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www.huawei.com Copyright © 2006 Huawei Technologies Co., Ltd. All rights reserved. Digital Microwave Communication Principles

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Page 1: Digital microwave communication principles

www.huawei.com

Copyright © 2006 Huawei Technologies Co., Ltd. All rights reserved.

Digital Microwave Communication Principles

Page 2: Digital microwave communication principles

Copyright © 2006 Huawei Technologies Co., Ltd. All rights reserved. Page 2Page 2

Foreword

This course is developed to meet the requirement of Huawei

Optical Network RTN microwave products.

This course informs engineers of the basics on digital microwave

communications, which will pave the way for learning the RTN

series microwave products later.

Page 3: Digital microwave communication principles

Copyright © 2006 Huawei Technologies Co., Ltd. All rights reserved. Page 3Page 3

Learning Guide

Microwave communication is developed on the basis of the

electromagnetic field theory.

Therefore, before learning this course, you are supposed to have

mastered the following knowledge:

Network communications technology basics

Electromagnetic field basic theory

Page 4: Digital microwave communication principles

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ObjectivesObjectives

After this course, you will be able to explain:

Concept and characteristics of digital microwave communications

Functions and principles of each component of digital microwave

equipment

Common networking modes and application scenarios of digital

microwave equipment

Propagation principles of digital microwave communication and

various types of fading

Anti-fading technologies

Procedure and key points in designing microwave transmission link

Page 5: Digital microwave communication principles

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Contents

1. Digital Microwave Communication Overview

2. Digital Microwave Communication Equipment

3. Digital Microwave Networking and Application

4. Microwave Propagation and Anti-fading Technologies

5. Designing Microwave Transmission Links

Page 6: Digital microwave communication principles

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Transmission Methods in Current Communications Networks

Optical fiber communication

Microwave communication

Satellite communication

MUX/DEMUX MUX/DEMUX

Micro

wave T

E

Micro

wave T

E

Coaxial cable communication

Page 7: Digital microwave communication principles

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Microwave Communication vs. Optical Fiber Communication

Powerful space cross ability, little land occupied, not limited by land privatization

Optical fiber burying and land occupation required

Small investment, short construction period, easy maintenance

Large investment ,long construction period

Strong protection ability against natural disaster and easy to be recover

Outdoor optical fiber maintenance required and hard to recover from natural disaster

Limited frequency resources (frequency license required)

Large transmission capacityLimited transmission capacity

Not limited by frequency, license not required

Stable and reliable transmission quality and not affected by external factors

Transmission quality greatly affected by climate and landform

Microwave Microwave Communication Communication

Optical Fiber Optical Fiber CommunicationCommunication

Page 8: Digital microwave communication principles

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Definition of Microwave Microwave

Microwave is a kind of electromagnetic wave. In a broad

sense, the microwave frequency range is from 300 MHz to

300 GHz. But In microwave communication, the frequency

range is generally from 3 GHz to 30 GHz.

According to the characteristics of microwave propagation,

microwave can be considered as plane wave.

The plane wave has no electric field and magnetic field

longitudinal components along the propagation direction. The

electric field and magnetic field components are vertical to

the propagation direction. Therefore, it is called transverse

electromagnetic wave and TEM wave for short.

Page 9: Digital microwave communication principles

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Development of Microwave Communication

Note:

Small capacity: < 10M

Medium capacity: 10M to 100M

Large capacity: > 100M

155M

34/140M

2/4/6/8M

480 voice channels

SDH digital microwave communication

system

PDH digital microwave communication

system Small and medium

capacity digital microwave communication system

Analog microwave communication

system

Transmission capacity bit/s/ch)

1950s

1970s

1980s

Late 1990s to now

Page 10: Digital microwave communication principles

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Concept of Digital Microwave Communication

Digital microwave communication is a way of transmitting digital

information in atmosphere through microwave or radio frequency (RF).

Microwave communication refers to the communication that use microwave as

carrier .

Digital microwave communication refers to the microwave communication that

adopts the digital modulation.

The baseband signal is modulated to intermediate frequency (IF) first . Then

the intermediate frequency is converted into the microwave frequency.

The baseband signal can also be modulated directly to microwave frequency,

but only phase shift keying (PSK) modulation method is applicable.

The electromagnetic field theory is the basis on which the microwave

communication theory is developed.

Page 11: Digital microwave communication principles

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Microwave Frequency Band Selection and RF Channel Configuration (1)

Generally-used frequency bands in digital microwave transmission:

7G/8G/11G/13G/15G/18G/23G/26G/32G/38G (defined by ITU-R Recommendations)

85432 10

20

1 30

40

50

1.5 GHz

2.5 GHz

Long haul trunk

network2/8/34 Mbit/s

11 GHz

GHz

34/140/155 Mbit/s

2/8/34/140/155 Mbit/s

3.3 GHz

Regional network

Regional network, local network, and boundary

network

Page 12: Digital microwave communication principles

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In each frequency band, subband frequency ranges, transmitting/receiving spacing (T/R spacing), and channel spacing are defined.

f0 (center frequency)

Frequency range

Channel

spacingf1

f2 fn f1’ f2

’ fn’

Channel spacing

T/R spacingT/R spacing

Low frequency band

High frequency band

Protection

spacing

Adjacent channel T/R

spacing

Microwave Frequency Band Selection and RF Channel Configuration (2)

Page 13: Digital microwave communication principles

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Microwave Frequency Band Selection and RF Channel Configuration (3)

f0 (7575M)

Frequency range (7425M–7725M)

28M

f1=7442 f5f1

’=7596 f2’ f5

T/R spacing: 154M

f2=7470

7G

Frequency

Range

F0 (MHz) T/R Spacing (MHz)

Channel

Spacing (MHz)

Primary and

Non-primary

Stations

7425–7725 7575 154 28

Fn=f0-161+28n, Fn’=f0- 7+28n, (n: 1–5)

7575 161 7

7110–7750 7275 196 28

7597 196 28

7250–7550 7400 161 3.5

… … … … …

Page 14: Digital microwave communication principles

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Digital Microwave Communication Modulation (1)

  Digital baseband signal is the unmodulated digital signal. The baseband signal cannot be directly transmitted over microwave radio channels and must be converted into carrier signal for microwave transmission.

