Yunusbaev_The Caucasus as an Asymmetric Semipermeable Barrier to Ancient Human Migrations

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    The Caucasus as an Asymmetric Semipermeable Barrier to Ancient Human Migrations

    Bayazit Yunusbaev1,2,3*, Mait Metspalu1*, Mari Jrve1*, Ildus Kutuev1,2, Siiri Rootsi1, Ene

    Metspalu1, Doron M. Behar1, Krt Varendi1, Hovhannes Sahakyan1,4, Rita Khusainova2,3,

    Levon Yeppiskoposyan4, Elza K. Khusnutdinova2,3, Peter A. Underhill5, Toomas Kivisild1,6,

    Richard Villems1

    1Department of Evolutionary Biology, University of Tartu and the Estonian Biocentre, Tartu, Estonia

    2Institute of Biochemistry and Genetics, Ufa Research Center, Russian Academy of Sciences, Ufa, Russia

    3Department of Genetics and Fundamental Medicine, Bashkir State University, Ufa, Russia

    4

    Institute of Molecular Biology of the Academy of Sciences of Armenia, Yerevan, Armenia

    5Department of Psychiatry and Behavioral Sciences, Stanford University School of Medicine, Stanford, USA

    6Leverhulme Centre for Human Evolutionary Studies, University of Cambridge, Cambridge, UK

    *These authors contributed equally to this work

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    eastern from western North Caucasians. Variation within the autosomal genome is

    consistent with predominantly Near/Middle Eastern origin of Caucasians, with minor

    external impacts. Genetic discontinuity between North Caucasus and the East European

    Plain contrasts with continuity through Anatolia and Balkans, suggesting major routes

    of ancient gene flows and admixture.

    The Caucasus is a mountainous region between the Black and Caspian Seas, divided by the

    High Caucasus Mountain Range into the North and South Caucasus. The earliest evidence of

    the dispersal of the genusHomooutside Africa comes from the Caucasus (1, 2); anatomically

    modern humans appeared there at least 42,000 years ago (3). The linguistic diversity in the

    Caucasus is remarkably high (4). The Abkhazian-Adyghe (Northwest (NW) Caucasian),

    Nakh-Dagestanian (Northeast (NE) Caucasian) and Kartvelian (South Caucasian) language

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    Irrespective of their languages, in our heatmap plot of pairwise FST, the Caucasus populations

    show the lowest genetic distances to one another (7), followed closely by their distance to the

    populations of the Near/Middle East, Turks in particular (Figure 2A). Meanwhile, a sharp

    increase of genetic distance progressing from the Caucasus to the East Europe Plain is evident

    (Figure 2A). The Indo-European-speaking Armenians and Ossetians follow the same pattern

    and do not show higher genetic similarity to Indo-European-speaking populations from

    Europe or the Near/Middle East. Similarly, the populations of the Caucasus cluster together

    between their neighbors according to geography on the two-dimensional plots of the principal

    components (PC) of autosomal variation (Figure 2B; Figure S1). Importantly, in contrast to

    the continuous transition from the Near/Middle East to the Caucasus, there is a noticeable gap

    between the Caucasus and the East European Plain (Figure 2B). Geography rather than

    language based clustering can also be observed in the PC analysis of Y chromosome data

    (Fi S2) I d d l t i f G i h b l t K t li f il f

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    We analyzed the autosomal data of the Caucasus and reference populations (5, 6) using a

    structure-like (9) clustering approach (10). At K=7, the major ancestry component of the

    Caucasus populations (shown in blue) has comparable presence in the Near/Middle East, but

    is almost absent among the immediate northern neighbors of the Caucasus the populations

    of the East European Plain (Figure 3; Figure S4). Similarly to the blue ancestry component,

    the green component is also ubiquitously present among the Caucasus populations,

    irrespective of their linguistic affinities, but at much lower frequencies than blue. The green

    component is most frequent in the Indus basin (Pakistan), extending to Central Asia and the

    Near/Middle East, while fading away in Europe. Although structure-like clustering cannot be

    readily interpreted into (human) migrations, this pattern might suggest a gene flow from

    South Asia to the west and northwest. We cannot point to any well documented evidence of

    such events during the historic period. However, the noticeable presence in NE Caucasus of

    th Y h h l L3 f f d l i P ki t (11) d N th I (12)

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    Hurrians-Urartians, the gene flow postulated here may equally well antedate the arrival of the

    Armenian language to the area.

