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United States District CourtWestern District of Wisconsin
Robert W. Kastenmeier Courthouse
120 N. Henry Street, Rm. 540
Post Office Box 591Madison, Wisconsin 53701
C h a m b e r s o f
B a r b a r a B . C r a b b T e l e p h o n eDistrict Judge
608/264-5447
A u g u s t 1 6 , 2 0 1 0
llonorablc Bobby R. Baldock
Chair, udicial Conference
Committee on Financial Disclosure ~ .... : ~ - ~- &-_.One Columbus Circle N.E.
Washington, D.C. 20544 ~ : . . , . 7 : . r ~ ! " ~ ’ i . . . . ..
Re: Calendar Year 2009 Filing
Dear Judge Baldock:
In response to your July 30, 2010 letter, 1 have researched each of the problemsyou identified. I believe that I have the information necessary to answer your questions.
]n part VII, line 4, line 6, 1 listed "I shares Ibo~ lnvestop" ~thout information
about the 2009 purchase. ! should have shown "Buy 516/09" and "J" for value.
Apparent discrepancies between 2008 and 2009 r eport:
In part VII, page 4, line 5, of the 2008 report. , I showed Smith B arney Cash F unds(Citibank). This is the same fund I reported in the 2009 report under i~s new name:
"Citibank NA South Dakota Bank Deposit I~rogram.’’
In part VII, page 4, line 8, of the 2008 report, I listed "I shares MSCI; E~E" with
no value as on the end of the year. The four partial sales shm~ disposed of the entiretyof the asset. Is there some other way I should have indicated that the asset had been soldin full?
In part Vll, page 5, line 27, of the 2008 report, 1 showed "lsharcs Trust Lehman."Its new name is "l shares Barclays US Agg Bond," ~vhich was reported in nay 2009 returnat part VII, page 4, line 5.
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Page 2
In part VII, page 7, line 56, 1 showed W estern Assets Money Market. Thesefunds were redeemed in 2008. The value was "l."
I apologize for these oversights and for the inconvenience it has caused thecorn mittee.
With ve~" best regards,
Barbar:~. B. Crzbb
District Judge
BB(’~:skv
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FI.NANCIAL DISCLOSURE REPORT s .... fP .....R e p o r t i n g Date of Report
Page 2 of 9 C r a b b , B a r b a r a B . 0 5 / 1 3 / 2 0 0 9
111. NON-INVEST M ENT INCOME. tS~ror~g
A. F i le r ’ s Non - Inv es t men t Incom e
] NONE (~ro reportable non-investment income.)
DATE SOI,IRCE AND TYPE _INCOME
(you~, not spouse’s)
2.
3
4.
~ NONE (No reportable non-im,estmem income.)
DATE SOURCE AND TYPI.:
I. 2008 Wisconsin Deparlment of Employee Tnlsl Funds
3.
4.
IV. REIMBURSEMENTS --
[] NONE {No reportable reimbursements.)
~ DATES LOCATION ELhR_aPOSE ITEMS PAID OR ~ROVIDED
I. Sheryl Fackior!Phiilip Mervis I 1 / 0 8 Chicago, IL Mig ,BOD Charitable fo~md Lodgit~g and meals
2.
3.
4.
5
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FINANCIAL DISCLOSU RE REPORT
Page 3 of 9 C r u m b , B a r b a r a B . 0 5 / 1 3 / 2 0 0 9
~N O N E (No reportable g~s.)
~ DESCRIPTION V A L U g
I.
2.
3.
5.
VI. LIABILITIES. ( I n c l . d t s t h o s ¢ , ~ f s p o u s e e n d d t p e n d t n t c h i l d r c n ; s e e p p . J2-JJof f!ling in~truclions.)
] N O N E (No reportable liabilities.)
CRED1TOR DESCRIPTIQN V ALU g CODE
2
3.
5.
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FINANCIAL DISCLOSURE REPORTN ....fP .....R e p o r t i n g
]Dale of Report
Pa ge 4 o f 9 C ra b b , B a rb a ra B .
[
05]13/2009
VII. INVESTMENTS and TRUSTS-~
~ NON~ fNo reportable income, assets, or tra~actions.)
~ .....
i. Vanguard Munic. Fund A Dividend K T
2. Med~ronics corn s~k A Dividend J
3. Cisco co rn s tk N o n e J ’ T
4. GE Capital B Interest I. T
5. Smith Barney Cash t’uf, ds (Cifibank) A Imeres* K T
: 6 . Puerto Rico b o n d A Im c[e s l K T
i7 Equitabl~ LiI’e Assur.Annnity Nonc K T
i8. i shares TR MSCI: EAFE sold 4/16 J Bp ar t
i 9. s o l d pa~ 5/27 K E
[10. snld par~ 1 0 / 2 1 K D
]2. i shares Trust Rnssell 1000 (;rogqh C Oividcnd K T sold pan 2/I K A
1 3 . sold part 4/16 3 B
1 1 4 . sold paa 1 0 / 2 1 K
~ 5 . sold pa~ I 1 / 1 7 J A
1 6 . snld pa~ 1 2 / 1 5 J A
I 7 . Buy 1 1 / 3 K
(add’l)
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FINANCIAL DISCLOSU RE REPORT s , , ~ o f P ¢ ~ o , a e p o , ~ . g
Page 5 of 9 c ~ b , B a r b a r a B . 0 5 / 1 3 / 2 0 0 9
NONE OVo reportable income, assets, or tramactions,)
D¢~6~ion o~ Ass*is [ Income during G r o ~ s v a l u e a t cnd of To.actions 0urmg
O) (~) (t) ~ (2) (l) (2) ~ 13~ [ ~l ~5~Place "(X)" after ~cb a~ct [Amount T~¢ (e.
