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Research proposal
The first step for being a researcher
Dr. Tarek Amin
Professor of Public HealthCairo University
Research proposal…Why?
Purpose of a proposal: The purpose of the proposal is to
help you (as student) to focus and define your research plans.
An indication to your faculty of your direction and discipline as a researcher.
They also help you to prepare your application to the Ethics Committee.
Why
Research proposals must address the following questions:
What you plan to accomplish? Why you want to do it? and How you are going to do it?
The proposal is expected to:1- Show that you are engaging in genuine enquiry;2- Link your proposed work with the work of others, 3- Proving you are acquainted with major schools of thought relevant to the topic;3- Establish a particular theoretical orientation;4- Establish your methodological approach, and5- Show you have thought about the ethical issues
Research proposal “contents”
Introduction and literature review
Research Question
Objectives
Hypothesis statement
Study Design &Setting
ResearchInstruments
Sampling Design and size
Data processing
ProposedChaptersof report
FINER
Variables definition OutcomePredictor
Literaturereview
Research design:functions
Theoretical and conceptual frame
SimpleSpecificIn advance
Validity and reliability of the research tools
Sampling theory and designs
Problems and limitations
Methods of dataProcessing: computers
and statistics
Principles of Scientific writing
Budget
Title/Topic
Ethical issues
Time frame
I- Title and topic
Concise and descriptive. Stated in terms of a functional
relationship indicating the independent and dependent variables.
If possible, think of an informative but catchy title that wins the reader's interest.
II- Introduction
The introduction typically begins with A. a general statement of the problem
area, withB. a focus on a specific research
problem, to be followed by C. the rationale or justification for the
proposed study.
The introduction generally covers the following elements:
State the research problem. Provide context and set stage for
research question (show its necessity and importance).
Present the rationale of study and clearly indicate why it is worth doing.
Describe major issues and sub-problems to be addressed by your research.
Identify the key independent and dependent variables.
State your hypothesis, if any.
Structure of The introduction section
A good introduction has the following elements: (a) a general description and the background of the
problem to be researched; (b) relevant factors influencing the research problem;(c) the state of knowledge relevant to the research
problem as given in the literature; (d) the relevance of your own research; (e) a problem definition or research question and, if
applicable, the expected outcome or hypotheses. The order in which to include these elements is not fixed,
particularly the order of elements b through d. If you use new concepts that are not generally known, you must explain them.
III- Research question: Characteristics of a good research question
“FINER Criteria”.
Feasible
Interesting
Novel
EthicalRelevant
Adequate number of subjects.Adequate technical expertiseAffordable in time and money
Manageable in scopeTo the investigator
Confirms or refuses previous findingsExtends previous findings
Provides new findings
To scientific knowledgeTo clinical and health policy
To future research directions
In Saudi Arabia, reliable studies that tackle the prevalence and pattern of refractive errors among primary school children are scarce, with varied results due to inconsistency in the cutoff used for errors definition form 23% in the high altitude Abha city (Abolfotouh et al.,1993) to 10.7% among pre-school children in Jeddah city at sea level (Wedad et al., 2002). Moreover, the Saudischool health services provided by Ministry of Education do not include adequate vision screening facilities (Wedad et al., 2002). In accordance with WHO’s global initiative “Vision 2020” The right to sight(http://www.vision2020.org/main.cfm?type=WHATVISION2020), a professional based (optometry) screening program for all school-aged children is recommended to provide an early detection and initiate early treatment.The objective of the this study was determine the prevalence and pattern of refractive errors among primary school children in the age group of 6-14 years of both sexes in Al Hassa, Eastern Province, Saudi Arabia.
To address the existing gap in the literature on smoking among adolescents we have tested the following hypotheses: First, older male adolescents are more likely to smoke tobacco than younger and female adolescents. Second, smoking among close relatives (environmental tobacco exposure) and friends (peer pressure) would increase the likelihood (risk) of being current smoker. Finally, certainmotives (socializing, imitation, outing, rather than relieve of stress and pleasure) and the presence of depressive and/or anxiety disorders may represent potential predictors for the current smoking status among adolescents. To the best of theauthors’ knowledge, there are no previous studies in Saudi Arabia that address the psychosocial predictors of smoking status among this age group. In this study, we attempted to provide baseline information on the psychosocial determinantsand prevalence of smoking among adolescents in secondary schools in Al Hassa, KSA, for proper design of practical and effective intervention strategy.
Sometimes the literature review is incorporated into the introduction section.
