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8/14/2019 WTO DSU and the Role of the Government Officials presented for Royal University of Economic and Law
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DISPUTE SETTLEMENTDISPUTE SETTLEMENT
ININ
WTOWTO
PREPARED BYPREPARED BY
CHAN BONNIVOITCHAN BONNIVOIT
WTO OFFICEWTO OFFICENOTIFICATION AND LEGAL COMPLIANCE DEPARTMENTNOTIFICATION AND LEGAL COMPLIANCE DEPARTMENT
MINISTRY OF COMMERCEMINISTRY OF COMMERCE
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Table of ContentsTable of ContentsI.I. General AspectsGeneral Aspectsa)a) OverviewOverview
b)b) ScopeScope
c)c) Aims and Main CharactersAims and Main CharactersII.II. Procedural StagesProcedural Stages
a)a) ConsultationsConsultations
b)b) Panel Review ProcessPanel Review Processi.i. Request for EstablishmentRequest for Establishment
ii.ii. CompositionComposition
iii.iii. ProceedingsProceedings
c)c) Appellate ReviewAppellate Review
d)d) ImplementationImplementation
i.i. Reasonable Period of TimeReasonable Period of Timeii.ii. Implementation Review ProcessImplementation Review Process
e)e) NonNon--ImplementationImplementationi.i. CompensationCompensation
ii.ii. Suspension of ConcessionsSuspension of Concessions
III.III. A Government LawyerA Government Lawyers Perspectivess Perspectives
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General AspectsGeneral Aspects
Part IPart I
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Dispute Settlement under GATT 1947Dispute Settlement under GATT 1947
Articles XXII and XXIII of GATT:Articles XXII and XXIII of GATT: nullification and impairmentnullification and impairment
"nullification and impairment" of the benefits that should flow"nullification and impairment" of the benefits that should flowfrom the agreement.from the agreement.
Violation (and nonViolation (and non--violation)violation) Breach of the rules contained in the GATT by one party.Breach of the rules contained in the GATT by one party.
Have an adverse impact on another GATT party or parties.Have an adverse impact on another GATT party or parties.
Practice under GATT 1947Practice under GATT 1947 multilateral resolution of disputes.multilateral resolution of disputes.
dispute settlement was viewed as much more a matter ofdispute settlement was viewed as much more a matter of
diplomacy, rather than a matter of law alone.diplomacy, rather than a matter of law alone. consensus (political consensus).consensus (political consensus).
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WTO
Structure
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Dispute Settlement in theDispute Settlement in the
WTO:WTO:OverviewOverview
QuasiQuasi--judicial Naturejudicial Nature Compulsory jurisdictionCompulsory jurisdiction
Secured accessSecured access
Detailed procedures andDetailed procedures anddeadlinesdeadlines
Automaticity in theAutomaticity in the
proceedingsproceedings Possible appealPossible appeal
PanelPanel
Appellate Body (AB)Appellate Body (AB)
Who can haveWho can haverecourse to it?recourse to it?
(Members)(Members)
When? (MemberWhen? (Member
considers benefitsconsiders benefits
resulting fromresulting fromagreements areagreements are
being impaired)being impaired)
Which agreements?Which agreements?
