WTO DSU and the Role of the Government Officials presented for Royal University of Economic and Law

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    DISPUTE SETTLEMENTDISPUTE SETTLEMENT

    ININ

    WTOWTO

    PREPARED BYPREPARED BY

    CHAN BONNIVOITCHAN BONNIVOIT

    WTO OFFICEWTO OFFICENOTIFICATION AND LEGAL COMPLIANCE DEPARTMENTNOTIFICATION AND LEGAL COMPLIANCE DEPARTMENT

    MINISTRY OF COMMERCEMINISTRY OF COMMERCE

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    Table of ContentsTable of ContentsI.I. General AspectsGeneral Aspectsa)a) OverviewOverview

    b)b) ScopeScope

    c)c) Aims and Main CharactersAims and Main CharactersII.II. Procedural StagesProcedural Stages

    a)a) ConsultationsConsultations

    b)b) Panel Review ProcessPanel Review Processi.i. Request for EstablishmentRequest for Establishment

    ii.ii. CompositionComposition

    iii.iii. ProceedingsProceedings

    c)c) Appellate ReviewAppellate Review

    d)d) ImplementationImplementation

    i.i. Reasonable Period of TimeReasonable Period of Timeii.ii. Implementation Review ProcessImplementation Review Process

    e)e) NonNon--ImplementationImplementationi.i. CompensationCompensation

    ii.ii. Suspension of ConcessionsSuspension of Concessions

    III.III. A Government LawyerA Government Lawyers Perspectivess Perspectives

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    General AspectsGeneral Aspects

    Part IPart I

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Dispute Settlement under GATT 1947Dispute Settlement under GATT 1947

    Articles XXII and XXIII of GATT:Articles XXII and XXIII of GATT: nullification and impairmentnullification and impairment

    "nullification and impairment" of the benefits that should flow"nullification and impairment" of the benefits that should flowfrom the agreement.from the agreement.

    Violation (and nonViolation (and non--violation)violation) Breach of the rules contained in the GATT by one party.Breach of the rules contained in the GATT by one party.

    Have an adverse impact on another GATT party or parties.Have an adverse impact on another GATT party or parties.

    Practice under GATT 1947Practice under GATT 1947 multilateral resolution of disputes.multilateral resolution of disputes.

    dispute settlement was viewed as much more a matter ofdispute settlement was viewed as much more a matter of

    diplomacy, rather than a matter of law alone.diplomacy, rather than a matter of law alone. consensus (political consensus).consensus (political consensus).

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    WTO

    Structure

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    Dispute Settlement in theDispute Settlement in the

    WTO:WTO:OverviewOverview

    QuasiQuasi--judicial Naturejudicial Nature Compulsory jurisdictionCompulsory jurisdiction

    Secured accessSecured access

    Detailed procedures andDetailed procedures anddeadlinesdeadlines

    Automaticity in theAutomaticity in the

    proceedingsproceedings Possible appealPossible appeal

    PanelPanel

    Appellate Body (AB)Appellate Body (AB)

    Who can haveWho can haverecourse to it?recourse to it?

    (Members)(Members)

    When? (MemberWhen? (Member

    considers benefitsconsiders benefits

    resulting fromresulting fromagreements areagreements are

    being impaired)being impaired)

    Which agreements?Which agreements?

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    Dispute Settlement in WTO:Dispute Settlement in WTO:

    OverviewOverview

    WTO Dispute Settlement Body

    PanelReport

    Adoption

    PANEL

    establishes

    CONSULTATION

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    Dispute Settlement in WTO:Dispute Settlement in WTO:

    OverviewOverview

    Political Level (Control)

    Judicial Level

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    Structure of the WTO AgreementStructure of the WTO Agreement

    WTO Agreement

    GATT

    GATS

    TRIPS

    TPRMDSU

    Plurilateral Agreements:

    Trade in Civil Air CraftGovernment Procurement

    A A

    A A

    A A

    A A

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    WTO

    GATT

    GATS

    TRIPS

    TPRMDSU

    Agriculture

    Sanitary andPhytosanitary Measures

    Technical Barriers toTrade

    Trade-related InvestmentMeasures

    Anti-Dumping

    Rules of Origin

    Valuation

    Import Licensing

    Subsidies and

    Countervailing

    Measures

    Safeguards

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    ScopeScope

    An integratedAn integratedsystemsystem::

    Applies to all the WTOApplies to all the WTOmultilateral agreementsmultilateral agreements(Appendix 1)(Appendix 1)

    A single set of rules for allA single set of rules for alldisputesdisputes (Art 23)(Art 23)

    Only a few special orOnly a few special or

    additional rules in someadditional rules in someCovered Agreement (CA)Covered Agreement (CA) WTO Multilateral andWTO Multilateral and

    PlurilateralPlurilateral Agreements areAgreements are

    listed as covered agreementslisted as covered agreements

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:AimsAims

    DSU:DSU:

    Securing compliance with CASecuring compliance with CA Providing security and predictability to the multilateralProviding security and predictability to the multilateral

    trading systemtrading system

    The market participants (private economic operators) needThe market participants (private economic operators) needstability and predictability in the government laws, rules andstability and predictability in the government laws, rules andregulations applying to their commercial activity, especiallyregulations applying to their commercial activity, especiallywhen they conduct trade on the basis of longwhen they conduct trade on the basis of long--termtermtransactions.transactions.

    In light of this, the DSU aims to provide a fast, efficient,In light of this, the DSU aims to provide a fast, efficient,dependable and ruledependable and rule--oriented system to resolve disputesoriented system to resolve disputesabout the application of the provisions of the WTOabout the application of the provisions of the WTOAgreements.Agreements.

    Preserving the rights and obligations of MembersPreserving the rights and obligations of Membersunder the CAunder the CA

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:Main CharactersMain Characters

    The Parties: WTO Members onlyThe Parties: WTO Members only

    The DSB (all the Member States)The DSB (all the Member States)

    The Panel ( 3 or 5 panelists)The Panel ( 3 or 5 panelists)

    AB (7 members)AB (7 members)

    WTO SecretariatWTO Secretariat

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    ProceduralProcedural

    StagesStages

    Part IIPart II

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Main StagesMain Stages

    Good offices,conciliation andmediation

    Report issued to the parties

    beforecirculated to the Members

    Translation in official languages

    DSB adopts Panel / Appellate Report(s)

    Appellate Review andReport Issued(60-90 days)

    Panel review and Report Issued(6-9 months)

    Composition of the panel

    Panel establishedby DSB

    Consultations(60 days)

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Main StagesMain Stages Good offices normally consist primarily of providing

    logistical support to help the parties negotiate in aproductive atmosphere. Conciliation additionally involves the direct

    participation of an outside person in the discussions andnegotiations between the parties. In a mediation process, the mediator does not only

    participate in and contribute to the discussions andnegotiations, but may also propose a solution to theparties.The parties would not be obliged to accept this

    proposal.

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    II.aII.a

    ConsultationsConsultations

    Di S l i h

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    Dispute Settlement in theDispute Settlement in the

    WTO:WTO: ConsultationsConsultations

    Who?Who? One or more Members (complainants) againstOne or more Members (complainants) against

    another Member (defendant)another Member (defendant)

    Confidential process (Art. 4.6)Confidential process (Art. 4.6) No intervention by the SecretariatNo intervention by the Secretariat

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Request for ConsultationsRequest for Consultations The request forThe request for

    consultationsconsultations::(Art. 4 DSU)(Art. 4 DSU)

    Indicates the reasons forIndicates the reasons for

    the request:the request: identification of theidentification of the

    measuresmeasures

    legal basis for complaintlegal basis for complaint Addressed to DefendantAddressed to Defendant

    with copy to DSB andwith copy to DSB and

    relevant Councils andrelevant Councils andCommitteesCommittees

    Circulated to Members asCirculated to Members asdocumentdocument WT/DSxxx/1WT/DSxxx/1

