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UNIVERSITY OF CALCUTTA
FACULTY ACADEMIC PROFILE/ CV
Full name of the faculty member: Dr. Siddhartha Sankar Saha
Designation: Associate Professor of Commerce
Specialization : Accounting & Finance
Contact Information :
Contact Address: 245/1 DumDum Road, Santosh Apartment, Flat No. 305, 3rd
Floor, Kolkata-
700074, DumDum, W.B, India.
E-mail ID: drsiddharthasxc@gmail.com /pss_saha@yahoo.com
Academic Qualifications:
College/ university from which
the degree was obtained
Abbreviation of the degree
University of Calcutta B.Com (Hons)
University of Calcutta M.Com
University Grants Commission (UGC) NET University of Calcutta Ph. D
Research interests:
Corporate Finance, Emerging Issues in Primary Capital Market and Cross-Country Stock
Market, Corporate Social Responsibility, Professional Ethics and Corporate Scams,
Corporate Governance, Financial Inclusion, Emerging Issues in Accounting, Auditing &
Finance, etc.
Research Guidance:
Number of researchers pursuing M.Phil/ Ph.D : 01/05
Projects:
Completed Projects: UGC – Major Research Project titled “Ethical role of statutory auditor on
corporate scam in safeguarding stakeholders‟ interest in India & abroad: A comparative study
since 1990”
Select List of Publications:
a) Journals:
Sl.
No.
Title with Page No. Journal ISSN/
ISBN No.
Whether
peer-
reviewed.
Impact
factor, if
any
No. of
Co-
Authors
Whether
you are
the main
author
1 An Insight into Financial
Reporting in India: A
Segment Reporting
Approach (Page.13-16)
The Management
Accountant, ICWAI,
India,Vol.4,No.1,
January, 2001
Nil Yes Nil Yes
2 The Book Building
Mechanism of IPOs
(Page.198-206)
The Chartered
Accountant, ICAI,
India,Vol.53,No.2,
August, 2004
Nil Yes Nil Yes
3 Green Shoe Option of
Public Issues: A Price
Stabilization Mechanism
in Capital
Market(Page.28-40)
Research Bulletin,
ICWAI, India,Vol.
XXVI, January, 2005
Nil Yes Nil Yes
4 Participatory Notes as
Derivative Instruments:
Its Challenge to FIIs
(Page.760-763)
The Chartered
Secretary, ICSI,
India,Vol.XXXV,No.6,
June, 2005
Nil Yes Nil Yes
5 Implementation of Value
Added Tax in
India(Page.1620-1628)
The Chartered
Accountant, ICAI,
India, Vol.53,No.12,
June, 2005
Nil Yes Nil Yes
6 Money Laundering Risk
in the Financial System:
Its Combative Approach
in the Arena of
Globalization(Page.22-
30)
Research Bulletin,
ICWAI, India, Vol.
