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MBA’s REGULATORY COMPLIANCECONFERENCE 2020
Nov. 9–10online only
C O N N E C T . L E A R N . L E A D .
22134
Watch Until December 31MBA’s Regulatory Compliance Conference, 23 hours of programming created specifically for the mortgage industry’s regulatory compliance community, is now available on demand. Order today and watch it when you want, where you want, through December 31.
General SessionsOpening General Session: Welcome Remarks and The State of the IndustryJoin us for an insightful overview of the state of the industry with MBA’s President and CEO, Bob Broeksmit. After his remarks, Bob welcomes Andrew Olmem, a former official for the US National Economic Council and now a partner at Mayer Brown, to discuss the Administration’s approach to housing policy and some of today’s hottest topics.
MODERATOR
Robert Broeksmit, CMBPresident & Chief Executive OfficerMortgage Bankers Association
SPEAKERS
Andrew OlmemFormer Deputy Director of the U.S. National Economic Council and PartnerMayer Brown LLP
Sponsored by:
General Session: The Intersection of Policy and PoliticsPolicy and politics are inextricably linked and the expert commentary from our two speakers will help sort out the probable impacts of the election. Alden Knowlton, MBA’s Associate Vice President of Political Affairs, provides a snapshot of election results and Jaret Seiberg, financial services and housing policy analyst with Cowen Washington Research Group, provides his insight on what it means for the housing industry. Don’t miss the information and insight from this dynamic pair to bring you up to speed on what’s happening in post-election politics.
MODERATOR
Eddy Perez, CMBPresident and Chief Executive Officer,Equity Prime Mortgage LLC
SPEAKERS
Alden KnowltonAssociate Vice President, Political AffairsMortgage Bankers Association
Jaret SeibergManaging Director, Financial Services & Housing Policy, Cowen Washington Research GroupCowen and Company, LLC
Sponsored by:
MBA’s REGULATORY COMPLIANCECONFERENCE 2020
Nov. 9–10online only
C O N N E C T . L E A R N . L E A D .
General Session: Washington Regulatory UpdateA formidable panel of outside counsel, all previously serving in leadership roles at the Consumer Financial Protection Bureau, provide their unique insight on what may happen at the CFPB and with federal enforcement after the election.
MODERATOR
Justin WisemanAssociate Vice President and Managing Regulatory CounselMortgage Bankers Association
SPEAKERS
Ori LevPartnerMayer Brown LLP
Brian JohnsonPartnerAlston & Bird, LLP
Anthony AlexisPartnerGoodwin
Sponsored by:
General Session: Major LitigationThis session reviews major litigation trends with a focus on litigation and enforcement in the wake of COVID 19’s impact on the mortgage market.
MODERATOR
Amy BishopGeneral CounselQuicken Loans, Inc.
SPEAKERS
Michelle RogersPartnerBuckley LLP
David SoudersPartnerWeiner Brodsky Kider PCThomas Hefferon, Partner, Goodwin
Earn CLE CreditsMBA’s Regulatory Compliance Conference is intended to satisfy up to 16 CLE credits pending applicable state licensing authorities. It is presumptively approved for 16 general CLE credits in Colorado, Florida, Illinois, Ohio, Texas, Virginia and Washington, and MBA will submit on behalf of attendees who complete the CLE sign in and provide their BAR numbers. Attendees who are licensed in other jurisdictions will receive a uniform certificate of attendance for self-reporting. Please allow 4-6 weeks after the program to receive a certificate of attendance. Contact Masuda Ranjber at [email protected] for more information.
MBA’s REGULATORY COMPLIANCECONFERENCE 2020
Nov. 9–10online only
C O N N E C T . L E A R N . L E A D .
BREAKOUT TRACKS
Regulatory Trends Breakout Track Sessions cover some of the most recent trends in compliance management.
Sponsored by:
The Regulation of Nonbank Mortgage ServicersFederal and state regulators have increasingly focused on the financial condition of non-bank servicers. Hear experts and regulators discuss recent proposals for prudential regulation of non-bank servicers.
MODERATOR
Pete MillsSVP, Residential Policy and Member EngagementMortgage Bankers Association
SPEAKERS
Chuck CrossSenior Vice President, Nonbank Supervision & EnforcementConference Of State Bank Supervisors
Michael DrayneSenior Vice President, Strategic Planning and Policy, Office of the PresidentGinnie Mae
Richard KochDirectorFitch Ratings
Pandemic Fallout — Regulatory and Enforcement Servicing Hot SpotsServicers adapted in record speed to implement immediate relief to consumers in response to the pandemic crisis, and they can expect rigorous oversight. As the dust settles, this panel addresses the current state of the regulations and the best ways to avoid regulatory actions.