Digital baseband signal IF signal

Base

band sig

nal

rate

Channel b

andw

idth

Modulation

Service signal

transmitted

Page 15: Digital microwave communication principles

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Digital Microwave Communication Modulation (2)

ASK: Amplitude Shift Keying. Use the digital baseband signal to change the carrier amplitude (A). Wc and φ remain unchanged.

FSK: Frequency Shift Keying. Use the digital baseband signal to change the carrier frequency (Wc). A and φ remain unchanged.

PSK: Phase Shift Keying. Use the digital baseband signal to change the carrier phase (φ). Wc and A remain unchanged.

QAM: Quadrature Amplitude Modulation. ). Use the digital baseband signal to change the carrier phase (φ) and amplitude (A). Wc remains unchanged.

A*COS(Wc*t+φ)

Amplitude

Frequency

Phase

PSK and QAM are most

frequently used in digital

microwave.

  The following formula indicates a digital baseband signal being converted into a digital frequency band signal.

Page 16: Digital microwave communication principles

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Microwave Frame Structure (1) RFCOH

RFCOH

ATPC64

kbit/s

DMY64

kbit/s

MLCM11.84 Mbit/s

RSC864

kbit/s

WS2.24

Mbit/s

XPIC16

kbit/s

ID32 kbit/s

INI144

kbit/s

FA288

kbit/s

15.552 Mbit/s

SOH Payload

STM-1 155.52 Mbit/s

171.072 Mbit/s

RFCOH: Radio Frame Complementary Overhead RSC: Radio Service ChannelMLCM: Multi-Level Coding Modulation INI: N:1 switching commandDMY: DummyID: IdentifierXPIC: Cross-polarization Interference CancellationFA: Frame AlignmentATPC: Automatic Transmit Power Control WS: Wayside Service

Page 17: Digital microwave communication principles

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Microwave Frame Structure (2) RFCOH is multiplexed into the STM-1 data and a block multiframe is formed.

Each multiframe has six rows and each row has 3564 bits. One multiframe is

composed of two basic frames. Each basic frame has 1776 bits. The

remaining 12 bits are used for frame alignment.Multiframe 3564 bits

Basic frame 2

1776 bits (148 words)

FS

6

bits

Basic frame 1

1776 bits ( 148 words )

FS

6

bits

6 bits

C1IIC1IIC1IIC1II

C2IIbIIIIIIII

IIIIIIIIIIII

IIIIIIIIIIII

IIIIIIIIIIII

IIIIIIIIIIII

C1IIC1IIC1IIC1II

C2IIbIIaIIIII

IIIIIIIIIIII

IIIIIIIIIIII

IIIIIIIIIIII

IIIIIIIIIIII

12 bits (the 1st word) 12 bits (the 148th word)

I: STM-1 information bitC1/C2: Two-level correction coding monitoring bitsFS: Frame synchronization a/b: Other complementary overheads

Page 18: Digital microwave communication principles

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Questions

What is microwave?

What is digital microwave communication?

What are the frequently used digital microwave frequency bands?

What concepts are involved in microwave frequency setting?

What are the frequently used modulation schemes? Which are the most frequently used modulation schemes?

Page 19: Digital microwave communication principles

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Contents

1. Digital Microwave Communication Overview

2. Digital Microwave Communication Equipment

3. Digital Microwave Networking and Application

4. Microwave Propagation and Anti-fading Technologies

5. Designing Microwave Transmission Links

Page 20: Digital microwave communication principles

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Microwave Equipment Category

System Digital microwave

PDH SDH

Split-mount radio

Trunk radio

All outdoor radio

Small and medium capacity (2–16E1,

34M)

Large capacity (STM-0, STM-1, 2xSTM-

1)Capacity

Structure

(Discontinued)

Analog microwave

MUX/DEMUX Mode

Page 21: Digital microwave communication principles

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Trunk Microwave Equipment

• High cost, large transmission capacity, more stable performance, applicable to long haul and trunk transmission

• RF, IF, signal processing, and MUX/DEMUX units are all indoor. Only the antenna system is outdoor.

SDH microwave equipment

BRU: Branch RF Unit

MSTU: Main Signal Transmission Unit (transceiver, modem, SDH electrical interface, hitless switching)

SCSU: Supervision, Control and Switching Unit

BBIU: Baseband Interface Unit (option) (STM-1 optical interface, C4 PDH interface)

P

M1

M2

……

Page 22: Digital microwave communication principles

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All Outdoor Microwave Equipment

• All the units are outdoor.

• Installation is easy.

• The equipment room can be saved.

All outdoor microwave equipment

IF and baseband processing unit

IF cable

RF processing unit

Service and power cable

Page 23: Digital microwave communication principles

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Split-Mount Microwave Equipment (1) The RF unit is an outdoor unit

(ODU). The IF, signal processing,

and MUX/DEMUX units are

integrated in the indoor unit

(IDU). The ODU and IDU are

connected through an IF cable.

The ODU can either be directly

mounted onto the antenna or

connected to the antenna

through a short soft waveguide.

Although the capacity is smaller

than the trunk, due to the easy

installation and maintenance, fast

network construction, it’s the

most widely used microwave

equipment.

Split-mount microwave equipment

Antenna

ODU (Outdoor

Unit)

IF cable

IDU (Indoor Unit)

Page 24: Digital microwave communication principles

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Split-Mount Microwave Equipment (2)

Unit Functions

Antenna: Focuses the RF signals transmitted by ODUs and increases the signal g

ain.

ODU: RF processing, conversion of IF/RF signals.

IF cable: Transmitting of IF signal, management signal and power supply of OD

U.

IDU: Performs access, dispatch, multiplex/demultiplex, and modulation/demod

ulation for services.

Page 25: Digital microwave communication principles

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Split-Mount Microwave Equipment – Installation

antenna (separate mount)

ODU

IF cable

中频口

Separate Mount

Soft waveguide

IDU IF port

antenna (direct mount)

ODU

IDU

Direct Mount

IF cable

IF port

Page 26: Digital microwave communication principles

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Microwave Antenna (1)

Antennas are used to send and receive microwave signals.

Parabolic antennas is common type of microwave antennas.