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Dispute Settlement in WTO:Dispute Settlement in WTO:
OverviewOverview
WTO Dispute Settlement Body
PanelReport
Adoption
PANEL
establishes
CONSULTATION
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Dispute Settlement in WTO:Dispute Settlement in WTO:
OverviewOverview
Political Level (Control)
Judicial Level
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Structure of the WTO AgreementStructure of the WTO Agreement
WTO Agreement
GATT
GATS
TRIPS
TPRMDSU
Plurilateral Agreements:
Trade in Civil Air CraftGovernment Procurement
A A
A A
A A
A A
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WTO
GATT
GATS
TRIPS
TPRMDSU
Agriculture
Sanitary andPhytosanitary Measures
Technical Barriers toTrade
Trade-related InvestmentMeasures
Anti-Dumping
Rules of Origin
Valuation
Import Licensing
Subsidies and
Countervailing
Measures
Safeguards
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
ScopeScope
An integratedAn integratedsystemsystem::
Applies to all the WTOApplies to all the WTOmultilateral agreementsmultilateral agreements(Appendix 1)(Appendix 1)
A single set of rules for allA single set of rules for alldisputesdisputes (Art 23)(Art 23)
Only a few special orOnly a few special or
additional rules in someadditional rules in someCovered Agreement (CA)Covered Agreement (CA) WTO Multilateral andWTO Multilateral and
PlurilateralPlurilateral Agreements areAgreements are
listed as covered agreementslisted as covered agreements
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:AimsAims
DSU:DSU:
Securing compliance with CASecuring compliance with CA Providing security and predictability to the multilateralProviding security and predictability to the multilateral
trading systemtrading system
The market participants (private economic operators) needThe market participants (private economic operators) needstability and predictability in the government laws, rules andstability and predictability in the government laws, rules andregulations applying to their commercial activity, especiallyregulations applying to their commercial activity, especiallywhen they conduct trade on the basis of longwhen they conduct trade on the basis of long--termtermtransactions.transactions.
In light of this, the DSU aims to provide a fast, efficient,In light of this, the DSU aims to provide a fast, efficient,dependable and ruledependable and rule--oriented system to resolve disputesoriented system to resolve disputesabout the application of the provisions of the WTOabout the application of the provisions of the WTOAgreements.Agreements.
Preserving the rights and obligations of MembersPreserving the rights and obligations of Membersunder the CAunder the CA
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:Main CharactersMain Characters
The Parties: WTO Members onlyThe Parties: WTO Members only
The DSB (all the Member States)The DSB (all the Member States)
The Panel ( 3 or 5 panelists)The Panel ( 3 or 5 panelists)
AB (7 members)AB (7 members)
WTO SecretariatWTO Secretariat
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ProceduralProcedural
StagesStages
Part IIPart II
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Main StagesMain Stages
Good offices,conciliation andmediation
Report issued to the parties
beforecirculated to the Members
Translation in official languages
DSB adopts Panel / Appellate Report(s)
Appellate Review andReport Issued(60-90 days)
Panel review and Report Issued(6-9 months)
Composition of the panel
Panel establishedby DSB
Consultations(60 days)
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Main StagesMain Stages Good offices normally consist primarily of providing
logistical support to help the parties negotiate in aproductive atmosphere. Conciliation additionally involves the direct
participation of an outside person in the discussions andnegotiations between the parties. In a mediation process, the mediator does not only
participate in and contribute to the discussions andnegotiations, but may also propose a solution to theparties.The parties would not be obliged to accept this
proposal.
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II.aII.a
ConsultationsConsultations
Di S l i h
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Dispute Settlement in theDispute Settlement in the
WTO:WTO: ConsultationsConsultations
Who?Who? One or more Members (complainants) againstOne or more Members (complainants) against
another Member (defendant)another Member (defendant)
Confidential process (Art. 4.6)Confidential process (Art. 4.6) No intervention by the SecretariatNo intervention by the Secretariat
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Request for ConsultationsRequest for Consultations The request forThe request for
consultationsconsultations::(Art. 4 DSU)(Art. 4 DSU)
Indicates the reasons forIndicates the reasons for
the request:the request: identification of theidentification of the
measuresmeasures
legal basis for complaintlegal basis for complaint Addressed to DefendantAddressed to Defendant
with copy to DSB andwith copy to DSB and
relevant Councils andrelevant Councils andCommitteesCommittees
Circulated to Members asCirculated to Members asdocumentdocument WT/DSxxx/1WT/DSxxx/1
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:Third PartiesThird Parties --Joining ConsultationJoining Consultation
Any Member canAny Member can
request to be joinedrequest to be joined
in the consultationsin the consultations
Art. 4.11 DSUArt. 4.11 DSU
ConsultationsConsultations
requested underrequested under ArticleArticleXXIIXXII of GATT only (orof GATT only (or
correspondingcorresponding
provision)provision)
SubstantialSubstantialtradetrade
interestinterest Notified to parties andNotified to parties and
DSBDSB
Deadline: within 10
days of initial request
for consultations
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:Third PartiesThird Parties --Joining ConsultationJoining Consultation
If the respondent disagrees, there is noalternative through which the interested Member
can impose its presence at the consultations, no
matter how legitimate the invoked substantial tradeinterest may be.
