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Lecture 8: Phase Diagrams

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Lecture 8 of "Fundamentals of Photovoltaics" course, delivered by Prof. Ken Durose, Nov 7 2014

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Page 1: Lecture 8: Phase Diagrams
Page 2: Lecture 8: Phase Diagrams

Learning objectives

2 Phase diagrams

Be able to read a phase diagramBe able to identify the phases present at a given point Be able to calculate how much of those phases there areBe able to predict the microstructures from the phase diagram

3 Mixing

Understand the thermodynamic basis of mixingUnderstand the origin of the miscibility gapBe able to use the phase diagram to predict miscibility phenomena

1.Solid state reactions

Recap: how Gibbs Free Energy can be used to predict reactions

There will be workedexamples on this bit for you to practice ….

Page 3: Lecture 8: Phase Diagrams

1. Prediction of reactionse.g. solar cell contact – metal M to semiconductor AB

AB

M

AB

M

MB + A

AB

M

or

stable

unstable

M + AB MB + A Will it happen at equilibrium?

keqm = [MB]*[A] /[M]*[AB] If keqm is large, the reaction goes from l to r

)ln( eqmkRTG Find the Gibb’s free energy for the reaction.

If ∆G is large and negative, keqm is large and the reaction goes from l to r

Page 4: Lecture 8: Phase Diagrams

1. Prediction of reactions

initialfinalreaction

initialfinalreaction

initialfinalreaction

reactionreactionreaction

SSS

HHH

GGG

STHG

M + AB MB + A

etc

GGGGG ABMAMBreaction )()(

If ∆G is large and negative, keqm is large and the reaction goes from l to r

In this case the contact would be unstable to reaction with the solar cellmaterials. The contact could become non-Ohmic, the series resistance could increase, and the performance could become unstable.

Page 5: Lecture 8: Phase Diagrams

ISSUES TO ADDRESS...• When we combine two elements... what equilibrium state do we get?• In particular, if we specify... --a composition (e.g., wt% Cu - wt% Ni), and --a temperature (T )

then... How many phases do we get? What is the composition of each phase? How much of each phase do we get?

2. Equilibrium phase diagrams

Phase BPhase A

Nickel atomCopper atom

Page 6: Lecture 8: Phase Diagrams

• Components: The elements or compounds which are present in the mixture (e.g., Al and Cu)

• Phases: The physically and chemically distinct material regions that result (e.g., and ).

Aluminum-CopperAlloy

Components and Phases

(darker phase)

(lighter phase)

Adapted from chapter-opening photograph, Chapter 9, Callister 3e.

Page 7: Lecture 8: Phase Diagrams

Phase Equilibria

CrystalStructure

electroneg r (nm)

Ni FCC 1.9 0.1246

Cu FCC 1.8 0.1278

• Both have the same crystal structure (FCC) and have similar electronegativities and atomic radii (W. Hume – Rothery rules) suggesting high mutual solubility.

Simple solution system (e.g., Ni-Cu solution)

• Ni and Cu are totally miscible in all proportions.

Page 8: Lecture 8: Phase Diagrams

Phase Diagrams• Indicate phases as function of T, Co, and P. • For this course: -binary systems: just 2 components.

-independent variables: T and Co (P = 1 atm is almost always used).

• PhaseDiagramfor Cu-Nisystem

Adapted from Fig. 9.3(a), Callister 7e.(Fig. 9.3(a) is adapted from Phase Diagrams of Binary Nickel Alloys, P. Nash (Ed.), ASM International, Materials Park, OH (1991).

• 2 phases: L (liquid)

(FCC solid solution)

• 3 phase fields: LL +

wt% Ni20 40 60 80 10001000

1100

1200

1300

1400

1500

1600T(°C)

L (liquid)

(FCC solid solution)

L + liquidus

solid

us

Page 9: Lecture 8: Phase Diagrams

wt% Ni20 40 60 80 10001000

1100

1200

1300

1400

1500

1600T(°C)

L (liquid)

(FCC solid solution)

L +

liquidus

solid

us

Cu-Niphase

diagram

Phase Diagrams:number and types of phases

• Rule 1: If we know T and Co, then we know: --the number and types of phases present.

