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Industry expert Tim Welsh, CFP® and Laserfiche specialist Michael Laks discuss how financial advisors can empower their firms with the many new technology tools available that promise more potential for greater bottom-line returns. But with these new technologies come compliance concerns as well. How can you manage this convergence of technology and compliance? Learn how leading advisors are taking advantage of mobile apps, social media and the cloud, to streamline their back office through enterprise document and content management software. These cutting edge solutions are enabling financial advisors to sharpen their competitive edge in today’s ever changing regulatory environment. Learn how enterprise document and content management software can enforce a compliance strategy that: Prepare Your Firm for the Coming Regulatory and Technology Convergence Automates workflows and decreases turnaround time and costs. Supports secure information access for tablets and smartphones. Enforces compliance standards for social media capture. Enhances integrations with CRM and more!
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Enterprise Content ManagementThe Solution to the Coming Technology and Regulatory
Convergence
Timothy D. Welsh, CFP®
President, Nexus Strategy, LLC
Michael LaksFinancial Program Strategist, Laserfiche
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The Convergence
Technology and Regulatory changes will fundamentally alter how advisors operate
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Regulatory Change
• Looming Specter of an Advisor SRO – FINRA?
• “User Fees” to fund SEC?
Bottom line: Are you prepared for increased costs along with increased frequency and severity of audits and examinations?
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Mobility
• In 2012 – 300 million iPhones, iPads and Android devices sold
• In 2016 - More mobile devices
than people
Bottom line: How do your clients use it? How are you using it in your business?
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Social Media
• Facebook is eating the web
• Compliance challenges limit advisor adoption
Bottom line: how can you empower advisors to post with confidence?
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The Cloud
• Where do you want to host your software?
• Security + IT issues
Bottom line: how can you use the best of the cloud?
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The Solution to the Convergence?
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Enterprise Content Management
CaptureScanningImportingConversion
DistributionPrintingEmailing/faxingClient portals
WorkflowRoutingAutomatingBusiness Process
IntegrationOpen Architecture
The tools, technology and processes that enable organizations to centrally and securely manage all of their content
One Repository
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From a paper world….
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To a digital one…
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Demonstration
Laserfiche Solutions• Laserfiche Mobile• Laserfiche Social Media Capture• Laserfiche Rio-on-the-Cloud
• Contact: Michael Laks, [email protected]
(562) 988-1688 x211