Microwave antenna diameters includes: 0.3m, 0.6m, 1.2m, 1.8m,2.0m, 2.4m, 3.0m,

3.2metc.

Parabolic antenna

Page 27: Digital microwave communication principles

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Different frequency channels in same frequency band can share one antenna.

Microwave Antenna (2)

TxRx

TxRx

Channel

Channel

1

1

n

n

1

1

n

n

Page 28: Digital microwave communication principles

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Antenna Adjustment (1)

Side view Side lobe

Main lobeHalf-power angle Tail lobe

Top view

Main lobe

Side lobe

Half-power angle Tail lobe

Page 29: Digital microwave communication principles

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During antenna adjustment, change the direction vertically or horizontally. Meanwhile, use a multimeter to test the RSSI at the receiving end. Usually, the voltage wave will be displayed as shown in the lower right corner. The peak point of the voltage wave indicates the main lobe position in the vertical or horizontal direction. Large-scope adjustment is unnecessary. Perform fine adjustment on the antenna to the peak voltage point.

When antennas are poorly aligned, a small voltage may be detected in one direction. In this case, perform coarse adjustment on the antennas at both ends, so that the antennas are roughly aligned.

The antennas at both ends that are well aligned face a little bit upward. Though 1–2 dB is lost, reflection interference will be avoided.

Antenna Adjustment (2)Antenna Adjustment (2)

Side lobe position

AGCVoltage

detection point

VAGC

Main lobe position

Angle

Page 30: Digital microwave communication principles

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Antenna Adjustment (3)Antenna Adjustment (3)

During antenna adjustment, the

two wrong adjustment cases are

show here. One antenna is aligned

to another antenna through the side

lobe. As a result, the RSSI cannot

meet the requirements.

CorrectWrongWrong

Page 31: Digital microwave communication principles

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Split-Mount Microwave Equipment

– Antenna (1) Antenna gain

Definition: Ratio of the input power of an isotropic antenna Pio to the input power

of a parabolic antenna Pi when the electric field at a point is the same for the

isotropic antenna and the parabolic antenna.

Calculating formula of antenna gain:

Half-power angle

Usually, the given antenna specifications contain the gain in the largest radiation

(main lobe) direction, denoted by dBi. The half-power point, or the –3 dB point is

the point which is deviated from the central line of the main lobe and where the

power is decreased by half. The angle between the two half-power points is called

the half-power angle.

Calculating formula of half-power angle:

Half-power angle

D

)70~65( 005.0

2D

P

PG

i

io

Page 32: Digital microwave communication principles

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  Cross polarization discrimination

Suppression ratio of the antenna receiving heteropolarizing waves, usually, larger than 30 dB.

XdB = 10lgPo/Px

Po: Receiving power of normal polarized wave

Px: Receiving power of abnormal polarized wave

  Antenna protection ratio Attenuation degree of the receiving capability in a direction of an antenna compared wi

th that in the main lobe direction. An antenna protection ratio of 180° is called front-to-back ratio.

Split-Mount Microwave Equipment – Antenna (2)

Page 33: Digital microwave communication principles

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Split-Mount Microwave Equipment – ODU (1) ODU system architectureUplink IF/RF conversion

Frequencymixing

Sidebandfiltering

Poweramplification

RFattenuation

ATPCPower

detection

RF loop

Localoscillation

(Tx)

Localoscillation

(Rx)

Frequencymixing

FilteringLow-noise

amplificationBandpass

filtering

Alarm and control

Downlink RF/IF conversion

Supervision andcontrolsignal

IFamplificat

ion

IFamplification

Page 34: Digital microwave communication principles

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Specifications of Transmitter

Working frequency band

Generally, trunk radios use 6, 7, and 8 GHz frequency bands. 11, 13 GHz and

higher frequency bands are used in the access layer (e.g. BTS access).

Output power

The power at the output port of a transmitter. Generally, the output power is

15 to

30 dBm.

Split-Mount Microwave Equipment – ODU (2)

Page 35: Digital microwave communication principles

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Local frequency stability

If the working frequency of the transmitter is unstable, the demodulated effectived

signal ratio will be decreased and the bit error ratio will be increased. The value

range of the local frequency stability is 3 to 10 ppm.

Transmit Frequency Spectrum Frame

The frequency spectrum of the transmitted signal must meet specified

requirements, to avoid occupying too much bandwidth and thus causing too much

interference to adjacent channels. The limitations to frequency spectrum is

called transmit frequency spectrum frame.

Split-Mount Microwave Equipment – ODU (3)

Page 36: Digital microwave communication principles

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Split-Mount Microwave Equipment – ODU (4) Specifications of Receiver

Working frequency band

Receivers work together with transmitters. The receiving frequency on

the local

station is the transmitting frequency of the same channel on the

opposite station.

Local frequency stability

The same as that of transmitters: 3 to 10 ppm

Noise figure

The noise figure of digital microwave receivers is 2.5 dB to 5 dB.

Page 37: Digital microwave communication principles

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Passband

To effectively suppress interference and achieve the best transmission quality, the

passband and amplitude frequency characteristics should be properly chosen. The

receiver passband characteristics depend on the IF filter.

Selectivity

Ability of receivers of suppressing the various interferences outside the passband,

especially the interference from adjacent channels, image interference and the

interference between transmitted and received signals.

Automatic gain control (AGC) range

Automatic control of receiver gain. With this function, input RF signals change within a

certain range and the IF signal level remains unchanges.

Split-Mount Microwave Equipment – ODU (5)

Page 38: Digital microwave communication principles

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Split-Mount Microwave Equipment – ODU (6)

ODU specifications are related to radio frequencies. As one ODU cannot cover an entire frequency band, usually, a frequency band will be divided into several subbands and each subband corresponds to one ODU. Different T/R spacing corresponds to different ODUs. Primary and non-primary stations have different ODUs.

Types of ODUs = Number of frequency

bands x Number of T/R spacing x Number of

subbands x 2(ODUs of some

manufacturers are also classified by capacity.

f0(7575M)

Frequency range (7425M–7725M)

Subband A

7442

T/R spacing: 154M

7498

Subband B

Subband C

Subband A

Subband B

Subband C

Non-primary station Primary station

ODUs are of rich types and small volume. Usually, ODUs are produced by small manufacturers and integrated by big manufacturers.

