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Mental Capacity Act & Deprivation of Liberty case law round up Hillcroft care home Residual liability Inherent Jurisdiction Capacity and DOLS LB Haringey v FG CC v KK

Mental capacity act and dols case law update - Mark Barnett - October 2012

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Mark Barnett looks at: the Hillcroft care home, Residual liability, Inherent Jurisdiction and the Capacity and DOLS cases: 'LB Haringey v FG & Ors (No.1) [2011] EWHC 3932 (COP)' and 'KK v STCC [2012] EWCOP 2136 (26 July 2012)'

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Page 1: Mental capacity act and dols case law update - Mark Barnett - October 2012

Mental Capacity Act & Deprivation

of Liberty case law round up

• Hillcroft care home

• Residual liability

• Inherent Jurisdiction

• Capacity and DOLS

• LB Haringey v FG

• CC v KK

Page 2: Mental capacity act and dols case law update - Mark Barnett - October 2012

ill treatment or wilful neglect

of a person who lacks capacity

ill treatment of a person with

mental disorder

bailed until 14 November 2012

possible sentences of up to

five years

care workers arrested for suspected abuse of residents

Page 3: Mental capacity act and dols case law update - Mark Barnett - October 2012

psychotic, violent & aggressive

seclusion for up to two weeks

in 2001 / 2002

reduction in number &

frequency of medical reviews

MHA patient at Ashworth

Page 4: Mental capacity act and dols case law update - Mark Barnett - October 2012

• seclusion policy in contravention to the MHA Code of Practice

• incompatible with Articles 3 and 8 ECHR

Page 5: Mental capacity act and dols case law update - Mark Barnett - October 2012

• seclusion policy was lawful

• Articles 3 and 8 were not breached

• is there a right to ‘residual liberty’?

Page 6: Mental capacity act and dols case law update - Mark Barnett - October 2012

• no - Article 5 did not apply

Page 7: Mental capacity act and dols case law update - Mark Barnett - October 2012

• ECtHR (July 2012)

• no breach of Article 3

Page 8: Mental capacity act and dols case law update - Mark Barnett - October 2012

• seclusion could represent a further

deprivation of liberty within the meaning

of Article 5

• BUT no general rule that it would in all

cases

• whether or not there has been a further

DoL depends on the circumstances of the

case

Page 9: Mental capacity act and dols case law update - Mark Barnett - October 2012

starting point must be the person’s “concrete

situation and account must be taken of…the type,

duration, effects and manner of implementation

of the measure in question”

ECtHR

Page 10: Mental capacity act and dols case law update - Mark Barnett - October 2012

these “must apply with greater force” when

considering whether there has been a further

deprivation of liberty

ECtHR

Page 11: Mental capacity act and dols case law update - Mark Barnett - October 2012

• no breach of Article 5

• context was considered, as in Austin

Page 12: Mental capacity act and dols case law update - Mark Barnett - October 2012

“even when he was not in seclusion, he would

already have been subjected to greater

restrictions on his liberty than would normally be

the case for a mental health patient” ECtHR

Page 13: Mental capacity act and dols case law update - Mark Barnett - October 2012

• AND purpose also seems to have been considered…

Page 14: Mental capacity act and dols case law update - Mark Barnett - October 2012

seclusion, though coercive was “not imposed … as

a punishment”

Page 15: Mental capacity act and dols case law update - Mark Barnett - October 2012

“the very purpose of Ashworth hospital is to

house patients who cannot be reached by

treatment and whose persistent illness renders

them predictably dangerous…the aim of seclusion

… is to contain severely disturbed behaviour which is likely to cause harm to others”

ECtHR

Page 16: Mental capacity act and dols case law update - Mark Barnett - October 2012

greater scrutiny where personal

autonomy is already restricted

BUT “in accordance with the

law”

safeguards were protected …

external review

compulsory seclusion – interfere

with the right to private life

Page 17: Mental capacity act and dols case law update - Mark Barnett - October 2012
Page 18: Mental capacity act and dols case law update - Mark Barnett - October 2012
Page 19: Mental capacity act and dols case law update - Mark Barnett - October 2012

2003 - arranged marriage to AA

in Bangladesh

2009 - AA obtained spousal visa

and entered UK

fact of marriage came to the

attention of the LD team

interim declarations re: capacity

& contact made to protect DD

DD - British citizen with severe learning difficulties

Page 20: Mental capacity act and dols case law update - Mark Barnett - October 2012

MARRAGE IMAGE

• DD had no capacity to consent to marriage, sexual relations, understand pregnancy or care for a child

Page 21: Mental capacity act and dols case law update - Mark Barnett - October 2012

• what formal steps needed to be taken in respect of the marriage?