XXVII,July, 2005
Nil Yes Nil Yes
7 Economic Value Added:
A New Tool For
Corporate Performance
Appraisal(Page. 31-42)
The Accounting World ,
ICFAI, India,
Vol.V,No.7, August,
2005
ISSN-
0972-5164
Yes Nil Yes
8 Reverse Book Building:
A Price Discovery
Mechanism of Delisting
The Chartered
Accountant, ICAI,
India, Vol.54,No.05,
Nil Yes Nil Yes
of Securities in
India(Page.684-693)
November, 2005
9 SEBI’s Initiative for
Safeguarding Investors’
Interest through IPO
Grading in
India(Page.116-122)
The Chartered
Accountant, ICAI,
India,Vol.55,No.01,
July, 2006
Nil Yes Nil Yes
10 Book Building Process
of Public Issues and
Merchant Banking
Activities in the Indian
Primary Capital
Market(Page.45-59)
The Accounting World ,
ICFAI, India,
Vol.VI,No.VIII,
August, 2006
ISSN-
0972-5164
Yes Nil Yes
11 BPO---A Management
Strategy to Corporate
Entities(Page.47-49)
Pacioli, Journal of
Department of
Commerce, Sarsuna
College, Kolkata,
India,Volume-I,
May,2006
Nil Yes Nil Yes
12 BPO in the Age of
Global Competitiveness
---- A Stimulus
Management Device to
Corporate
Entities(Page.79-91)
Research Bulletin,
ICWAI, India,
Vol.XXIX,July, 2006
Nil Yes Nil Yes
13 Corporate governance
disclosure practices: do
we proceed towards
global
convergence(Page.139-
158)
Indian Journal of
Corporate Governance,
Institute of Public
Enterprise, Osmania
University Campus,
Hyderabad, India,
Vol.02,No.02, July-
December, 2009
ISSN-
0974-6862
Yes One 2nd
Author
14 Underlying Factors
Governing Statutory
Auditors’ Independence:
An Empirical
Analysis(Page.19-32)
Indian Journal of
Accounting, IAA, India,
Vol.XLVI(1), June,2014
ISSN-
0972-1479
Yes One 2nd
Author
15 A Review on Corporate
Sustainability Reporting
across the Globe
including India(Page.74-
81)
Journal of Accounting
and Finance, India,
Vol.28,No.02, August-
September, 2014
ISSN-
0970-9029
Yes One 1st
Author
16 Impact of Select
Financial Products on
Premium Collection of
LICI: A Multiple Linear
Regression
Analysis(Page.3-11)
Indian Journal of
Research, India,
Vol.4,No.02, July-
December, 2014
ISSN-
2231-6655
ISSN-
0972-902X
Yes Two 2nd
Author
17 Impact of Audit
Engagement Issues on
Research Journal of
Finance and
ISSN-
2222-1697
Yes/ Impact
Factor: 6.26
One 1st
Author
Statutory Auditors’
Professional Judgment:
An Empirical Analysis
(Page.146-158)
Accounting, USA
,Vol.6,No.01, 2015
(paper)
ISSN-
2222-
2847(onlin
e)
18 Impact of Select
Parameters on Capital
Generation in Indian
Primary Capital Market:
A Regression Analysis
(Page. 356-364)
European Journal of
Business Management,
USA ,Vol.7,No.07,
2015
ISSN-
2222-1905
(paper)
ISSN-
2222-2839
(online)
Yes/ Impact
Factor: 7.17
One 1st
Author
19 A Study on Income from
Salary and Some
Deductions with
Reference to Indian I.T.
Act, 1961 and DTC Bill,
2013 (Page. 89-93)
International Journal
of Research in
Commerce and
Management, Vol. 5,
No. 4, April, 2015
ISSN-
2231-4245
Yes One 1st
Author
20 Statutory Auditors’
Independence in the
Backdrop of Corporate
Corruption: Select Case
Studies (Page. 84-102)
Indian Journal of
Corporate Governance,
Institute of Public
Enterprises,
Hyderabad, Vol. 8, No.
2, June, 2015,
(Published by SAGE
Publications India Pvt.
Ltd., New Delhi).
ISSN-
0974-6862
Yes One 1st
Author
21 An Empirical Analysis
of Capital Generation in
Indian Primary Capital
Market during Post
Liberalisation Era (Page.
63-75)
Journal of
Contemporary Issues in
Business Research, Vol.
4, No.2, Institute of
Contemporary Issues in
Business Research,
USA, 2015
ISSN-
2305-8277
(Online)
Yes One 1st
Author
22 Integrity in Statutory
Audit Engagement: A
Comparative Study in
Select Corporate
Failures of Asia (Page.
1-13)
Journal of Global
Business Vision, Vol. 1,
No. 2, D.S.M.N.R.