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:Third PartiesThird Parties --Joining ConsultationJoining Consultation

    Any Member canAny Member can

    request to be joinedrequest to be joined

    in the consultationsin the consultations

    Art. 4.11 DSUArt. 4.11 DSU

    ConsultationsConsultations

    requested underrequested under ArticleArticleXXIIXXII of GATT only (orof GATT only (or

    correspondingcorresponding

    provision)provision)

    SubstantialSubstantialtradetrade

    interestinterest Notified to parties andNotified to parties and

    DSBDSB

    Deadline: within 10

    days of initial request

    for consultations

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:Third PartiesThird Parties --Joining ConsultationJoining Consultation

    If the respondent disagrees, there is noalternative through which the interested Member

    can impose its presence at the consultations, no

    matter how legitimate the invoked substantial tradeinterest may be.

    However, the interested Member can alwaysrequest consultations directly with the respondent(Article 4.11 of the DSU), which would open a new,

    separate dispute settlement proceeding

    Dispute settlement in the WTO:Dispute settlement in the WTO:

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    Dispute settlement in the WTO:Dispute settlement in the WTO:

    Time frameTime frame

    MUTUALLY AGREEDSOLUTION

    REQUEST FOR THE ESTABLISHMENTOF A PANEL

    Failure to settle the dispute( 60 days from receivedrequest for consultations)

    Entry into consultations within 30 days They do not enter into consultations within 30 days

    Requested Member replies within 10 days Requested Member does not reply

    Request for Consultations

    Exception!: Urgency procedure under Art. 4.8 DSU

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    II.bII.b

    PanelPanelReviewReview

    ProcessProcess

    Disp te Settlement in the WTODispute Settlement in the WTO:

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Establishment of panelsEstablishment of panelsArticle 6 DSUArticle 6 DSU

    Request for establishment of aRequest for establishment of apanel:panel:

    indicate whether consultations heldindicate whether consultations held

    identify the specific measures at issueidentify the specific measures at issue

    brief summary of the legal basis of thebrief summary of the legal basis of the

    problem sufficient to present the problemproblem sufficient to present the problemclearlyclearly

    EstablishmentEstablishment of a panelof a panel

    S ODi S l i h WTO

    http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/http://submissions%20to%20the%20panel%20for%20respondent-simulation%20in%20singapore%20seminare%204-8-jun-07.pdf/
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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Terms of reference andTerms of reference andcomposition of panelscomposition of panels

    Terms of reference:Terms of reference:(Article 7 DSU)(Article 7 DSU) Standard terms ofStandard terms of

    referencereference

    Special terms ofSpecial terms ofreferencereference

    Panel Composition:Panel Composition:(Article 8 DSU)(Article 8 DSU)

    wellwell--qualified governmentqualified governmentand/or nonand/or non--governmentalgovernmental

    individualsindividuals secretariat proposalssecretariat proposals

    members shall not oppose,members shall not oppose,except for convincing reasonsexcept for convincing reasons

    indicative list of panelistsindicative list of panelists

    nomination by DGnomination by DG No agreement on the panellistsNo agreement on the panellists

    within 20 days after the date ofwithin 20 days after the date of

    the establishment of a panelthe establishment of a panel

    Di t S ttl t i th WTODispute Settlement in the WTO

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Panel Procedures (I)Panel Procedures (I)

    Working Procedures (Appendix 3 DSU)Working Procedures (Appendix 3 DSU)

    Submissions and meetingsSubmissions and meetings

    Issuance of descriptive part to partiesIssuance of descriptive part to parties

    Interim reviewInterim review

    Final report issued to partiesFinal report issued to parties

    Final report circulated to all MembersFinal report circulated to all Members Procedure for suspension of workProcedure for suspension of work

    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:Panel Proceedings: Appendix 3 DSUPanel Proceedings: Appendix 3 DSU