However, the interested Member can alwaysrequest consultations directly with the respondent(Article 4.11 of the DSU), which would open a new,
separate dispute settlement proceeding
Dispute settlement in the WTO:Dispute settlement in the WTO:
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Dispute settlement in the WTO:Dispute settlement in the WTO:
Time frameTime frame
MUTUALLY AGREEDSOLUTION
REQUEST FOR THE ESTABLISHMENTOF A PANEL
Failure to settle the dispute( 60 days from receivedrequest for consultations)
Entry into consultations within 30 days They do not enter into consultations within 30 days
Requested Member replies within 10 days Requested Member does not reply
Request for Consultations
Exception!: Urgency procedure under Art. 4.8 DSU
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II.bII.b
PanelPanelReviewReview
ProcessProcess
Disp te Settlement in the WTODispute Settlement in the WTO:
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Establishment of panelsEstablishment of panelsArticle 6 DSUArticle 6 DSU
Request for establishment of aRequest for establishment of apanel:panel:
indicate whether consultations heldindicate whether consultations held
identify the specific measures at issueidentify the specific measures at issue
brief summary of the legal basis of thebrief summary of the legal basis of the
problem sufficient to present the problemproblem sufficient to present the problemclearlyclearly
EstablishmentEstablishment of a panelof a panel
S ODi S l i h WTO
http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/8/14/2019 WTO DSU and the Role of the Government Officials presented for Royal University of Economic and Law
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Terms of reference andTerms of reference andcomposition of panelscomposition of panels
Terms of reference:Terms of reference:(Article 7 DSU)(Article 7 DSU) Standard terms ofStandard terms of
referencereference
Special terms ofSpecial terms ofreferencereference
Panel Composition:Panel Composition:(Article 8 DSU)(Article 8 DSU)
wellwell--qualified governmentqualified governmentand/or nonand/or non--governmentalgovernmental
individualsindividuals secretariat proposalssecretariat proposals
members shall not oppose,members shall not oppose,except for convincing reasonsexcept for convincing reasons
indicative list of panelistsindicative list of panelists
nomination by DGnomination by DG No agreement on the panellistsNo agreement on the panellists
within 20 days after the date ofwithin 20 days after the date of
the establishment of a panelthe establishment of a panel
Di t S ttl t i th WTODispute Settlement in the WTO
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Panel Procedures (I)Panel Procedures (I)
Working Procedures (Appendix 3 DSU)Working Procedures (Appendix 3 DSU)
Submissions and meetingsSubmissions and meetings
Issuance of descriptive part to partiesIssuance of descriptive part to parties
Interim reviewInterim review
Final report issued to partiesFinal report issued to parties
Final report circulated to all MembersFinal report circulated to all Members Procedure for suspension of workProcedure for suspension of work
Dispute Settlement in the WTO:Dispute Settlement in the WTO:
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:Panel Proceedings: Appendix 3 DSUPanel Proceedings: Appendix 3 DSU
Final report circulated to all Members
Final report issued to parties
Interim review
Receipt of comments by the parties
on the descriptive part of the report
Issuance of descriptive partof the report to the parties
Second substantive meeting with the parties
Receipt of written rebuttalsof the parties
First substantive meeting with the parties and third parties
Third party session
Receipt of first written submissions of the parties
(written negation)
Di t S ttl t i th WTODi t S ttl t i th WTO
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Panel Procedures (II)Panel Procedures (II)Function of panels:Function of panels:
Standard of review: (Art. 11 DSU)Standard of review: (Art. 11 DSU) facts of the casefacts of the case
the applicability of CAthe applicability of CA
conformity with the relevant CAconformity with the relevant CA
Report of the Panel shall set out: (Art12.7 DSU)Report of the Panel shall set out: (Art12.7 DSU)
the findings of factthe findings of fact the applicability of the relevant provisionsthe applicability of the relevant provisions
the basic rationale behind any findings andthe basic rationale behind any findings and