University, Lucknow,
March, 2015
ISSN-
2394-0700
Yes One 1st
Author
23 Performance
Measurement and
Shareholder Value
Creation in the Indian
Computer Software
Industry: An Empirical
Analysis (Page. 74-84)
Information and
Knowledge
Management, Vol. 5,
No. 6, International
Institute for Science,
Technology and
Education, USA, 2015
ISSN-
2224-5758
(Paper),
ISSN-
2224-896X
(Online)
Yes. Impact
Factor: 5.42
One 1st
Author
24 Underlying Variables
Concerning Statutory
Auditors’ Independent
Engagement: A
Regression Analysis
(Page.249-258)
European Journal of
Business and
Management, Vol. 7,
No. 13, International
Institute for Science,
Technology and
ISSN-
2222-1905
(Paper),
ISSN-
2222-2839
(Online)
Yes. Impact
Factor: 7.17
One 1st
Author
Education, USA, 2015
25 Professional Ethics in
Accounting and
Auditing Profession
(Page.82-94)
MAGIS – Xaverian
Journal of Education
St.Xavier‟s College
(Autonomous),
30 M.T.Sarani,
Kolkata,2015
ISSN-
2319-3239
Yes. Nil Yes
26 IPO Allotment Process
of Book Building Issues
in India
The Chartered
Accountant, ICAI,
India,Vol.64,No.5,
August, 2015
Nil Yes Nil Yes
27 Statutory Auditors’
Independence in India:
An Empirical Analysis
from the Stakeholders’
Interest Perspective
(Page 28-50)
Vikalpa: The Journal for Decision Makers, IIM Ahmadabad, Vol.
41, Issue 1, January-
March, 2016,
(Published by SAGE
Publications India Pvt.
Ltd., New Delhi)
Print ISSN
0256-0909
Online
ISSN-
2395-3799
Yes One 2nd
Author
b) Books/ Book Chapters :
Books Published as Single Author or as Editor
Sl.
No.
Title with Page
No.
Type of Book and
Authorship
Publisher and ISSN/
IBBN No.
Whether
Peer
Reviewed
No. of
Co-
Authors
Whether
you are
the main
author
1 Indian Financial
System and
Markets(Page.1-
559)
Text and
Reference Book (
UG & PG Level
based on various
Universities in
India curriculum)
and Sole Author,
1st Edition, 6th
August,2012, 2nd
Reprint 2016
Mcgraw-Hill Education
(India) Pvt. Ltd.
( International Publisher)
and
ISBN(13) : 978-1-25-
900500-9/ ISBN(10) : 1-
25-900500-3
Yes Nil Yes
2 Merchant
Banking and
Financial
Services
(Page.1- 301)
Research
Reference Book
and Sole Author,
1st Edition, 30th
August,2013
Scholar’s Press,
Germany.
(International Publisher)
and ISBN :978-3-639-
51809-2
Yes Nil Yes
3 Statutory
Auditors’ Ethical
Role [Ethical
Role of Statutory
Auditors on
Corporate
Scams] (Page.1-
229)
Research
Reference Book
and Sole Author,
26th January,2015
Scholar’s Press,
Germany.
(International Publisher)
and ISBN: 978-3-639-
76172-6
Yes Nil Yes
4 Statutory
Auditors’
Objectivity in
Corporate
Accounting
Scandals
(Page.1- 240)
Research
Reference Book
and Sole Author,
1st Edition, 25th
February, 2015
Lambert Academic
Publishing, Germany,
(International Publisher)
and ISBN: 978-3-659-
40531-0
Yes Nil Yes, Sole
Author
5 Capital Markets
and Securities
Laws (Page.1-
616)
Text and
Reference Book (
UG & PG Level &
CS Course) and
Sole Author, 1st
Edition, July,
2015
Taxmann Publications
Pvt. Ltd., New Delhi.
(National Publisher) and
ISBN: 978-93-5071-
719-6
Yes Nil Yes, Sole
Author
6 Financial
Services
Management
(Page.1- 309)
Text SLM Book
for IMT-CDL,
Ghaziabad and
Joint Author, 1st
Edition,
November, 2015
Mcgraw-Hill Education
(India) Pvt. Ltd.(
International Publisher)
and
ISBN(13): 978-93-392-
2421-9/ ISBN(10): 93-
392-2421-3
Yes Two Joint
Author
Articles/Chapters Published in Books
Sl.