    Final report circulated to all Members

    Final report issued to parties

    Interim review

    Receipt of comments by the parties

    on the descriptive part of the report

    Issuance of descriptive partof the report to the parties

    Second substantive meeting with the parties

    Receipt of written rebuttalsof the parties

    First substantive meeting with the parties and third parties

    Third party session

    Receipt of first written submissions of the parties

    (written negation)

    Di t S ttl t i th WTODi t S ttl t i th WTO

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Panel Procedures (II)Panel Procedures (II)Function of panels:Function of panels:

    Standard of review: (Art. 11 DSU)Standard of review: (Art. 11 DSU) facts of the casefacts of the case

    the applicability of CAthe applicability of CA

    conformity with the relevant CAconformity with the relevant CA

    Report of the Panel shall set out: (Art12.7 DSU)Report of the Panel shall set out: (Art12.7 DSU)

    the findings of factthe findings of fact the applicability of the relevant provisionsthe applicability of the relevant provisions

    the basic rationale behind any findings andthe basic rationale behind any findings and

    recommendations that it makesrecommendations that it makes

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Panel Procedures (III)Panel Procedures (III)

    Third parties:Third parties: substantial interestsubstantial interest(Article 10 DSU)(Article 10 DSU)

    Difference with consultation phaseDifference with consultation phase

    Limited rightsLimited rights

    to receive the first written submissionsto receive the first written submissions to make written submissions to the Panelto make written submissions to the Panel

    to be heard by the Panelto be heard by the Panel

    Right to seek informationRight to seek information (Article 13 DSU)(Article 13 DSU) Issue:Issue: Amicus CuriaeAmicus Curiae

    Expert review groupsExpert review groups (Appendix 4 DSU)(Appendix 4 DSU)

    ConfidentialityConfidentiality (Article 14 DSU)(Article 14 DSU)

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:Panel Procedures (IV): DeadlinesPanel Procedures (IV): Deadlines

    As a general rule,As a general rule, 66monthsmonths fromfrom

    compositioncomposition/terms/terms

    of reference toof reference toissuance of finalissuance of final

    report of the panel toreport of the panel to

    the partiesthe parties

    (Article 12.8 DSU)(Article 12.8 DSU)

    As a general rule,As a general rule, 99monthsmonths fromfrom

    establishmentestablishment ofof

    panel to considerationpanel to considerationof report for adoptionof report for adoption

    (if no appeal)(if no appeal)

    12 months12 months wherewhere

    report is appealedreport is appealed

    (Article 20 DSU)(Article 20 DSU)

    S ODi S l i h WTO

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Panel Procedures: deadlinesPanel Procedures: deadlines

    Establishment

    of a panel

    Composition ofa panel

    Final Report

    circulatedmax. 6 months

    max. 9 months

    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Adoption of Panel ReportsAdoption of Panel ReportsArt. 16 DSUArt. 16 DSU

    Panel reports are notPanel reports are not

    considered by DSBconsidered by DSBfor adoption until 20for adoption until 20days after circulationdays after circulation

    Adopted at a DSBAdopted at a DSBmeetingmeeting within 60within 60

    days of circulationdays of circulation,,unless negativeunless negativeconsensusconsensus..

    ExceptExcept ififappealedappealed

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    II.cII.c

    Appellate ReviewAppellate Review

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Appellate Review (I)Appellate Review (I)Article 17 DSUArticle 17 DSU

    Appeals limited toAppeals limited to

    issues of lawissues of law andand

    legal interpretationslegal interpretationsdeveloped by thedeveloped by the

    panelpanel

    Appeal only open toAppeal only open to

    partiesparties to the disputeto the dispute

    Standing AppellateStanding AppellateBodyBody

    7 members7 members

    persons of recognizedpersons of recognizedauthority and expertise inauthority and expertise in

    international trade lawinternational trade law

    unaffiliated with anyunaffiliated with anygovernmentgovernment

    Di t S ttl t i th WTODi t S ttl t i th WTO

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Appellate Review (II)Appellate Review (II)

    Report of the Appellate BodyReport of the Appellate Body::

