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UNITED NATIONS ARCHIVES PREDECESSOR ARCHIVES GROUP UNITED NATIONS WAR CRIMES COMMISSION 1943 - 1949 PAG-3/Rev. 1, 1987

UNITED NATIONS - War Crimes Commission

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Page 1: UNITED NATIONS - War Crimes Commission

UNITED NATIONS ARCHIVES

PREDECESSOR ARCHIVES GROUP

UNITED NATIONS WAR CRIMES COMMISSION

1943 - 1949

PAG-3/Rev. 1, 1987

Page 2: UNITED NATIONS - War Crimes Commission

INTRODUCTION

HIS'IDRY AND ORGANIZATION

The United Nations War Crimes commissio~ was established on 20 October 1943 by a meeting of Government representatives of seventeen of the Allied Nations,~ including all of the major powers except the U.S.S.R.lI at the Foreign Office in London. The first official meeting was held on 11 January 1944, and the Commission continued its work actively until the end of March 1948.

The Commission engaged in formulating and implementing general measures necessary to ensure the detection, apprehension, trial and punishment of persons accused of war crimes. It also performed valuable advisory functions in connection with the development of principles of international law and planning for international tribunals. Its terms of reference were as followsz

(i) To collect, investigate and record evidence of war crimes, identifying where possible the individuals responsible.

(ii) To report to the Government concerned cases where the material available appeared to disclose a prima facie case.

(iii) To act as a Committee of Legal Experts charged with advising the Governments concerned upon matters of a technical nature, such as the sort of tribunals to be employed in the trial of war criminals, the law to be applied, the procedure to be adopted and the rules of evidence to be followed.

~ For a more detailed account of the organizational structure and the operating procedures of the UNWCC see History of the United Nations War Crimes Commission and the Development of the Laws of War, compiled by the UNWCC (London, His Majesty's Stationery Officer, 1948).

~/ Australia, Belgium, Canada, China, Czechoslovakia, France, Greece, India, Luxembourg, Netherlands, New Zealand, Norway, Poland, Union of South Africa, United Kingdom, United States, Yugoslavia. South Africa was only involved in the setting up of the Commission, subsequently, it did not participate in its workings. Denmark joined the Commission as a full member in July 1945. Apart from these two changes the composition of the Commission did not change during its lifetime.

11 The Soviet Union did not become a member, and therefore, did not submit any charges.

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Page 3: UNITED NATIONS - War Crimes Commission

History and organization

In carrying out the function under (ii) the Commission was assisted by National Offices established by each of the constituent members. Formal charges against alleged or suspected war criminals were submitted to the Commission by the National Offices, along with the supporting data and a description of evidence available. It was then the responsibility of the Commission to determine whether there appeared to be sufficient evidence to warrant the listing of persons charged as criminals in order that they might be detained and prosecuted by the member governments. In the performance of this function the Commission examined charges involving approximately 37,000 individuals.

The War Crimes Commission took no part in the detention of persons listed, or in the prosecution of the cases.

The function of the Commission under (iii) was to formulate recommendations for the guidance of governments. Through a number of recommendations the Commission influenced the development of international law in such questions as jurisdiction, extradition, belligerent occupation, personal responsibility for acts of State, the criminality of aggressive war and the protection of human rights of civil populations against violations by their own governments. The law-reporting activities of the Commission are a valuable source of information on State practice regarding the repression of crimes against peace, war crimes and crimes against humanity, and constituted an important preliminary step in the development and codification of these branches of international law.

When the International Military Tribunals at Nuremberg and Tokyo, as well as the municipal and occupation courts of its member governments, started to function and trials of war criminals were actually being conducted on a considerable scale, the Commission made arrangements for the collection and examination of the records of these trials.

The Commission's first Chairman was Sir Cecil Hurst of the United Kingdom who was followed in January 1945 by Lord Wright of Durley, Australia's representative in the Commission. The post of Secretary-General was held originally by Hugh McKinnon Wood, in November 1945, Col. G.A. Ledingham succeeded him.

The Commission established three main committeesl

Committee I, the Committee on Facts and Evidence, was to examine the charges filed by the member governments (National Offices) and to prepare and issue lists of war criminals for the different apprehending authorities in order that they might take the necessary action.

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Page 4: UNITED NATIONS - War Crimes Commission

History and Organization

committee II, was concerned with "Enforcement", a term which comprised all measures considered necessary to ensure the detection, apprehension, trial and punishment of persons guilty of or responsible for war crimes. The recommendations of this Committee influenced not only the creation of the Nuremberg International Military Tribunal, but also the establishment of the many other international and inter-allied military tribunals including the International Military Tribunal for the Far East. In the course of time the duties of Committee II were assumed either by Committee or Committee III.

Committee III, the Legal Committee, was to advise on legal questions. Owing to the significance of many of the legal questions which were subsequently examined, the Commission's advisory function tended, in the course of time, to exceed in importance its original task of investigation.

Questions of substantive law and particular charges brought before the Commission by the National Offices ranged from the definition of a war crime, superior orders, and military necessity, to usurpation of sovereignty.

In order to deal with Far Eastern problems, the Commission adopted a proposal by the Chinese Ambassador to establish a Far Eastern and Pacific Sub-Commission in Chungking (eventually moved to Nanking) as a branch of the UNWCC. It held its inaugural meeting on 29 November 1944. The Sub-Commission set up two sub-committees I a Finance Committee and a Committee on Facts and Evidence. The minutes of its meetings were regularly transmitted to the main Commission in London. Up to March 1947 it had held 38 meetings.

Other committees of the main Commission were the Far Eastern Committee, the Public Relations Committee, the Finance Committee, the Executive Committee and the Legal Publications Committee.

In May 1944 the Commission established a Research Office charged with the task of tracing some of the most notorious forms of systematized war crimes to their source, i.e. to compile documentary evidence on the German authorities and departmental chiefs responsible for directing organisations under which war crimes were committed. Thus, in close collaboration with the National Offices, prima facie cases against leading German officials were often established on the basis of a single decree or proclamation published in the German-controlled press of an occupied territory. Another part of the Research Office's work consisted in meeting requests for information and to arrange for the publications of the Commission.

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Page 5: UNITED NATIONS - War Crimes Commission

RECORDS

The records of the War Crimes Commission in the United Nations Archives consist of: minutes, documents and reports of the Commission and its Committees, the Research Office, and the Far Eastern and Pacific Sub-Commission, periodical lists of War criminals, Suspects, Witnesses (including approximately 37,000 names) and related material of the main Commission and of the Far Eastern and Pacific Sub-Commission, and correspondence, mainly with various National Offices. The more voluminous part of the documentation of the War Crimes Commission are records submitted by Member Governments, other National Authorities and Military Tribunals: some 8,000 charge files and related material from Australia to Yugoslavia, periodical lists of about 37,000 War Criminals, Suspects and Witnesses, reports of National Military Tribunals, transcripts of proceedings and documents of the International Military Tribunal for the Far East. Finding Aids in the form of indexes are part of the above enumerated records.

The War Crimes Commission destroyed a part of its records, mostly administrative files, which were considered to be of no historical value. Most documents held by the Research Office, which had been received from government departments in London, were returned to the respective ministries. Records of the following committees did not reach the UN Archives and their whereabouts are not known. Far Eastern Committee of the Main commission, Public Relations Committee, Finance Committee, Executive Committee, Legal Publications Committee and two sub-committees of the Far Eastern and Pacific Sub-Commission.

Even though the documents of the Commission and its Committees, per se, constitute only a small part of the total size of this archives group, they provide insight into the organizational structure of the Commission and its many and varied activities. A prominent example, documented in 15 volumes, are the Law Reports of Trials of War Criminals which contain summaries of the trials and a comment on each case prepared by the UNWCC Secretariat. The constitutional and working relationship between the War Crimes Commission and the UN Secretariat, especially in the fields of human rights and codification and development of international law, is also documented in two small registry files (RAG-l/Boxes 62 and 95). Mimeographed documents (C 201-C 226, May-September 1946) are contained in a file of the Legal Office (DAG-3/Box 18, "C.A. Stavropoulos papers").

Related to the records of the War Crimes Commission are copies of documents and transcripts of proceedings of the International Military Tribunal and of twelve trials known as the "Subsequent proceedings" held at Nuremberg from November 1946 to April 1949. These mimeographed reference materials are in the custody of the United Nations Library.

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Page 6: UNITED NATIONS - War Crimes Commission

Revised Rules for Access to Records of the United Nations War crimes Commission */

)

1. Subject to the following restrictions and to normal administrative controls, all archives of the UNWCC are available to any person who appears, to the satisfaction of the Chief of the Archives Section, to be engaged in serious research in the history of the Commission or in related problems in international law or associated fields.

2. The following records are not available for inspection and use except as specified in rule 3 belowl

(a) Those parts of the minutes and documents of the Commission and its Committees and of the Research Office "Documents" that refer to specified individuals charged or suspected of war crimes.

(b) The list of war criminals, suspects and witnesses, and related indexes, and the formal charges and related papers.

3. The records described in rule 2 above include unsubstantiated information and hearsay evidence which may not have been submitted to judicial process. Access to these records will nevertheless be granted, on the conditions described below, for the purposes ofl

(a) official research into and investigation and prosecution of war crimes by Governments, and

(b) bona fide research by individuals into the history and work of the UNWCC and into war crimes,

on the understanding that, in granting access, the United Nations Secretariat is acting in a purely administrative capacity under these rules and it in no way engages the responsibility of the United Nations.

(a) Official research into and investigation and prosecution of war crimes by Governments.

States requesting access for these reasons should address a written request to the Secretary-General of theUni±.ed-Na.t.ions specifying (i) the purpose for which information is requested and (ii), where information is sought on individuals, the names of any persons on whom information is sought. It is understood that, where information is sought on individuals, the rules of the State concerned regarding protection of materials in criminal investigations will be applied to the materials made available by the Secretariat from the UNWCC records. Where copies of materials are requested by a Government, a fee will be charged to cover the costs of reproducing the materials requested.

rr: Original rules established in 1949 and revised in November 1987.

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Page 7: UNITED NATIONS - War Crimes Commission

(b) Bona fide research by individuals into the history and work of the UNWCC and into war crimes."J

(i) An appli~ation for access by an individual will be accepted by the Secretary-General when it is transmitted on the approved form, pursuant to such rules as the Government concerned may prescribe, by the Permanent Representative or Permanent Observer of the State of which the applicant is a national or permanent resident. An application, when submitted to the Government concerned, should be accompanied by an appropriate introduction from an institution of higher learning or research or from a relevant professional society. When considering whether to transmit an application, the Government concerned will pay due regard to the nature of the materials involved and the use to which such materials may be put.

(ii) The approved form may be obtained from the Chief Archivist of the United Nations. The form requires the applicant to give undertakings to observe the terms on which access is granted, and provides that payment of fees, as from time to time established, will be required to cover the administrative costs and services involved.