    The mountain range that divides the Caucasus into the North and South Caucasus has

    apparently not been an impenetrable barrier for gene flows. This is illustrated by the relative

    similarity of the ancestry component patterns of the Caucasus populations on either side of the

    High Caucasus Mountain Range (Figure 3). However, the dark blue ancestry component,

    dominant among the Slavic-, Turkic-, and Finnic-speaking East European Plain populations,

    reaches the North Caucasus (10-20%), but just barely (~5%) crosses the High Caucasus to the

    three linguistically distinct South Caucasus populations Armenians, Georgians and

    Abkhazians (Figure 3). Remarkably, the decrease of Y chromosome haplogroup G and J1

    frequencies towards the Eastern European populations inhabiting the area adjacent to the

    N th C h th R i d Uk i i (14 15) f b t

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    on distance matrices (18, 19) to analyze our whole genome data in order to test whether

    factors other than geographic distance can explain the observed variation in genetic distances

    between populations. Considering pairwise FSTdistances between populations, we tested

    independent variables which are expected to increase genetic differentiation and thus impact

    the linear relationship between geographic and genetic distance, defining them as putative

    barriers (7, Table S4, supporting online text). Three of the putative barriers we tested first

    were geographic the Caucasus barrier between North Caucasus and Eastern Europe, the

    Balkans barrier between Anatolia and Europe, and the South Asian barrier between South

    Asia and the Near/Middle East. The other barriers tested separated populations that are known

    isolates/outliers due to religion, language, or different origin the Jewish groups, Kuban

    Nogays, French Basques, Druze, and Burusho from their respective surrounding

    populations. Geographic distance by itself explained only 43% (coefficient of determination r2

    0 43) f th i ti i ti di t b t l ti d b F Th

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    Black and Caspian Seas dated 1214,000 years BP (20, 21) which may have served as a

    natural barrier (supporting online text).

    The Kuban Nogays and the Kara Nogays (Figure 1) have a special status among the

    Caucasian populations due to their recent, late 18th early 19thcentury arrival from the

    Pontocaspian steppes (22), evident from both Y chromosome and autosomal PC plots (Figure

    S2; Figure 2B) as well as ADMIXTURE analysis (Figure 3) (only the Kuban Nogays were

    included in the autosomal analyses). It has been shown that the Nogays possess 40% of East

    Eurasian mtDNA lineages (23). Comparing the two subpopulations with respect to

    proportions of typical western Eurasian (G, J, R1a1) and eastern Y chromosome lineages (C,

    D, N, O), it becomes apparent that the Kara Nogays have more (~35%) typical eastern Y

    chromosome lineages, while among the Kuban Nogays the percentage is around 17% (Table

    S2) P h i t ti l h f d th t b th th K b N d th K

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    levels of between-population differentiation, with an average FSTof 0.113, a value which is

    almost as large as the FSTof 0.157 for worldwide populations (25). Our results, based on

    genome-wide data, reveal instead that the populations of the Caucasus region show between

    population differentiation (average FST= 0.004) that is slightly lower than that of the Near

    East (0.006) and of Europe (0.006), and are thus more consistent with the results of Bulayeva

    et al.(26). Whereas the Y chromosome haploid system reveals some cases of high

    differentiation between regions and/or individual populations in the Caucasus, such as the

    separation of the Dagestanian-speaking NE Caucasian populations from the rest of the region

    (Figure S2), the autosomal variation in the Caucasus matches geography rather than linguistic

    divisions. While the variation of all three genetic systems analyzed here autosomal, Y

    chromosome, and mtDNA shows a genetic continuity between the Caucasus and the

    Near/Middle East, there is a clear discontinuity, supported by principal component,

    ADMIXTURE d lti l i l b t th N th C d th E t

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    Semitic speakers of the Near East and the Arabian Peninsula (Figure 3), having been carried

    to the Caucasian populations by route or routes unknown at present.

    We conclude that irrespective of the Early Upper Paleolithic presence of anatomically modern

    humans both south and north of the Caucasus, the combined high-resolution autosomal and

    gender-specific genetic variation of the Caucasian populations testifies to their predominantly

    southern, Near/Middle Eastern descent. Y chromosomal variants under strong founder events,

    seen in particular among populations inhabiting the northern flank of the High Caucasus

    Mountain Range, appear to never have expanded to the East European Plain, while the

    nomadic people of the latter, once settled down predominantly on the northern slopes of the

    Caucasus, have preserved, to different extent, some of their earlier genetic heritage. In sum,

    though the Caucasus may well have served as a corridor for invasive expeditions in the past,

    thi h h d l i i fl th l l d t l ti f th i

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    Figure legends

    Figure 1. Geographical map of the populations of the Caucasus included in this study.

    The language family affiliation of each population is given. Adapted from Wikipedia.

    Figure 2. Pairwise FSTdistances and principal component analysis of the Caucasus and

    neighboring populations.

