy 1 1 / 2 4 1 0 9 L4 . 25% due 1211117

{ S~ C o l m r m s C I a n d D 3 ) N =$2~0 , 001 - $500 , 000 O =$500 . 001 - $1 , 000 , 000 PI ~$1 , 000 , 001 - $5 , 0~0 ,~0 P2 . ~5 ,O00 . 001 - 5 25 . 000 , 00 0

( S ~ C o l u m n C 2 ) O -[k~ok V~/~ V , = O ~ b ~ r W =Es t ima te d


11/14


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Ia m e o f P e r s o a R e p o r t ia g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT] Garwood, Will iam L.

6 /~ , r 2010a ge 12 o f 14VH. INVESTMENTS and TRUSTS - ~-o.,~ ,~,~, ~.~an~a~,oS~-,~d,~,,~,~,,.~,,,~---] NONE (No reportable income, assets, or transactiom.)

A. B. i C. D.D e ~ r i p l i o n o f A .~ e t s I n c o m e d u r in g i G ~ o ~ v a l u e a t e nd T r a n ~ t J o v . . t d u r i n g e v p o r t i n g( i n c h . ~ d l n g t r u s t a s s e t * ) r q : ~ t tJ n g p c ~ o d o f r e p o r t i n g p e r i o d(2 ) (l) i (2) (l) (2) [ (3)[ I --~4~ ! (5 )( l ) ~P h c e " ( ) " a l L m " ~ c h ~ I ! A m o ~ . m i T y p ~ ( e . g . , V a l u ~ I V a l u e TyI:~ (e.g.,~ i V~l~e ~

(A-H) ~ o r i n L ) ( J - P ) C~o 3 ~ e m p t i ~ ) (J-P) ( A - H ) (if~~ ~o~)

1 3 7 . ~a l v e s t o n Cn t y Tex ~F S Ob l i g~ID 4 . 6% D Inter M TDue 2 / 1 / 131 3 8 . ~e~ Pa r k Tex U t i l Sys Rev B~OID C l n m r ~ t M T4 . 6 2 5 ~ ~ e 8 / 1 5 / 1 3139 . -A l len Tex GO B~O~ 4 . 6% D~ 9 / 11 14 D Inte~s t M T1 4 0 . -Travis Cnty Tex GO Rd B ds-OID 5.0% D Interes t M TDue 3 /1 /191 4 1 . -Arl ington Tex Wtr & Wastewater Ke y 4.0% D Interes t M TDue 6 / i 1151 4 2 . -For t I~:nd Cnty Tex Perm lm pt Bd~ 3.25% C Interes t M TDue9 / I / 1 01 4 3 . -LaPor te Tex lndp t Sch Dist GO Due D Interes t N T2 / 15 / 14144 . -Co lum b ia Cash Rc, c rv~ Trus t Clas s A IntJDiv. N T


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F IN A N C IA L D I SC L O S UR E R E P O R T ~ a n , e o t~ e . o ~ R ~ r t * ~ g , - t ~ * ~ . ~ * p * . ~ OPage 13 of 14 ~ a ~ o o a , W i ll ia m L . 6 / ~ / 2 0 1 0V III. A D D IT I O N A L IN F O R M A T IO N O R E X PL A N A T IO N S .

Sec t ion I : The U.S. 183 Ve n t u r e ( t he "Ven t u r e") i s a jo i n t ven t u r e i n whi ch I am one o f s eve r a l j o i n t ven t u r e r s ; t he Ven t u r e do~ s no t and d i d no t engage i n ac t i vebus in es s , and i t s so l e f unc t i on i s and was owne r sh i p , r e l a t ed main t en an c e , l eas i ng ( and poss ib l e d i spos i t i on ) o f a s i ng l e t r ac t o f l and (wh ich was acqu i r ed i n Augus t1982 , i s l o ca t ed i n Tr av i s Coun ty , Texas , and i s and was e s s en t i a l ly un im p r oved , excep t f o r t enan t house , a s s o c i a t ed ou tbu i l d i ngs , f ence s and t he l i k e ) hldpas s i ve i nve s tmen t ; i t had and ha s a "manag i ng ven t u r e r , " a t a t l t imes a p e r s on o t he r t han m yse l f ; my r e l a t i o nsh i p wi t h i t i s and ha s been o n l y a s a Fas s i v i nves t o r .Sec t io n V II, L i ne 56 : Respec t i ng a l l f r ac ti o na l ove r r i d i ng r oya l t y i n t e r e s t s ( r oya l t y i n t e r e s t # s 1 - 10 & 12 ) i n m ine r a l l e a s e s a s l i s t ed on p ages 5 , 6 and 7 ( l i ne s28-56 of Sect ion VII) , --l--] owns these interes t s and _.~acqui red the m by inher i tance ma ny year s ago an d nei ther --] nor I i s o r was a pa~. to any_o_ f the lea .~ . . s (o ras s ignmen t s ) o r i n s t r umen t s c r ea t i ng th e i n t e r es t s , and | i n t e r es t i s en t i r e l y pas s iv e ; ! d o no t c on s i d e r t h a t my I ( o r I) h as o r h ad , by v t r tu e o f I owner sh i p o ft he s e r oya l t y i n t e r e s ts , any f i nanc i a l i n t e r e s t i n any en t i t y mak i ng t he r oya l t y p aymen t s o r be i ng t he m ine r a l l e s s ee o r o p e r a t o r o f t he l e a s e i n ques t i o n .


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IX . C E R T IF IC A T IO N .I c e r ti f y t h a t a ll i n f o rma t i o n g i v e n a bov e ( i n c l u d i ng i n f o rma t i o n p e r t a i n i ng t o my s pou s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , If a n y ) I sa c c u r a t e , tr u e , a n d c om p l e t e t o t h e b e s t o f my k n ow l e dge a n d b e l i e f, a n d t h a t a n y i n f o rma t i o n n o t r e po r t e d wa s w i t hh e l d b e c a n s e i t me t a pp l i c a b l e s t a tu t o r yp r o v i s i o n s p e rm i t t ing no n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a r n e d I n c ome f r om ou t s i d e e m p l oym e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s wh i ch h a v e b c t n r e po r t e d a r e i ncom pl i ance w i th the p rov i s ion s o f 5 U.S.C. app . 501 e t . s eq . , 5 U.S.C. 7353 , and Jud ic i a l Confe r ence r egu la t i on s .

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Co m m i t te e o n F i n a n c i a l D is c l o s u r eAdm i r t is t r a t i v e Of f ic e o f t h e Un i t ed S t a t e s Cou r t sSu i t e 2 -30 1One Co lum bus C i r c l e , N .E.W ash ing ton , D .C . 20 544

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William L Garwood Financial Disclosure Report for 2009