\ I

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I

ARCHIVE GROUP,

Subgroup: Commission, Committees, Research Office and Far Eastern and Pacific Sub-Commission

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Summary Minutes of Meetings: Commission PAG-3/1.0.0.

Reel/CodeANNOTATIONS

Indexes (with supplements) to minutes and documents 33/ of the UNWCO

Meetings

Nos. :

1 - 38 Herein: Minutes of a meeting 33/ instituting the UNWCC (20 Oct.1943)

39 - 79 33/

33/80 - 130

33/131 - 135

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National Offices Conference, London, 31 May-June 1945, 33/ Minutes and Documents

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I 1 Mar.1946­May 1948;J Oct.1949

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Oct.1943­Nov.1944

2 Nov. 1944­Sep.194SI

OCt.194S_1 Sep.1947

3 Oct.1947­Mar.1948

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I Meetings

Nos. :

4 Apr.1954- 1 - 61 33/ May 1946

May 1946- 62 - 100 34/ May 1947

Jun.1947 101 - 141 34/

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Meetings

Nos. :

34/1/1945 - 11/1947Aug.1945­Nov.1947

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PERIOD ANNOTATIONS

Meetings

Nos. :

Nov.1944­ 1 - 38 Mar.1947

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Documents, Commission

PERIOD

Reports and Related Material:

ANNOTATIONS

Symbol

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Notes on listings of documents and cases:

"A": "C":

"S": "W":

believed to be a clear prima facie case at first applied to adjourned cases; was

eventually reserved for alleged war criminals who could not be identified

-regarded as "suspects" rather than "accused" witnesses to war crimes

Documents

5 May 1946­Mar.1948

6 Dec.1943­May 1946

Dec.1943­Apr.1948

"-'

Dec.1945­Apr. 1948

1947-1949

"A" - Nos. A 1 - A 67 34/

"C" - Nos. C 1 - C 267 34-35

"C" and "Miscellaneous" - listed chronologicallY 35/

"Miscellaneous" - Nos. Misc. 1 - Misc. 126 35/

., Law Reports of Trials of War Criminals. containing summaries of the trials and a comment on each case prepared by the Secretariat

Vo1s. 1 - 15, printed, bound 35/

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Documents, Reports and Related Material: Committee I

Box No. PERIOD

Committee on

ANNOTATIONS

Facts and Evidence

8 Apr.1945­Oct.1946

Oct. 1946­Feb.1948

<Committee 1)

Docwnents

Nos. :

I 1 - I 69

I 70 - I 102

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and Related Material:

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Nos. :

8 Feb.1944­Jun.1945

SC IIIl - II/51 36/

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Nos. :

9 Mar.l944 III 1 - III 118 (incomplete) 36/

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12

J-RCH!VE GROUP UN ITED NATlONS WAH. CRiMES COMMISSION

Subgroup: Commission, Committees, Research Office and Far Eastern and Pacific Sub-Commission

I Seri e s Symbol I Documents, Reports and Related Material:

Research Office PAG-3/l.1.4.

Box No. PERIOD

10 I Nov.1949

Aug.1945­Nov.1946

Ju1.l944­Dec.1947

11 I Jul.1945­Feb.1948

Nov.1945­Feb.1946

Dec.1946­Jan.1950

Oc t. 1945­Mar.1948

20 Jan. 1947

, '"

ANNOTATIONS

Documents of the Research Office

Index to the documents of the Research Office, 1944-1948

Document Series Nos. 1 - 53 (incomplete)

Summaries of information Nos. 1 - 55 (2 files)

Weekly Bulletins (Lists of documents received in the Research Office) Nos. 1 - 124

Staffs of the German Concentration Camps (Vol. I - X, printed, bound)

I. Auschwitz - Birkenau II. Buchenwald III. Dachau IV. Flossenburg, Mauthausen, Mauthausen-Gusen V. Natzwei11er VI. Oranienberg - Sachsenhausen VII. Ravensbrueck VIII. Emland-Group

i. Papenburg-Esterwegen ii. Gross - Rosen iii. Neuengamme iv. Stutthof (Nr. Danzig)

IX. Supplements to Lists II, III, IV, VII and VII of this series

X. Officials mentioned in UNWCC Records including those on the "White List"

Index to War Crimes News Digest Nos. I - XXXVI

War Crim~s News Digest (News Summaries) Nos .; I - XXXVI

Lists of files received from the British War Crimes Executive (Research Circular No. 17)

Reel/Code I

36/

36/

36/

37/

37/

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37/

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Page 17: UNITED NATIONS - War Crimes Commission

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Subgroup: Commission, Committees, Research Office and Far Eastern and Pacific Sub-Commission

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Documents, Reports and Related Material: Research Office PAG-3/1.1.4.

Box No. PERIOD ANNOTATIONS Reel/Code

13

1942 1942

International Commission for Penal Reconstruction and Development and its Committees and Sub-Committees

Committee and Sub-Committee - Reports and Notes Committee on Rights of Accused - Reports and Notes

37/

14

1945

Mar.1944

Oct.1944

1945-1949

1947-1947 I

Allied Military Forces

Basic Handbook. KLS (Konzentrationslager) Axis Concentration Camps and Detention Centres, G-2 (Counter-Intelligence Sub-Division), Supreme Headquarters Allied Expeditionary Force (SHAEF), (compiled by MIRS, printed, bound)

The German Police (SHAEF) (compiled by MIRS, mimeographed, bound)

Germany Basic Handbook, Part III, Nazi Occupied Europe (printed, bound)

Military Government Gazette. Germany, 21 Army Group Area of Control, Nos. 2 - 3

Military Government Gazette. Germany. British Zone of Control, Nos. 4 - 27

Manual for Trial of War Crimes and Related Cases (prepared by Deputy Theater Judge Advocate's Office, War Crimes Group USFET)

Dachau Concentration Camp (Report prepared by the 7th u.S. Army; printed)

37/

37/

37/

37/

38/

38/

38/

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Box No. PERIOD ANN 0 TAT ION 5 Reel/Code I

Publications relating to War Crimes Submitted by Governments

Belgium

14 1945-1945 Les Crimes de Guerre 38/

Czechoslovakia

Sep.1948 German Crime Against Czechoslovakia, Czechoslovak I 38/ Official Report for the prosecution and trial of the German Major War Criminals by the International Military Tribunal established according to the Agreement of the Four Great Powers of August 8, 1945, London

Ethiopia 38/

La Civilisation de l'Italie Fasciste en Ethiopie Vol. I Vol. II

Greece

1946-1946 Atrocites Bulgares En Grece 38/

Poland

German Crimes against Poland: Official Report of the I 38/ Polish Government to be submitted to the International Military Tribunal

Dec.1945

15 1946-1946 1947-1947

German Crimes in Poland Vol. I Vol. II

38/

1946-1946 Bunletyn Glownej Komisji Badania Zbrodni Niemieckich W. Polsce, Vol. I

38/

1947-1947 Les Problemes de la Sauvegarde de la Paix et de la Liquidation des Suites de Guerre au Point de Vue de Droit Polonais

38/

1948-1948 One legal aspect of the Polish regained territories 38/

I ~!

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Documents, Reports and Related Material: Research Office

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PAG-3/ 1.1. 4. .,

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Yugoslavia

The War Effort of the Julian March for Their 38/ Liberation and Union to Yugoslavia

Italian Crimes in Yugoslavia 38/

Summary of First Six Reports of the State Commission 38/ for the Investigation of the Crimes of the Invaders and their Assistants

Documents concerning the Denationalization of 38/ Yugoslavs in the Julian March

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15 1945-1945

1945-1945

1945-1945

1946-1946

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Page 20: UNITED NATIONS - War Crimes Commission

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Periodical and other Lists of War CrimiDa1s, Suspects, Witnesses and Related Material (#0 t . t j2 PAG-3/1.2.

Box No. PERIOD

16 Ju1.1946

17 Aug.1949

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ANNOTATIONS Reel/Code

Alphabetical Card Index of War Criminals,. Suspects and Material Witnesses listed by the UNWCC; approximately 40,000 cards, bearing reference to Periodical Lists and to Charge Files - 2 Filing Cabinets

NDX/l-8

Indexes to Periodical Lists of Albanian. Bulgarian. German. Hungarian. Italian. Japanese and Rumanian War Criminals. Suspects and Material Witnesses (arranged in numerical order. containing approximately 37.000 names. mimeographed. bound)

Alphabetical Index Periodical Lists of Albanian, Bulgarian, German, Hungarian, Rumanian War Criminals Nos. 1 - 40 (mimeographed, bound)

Italian and 391

Volume I: II:

II I: IV:

A G L S

- F - K - R - Z

Alphabetical Index to Periodical Lists of Bulgarian, German, Hungarian and Italian War Criminals, Suspects and Material Witnesses, Nos. 41 - 45 and 50 - 60 published by the UNWCC from August 1946 to July 1947 {Note: The present index, in four volumes, has been reproduced in the United Nations Archives from stencils prepared by the UNWCC (mimeographed)

391

Volume I: II:

III: IV:

A G L S

- F - K - R - Z

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Symbol

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Box No. PERIOD ANNOTATIONS Reel/Code

Periodical Lists

Nos. :

18 Dec.1944­ 1 - 27 27/ Mar.1946

19 I Mar.1946­ 28 - 50 (Nos. 33 - 37 and 46 - 49 27-28 Dec.1946 listed by the Far Eastern

and Pacific Sub-Commission)

20 Dec.1946­ 51 - 65 28-29 Dec .1947

21 I Jan.1948­ 66 - 80 (Nos. 68 - 77 listed by the 29/ May.1948 Far Eastern and Pacific

Sub-Commission)

Jul.1946­ Approval and correction of the above lists by 39/ Apr.1948 representatives of the National Offices

1 \. (only re: lists 40 - 80 with gaps)

22 Mar.1947 Annotations to lists Nos. 7 and 9 40/ (German War Criminals holding key positions) (3 files)

Aug.1945­ Far Eastern and Pacific Sub-Commission lists of War 40/ Mar.1947 Criminals and Material Witnesses (Japanese)

Lists Nos. 1 - 26 (Nos. 22 - 23 missing)

23 Nov.1945­ Committee I Detention Circulars. Nos. 1 - 53 40/ Apr.1947 (containing information on detained persons who

appear to be identical with suspected war criminals, or witnesses of war crimes)

Other Lists

May 1947­ German General Officers 40/ Sep .1947 Investigation and findings re: possible charges

against Senior German Prisoners of War proposed for release by the British (correspondence and lists)

List of Germans holding key positions, draft list of S.S. 40/ personnel

<{ I 1 -14­

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Periodical and other Lists of War Criminals, Suspects, Witnesses and Related Material '-i_nisi llinr") PAG-3/l.2.