    The Appellate BodyThe Appellate Body may encourage,may encourage,

    modify or reverse the legal findings andmodify or reverse the legal findings and

    conclusions of the panelconclusions of the panel (Art. 17.12 DSU)(Art. 17.12 DSU)

    Adoption of Appellate Body reportAdoption of Appellate Body report::within 30 days of circulation to Memberswithin 30 days of circulation to Members

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    II.dII.d

    ImplementationImplementation

    Dispute Settlement in the WTODispute Settlement in the WTO::

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    Dispute Settlement in the WTODispute Settlement in the WTO::

    ImplementationImplementation

    DSB authorisation for suspension of concessions

    Arbitration on level and procedure

    Request for DSB authorisation for suspension of concessionsif compensation not agreed

    Negotiations to agree mutually satisfactorycompensation if no compliance

    Request for review of compliance

    (referred to original panel)

    Arbitration to determine 'reasonable period of time' if no agreement

    Implementation within reasonable period of time

    DSB adopts report

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Implementation (I)Implementation (I)

    RecommendationsRecommendations::

    If violation:If violation:

    recommendation thatrecommendation that

    the Memberthe Member bringbringthe measures intothe measures into

    conformityconformity

    (Article 19 DSU)(Article 19 DSU)

    Within 30 days ofWithin 30 days of

    adoption of report,adoption of report,

    Member concernedMember concerned

    informs the DSB of itsinforms the DSB of itsintentions in respect ofintentions in respect of

    implementationimplementation of theof the

    recommendations andrecommendations andrulingsrulings

    (Article 1 DSU)(Article 1 DSU)

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Implementation (II)Implementation (II)

    Determination ofDetermination of reasonable period ofreasonable period of

    timetime for implementation:for implementation:

    proposed by Member and approved by DSB, orproposed by Member and approved by DSB, or

    mutually agreed by the parties, ormutually agreed by the parties, or

    determined throughdetermined through arbitrationarbitration:: guideline forguideline forthe arbitratorthe arbitrator: 15 months from the date of: 15 months from the date of

    adoption (Article 21.3 DSU)adoption (Article 21.3 DSU)

    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Implementation (III)Implementation (III)

    Surveillance by the DSBSurveillance by the DSB: Status reports on: Status reports on

    implementationimplementation

    If Member fails to bring measure intoIf Member fails to bring measure into

    conformity within reasonable period of time,conformity within reasonable period of time,

    possibility ofpossibility of temporarytemporary measures:measures:compensationcompensation oror suspension ofsuspension of

    concessionsconcessions (retaliation)(retaliation)

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:Implementation (IV)Implementation (IV)

    Compensation:Compensation:(Article 22 DSU)(Article 22 DSU)

    VoluntaryVoluntary

    NegotiatedNegotiated

    Compatible with WTO AgreementsCompatible with WTO Agreements

    If no compensation agreed within 20 days afterIf no compensation agreed within 20 days afterexpiry of reasonable period of timeexpiry of reasonable period of time..

    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Implementation (V)Implementation (V)

    Suspension of concessionsSuspension of concessions::

    same sector/other sector/ other agreementsame sector/other sector/ other agreement

    level of suspension:level of suspension: equivalent to the level ofequivalent to the level of

    nullification or impairmentnullification or impairment (Art. 22.4 DSU)(Art. 22.4 DSU) authorization to suspend: within 30 days ofauthorization to suspend: within 30 days of

    expiry of reasonable period of timeexpiry of reasonable period of time

    arbitration on level of suspension or principlesarbitration on level of suspension or principles

    of Art. 22.3 DSUof Art. 22.3 DSU

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    II.eII.e

    NonNon--ImplementationImplementation

    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

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    Dispute Settlement in the WTO:p

    Surveillance of ImplementationSurveillance of Implementation

    Surveillance by the DSBSurveillance by the DSB: Status reports: Status reports

    on implementation (21.6 DSU)on implementation (21.6 DSU)