    APairwise FSTdistances between populations, ranging from red (low) to blue (high), based

    on autosomal data. The populations [data from this study and the literature (5, 6)] are divided

    into regional groups. BPlot of the first and second components of the principal component

    analysis (27) of the Caucasus and neighboring populations based on autosomal data, with the

    clustering of populations approximating geography. The thick lines denote probable directions

    f t f l i t t d b t th N th C d E t E

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    References

    1. D. Lordkipanidze et al., Postcranial evidence from early Homo from Dmanisi, Georgia.Nature449, 305-310 (2007).

    2. D. E. Lieberman, Palaeoanthropology: homing in on early Homo.Nature449, 291-292(2007).

    3. D. S. Adler et al., Dating the demise: neandertal extinction and the establishment ofmodern humans in the southern Caucasus.J. Hum. Evol.55, 817-833 (2008).

    4. B. Comrie, Linguistic Diversity in the Caucasus.Annu. Rev. Anthropol.37, 131-143(2008).

    5. J. Z. Li et al., Worldwide human relationships inferred from genome-wide patterns ofvariation. Science319, 1100-1104 (2008).

    6. D. M. Behar et al., The genome-wide structure of the Jewish people.Nature466, 238-242(2010).

    7. Materials and methods are available as supporting material on ScienceOnline.8. E. E. Marchani, W. S. Watkins, K. Bulayeva, H. C. Harpending, L. B. Jorde, Culturecreates genetic structure in the Caucasus: autosomal, mitochondrial, and Y-chromosomal

    variation in Daghestan.BMC Genet.9, 47 (2008).

    9. J. K. Pritchard, M. Stephens, P. Donnelly, Inference of population structure usingmultilocus genotype data. Genetics155, 945-959 (2000).

    10.D. H. Alexander, J. Novembre, K. Lange, Fast model-based estimation of ancestry inunrelated individuals. Genome Res.19, 1655-1664 (2009).

    11 S S t t l P l it d t lit f hi h l ti h di t ib ti

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    21.A. A. Svitoch, Khvalynian transgression of the Caspian Sea was not a result of wateroverflow from the Siberian Proglacial lakes, nor a prototype of the Noachian flood.

    Quatern. Int.197, 115-125 (2009).22.M. Kolga, I. Tnurist, L. Vaba, J. Viikberg, The Red Book of the Peoples of the Russian

    Empire. (NGO Red Book, Tallinn, ed. 2, 2001).

    23.M. A. Bermisheva et al., Phylogeografic analysis of mitochondrial DNA in the Nogays:the high level of mixture of maternal lineages from Eastern and Western Eurasia. Mol.

    Biol. (Mosk.)38, 617-624 (2004).

    24.T. Zerjal et al., The genetic legacy of the Mongols.Am. J. Hum. Genet.72, 717-721(2003).

    25.I. Nasidze et al., Alu insertion polymorphisms and the genetic structure of humanpopulations from the Caucasus.Eur. J. Hum. Genet.9, 267-272 (2001).

    26.K. Bulayeva et al., Genetics and population history of Caucasus populations.Hum. Biol.75, 837-853 (2003).

    27.N. Patterson, A. L. Price, D. Reich, Population structure and eigenanalysis. PLoS Genet.2, 2074-2093 (2006).

    28.We thank the individuals who provided DNA samples for this study, and Mari Nelis,Georgi Hudjashov and Viljo Soo for conducting the autosomal genotyping. R.V. andD.M.B. thank the European Commission, Directorate-General for Research for FP7

    Ecogene grant 205419. R.V. thanks the European Union Regional Development Fund for

    support through the Centre of Excellence in Genomics, the Estonian Ministry of

    Education and Research for the Basic Research grant SF 0270177As08, and the Swedish

    Collegium for Advanced Studies for support during the initial stage of this work. S.R.

    thanks the Estonian Science Foundation for grant 7445. E.M. thanks the Estonian Ministry

    f Ed ti d R h f th B i R h t SF 0270177B 08 d th

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    1

    3

    4

    5

    6

    1415

    8

    11

    13

    22

    23

    16

    20

    17

    18

    21

    9

    7

    10

    12

    243

    19*

    Fig1

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    Tuscans

    N Italians

    Romanians

    Bulgarians

    Lithuanians

    Belorussians

    Ukrainians

    Chuvashes

    Mordvins

    Russians

    Kuban Nogays

    N Ossetians

    Kumyks

    Balkars

    Lezgins

    Chechens

    Adyghe

    Abkhazians

    GeorgiansArmenians

    Iranians

    Turks

    Syrians

    Lebanese

    Jordanians

    Palestinians

    Druze

    Bedouins

    Saudis

    Fig 2

    A Near/Middle East Caucasus East Europe

    West & South

    Europe

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    Ba

    ntuSA

    Ba

    ntuNE

    Yo

    rubans

    Mandenkas

    Ethiopians

    Egyptans

    Saudis

    Be

    douins

    Palestnians

    Druze

    Jord

    anians

    Lebanese

    Syrians

    Turks

    French

    FrenchB

    asques

    North

    Italians

    T

    uscans

    Rom

    anians

    Bulgarians

    Ukr

    ainians

    Belorussians

    Lithu

    anians

    Russians

    Chu

    vashes

    Arm

    enians

    Georgians

    Abkhazians

    Balkars

    A

    dyghe

    N.