Reel/CodeBox No. I PERIOD ANNOTATIONS

23 Oct.1947

31 Dec.1947

1947

1947

Feb .1948

.Y ~

Automatic Arrestees Nominal Roll of Prisoners of War, members of criminal organizations who do not fall under the Nuremberg Decrees

40/

Yugoslav Nationals appearing on UNWCC lists 40/

Lists of Persons wanted by Yugoslavia and categorised as "A" cases by countries other than Yugoslavia

Priority Lis ts (correspondence and lists - 2 files)

40/

Miscellaneous Correspondence Re: Persons Listed List number, current location, identification and other investigation of listed War Criminals (correspondence with National Offices)

40/

Nominal Rolls of Alleged War Criminals Wanted by Member Governments (of prisoners of war held in the Middle East) (List submitted by the Foreign Office) Proposed repatriation of German prisoners of war held by the British in the Middle East pending consideration of UNWCC and member governments (most nominal rolls)

­

40/

~I

::1 I:- ! i -15­1

Page 23: UNITED NATIONS - War Crimes Commission

I

ARCHIVE GROUP: UJ.'II.J. .J,.J,....oU .l1LJ,..L ...LVJ.'U ,.0I.0I.0I.\.. \,.JoI.\....L.l..l.L....Io...J ,,-,V.l.4.l, • ..LULI ..LVJ.'

Subgroup: Commission, Committees, Research Office and Far Eastern and Pacific Sub-Commission

r S . Symbole r i e s

PAG-3/1.3.Correspondence ".""

Reel/CodeBox No. PERIOD ANNOTATIONS

Correspondence with National Offices regarding cases, I 41/ consisting primarily of transmittals for war crimes lists and acknowledgement thereof. However, it also includes clarification of facts and\status of cases, requests for changes in information, decisions on cases and notification of adjournment of cases (arranged by National Offices in alphabetical order)

24 1944-1948

25 1944-1948

26 May 1946­Apr.1948

Jan.1947­Feb.1949

.".."

Australia - Netherlands 41/

Norway - Yugoslavia 41/

Trial of alleged German War Criminals by British Authorites - Results, sentences, release, further extradition (Correspondence, mainly by cable with EXFOR BOAR/War Crimes Group, HQ. BOAR)

status, 41/

Correspondence, mainly with the UN Division on Human Rights, especially re: collection and dissemination of information concerning human rights arising from the trials of war criminals, transfer of UNWCC personnel and cooperation between the two offices

Herein: Ultimate custody of the archives of the UNWCC

41/

<[

-16­

Page 24: UNITED NATIONS - War Crimes Commission

-.•"""""-_,,"~..~,,._... "'¢ .. . .Uj~.L .Lt.U l~K.L .LUl';) WKn. '-.,n..u"lL:,;) '-.,Ul"ll"J.l.L>L>.l.Ul'ARCHIVE GROUP:

Subgroup: Member Governments, other National Authorities and Military Tribunals

Series Symbol

Charge Files consisting of formal charges submitted

_t

PAG-3/2.0.to the Commission with accompanying data (j t ....d)

Reel/CodeBox No. PERIOD ANNOTATIONS

Note:

These formal charges of Member Governments and related material usually consist of a 4-page form and supporting documentation which provide the following information: registered number; date of receipt in the UNWCC Secretariat; charge number of the accusing government; name(s) of accused; military rank and unit, or name or other official position; date and place of alleged crime; number and description of crime in war crime list; summary statement of facts; particulars of alleged crime and supporting evidence; notes on the case in regard to the culpability of the accused and completeness of the case; and names of persons transmitting the information. Often there are statements by victims or witnesses in support of the charge, or references to published sources. In addition, the file cover indicates the date on which the case was submitted to the Secretariat and decisions of Committee I as to whether it was an "A", "C", "s" or "W" case (see explanatory note under PAG-3/l.l.0.).

Cases apply to either one or several accused. The files are arranged by Member Governments (Countries) making the charge and numerically, according to UNWCC registered number.

See also Commission, Correspondence, PAG-3/l.3.

'" .: i <>:1

-17­

Page 25: UNITED NATIONS - War Crimes Commission

ARCHIVE GROUP: Ul~.1.11::lLJ l'H1.1..1..Ul'iu \·H~f'\ \..JI\l-l"J1.:'",-' \...rVtllJ.1.t.JLJ.1.Vl1

Subgroup: Member Governments, other National Authorities and Military Tribunals

I Series Symbol

Charge Files consisting of formal charges submitted to the Commission with accompanying data PAG-3/2.0. (ju,pjc re4 )

Box No. PERIOD ANNOTATIONS Reel/Code

Registers of Charge Files, showing Serial, Registration and National Office Numbers; dates and names of accused (chronologically arranged, bound)

145

146

Feb.1944­Apr.1946 Apr.1946­Feb.1948 Jan.1945­Apr.1946

Volumes 1 - 3

Volumes 4 - 6

Volumes 7 - Pacific Theater of War

32/

32/

32/

Belgium vs. Germans

Registered Nos.:

27 28 29 30 31

1 - 55 56 - 149

150 - 229 230 - 325 326 - 399

1/ 1/ 1/ 1-2 2/

Canada vs. Germans

Registered Nos.:

32 1 - 11 2/

China vs. Germans

Registered No.:

1 2/

Czecholovakia vs. Germans

Registered Nos.:

33 34 35

1 - 47 48 - 143

144 - 246

3/ 3/ 3/

., I

<l:

-18­

Page 26: UNITED NATIONS - War Crimes Commission

ARCHIVE GROUP UJlIlll.:.LJ l'4ri.J.J.VJ'4u \'Ifni\. vL\..J..LJ1..a.J VVLll.1..LWU..LVJ'

Subgroup: Member Governments, other National Authorities and Military Tribunals

I Series Symbol

Charge Files consisting of formal charges submitted to the Commission with accompanying data PAG-3/2.0. <jk 3 nlt@ 61.0

Box No. PERIOD ANNOTATIONS

Czechoslovakia vs. Hungarians

Registered Nos.:

36 1 - 8

Denmark vs. Germans

Registered Nos.:

1 - 186, 192 Herein: Statements concerning Danish War Criminals Cases 5714 - 5760, 7678 - 7682

Ethiopia vs. Italians

Registered Nos.:

'.-~- 1 - 10

France VB. Germans

Registered Nos.:

37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53

I

1 60

121 181 241 334 411 500 567 650 733

..804 881 976

1062 1132 1185

- 59 - 120 - 180 - 239 - 333 - 409. \ - 499' ./>" - 566 .··:}"I - 649 '!:~,\~$j

- 732~\:;;". - 803 ~;i~~:~i" - 880 'iii""'­

- 975 - 1061 - 1131 - 1184 - 1268

• I , m

<l;

.r-

Reel/Code i

3/

4/

4/

4/ 4/ 4/ 5/ 5/ 5/ 5/ 5-6 6/ 6/ 6/ 6/ 7/ 7/ 7/ 7/ 7/

-19­

Page 27: UNITED NATIONS - War Crimes Commission

I

ARCHIVE GROUP: UJ'lIl.l.LLI .1'U"'1.l.l.V.1'hJ 'i'U-H.\. vL\..LI..Jl..JLJ vVl,U,.J.1.L..JL..J.l.Vn

Subgrou p: Member Governments, other National Authorities and Military Tribunals

I Series Symbol

Charge Files consisting of formal charges submitted

Box No.

,

to the Commission with accompanying

(iliitil fu'. ) PERIOD

France vs. Germans

data

ANNOTATIONS

(cont. )

PAG-3/2.0.

Reel/Code!I I

! ! i

Registered Nos.:

54 55 56 57 58 59 60 61 62 63 64 65

1269 1339 1446 1563 1641 1721 1800 1877 1972 2056 2130 2190

- 1338 - 1444 - 1562 - 1640 - 1720 - 1799 - 1876 - 1970 - 2055 - 2129 - 2189 - 2231

7-8 81 81 81 8/ 91 91 91 91 9-10

101 10/

I I i I I

I

i

!

France vs. Italians

-. Registered Nos.:

1 - 3 10/

Greece vs. Albanians

Registered No.:

66 I

Greece

1

vs. Bulgarians

10/

Registered Nos.:

67 1

126 --

125 199

10 I 10-11

Greece v~. Germans

Registered Nos.:

68 69

1 94

- 93 - 179

11/ 111

.".

I

I

-r­~

I ~

<t

-20­

Page 28: UNITED NATIONS - War Crimes Commission

I

ARCHIVE GROUP: Ul~lJ.Ll.J Ht-iJ.J..VH0 V'tt"\I\. v[\'l..l·l.L.H~ \..JU1"U·J.1.LJLJJ..UJ."

Subgroup: Member Governments, other National Authorities and Military Tribunals

I Series

Charge to the

,. (9 tustd)

Box No. PERIOD

I

70

71 72

73 74 75 76 77 78 79 80 81

82

83 84

',.-I'

85 I86

Files consisting of formal charges submitted Commission with accompanying data

ANNOTATIONS

Greece vs. Italians

Registered Nos.:

1 - 131

Greece vs. Rumanians

Registered No.:

1

Luxembourg vs. Germans

Registered Nos.:

1 - 71 72 - 97

Netherlands vs. Germans

Registered Nos.:

1 28 80

153 239

I 301 I 369

445 511

Norway vs.

- 27 - 79 - 150 - 238 - 300 - 368 - 444 - 510 - 584

Germans

Registered Nos.:

1 - 80 ~

Poland vs. Germans

Registered Nos.:

1 - 45 46 - 110

111 - 177 178 - 256

Symbol

PAG-3/2.0.

Reel/Code I

! i ! I I,

111

111

111 111

121 121 121 121 12-13 131 131 131 13

141

141 141 141

I 14-15 I

J J -21­o I 'J I J ,

Page 29: UNITED NATIONS - War Crimes Commission

--

I

. ------------......",....~".~""'- :i'L'.i7~~· .l'.rl...1.~·---·--u·-J"~~:J..' ..1. VJ.' lJ nL.l.L\ v,l\..1.l JuLJ uVLll.1.L.uu..l.V.L'ARCHIVE GROUP:

Subgroup: Member Governments, other National

I Series

""

Box No.

87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102

103 104 105 106 107 108 109 110 111 112 113 114 115 116

J'

,.

Authorities and Military Tribunals

Symbol

Charge Files consisting of formal charges submitted to the Commission with accompanying data PAG-3/2.0. (j(J2t . t *)

PERIOD ANNOTATIONS

Poland vs. Germans (cant.)

Registered Nos.:

257 - 332 333 - 416 417 - 498 499 - 575 576 - 668 669 - 757 758 - 838 839 - 913 914 - 989 990 - 1068

1069 - 1140 1141 - 1206 1207 - 1277 1278 - 1354 1355 - 1470 1471 - 1563

United Kingdom vs. Germans

Registered Nos.:

1 - 65 66 - 150

152 - 210 I 211 - 274

275 - 330 331 - 390 391 - 447 448 - 498 499 - 554 555 - 605 606 - 624 625 - 646 647 - 669 670 - 672

-22­

Reel/Code

15/ 15/ 15/ 15-16 16/ 16/ 16/ 16-17 17/ 17/ 17/ 17-18 18/ 18/ 18/ 18/

I

19/ I 19/i 19/

19/ 19/ 20/ 20/ 20-21 21/ 21/ 21/

I 21-22 22/ 22/

Page 30: UNITED NATIONS - War Crimes Commission

----- <----~._--,------------UH.l.l.w1.J nnl.J..VJ.1L} Vl.C:U\ \..IJ.\.1.1,lJ...lLJ \..rVLll 1. .1. L.h.J.1.VJ.'fARCHIVE GROUP

Subgroup: Member Governments, other National Authorities and Military Tribunals

I Se r i e s

Box No.