MODERATOR
Shayna ArringtonChief Compliance OfficerThe Money Source Inc.
SPEAKERS
Tonya EspositoPartnerSeyfarth Shaw LLP
Jonathan Kolodziej, AMPPartnerBradley Arant Boult Cummings, LLP
Nanci WeissgoldPartnerAlston & Bird, LLP
The Future of Fair LendingFair lending is likely to be a focus in the coming years. Hear perspectives from experts on what changes to expect and how legal developments impact fair lending compliance.
MODERATOR
Erin BarrySenior Vice President & Head of Home Lending Public PolicyWells Fargo
SPEAKERS
Andrew GlassPartnerK&L Gates
Maurice Jourdain-EarlCo-Founder and Managing DirectorComplianceTech
Jonice Gray TuckerPartnerBuckley LLP
MBA’s REGULATORY COMPLIANCECONFERENCE 2020
Nov. 9–10online only
C O N N E C T . L E A R N . L E A D .
HMDA Data InterpretationsGet an update on recent regulatory changes, key legal nuances AND KEY DATA INSIGHTS related to the Home Mortgage Disclosure Act (HMDA). Panelists interpret what today’s HMDA data is telling us about the industry and how that can guide lenders moving forward.
MODERATOR
Thomas KearneyPartnerAkerman LLP
SPEAKERS
Dr. Anurag AgarwalPresident, RiskExecAsurity
Leonard RyanFounder and PresidentQuestSoft Corporation
Reinventing the Qualified MortgageAt MBA’s Annual Convention on Oct. 20, CFPB Director Kathy Kraninger announced that the Bureau will extend the Qualified Mortgage (QM) Patch until new definitions are in place. Panelists who’ve worked closely on the matter share their insight on what may be key features of the reinvented QM rules and the compliance challenges they might present.
MODERATOR
Chrissi JohnsonVice President, Federal Policy and External AffairsQuicken Loans, Inc.
SPEAKERS
Peter CarrollExecutive, Public Policy & Industry RelationsCoreLogic
Ken MarkisonOf CounselWeiner Brodsky Kider PC
Mark McArdleAssistant Director, Mortgage MarketsConsumer Financial Protection Bureau (CFPB)
Update of Compliance with Limited English ProficiencyLearn about the most recent initiatives and solutions to comply with requirements to best meet the needs of borrowers with limited English proficiency. Join in discussion with panelists for issue updates and practical advice to address your own challenges.
MODERATOR
Blake ChavisAssociate Regulatory CounselMortgage Bankers Association
SPEAKERS
Dave RosamondExecutive Director and Assistant General CounselJP Morgan Chase
Joshua WeinbergPresidentFirstline Compliance, LLC
Applied Compliance Breakout Track Speakers present real-life scenarios for discussion with audience interaction.
Real Estate Settlement Procedures Act (RESPA)This session presents fact patterns demonstrating various industry marketing practices. Speakers engage the audience in the evaluation of each scenario, then present their recommendations to avoid running afoul of RESPA.
MODERATOR
Jerra RyanSenior Vice President, Compliance and Quality ControlSWBC Mortgage Corporation
SPEAKERS
Holly BuntingPartnerMayer Brown LLPMichael Kieval
Partner, Weiner Brodsky Kider PCBrian Levy, Of CounselKatten & Temple, LLP
MBA’s REGULATORY COMPLIANCECONFERENCE 2020
Nov. 9–10online only
C O N N E C T . L E A R N . L E A D .
The Expansion of RON and Non-Traditional AppraisalsThis session presents fact patterns demonstrating the expansion of remote online notarization and nontraditional appraisals. Speakers engage the audience in the evaluation of each scenario, then present their recommendations.
MODERATOR
Kobie Pruitt, AMPAssociate Director of State Government AffairsMortgage Bankers Association
SPEAKERS
Nicole BoothExecutive Vice President, Public AffairsNotarize
Suzanne GarwoodExecutive Director and Assistant General CounselChase
Social Media ComplianceThis session presents fact patterns demonstrating the actual use of social media marketing. Speakers engage the audience in the evaluation of each scenario, then present their recommendations for using this platform in a compliance manner.
SPEAKERS
Ari KarenPrincipalOffit Kurman
David SteinPartnerBricker & Eckler LLP
Implementing Loan Originator CompensationLoan Originator Compensation (LO Comp) continues to be an important regulatory challenge and area of increasing supervisory focus. Panelists walk through hypothetical compensation scenarios to provide their insight and evaluation of what is allowed under the rules and what is not.