Page 39: Digital microwave communication principles

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Split-Mount Microwave Equipment – IDU

Cable

inte

rface

From/to ODU

Tx IF

Rx IF

Modulation

Demodulation

Microwave frame

multiplexing

Microwave frame

demultiplexing

Cross-connection

Tributary unit

Line unit

IF unit

Service channel

Service channel

DC/DC conversion

Supervision and control

O&M interface

Power interface

Page 40: Digital microwave communication principles

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Questions

What types are microwave equipment classified into?

What units do the split-mount microwave equipment have? And what are their functions??

How to adjust antennas?

What are the key specifications of antennas?

What are the key specifications of ODU transmitters and receivers?

Can you describe the entire signal flow of microwave transmission?

Page 41: Digital microwave communication principles

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Summary

Classification of digital microwave equipment

Components of split-mount microwave equipment and

their functions

Antenna installation and key specifications of antennas

Functional modules and key performance indexes of ODU

Functional modules of IDU

Signal flow of microwave transmission

Page 42: Digital microwave communication principles

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Contents

1. Digital Microwave Communication Overview

2. Digital Microwave Communication Equipment

3. Digital Microwave Networking and Application

4. Microwave Propagation and Anti-fading Technologies

5. Designing Microwave Transmission Links

Page 43: Digital microwave communication principles

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Common Networking Modes of Digital Microwave

Ring network Chain network

Add/Drop network

Hub network

Page 44: Digital microwave communication principles

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Types of Digital Microwave Stations

Terminal station

Terminal station

Terminal station

Pivotal station

Add/Drop relay

station

Relay station

• Digital microwave stations are classified into Pivotal stations, add/drop relay stations, relay stations and terminal stations.

Page 45: Digital microwave communication principles

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Types of Relay Stations

Relay station

• Back-to-back antenna• Plane reflector

Active

Passive

• Regenerative repeater• IF repeater• RF repeater

Page 46: Digital microwave communication principles

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  Radio Frequency relay station  An active, bi-directional radio repeater system without frequency shift. The RF relay station directly amplifies the signal over radio frequency.

  Regenerator relay station  A high-frequency repeater of high performance. The regenerator relay station is used to extend the transmission distance of microwave communication systems, or to deflect the transmission direction of the signal to avoid obstructions and ensure the signal quality is not degraded. After complete regeneration and amplification, the received signal is forwarded.

Active Relay Station

Page 47: Digital microwave communication principles

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  Parabolic reflector passive relay station The parabolic reflector passive relay station is composed of two parabolic antennas connected by a soft waveguide back to back. The two-parabolic passive relay station often uses large-diameter antennas. Meters are necessary to adjust antennas, which is time consuming. The near end is less than 5 km away.

Passive Relay Station

Page 48: Digital microwave communication principles

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Plane Reflector Passive Relay Station

Plane reflector passive relay station: A metal board which has smooth surface, proper effective area, proper angle and distance with the two communication points. It is also a passive relay microwave station.

Full-distance free space loss:

“a” is the effective area (m2) of the flat reflector.

L d d as 1421 20 201 2. log log

a A cos 2

d1(km)

(km)d2

Page 49: Digital microwave communication principles

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Passive Relay Station (Photos)

Passive relay station (plane reflector)

Passive relay station(parabolic reflectors)

Page 50: Digital microwave communication principles

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Application of Digital Microwave

Complementary networks to optical networks (access the services from

the last 1 km)

BTS backhaul transmission

Redundancy backup of

important links

VIP customer access

Emergency communications

(conventions, activities, danger

elimination, disaster relief, etc.)

Special transmission conditions (rivers,

lakes, islands, etc.)

Microwave Microwave applicationapplication

Page 51: Digital microwave communication principles

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Questions

What are the networking modes frequently used for digital

microwave?

What are the types of digital microwave stations?

What are the types of relay stations?

What is the major application of digital microwave?

Page 52: Digital microwave communication principles

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Contents

1. Digital Microwave Communication Overview

2. Digital Microwave Communication Equipment

3. Digital Microwave Networking and Application

4. Microwave Propagation and Anti-fading

Technologies

5. Designing Microwave Transmission Links

Page 53: Digital microwave communication principles

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Contents

4. Microwave Propagation and Anti-fading Technologies 4.1 Factors Affecting Electric Wave Propagation

4.2 Various Fading in Microwave Propagation

4.3 Anti-fading Technologies for Digital Microwave

Page 54: Digital microwave communication principles

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  Fresnel Zone and Fresnel Zone Radius Fresnel zone: The sum of the distance from P to T and the distance from P to R complies with the formula, TP+PR-TR= n/2 (n=1,2,3, …). The elliptical region encircled by the trail of P is called the Fresnel zone.

Key Parameters in Microwave Propagation (1)

ROT

P

F1

d2d1

Fresnel zone radius: The vertical distance from P to the TR line in the Fresnel zone. The first Fresnel zone radius is represented by F1 (n=1).

Page 55: Digital microwave communication principles

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  Formula of the first Fresnel zone radius:

Key Parameters in Microwave Propagation (2)

  The first Fresnel zone is the region where the microwave transmission energy is the most concentrated. The obstruction in the Fresnel zone should be as little as possible. With the increase of the Fresnel zone serial numbers, the field strength of the receiving point reduces as per arithmetic series.

)()(

)()(32.17 21

1 kmdGHzf

kmdkmdF

Page 56: Digital microwave communication principles

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Key Parameters in Microwave Propagation (3)

  Clearance

  Along the microwave propagation trail, the obstruction from buildings, trees, and mountain peaks is sometimes inevitable. If the height of the obstacle enters the first Fresnel zone, additional loss might be caused. As a result, the received level is decreased and the transmission quality is affected. Clearance is used to avoid the case described previously.

The vertical distance from the obstacle to AB line segment is called the clearance of the obstacle on the trail. For convenience, the vertical distance hc from the obstacle to the ground surface is used to represent the clearance. In practice, the error is not big because the line segment AB is approximately parallel to the ground surface. If the first Fresnel zone radius of the obstacle is F1, then hc/ F1 is the relative clearance.