116 117

I

118

-I

119 120 121

122

, ! ..'"

~

~'I I

<t I

><-«<>-<<<

Symbol

Charge Files consisting of formal charges submitted to the Commission with accompanying data PAG-3/2.0. 'PE_•••• ..w

PERIOD ANNOTATIONS Reel/Code

United Kingdom vs. Italians

Registered Nos.:

1 - 66 22/ 68 - 114 22/

United Kingdom vs. Rumania

Registered Nos.:

1 - 2 22/

US vs. Italians

Registered Nos.:

1 - 3 23/

US vs. Germans

Registered Nos.:

1 - 60 23/ 61 - 125 23/

126 - 211 23/ 212 - 258 23/

Yugoslavia vs. Albanians

Regis tered No • :

1 24/

Yugoslavia vs. Bulgarians

Regis ten~d Nos.:

1 - 40 24/

, ,

I i

-23­

Page 31: UNITED NATIONS - War Crimes Commission

ARCHIVE GROUP:

Subgroup: Member Governments, other National Authorities and ~li1itary Tribunals

Symbol

Charge Files consisting of formal charges submitted to the Commission with accompanying data

[ Seri e s

PAG-3/2.0.

Reel/CodeANNOTATIONS

Yugoslavia vs. Germans I

Registered No s , : I

2411 - 70 24171 - 132 241133 - 210 241211 - 294 24-25

410 - 468 295 - 409

251 251469 - 561

Yugoslavia vs. Hungarians

Registered No s :v

2511 - 11

Yugoslavia vs. Italians

". Registered Nos.:

2511 - 53 25154 - 150 251151 - 221

Australia vs. Japanese

I Registered Nos.:

1 - 19 261

France vs. Japanese

Registered No.:

2611 ­United Kingdom vs. Japanese

Registered Nos.:

1 - 28 261

I I I

I I-24- II

:

-""

~'P.~

Box No. PERIOD

123 124 125 126 127 128 129

130

"."

131 132

133

~~3

-'"

<l:

Page 32: UNITED NATIONS - War Crimes Commission

ARCHIVE GROUP:

Subgroup:

U.Nllt.U j'U\llUj~;:' WKl'. \..,l'.l.l"I.c.O \"'V."J~LLou.1un

Member Governments, other National Authorities and Military Tribunals

I Series Symbol

Charge Files consisting of formal charges submitted to the Commission with accompanying data PAG-3/2.0. {n •• i ted)

Box No. PERIOD ANN 0 TAT ION S

134 135 136

137 Sep.1944­May 1945

138

139

140

141

142

143

144

Dec.1945­Mar.1947

1946

j

<::

us vs. Japanese

Registered Nos.:

1 - 82 83 - 151

152 - 240

17 UNWCC Charges against German War Criminals

Adjourned and withdrawn cases and "c" listings (Arranged by member government making the charges and numerically according to UNWCC registered number)

Belgium, Czechoslovakia, Denmark, France

France, Greece

Luxembourg, Netherlands, Poland

United Kingdom

United Kingdom, USA, Yugoslavia

Yugoslavia, Australia

Notes on specific cases submitted for consideration at meetings of Committee I (arranged chronologically, copies)

Clarification of facts or specific information relating to Yugoslavia and United Kingdom cases

War Crimes in the Strafgefangenen1ager Nord, charges by Czechoslovakia

-Papers on international law in relation to war crimes

Handwritten notes on specific persons and cases (unarranged)

Reel/Code

26/ 26/ 26/

30/

30/

31/

31/

31/

42/

42/

42/

42/

42/

-25­

I

30-31

Page 33: UNITED NATIONS - War Crimes Commission

UNIT!:;!) NAllvr;~ WAK L:KllVJt,~ L:L,"~ll~~lVJ~ARCHIVE GROUP:

Subgroup: Member Governments, other National Authorities and Military Tribunals

I Series Lists of War Criminals, Security Suspects and Witnesses I Symbol

especially from the Central Registry of War Criminals and Security Suspects (CROWCASS) and other lists and related I PAG-3/2.l. materials submitted by National Offices (Be $-; 'Ii)

Box No. PERIOD ANNOTATIONS

Central Registry of War Criminals and Security Suspects (CROWCASS). Allied Control Authority

147 1946-1946 Instructions and directives issued by CROWCASS and US military authorities identifying the CROWCASS systems and its implementation (with sample forms)

CROWCASS Wanted Lists, Consolidated Wanted Lists and Supplementary Wanted Lists

Wanted Lists

Nos. :

Jul.1945 1 ­ 3; A - Z OcL1945 4 , A - Z

148- I Sep .1945­ 5 ­ 10 ; A - Z 1946 12 - 13; A - Z

--I

149 Mar.1947 Dec.1947

I· Consolidated Wanted Lists,

A - Z Germans Only A - Z Germans Only

Part 1

Final Consolidated Wanted List, Part 1

JW1.1948 A - L Germans Only

Consolidated Wanted List, Part 2

Mar.1947 Dec .1947

A - Z Non-Germans A - Z Non-Germans

Only Only

Supplementary Wanted List, No. 1

Jun .1947 Jun .194 7

Part Part

1 2

- Germans - Non-Germans

Supplementary Wanted List, No. 2

Sep.1947 Sep.1947

Part Part

1 2

- Germans' - Non-Germans

,;;;...

<l:

Reel/Code I I

42/

4fNz..­lfWl.­43/ 43/

44/ 44/

44/

44/ 44/

44/ 44/

44/ 44/

-26­

Page 34: UNITED NATIONS - War Crimes Commission

-- -~

I

,. ",·...... ,-', ...."'''"'.,,-«,~c'~·,-, ,.~. _'_"",_.~~_,., __~._, __"~,"",,~,,,

Uj~llt.lJ j~AllVj~;) WAh Ghll'jt.;) L;Vl'1l'1l;)::J1Vj~ARCHiVE GROUP:

Subgroup: Member Governments, other National Authorities and Military Tribunals

Lists of War Criminals, Security Suspects and Witnesses I Symbol especially from the Central Registry of War Criminals and Security Suspects (CROWCASS) and other lists and related I PAG-3/2,1. materials submitted by National Offices lp ~et")

ISeries

Box No.

150

151

152

."..

•.;iY..' r 153

154

155

PERIOD

Aug.1945­Feb.1946

Mar.1946­Sep.1946 Sep.1946

Sep.1946­Oct. 1946 ; Dec.1946

Jan. 1947­Mar.1948

1946-1947

Dec.1945­Apr.1947

Jul.1946

ANNOTATIONS

CROWCASS Detention Lists (alphabetically arranged, Nos. 1-8 mimeographed, unbound; Nos. 9-20 photo offset, partly bound)

Nos. :

1 - 6

7 - 9

10; (A - HI)

10; (HL - Z) 11 - 15

16 - 20

Tracing notices from CROWCASS requesting further identification of detainees (arranged alphabetically by name)

CROWCASS detention cases, identification and clarification of action re detainees (mixed correspondence)

List of Wanted Persons (arranged alphabetically by name) - Office of the Theater Judge Advocate, War Crimes Branch, Mediterranean Theater of Operations, US Army

Reel/Code

45/

45/

46/

46/ 46/

47/

48/

48/

48/

"JOiP

<{

-27­

Page 35: UNITED NATIONS - War Crimes Commission

"£ ~ ... \. ...... ,I.\.J..i. .I.,L.U.) ...... VI.. U J .J..I...,/I.J.L V.l.1

ARCHIVE GROUP:

Subgroup: Member Governments, other National Authorities and Military Tribunals

I Seri e s Lists of War Criminals, Security Suspects and Witnesses I Symbol

especially from the Central Registry of War Criminals and Security Suspects (CROWCASS) and other lists and related I PAG-3/2.l. materials submitted by National Offices (De't~)

Reel/CodeBox No. PERIOD ANNOTATIONS

General Headguarters, Supreme Commander for the Allied Powers, Legal Section

Monthly Summations (Reports, Statistics on Investigation, Apprehension and Prosecution of Japanese War Criminals

155

~

48/ May 1947 Aug. 1947

Apr.1946­ 7 - 20

48/ Feb.1948

23 - 29 (others missing)

War Crimes Registry, H.D. Allied Land Forces, S.E.A.C.

48/ Jun. 1946 Apr.1946­ S.E.A.C. Theater Consolidated Suspects List

A - M :..~." I

Sep.1945­ S.E.A.C. Reproduction Lists of Suspects (Japanese) I 48/ Jul.1946 ' .. Nos. 1, (2 missing), 3 - 13

156 Oct. 1945­ S.E.A.C. Theatre, Lists of Suspects (Japanese) I 48/ Aug.1946 Nos. 1 - 24 (in alphabetical order)

Jun.1946 Amendments to S.E.A.C. Theater Lists of Suspects, I 49/ Nos. 1 -23

l56al 20 Feb.1946 List of War Criminal Suspects held in South East Asia I 49/ Command (in alphabetical order) A - R

Suspected Japanese War Criminals held in Custody I 49/

War Service Histories of War Criminal Suspects Held in I 49/ Bangkwang Gual, Bangkok A - Y (z)

Jul.1946­ Alphabetical list of War Service Histories of War 49/ Aug.1946 Criminal-Suspects in Custody S.E.A. Command A - K

:.;;/'

I «:1 ~i ~ I -28­01 L

Page 36: UNITED NATIONS - War Crimes Commission

"'''_''h''_'_'''''''_'''''~''''~'''"''_'"_~'~>''_"'_'~~_ ~,-'-~',- ,,~"~' '-_-,-"",.".~ ..._"".",,, .--"'.',,,, ",- _', •

ARC HI V E GRaUP: _.. - -- ­

Subgroup: Member Governments, other National Authorities and Military Tribunals

I Series Lists of War Criminals, Security Suspects and Witnesses I Symbol especially from the Central Registry of War Criminals and Security Suspects (CROWCASS) and other lists and related I PAG-3/2.l. materials submi tted by National Offices (~l"i~)

Reel/CodeBox No. PERIOD ANNOTATIONS

l56al Dec.1945­Apr.1946

Apr.1946­Oct.1947

Aug.1946­May 1948

Feb.1946­Oct.1946

~

~,,:j;,

Dec.1946

157 11 Apr.194

I 31 Jul.194('

Jul.1946­Aug.1947

Oct.1945

Jul.1946­Sep.1947

;.»