    If Member fails to bring measure into conformityIf Member fails to bring measure into conformitywithin reasonable period of time, possibility ofwithin reasonable period of time, possibility of

    temporary measurestemporary measures : compensation or: compensation or

    suspension of concessionssuspension of concessions (retaliation)(retaliation)

    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

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    pp

    CompensationCompensationCompensation:Compensation: (Art. 22 DSU)(Art. 22 DSU)

    voluntaryvoluntary

    negotiatednegotiated

    compatible with WTO Agreementscompatible with WTO Agreements

    If no compensation agreed within 20 days after expiry ofIf no compensation agreed within 20 days after expiry of

    reasonable period of timereasonable period of time.. Suspension of concessionsSuspension of concessions

    Suspension of concessionsSuspension of concessions

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    Suspension of concessionsSuspension of concessions

    Specificity requirementsSpecificity requirements

    ItIt must specifymust specifythe Agreementthe Agreement

    and sector (s)and sector (s)

    under which itunder which itwill be applied.will be applied.

    Art. 22.3Art. 22.3

    What should the request contain?

    2 minimum specificity requirements

    ItIt must set out amust set out aspecific levelspecific level

    of suspensionof suspension

    Equivalent to theEquivalent to the

    nullification andnullification and

    impairmentimpairment

    Suspension of concessionsSuspension of concessions

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    Suspension of concessionsSuspension of concessions

    RequirementRequirement 1:1: selectionselection ofof thethe sectorsector

    GoodsGoods:: allall one sectorone sector

    ServicesServices:: eacheach oneone ofof thethe 1111 sectorssectors identifiedidentified inin

    servicesservices sectoralsectoral ClassificationClassification listlist ((MTN.GNSMTN.GNS/W/120/W/120))

    IntellectualIntellectual PropertyProperty:: eacheach oneone ofof thethe 77 SectionsSections

    andand PartsParts II, IIIII, III andand IV del TRIPSIV del TRIPS

    General Principle

    in the same sector/s in which the inconsistentmeasure was found. (Art. 22.3 a)

    Suspension of concessionsSuspension of concessions

    http://www.wto.org/english/tratop_e/serv_e/mtn_gns_w_120_e.dochttp://www.wto.org/english/tratop_e/serv_e/mtn_gns_w_120_e.dochttp://www.wto.org/english/tratop_e/serv_e/mtn_gns_w_120_e.dochttp://www.wto.org/english/tratop_e/serv_e/mtn_gns_w_120_e.dochttp://www.wto.org/english/tratop_e/serv_e/mtn_gns_w_120_e.dochttp://www.wto.org/english/tratop_e/serv_e/mtn_gns_w_120_e.doc
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    InIn additionaddition::

    SuspensionSuspension ofof concessionsconcessions maymay notnot havehavepunitivepunitive naturenature

    ECEC--Bananas III (US) (Art. 22.6)Bananas III (US) (Art. 22.6) --para. 6.3para. 6.3WT/DS27/ARBWT/DS27/ARBUSUSCotton Yarn, para. 120Cotton Yarn, para. 120WT/DS192/AB/RWT/DS192/AB/R

    Level of

    concesions to

    be suspended

    Level of

    nullification or

    impairment

    Equivalence

    (correspondence, identity or

    balance)

    (Art. 22.4 del ESD)

    EC - Bananas III (EEUU) (Art. 22.6) - para. 4.1 WT/DS27/ARB

    Suspension of concessionsSuspension of concessions

    RequirementRequirement 2:2: EquivalenceEquivalence

    http://docsonline.wto.org/DDFDocuments/t/WT/DS/27ARB.DOChttp://docsonline.wto.org/DDFDocuments/t/WT/DS/27ARB.DOChttp://docsonline.wto.org/DDFDocuments/t/WT/DS/192ABR.dochttp://docsonline.wto.org/DDFDocuments/t/WT/DS/192ABR.dochttp://docsonline.wto.org/DDFDocuments/t/WT/DS/27ARB.DOChttp://docsonline.wto.org/DDFDocuments/t/WT/DS/27ARB.DOChttp://docsonline.wto.org/DDFDocuments/t/WT/DS/192ABR.dochttp://docsonline.wto.org/DDFDocuments/t/WT/DS/27ARB.DOC
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    MandateMandate ofof thethe arbitratorarbitratorArt. 22.7 DSUArt. 22.7 DSU