No.
Title with
Page No.
Book Title, Editor,
and Publisher
ISSN/
ISBN No.
Whether
Peer-
Reviewed
No. of co-
authors
Whether you
are the main
author
1 Book Building
Process of Public
Issues and
Merchant Banking
Activities in the
Indian Primary
Capital
Market(Page.39-
58)
Edited Book entitled
“IPOs: Concepts and
Experiences”, edited by
Arindam Banerjee and
Published by ICFAI
Books, The ICFAI
University Press, 52,
Nagarjuna Hills,
Punjagutta, Hyderabad,
India, First Edition,
2007
ISBN: 81-
314-0730-6
Yes Nil Yes
2 Corporate
governance
disclosure
practices: do we
proceed towards
global
convergence(Page.
107-124)
Edited Book entitled
“Corporate
Governance:
Millennium Challenges”
edited by R.K.Mishra &
Shital Jhunjhunwala and
Published by Excel India
Publishers, New Delhi
on behalf of Institute of
Public Enterprise,
Osmania University
Campus, Hyderabad,
First Edition, 2009
ISBN: 978-
81-907839-
5-8
Yes One 2nd Author
3 Weather
Derivatives: Risk
Edited Book entitled
„„Global Financial
ISBN: 978-
81-8209-
Yes Nil Yes
Management
Device of Weather
Fluctuations(Page.
813-823)
System in The Post-
Crisis Era : Challenges
and Opportunities”
edited by
Dr.S.Gurusamy &
Dr.M.Ranganatham and
published by Vijay
Nicole Imprints Private
Limited on behalf of
Department of
Commerce, University of
Madras, Chennai, India,
First Edition, 2010
267-9
4 Guidance on
Corporate Social
Responsibility
Reporting
Indicators in
Annual Reports:
Achieving
Excellence in
Business
Organizations
(Page.73-92)
Edited Book entitled
“Business Excellence
Rhetoric and Reality”
edited by S.K.Sengupta
& A.Jafar and published
by University of
Burdwan, West Bengal,
First Published,
September,2012
ISBN:
81-87259-
83-3
Yes Two 2nd Author
5 New Financial
Innovation in
Indian Primary
Capital Market
(Page.23-33)
Edited Book entitled
“Indian Capital Market
: How Far Secured”,
edited by Hrishikesh
Paria and published by
Dey Publications,
Kolkata and Egra
College,Midnapore,
First Edition, 2013
ISBN: 978-
93-81679-
44-9
Yes Nil Yes
6 International
Corporate
Governance
Disclosure
Practices: A
Review of
Empirical
Study(Page.174-
191)
Edited Book entitled
“Business Studies
Recent Developments”
published edited by
Anirban Ghosh and by
Netaji Subhas Open
University,Kolkata, First
Published, March,2013
ISBN:
978-93-
82112-07-5
Yes Nil Yes
7 Statutory
Auditors’ Role in
Corporate
Accounting
Scams: A
Comparative Case
Study(Page.180-
191)
Edited Book entitled
“New Approach in
Strategic and Operation
Management” edited by
Dr. R.S.Rwat, Dr.Manju
and R.Dwaivedi and
published by Bharti
Publication, New
Delhi,2014
ISBN: 978-93-
81212-81-3
Yes Nil Yes
8 Statutory
Auditors’
Edited Book entitled
“Changing Finance and
ISBN: 978-93-
Yes One 2nd Author
Independence In
Protecting
Stakeholders’
Interest: An
Empirical
Analysis(Page.152
-162)
Economic Perspectives”
edited by Dr.V.S.Adigal
and Dr. Mukund
Chandra Mehta
published by Bharti
Publication, New
Delhi,2014
81212-79-0
9 Investment
Portfolio of LICI:
An Empirical
Analysis(Page.297
-311)
Edited Book entitled
“Changing Finance and
Economic Perspectives”
edited by Dr.V.S.Adigal
and Dr. Mukund
Chandra Mehta and