<l:

Australian Military Authorities

Australian Military Forces Lists Nos. 1 - 11

Japanese War Criminals charged and sentenced under the War Crimes Act 1945 by Australian Military Authorities List Nos. 1 - 5

Japanese War Criminals implicated in War Crimes against Australians, and held in SEA, SCAP or FARELF Areas Australian Military Forces List Nos. 2 - 6

Suspected Japanese War Criminals not yet in Custody Australian Military Forces List Nos. 1 - 8

Consolidated Suspect List No. 1 - General Headquarters, AFPAC Office of the Theater Judge Advocate War Crimes Branch, Apprehension Section

. Netherlands

Netherlands List of Japanese suspected of having cornmited War Crimes in the Netherlands East Indies or against Netherlands and Netherlands East Indies subjects (alphabetical)

u.S.

Status of Japanese War Criminals named by the Chinese Government (General Headquarters, Supreme Command for the Allied Powers, memo to u.S. War Department)

u.S. Headquarters Sugamo Prison, Roster of persons confined at Sugamo Prison (Japan)

List of Detained Japanese Perpetrators (alphabetical)

Monthly rosters

-29­

49/

49/

49/

49/

49/

49/

49/

49/

49/

49/

Page 37: UNITED NATIONS - War Crimes Commission

UJ~ll.c.V j~.M..l.lVj~u 1'It1>t\ "l'.ll"U:"o.J "VL"J.l"l.lo.Jo.J.lVl'ARCHIVE GROUP:

Subgroup: Member Governments. other National Authorities and Military Tribunals

I Series 1 Symbol

Reports of National Military Tribunals I PAG-3/2.2.

Box No. PERIOD

158 Mar.1948­Jul.1948

1946-1948

-v

,g

159 1945-1947

160

161 162 163. 164

.J 165 166

~1 167

«I 168 ~

; I 0 l

ANNOTATIONS

Index to the UK War Crimes Trials. arranged alphabetically by defendant. One filing cabinet

Index to the US War Crimes Trials. arranged alphabetically by defendant. One filing cabinet

Index to the War Crimes Trials in various other countries. One filing cabinet

Results of Various National Trials of War Criminals (Statistical Reports)

Synopses of Trial Reports received from National Authorities (arranged by country and thereunder numerically; gives date and place of trial. charge. verdict. and sentence. and serves as an index to trial reports and transcripts)

Australian Trials

Records of Military Courts (Japanese War Criminals; approximately 250 reports)

Japanese Defendants - Transcripts of Proceedings and Exhibits. One filing cabinet. (Cases: 5. 8. 9. 40. 43. 48. 49. 51. 52. 64. 65. 80. 85. 91. 113. 251. and 252 on 20 reels of 35 mm. microfilm copies made by Australian Commonwealth Military Forces. Photographic and Copying Section. A.E.M.E.) (The 20 short strips of 35 mm film has been spliced and changed into 2 reels of 35 rom)

British Military Courts

War Crimes Trial Reports. Charge Sheets and Transcripts of Proceedings

Case No s , :

1 (Belsen Trial) Herein: UNWCC Legal Committee Law Reports Series on the Belsen Trial in LUneburg

1 (cont. ) 2 - 33

34 - 48 ~--~--- - ­49 - 102

103 104 - 240 241 - 319 320

-30­

Reel/Code

NDX/9

NDX/9

NDX/9

50/

50/

50/

Misc/1-2

51/

51/ 52/ 52/ 53/ 53/ 54/ 54/ 55/

Page 38: UNITED NATIONS - War Crimes Commission

ARCHIVE GROUP: UN 1 Tt,;l.J NA."ll U.N::' WA.l<. ~C~'K-l-l'-Jt.-::;-·-c-uFJFi"TS~S"l.UN

Subgroup: Member Governments, other National Authorities and Military Tribunals

I Se r i e s

Reports of National Military Tribunals Symbol

Box No. PERIOD

169 170 171 172 173

174 Dec.1945­Jan.1946

175 15-25 Mar. 1946

25 Mar.­:..,.;:, 6 Apr.1946

176 15-20 Mar. 1946

177

178

PAG-3/2.2.

Reel/CodeANNOTATIONS

British Military Courts (cont.)

Case No s , :

55/ 416 317 - 415

56/ 417 - 470 56/ 471 - 476 57/ 477 - 524 58/

Canadian Trials

Trial of s.s. Brigadefuhrer Kurt Meyer - Transcripts 59/ of Proceedings and Report of Trial, Exhibits (bound volume)

59/ Transcript of Proceedings

Trial of Wilhelm Jung and Johann George Schumacher

59/ Ossenbach - Transcript of Proceedings

Trial of Robert Holzer, Walter Weigel and Wilhelm

59/Trial of Johann Neitz - Transcript of Proceedings

Shooting of Canadian Prisoners of War by the German ! 60/ Armed Forces in Normandy, France, during June 1944 ­Reports of No. 1 Canadian War Crimes Investigation Unit (mimeographed, bound volumes)

Shooting of Allied Prisoners of War by the German Armed I 60/ Forces in Normandy, France, during June 1944 ­Reports of the Supreme Headquarters Allied Expeditionary Force Court of Inquiry (mimeographed, bound)

Shooting of Allied Prisoners of War by the German Armed 60/ Forces in Normandy, France, during June 1944 ­Reports of the Supreme Headquarters Allied Expeditionary Force Court of Inquiry (mimeographed, bound)

Chinese War Crimes Military Tribunal of the Ministry of National Defence

Trial of Takashi Sakai, 27 August 1946; summary of the 61/:Jp

proceedings (in English and Chinese)~I

<l:

-31­'--------'--_-------"--- 1_

Page 39: UNITED NATIONS - War Crimes Commission

ARCHIVE GROUP: UNITED NATIONS WAR CRIMES COMMISSION

Subgroup: Member Governments, other National Authorities and Military Tribunals

rSeries

Reports of National Military Tribunals Symbol

Box No. I PERIOD

178 I 1945-1945

1945-1948 179 1945-1948

Dec.1946

1947-1949

.J> -"

1946-1947

180 May 1948

Mar.1947

181 I Mar.1947­Apr.1947

182 5 Apr.1948 19 Apr.1948

183 123 Apr .1948 29 Apr.1948

.J ·~~·l 11944-1947 ~

~

<r

PAG-3/2.2.

ANNOTATIONS Reel/Code I

Czechoslovak Trial Reports

(in Czech)

French Trials

Trial Reports on Case Nos. 1-150 Trial Reports on Case Nos. 151-253 (in French)

Greek Special Court Martial for War Criminals

Trial of Friedrich Wilhelm Mueller and Bruno Oswald Braeuer; summary of the proceedings (in English)

Netherlands Trial Reports

Dutch Trial Reports and Provisions, correspondence with Miss J.E. Sweeny (Secretary to Dr. M. W. Mouton) (includes sentences and appeals)

Norwegian Trial Reports

Trial and Law Report Series Nos. 30-49 (with gaps)

Polish Supreme National Tribunal - Polish Trial Reports and Summary of Court Proceedings

Trial of Dr. Joseph Buhler, Secretary of State and Deputy Governor General - Indictment and Judgement (in Polish)

Trial of Rudolf Franz Ferdinand Hoess, Commandant of Auschwitz Concentration Camp - Indictment, Transcript of Proceedings, (in Polish)

Trial of Hoess, Commandant of Auschwitz Concentration Camp - Transcript of Proceedings, Judgment (in ~olish)

Trial of Albert Forster - Indictment, Transcript of Proceedings (in Polish)

Trial of Albert Forster - Transcript of Proceedings Judgment (in Polish)

Review of cases (mostly in Polish, some English translations)

-32­

61/

61/ 61/

61/

61/

611

62/

62/

62/

63/

63/

63/

Page 40: UNITED NATIONS - War Crimes Commission

ARCHIVE GROUP: U11.l...l...1..oI.L..I ... ,,,.1. ..... ...&......,.&,'-' _,,1.,1..1.1. Ul\....LJ.l.LfLJ VVI..'-I.l..LU ........... V ••

Subgrou p: Member Governments, other National Authorities and Military Tribunals

I Serie5

Reports of National Military Tribunals Symbol

PAG-3/2.2.

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Box No. PERIOD ANNOTATIONS Ree 1 /Code I

I

,,­

I

-

184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 215 216 217 218 219 220 221 222

I

-

U.S. Military Courts

War Crimes Trial Reports and Transcripts of Proceedings, Testimonies, Affidavits, Court Certificates and Other Records of Trial

Case Nos.:

1 - 21 21 - 25 26 - 48 48 48 48 48 48 49 - 50 50 50 50 50 50 50 - 60 61 - 74 75 76 - 80 81 - 92 93 - 95 96 - 100

101 - 103 104 - 105 106 107 - 118 119 - 120 120 - 121 122 123 - 150 151 - 157 15!? - 159 159 - 163 164 165 - 166 167 167 - 169 170 - 171 172 173 - 174

Exhibits,

64/ 64/ 65/ 65/ 66/ 66/ 67/ 67/ 68/ 68/ 68/ 69/ 69/ 69/ 70/ 70-71 71/ 71/ 72/ 72/ 73/ 73/ 73-74 74/ 74/ 75/ 75/ 75/ 76/ 76/ 76-77 77/ 78/ 78/ 79/ 79/ 79-80 80/ nn J

:

J'

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--_.,_.....",~..,....,....,..--~ ....

ARCHIVE GROUP: UH.l.lJ:.lJ Hf1..l.lVl'i:l I'<tlI\. L,I\..ll'IJ:.i:l L,Ul'l.l'I.li:li:l.lUH

Subgroup: Member Governments, other National Authorities and ~li1itary Tribunals

[ Series

Reports of National Military Tribunals Symbol

PAG-3/2.2.

! I

~~J,':".

.7

Bo)( No.

223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239

"T 240 241 242 243 244 245 246 247 248 249 250 251 252 253 254 255 256 ~

258 259 260 261 262 263 264 265n

PERIOD

.,

I

U.S. Military Courts

Case Nos , :

175 - 176 176 176 - 177 178 - 181 182 - 183 183 - 184 184 184 184 184 184 184 185 - 193 194 - 196 196 - 198 199 - 201 202 - 203 204 - 205 205 - 207 208 - 210 210 - 212 212 212 212 212 212 - 214 215 - 215 217 - 220 220 221 - 222 223 - 224 224 - 225 226 - 227 228 - 229 229 -229 229 229 230 - 236 237 - 241 242 - 246 247 - 248 249 - 250

ANNOTATIONS

(cant.)

Reel/Code

81/ 81/ 81-82 82/ 82/ 83/ 83/ 83/ 84/ 84/ 85/ 85/ 86/ 86/ 86-87 87/ 87/ 88/ 88/ 88/ 88-89 89/ 90/ 90/ 90/ 91/ 91/ 92/ 92/ 92-93 93/ 93/ 94/ 94/ 95/ 95-96 96/ 96/ 96/ 96/ 97/ 97/ 97/

, i I

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-----,.,-~..'----'",._.,--"_._­UNllt.U J"U\l.l.Ul'l~ Wf\K CKll·lt.~ CU1·1l·1l~~l.Ul~ARCHIVE GROUP:

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I Seri es

."

