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Journal of Structural Engineering Vol.61A (March 2015) JSCE Aerothermal simulation and power potential of a solar updraft power plant Hadyan Hafizh*, Hiromichi Shirato** * Graduate Student, Dept. of Civil and Earth Resources Eng., Kyoto University, Katsura Campus C-1-3, Kyoto 615-8540 ** Professor, Dept. of Civil and Earth Resources Eng., Kyoto University, Katsura Campus C-1-3, Kyoto 615-8540 [email protected] In this paper we develop a theoretical model for calculating the steady inviscid flow subjected to solar radiation at the collector of a solar updraft power plant. The result was a set of nonlinear equation describing the transformation of the solar radiation into heat-flux of the collector airflow. Iterative scheme was employed in order to solve the equation for mass flow rate and temperatures, for which computer codes were developed. A comparison of simulation results with the Manzanares prototype experimental data was performed; demonstrating good agreement between the two. Computed power for selected locations in Japan was also demonstrated for potential application of a solar updraft power plant. Keywords: solar updraft power plant, aerothermal simulation, mathematical modeling 1. INTRODUCTION An innovative design with old technology device to harness the energy from solar radiation has been introduced through the successful prototype project commissioned by the Minister of Research and Technology of the Federal Republic of Germany at Manzanares Spain. This device called the solar updraft power plant (SUPP) or some researcher labeled it as the solar chimney. The design and concept is attractive since it require renewable source of energy therefore it is believed to be one of the clean and safe future power plant. The prototype has 194.6 meter (m) of tower height with diameter of 10.16 m, and the collector has 244 m mean diameter covered by different types of film-PVC with thickness of 0.1 mm. The collector canopy was installed 2 m from the ground level. To extract the kinetic energy from the updraft flow, 4-blade vertical-axis wind turbine was placed at a height of 9 m from the ground level and has 5 m of blade radius. With this configuration, the prototype was able to produce 50 kilowatt of peak power 1) . Basic idea of the SUPP is not entirely new since it is a combination of three old technologies which are solar air collector, chimney/tower, and wind turbine. The original idea in order to harness the solar energy is by making use of the greenhouse effect produced by the solar collector. Moreover, the tower and the wind turbine were combined in an uncomplicated system. The solar collector is composed by translucent covers which allow the penetration of the electromagnetic wave from the sun and simultaneously blocks the thermal radiation (infrared wavelength). These mechanisms increase the internal energy of the airflow and making the temperature larger than the ambient. The hot air rises towards the tower due to buoyancy effects and creates the updraft flow. A wind turbine is placed at the base of the tower to convert kinetic energy from the updraft flow into electrical energy. The whole process can be sustained as long as there is a temperature differences between the airflow inside the SUPP and the ambient air. The efficiency is low due to conversion of thermal energy into pressure energy. In other words, the high heat content (associated with high energy) within the air is only used to create the necessary drive for the updraft flow. According to Haaf 2) the low efficiency is tolerated since it involves extremely low costs and simplicity in the construction and operation. In the interest of increasing the system’s efficiency, it is necessary to gain a comprehensive understanding of the airflow aerothermodynamics. Thus the analysis presented herein focuses on the mathematical model of collector airflow subjected to solar radiation. Transformation of solar radiation into airflow heat-flux will be modeled as well as extraction of kinetic energy from the updraft flow. In addition, the effect of geometry to the performance and mechanical power produced by SUPP are discussed through numerical simulation. Finally, application of SUPP is demonstrated for selected area in Japan.

Aerothermal simulation and power potential of a solar updraft power plant

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Journal of Structural Engineering Vol.61A (March 2015) JSCE

Aerothermal simulation and power potential of a solar updraft power plant

Hadyan Hafizh*, Hiromichi Shirato**

* Graduate Student, Dept. of Civil and Earth Resources Eng., Kyoto University, Katsura Campus C-1-3, Kyoto 615-8540

** Professor, Dept. of Civil and Earth Resources Eng., Kyoto University, Katsura Campus C-1-3, Kyoto 615-8540

[email protected]

In this paper we develop a theoretical model for calculating the steady inviscid flow

subjected to solar radiation at the collector of a solar updraft power plant. The result was a set

of nonlinear equation describing the transformation of the solar radiation into heat-flux of the

collector airflow. Iterative scheme was employed in order to solve the equation for mass flow

rate and temperatures, for which computer codes were developed. A comparison of

simulation results with the Manzanares prototype experimental data was performed;

demonstrating good agreement between the two. Computed power for selected locations in

Japan was also demonstrated for potential application of a solar updraft power plant.

