Ja nua ry 24th, 2018, 11 AM Ea ste rn
Quarte rly D&O Cla ims Tre nds:
2017 Wrap- Up
Le a d ing the wa y to sma rte r a nd mo re e ffic ie nt risk a nd insura nc e c o mmunitie s,
Advise n d e live rs:
the rig ht info rma tio n into
the rig ht ha nd s a t
the rig ht time
to po we rpe rfo rma nc e .
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About Advise n
Qua rte rly D&O Cla ims Tre nds: 2017 Wra p- Up
Visit www.a d vise nltd .c o m a t the e nd o f this we b ina r to d o wnlo a d :
– Co p y o f the se slide s
– Re c ording of today’s webinar– D&O Loss Insig ht (Advisen’s MSCAd la rg e lo ss
d a ta b a se )
– Front Pa g e Ne ws – Exe c utive Risk Front Pa g e Ne ws: http :/ / www.a d vise nltd .c o m/ insura nc e -ne ws/ fro nt-pa g e -ne ws/ # e xe c b yte
D&O Co mme rc ia l Insura nc e Gro up – 8,900+ Me mb e rs
http :/ / www.d a nd o d ia ry.c o m
Today’s Moderator
Jim Blinn
EVP, Clie nt So lutio ns
Ad vise n
Today’s Panelists
Ke vin La Croix
RT Pro Exe c , a d ivisio n o f RT Spe c ia lty,
Autho r o f the D&O Dia ry
John Mc Ca rric k
Pa rtne r
White & Willia ms LLP
Ma c hua Mille tt
Ma na g ing Dire c to r a nd Chie f
Inno va tio n Offic e r
Ma rsh
Counts of All Ca se s
Me rg e r Obje c tion
De riva tive Sha re holde r Ac tion
Se c uritie s Cla ss Ac tion
Tota l Counts – Unique Compa nie s
• 2017 c o mp a nie s sue d in Fe d e ra l c o urt is
50% hig he r tha n 2016
• To ta l c o mpa nie s sue d a re 16% hig he r
Total
Year Quarter SCAS
Merger
Objection SCAS
Merger
Objection
Total
Unique
Companies
2016 1 53 16 6 32 98
2 45 16 6 36 95
3 46 35 4 32 107
4 57 26 2 18 98
2017 1 79 49 1 16 138
2 53 52 1 11 112
3 52 62 1 7 118
4 46 49 1 4 99
Filing Date Federal State
388
450
Fina nc ia l Re sta te me nts
Source: Audit Analytics 2016 Financial Restatements Review
Dow Jone s Industria l Ave ra g e
FCPA Enforc e me nt Ac tions
Industry Groups – SCAS Ca se s
Ma rke t Ca p Groups – SCAS Ca se s
Fe de ra l Court Ca se Filing s
Source: Caseload Statistics Data Tables
Tha nk you, pa ne lists!
Ke vin La Croix
RT Pro Exe c , a d ivisio n o f RT Spe c ia lty,
Autho r o f the D&O Dia ry
John Mc Ca rric k
Pa rtne r
White & Willia ms LLP
Ma c hua Mille tt
Ma na g ing Dire c to r a nd Chie f
Inno va tio n Offic e r
Ma rsh
Visit www.a d vise nltd .c o m a t the
e nd o f this we b ina r to d o wnlo a d :
– Co py o f the se slid e s
– Recording of today’s webinar
Qua rte rly D&O Cla ims Tre nds:
2017 Wra p- Up
Ma rk your c a le nda r!
Qua rte rly D&O Cla ims Tre nds: Q1 2018
Tue sd a y, Ma y 1st, 2018a t 11 AM Ea ste rn
Qua rte rly D&O Cla ims Tre nds: Q2 2018
We d ne sd a y, July 25th, 2018a t 11 AM Ea ste rn
20
Advisen’s Public Co. D&O Loss Da ta
To le a rn more , visit:
https:/ / www.a dvise nltd.c om/ da ta / public - d- o- loss- da ta /
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Advise n de live rs:
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