    Os

    setans

    Chechens

    Lezgins

    Kuban

    Nogays

    Kumyks

    GeorgianJews

    Mounta

    inJews

    Ira

    qiJews

    Irania

    nJews

    Iranians

    Tajiks

    Turkmens

    Uzbeks

    Uygurs

    A

    ltaians

    H

    azaras

    P

    athans

    B

    urusho

    B

    alochis

    Brahui

    Makranis

    Sindhi

    Yakuts

    Camb

    odians

    Dai

    Lahu

    Han

    Daur

    Oroqens

    M

    ongols

    Japanese

    Mordvins

    Kurds

    Africa Near East & Europe

    South North

    The Caucasus Cen. Asia South Asia East Asia

    IE KV AA IE ND TUK = 7

    Fig 3

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    Supporting Online Material

    Materials and Methods

    DNA samples from all the subregions and major language groups of the Caucasus were

    analyzed, using whole genome, Y chromosome and mtDNA markers. The geographic

    locations and language affiliations of the Caucasus populations studied are presented in

    Figure 1. DNA samples were obtained from unrelated male volunteers after getting informed

    consent in accordance with the guidelines of the ethical committees of the institutions

    involved. DNA was purified from blood by the phenol/chloroform extraction method. DNA

    concentrations were determined by spectrometry (NanoDrop products, Wilmington, DE,

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    We used PLINK software 1.05 (5) to filter the combined dataset to include only SNPs on the

    22 autosomal chromosomes with minor allele frequency >1% and genotyping success >97%.

    Because background linkage disequilibrium (LD) can affect both principal component and

    structure-like analysis, we thinned the marker set by excluding SNPs in strong LD (pairwise

    genotypic correlation r2>0.4) in a window of 200 SNPs (sliding the window by 25 SNPs at a

    time). The final data set consisted of 210,575 SNPs and 1119 individuals that were used in

    subsequent analyses.

    We explored the population structure at K=3 to K=10. To monitor convergence between

    individual runs at each K we ran ADMIXTURE one hundred times and examined the

    loglikelihood (LL) values of a ten percent fraction of runs with the highest LL yield at each K.

    We assumed that the global maximum had been reached if the maximum difference between

    those LL values was negligible (less than one LL unit) (2, 6). Since this was the case for all

    t t d l f K d d th lt t b bl d l tt d lt f i th

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    virtually identical values, converged at respective global maxima, and are thus usable

    representations of genetic structure at different levels (Figure S4).

    Principal component analysis and FST

    Since the principal component analysis (PCA) method assumes that markers are unlinked, we

    thinned our marker set for this analysis with PLINK software 1.05 (5) according to the same

    parameters used for genetic clustering analysis in order to mitigate background LD. However,

    LD pruning was carried out after the exclusion of the populations from Africa (except

    Egyptians), East Asia and Siberia, and also Hazaras, Kurds, Uygurs and Altaians, resulting in

    a final data set of 189,747 markers and 838 individuals. PCA was carried out in the smartpca

    program (8) using outlier removal procedure (18 outliers were removed, leaving 820

    individuals). Pairwise genetic differentiation indices (FSTvalues) were also estimated using

    t ft b d th thi d k t

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    Multiple regression on distance matrices

    We used multiple regression on distance matrices (MRM) (11, 12) to explore various

    explanatory variables (genetic distance, barriers to gene flow) predicting the genetic distances

    between populations. In this method a single dependent distance matrix Yis considered as a

    function of multiple independent distance matrices Xi(independent variables), and the

    statistical significance of regression coefficients for each independent variable Xiis tested

    based on matrix permutations (13). The corresponding permutation procedure is described in

    Legendre et al.(13) and implemented in the ecodist R package (14).

    In order to test whether factors other than geographic distance can explain the observed

    variation in genetic distances between populations and whether the contribution of each

    variable is statistically significant, we considered a matrix of pairwise FSTdistances between

    populations as a response matrix and included explanatory variables into the regression model

    ith t l i bi ti A i t f i d d t i bl h t ti

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    X3: Putative barrier separating South Asia from the Near/Middle East.

    X4: Zero distances between the isolated Jewish communities and distances of 1 between the

    Jews and the populations surrounding them.

    X5: Putative barrier separating the Kuban Nogays and the French Basques from other

    populations.

    X6: Putative barrier separating the Druze from other populations.

    X7: Putative barrier separating the Burusho from other populations.