MODERATOR
Sheila StrongSenior Vice President, Compliance & General CounselAmerifirst Home Mortgage
SPEAKERS
Richard AndreanoPartnerBallard Spahr LLP
Russell BruchPartnerMorgan Lewis & Bockius LLP
Jed MaykPartnerHudson Cook, LLP/CounselorLibrary
Certified Mortgage Compliance Professionals (CMCP) Breakout TrackView these foundational sessions for credit toward Level 1 of Certified Mortgage Compliance Professionals designation coursework and a discount on Level 2.
Reviewing Business Processes for Compliance ProfessionalsThis session provides guidance on advertising and marketing compliance through the review of one particular advertisement from start to finish. The case study illustrates the initial and expanded scope and recommends how to take action. Learn to incorporate the lessons learned into processes, policies, and procedures as part of an effective compliance management system.
SPEAKERS
Laura LaRaiaChief Legal Officer/ General CounselFirst Guaranty Mortgage Corporation
Monika McCarthyManaging Director and General CounselCrossCheck Compliance LLC
MBA’s REGULATORY COMPLIANCECONFERENCE 2020
Nov. 9–10online only
C O N N E C T . L E A R N . L E A D .
Working the Help Desk for Compliance ProfessionalsThis session reviews organizational models for help desks, staffing details, and key performance metrics. Included are examples of common compliance concerns and suggestions on how help desk staff can best handle inquiries.
SPEAKERS
Troy GarrisCo-Managing PartnerGarris Horn LLP
Peter MicroulisVice President and Chief Compliance OfficerEmbrace Home Loans
Haydn RichardsPartnerBradley Arant Boult Cummings, LLP
Understanding Data Security For Compliance ProfessionalsKeeping customer and business data secure is a necessity for business and compliance reasons, especially with the growth in online origination. After providing an overview of applicable laws, the speakers provide recommendations on overall measures to ensure business process and data are secure. Based on CMCP Level II course.
SPEAKERS
Andrew MurrayDirector and Compliance CounselHome Point Financial Corporation
David ShirkManaging MemberShirk Law PLLC
Future Challenges Breakout TrackSpeakers present topics of growing interest for compliance officers.
State EnforcementThis session covers recent developments and key emerging trends in state enforcement and law. Panelists discuss key state regulatory/enforcement actions and supervisory practices taking place that may lead to similar practices in other states
MODERATOR
Lisa KlikaChief Compliance OfficerGuild Mortgage Company
SPEAKERS
Michelle MierzwaPartnerWright, Finlay & Zak, LLP
Vaishali RaoPartnerHinshaw & Culbertson LLP
Allison SchoenthalPartnerHogan Lovells US LLP
MBA’s REGULATORY COMPLIANCECONFERENCE 2020
Nov. 9–10online only
C O N N E C T . L E A R N . L E A D .
Pandemic Fallout — Navigating Practical Operational ChallengesCompliance officers have been at the forefront, nimbly adapting their companies’ operations to do business during the pandemic. Hear the latest recommendations related to employment law, licensing and work-from-home requirements.
MODERATOR
Jerra RyanSenior Vice President, Compliance and Quality ControlSWBC Mortgage Corporation
SPEAKERS
Meredith Swartz DantePartnerBallard Spahr LLPKathryn Ryan, Partner, Buckley LLP
Litigation Forum Breakout TrackIn back-to-back rapid-fire presentations, get an update on the latest cases impacting mortgage compliance issues. Topics include ECOA, TCPA, FCRA, RESPA, ADA and servicing development
HOST
Lucia JacangeloRegulatory SpecialistMortgage Bankers Association
Equal Credit Opportunity Act (ECOA)
SPEAKER
Stephen FogdallPartnerSchnader Harrison Segal & Lewis
Telephone Consumer Protection Act (TCPA)
SPEAKER
Lauren CampisiPartnerHinshaw & Culbertson
Fair Credit Reporting Act (FCRA)
SPEAKER
John LynchPartnerTroutman Pepper
Servicing Developments
SPEAKER
Laura BaucusMemberDykema Gossett
Real Estate Settlement Procedures Act (RESPA)
SPEAKER
Reid ManleyPartnerBurr & Forman
Americans with Disabilities Act (ADA)
SPEAKER
Christine WalzPartnerHolland & Knight
Hosted Chat RoomsWatch a recording of chat rooms that took place during the live event, where audience members and speakers joined with hosts for interactive discussions.
Hosted Chat Room: Regulatory Remediation Framework and Preparedness, hosted by Capco
State Focus on Developments in California and New York, hosted by MBA
Ask Us Anything, hosted by partners at Buckley
Ask Us Anything, hosted by partners with Goodwin
Ask Us Anything, hosted by partners of Mayer Brown