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THE IMPACT INVESTING MARKETPLACE INVESTMENTS . DATA . NETWORK . SOCIAL . ENVIRONMENTAL Michael J. Van Patten Founder & President Mission Markets Inc. 394 Broadway St. 6 th Fl Impact Hub New York, NY 10013 646-837-687 [email protected] www.missionmarkets.com Securities offered through Bendigo Securities LLC, Member FINRA/SIPC mission markets invest for impact “Structuring Impact Investments” TBLI NYC Conference May 30 th 2014

Michael j. van patten tbli draft final

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Page 1: Michael j. van patten tbli draft final

THE IMPACT INVESTING MARKETPLACE I N V E S T M E N T S . D A T A . N E T W O R K . S O C I A L . E N V I R O N M E N T A L

Michael J. Van Patten Founder & President Mission Markets Inc. 394 Broadway St. 6th Fl Impact Hub New York, NY 10013 646-837-687 [email protected] www.missionmarkets.com Securities offered through Bendigo Securities LLC, Member FINRA/SIPC

missionmarkets i n v e s t f o r i m p a c t

“S t ruc tu r ing Impac t Inves tments ”

T B L I N Y C C o n f e r e n c e

M a y 3 0 t h 2 0 1 4

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Let the capital markets catch up with sector and impact specific products • Registered securities like TriLinc Global Impact Fund, Calvert Notes, TNC Conservation Notes • Social Impact Bonds and other Innovative instruments that target specific regions and impacts

(Provides Optionality for Investors) • Environmental investment products backed by real environmental assets and cash flows • Businesses with innovative new technologies or processes having an "impact" component

Use traditional public markets investments for total impact portfolio creation • Mutual funds, ETF’s, public equities provide diversification, liquidity and Total Impact Portfolio

creation • Ease of access enable non accredited investors to participate and move up product chain when

capable

Mainstream Capital Markets are coming, lets work with them to get it right • To achieve scale we need traditional capital markets participants and gatekeepers • Lets educate them to make sure that impact investing “Creates Real Impact” • Use extensive capital markets advisor infrastructure to scale our markets • Help create more standardization within impact investing

Key Ideas U S E O F C U R R E N T F I N AN C I AL S T R U C T U R E S

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WHAT WE DO

W H AT W E D O

W e o p e r a t e a n i n d e p e n d e n t c a p i t a l m a r k e t p l a c e a n d

c o m m u n i t y n e t w o r k f o r t h e i m p a c t i n v e s t i n g m a r k e t s . W e

m a k e i t e a s i e r t o m o v e c a p i t a l i n t o i n v e s t m e n t s t h a t

i m p r o v e s o c i e t y a n d p r o t e c t t h e e n v i r o n m e n t .

Funding,

Syndication &

Data Platform

Broker Dealer

Operated

Impact

Investment

Platform

Community

Network &

Collaboration

Platform

Due Diligence

& Co-

Investment

Groups

S U P P O R T I N G A R A N G E O F I M PA C T S

Responsible Sustainable & Local Sector & Thematic Impact First

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S U P P O R T I N G A R AN G E O F S T R U C T U R E S & S E C TO R S

Affordable & Green Housing

Arts & Culture

Community Supported Enterprises

Conservation & Environment

Education

Health & Wellness

Financial Services

Renewable Energy

Responsible Companies

Organics & Sustainable Agriculture

Managed Funds Structured Debt Direct Investments

• Multiple Fund Strategies

• Reg D and Public Funds

• Public & Private Equity

• Domestic & International

• Target Impact & Sectors

• Social Impact Bonds

• Debt & Project Finance

• Rated & Non Rated

• Equity, Debt, Royalties & More

• PIPES – Public Equity Privates

• Target Sector & Region

• Defined Listing Standards

* Not an offer to buy or sell securities

* * *