    Y chromosome analyses

    A total of 1952 samples from 24 populations from the Caucasus were analyzed for Y

    chromosome markers. The samples were typed for 51 Y chromosome SNP markers, 2 of

    which [M81 and M128 (15)] were found to have the ancestral state in all of the samples. The

    t f th k 12f2 (16) YAP (17) SRY (18) T t (19) 92R7 (20) M9 M12

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    DYS388 (29, 30) and DYS461 (31). The phylogenetic network of the data obtained was

    constructed with the program Network 4.5.0.0 (Fluxus-Engineering), using the median joining

    algorithm. Spatial frequency maps were drawn with the program Surfer 8 (Golden Software

    Inc., Cold Spring Harbor, NY, USA). Coalescence ages were calculated according to the

    ASD0method (32).

    mtDNA analyses

    The haplogroups of 2262 mtDNA samples from 24 Caucasus populations were determined by

    typing HVSI and coding region markers according to the nomenclature presented in Richards

    et al.(33) (Table S4). The data obtained were used to generate a PC plot of the Caucasus

    populations in the context of populations from neighboring regions, using the POPSTR

    software (http://harpending.humanevo.utah.edu/popstr/).

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    languages of the NE Caucasus cluster apart from the rest of the Caucasus peoples who are

    genetically similar despite language family barriers, whereas the Nakh-speaking NE

    Caucasian Chechens and Ingushes do not fall into either group, being set apart by a high

    frequency of haplogroup J2a2* (Figure S2; Table S2). But this single example of concordance

    of genetic and linguistic data in NE Caucasus is only observable in case of the Y

    chromosome; neither autosomal nor mtDNA data support the distinctness of the Dagestanian

    language group populations (Figure 2B; Figure S1; Figure S3). NE Caucasian Y

    chromosomes (n=640) mostly belong to haplogroups J1* (35.3%), J2a2* (27.8%), and

    R1b1b2 (9.8%); while those from NW Caucasus (n=844) mostly belong to haplogroups G2a

    (45.4%), R1a1* (14.9%), and J2a* (9.1%), and those from S Caucasus (n=305) also mostly to

    haplogroups G2a (41.3%), J2a* (12.1%), and R1a1* (7.9%) (Table S2). In summary, the NE

    Caucasian populations are distinguished mainly by a high frequency of haplogroup J1, more

    ifi ll J1* hi h i di ti t f th J1 * li i th N /Middl E t

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    P58 mutation first arose, since the coalescence ages of the J1e* clade are highest in the

    Near/Middle East, the estimate for the whole region being 12 000 2 600 years (Table S5).

    The J1e* subclade has spread to the Caucasus relatively lately, as evidenced by a low

    coalescence age, the limited divergence of Caucasian J1e* STR haplotypes both from

    Near/Middle Eastern STR haplotypes and from each other (Figure S7), and the generally low

    frequency of this subhaplogroup in the Caucasus. The J1e* coalescence age of 5 600 1 400

    years, considerably lower than the estimates for other J subhaplogroups in the Caucasus,

    possibly reflects a migration of Neolithic farmers from the Near East and is consistent with

    the scenario proposed by Tofanelli et al.(39). The J1* clade is not uniform, but divided into

    two clusters according to the number of repeats of the STR marker DYS388 (10-14 versus 15-

    17 repeats), clearly distinct on median joining networks (Figure S7). The long DYS388

    group is the older of the two, apparently having risen in the Near/Middle East, where it has a

    l f 21 400 8 900 A di t l ti t th

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    The lineages of the J1 sister haplogroup J2 have spread from their Near/Middle Eastern

    homeland in both the eastern and western direction, and, with some exceptions, also to the

    Caucasus in the north. The haplogroup J2 subclades J2a* and J2a2* have both spread

    throughout the Caucasus, although remaining at lower frequencies in NE Caucasus, with the

    exception of the Chechens and the Ingush, who have a high frequency of J2a2* (Figure S8).

    On the other hand, the subclades J2a2a and J2b, the latter otherwise spread from southern

    Europe to India (23, 37), are practically absent in the Caucasus. Our coalescence age

    estimates, probably strongly influenced by the high frequency and diversity of subclade J2a2*

    among the Chechens and the Ingush, set the time of the expansion of J2a2* to the Caucasus

    into the distant past, at about 1214,000 years (Table S5).

    Both the J1*(xP58) short DYS388 group and J2a2* exhibit founder effects about 12,000

    i th NE C ibl l t d t th Kh l i t i ti

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    presence of this lineage in the Caucasus was shown by Nasidze et al.(42), it was intriguing to

    find it to be present so widely and with such a high frequency. Similarly to Anatolia (21), the

    absolute majority of haplogroup G samples in the Caucasus belong to subhaplogroup G2, with

    only a few (mostly Armenian) samples falling into G1. The major subclade G2 is unevenly

    distributed, being very frequent in NW Caucasus and S Caucasus (covering about 45% of the

    paternal lineages in both regions, with the highest incidence detected in North Ossetians, at

    70%), while present in NE Caucasus with an average frequency of only 5%, ranging from 19

    to 0%.