A

Bh1

h2

dd1 d2

hphc

hs

M F

h3

h4

h5

h6

Page 57: Digital microwave communication principles

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Factors Affecting Electric Wave Propagation – Terrain

The reflected wave from the ground surface is the major factor that affects the received level.

Smooth ground or water surface can reflect the part of the signal energy transmitted

by the antenna to the receiving antenna and cause interference to the main wave

(direct wave). The vector sum of the reflected wave and main wave increases or

decreases the composite wave. As a result, the transmission becomes unstable.

Therefore, when doing microwave link design, avoid reflected waves as much as

possible. If reflection is inevitable, make use of the terrain ups and downs to block the

reflected waves.

Straight line

Reflection

Straight line

Reflection

Page 58: Digital microwave communication principles

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Different reflection conditions of different terrains have different effects on electric wave propagation. Terrains are classified into the following four types:

  Type A: mountains (or cities with dense buildings)  Type B: hills (gently wavy ground surface)  Type C: plain  Type D: large-area water surface

  The reflection coefficient of mountains is the smallest, and thus the mountain terrain is most suitable for microwave transmission. The hill terrain is less suitable. When designing circuits, try to avoid smooth plane such as water surface.

Factors Affecting Electric Wave Propagation – Terrain

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  Troposphere indicates the low altitude atmosphere within 10 km from the ground. Microwave antennas will not be higher than troposphere, so the electric wave propagation in aerosphere can be narrowed down to that in troposphere. Main effects of troposphere on electric wave propagation are listed below:

Absorption caused by gas resonance. This type of absorption can affect the microwave at 12 GHz or higher.

Absorption and scattering caused by rain, fog, and snow. This type of absorption can affect the microwave at 10 GHz or higher.

Refraction, absorption, reflection and scattering caused by inhomogeneity of atmosphere. Refraction is the most significant impact to the microwave propagation.

Factors Affecting Electric Wave Propagation – Atmosphere

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Contents

4. Microwave Propagation and Anti-fading Technologies 4.1 Factors Affecting Electric Wave Propagation

4.2 Various Fading in Microwave Propagation

4.3 Anti-fading Technologies for Digital Microwave

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Fading in Microwave Propagation

Fading mechanis

m

Abso

rptio

n fa

din

g

Rain

fadin

g

Scin

tillatio

n

fadin

g

K-ty

pe

fadin

g

Duct ty

pe fa

din

g

Fading time

Received level

Influence of fading on

signal

Fast fa

din

g

Slo

w fa

din

g

Up fa

din

g

Dow

n

fadin

g

Fla

t fadin

g

Fre

quency

sele

ctive

fadin

g

Fre

e sp

ace

pro

pagatio

n fa

din

g

  Fading: Random variation of the received level. The variation is irregular and the reasons for this are various.

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Free Space Transmission Loss

Free space loss: A = 92.4 + 20 log dd + 20 log ff

(d: d: km, f: GHz). If d or f is doubled, the loss will increase by 6 dB.

Power level

PTX = Transmit power

G = Antenna gain

A0 = Free space loss

M = Fading margin

PTX

Distance

GTX GRX

PRX

A0

MReceiving threshold

G

d

G

f

PRX = Receive power

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Absorption Fading

  Molecules of all substances are composed of charged particles. These particles have their own electromagnetic resonant frequencies. When the microwave frequencies of these substances are close to their resonance frequencies, resonance absorption occurs to the microwave.  Statistic shows that absorption to the microwave frequency lower than 12 GHz is smaller than 0.1 dB/km. Compared with free space loss, the absorption loss can be ignored.

Atmosphere absorption curve (dB/km)1GHz7.5GHz12GHz23GHz60GHz

0.01dB

10dB

1dB

0.1dB

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  For frequencies lower than 10 GHz, rain loss can be ignored. Only a few db may be added to a relay section.

  For frequencies higher than 10 GHz, repeater spacing is mainly affected by rain loss. For example, for the 13 GHz frequency or higher, 100 mm/h rainfall

causes a loss of 5 dB/km. Hence, for the 13 GHz and 15 GHz frequencies,

the maximum relay distance is about 10 km. For the 20 GHz frequency and

higher, the relay distance is limited in few kilometres due to rain loss.

High frequency bands can be used for user-level transmission. The higher the frequency band is, the more severe the rain fading.

Rain Fading

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Atmosphere refraction As a result of atmosphere refraction, the microwave propagation trail

is bent. It is considered that the electromagnetic wave is propagated

along a straight line above the earth with an equivalent earth radius of

, = KR (R: actual earth radius.) The average measured K value is about 4/3. However, the K value of a

specific section is related to the meteorological phenomena of the

section. The K value may change within a comparatively large range. This

can affect line-of-sight propagation.

ReRe

Re R

K-Type Fading (1)

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Microwave propagation

k > 1: Positive refraction

k = 1: No refraction

k < 1: Negative refraction

K-Type Fading (2)

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Equivalent earth radius In temperate zones, the refraction when the K value is 4/3 is regarded as the standard refraction, where the atmosphere is the

standard atmosphere and Re which is 4R/3 is the standard

equivalent earth radius.

K-Type Fading (3)

4/3 1

2/3

Actual earth radius (r)

Ground surface

2/3

4/31

k = ∞

Equivalent earth radius (r·k)

Ground surface

k = ∞

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Multipath fading: Due to multipath propagation of refracted waves, reflected waves, and scattered waves, multiple electric waves are received at the receiving end. The composition of these electric waves will result in severe interference fading.

Reasons for multipath fading: reflections due to non-uniform atmosphere, water surface and smooth ground surface.

Down fading: fading where the composite wave level is lower than the free space received level. Up fading: fading where the composite wave level is higher than the free space received level.

  Non-uniform atmosphere Water surface Smooth ground surface.

Multipath Fading (1)

Ground surface

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Multipath fading is a type of interference fading caused by multipath

transmission. Multipath fading is caused by mutual interference between the

direct wave and reflected wave (or diffracted wave on some conditions) with

different phases.

