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CQNG HOA xA HQI cnu NGHIA VI:¢T NAM DQc I~p - T\}' do - Hanh phuc THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Ngay 05 thong 11 ndm 2018 Day month year . THONG BAo GIAO DICH CO PHrEU/CmJNG cHi QuY CUA NGUOl NQI BQ CUA CONG TY B@ CHUNG, NGUOl NQI BO CUA QuY D~I CHUNG vA xcuor co LIE QUAN CUA NGUaI NQI BQ NOTICE OF TRANSACTION IN SHARES/ FUND CERTIFICATES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PE!?.SON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON. Kinh giri: - Uy ban Chung khoan Nha mroc - S6' Giao dich chirng khoan - Cong ty C6 phan Yang bac del quy Phu Nhuan To: - The State Securities Commission - The Stock Exchange . - Phu Nhuan Jewelry Joint Stock Company 1. Thong tin v~ ca nhanlt6 chirc thuc hien giao dich/ Information on individual/ organization that conducts the transfer: - H9 va ten ca nhan/Ten t6 chirc/ Name of individual/organization: NGUYEN NGQC Hm - Quoc tich/ Nationality: Viet Nam - S6 CMND, H9 chieu, The din ciroc (d6i voi ca nhan) hoac S6 Giay chirng nhan dang ky doanh nghiep, Gi~y phep hoat dong hoac gi~y to' phap Iy nrong dirong (d6i voi t6 chtrc), ngay dp, noi dp/ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue. S6 h9 chieu/ Passport number: Ngay dp/ Date of issue: . Noi cfrp/ Place of issue: - Dia chi lien MlDia chi tru s6' chinh/ Address: - Di~n thoai/ Telephone: . - Chirc vu hien nay tai cong ty dai chung, cong ty quan Iy quy (neu c6) hoac moi quan M voi cong ty dai chung, cong ty quan Iy quy /Current position in the public company, the fund management company (if any) or relationship with the public company, the fund management company: Thanh vien Ban kiem scat 2. Thong tin v~ nguoi n9i b9 cua cong ty dai chung/quy dai chung la nguoi c6 lien quan cua ca nhan/t6 chirc thuc hien giao dich (d6i voi tnrong hop nguoi thirc hien giao dich la ngiroi c6 lien quan cua nguoi n9i b9 cua cong ty dai chung/quy dai chungj/ Information about internal person of the public company/public fund is related person of trading individual/organization (in case trader ls related person of internal person of the public company/public fund): - H9 va ten nguoi n9i b9/ Name of internal person: - Quoc tich/ Nationality: - S6 CMND, H9 chieu, The din cuo-c/ID card/Passport No.: - Dia chi thuong tru/ Permanent address:

xA HQI cnu NGHIA VI:¢T NAM · 2019. 5. 2. · 3. Ma clnrng khoan giao dich/ Securities code: PNJ 4. Cac tai khoan giao dich co c6 phieu/chung chi quy neu tai muc 31 Trading account

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  • CQNG HOA xA HQI cnu NGHIA VI:¢T NAMDQc I~p - T\}' do - Hanh phuc

    THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

    Ngay 05 thong 11 ndm 2018Day month year .

    THONG BAo GIAO DICH CO PHrEU/CmJNG cHi QuY CUA NGUOl NQI BQ CUACONG TY B@ CHUNG, NGUOl NQI BO CUA QuY D~I CHUNG vA xcuor co

    LIE QUAN CUA NGUaI NQI BQNOTICE OF TRANSACTION IN SHARES/ FUND CERTIFICATES OF INTERNALPERSON OF PUBLIC COMPANY, INTERNAL PE!?.SON OF PUBLIC FUND AND

    RELATED PERSONS OF INTERNAL PERSON.