published by Bharti
Publication, New
Delhi,2014
ISBN: 978-93-
81212-79-0
Yes One 2nd Author
10 A Critical Review
on Non-Banking
Financial
Institutions and
Other Allied
Financial Service
Sectors in
India(Page.82-
102)
Edited Book entitled
“Insurance, Bank and
Other Allied Financial
Service Sector Reforms
in India” edited by
Dr.K.Jana and
published by Dept. of
Commerce, Tamralipta
Mahavidyalaya,Midnap
ore, First Published,
2014
ISBN: 978-81-
925539-3-1
Yes Nil Yes
11 Premium
Collection and
Investment
Portfolio of LICI :
A Growth
Analysis
(Page.258-265)
Edited Book entitled
“Insurance, Bank and
Other Allied Financial
Service Sector Reforms
in India” edited by
Dr.K.Jana and
published by Dept. of
Commerce, Tamralipta
Mahavidyalaya,Midnap
ore, First Published,
2014
ISBN: 978-81-
925539-3-1
Yes One 2nd Author
12 Statutory
Auditors’
Competence and
Independence on
Audit Quality: A
Perceptual
Analysis
(Page.86-98)
Innovations & Business
Management: Issues and
Challenges, Bharti
Publications, New Delhi,
2015
ISBN: 978-93-
85000-29-4
Yes One Yes / 1st Author
13 Quality Control
Procedure for
Statutory Audit of
Financial
Innovations & Business
Management: Issues and
Challenges, Bharti
Publications, New Delhi,
ISBN: 978-93-
85000-29-4
Yes One Yes / 1st Author
Statement in
India: An
Empirical
Analysis
(Page.77-85)
2015
14 An Exploration on
Creative
Accounting
leading to
Financial Scam in
select Companies
across the Globe
(Page.99-115)
Innovations & Business
Management: Issues and
Challenges, Bharti
Publications, New Delhi,
2015
ISBN: 978-93-
85000-29-4
Yes Nil Yes
15 Forensic
Accounting in
preventing
Financial Fraud in
the context of
protection of
stakeholders’
interest (Page.116-
125)
Innovations & Business
Management: Issues and
Challenges, Bharti
Publications, New Delhi,
2015
ISBN: 978-93-
85000-29-4
Yes Nil Yes
16 Statutory
Auditors’
Independent
Engagement in the
Era of Financial
Crimes: A
Perceptual Study
(Page.411-427)
Financial Sectors
Reforms In Developing
Economics, Department
of Commerce with Farm
Management,
Vidyasagar University,
West Bengal, 2015
ISBN: 978-81-
928721-1-7
Yes One Yes / 1st Author
17 Investments of
LICI during Pre
and Post-Reforms
Period: An
Empirical
Analysis
(Page.225-235)
Department of
Commerce with Farm
Management,
Vidyasagar University,
West Bengal , 2015
ISBN: 978-81-
928721-1-7
Yes One Yes / 2nd Author
c) Conference/ Seminar Volumes:
Sl.
No.
Title with Page No. Details of Conference
Publication
ISSN/
ISBN
No. of co-
authors
Whether you
are the main
author
1 Global Competitiveness and
Performance of Merchant
Bankers: A Study into the
Indian Primary Capital Market
during Post-- Liberalization
Era(Page.94-121)
National Conference on
Global Competitiveness,
ICFAI Business School,
Kolkata, W.B., January,
2006
Nil Nil Yes
2 Statutory Auditors’ Objectivity
In Audit Engagement In India:
An Empirical Study From
Stakeholders’ Interest
Perspective
26th Asian-Pacific
Conference on
International Accounting
Issues, October 26-29,
2014, The Craig School of
Business, California State
University, USA held in
Taipei (Regent Hotel),
Taiwan, Republic of China
(R.O.C).