recommendations that it makesrecommendations that it makes
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Panel Procedures (III)Panel Procedures (III)
Third parties:Third parties: substantial interestsubstantial interest(Article 10 DSU)(Article 10 DSU)
Difference with consultation phaseDifference with consultation phase
Limited rightsLimited rights
to receive the first written submissionsto receive the first written submissions to make written submissions to the Panelto make written submissions to the Panel
to be heard by the Panelto be heard by the Panel
Right to seek informationRight to seek information (Article 13 DSU)(Article 13 DSU) Issue:Issue: Amicus CuriaeAmicus Curiae
Expert review groupsExpert review groups (Appendix 4 DSU)(Appendix 4 DSU)
ConfidentialityConfidentiality (Article 14 DSU)(Article 14 DSU)
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:Panel Procedures (IV): DeadlinesPanel Procedures (IV): Deadlines
As a general rule,As a general rule, 66monthsmonths fromfrom
compositioncomposition/terms/terms
of reference toof reference toissuance of finalissuance of final
report of the panel toreport of the panel to
the partiesthe parties
(Article 12.8 DSU)(Article 12.8 DSU)
As a general rule,As a general rule, 99monthsmonths fromfrom
establishmentestablishment ofof
panel to considerationpanel to considerationof report for adoptionof report for adoption
(if no appeal)(if no appeal)
12 months12 months wherewhere
report is appealedreport is appealed
(Article 20 DSU)(Article 20 DSU)
S ODi S l i h WTO
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Panel Procedures: deadlinesPanel Procedures: deadlines
Establishment
of a panel
Composition ofa panel
Final Report
circulatedmax. 6 months
max. 9 months
Dispute Settlement in the WTO:Dispute Settlement in the WTO:
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Adoption of Panel ReportsAdoption of Panel ReportsArt. 16 DSUArt. 16 DSU
Panel reports are notPanel reports are not
considered by DSBconsidered by DSBfor adoption until 20for adoption until 20days after circulationdays after circulation
Adopted at a DSBAdopted at a DSBmeetingmeeting within 60within 60
days of circulationdays of circulation,,unless negativeunless negativeconsensusconsensus..
ExceptExcept ififappealedappealed
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II.cII.c
Appellate ReviewAppellate Review
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Appellate Review (I)Appellate Review (I)Article 17 DSUArticle 17 DSU
Appeals limited toAppeals limited to
issues of lawissues of law andand
legal interpretationslegal interpretationsdeveloped by thedeveloped by the
panelpanel
Appeal only open toAppeal only open to
partiesparties to the disputeto the dispute
Standing AppellateStanding AppellateBodyBody
7 members7 members
persons of recognizedpersons of recognizedauthority and expertise inauthority and expertise in
international trade lawinternational trade law
unaffiliated with anyunaffiliated with anygovernmentgovernment
Di t S ttl t i th WTODi t S ttl t i th WTO
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Appellate Review (II)Appellate Review (II)
Report of the Appellate BodyReport of the Appellate Body::
The Appellate BodyThe Appellate Body may encourage,may encourage,
modify or reverse the legal findings andmodify or reverse the legal findings and
conclusions of the panelconclusions of the panel (Art. 17.12 DSU)(Art. 17.12 DSU)
Adoption of Appellate Body reportAdoption of Appellate Body report::within 30 days of circulation to Memberswithin 30 days of circulation to Members
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II.dII.d
ImplementationImplementation
Dispute Settlement in the WTODispute Settlement in the WTO::
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Dispute Settlement in the WTODispute Settlement in the WTO::
ImplementationImplementation
DSB authorisation for suspension of concessions
Arbitration on level and procedure
Request for DSB authorisation for suspension of concessionsif compensation not agreed
Negotiations to agree mutually satisfactorycompensation if no compliance
Request for review of compliance
(referred to original panel)
Arbitration to determine 'reasonable period of time' if no agreement
Implementation within reasonable period of time
DSB adopts report
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Implementation (I)Implementation (I)
RecommendationsRecommendations::
If violation:If violation:
recommendation thatrecommendation that
the Memberthe Member bringbringthe measures intothe measures into
conformityconformity
(Article 19 DSU)(Article 19 DSU)
Within 30 days ofWithin 30 days of
adoption of report,adoption of report,
Member concernedMember concerned
informs the DSB of itsinforms the DSB of itsintentions in respect ofintentions in respect of
implementationimplementation of theof the
recommendations andrecommendations andrulingsrulings
(Article 1 DSU)(Article 1 DSU)
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Implementation (II)Implementation (II)
Determination ofDetermination of reasonable period ofreasonable period of
timetime for implementation:for implementation:
proposed by Member and approved by DSB, orproposed by Member and approved by DSB, or
mutually agreed by the parties, ormutually agreed by the parties, or
determined throughdetermined through arbitrationarbitration:: guideline forguideline forthe arbitratorthe arbitrator: 15 months from the date of: 15 months from the date of
adoption (Article 21.3 DSU)adoption (Article 21.3 DSU)
Dispute Settlement in the WTO:Dispute Settlement in the WTO:
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Implementation (III)Implementation (III)
Surveillance by the DSBSurveillance by the DSB: Status reports on: Status reports on
implementationimplementation
If Member fails to bring measure intoIf Member fails to bring measure into
conformity within reasonable period of time,conformity within reasonable period of time,
possibility ofpossibility of temporarytemporary measures:measures:compensationcompensation oror suspension ofsuspension of
concessionsconcessions (retaliation)(retaliation)
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:Implementation (IV)Implementation (IV)
Compensation:Compensation:(Article 22 DSU)(Article 22 DSU)
VoluntaryVoluntary
NegotiatedNegotiated
Compatible with WTO AgreementsCompatible with WTO Agreements
If no compensation agreed within 20 days afterIf no compensation agreed within 20 days afterexpiry of reasonable period of timeexpiry of reasonable period of time..
Dispute Settlement in the WTO:Dispute Settlement in the WTO:
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Implementation (V)Implementation (V)
Suspension of concessionsSuspension of concessions::
same sector/other sector/ other agreementsame sector/other sector/ other agreement
level of suspension:level of suspension: equivalent to the level ofequivalent to the level of
nullification or impairmentnullification or impairment (Art. 22.4 DSU)(Art. 22.4 DSU) authorization to suspend: within 30 days ofauthorization to suspend: within 30 days of
expiry of reasonable period of timeexpiry of reasonable period of time
arbitration on level of suspension or principlesarbitration on level of suspension or principles
of Art. 22.3 DSUof Art. 22.3 DSU
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II.eII.e
NonNon--ImplementationImplementation
Dispute Settlement in the WTO:Dispute Settlement in the WTO:
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Dispute Settlement in the WTO:p
Surveillance of ImplementationSurveillance of Implementation
Surveillance by the DSBSurveillance by the DSB: Status reports: Status reports
on implementation (21.6 DSU)on implementation (21.6 DSU)
If Member fails to bring measure into conformityIf Member fails to bring measure into conformitywithin reasonable period of time, possibility ofwithin reasonable period of time, possibility of
temporary measurestemporary measures : compensation or: compensation or
suspension of concessionssuspension of concessions (retaliation)(retaliation)
Dispute Settlement in the WTO:Dispute Settlement in the WTO:
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pp
CompensationCompensationCompensation:Compensation: (Art. 22 DSU)(Art. 22 DSU)
voluntaryvoluntary
negotiatednegotiated
compatible with WTO Agreementscompatible with WTO Agreements
If no compensation agreed within 20 days after expiry ofIf no compensation agreed within 20 days after expiry of
reasonable period of timereasonable period of time.. Suspension of concessionsSuspension of concessions
Suspension of concessionsSuspension of concessions
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Suspension of concessionsSuspension of concessions
Specificity requirementsSpecificity requirements
ItIt must specifymust specifythe Agreementthe Agreement
and sector (s)and sector (s)
under which itunder which itwill be applied.will be applied.