    The arbitrator may not review theThe arbitrator may not review thenature of the proposed measurenature of the proposed measure

    ECECHormones (Art.Hormones (Art. 22.622.6CE), para. 18CE), para. 18WT/DS26/ARBWT/DS26/ARB

    Arbitral award: within 60 of the expiry of the

    reasonable period of time

    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    http://docsonline.wto.org/DDFDocuments/t/WT/DS/26ARB.DOChttp://docsonline.wto.org/DDFDocuments/t/WT/DS/26ARB.DOChttp://docsonline.wto.org/DDFDocuments/t/WT/DS/26ARB.DOC
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    Dispute Settlement in the WTO:Dispute Settlement in the WTO:

    Developing CountriesDeveloping Countries

    Reference to 1966 decisionReference to 1966 decision

    Specific provisions: e.g.Specific provisions: e.g. composition of panels (Art. 8.10 DSU),composition of panels (Art. 8.10 DSU),

    consultations (Art. 4. 10 DSU),consultations (Art. 4. 10 DSU),

    panels procedures (Art. 12. 10 and 12.11 DSU)panels procedures (Art. 12. 10 and 12.11 DSU)

    LeastLeast --developed countries (Art. 24 DSU):developed countries (Art. 24 DSU): particular consideration to special situation,particular consideration to special situation,

    moderation in asking for compensation and seeking tomoderation in asking for compensation and seeking to

    suspend concessionssuspend concessions

    Legal assistance (Art. 27.2 DSU)Legal assistance (Art. 27.2 DSU)

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    III.III.A GovernmentA Government

    LawyerLawyers Perspectivess Perspectives

    How is a government lawyerHow is a government lawyerss

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    g yg y

    perspective different?perspective different?

    Responsibilities are broader.Responsibilities are broader.

    Multiple stakeholders in a dispute.Multiple stakeholders in a dispute.

    Context of the dispute is different to privateContext of the dispute is different to private

    lawsuitlawsuit

    How is a government lawyerHow is a government lawyerss

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    g yg y

    perspective different?perspective different? Responsibilities are broaderResponsibilities are broader

    Government lawyers are responsible for moreGovernment lawyers are responsible for morethan the legal outcome of the casethan the legal outcome of the casethey arethey are

    also responsible for the policy and politicalalso responsible for the policy and political

    outcomes of the caseoutcomes of the case

    Outcomes include legal, policy and politicalOutcomes include legal, policy and political

    outcomesoutcomes Key difference to private lawyer whereKey difference to private lawyer where

    responsibility is limited to legal adviceresponsibility is limited to legal advice

    How is a government lawyerHow is a government lawyerss

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    g y

    perspective different?perspective different? Multiple stakeholders in the disputeMultiple stakeholders in the dispute

    Governments of the partiesGovernments of the partiesPrivate industry and businessPrivate industry and business

    MinistersMinisters

    Third partiesThird parties

    NonNon--government organisationsgovernment organisations

    How is a government lawyerHow is a government lawyerss

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    perspective different?perspective different?

    Dispute settlement contextDispute settlement context

    WTO disputes take place against theWTO disputes take place against the

    background of mutual WTO membership and abackground of mutual WTO membership and a

    continuing trading relationshipcontinuing trading relationshipContrast to private litigation which does not takeContrast to private litigation which does not take

    place within the context of such relationshipsplace within the context of such relationships

    How is a government lawyerHow is a government lawyerss

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    perspective different?perspective different?

    Taken together, these factors enlarge theTaken together, these factors enlarge the

    concept of aconcept of adisputedisputefor a governmentfor a governmentlawyer and add complexity to thelawyer and add complexity to the

    management of the dispute process.management of the dispute process.

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    THANKS YOUTHANKS YOU