Nil One Yes / 1st Author
Membership of Learned Societies: Indian Accounting Association Research Foundation
Indian Accounting Association
Commerce Alumni Association, Calcutta University
Invited Lectures Delivered:
Sl.
No.
Title of Lecture /
Academic Session
Title of Conference
/ Seminar
Organized by Whether
International/
National
1 Indian Financial System
and Global Scenario as
Rapporteur
Indian Financial
System and Global
Scenario, March
10-11, 2010
Department of Commerce with
Farm Management,
Vidyasagar University
International
Conference
2 Investors’ Awareness
towards IPO Market
Operation as Speaker
Investors’
Awareness, March
,2014
Barrackpore Rashtragura
Surendranath College and
West Bengal State University
One –day Seminar
3 E-Banking and Financial
Inclusion in India as
Speaker
E-Banking and
Financial Inclusion:
Trends, Challenges
And Policies,
July,2014
Department of Commerce,
Rabin Mukherjee College,
Behela
National Seminar
4 Current scenario in IPO
Market; Financial
Inclusion in India as
Resource Person
Business Studies,
August, 2014
UGC-Academic Staff College,
Ranchi University, Ranchi
Refresher Course,
National
5 Contemporary Issues in
Finance as Chairman in
a Technical Session
(Track-I) on Finance
Re-imaging India:
Challenges and
Opportunities In
Finance,
Management And
Policy Making,
19-20, September,
2014
Department of Commerce &
Business Administration, St.
Xavier‟s College
(Autonomous), Kolkata and
IMI (Kolkata)
National
Conference
6 Research Forum:
Auditing Issues as
Moderator to chair the
Session 6(D)
26th Asian-Pacific
Conference on
International
Accounting Issues,
October 26-
The Craig School of Business,
California State University,
USA held in Taipei (Regent
Hotel), Taiwan, Republic of
China (R.O.C).
International
Conference
29,2014
7 Financial Inclusion in
the Context of Economic
Development in India as
Key-Note Speaker
ICIFD 2015, 25-27
February, 2015
Dept. of Business
Management, IGNTU,
Amarkantak, MP
International
Conference
8 Accounting & Finance,
Session-2 as Chairman
to chair the Session
Two-Day Seminar
on Re-looking at
Nations:
Reenergising and
Reforming
Strategies for
Sustainable
Development, July
18-19, 2015
Gaeddu College of Business
Studies, Bhutan, Institute of
Management Studies, Kolkata
and Institute of Cost
Accountants of India
International
Conference
Awards : Obtained 4 Best Paper Award at International Conference
Title of the Paper
Presented
Title of Conference /
Seminar
Organized by Whether
International
/ National / State
/ Regional /
College or
University Level
Book Building Mechanism
in Primary Capital Market
in India: Challenges to
Merchant Bankers in
Pricing IPOs
International Conference on
„Indian Financial System and
Global Scenario‟ , March 10-
11, 2010
Department of
Commerce with Farm
Management,
Vidyasagar
University
International
Conference
Respondents’ Perceptions
on Ethical Responsibility of
Statutory Auditors in the
Backdrop of Corporate
Accounting Scandals: An
Empirical Study
36th All India Accounting
Conference and International
Seminar on Accounting
Education and Research,
January 6-7, 2014
Andhra University,
Visakhapatnam
International
Conference
Statutory Auditors’ Role in
Corporate Accounting
Scams: A Comparative
Case Study
IX International Conference
on Finance and Business
Management (ICFBM-14) ,
July 11-12, 2014
Ranchi University International
Conference
Quality Control Procedure
for Statutory Audit of
Financial Statement in
India: An Empirical
Analysis(Joint Paper)
XI International Conference
on Innovation and Business
Management (ICIBM-15),
June 20-21, 2015
Society of Technical
and Management
Professionals
(STMP), New Delhi
International
Conference
16. Other Notable Activities:
3 years practical industry experience in auditing work in various organizations as an articled clerk under
a Chartered Firm.
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