Art. 22.3Art. 22.3
What should the request contain?
2 minimum specificity requirements
ItIt must set out amust set out aspecific levelspecific level
of suspensionof suspension
Equivalent to theEquivalent to the
nullification andnullification and
impairmentimpairment
Suspension of concessionsSuspension of concessions
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Suspension of concessionsSuspension of concessions
RequirementRequirement 1:1: selectionselection ofof thethe sectorsector
GoodsGoods:: allall one sectorone sector
ServicesServices:: eacheach oneone ofof thethe 1111 sectorssectors identifiedidentified inin
servicesservices sectoralsectoral ClassificationClassification listlist ((MTN.GNSMTN.GNS/W/120/W/120))
IntellectualIntellectual PropertyProperty:: eacheach oneone ofof thethe 77 SectionsSections
andand PartsParts II, IIIII, III andand IV del TRIPSIV del TRIPS
General Principle
in the same sector/s in which the inconsistentmeasure was found. (Art. 22.3 a)
Suspension of concessionsSuspension of concessions
http://www.wto.org/english/tratop_e/serv_e/mtn_gns_w_120_e.dochttp://www.wto.org/english/tratop_e/serv_e/mtn_gns_w_120_e.dochttp://www.wto.org/english/tratop_e/serv_e/mtn_gns_w_120_e.dochttp://www.wto.org/english/tratop_e/serv_e/mtn_gns_w_120_e.dochttp://www.wto.org/english/tratop_e/serv_e/mtn_gns_w_120_e.dochttp://www.wto.org/english/tratop_e/serv_e/mtn_gns_w_120_e.doc8/14/2019 WTO DSU and the Role of the Government Officials presented for Royal University of Economic and Law
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InIn additionaddition::
SuspensionSuspension ofof concessionsconcessions maymay notnot havehavepunitivepunitive naturenature
ECEC--Bananas III (US) (Art. 22.6)Bananas III (US) (Art. 22.6) --para. 6.3para. 6.3WT/DS27/ARBWT/DS27/ARBUSUSCotton Yarn, para. 120Cotton Yarn, para. 120WT/DS192/AB/RWT/DS192/AB/R
Level of
concesions to
be suspended
Level of
nullification or
impairment
Equivalence
(correspondence, identity or
balance)
(Art. 22.4 del ESD)
EC - Bananas III (EEUU) (Art. 22.6) - para. 4.1 WT/DS27/ARB
Suspension of concessionsSuspension of concessions
RequirementRequirement 2:2: EquivalenceEquivalence
http://docsonline.wto.org/DDFDocuments/t/WT/DS/27ARB.DOChttp://docsonline.wto.org/DDFDocuments/t/WT/DS/27ARB.DOChttp://docsonline.wto.org/DDFDocuments/t/WT/DS/192ABR.dochttp://docsonline.wto.org/DDFDocuments/t/WT/DS/192ABR.dochttp://docsonline.wto.org/DDFDocuments/t/WT/DS/27ARB.DOChttp://docsonline.wto.org/DDFDocuments/t/WT/DS/27ARB.DOChttp://docsonline.wto.org/DDFDocuments/t/WT/DS/192ABR.dochttp://docsonline.wto.org/DDFDocuments/t/WT/DS/27ARB.DOC8/14/2019 WTO DSU and the Role of the Government Officials presented for Royal University of Economic and Law
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MandateMandate ofof thethe arbitratorarbitratorArt. 22.7 DSUArt. 22.7 DSU
The arbitrator may not review theThe arbitrator may not review thenature of the proposed measurenature of the proposed measure
ECECHormones (Art.Hormones (Art. 22.622.6CE), para. 18CE), para. 18WT/DS26/ARBWT/DS26/ARB
Arbitral award: within 60 of the expiry of the
reasonable period of time
Dispute Settlement in the WTO:Dispute Settlement in the WTO:
http://docsonline.wto.org/DDFDocuments/t/WT/DS/26ARB.DOChttp://docsonline.wto.org/DDFDocuments/t/WT/DS/26ARB.DOChttp://docsonline.wto.org/DDFDocuments/t/WT/DS/26ARB.DOC8/14/2019 WTO DSU and the Role of the Government Officials presented for Royal University of Economic and Law
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Dispute Settlement in the WTO:Dispute Settlement in the WTO:
Developing CountriesDeveloping Countries
Reference to 1966 decisionReference to 1966 decision
Specific provisions: e.g.Specific provisions: e.g. composition of panels (Art. 8.10 DSU),composition of panels (Art. 8.10 DSU),
consultations (Art. 4. 10 DSU),consultations (Art. 4. 10 DSU),
panels procedures (Art. 12. 10 and 12.11 DSU)panels procedures (Art. 12. 10 and 12.11 DSU)
LeastLeast --developed countries (Art. 24 DSU):developed countries (Art. 24 DSU): particular consideration to special situation,particular consideration to special situation,
moderation in asking for compensation and seeking tomoderation in asking for compensation and seeking to
suspend concessionssuspend concessions
Legal assistance (Art. 27.2 DSU)Legal assistance (Art. 27.2 DSU)
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III.III.A GovernmentA Government
LawyerLawyers Perspectivess Perspectives
How is a government lawyerHow is a government lawyerss
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g yg y
perspective different?perspective different?
Responsibilities are broader.Responsibilities are broader.
Multiple stakeholders in a dispute.Multiple stakeholders in a dispute.
Context of the dispute is different to privateContext of the dispute is different to private
lawsuitlawsuit
How is a government lawyerHow is a government lawyerss
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g yg y
perspective different?perspective different? Responsibilities are broaderResponsibilities are broader
Government lawyers are responsible for moreGovernment lawyers are responsible for morethan the legal outcome of the casethan the legal outcome of the casethey arethey are
also responsible for the policy and politicalalso responsible for the policy and political
outcomes of the caseoutcomes of the case
Outcomes include legal, policy and politicalOutcomes include legal, policy and political
outcomesoutcomes Key difference to private lawyer whereKey difference to private lawyer where
responsibility is limited to legal adviceresponsibility is limited to legal advice
How is a government lawyerHow is a government lawyerss
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g y
perspective different?perspective different? Multiple stakeholders in the disputeMultiple stakeholders in the dispute
Governments of the partiesGovernments of the partiesPrivate industry and businessPrivate industry and business
MinistersMinisters
Third partiesThird parties
NonNon--government organisationsgovernment organisations
How is a government lawyerHow is a government lawyerss
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perspective different?perspective different?
Dispute settlement contextDispute settlement context
WTO disputes take place against theWTO disputes take place against the
background of mutual WTO membership and abackground of mutual WTO membership and a
continuing trading relationshipcontinuing trading relationshipContrast to private litigation which does not takeContrast to private litigation which does not take
place within the context of such relationshipsplace within the context of such relationships
How is a government lawyerHow is a government lawyerss
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perspective different?perspective different?
Taken together, these factors enlarge theTaken together, these factors enlarge the
concept of aconcept of adisputedisputefor a governmentfor a governmentlawyer and add complexity to thelawyer and add complexity to the
management of the dispute process.management of the dispute process.
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THANKS YOUTHANKS YOU