D.Value ~ V~u¢ Date Value
(A-H)
I~. i shares Trust Russell l~0 Index C Dividend Sold 1 0 ~ 2 1 M D
1 9 . i shares Russell 2000 Value B Dividend K T sold pa~ 10/2t L E
20. sold pa~ I I/3 J A
2 I. sold part
23. Buy
ladd’l)
24. i shares Russell 2000/Growth A Dividend L T sold pan 2/I J A
25. sold p~t 1 2 ] 1 5 J
26 Buy I 1/ 3 K(a~d’t)
27. i sh3rcs Trust Lehman A Dividend sold pan 2/I J A
2 8 . sold pa~ 4/~6 J A
29. i ~hares MSCI Emerging C Divldead M T sold pa~ ~ 1 / 1 3 J A
30. sold part IZq5 J A
31 Buy 2/I
3~. Buy 4 /16 J
33 Buy 5 1 1 2
~dd’l)
34. Buy 6 . ’ 2 K
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FINANCIAL DISCLOSURE REPORT ~ . , ~ e o f ~ ’ ..... Repo r t ing IPage 6 o f 9 C ra b b , B a rb a ra B .
[
05/13/2009
NONE ~Vo reportable income, assets, or transaction.)
35. Buy 1 1 / 3 L
(add’l)
36. sold pa~ 12/I0 l C
37. ~ught add’l 3 /7 J
38. i shares Russell ~000 Value I~ex D Divld~d M T sold pa~ 2/I J A
39. sold pare 1 2 / I ~ J
40. Buy 4/16 J~ad~’l)
41. Buy f i / 1 2 J
42. Buy 1 0 / 2 1 M
(add’l)
43. Buy 1 1 / 3 L[add’l)
44. bought add’l 10/29
45. i shares Russell Mid Cap Value B Dividend J T sold pare 2/I J A
46. Sold I I/3 K
47. Sold 1 2 / 1 5 Jfpa~)
48. bought add’l 4/16 J
49. i sha res R usse l l Mid C ap Growth A Dividend L T sold pa~ 2 /1 J A
50. sold pu~ I 1 / 3
51. Sold 12/t5 J{pail)
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FINANCIAL DISCLOSURE REPORT
[ C r a b b , B a r b a r a B .
D a t ¢ o f R e p o r tP a g e 7 o f 9
o 5 ; ~ 3 / 2 o 0 9
NONE (No reportable income, msets, or ~a~actio~.)
Dc~tlption of A~ets ; Income during ~ Gro~ value at ~d of i Tmnsacti~s during rc~mng pen~
52.Buy 4:16 J
(add’l)
53. Buy 5/12 J(add’l)
5 4 . Buy 1 0 1 2 1 K(add’l)
55. Dreyflts I.iqmd Assets (for temp. cz~h) A Dividend J T
56. Western As’~ets M’o;ey Market (for temp. A Divid’end K T
57. V~nguard Gf~w~h A In~,~iv. M T ~uy I l/q M
58. (’i~b~nk B~nk Dep. Prog. (For ~cmp c~sh) A Im.~iv~ K T
59. SPDR Index Fund None J T Buy 1 0 / 2 1 L
60. Boy
(pan)
62. Sold 1 2 / 1 5 J
6 3 . l ~ r c l a y s U S . A g g . B o n d V No~e J T S o l d
64 . A Sold 1 2 / 1 5 J
65. Buy I I/3 J
66. Wells Fargo Adv. Funds fed Vest Acct) ~" None J T Buy 3 /4 J
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]ame of Person Reporling
Page 8 of 9
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
Y - Overlooked inadvertently in previous reports
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FINANCIAL DISCLOSURE REPORT
[ C r a b b , B a r b a r a B .
0 5 / 1 3 / 2 0 0 9a g e 9 o f 9
IX. CERTIFICATION.
i certify that all information given above (including information pertaining to my spouse and m inor or dependent c hildren, if any) isaccurate, true, and com plete to the best of my know ledge and belief, and that any information not reported was w ithheld because it met applicable statutoryprovisions permitting non-disclosure.
I furlher certify Ihat earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc incompliance with the provisions of 5 U .S.C. app. § 501 et. seq., 5 U .S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL W H O KNOV~:INGI,Y AND W ILFULLY FALSIFIES OR FALLS TO FILE TH IS REPORT MAY BE SU I~IECT ]’O CIVIl,
AND CRIMINAl, SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial DisclosureAdministrative Ott~cc of the LInited States CourtsSuite 2-301One Columbus Circle, N.E.Washington. D.C. 20544