    Interestingly, the decrease of both haplogroup J1 and G frequencies (the two major lineages in

    the Caucasus) towards the eastern European populations inhabiting the area adjacent to NW

    Caucasus, such as southern Russians and Ukrainians (43, 44), is very rapid and the borderline

    h (Fi S5 Fi S6) i di ti th t fl f th C i th th

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    In addition to physical barriers like mountains and rivers, factors such as linguistic, ethnic and

    religious restrictions should be considered as potential barriers to gene flows when analyzing

    human populations. Deviations from panmixia, such as assortative mating between members

    of specific social groups, or admixture with highly divergent immigrant populations, can also

    lead to higher genetic distances between neighboring human populations. Because all these

    forces lead to higher differentiation between neighboring populations, they can be considered

    as barriers to gene flow. In terms of multiple regression analysis, not considering such factors

    can lead to decreased explanatory power of the simpler model if that includes only geographic

    distance as a predictor.

    Multiple regression analysis on distance matrices provides a convenient framework to

    consider multiple, independently acting factors. Whenever such factors can be formulated as

    di t t i th lti l i th d (MRM) b d t t t th i l

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    FSTanalysis

    The heatmap plot (Figure 2A) reveals three clusters of low genetic distance, encompassing

    geographically nearby populations: the Near/Middle East, the Caucasus, and Europe.

    However, Europe is not as homogeneous as the other clusters. French Basques and Volga

    Basin Turkic-speaking Chuvashes are clearly more distant from their immediate neighbor

    populations, while geographically somewhat southern populations, from the Atlantic to the

    Black Sea (French, Italians, Bulgarians and Romanians), exhibit particularly low inter-

    population genetic distances. As already mentioned, the smooth transition from the Caucasus

    to Anatolia (Turks) and Iran, and from the latter to Syrians, Lebanese, Jordanians and further

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    Figure legends

    Figure S1

    Plots of the first and the second, the first and the third, and the second and the third

    components of the principal component analysis of the Caucasus and neighboring populations

    based on autosomal data [data from this study and the literature (1, 2)]. For population

    abbreviations see Table S1.

    Figure S2

    Plot of the first and second principal components of Y chromosome variation in the Caucasus

    and neighboring regions. Populations [data from this study and the literature (21, 23, 34, 36,

    43, 45-49)] are colored according to their language group affiliations. Populations of the

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    proportions shown in color from K=3 to K=10. Populations introduced for the first time in

    this study and analyzed together with data from Li et al.(1) and Behar et al.(2) are labeled in

    color.

    Figure S5

    Spatial frequency distribution of the Y chromosome haplogroup G. Frequency data from this

    study and the literature (21, 23, 36, 43, 45-49, 62-76) were converted into a spatial frequency

    map using the Surfer software (version 8, Golden Software Inc., Cold Spring Harbor, NY,

    USA), applying the kriging algorithm.

    Figure S6

    Spatial frequency distribution of the Y chromosome haplogroup J1 and its subclades: Aall of

    J1 B J1 * d C J1*( P58) F d t f thi t d d th lit t (21 23 34 36

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    Figure S8

    Spatial frequency distribution of the Y chromosome haplogroup J2 and its subclades:A

    all of

    J2, BJ2a*, and CJ2a2*. Frequency data from this study and the literature (21-23, 36, 37, 43,

    45, 46, 48, 68, 78-80, 84) were converted into spatial frequency maps using the Surfer

    software (version 8, Golden Software Inc., Cold Spring Harbor, NY, USA), applying the

    kriging algorithm.

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    Table S1.Samples used for whole genome analysis.

    Geographic

    region

    Population Abbreviation Li et

    al.(1)

    Behar et

    al.(2)