Box No.

266 267 268 269 270 271 272 273 274 275 276 277 278 279 280

_ST- 281 ""j, 282

283 "284 285 286 287 288 289 290 291 c29T 293 294 295 296 297

298

..:J' -I

!

I

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Symbol I,

Reports of National Military Tribunals PAG-3/2.2 .

Reel/CodePERIOD ANNOTATIONS

U.S. Military Courts (cont.)

Case Nos.:

250 - 252 98/ 258 - 265 98/ 266 - 271 98/ 272 - 282 99/ 283 - 293 99/ 294 - 298 99/ 299 - 300 100/ 300 - 304 100/ 305 - 319 100/ 320 101/ 321 - 339 (Nos. 340 - 344 missing) 101/ 345 - 371 101/ 371 - 372 102/ 372 102-103 372 103-104 372 - 373 104/ 373 105/ 373 105-106 373 106-107 373 107/ 373 107/ 373 - 374 107-108 374 - 375 108-109 375 109/

I 376 - 450 109-110 I 451 - 520

521 - 555 (No. 541 is in boxes 289-292) 556 - 644 110-111 645 - 701 111/ 702 - 756 112/ 757 - 789 112/ 790 - 809 112/

Trial of_Klein, et. a1., Wiesbaden 112/

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Series

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PAG-3/2.2.

Reel/Code

1131

1131 113-114

114/

114-115

1151

\ ,

i 1151 I

1151

1151

1151

1151

115-116

1161

1161

116-117

1171

i 117/

u.s.

299 IJul.-Aug. 1901

300 128 Aug.1947 301 29 Aug.1947

6 Oct.1947 302 70ct.1947

18 Nov.1947 303 19 Nov.1947

30 Dec.1947

304 IFeb.1946­Jan.1947

"':oY

Dec.1945

sep.-Dec.191~ Oct. 1945­Feb.1946

5 Nov.1946

305 129 Oc t. 1945 2 Nov.1945

306 I 3 Nov.1945 8 Nov.1945

307 I 9 Nov.1945 13 Nov.1945 16 Nov.1945

308 117 Nov.1945 19 Nov.1945 21 Nov.1945 26 Nov.1945

309 127 Nov.1945 7 Dec.1945

.J' '.'\'>""

:1

Box No. PERIOD ANNOTATIONS

Military Courts (cont.)

Trial of F. Braganza. Manila. Philippines. by Military Commission - Proceedings (copy)

a U.S.

Case Record of Trial of Arthur Andrae No. 0005037) u.s. 541

et. ale (Case

Vol. Vol.

1 16

- 15 - 39

Vol. 40 - 62

Vol. 63 - 88

Reviews of the Records of Trials before u.s. Military Commissions, Shanghai. China

Trial of General Tomoyuki Yamashita

Review of Record of Trial with Annex

Pleadings

Application of General Yamashita for Writs of Habeas Corpus and Prohibition, and the Opinion of the Supreme Court of the United States

War Crimes Trial Status Report Transcript of Court Proceedings - Trial of Gen. Tomoyuku Yamashita (incomplete)

Vols. II - VII

Vols. VIII - XII

Vols. XIII. XV - XVIII

Vols. XIX - XX. XXII - XXVI

Vols. XXVII - XXXIV

Exhibits - Trial of General Yamashita <l:

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Subgroup:

UNITED NATlUN::i WAR C!UME::i CUMMl::i::ilUN

Member Governments, other National Authorities and Military Tribunals

f Series Transcripts of Proceedings and Documents of the International Military Tribunal for the Far East (Tokyo Trials): Indictment

Symbol

PAG-3/2.3.0.

Reel/CodeBox No. PERIOD ANNOTATIONS

311

.,i>'

.,;; ..--; r­

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Indictment against the 28 Japanese defendants I 118/ The 55 counts against them are grouped into 3 categories:

"Crimes against peace"; "Crimes of murder and conspiracy to murder"; "Conventional war crimes and crimes agains t humanity".

Five Appendices supply particulars of the counts of the indictment, and the treaties and official assurances violated by Japan, plus the names and careers of the defendants .

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ARCHIVE GROUP: UNITED NATIONS WAK CKIMES CUMMISSIUN

Subgroup: Member Governments, other National Authorities and Military Tribunals

r Series Transcripts of Proceedings and Documents of the International Military Tribunal for the Far East (Tokyo Trials):

- Transcript

Symbol

PAG-3/2.3.1.

Box No. PERIOD ANNOTATIONS Reel/Code I

Indexes of Witnesses (alphabetically arranged with page references to transcripts of proceedings, direct - or cross-examined)

374 IJun.1946­ Prosecution witnesses Feb.1948 Feb.1947 Defense witnesses Feb.1948

Note:

29 Apr.1946 A verbatim account of the proceedings of the Tribunal 16 Apr.1948 in open court containing all arguments of counsel, decisions,

motions, objections, rulings, pleas, testimony, opinions of the Court, direct and cross-examination of witnesses, references to court exhibits and occasionally, texts of the exhibits. The transcript also gives the date and time of commencement and adjournment of each session, names of the

',J._'i:" justices, members of the International Prosecution Section and the .Defense Section, monitors, court reporters, interpreters and other personnel present. Specifically included in the transcript are the texts of the indictment (pages 26-73), prosecution summations (pages 38949-42075) and defense summations (pages 42073-42109, 42853-48109). The transcript is arranged chronologically with consecutively numbered pages 1 to 48412 (pages 42110-42852 covering 3 March­8 March 1948 and pages 46775-47526 covering 7 April-12 April 1948 are missing). Tables of contents generally preceded the transcript for each day.

Page No s v :

311 129 Apr .1946~ 1 - 489 4 Jun.1946

312 113 Jun. 1946+ 490 - 931 18 Jun.1946

313 119 Jun.1946+ 932 - 1620 28 Jun .1946

314 I 1 JUl.19461 1621 - 2126 8 Jul.1946

315 I 9 Jul.1946~ 2127 - 2798 30 Ju1.1946

316 31 Jul.1946 2799 - 3568

J 8 Aug.1946 :-1 317 9 Aug.1946+ 3569 - 4310 ~I 26 Aug.1946

I

<>:1 318 27 Aug. 1946+ 4311 - 5363 20 Sep.1946

I

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118/

118/

\118/

1 11 8 /

1118/

111 8/

111 8-119

1 11 9 /

1119/

1119-120

1

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- ~",,,.~,,,,.,~.,,,,,,,,,,,.-,,,,,,,,,,,,,,,,,,,.,,,-,,,,,,.'-,,--.''''''''-'~"'~'~'''","'''' , ....... UNITELJ NATIUN:::> WAK L'KllVjt,:::> L'Ul'11'11;:,;:,lUj\j

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! Seri e s Transcripts of Proceedings and Documents of the International Military Tribunal for the Far East (Tokyo Trials):

,~,

ANNOTATIONS

Page Nos v (cont. ):

5364 - 6019

6020 - 6742

6743 - 7641

7642 - 8568

8569 - 9175

9176 - 9653

9654 - 10,577

10,578 - 11,349 ~

Jj1 11,350 - 12,123

12,124 - 12,827

12,828 - 13,746

13,747 - 14,303

14,304 - 15,106

15,107 - 15,952

15,953 - 16,910

16,911 - 17,678

17,679 - 18,286

18,287 - }9,128

337 1

19,129 - 19,9192 APr.1947i 14 Apr.1947

338 15 Apr.19474 19,920 - 20,703 23 Apr.1947t 24 Apr.1947 20,704 - 21,499

5 May 1947 339

,'J "1 340 6 May 19471 21,500 - 22,303r­ I'" 15 May 1947 I1

<{ I I i I

I

, I , -39­!

I i

Transcript

Box Noo PERIOD

I

11 Sep.1946 20 Sep.1946

320

319

23 Sep.1946 30 Sep.1946

321 1 Oct.1946 11 Oct.1946

322 14 Oct. 1946 23 Oct.1946

323 24 Oct.1946 31 Oct.1946

324 1 Nov.1946 5 Nov.1946

325 6 Nov.1946 14 Nov.1946

326 15 Nov.1946 26 Nov.1946

- 327 27 Nov.1946 5 Dec.1946

328 6 neC.194113 Dec.1946

329 16 Dec.1946 26 Dec.1946

330 27 Dec.1946 3 Jan.1947I

331 6 Jan.1947+ 13 Jan.19471

332 14 Jan.1947 22 Jan.1947

333 23 Jan.1947 30 Jan.1947

334 31 Jan.1947 3 Mar.1947

335 4 Maro1947t 12 Mar.1947

336 13 Mar.194725 Mar.19471

Symbol

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120/

120-121

121/

121/

121/

121/

122/

122/

122/

123/

123/

123/

124/

124/

124/

125/

125/

125/

125-126

126/

126/

126-127

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ARCHIVE GROUP: UN llt.1J J~f\.l.l.Ul'l;:' Wf\.K L;Kl.l'It.;:, L;UI>ll'Jl.;:';:'l.UJ~

Subgroup: Member Governments, other National Authorities and Military Tribunals

I Series

Bo)( No.

Transcripts of Proceedings and Documents of the International Military Tribunal for the Far East (Tokyo Trials): Transcript

PERIOD ANNOTATIONS

Symbol

PAG-3/2.3.1.

Reel/Code

Page Nos.: (cont.)