Keywords: solar updraft power plant, aerothermal simulation, mathematical modeling

1. INTRODUCTION

An innovative design with old technology device to harness

the energy from solar radiation has been introduced through the

successful prototype project commissioned by the Minister of

Research and Technology of the Federal Republic of Germany at

Manzanares Spain. This device called the solar updraft power

plant (SUPP) or some researcher labeled it as the solar chimney.

The design and concept is attractive since it require renewable

source of energy therefore it is believed to be one of the clean and

safe future power plant.

The prototype has 194.6 meter (m) of tower height with

diameter of 10.16 m, and the collector has 244 m mean diameter

covered by different types of film-PVC with thickness of 0.1 mm.

The collector canopy was installed 2 m from the ground level. To

extract the kinetic energy from the updraft flow, 4-blade

vertical-axis wind turbine was placed at a height of 9 m from the

ground level and has 5 m of blade radius. With this configuration,

the prototype was able to produce 50 kilowatt of peak power1).

Basic idea of the SUPP is not entirely new since it is a

combination of three old technologies which are solar air

collector, chimney/tower, and wind turbine. The original idea in

order to harness the solar energy is by making use of the

greenhouse effect produced by the solar collector. Moreover, the

tower and the wind turbine were combined in an uncomplicated

system. The solar collector is composed by translucent covers

which allow the penetration of the electromagnetic wave from

the sun and simultaneously blocks the thermal radiation (infrared

wavelength). These mechanisms increase the internal energy of

the airflow and making the temperature larger than the ambient.

The hot air rises towards the tower due to buoyancy effects and

creates the updraft flow. A wind turbine is placed at the base of

the tower to convert kinetic energy from the updraft flow into

electrical energy. The whole process can be sustained as long as

there is a temperature differences between the airflow inside the

SUPP and the ambient air. The efficiency is low due to

conversion of thermal energy into pressure energy. In other

words, the high heat content (associated with high energy) within

the air is only used to create the necessary drive for the updraft

flow. According to Haaf2) the low efficiency is tolerated since it

involves extremely low costs and simplicity in the construction

and operation.

In the interest of increasing the system’s efficiency, it is

necessary to gain a comprehensive understanding of the airflow

aerothermodynamics. Thus the analysis presented herein focuses

on the mathematical model of collector airflow subjected to solar

radiation. Transformation of solar radiation into airflow heat-flux

will be modeled as well as extraction of kinetic energy from the

updraft flow. In addition, the effect of geometry to the

performance and mechanical power produced by SUPP are

discussed through numerical simulation. Finally, application of

SUPP is demonstrated for selected area in Japan.

2. MODELING

Mathematical model of SUPP shown in Fig. 1 as illustration

of the Manzanares prototype model is obtained by invoking the

principle of mass, momentum, and energy conservation. The

complete sets of governing equations are written in form of

differential equation as follows

Conservation of mass

Conservation of momentum

Conservation of energy

State equation

where represent the net body force per unit mass

exerted on the airflow e.g. gravity forces while

denotes the proper form of the viscous shear stress for each

component of spatial coordinate system .

Basically, there are four physical parameters needs to be

solved. They are density, velocity, pressure, and temperature. All

the physical parameter can be solved simultaneously with

addition of a state equation. Ideal gas model is selected as the

state equation which relates the temperature, density, and

pressure. The governing equation is often solved numerically

with help of the available computational fluid dynamics (CFD)

software. However, description of the nonlinear radiation

problem in most CFD solvers is difficult to trace, for example

transformation of solar radiation into thermal energy in form of

collector airflow heat-flux. Thus, we need a set of traceable

model which has capability to describe the transformation of

energy from solar radiation to thermal energy of collector airflow.

This model can be categorized from the simplest form which has

many assumptions and often far from the real condition to a

sophisticated model which employ fewer assumptions.

Despite of their limitation, these solvers are able to provide a

useful insight concerning the complex heat transfer phenomena at

the collector and often help engineers during conceptual and

preliminary design phase. Tractability of CFD radiation model,

motivate us to develop a solver which able to compute the

amount of heat-flux contained in airflow as a result of conversion

of solar radiation to thermal energy. Such solvers with their own

advantageous and limitation has also been developed by previous

researchers. Therefore it is necessary to summarize the previous

work as initial guidance in developing the mathematical model.