Multipath fading grows more severe when the wave passes water surface

or smooth ground surface. Therefore, when designing the route, try to avoid

smooth water and ground surface. When these terrains are inevitable, use the

high and low antenna technologies to bring the reflection point closer to one

end so as to reduce the impact of the reflected wave, or use the high and low

antennas and space diversity technologies or the antennas that are against

reflected waves to overcome multipath fading.

Multipath Fading (2)

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Frequency (MHz)

Rece

ived p

ow

er

(dB

m)

Normal

Flat Selective fading

Multipath Fading – Frequency Selective Fading

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1h

Received level in free space

Threshold level(-30 dB)

Signal interruption

Up fading

Multipath Fading – Flat Fading

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Duct Type Fading

Due to the effects of the meteorological conditions such as ground cooling in the night, burnt warm by the sun in the morning, smooth sea surface, and anticyclone, a non-uniform structure is formed in atmosphere. This phenomenon is called atmospheric duct.

If microwave beams pass through the atmospheric duct while the receiving point is outside the duct layer, the field strength at the receiving point is from not only the direct wave and ground reflected wave, but also the reflected wave from the edge of the duct layer. As a result, severe interference fading occurs and causes interruption to the communications.

Duct type fading

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Scintillation Fading

When the dielectric constant of local atmosphere is different from the ambient due to the particle clusters formed under different pressure, temperature, and humidity conditions, scattering occurs to the electric wave. This is called scintillation fading. The amplitude and phase of different scattered waves vary with the atmosphere. As a result, the composite field strength at the receiving point changes randomly.

Scintillation fading is a type of fast fading which lasts a short time. The level changes little and the main wave is barely affected. Scintillation fading will not cause communications interruption.

Scintillation fading

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The higher the frequency is and the longer the hop distance is, the more

severe the fading is. Fading is more severe at night than in the daylight, in summer than in

winter. In the daylight, sunshine is good for air convection. In summer,

weather changes frequently. In sunny days without wind, atmosphere is non-uniform and atmosphere

subdivision easily forms and hardly clears. Multipath transmission often

occurs in such conditions. Fading is more severe along water route than land route, because both the

reflection coefficient of water surface and the atmosphere refraction

coefficient above water surface are bigger. Fading is more severe along plain route than mountain route, because

atmosphere subdivision often occurs over plain and the ground reflection

factor of the plain is bigger. Rain and fog weather causes much influence on high-frequency microwave.

  Summary

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Contents

4. Microwave Propagation and Anti-fading Technologies 4.1 Factors Affecting Electric Wave Propagation

4.2 Various Fading in Microwave Propagation

4.3 Anti-fading Technologies for Digital

Microwave

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Category Effect

Equipment level

countermeasure

Adaptive equalization Waveform distortion

Automatic transmit power control (ATPC)

Power reduction

Forward error correction (FEC)

Power reduction

System level countermeasu

re

Diversity receiving technology

Power reduction and waveform distortion

Anti-fading Technologies for Digital Microwave System (1)

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Signal frequency spectrum

Multipath fadingSlope equalization

Frequency spectrum after equalization

  The frequency domain equalization only equalizes the amplitude frequency response characteristics of the signal instead of the phase frequency spectrum characteristics. The circuit is simple.

  Frequency domain equalization

Anti-fading Technologies for Digital Microwave System (2)

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  Time domain equalization Time domain equalization directly counteracts the intersymbol interference.

Anti-fading Technologies for Digital Microwave System (3)

Before

… …T T T

After

C-n C0 Cn

Ts-Ts-2Ts Ts-Ts-2Ts

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Anti-fading Technologies for Digital Microwave System (4) Automatic transmit power control (ATPC)

Under normal propagation conditions, the output power of the transmitter

is always at a lower level, for example, 10 to 15 dB lower than the normal

level. When propagation fading occurs and the receiver detects that the

propagation fading is lower than the minimum received level specified by

ATPC, the RFCOH is used to let the transmitter to raise the transmit

power.

Working principle of ATPCModulatoModulato

rrTransmitteTransmitte

rr

ReceiverReceiverDemodulatDemodulatoror

ATPCATPC

ReceiverReceiver

ATPCATPC

TransmitteTransmitterr

ModulatoModulatorr

DemodulatDemodulatoror

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Anti-fading Technologies for Digital Microwave System (5)

ATPC: The output power of the transmitter automatically traces and changes

with the received level of the receiver within the control range of ATPC.

The time rate of severe propagation fading is usually small (<1%). After

ATPC is configured, the transmitter works at a power 10 to 15 dB lower than

the nominal power for over 99% of the time. In this way, adjacent channel

interference and power consumption can be reduced.

Effects of ATPC: Reduces the interference to adjacent systems and over-reach interference

Reduces DC power consumption

Reduces up fading

Improves residual BER

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Anti-fading Technologies for Digital Microwave System (6) ATPC adjustment process (gradual change)

ATPC dynamic range-72

-55

-45

-35

-25

102857545

31

21

Rece

ived le

vel (d

Bm

)

Link loss (dB)

High level

Low level

Tra

nsm

itter o

utp

ut le

vel (d

Bm

)

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Anti-fading Technologies for Digital Microwave System (7)

Cross-polarization interference cancellation (XPIC)

In microwave transmission,

XPIC is used to transmit two

different signals over one

frequency. The utilization ratio of

the frequency spectrum is

doubled. To avoid severe

interference between two

different polarized signals, the

interference compensation

technology must be used.

Frequency configuration of U6 GHz frequency band (ITU-R F.384-5)

30MHz 80MHz

60MHz

340 MHz

1 2 3 4 5 6 7 8

680MHz

V (H)

H (V)

1’ 2’ 3’ 4’ 5’ 6’ 7’ 8’

30MHz

80MHz 60MHz

340MHz

680 MHz

1 2 3 4 5 6 7 8

V (H)

H (V)

1X 2X 3X 4X 5X 6X 7X 8X

1’ 2’ 3’ 4’ 5’ 6’ 7’ 8’

1X’ 2X’ 3X' 4X’ 5X’ 6X’ 7X’ 8X’

Shape of waveguide interface

Ele

ctric field

dire

ction Horizontal

polarization

Vertical polarization

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Anti-fading Technologies for Digital Microwave System (8)

Diversity technologies

For diversity, two or multiple transmission paths are used to transmit the same

information and the receiver output signals are selected or composed, to reduce the effect of fading.