IV-Literature Review:
Literature review (functions)
Ensures that you are not "reinventing the wheel". Gives credits to those who have laid the
groundwork. Demonstrates your knowledge of the research
problem. Demonstrates your understanding of the
theoretical and research issues related. Shows your ability to critically evaluate relevant
literature information. Indicates your ability to integrate and synthesize
the existing literature. Convincing that proposed research will make a
significant and substantial contribution to the literature.
In Saudi Arabia there has been a considerable change in the pattern of breastfeeding in recent decades due to population transition as a result of advancements in socioeconomic status.7 Breastfeeding in Saudi Arabia has been customary;8 its duration used to exceed the age of 24 months, and solid food would be introduced as late as 12–18 months and complementary to breastfeeding.9 Studies from Saudi Arabia have recorded a progressive decline in breastfeeding practice and duration, especially among young mothers in urban areas,10–12 with early introduction of bottle feeding12,13 and earlier introduction of solid foods.14
The initiation and duration of breastfeeding depend on several determinants, namely, socio-demographic, psychosocial, biomedical, and healthcare-related factors, community attributes, and public policy;15 however, the importance of these factors varies across countries and over time. Few studies14–16 have addressed factors related to initiation and exclusivity of breastfeeding in Saudi Arabia with inherent faults either in samples studied of purely urban mothers14 or using different cutoffs for exclusive breastfeeding.16
Your research competence will be questioned if any of the below applies to
your proposal. Lacking organization and structure Lacking focus, unity and coherence Being repetitive and verbose Failing to cite influential papers Failing to keep up with recent
developments Failing to critically evaluate cited papers Citing irrelevant or trivial references
Organize your literature review
Subheadings to bring order and coherence.
Keep in mind that you are telling a story.
V-Methods: Tells how you plan to tackle the research
problem. Describe the activities necessary for the
completion of your project. Contains sufficient information for the reader to
determine whether the methodology is sound. Should contain sufficient details for another
qualified researcher to implement the study. Demonstrates that “your approach is the most
appropriate and most valid”.
Instructions for writing the Method section
Methodological elements are described
precisely and accurately. Unlike the Introduction, the Method
section is divided into subsections. Each methodological element is described in a separate subsection with its own heading.
Elements of the Method Section
1- Research design (s): this element describes the design - the 'format' - of the study.
Contains information about the
measurements, the test subjects and - if applicable - the period covered by the data.
Elements of methods section
2- Procedure: Describes how the research will be conducted and includes the steps taken to implement the research design, such as the recruitment of test subjects.
Elements of Methods section
3-Research population: Accurate description of the research population (the sample).
Such a sample may involve highly
diverse entities: material (e.g. contact lenses), cells, animals, patients, healthy persons, physicians, and so on.
Elements of methods section
4- Materials: Describes the material collected (the variables included).
Only describe the data that was used to answer your research questions.
Use headings and subheadings to structure the information, so that the reader quickly gets the picture.
Types of sampling
Random/probability Non-random/probability Mixed sampling
Simple Stratified
Proportionate
Disproportionate
Cluster
Single
Double stage
Multi-stage
Quota
Accidental
Judgmental
Snowball
Systematicsampling
Types of study design (I)
Prospective
Cla
ssifica
tion
base
Stu
dy
desig
ns
Number of contacts Reference period Nature of investigation
One Two Three or more
Cross-sectionalStudies
Before and after studies
LongitudinalStudies
Retrospective
RetrospectiveProspective
Experimental
Non-experimental
Semi-experimental
Did the investigator assign exposure “intervention?”
Experimental study Observational study
Random allocation? Comparison group?
Yes No
Randomized Controlled Trial RCT
Non-RandomizedControlled
trial
NoYes
Analytical study
Direction?
Descriptive study
Yes No
Cohort study
Case-controlstudy Cross-sectional
study
Exposure and outcome at the same time
Exposure ←outcomeExposure →outcome
Research designs (II)
Case reportCase series
Ecological
Methods of data collection
Secondary Sources
Primary Sources
Documents
oGovt publicationsoEarlier researchoCensusoPersonal recordsoClient historiesoService records
Observation
Participant
Non-participant
Interviewing
Structured
Unstructured
Questionnaire
Mailed
Collective
Animals/Lab.