Nomenclature Greek Symbols

area [m2] absorptivity coefficient

specific heat capacity [J/kg K] thermal expansion coefficient [1/K]

specific internal energy [J/kg] gradient operator

the proper form of body force per unit mass [N/kg] difference operator

the proper form of the viscous shear stress [N/m3] emissivity coefficient

mass flow rate [kg/s] density [kg/m3]

pressure [N/m2] Stefan-Boltzmann constant [W/m2 K4]

r radial coordinate [m] transmissivity coefficient

rate of heat flux transferred to the airflow [W/m2]

the proper form of rate of volumetric heat addition Subscripts

per unit mass [W/kg] component of spatial coordinate system

the proper form of rate of heat due to viscous ambient air

effects [W/m3] airflow

ideal gas constant [J/kg K] cover

s spatial coordinate system [m] ambient ground

t time [s] ground

temperature [K] col collector

thrust force [N] rot rotor

velocity in scalar form [m/s] tow tower

velocity in vector form [m/s]

the proper form of rate of work done due to viscous Accents

effects [W/m3] vector

z axial coordinate [m] rate of change with respect to time

Fig.1 Illustration of a solar updraft power plant

2.1 Review of the mathematical model

Uncomplicated model based on the simplified governing

equations were proposed by Pastohr et al.3) which served the

purpose for comparison and parameter studies. They also make

use of CFD software (FLUENT) as basis of their numerical work.

The authors realized that the description of the operation mode

and efficiency has to be improved. Therefore they have carried

out an analysis to improve this issue. A pressure jump model was

selected in order to model the turbine. An iterative process was

followed thereafter. However, such scheme was reported to be

very time consuming. Therefore, they decided to use the Betz

power limit as pressure jump model at the turbine section.

Numerical simulation by Pastohr does not include radiation

model in their computation. Hence, the temperature of cover

surface and ground surface was assumed and treated as constant

value over the collector. In order to improve this numerical model,

Sangi et al.4) computes the temperature of cover, airflow, and

ground surface as function of collector radius. Thus, these

temperatures would serve as boundary condition in their CFD

simulation. Their numerical work was also based on CFD

software FLUENT. The authors not only conducted a numerical

simulation, but also utilized simple model as proposed by Pastohr.

Moreover, they also included the pressure model which was

solved via iterative scheme. Results from theoretical model with

inclusion of friction and numerical simulation were reported to be

consistent with the experimental data of the Manzanares

prototype.

A more sophisticated theoretical model was introduced by

Bernardes5) and Pretorius

6). Works by these two researchers were

mainly focused on the development of theoretical model and

numerical simulation of a solar updraft power plant. Significant

differences between the developed theoretical models are comes

from the applied heat transfer coefficients. Bernardes works

employ various heat transfer coefficients which most of them are

available in the heat transfer textbooks. As for Pretorius works,

the heat transfer coefficients were based on their recent

measurement. Moreover, these two authors collaborate in order

to compare their numerical simulation. Results of this

comparison have been reported in Bernardes et al.7)

and it was

found that both of theoretical model use different heat transfer

coefficients and had practically similar governing equations. In

terms of mechanical power and mass flow rate, these two

schemes agreed well. In conclusion, different theoretical model

and numerical scheme could produce similar results and hence

allowing a comparative study to be conducted.

A transient simulation under non-steady condition was

carried out by Hurtado et al.8) with CFD program

ANSYS-FLUENT as their basis computation. In order to take

into account of the ambient conditions, soil properties, cover

collector, and wind turbine behavior, the author has written series

of subroutines own programming language to be implemented in

the FLUENT’s User-Defined Function. This scheme is

interesting in particular since it altered the user-defined function

rather than let the CFD solver solve for all the physical

parameters. A recent publication made by Guo et al.9) also put

effort on the numerical simulation based on CFD program

FLUENT. Different with previous work with FLUENT, the solar

ray-tracing model provided by FLUENT has been implemented.

The ray-tracing model was used to calculate the effect of solar

radiation to the computational domain. This numerical work was

carried out for 3-D simulation since solar load available only for

3-D simulation. The author validated their numerical scheme

with the result of Manzanares data.

2.2 Mathematical Model of Solar Collector

Mathematical model for solar collector is evaluated from the

governing equations by choosing a suitable coordinate system

and employing several assumptions. The cylindrical coordinate

was chosen as the spatial coordinate system and the collector

airflow was modeled as inviscid and incompressible flow for

steady condition. Moreover, it was evaluated for one dimensional

case (axisymmetric flow). Transformation of solar radiation into

collector airflow heat-flux was modeled by evaluating the energy

balance at the cover surface, airflow, and the ground surface.