341 16 May 1947 22,304 - 23,226 127/ 28 May 1947

342 29 May 1947 23,227 - 24,163 127-128 11 Jun.1947

343 12 Jun.1947 24,164 - 25,024 128/ 5 Aug.1947

344 6 Aug.1947 25,025 - 25,893 128/ I

14 Aug.1947 I I

345 15 Aug.1947 25,894 - 26,753 128-129 ' 25 Aug.1947

346 26 Aug.1947 26,754 - 27,663 129/ 4 Sep.1947

347 5 Sep.1947 27,664 - 28,608 129/ 16 Sep.1947

348 17 Sep.1947 28,609 - 29,497 129-130 26 Sep.1947

,# 349 29 Sep.1947 29,498 - 30,038 130/ 3 Oct.1947

350 6 Oct.1947 - 30,039 - 31,062 130/ 15 Oct.1947

351 16 Oct.1947 31,063 - 32,058 1301 29 Oct.1947

352 300ct.1947 32,059 - 32,905 130-131 10 Nov. 1947

353 12 Nov.1947 32,906 - 33,783 131/ 21 Nov.1947j

354 24 Nov.1947 33,784 - 34,602 131-132 4 Dec.1947

355 5 Dec.1947 34,603 - 35,506 132/ 16 Dec.1947

356 17 Dec.1947 35,507 - 36,362 132/ 29 Dec.1947

357 30 Dec.1947 36,363 - 37,203 132-133 12 Jan.1948

358 13 Jan.1948 37,204 - _.38,080 133/ 22 Jan.1948

359 23 Jan.1948 38,081 - 38,858 133/ 9 Feb .1948

360 10 Feb.1948 38,859 - 39,676 133-134 16 Feb.1948

361 17 Feb .1948 39,677 - 40,705 134/

.1' 19 Feb.1948 o 362 20 Feb .1948 40,706 - 41,525 134/ '" 126 Feb. 1948

q:

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I

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ARCHIVE GROUP: Ul'll.J...J...L.tLl J'4Cl..J..J..Vl'u ~n.J.\.. v!\.J,..L.LJ.....tl.) \...IVLll.L.J,..uu.LV1'

Subgroup: Member Governments, other National Authorities and Military Tribunals

ISeries Transcripts of Proceedings and Documents Symbol

of the International Military Tribunal for the Far East (Tokyo Trials): PAG-3/2.3.1. Transcript

I Box No. I

PERIOD ANNOTATIONS Reel/Code

363 127 Feb.1948 2 Mar.1948

--- , 3 Mar.1948 8 Mar.1948

364 I 9 Mar .1948 15 Mar.1948

365 116 Mar.1948 19 Mar.1948

366 122 Mar.1948 26 Mar.1948

367 129 Mar.1948 1 Apr.1948

368 I 2 APr.1948 5 Apr.1948

"..,.. I 7 Apr.1948 12 Apr.1948_~'

~- 369 13 Apr.1948 16 Apr.1948

370 11946-1948

372 IMay 1946­Jan.1947

373 IJan. 1947­Sep.1948

!- -:-1

Page Nos.: (con t , )

41,526 - 42,109 134-135

42,110 - 42,852 are missing

42,853 - 43,803 135/

43,804 - 44,646 135/

44,647 - 45,555 135-136

45,556 - 46,407 136/

46,408 - 46,774 136/

1 46,775 - 47,526 are missing

136-13747,527 - 48,412

137/Corrected pages (roughly arranged in numerical order)

Transcript of Proceedings in Chambers (arranged chronologically)

Note:

A verbatim report of the conferences among the 1137/ justices and the prosecution and defense counsel held in President Webb's chambers. It describes the attempts of 1138/ the prosecution and defense to define the legal limits within which the trial was to be conducted and to delineate the rights of the accused consistent with the IMTFE Charter. Specific mat~ers heard by the judges in chamber include requests for medical examination of defendants, motions on the jurisdiction of the IMTFE, requests of the defendants for temporary paroles for personal reasons, motions asking for additional time to file pleadings, requests for the return of documents submitted by defendants, requests for the production of witnesses or documents, and applications to have evidence presented in the form of a prepared statement rather than by oral examination.

r-.

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Series Transcripts of Proceedings and Documents of the International Military Tribunal for the Far East (Tokyo Trials): Documents

ARCHIVE GROUP:

Subgroup:

, ­

Box No. PERIOD

• 375--,"iF

,­ 376 377 378 379

J r-m

.­<::

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u

Ul'<ll.t..1J l,<t>.l.lVn;) WtH, \...!'-.ll'JI:,;) \...Vl'll'j.l;);).lVj,

Member Governments, other National and Military Tribunals

Symbol

PAG-3/2.3.2.

ANNOTATIONS

Note:

Documents consist of affidavits regarding atrocities perpetrated by Japanese soldiers against allied prisoners-of-war and local civilian population, evidentiary documents such as Japanese government papers and cables on the situation in China, Japanese policy and involvement, excerpts from newspapers, statements of source and authenticity, Prosecution working papers, drafts of presentation to the Tribunal, some papers annotated "not used". (Documents are in the Japanese and English language, many date back as far as to the 1930's; arranged in numerical order, with wide gaps)

Documen t Nos.:

lOA - 1615 1621 - 2744 2750 - 3098 3099 - 3362 3365 - 11523

Reel/Code

138/ 138-139 139/ 139/ 139/

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UJ~ llt-V J~tI..L .LV1~Ll I'Itll'. '-'l'..Ll'ICLl '-'Vl'U'I.LLlLl.LVI'ARCHIVE GROUP:

Subgroup: Member Governments, other National Authorities and Military Tribunals

I Series Transcripts of Proceedings and Documents of the International Military Tribunal for the Far East (Tokyo Trials): Court Exhibits

Symbol

PAG-3/2.3.3.

.,)<

Box No. I PERIOD

415 I 1946-1948

380

381 382 383 384 385 386 387 388 389 390 391 392 393 394 395 396 397

jJ# 398 399

il' ;; o I

ANNOTATIONS Reel/Code I

Index of IMTFE Court'Exhibits 140/

Prosecution and defense exhibits Nos. 1 - 3915 (each entry contains a consecutive exhibit number, a corresponding document number and the page of the transcript of proceedings on which the document is offered into evidence)

Herein: Court Docket and Chronology of Proceedings and Pleadings (Hearings, applications, orders, requests, exhibits, motions, objections, arguments, decisions) - 22 Jul. 1946-30 Jan. 1948

Court Exhibits consist of a wide variety of published and unpublished documents mainly from United States and Japanese sources. The Japanese items are generally accompanied by English translations (Arranged numerically, with gaps)

~ ,. 8 - 80 Herein: Special Proclamation

Establishment of an International Military Tribunal for the Far East (Exhibit No.8); Charter of the IMTFE 24.4.1946 (Exhibit No.9).

140/

81 - 160 141/ 161 - 350 141/ 351 - 474 141-142 475 - 625 142/ 626 - 764 142-143 765 - 840 143/ 841 - 871 143/ 872 - 1042 144/

1043 - 1175 144/ 1176 - 1285 144-145 1286 - 1356 145/ 1357 - 1506 145/ 1507 - 1599 146/ 1600 - 1709 146/ 1710 - 1813 146-147 1814 - 1934 147/ 1935 - 2024 147-148 2025 - 2137

1 148 /

2139 - 2199 1148/

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ARCHIVE GROUP:

Subgroup: Member Governments, other National Authorities and Military Tribunals

Symbol

of the International Military Tribunal for the Far East (Tokyo Trials):

Seri es Transcripts of Proceedings and Documents

PAG-3/2.3.3. Court Exhibits

Reel/CodeBox No. PERIOD ANN 0 TAT ION S

Exhibit Nos.: (cont.)

400 2200 - 2291 149/ 401 2292 - 2370 149/ 402 2371 - 2443 150/ 403 2444 - 2518 150/ 404 2519 - 2617 150-151 405 2618 - 2767 151/ 406 2768 - 2946 151/ 407 2947 - 3064 152/ 408 3065 - 3161 152/ 409 3162 - 3299 152-153 410 3300 - 3407 153/ 411 3408 - 3524 153/ 412 3525 - 3666 154/ 413 3667 - 3813 154/ 414 3814 - 3915 154-155

.» Miscellaneous Exhibits (mainly in Japanese)

416 .. ­ Prosecution and defense documents, i.a. Peace Agreement 1155/

417

,:;7

r­m

q: I

~I -c ,

;) I' u

(Indochina) between France and Thailand - 9 May 1941 (translation by U.s. Department of State)

Photo Exhibits

"Photographs illustrating the Japanese Military Aggressions in the Three Northeastern Provinces and Shanghai"

155/

Civil Affairs Division War "Japanese Atrocities"

Crimes Branch: 155/

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UNITED NA~IUNS WAK CKIMES CUMMISSIUNARCHIVE GROUP:

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SymbolI Series Transcripts of Proceedings and Documents of the International Military Tribunal for the Far East (Tokyo Trials): PAG-3/2.3.4. International Prosecution Section Documents

Reel/CodeBox No. PERIOD ANNOTATIONS

Analyses of Documentary Evidence Summaries of numbered IPS documents; each analysis contains a description of the document, location and source of the original, persons implicated, crimes to which the document applies, a summary of relevant points, and the name of the analyst:

Nos. :

418 I Jan.1946- I 1 - 813 (gaps, numbers not used) 155-156 Jun.1946

419 I Mar.1946- I 822 - 1556 156/ May 1946

420 I May 1946- I 1557 - 2455 156-157 Jul.1946

421 I Jul.1946- I 2457 - 3350 157/ Jan.1948

i 422 May 1946- I 3351 - 4097 Herein: Defense Document 157/ ~!I' Jun.1948 Series A: Nos. 1 - 24

<T I IPS - numbered documents

~

423 0001 Chronological summary of the Prosecution's 157/ oral and documentary evidence given up to 10 December 1946 extracted by Exhibits 102 - 129

Jan .1947 0002 Statement and Analysis submitted in response 158/ to Defense motions to dismiss

Jan.1947 0003 Chronological summary of the Prosecution's 158/ evidence up to 10 December 1946 dealing with the indictment generally and the position of each accused in relation to the Indictment

16 Jilll.1947 0004 Substance andrdecisions of Imperial 158/ Conferences, Cabinet Meetings and other official meetings attended by the defendants with reference to pages in the proceedings and Prosecution Exhibit Numbers; there is an extensive index •

.J

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""" "~_,~~ _.~~~ ~~_.,~.. _._"c>".. .....h_. __~ •.. .._. __ ~ .., ~...~..._.. .......... .._,.....,__._.'...~ ..., Ul'Ill ~lJ l~t\..i.i Ul~;:' Wt\.1'. \"'1'. .il·ll:.;:' \..,Ul·IPl.l;:';:' .i Ul~

ARCHIVE GROUP:

Subgroup: Member Governments, other National Authorities and Military Tribunals

Symbol

of the International Military Tribunal for the Far East (Tokyo Trials):

I Series Transcripts of Proceedings and Documents

PAG-3/2.3.4. International Prosecution Section Documents

Box No. PERIOD

424 Aug.1946

10 Oct.1947

425 Feb .1948

..",7 426

-I

427 Feb .1948 428 429

430 I

Reel/CodeANNOTATIONS

0006 Rulings of the International Military Tribunal 158/ for the Far East, they relate to evidence, affidavits, documents, interrogations, cross-examinations, witnesses, etc.; included are quotations from the Proceedings by the President with date

0008 General Index of the Record of the Defense 158/ Case, covers only such portions as appear in the Proceedings transcript pages 16,998 - 24,758

Summation of the Prosecution (arranged topically 158/ by sections; English and Japanese)

Introduction, the Indictment, Crimes Against Peace (Law, 158/ Conspiracy, Aggression)

Aggression against the Soviet Union, other Conspiracies, 159/ Conventional War Crimes and Crimes Against Humanity

Individual Defendants

Hashimoto - Koiso 159/ Matsui - Shigemitsu 159/ Shimada - Umezu 160/

Reply of Prosecution to Defense Summation (Parts I - III) 160/I

POW Summation 160/

Appendix A

Appendix B

-

-

Summary of Evidence of Atrocities Committee by Japanese in China between 1937 and 1945 Summary of evidence in relation to treatment of Prisoners of War, Civilian Internees and Inhabitants of occupied countries in places other than the Philippines between December 1941 and September 1945 (English and Japanese)

..;; ~I

Summary of evidence showing proportion of Allied P.O.W. who were killed or died in captivity to the number of Allied P.O.W. captured

160/

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430

I

ARCHIVE GROUP:

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Symbol

of the International Military Tribunal for the Far East (Tokyo Trials):

ISeries Transcripts of Proceedings and Documents

PAG-3/2.3.4. ,~ International Prosecution Section Documents

PERIODBo" No.