Disease-free
Dis
eased
Population
Diseased (cases)
Disease-free(controls)
Exposed to factor(a)
Unexposed to factor(b)
Unexposed to factor(d)
Exposed to factor(c)
Sam
ple
Trace Present time
Starting pointPast time
Basic structure of case-control design
The O
dds “ch
ance
of e
xposu
re
Is calcu
late
d b
etw
een b
oth
gro
ups
Calculate the difference in Odds for the included exposures for comparison.
Calculate the difference in Odds for the included exposures for comparison.
Cohort
Incidence of cancer lung
Incidence of cancer lung
The control group design“the control experimental design”
Study population
Study population
Study population
Study population
Intervention arm
No intervention
Experimental group
Control group
Independent variable
Baseline Data
Measuring dependent variables
“outcome”
The chief objective of the control group is to quantify the impact of extraneous factors“possible confounders”, which help to ascertain the impact of the intervention only.
The placebo design
ExperimentalGroup
Placebo Group
Control Group
ExperimentalGroup
Treatment+
Placebo
Control Group
Placebo Group
Treatment Outcome
Treatment+Confounders
Confounders
Placebo
Treatment
Control
Placebo
Treatment/placebo/confounders
Placebo/confounders
Confounders
(-)
(-)
Type of study
Timing Form Action in past time
Action in present
time
Action in future time
Typical uses
Cross-sectional
Repeated cross-
sectional
Cohort
Case-control
C.T
Cross-sectional
Cross-sectional
Longitudinal(prospective)
Longitudinal(retrospectiv
e)
Longitudinal(prospective)
Observational
Observational
Observational
Observational
Experimental
Prevalence estimatesReference rangeCurrent health status
Changes over time
Prognosis and natural history Etiology
Etiology particularly for rare diseases
Clinical trials to assess therapyTrials to assess preventive measuresLab. experiments
Collect All
information
Define cohort and assess
risk factors
Observe outcome
Collect All
information
Define casesand controls
(outcome)
Collect All
information
Collect All
information
Assess Risk
factors
Observeoutcome
Apply intervention
follow
trace
Phases and indications of basic study designs
follow
Summary: For quantitative studies, the method
section typically consists: Design: What kind of design do you choose? Subjects or participants: Who will take part in your study ? What kind of sampling procedure do you use? Instruments: What kind of measuring instruments do you use? Why do you choose them? Are they valid and reliable? Procedure: How do you plan to carry out your study? What activities are involved? How long will it take?
04/10/23 Dr. Tarek Tawfik 36
VI- Statistical analysis Data analysis was carried out using SPSS 16.0 (SPSS Inc,
Chicago, IL, U.S.A). For categorical data, frequency, proportions and percentage
were used for reporting, Chi square, Z test and Chi square for trend were used for comparison.
Major osteoporotic and hip fractures probabilities were reported using the mean percentage and the range. For continuous data mean, standard deviation, and median were used to express the results, t-test and Mann Whitney test were used for comparison.
Multivariate logistic regression model was generated to determine the possible predictors for receiving osteoporosis screening (BMD) (dependent variable) by inclusion of significant potential independent variables revealed form univariate analysis. Logistic regression analysis was carried out for the subset of population including only women and men aged ≥ 60 (individuals for whom screening is recommended).
P value of ≤ 0.05 was considered significant.
VII- Results:
Obviously you do not have results at the proposal stage.
However, you need to have some idea about what kind of data will be collected, and what statistical procedures will be used to answer your research question or test you hypothesis.
VIII- Discussion:
1. The potential impact of your proposed research.
2. Enthusiasm and confidence without exaggerating the merits of your proposal.
3. Mention the possible limitations and weaknesses of the proposed research, and try to justify them.
04/10/23 Dr. Tarek Tawfik 39
IX- References
Common Mistakes in Proposal Writing 1. Failure to provide the proper context to frame
research question.2. Failure to cite landmark studies.3. Failure to accurately present the theoretical and
empirical contributions by other researchers.4. Failure to stay focused on the research question.5. Failure to develop a coherent and persuasive
argument for the proposed research.6. Too much detail on minor issues, but not enough
detail on major issues.7. Too much rambling 8. Too many citation lapses and incorrect references.9. Too long or too short.10. Failing to follow the APA style (sometimes).11. Slopping writing.
Research questionsSignificance (background)Design time frame epidemiologic approachSubjects selection criteria sampling designVariables predictor variables confounding outcome variablesStatistical issues hypotheses sample size analytic approach
What questions will the study address?Why are these questions important?How is the study structured?
Who are the subjects and how will they be selected?
What measurements will be made?
How large is the study and how will it be analyzed?
Elements of protocol Purpose
Thank you