These assumptions have been made in order to simplify the

analysis of fluid part without simplifying the heat transfer part.

Applying the previous assumptions, the mass, momentum,

and energy conservation becomes

where and are radial air velocity and pressure at the

radial location in cylindrical coordinate system, an is

defined as the rate of heat flux transferred to the airflow.

Collector radius [rcol] = 122 m

Tower height [htow] = 194.6 m

Tower diameter [dtow] = 10.16 m

Solar tower

Solar collector

Wind turbine

Collector height [hcol] = 2 m

s3

z

r

s1

s2 θ

Eq. (1) – Eq. (3) have been simplified into Eq. (5) – Eq. (7)

for one dimensional, steady and inviscid flow which implies that

the gradient only in the radial direction, , and all

viscous terms are also becomes zero. We consider body forces

only applied in the tower airflow, thus . In addition,

we express in Eq. (3). Therefore, the

theoretical solutions of these equations can be derived as follows.

(1) Velocity Equation

We express the continuity equation i.e. Eq. (5) in terms of

mass flow rate as below

The collector system can be viewed as two parallel large

disks with fluid flowing in between. Moreover, the radial velocity

must be normal to the area of collector . Therefore the

radial fluid area can be written as and the

velocity profile in the radial direction is obtained as

Providing the value of and , the radial velocity for

a chosen geometry can be computed as shown in Fig. 2. From

Fig. 2 we can observe that the velocity is increasing from the

outer collector into the inner collector. It has dramatic increase of

velocity when they about to reach the center of collector.

(2) Pressure Equation

In order to obtain the profile of air pressure along the

collector, we have to convert the partial derivatives terms in Eq.

(6) into exact derivative form. Multiplying both sides of Eq. (6)

with and integrate them along the radius, yields

The above relationship is valid if the pressure and velocity are

function of collector radius only. The result of integration is

written in form of mass flow rate as

The static pressure was computed for selected value of mass

flow rate as shown in Fig. 3. From Fig. 3 we witness that the

static pressure is decreasing along the collector and drops when it

reached the center of the solar collector. Decreasing of static

pressure indicates that the dynamic pressure is increasing towards

the center of collector. It also implies that the velocity is

increasing toward the center and gives consistent result from

previous evaluation.

Fig.2 Radial air velocity for selected value of mass flow rate

Fig.3 Radial air pressure for selected value of mass flow rate

(3) Temperature Equation

It is useful to develop the concept of thermal resistance and

power balance for a solar collector to simplify the mathematics.

Consider the thermal network model for single cover of SUPP

system in Fig. 4.

Fig.4 Thermal network model for solar collector

0 20 40 60 80 100 120

100

101

Flow direction | Collector radius [m]

Velocity [m

/s]

dm/dt=1800 kg/s

dm/dt=1400 kg/s

dm/dt=1000 kg/s

dm/dt=600 kg/s

dm/dt=200 kg/s

0 20 40 60 80 100 120

-105

-100

-10-5

-10-10

-10-15

Flow direction | Collector radius [m]

-p

static [Pa]

dm/dt=1800 kg/s

dm/dt=1400 kg/s

dm/dt=1000 kg/s

dm/dt=600 kg/s

dm/dt=200 kg/s

Prior to Fig. 4, the heat balance equation can be established

for each evaluation points as follows

Cover surface

Collector airflow

Ground surface

The various heat transfer coefficients are defined as follows.

are the convection

heat transfer coefficients between cover and ambient air, between

cover and collector airflow, and between collector airflow and

ground respectively.

and

are the radiation heat transfer between cover

and sky, between ground and cover, and conduction heat transfer

between ground surface and ground at infinity respectively. is

denoted as Irradiance and are the

cover and ground absorptivity and cover transmissivity

respectively.

The objective was to solve the heat balance equation for

temperatures along the collector. In this equation we define three

unknown parameters which are temperature of cover ,

temperature of air , and temperature of ground . The rest

parameters are known such as Irradiance and ambient

temperature; they can be retrieved from daily or monthly

meteorological data. The sky temperature can be obtained as

function of ambient temperature as shown by Swinbank10)

.