• what are the court’s powers?

Page 22: Mental capacity act and dols case law update - Mark Barnett - October 2012

• the CoP does not have an inherent

jurisdiction

• high court declare the marriage was not

recognised in the U.K.– KC v Westminster

• MCA provisions were not to be imported

into this evaluation

• high court does have to consider whether

a declaration was ‘necessary and

proportionate’

Page 23: Mental capacity act and dols case law update - Mark Barnett - October 2012

• the marriage was not recognised as valid in the UK

Page 24: Mental capacity act and dols case law update - Mark Barnett - October 2012

• effective social services intervention may

not have prevented marriage

• But “there was an effective lack of

communication between medical and

social services over a number of years”

• the duty of health and social work

professionals

Page 25: Mental capacity act and dols case law update - Mark Barnett - October 2012

“…unless and until there is any binding authority

available, courts may be safest in an approach…by

ascertaining the facts, applying the statutory

principles and reasoning a conclusion from that,

and treating each case as one to be decided on its

own facts” LB Haringey v FG & Ors - Hedley J

Page 26: Mental capacity act and dols case law update - Mark Barnett - October 2012

living in nursing home &

expressed a wish to go home

used the lifeline service approx

1,100 times in 6 months

Standard Authorisation in place

numerous capacity assessments

..concluded she lacked capacity

82 y/o woman - parkinson’s & vascular dementia

Page 27: Mental capacity act and dols case law update - Mark Barnett - October 2012

LA IMAGE

• clear and articulate

• understanding and insight into care needs

• understood the need for support

• realistic as to physical limitations

Page 28: Mental capacity act and dols case law update - Mark Barnett - October 2012

LA IMAGE

• different individuals give different weight to different factors

• the danger of the ‘protection imperative’

Page 29: Mental capacity act and dols case law update - Mark Barnett - October 2012

LA IMAGE

• do not start with a ‘blank canvas’ - what are the options?

• LA had not identified a complete package of support

Page 30: Mental capacity act and dols case law update - Mark Barnett - October 2012

LA IMAGE

• what is the relevant information either way?

• P doesn't have to be able to weigh up every detail

Page 31: Mental capacity act and dols case law update - Mark Barnett - October 2012

LA IMAGE

• ‘reason’ and ‘purpose’, as in Cheshire, have to be considered in the light of the decision of the ECtHR in Austin … BUT

Page 32: Mental capacity act and dols case law update - Mark Barnett - October 2012

“…the right course is to have regard to the

purpose for a decision as part of the overall

circumstances and context, but to focus on the

concrete situation in determining whether the

objective element is satisfied”

Baker J

Page 33: Mental capacity act and dols case law update - Mark Barnett - October 2012

• significant physical restriction due to

disability

• but no more restrictive at nursing home

than own home

Page 34: Mental capacity act and dols case law update - Mark Barnett - October 2012

Points to a deprivation

BUT

• no restraint or sedation

• door not locked

• with help, has free access around the

nursing home

• no restrictions on contact

Page 35: Mental capacity act and dols case law update - Mark Barnett - October 2012

• not the kind of institution associated with DOL

• a well run nursing home putting the needs of residents first

Page 36: Mental capacity act and dols case law update - Mark Barnett - October 2012

• part of everyday was spent at home in bungalow “a sign of normality”

Page 37: Mental capacity act and dols case law update - Mark Barnett - October 2012

• no deprivation of liberty

Page 38: Mental capacity act and dols case law update - Mark Barnett - October 2012

“… a provisional and very tentative view

might be that questions of reason, purpose, aim,

motive and intention are wholly irrelevant to the

question of whether there is a deprivation of

liberty….” Munby LJ

Page 39: Mental capacity act and dols case law update - Mark Barnett - October 2012

www.bjlegaltraining.com

http://thesmallplaces.blogspot.co.uk/

http://autonomy.essex.ac.uk/

http://www.mentalhealthlaw.co.uk/Main_Page

Page 40: Mental capacity act and dols case law update - Mark Barnett - October 2012

Mark Barnett | 0121 237 3942 | [email protected]