• Examples:A(1100°C, 60): 1 phase:

B(1250°C, 35): 2 phases: L +

Adapted from Fig. 9.3(a), Callister 7e.(Fig. 9.3(a) is adapted from Phase Diagrams of Binary Nickel Alloys, P. Nash (Ed.), ASM International, Materials Park, OH, 1991).

B (

1250

°C,3

5) A(1100°C,60)

Page 10: Lecture 8: Phase Diagrams

wt% Ni20

1200

1300

T(°C)

L (liquid)

(solid)L +

liquidus

solidus

30 40 50

L +

Cu-Ni system

Phase Diagrams:composition of phases

• Rule 2: If we know T and Co, then we know: --the composition of each phase.

• Examples:TA

A

35Co

32CL

At TA = 1320°C:

Only Liquid (L) CL = Co ( = 35 wt% Ni)

At TB = 1250°C:

Both and L CL = C liquidus ( = 32 wt% Ni here)

C = C solidus ( = 43 wt% Ni here)

At TD = 1190°C:

Only Solid ( ) C = Co ( = 35 wt% Ni)

Co = 35 wt% Ni

Adapted from Fig. 9.3(b), Callister 7e.(Fig. 9.3(b) is adapted from Phase Diagrams of Binary Nickel Alloys, P. Nash (Ed.), ASM International, Materials Park, OH, 1991.)

BTB

DTD

tie line

4C3

Page 11: Lecture 8: Phase Diagrams

• Rule 3: If we know T and Co, then we know: --the amount of each phase (given in wt%).• Examples:

At TA: Only Liquid (L)

W L = 100 wt%, W = 0At TD: Only Solid ( )

W L = 0, W = 100 wt%

Co = 35 wt% Ni

Adapted from Fig. 9.3(b), Callister 7e.(Fig. 9.3(b) is adapted from Phase Diagrams of Binary Nickel Alloys, P. Nash (Ed.), ASM International, Materials Park, OH, 1991.)

Phase Diagrams:weight fractions of phases – ‘lever rule’

wt% Ni20

1200

1300

T(°C)

L (liquid)

(solid)L +

liquidus

solidus

30 40 50

L +

Cu-Ni system

TAA

35Co

32CL

BTB

DTD

tie line

4C3

R S

At TB: Both and L

% 733243

3543wt

= 27 wt%

WL S

R +S

W RR +S

Page 12: Lecture 8: Phase Diagrams

wt% Ni20

1200

1300

30 40 501100

L (liquid)

(solid)

L +

L +

T(°C)

A

35Co

L: 35wt%Ni

Cu-Nisystem

• Phase diagram: Cu-Ni system.

• System is: --binary i.e., 2 components: Cu and Ni. --isomorphous i.e., complete solubility of one component in another; phase field extends from 0 to 100 wt% Ni.

Adapted from Fig. 9.4, Callister 7e.

• Consider Co = 35 wt%Ni.

e.g.: Cooling in a Cu-Ni Binary

4635

4332

: 43 wt% Ni

L: 32 wt% Ni

L: 24 wt% Ni

: 36 wt% Ni

B: 46 wt% NiL: 35 wt% Ni

C

D

E

24 36

Page 13: Lecture 8: Phase Diagrams

Equilibrium cooling

• The compositions that freeze are a function of the temperature

• At equilibrium, the ‘first to freeze’ composition must adjust on further cooling by solid state diffusion

• We now examine diffusion processes – how fast does diffusion happen in the solid state?

Page 14: Lecture 8: Phase Diagrams

Diffusion

Fick’s law – for steady state diffusion

J = flux – amount of material per unit area per unit time

C = conc

dxdC

DJ

C

x

Co

C

x

Co/4Co/2

3Co/4

x2

t = 0

t = 0

t = t

Dtx 2

Page 15: Lecture 8: Phase Diagrams

Diffusion cont….• Diffusion coefficient D (cm2s-1)

• Non-steady state diffusion

Fick’s second law

• Diffusion is thermally activated

RTQ

DD dexp0

2

2

xC

DtC

Page 16: Lecture 8: Phase Diagrams

Non – equilibrium

cooling α

L

α + L

Page 17: Lecture 8: Phase Diagrams

• C changes as we solidify.• Cu-Ni case:

• Fast rate of cooling: Cored structure

• Slow rate of cooling: Equilibrium structure

First to solidify has C = 46 wt% Ni.