Information concerning the optical properties of cover and

ground surfaces are widely available and their values depend on

the type of materials. As for the amount of heat transferred to the

airflow , we can access it through evaluation of Eq. (7). We

define this equation as the heat transport equation. Multiply both

sides of Eq. (7) with and integrate along the collector. The

heat transport equation becomes

In consideration of axisymmetric flow, Eq. (15) has been

multiply by . The letter and denotes the collector

height position. Furthermore, at the edge of collector the airflow

temperature is equal to the ambient air temperature. Substitute

this boundary condition we obtain

Fig.5 Radial air temperature for selected value of rate of heat-flux

Eq. (16) is solution of heat transport equation for air

temperature along the collector and its graphical solution is

presented in Fig. 5. Computation of Fig. 5 was conducted for

Manzanares geometry with prescribed mass flow rate and rate of

heat-flux. From this simple model we are able to obtain an initial

prediction of the temperature profile along the collector.

In order to conduct a more refine prediction of the airflow

temperature, we should take into account the convection heat

transfer process inside the solar collector. Therefore, our next

evaluation is about the heat balance equation. By evaluating this

equation, the process of energy transformation from solar

radiation into heat gain by the fluid can be explained. However,

our heat balance equation consists of three couple equations

which must be solved simultaneously for three temperatures i.e.

cover, air, and ground. Nevertheless, we can simplify our model

in order to obtain an initial prediction by assuming the cover, and

ground temperature as constant value. Thus, we only need one

equation which is Eq. (13). The convection heat transfer

coefficients hold a constant value along the radius and

was selected to be 50 W/m K, together with the specific heat

constant 1007 J/kg K. With these assumptions, we solve

the equation for temperature profile in radial direction by

substituting as boundary condition. It gives

where

Eq. (17) is solution of heat balance equation coupled with

heat transport equation and its graphical presentation is shown in

Fig. 6. Temperature profile in Fig.6 was also computed for

Manzanares geometry.

0 20 40 60 80 100 120

25

30

35

40

45

50

55

60

65

Flow direction | Collector radius [m]

Tem

peratu

re [0

C]

dq/dt=200 W/m2

dq/dt=400 W/m2

dq/dt=600 W/m2

dq/dt=800 W/m2

dq/dt=1000 W/m2

Fig.6 Radial air temperature for selected value of and

Temperatures of ground in Fig. 6 are always bigger than

temperature of cover since the ground absorbs more heat

from solar radiation than the cover. Values of and can be

arbitrarily selected as long as . In this work they have

been selected with constant difference for the sake of simulation.

Note the similarity of Eq. (16) and Eq. (17). The amount of

heat-flux which comes from solar radiation in Eq. (16) now has

been transformed to the airflow temperature via convection

process from the cover and ground surfaces. Despite its

simplicity, this model is able to provide useful information that

gives us knowledge about temperature profile along the collector.

However, this model is considered as a rough approximation. In

order to obtain more detail solution, we should evaluate all the

heat balance equation together with the heat transport equation.

Write Eq. (12), Eq. (13), and Eq. (14) in form of matrix and

define as temperature matrix, as heat flux matrix, and

as heat transfer coefficients matrix, we obtain

We might want to solve this equation immediately if matrix

is invertible. Such that . However, this

scheme is not complete. If we evaluate the expression of each

heat transfer coefficients, we would found that most of them are

function of the unknown parameters i.e. temperature of the cover,

air, and ground. The heat transfer coefficient and heat flux

matrices contain the unknown parameters as well. Directly

solving the matrix equation using inversion scheme would not

gives us a correct result. Thus we should look into the iterative

scheme and it is described in the aerothermal simulation section

of this paper.

2.3 Mathematical Model of Wind Turbine

A single wind turbine as shown in Fig. 7 has been selected to

be placed at the center of collector although SUPP often has more

than one turbine. Fig. 7 shows a stream-tube model for energy

extraction and the general device that represents this task is called

an actuator disk.

Fig.7 Stream-tube model for energy extraction by wind turbine

Generalized actuator disk theory was implemented in order to

describe the extraction of kinetic energy from the updraft flow.

During extraction of kinetic energy by wind turbine, flow at the

upstream of wind turbine experienced a “suction” force. This

force is best described as thrust (not to be confused with the

temperature ). Thrust can be described in terms of dynamic

pressure, rotor swept area , and coefficient of thrust .

Moreover, it can also be expressed as force acting on wind

turbine blades due to the pressure difference. Therefore, at any

plane of area within the control volume where there is

pressure difference associated with energy extraction, the Thrust

is written as

where and inflow coefficient with and without energy

extraction are given by Jamieson11)

as below

The air velocity at the rotor disc is expressed as

Therefore, we can write the above equations to obtain the

pressure drop across the rotor blades in terms of , such that

Fig. 8 presents the result of simulated pressure drop across the

rotor blade , where this physical quantity is shown in Fig.