Diversity has the following types, space diversity, frequency diversity, polarization diversity, and angle diversity.

Space diversity and frequency diversity are more frequently used. Space diversity is economical and has a good effect. Frequency diversity is often applied to multi-channel systems as it requires a wide bandwidth. Usually, the system that has one standby channel is configured with frequency diversity.

Frequency diversity (FD)Space diversity (SD)

Hf1f1

f2f2

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Anti-fading Technologies for Digital Microwave System (9)

  Frequency diversity Signals at different frequencies have different fading characteristics. Accordingly, two or more microwave frequencies with certain frequency spacing to transmit and receive the same information which is then selected or composed, to reduce the influence of fading. This work mode is called frequency diversity. Advantages: The effect is obvious. Only one antenna is required. Disadvantages: The utilization ratio of frequency bands is low.

f1

f2

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Anti-fading Technologies for Digital Microwave System (10) Space diversity

Signals have different multipath effect over different paths and thus have different fading characteristics. Accordingly, two or more suites of antennas at different altitude levels to receive the signals at the same frequency which are composed or selected. This work mode is called space diversity. If there are n pairs of antennas, it is called n-fold diversity.

Advantages: The frequency resources are saved.

Disadvantages: The equipment is complicated, as two or more suites of antennas are required.

Antenna distance: As per experience, the distance between the diversity antennas is 100 to 200 times the wavelength in frequently used frequency bands. f1

f1

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Dh =(nl + l/2)d

2h1l: wavelengthd: path distanceh1: height of the antenna at the transmit end

h1

Tx

Rx

nl + l/

2Dh

d

Dh calculation in space diversity

Anti-fading Technologies for Digital Microwave System (11)

Approximately, Dh can be calculated according to this formula:

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  Apart from the anti-fading technologies introduced previously, here are two frequently used tips: Method I: Make use of some terrain and ground objects to block reflected waves.

Anti-fading Technologies for Digital Microwave System (12)

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  Method II: high and low antennas

Anti-fading Technologies for Digital Microwave System (13)

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Protection Modes of Digital Microwave Equipment (1)

With one hybrid coupler added between two ODUs and the antenna, the 1+1 HSB can be realized in the configuration of one antenna. Moreover, the FD technology can also be adopted.

The 1+1 HSB can also be realized in the configuration of two antennas. In this case, the FD and SD technologies can both be adopted, which improves the system availability.

Hybrid coupler

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N+1 (N≤3, 7, 11) Protection

In the following figure, Mn stands for the active channel and P stands for the standby channel. The active channel and the standby channel have their independent modulation/demodulation unit and signal transmitting /receiving unit.

When the fault or fading occurs in the active channel, the signal is switched to the standby channel. The channel backup is an inter-frequency backup. This protection mode (FD) is mainly used in the all indoor microwave equipment.

Products of different vendors support different specifications.

Protection Modes of Digital Microwave Equipment (2)

Switching control unit

Switching control unitRFSOH

PP

MM11

MM22

MM33

PP

MM11

MM22

MM33

chch11

chch22

chchPP

chch33

chch11

chch22

chchPP

chch33

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Protection Modes of Digital Microwave Equipment (3)

Configuration

Protection ModeRemark

sApplication

1+0 NP Non-protection Terminal of the network

1+1 FD Channel protection Inter-frequency Select the proper

mode depending on the geographical

condition and requirements of the

customer

1+1 SD Equipment protection and channel protection

Intra-frequency

1+1 FD+SD Equipment protection and channel protection

Inter-frequency

N+1 FD Equipment protection and channel protection

Inter-frequency

Large-capacity backbone network

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Questions

What factors can affect the microwave propagation?

What types of fading exists in the microwave propagation?

What are the two categories is the anti-fading technology?

What protection modes are available for the microwave?

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Summary Importance parameters affecting microwave propagation

Various factors affecting microwave propagation

Various fading types in the microwave propagation (free space

propagation fading, atmospheric absorption fading, rain or fog

scattering fading, K type fading, multipath fading, duct type fading, and

scintillation type fading)

Anti-fading technologies

Anti-fading measures adopted on the equipment: adaptive equalization,

ATPC, and XPIC

Anti-fading measures adopted in the system: FD and SD

Protection modes of the microwave equipment

Page 94: Digital microwave communication principles

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Contents

1. Digital Microwave Communication Overview

2. Digital Microwave Communication Equipment

3. Digital Microwave Networking and Application

4. Microwave Propagation and Anti-fading Technologies

5. Designing Microwave Transmission Links

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Contents

5. Designing Microwave Transmission Links 5.1 Basis of Designing a Microwave

Transmission Line

5.2 Procedures for Designing a Microwave

Transmission Line

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Requirement on the point-to-point line-of-sight communication

Objective of designing a microwave transmission line

Transmission clearance

Meanings of K value in the microwave transmission planning

Basis of Designing a Microwave Transmission Line

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Requirement on a Microwave Transmission Line  Because the microwave is a short wave and has weak ability of diffraction, the n

ormal communication can be realized in the line-of-sight transmission without obstacles.

Line propagation Irradiated waveAntenna

D

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In the microwave transmission, the transmit power is very small, only the antenna

in the accurate direction can realize the communication. For the communication of

long distance, use the antenna of greater diameter or increase the transmit power.

Requirement on a Microwave Transmission Line

3 dB

Direction demonstration of the microwave antenna

Microwave antenna

Half power angle of the microwave antenna

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k = 4/3

The first Fresnel zone

Objective of Designing a Microwave Transmission Line

In common geographical conditions, it is recommended that there be no obstacles within the first Fresnel zone if K is equal to 4/3.

When the microwave transmission line passes the water surface or the desert area, it is recommended that there are no obstacles within the first Fresnel zone if K is equal to 1.

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Diffraction

  The knife-edged obstacle blocks partial of the Fresnel zone. This also causes the diffraction of the microwave. Influenced by the two reasons, the level at the actual receive point must be lower than the free space level. The loss caused by the knife-edged obstacle is called additional loss.