    This

    study

    Total

    Africa NE Bantu BN 11 11

    S Bantu BS 8 8

    Mandenka Mnd 22 22

    Yoruba Yor 21 21

    North Africa Egypt Egy 12 12Ethiopians Eth 19 19

    Near/Middle

    East

    SaudisSdi 20 20

    Bedouin Bdn 45 45

    Druze Drz 42 42

    Jordanians Jor 20 20

    Lebanese Leb 7 7

    Palestinian Pal 46 46

    Syrians Syr 16 16

    Iranians Irn 20 20

    Turks Tur 19 19

    Europe French Fre 28 28

    French Basques FrB 24 24

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    Kurds (sampled in

    Kazakhstan)Krd 6 6

    Uzbeks Uzb 15 15

    Uygur Uyg 10 10

    Altaians Alt 13 13

    South Asia Hazara Haz 22 22

    Pathan Ptn 22 22

    Burusho Bur 25 25

    Balochi Blo 24 24

    Brahui Brh 25 25

    Makrani Mak 25 25Sindhi Sin 24 24

    Siberia Yakuts Yak 25 25

    East Asia Cambodians Cam 10 10

    Dai Dai 10 10

    Lahu Lah 8 8

    Han Han 44 44

    Daur Dau 9 9

    Oroqen Oro 9 9

    Mongolas Mng 10 10

    Japanese Jap 28 28

    Total 639 267 214

    Grand Total 1120

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    M20

    M436

    NE Caucasus N

    94sidnA

    24sravA

    82slalavgaB

    72slalamahC

    561snehcehC

    76snigraD

    501hsugnI

    37skymuK

    13snigzeL

    34snarasabaT

    Mountain Jews 10

    NEC 046latoT

    Kuban Nogays 87

    Kara Nogays 76

    Nogays & Kara Nogays Total 163

    NW Caucasus

    88snizabA

    00226 5 19 178 4 0

    22 2 3 9 1362 2

    1

    1

    810213 2 5 0 0 0 10 0 0 0 347191

    10 3 1

    13 0

    1127121

    277 1

    5 2 1

    218 4

    30 0

    10

    01 2 0 4 10 35 0143 0 0 0 9 1

    1 23 4

    1 213

    2 183 12

    2610 1714 2

    9

    2

    865

    61

    2

    22

    332 77 2604111

    1 1815

    6

    428 2 23

    1 7281213

    N 1 b

    1

    L3

    N*

    J2a

    *

    J2a

    2*

    J1e

    *

    L1

    L2

    I2*

    1

    J1*

    K*

    TE1b1b1c

    G1

    J2a

    2a

    J2b*

    G2a

    H1

    I1 I2a

    C C3c

    D E E1b1b1a

    4P29M322M2.73P

    M357

    M 7 M

    07M

    M231M76 M317

    M52 M9

    M438

    12f2M170

    M253

    M

    85P321M87M

    M130 YAP

    M267

    M48 M174

    M172

    M40 M201

    M168

    M35 M285 P15

    0000

    I2b

    F*

    0

    0

    2

    2

    0

    M89

    Table S2.Y chromosome data of the Caucasus populations and the phylogenetic relationships

    of the 51 Y chromosome markers typed.

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    NE Caucasus N A B C D E F G H HV* HV0 HV1 HV2 I J K L M M

    585426sidnA

    8111441316sravA

    74133slalavgaB

    13243slalamahC

    2016823422671snehcehC

    3121728621011snigraD

    543819232301hsugnI

    1396227231211skymuK

    56211264snigzeL

    3719225snarasabaT

    Mountain 311132sweJ

    NEC 8006426143305220271001430218latoT

    Kuban Nogays 131 12156521482625216

    Kara 32126275318157031syagoN

    Nogays & Kara Nogays Total 261 13 6 20 18 0 7 13 54 6 0 1 3 7 6 5 1 5 1

    NW Caucasus

    3543192155501snizabA

    1312531275121551ehgydA

    8112353142041sraklaB

    4193114321571321snaissekrehC

    11921243121501051nidrabaK

    146417251601syahcaraK

    N 42171462521112831snaitessO

    NWC 4120065551131851712910236213719latoT

    South Caucasus

    152322231481631snaizahkbA

    121132163snainemrA

    346111267snaigroeG

    S 1411112142snaitessO

    SC 272latoT 1 0 8 7 0 1 0 57 6 0 4 1 11 9 13 0 0 2

    NE Caucasus N N1d N2a N9 R R0a T*(xT1) T1 U U1 U2 U3 U4 U5 U6 U7 U8 U9 V

    2422281326sidnA

    3845116sravA

    126233slalavgaB

    1113243slalamahC

    313341671snehcehC 13518862

    221011snigraD 1517242

    5301hsugnI 11413922224

    21111211skymuK 1567735

    6332464snigzeL

    25snarasabaT 154441122

    Mountain 21532sweJ

    Table S3.mtDNA data of the Caucasus populations.

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    Table S4. The power of various models to predict the observed genetic distances (pairwise

    FSTdistances) between the populations studied. The coefficient of determination r2, its

    increase relative to the default model of only geographic distance explaining genetic distance,

    the marginal regression coefficient, and p-value are given. Statistically significant predictors

    printed in bold.

    Predictors (putative

    barriers)

    r2 Increment in

    r2

    Marginal regression

    coefficient

    p-

    value

    only geographic distance 0.4316 * 0.0347 0.0001Caucasus barrier 0.5522 0.1206 0.0055 0.0001

    Balkans barrier 0.5058 0.0742 -0.0048 0.0001

    Mountain Jews 0.4751 0.0435 0.0063 0.0030

    Iranian Jews 0.4693 0.0377 0.0058 0.0247

    Burusho 0.4523 0.0207 0.0044 0.0596

    Georgian Jews 0.4481 0.0165 0.0039 0.0959

    Iraqi Jews 0.4467 0.0151 0.0037 0.1247

    Druze 0.4376 0.0059 0.0023 0.4500

    French Basque 0.4341 0.0025 0.0016 0.7090

    South Asian barrier 0.4328 0.0012 0.0006 0.6570

    Kuban Nogays 0.4318 0.0002 -0.0004 0.9531

    All predictors 0.7695 0.3378 * *

    T bl S5 C l i i h d d f h h h l 1 ( d bh l )

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    Table S5.Coalescence times with standard errors for the Y chromosome haplogroups J1 (and subhaplogroups) a

    regions/populations. Median haplotypes of the 10 Y chromosome STR markers based on which the coalescence t

    (32)] are also given.