7. Fig. 8 also demonstrates that low and small would not

give us an appreciable pressure drop.

0 20 40 60 80 100 120

25

30

35

40

45

50

55

60

65

Flow direction | Collector radius [m]

Tem

peratu

re [0C

]

Tc=400C & Tg=60

0C

Tc=450C & Tg=65

0C

Tc=500C & Tg=70

0C

Tc=550C & Tg=75

0C

Tc=600C & Tg=80

0C

Rotor region

Tower region

Collector region

Fig.8 Effects of mass flow rate and to the pressure drop

Effect of pressure drop across the rotor blade to the amount of

power extracted by wind turbine is described by the following

equation

Pressure drops implicitly affects the mechanical power

through the thrust force. Since the thrust force is depends on the

thrust coefficient (beside the dynamic pressure), thus we should

expect large thrust coefficient will result in large mechanical

power. Following our previous analysis, we should transform Eq.

(23) in terms of mass flow rate. We have a relation between

power coefficient and thrust coefficient. Upon substituting

this relation, it results in Eq. (24). Fig. 9 demonstrates the effect of

thrust and inflow coefficient to the mechanical power extracted

by wind turbine.

where is rotor blade radius and .

Fig.9 Effects of inflow coefficient and to the power

2.4 Mathematical Model of Solar Tower

Recall the governing equation for momentum i.e. Eq. (2) and

write the equation for axial direction ( as axial coordinate) with

inclusion of body force in form of gravity force and exclude

viscous force. The result is

where and z are airflow velocity through updraft

tower, density of airflow, pressure of airflow without energy

extraction ( in Fig. 7 is pressure of airflow with energy

extraction), acceleration of gravity, and axial direction of the

updraft tower.

In the present study, the approach for velocity analysis was

based on free convection process. Moreover, we employ the

Boussinesq model to our fluid in order to account for the effect of

variable density, only in the buoyancy forces. Substitute the

Boussinesq model into momentum equation we obtain

In order to integrate the equation along the solar tower height

( ), we should convert the partial derivative operator to the

exact derivative form. Multiply both sides of momentum

equation with results in

The left hand side of Eq. (27) represents the inertia force at

the collector region, and it is balanced with the buoyancy force at

the tower region. At this point, we can observe that the buoyancy

force provides the necessary condition to make the air start to

move or flowing. However, movement rate is usually low as it

witnessed from natural convection phenomena. The inertia force

is the one who responsible for making the air speed up or flowing

with significant rate. This inertia force is a result of the

aerodynamic entrainment. Combination of this entrainment effect

together with geometry of solar collector will produce a

significant airflow; start from the collector inlet to the collector

outlet (which is also regarded as tower inlet) and ended up at the

tower outlet.

Eq. (27) can be solved for velocity by substituting

. Thus, we should obtain identical expression of the

maximum velocity used by Schlaich et al.12)

in the analysis of

Manzanares solar updraft power plant. The result is in form

20

20

20

40

40

60

60

80

80

100

120

140

CT max

Pressure drop across the rotor blade

p [Pa]

Thrust Coefficient (CT)

Mass Flow

R

ate [kg/s]

0 0.2 0.4 0.6 0.8 1

0

200

400

600

800

1000

1200

1400

1600

0 0.2 0.4 0.6 0.8 1

0

0.2

0.4

0.6

0.8

1

0.01

0.02

0.0

3

0.0

4

0.0

5

CT max

dm/dt = 100 [kg/s]

0 0.2 0.4 0.6 0.8 1

0

0.2

0.4

0.6

0.8

1

1

2

3

4

5

6

7

8

CT max

dm/dt = 500 [kg/s]

0 0.2 0.4 0.6 0.8 1

0

0.2

0.4

0.6

0.8

1

5

10

15

20

25

30

35

40

CT max

dm/dt = 900 [kg/s]

0 0.2 0.4 0.6 0.8 1

0

0.2

0.4

0.6

0.8

1

20

40

60

80

100

120

CT max

dm/dt = 1300 [kg/s]

Mechanical Power [kW]

In

flow

C

oefficien

ts (a)

Thrust Coefficients (CT)

3. AEROTHERMAL SIMULATION

In the previous analysis, most of the mathematical model was

function of mass flow rate and temperatures. In this section, we

will compute those parameters by taking into account the

complex heat transfer process at the collector. It leads to iterative

computation of the heat balance equation. By providing the

favorable initial guess, converging value of mass flow rate and

temperatures can be achieved. The complete procedure is

depicted in Fig. 10.