431 127 Jun.1946 27 Dec.1946

432 130 Dec.1946 7 May 1947

433 I 7 May 1947 12 Sep.1947

434 115 Sep.1947 13 Nov.1947

435 13 Nov.1947 10 Feb.1948

435a

.•.~

''''- I June 1946

Dec.1946

Nov.1946

Feb.1948

;p Feb.1948

~T

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Reel/CodeANNOTATIONS

Narrative Summary of the Record A page-by-page synopsis of the Court Proceedings from pages 1516 (27 June 1946) - 46777 (10 February 1948) (incomplete)

Page Nos.:

1,516 - 13,872 (wide gaps) 160/

13,894 - 21,710 (little gaps) 161/

21,711 - 28,401 161/

28,405 - 33,076 162/

33,077 - 38,934, 46,441, 162/ 46,777 - 46,778

Various IPS Documents (English and Japanese). ­Opening Statement of the Prosecution

Opening Statement: The Organization of Japanese 162/ Politics and Public Opinion for War (Doc. 6903)

Opening Statement: Relations with France and Thailand 162/ Aggression against French Indo-China (Doc. 6910)

Opening Statement of the Associate Prosecutor of the 162/ Philippines (Doc. 6913)

All Military Aggression in China Including Atrocities 162/ Against Civilians and Others. Summary of Evidence and Note of Argument (Doc. 9580)

The Liability of the Defendants 162/

Netherlands Phase 162/

POW - S~ation - Appendix B. 162/ Summation of evidence in relation to treatment of Prisoner-Of-War, Civilian Internees and Inhabitants of the Philippines Islands between December 1941 and September 1945

DOHIHARA - Summation 162/

ARAKI - Summation 162/

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"---------"-""--,.-._-_.._----"---•.,,,,--.-_..UI'<llt.lJ J'iAIIUJ~::' WAK I..;Kll'u:.::, I..;Vl'U'I.I.LlLl.LV1'ARCHIVE GROUP:

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I Seri es Symbol

PAG-3/2,3.5.

Transcripts of Proceedings and Documents of the International Military Tribunal for the Far East (Tokyo Trials): Defense Statement and Documents

PERIOD I ANN 0 TAT ION SBox No.

Opening Statement of the Defense by Dr. Ichiro Kiyose and Kenzo Takayanagi

Herein: Medical examinations of defendants, especially of Shumei Okawa (reports) May 1946-Mar.1947

436

Defense requests and Court orders

Notes:

Requests are mainly for the production of documents and witnesses; court order in response refer also to defense motions, applications for temporary parole and transfer to hospital, Tribunal jurisdiction, withdrawal of exhibits and other procedural matters. Arranged chronologically and numerically, some documents are undated and unnumbered and the series is very incomplete .

.. ~

437 May 1946­Dec.1946 May 1946­Apr.1948

, ­Request Nos.

Order Nos.

25

48

- 720 (with wide gaps)

- 1702 (with wide gaps)

Defense Documents rejected or not used

Notes:

Rejected exhibits include letters and telegrams exchanged between Japanese ministers and ministers of other governments; texts of mutual assistance treaties and agreements; excerpts from speeches, statements and addressed by Japanese diplomats and diplomats of other nations; excerpts from American books on China and Japan, such as John B. Powell, My Twenty-Five Years in China (New York, 1945), and Joseph C. Grew, Ten Years in Japan (New Yor: 1944); Articles from Japanese newspapers and magazines, especially those concerned with military actions against China or with U.S. military and naval affairs; statements and depositions of the defendants; published speeches of members of the Japanese wartime cabinets; hearings before the Joint Committee on the Investigation of the Pearl Harbor Attack (Washington,...;II

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Reel/Code

163/

163/

163/

163/

163/

Page 56: UNITED NATIONS - War Crimes Commission

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PERIOD ANNOTATIONS

Symbol

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Document Nos.:

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438 439 440 441 442 443 444 445 446 447 448 449 450 451 452 453

202 51

(Q4) 281 441 598 791 982

1162 1401 1500 1536 1918 2164 2466 2654 2943

- 202 (Q3) - 281 - 439 - 598 - 791 - 980 - 1131 - 1401 - 1500 - 1535 - 1918 - 2123 - 2465 - 2654 - 2927 - 3120

163/ 163/ 164/ 164/ 164/ 165/ 165/ 165-166 166/ 166/ 166-167 167/ 167-168 168/ 168/ 169/

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Page 57: UNITED NATIONS - War Crimes Commission

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SymbolrSeries Transcripts of Proceedings and Documents PAG-3/2.3.6.

the Far East (Tokyo Trials): Judgment

Reel/Code

of the International Military Tribunal for

Box No. PERIOD I ANN 0 TAT ION S

Notes:

Chapters I - III of the mimeographed Judgment explain the establishment of the Tribunal, justify its jurisdiction and cite the national agreements binding on Japan since 1905. Chapters IV - VIII describe the dominance of the Japanese military and its preparation for war, aggression against China, Exploitation of Manchuria, the Pacific War, and conventional war crimes. Chapters IX - X give the findings on Counts of the Indictment and the Verdicts. The annexes contain documents pertinent to the close of the war, the I

establishment of the Tribunal and the Indictment as well as ' the concurring and dissenting opinions of the JUdges.

454 I 1 Nov.1948 PART A: Chapters I, II, III (pages 1 - 82) 169/ 1 Nov.1948 PART B: Chapter IV (pages 83 - 280) 169/ 1 Nov.1948 PART B: Chapter IV (pages 281 - 520) 169/ 1 Nov.1948 PART B: Chapter V (pages 521 - 647) 169/

~ 455 PART B: Chapter V (pages 648 - 775) 169/ .~ PART B: Chapter VI (pages 776 - 842) 169/

.,- I 1 Nov.1948 PART B: Chapter VII (pages 843 - 1000) 169/ 1 Nov. 1948· - PART B: Chapter VIII (pages 1001 - 1136) 169/ 1 Nov.1948 PART C: Chapter IX (pages 1137 - 1144) 170/ 1 Nov.1948 PART C: Chapter X (pages 1145 - 1218) 170/

Annexes

U.S.A. and Others v. Araki and Others 170/

1 Nov.1948 Separate Opinion of the President Concerning Opinion 170/ of Justice Jarani11a of the Philippines

456 112 Nov.1948 Dissenting JUdgment of the Member from France 170/

12 Nov.1948 Dissenting Opinion of Justice Roling, Member for the 170/ Netherlands

Dissenting JUdgment of Justice Pal, Member from India 1170/ (pages 1 - 374)

457 pages 375 - 1,235 170/

Errata Sheet (pages 1 - 16) 170/

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Symbol

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Reel/CodeBox No. PERIOD ANNOTATIONS

171/ 171/

171/

171/

171/

171/

171/

171/

M/Ree1/1

Pos.Dup. Negative

/Miscl7

458 1950-1953 459 1956

Oct.1949

Aug.1951

Aug.1951

.J-~

1957

Jan.1961

460 Dec.1945

Nov.1946­Nov.1948

Indexes to the 12 Nuremberg U.S. Military Tribunal Proceedings (in German, bound volumes of the Institut fuer Voe1kerrecht an der Universitaet Goettingen)

Volumes: I, II, III.A, III.B, III.C Volumes: IV.A, IV.B, IV.C

Guide and Stack List of records of the War Crimes Trials held in Nurnberg, Germany, 1945-1949 (prepared in the UN Archives; records are in the custody of the UN Library)

Guide to the Records of the UNWCC, London 1943-1949 (prepared in the UN Archives)

List of finding aids available in War Crimes Unit to assist in servicing records of the Japanese War Crimes Trials conducted before the International Military Tribunal for the Far East in Tokyo. (Records are in the custody of the U.S. National Archives.)

The Tokyo Trials: A functional index to the proceedings of the International Military Tribunal for the Far East by Paul S. Dull and Michael Takaaki Umemura

Catalogue of Nuremberg Documents (prepared by the Wiener Library)

Photographs taken from the Nazi Crime Exhibition at Princess Galleries, London, and of members and officials of the UNWCC

War Crimes Trial Index.- Index to Verbatim Transcripts of "Subsequent Proceedings" in 35nnn microfilm

Pages 1 - 173 M/Ree1/1/P Pages 1 - 173 M/Reel/1/N

Meetings of Commission, and of Committee I, (Nos. 1-141), National-Offices Conference, Press News Summaries XXI - XXXIV, Staff of German Concentration Camps, Results of Trials, Dachau, Crowcass Wanted Lists A - Z in 16mm negative microfilm (4 reels)

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Page 59: UNITED NATIONS - War Crimes Commission

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Wanted Lists, Supplement, Consolidated Lists, Detention Lists I/Misc/7A in l6mm microfilm, Reel Misc./7A

Detention Lists I/Misc/7B in l6mm microfilm, Reel No. Misc./7B

Detention Lists, Basic Handbook of Concentration Camps I/Misc/7C in l6mm microfilm, Reel No. Misc./7C

-52­I

Page 60: UNITED NATIONS - War Crimes Commission

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Minutes of Meetings and Documents of Commission and Committees (Duplicates) PAG-3/3.1.

r-

Box No. PERIOD

461 126 Oct.1943 31 Mar.1948

May 1946­Mar.1948

462 I Dec.1943­Apr.1948

463 I Dec .1945­Apr.1948

463 I Sep .1945­Mar.1948

--, ",,"

I Jun.1945­Feb.1948

464 I Feb .1944­Jun.1945

Reel/CodeANNOTATIONS

Commission Meetings

Minutes Meeting Nos. 1 - 135

"A" Documents A 1 - A 67

"C" Documents C 1 - C 267

"Miscellaneous" Documents Nos. Misc. 1 - 126

Committee I

Minutes Meeting Nos. 30 - 141

I Documents - Nos. I. 9 - 1.102

Commi t tee II

Documents

(Copies, see

(Copies, see

(Copies, see

(Copies, see

(Copies, see

(Copies, see

Box Nos.l -3) 33/

Box No.5) 35/

Box No.6) 35/

Box No. n 35/

Box No.4) 34/

Box No.8) 36/

Nos. 11.2 - 11.51 (incomplete) (Copies, see Box No.8) 36/

Aug.1945­Nov.1947

I Committee II I

Minutes , Meeting Nos. 1/1945 - 1/1947 (Copies, see Box No.5) 34/

Mar.1944­Nov.1947

Documents Nos. III/I - III/118 (Copies, see Box No.9) 36/

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