    Kinh giri: - Uy ban Chung khoan Nha mroc- S6' Giao dich chirng khoan- Cong ty C6 phan Yang bac del quy Phu Nhuan

    To: - The State Securities Commission- The Stock Exchange .- Phu Nhuan Jewelry Joint Stock Company

    1. Thong tin v~ ca nhanlt6 chirc thuc hien giao dich/ Information on individual/ organization thatconducts the transfer:

    - H9 va ten ca nhan/Ten t6 chirc/ Name of individual/organization: NGUYEN NGQC Hm- Quoc tich/ Nationality: Viet Nam

    - S6 CMND, H9 chieu, The din ciroc (d6i voi ca nhan) hoac S6 Giay chirng nhan dang ky doanhnghiep, Gi~y phep hoat dong hoac gi~y to' phap Iy nrong dirong (d6i voi t6 chtrc), ngay dp, noidp/ID card/Passport No. (in case of individual) or Certificate of business registration No. (incase of organization), date of issue, place of issue. S6 h9 chieu/ Passport number:Ngay dp/ Date of issue: . Noi cfrp/Place of issue:

    - Dia chi lien MlDia chi tru s6' chinh/ Address:

    - Di~n thoai/ Telephone: .

    - Chirc vu hien nay tai cong ty dai chung, cong ty quan Iy quy (neu c6) hoac moi quan M voicong ty dai chung, cong ty quan Iy quy /Current position in the public company, the fundmanagement company (if any) or relationship with the public company, the fund managementcompany: Thanh vien Ban kiem scat

    2. Thong tin v~ nguoi n9i b9 cua cong ty dai chung/quy dai chung la nguoi c6 lien quan cua canhan/t6 chirc thuc hien giao dich (d6i voi tnrong hop nguoi thirc hien giao dich la ngiroi c6 lienquan cua nguoi n9i b9 cua cong ty dai chung/quy dai chungj/ Information about internal personof the public company/public fund is related person of trading individual/organization (in casetrader ls related person of internal person of the public company/public fund):

    - H9 va ten nguoi n9i b9/ Name of internal person:- Quoc tich/ Nationality:

    - S6 CMND, H9 chieu, The din cuo-c/ID card/Passport No.:

    - Dia chi thuong tru/ Permanent address:

  • - Di~n thoai lien MI Address:- Fax: Email:

    - Chirc \'\1 hien nay tai cong ty dai chung, cong ty quan 1)1 quyl Currently posittion in the publiccompany, the fund management company:

    - M6i quan h~ giua ca nhil.n/t6 chirc thuc hien giao dich voi nguoi noi b(>1 Relationship ofindividual/organization executing transaction with internal person:

    - se IU9ng, 1)' l~ c6 phieu/chung chi quy ma nguoi n(>ib(> dang n~m giG' (neu c6)1 Number,ownership proportion of shares held by the internal (if any):

    3. Ma clnrng khoan giao dich/ Securities code: PNJ

    4. Cac tai khoan giao dich co c6 phieu/chung chi quy neu tai muc 31 Trading account numberwith sharesIJund certificates mentioned above: tai cong ty chirng khoan/ Insecurities company:

    5. se IU9ng, 1)' l~ c6 phieu/clnrng chi quy nam gitr truce khi thuc hien giao dich/ Number,ownership proportion of sharesIJund certificates held before transaction: 31,590 c6 phan.

    6. s6 IU9ng c6 phieu/chirng chi quy dang ky rnua/ban/cho/duoc cho/tang/duoc tang/thirak6/chuy€n nhuong/nhan chuyen nhuong/hoan d6il Number of shares/fund certificates registeredto purchase/ sale/ give/ be given! donate/ be donated /inherit/ transfer/ transferred/swap: 17,200c6 phan.

    7. se IU9ng, ty l~ c6 phieu/clnrng chi quy du ki6n nam giG' sau khi thuc hien giao dich/ Number,ownership proportion of sharesIJund certificates expected to hold after the transaction: 48,790c6 phan.

    8. Muc dich thuc hien giao dich/ Purposes of transaction: Mua c6 phieu theo chuong trinhESOP.

    >

    9. Phuong thuc- giao dich/ Mode of transaction: Thuc hien quyen mua ESOP.

    10. Thoi gian du kien thuc hien giao dich/ Transaction period: Tir ngay/from 09/11/2018 d~nngay/ to 2311112018.

    NG OIBAocAolNAME O~REPORTING PERSON

    GUYEN NGQC HU~