Last to solidify has C = 35 wt% Ni.

Cored vs Equilibrium Phases

First to solidify: 46 wt% Ni

Uniform C:

35 wt% Ni

Last to solidify: < 35 wt% Ni

Page 18: Lecture 8: Phase Diagrams

Mechanical Properties: Cu-Ni System• Effect of solid solution strengthening on:

--Tensile strength (TS) --Ductility (%EL,%AR)

--Peak as a function of Co --Min. as a function of Co

Adapted from Fig. 9.6(a), Callister 7e. Adapted from Fig. 9.6(b), Callister 7e.

Ten

sile

Str

eng

th (

MP

a)

Composition, wt% NiCu Ni0 20 40 60 80 100

200

300

400

TS for pure Ni

TS for pure Cu

Elo

nga

tion

(%

EL

)Composition, wt% Ni

Cu Ni0 20 40 60 80 10020

30

40

50

60

%EL for pure Ni

%EL for pure Cu

Page 19: Lecture 8: Phase Diagrams

: Min. melting TE

2 componentshas a special compositionwith a min. melting T.

Adapted from Fig. 9.7, Callister 7e.

Binary-Eutectic Systems

• Eutectic transition

L(CE) (CE) + (CE)

• 3 single phase regions (L, ) • Limited solubility: : mostly Cu : mostly Ag • TE : No liquid below TE

• CE

composition

Ex.: Cu-Ag system Cu-Agsystem

L (liquid)

L + L+

Co wt% Ag in Cu/Ag alloy20 40 60 80 1000

200

1200T(°C)

400

600

800

1000

CE

TE 8.0 71.9 91.2779°C

Page 20: Lecture 8: Phase Diagrams

L+L+

+

200

T(°C)

18.3

C, wt% Sn20 60 80 1000

300

100

L (liquid)

183°C 61.9 97.8

• For a 40 wt% Sn-60 wt% Pb alloy at 150°C, find... --the phases present: Pb-Sn

system

e.g. Pb-Sn Eutectic System (1)

+ --compositions of phases:

CO = 40 wt% Sn

--the relative amount of each phase:

150

40Co

11C

99C

SR

C = 11 wt% SnC = 99 wt% Sn

W=C - CO

C - C

=99 - 4099 - 11

= 5988

= 67 wt%

SR+S

=

W =CO - C

C - C=R

R+S

=2988

= 33 wt%=40 - 1199 - 11

Adapted from Fig. 9.8, Callister 7e.

Page 21: Lecture 8: Phase Diagrams

• 2 wt% Sn < Co < 18.3 wt% Sn• Result:

Initially liquid + then alonefinally two phases

poly-crystal fine -phase inclusions

Adapted from Fig. 9.12, Callister 7e.

Microstructures in Eutectic Systems: II

Pb-Snsystem

L +

200

T(°C)

Co , wt% Sn10

18.3

200Co

300

100

L

30

+

400

(sol. limit at TE)

TE

2(sol. limit at Troom)

L

L: Co wt% Sn

: Co wt% Sn

Page 22: Lecture 8: Phase Diagrams
Page 23: Lecture 8: Phase Diagrams

Lamellar Eutectic Structure

Adapted from Figs. 9.14 & 9.15, Callister 7e.

Page 24: Lecture 8: Phase Diagrams

Intermetallic Compounds

Mg2Pb

Note: intermetallic compound forms a line - not an area - because stoichiometry (i.e. composition) is exact.

Adapted from Fig. 9.20, Callister 7e.

Page 25: Lecture 8: Phase Diagrams

Eutectoid & Peritectic

Cu-Zn Phase diagram

Adapted from Fig. 9.21, Callister 7e.

Eutectoid transition +

Peritectic transition + L

Page 26: Lecture 8: Phase Diagrams

• Phase diagrams are useful tools to determine:--the number and types of phases,--the wt% of each phase,--and the composition of each phase

for a given T and composition of the system.

• Alloying to produce a solid solution usually--increases the tensile strength (TS)--decreases the ductility.