The computational and geometrical parameters as well as the

meteorological and optical data are served as input for simulation

process in Fig. 10. Values of these parameters are presented in

Table 1 and were used to simulate the aerothermal performance

of a solar updraft power plant. The outputs of simulation are the

temperatures and the mass flow rate.

Fig.10 Flow chart of developed computer code

Table 1 Parameters and boundary conditions used for

aerothermal simulation

Computational parameters Values Units

Maximum number of iteration

Maximum number of tolerance

Initial guess of mass flow rate kg/s

Initial guess of cover temperature K

Initial guess of air temperature K

Initial guess of ground temperature K

Geometrical parameters

Collector radius 122 m

Collector height 2 m

Tower radius 5.08 m

Tower height 194.6 m

Optical data

Cover absorptivity 0.04

Cover transmissivity 0.7

Cover emissivity 0.87

Ground absorptivity 0.9

Ground emissivity 0.9

Meteorological data

Irradiance As shown in Fig.11

Ambient air temperature As shown in Fig.11

To start a simulation, the information of computational and

geometrical parameters must be input to the program. After that,

the meteorological and optical data must be provided to allow the

program read these data. The thermal properties of airflow were

calculated according to the initially guessed values. Thermal

properties includes Nusselt number , Rayleigh number ,

Reynolds number , Prandtl number , and Hydraulic

diameter These thermal properties characterize the

convection process. The various heat transfer coefficient shown

in the Table 2 were then computed and the matrix equation i.e.

Eq. (18) were solved for temperatures. The mass flow rate was

also calculated according to Eq. (28). The current value of

temperature matrix and mass flow rate were then

compared with their previous value. Therefore, iterative process

was started to compute and until their value meet the

desired criteria. Converging value of and were then

used to estimate the mechanical power.

Fig.11 Radiation and ambient temperature data for simulation2)

0.00 6.00 12.00 18.00 24.00

0

20

40

60

80

100

0

200

400

600

800

1000

0.00 6.00 12.00 18.00 24.00

Am

bien

t T

em

peratu

re [

0C

]

Irrad

ian

ce [W

/m

2]

Time [hours]

Irradiance

Ambient Temperature

Yes

Yes

Yes

Yes No

No

No

No

Start

Start Initial Iteration

Time Step

Initial Iteration

Time Step Initial Guess of

Temperatures and

Mass Flow Rate

Initial Guess of

Temperatures and

Mass Flow Rate

Calculate

Thermal

Properties

Calculate

Thermal

Properties

Calculate Matrix

Equations

Calculate Matrix

Equations Solve for

Temperature and

Mass Flow Rate

Solve for

Temperature and

Mass Flow Rate Error

< Tolerance ?

Error

< Tolerance ?

Final Iteration

Time Step ?

Final

Iteration Time Step ?

Print Results

Print Results

End

End

Meteorological& Optical Data

Meteorological& Optical Data Geometrical Parameters

Geometrical Parameters Computational Parameters

Computational Parameters

3.1 Validation of Numerical Results

In order to confirm reliability of theoretical model and

validity of numerical simulation, comparison between numerical

results and experimental data of the Manzanares prototype has

been made. Fig. 12 shows the updraft velocity and mechanical

power vs Irradiance from simulation and experiment in which

good agreement has been obtained. Thus, the modeling and

simulation process can be used to predict the distribution of

velocity and temperature along the solar collector.

Fig.12 Comparison between experimental and numerical results

3.2 Velocity and Temperature Distribution

Fig. 13 presents the simulated temperatures and velocity

along the collector radius. The results were computed with

maximum Irradiance value in Fig. 11. In this case we have a

constant Irradiance value. For a constant solar radiation, the

simulated air temperatures increases toward the center of

collector. This pattern is also produced by the airflow velocity.

Since the maximum airflow velocity is at the center of collector,

it perfectly makes sense to install the turbine at this location.

Fig.13 Simulated temperatures, velocity, and mass flow rate

0 200 400 600 800 1000

0

3

6

9

12

15

0

3

6

9

12

15

0 200 400 600 800 1000

Up

darft V

elcoity [m

/s]

Irradiance [W/m2]

Experimental Data

Simulation Result

0 200 400 600 800 1000

0

10

20

30

40

50

0

10

20

30

40

50

0 200 400 600 800 1000

Mech

an

ical P

ow

er [kW

]

Irradiance [W/m2]

Experimental Data

Simulation Result

0 20 40 60 80 100 120

25

30

35

40

45

50

Length of Solar Collector [m]

Tem

peratu

re [0C

]