Transmission Clearance (1)

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When the peak of the obstacle is in the line

connecting the transmit end and the receive

end, that is, the HC is equal to 0, the

additional loss is equal to 6 dB.

When the peak of the obstacle is above the

line connecting the transmit end and the

receive end, the additional loss is increased

greatly.

When the peak of the obstacle is below the

line connecting the transmit end the receive

end, the additional loss fluctuates around 0

dB. The transmission loss in the path and the

signal receiving level approach the values in

the free space transmission.

Transmission Clearance (2)

-24-26

-22-20-18-16

-14-12-10-8-6

-4

-20

42

-28

6

8

-2.5-2.0-1.5-1.0-0.5 0 0.51.0 1.52.02.5

Loss caused by block of knife-edged obstacle

HC/F1

Addit

ional lo

ss (

dB

)

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  Clearance calculation

h2

d1d2

dhb

hs

hc

h1

K

ddhb

210785.0

Calculation formula for path clearance

sbc hhd

dhdhh

1221

The value of clearance is required greater than that of the first Fresnel Zone’s radius.

Transmission Clearance (3)

stands for the projecting height of the earth.

bh

K stands for the atmosphere refraction factor.

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  To present the influence of various factors on microwave transmission, the field

strength fading factor V is introduced. The field strength fading factor V is defined as

the ratio of the combined field strength when the irradiated wave and the reflected

wave arrive at the receive point to the field strength when the irradiated wave arrive

s at the receive point in the free space transmission.

Transmission Clearance (4)

2

1

2

0

cos21F

h

E

EV ce

E

0E

: Combined field strength when the irradiated wave and reflected wave arrive at the receive point: Field strength when the irradiated wave arrives at the received point in the free space transmission

: Equivalent ground reflection factor

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  The relation of the V and can be represented by the curve in the figure on the right. In the case that Φ is equal to 1, with the influence of the earth considered, HC/F1 is equ

al to 0.577 when the signal receiving level is equal to the free space level the first time. In the case that Φ is smaller than 1, HC/F1 i

s approximately equal to 0.6 when the signal receiving level is equal to the free space level the first time. When the HC/F1 is equal to 0.577, the clear

ance is called the free space clearance, represented by H0 and expressed in the followin

g formula: H0 = 0.577F 1 = (λd1d2/d)1/2

Transmission Clearance (5)

-40

-35

-30

-25

-20

-15

-10

-5

0

5

10

φ=0.2

φ=0.5

φ=0.8

φ=1

V ( dB )

Relation curve of V and Hc/F1

HC/F1=N

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Meaning of K Value in Microwave Transmission Planning (1)

To make the clearance cost-effective and reasonable in the engineering,

the height of the antenna should be adjusted according to the following

requirements.

In the case that Φ is not greater than 0.5, that is, for the circuit that

passes the area of small ground reflection factor like the mountainous

area, city, and hilly area, to avoid over great diffraction, the height of

the antenna should be adjusted according to the following

requirements:

When K = 2/3, HC ≥ 0.3F1 (for common obstacles)

HC ≥ 0 (for knife-shaped obstacles)

The diffraction fading should not be greater than 8 dB in this case.

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Meaning of K Value in Microwave Transmission Planning (2)

In the case that Φ is greater than 0.7, that is, for the circuit that passes the area of great ground reflection factor like the plain area and water reticulation area, to avoid over great reflection fading, the height of the antenna should be adjusted according to the following requirements     

When K = 2/3, HC ≥ 0.3F1 (for common obstacles)     

HC ≥ 0 (for knife-edged obstacles)

   When K = 4/3, HC ≈ F1

   When K = ∞, HC ≤ 1.35F1 (The deep fading occurs when HC = 21/2 F1.) If these requirements cannot be met, change the height of the antenna or the route.

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Step 1 Determine the route according to the engineering

map.

Step 2 Select the site of the microwave station.

Step 3 Draw the cross-sectional chart of the terrain.

Step 4 Calculate the parameters for site construction.

Procedure for Designing a Microwave Transmission Line

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Procedure for Designing a Microwave Transmission Line (1)

We should select the area that rolls as much as possible, such as the hilly area. We should avoid passing the water surface and the flat and wide area that is not suitable for the transmission of the electric wave. In this way, the strong reflection signal and the accordingly caused deep fading can be avoided.

The line should avoid crossing through or penetrating into the mountainous area.

The line should go along with the railway, road and other areas with the convenient transportation.

Step 1 Determine the route according to engineering map.

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The distance between two sites should not be too long. The distance

between two relay stations should be equal, and each relay section

should have the proper clearance.

Select the Z route to avoid the over-reach interference. Avoid the interference from other radio services, such as the satellite

communication system, radar site, TV station, and broadcast station.

Step 2 Select the site of the microwave station.

Procedure for Designing a Microwave Transmission Line (2)

Over-reach interference

f1 f1 f1

f2 f2 f2The signal from the

first microwave station interferes

with the signal of the same frequency from the third

microwave station.

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Draw the cross-sectional chart of the terrain based on the data of each site.

Calculate the antenna height and transmission situation of each site. For the line that has strong reflection, adjust the mounting height of the antenna to block the reflected wave, or have the reflection point fall on the earth surface with small reflection factor.

Consider the path clearance. The clearance in the plain area should not be

over great, and that in the mountainous area should not be over small.

Step 3 Draw the cross-sectional chart of the terrain.

Procedure for Designing a Microwave Transmission Line (3)

Page 111: Digital microwave communication principles

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Calculate the terrain parameters when the route and the site are already determined.

Calculate the azimuth and the elevation angles of the antenna, distance between sites, free space transmission loss and receive level, rain fading index, line interruption probability, and allocated values and margin of the line index.

When the margin of the line index is eligible, plan the equipment and frequencies, make the approximate budget, and deliver the construction chart.

Step 4 Calculate the parameters for site construction.

Procedure for Designing a Microwave Transmission Line (4)

Input

Input

There is special network planning software, and the commonly used is CTE Pathloss.

Page 112: Digital microwave communication principles

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Questions

What are the requirements for microwave communication?

What is the goal of microwave design?

What extra factors should be taken into consideration for

microwave planning?

Can you tell the procedure for designing a microwave

transmission line?

Page 113: Digital microwave communication principles

Thank You

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