• Binary eutectics and binary eutectoids allow for a range of microstructures.

Summary

Page 27: Lecture 8: Phase Diagrams

3)Thermodynamics of mixing• Why do some things mix and others

not?• Why does heating promote mixing?• Is an alloy of two semiconductors a

random solid solution, or is it just a mixture of two phases?

Solid solution Mixture of phases ?OR

Page 28: Lecture 8: Phase Diagrams

Free energy of mixing

• Enthalpy term – bond energies• Entropy term – stats of mixing

behaviour of mixtures

consider the case: Pure A + Pure B mixture AxB1-x

mixmixmix STHG

Page 29: Lecture 8: Phase Diagrams

Enthalpy term: Compare the energy in bonds (VAB etc) before and after

mixingHeat of mixing Binding energy

in mixture compared to average in components

Binding energy change on mixing

ΔHmix

Exothermic VAB > 1/2(VAA + VBB) Stronger -ve

Ideal VAB = 1/2(VAA + VBB) Same 0

endothermic VAB < 1/2(VAA + VBB) Weaker +ve

Page 30: Lecture 8: Phase Diagrams

ΔHmix derivedΔHmix = (H for mixture AB) – (H for pure A + H for pure B) • ΔHmix = zNxA xB {1/2(VAA + VBB) – VAB}

NAA etc = number of bonds of type AA, AB etcNA, NB, number of atoms of A, B. NA + NB = NVAA, VBB, VAB, = binding energies of pairs A-A, xA etc = NA/N = mole fraction of AxB = NB/N = mole fraction of B. xA = (1-xB )z = co-ordination number

For reference only

Page 31: Lecture 8: Phase Diagrams

ΔSmix derived

ΔS = (Sfinal – Sinitial)

Sfinal from the statistical definition S = kBlnw

ΔSmix = kBln

Using Stirling’s approximation lnn! = nlnn-n gives• ΔSmix = -NkB[ xAlnxA + xBlnxB]

)!()!(

!

BA NxNxN

For reference only

Page 32: Lecture 8: Phase Diagrams

ΔGmix - the formula

• ΔGmix = zNxA xB {1/2(VAA + VBB) – VAB}

+ NkBT[ xAlnxA + xBlnxB]

Binding energy term {...} may be +ve or –ve

Entropy term [...] is negative

mixmixmix STHG

For reference only

Page 33: Lecture 8: Phase Diagrams
Page 34: Lecture 8: Phase Diagrams
Page 35: Lecture 8: Phase Diagrams

changing ΔHmix e.g. #3

iv) ΔHmix large and positive

• Enthalpy dominates

• miscibility gap exists

• In gap, solid segregates into xA’ and xA’’

0 0.51

En

erg

y

ΔSΔHΔG

x’ x’’

Miscibilitygap

x

T

Page 36: Lecture 8: Phase Diagrams
Page 37: Lecture 8: Phase Diagrams
Page 38: Lecture 8: Phase Diagrams
Page 39: Lecture 8: Phase Diagrams

Binary isomorphous

phase diagram

Mole fraction x

T

L

L + solid

solid

Page 40: Lecture 8: Phase Diagrams

Phase diagram with

miscibility gap

Mole fraction x

T

L

L + solid

solid

x’ x’’

02

2

xG

locus

or ‘spinode’

A

B

Page 41: Lecture 8: Phase Diagrams

Example phase diagramCdTe-CdS

Page 42: Lecture 8: Phase Diagrams

L+

+

200

T(°C)

C, wt% Sn20 60 80 1000

300

100

L (liquid)

L+

183°C

• For a 40 wt% Sn-60 wt% Pb alloy at 200°C, find... --the phases present: Pb-Sn

system

Adapted from Fig. 9.8, Callister 7e.

Pb-Sn Eutectic System (2) + L

--compositions of phases:CO = 40 wt% Sn

--the relative amount of each phase:

W =CL - CO

CL - C=

46 - 40

46 - 17

= 6

29= 21 wt%

WL =CO - C

CL - C=

23

29= 79 wt%

40Co

46CL

17C

220SR

C = 17 wt% SnCL = 46 wt% Sn

Worked example of earlier concept