    Haplogroup Region/population N TC

    (ky)

    SE

    (ky)

    DYS19 DYS388 DYS389I DYS389II DYS390

    J1* All J1* (Caucasus, Near/Middle East, Central Asia) 121 18.6 4.4 14 13 13 16 23

    J1* Caucasus 72 14.6 4.2 14 13 13 16 23

    J1* Near/Middle East 33 22.8 6.0 14 13 14 17 23

    J1*,DYS388

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    PC2

    PC1

    Bdn

    Sdi

    Egy

    Bdn

    Pal Jor

    Drz

    Cyp

    Syr

    Leb

    IqJInJ

    Armenians

    MountainJewsGeorgianJews

    GeorgiansAbkhazians

    Adyghe

    Chechens

    Balkars

    Lezgins

    Nogais

    Chv

    Rus

    Mrd

    Lit

    Blr

    Ukr

    Fre

    FrB

    Rmn

    Bul

    NIt

    Tus

    Uzb

    TjkTrmIrn

    Ptn

    Blo

    Mak

    Brh

    Sin

    Bur

    Tur

    Pal Jor

    DrzCyp

    Syr

    Leb

    IqJ

    InJ

    Armenians

    MountainJews

    GeorgianJews

    Georgians Abkhazians

    AdygheChechens

    Balkars

    Lezgins

    Nogais

    Fre

    Rmn

    Bul

    NIt

    Tus

    Trm

    Irn

    Ptn

    Blo

    Mak

    Brh

    Sin

    Tur

    Fig S2

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    Chv

    Dar

    Aba

    Abh

    Ady

    CrkKab

    Bag

    Cha

    Tab

    Avr

    And

    Lzg

    Che

    Ing

    UAE

    EgyIrq

    Jor

    Leb

    Pal

    Syr

    Grg

    Blr

    Rus

    SSv

    Ukr

    Pak

    Irn

    Krd

    MnJ

    Arm

    NOs

    SOs

    Bsh

    Ttr KNo

    Nog

    BlkKar

    KumTur

    PC2(19%)

    LANGUAGE GROUPS

    Nakh-Dagestanian

    Abkhaz-Adyghe

    Turkic

    Indo-European

    Afro-Asiatic

    Kartvelian

    Caucasus populations

    Other populations

    g

    Fig S3

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    AbaQtr

    Bsh

    KNo

    MnJ

    Abh

    Ady

    Crk Kab

    UAE

    IrqJorLeb

    PalSyrEgy

    Irn

    Krd

    Arm

    NOs

    SOs

    SSv

    RusBlr

    Ukr

    And

    Avr

    Bag

    ChaCheDar

    IngLzg

    Tab Blk

    Chv

    KarKum

    Nog

    Ttr

    Tur Grg

    Pak

    PC2(12.5

    %)

    LANGUAGE GROUPS

    Nakh-Dagestanian

    Abkhaz-Adyghe

    Turkic

    Indo-European

    Afro-Asiatic

    Kartvelian

    Caucasus populations

    Other populations

    g S3

    3

    Fig S4

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    3

    4

    5

    6

    7

    8

    9

    10

    BantuSA

    BantuNE

    Yorubans

    Mandenkas

    Ethiopians

    Egyptans

    Saudis

    Bedouins

    Palestnians

    Druze

    Jordanians

    Lebanese

    Syrians

    Turks

    French

    FrenchBasques

    NorthItalians

    Tuscans

    Romanians

    Bulgarians

    Ukrainians

    Belorussians

    Lithuanians

    Russians

    Chuvashes

    Armenians

    Georgians

    Abkhazians

    Balkars

    Adyghe

    N.

    Ossetans

    Chechens

    Lezgins

    KubanNogays

    Kumyks

    GeorgianJews

    MountainJews

    IraqiJews

    IranianJews

    Iranians

    Tajiks

    Turkmens

    Uzbeks

    Uygurs

    Altaians

    Hazaras

    Pathans

    Burusho

    Balochis

    Brahui

    Makranis

    Sindhi

    Yakuts

    Cambodians

    Dai

    Lahu

    Han

    Daur

    Oroqens

    Mongols

    Japanese

    Mordvins

    Kurds

    Africa Near East & Europe

    South North

    The Caucasus Cen. Asia South Asia East Asia

    Fig S5

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    Fig S6

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    g

    Fig S7

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    g

    Fig S8

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    Fig S8