Cover Temperature

Fluid Temperature

Ground Temperature

0 20 40 60 80 100 120

0

5

10

15

Length of Solar Collector [m]

Rad

ial V

elocity [m

/s]

0 20 40 60 80 100 120

0

0.5

1

1.5

Mass Flow

R

ate [10

3kg/s]

Table 2 Heat transfer correlations and coefficients

Heat transfer

types Correlations Heat transfer coefficients References

Convection

(Free)

Bernardes et al. 5), 2003

Convection

(Free)

Bernardes et al. 7), 2009

Convection

(Forced)

Bernardes et al. 7), 2009

Radiation

Duffie and Beckman13), 2013

Radiation

Duffie and Beckman13), 2013

Conduction

Bergman, Lavine, Incropera, and

Dewitt,14) 2011

Table 2 Heat Transfer Correlations and Coefficients

Heat transfer

types Correlations Heat transfer coefficients References

Convection

(Free)

Bernardes et al. 5), 2003

Convection

(Free)

Bernardes et al. 7), 2009

Convection

(Forced)

Bernardes et al. 7), 2009

Radiation

Duffie and Beckman13), 2013

Radiation

Duffie and Beckman13), 2013

Conduction

Bergman, Lavine, Incropera, and

Dewitt,14) 2011

3.3 Performance Characteristics

Fig. 14 shows variation of mass flow rate and mechanical

power to temperature difference between collector airflow and

ambient air. They are computed for the Manzanares prototype

geometry. The mass flow rate was calculated according to Eq.

(28) for several inflow coefficient cases. Introducing the inflow

coefficient as an exploitation factor for the mass flow rate, Eq.

(28) becomes

in which , , , and are tower radius, tower

height, inflow coefficient, and thrust coefficient.

Converging value of from aerothermal simulation result

was used to estimate the amount of mechanical power as

depicted in Eq. (24). This was computed for selected value of

inflow coefficient. Upon examining graphical results in Fig. 14, it

is clear that the condition for inflow coefficient equals to zero was

the case for without turbine. According to Haaf2), the value of

inflow coefficient for the case with turbine is around 2/3, thus in

Fig. 14 they are written as a = 0.66. Mass flow rate and

mechanical power in Fig. 14 were computed with maximum

setting of thrust coefficient ( .

Fig.14 Simulated mass flow rate and mechanical power

3.4 Effects of Geometry

Effects of collector radius and tower height to the mechanical

power and airflow temperature have been analyzed and its

graphical results are presented in Fig. 15. Simulation was

conducted for Irradiance value equal to 1000 W/m2, with

maximum setting of thrust coefficient. The value of inflow

coefficient was set for 2/3 and mechanical power was computed

for collector radius and tower height up to 250 m. It was found

that the geometry plays important role in the production of power.

The longer the collector radius and the higher the tower height is,

the greater the power generation will be. Therefore, these results

suggested that there is no optimum configuration of a solar

updraft power plant. However, optimizing the design of a SUPP

could be done through optimum design of wind turbine.

Moreover, arrangement and installation of wind turbine is also

has significant effect to the power production. If we include cost

as optimization parameters, thus the optimum design and

configuration may also affected by the initial capital cost and

interest rate.

Increasing the size of a solar updraft power plant does not

necessarily followed by rapid increment of airflow temperature as

shown in Fig. 15. The airflow heat-flux is always balance with

the convection, conduction, and radiation process at the collector

as depicted in Eq. (12), Eq. (13), and Eq. (14). Nevertheless, it is

desirable to have a collector system with minimal heat-losses.

Fig.15 Effects of geometry to the power and airflow temperature

0 2 4 6 8 10 12 14 16 18 20 22 24

0

300

600

900

1200

1500

a=0.93

a=0.86

a=0.77

a=0.66

a=0.53

a=0.37

a=0.19

Mass Flow

R

ate [kg/s]

T [0C]

Without turbine case

With turbine case

0 2 4 6 8 10 12 14 16 18 20 22 24

0

50

100

150

200

a=0.93

a=0.86

a=0.77

a=0.66

a=0.53

a=0.37

a=0.19

Mech

an

ical Pow

er [kW

]

T [0C]

Without turbine case

With turbine case

4. POWER POTENTIAL IN JAPAN

The following chapter discusses the power potential of a solar

updraft power plant for selected locations in Japan. Four cities

were selected for theoretical calculation of monthly mean energy,

namely, Shizuoka, Miyazaki, Kochi, and Ishigakijima, where

solar radiation is stronger than other locations in Japan. These

four cities are located in different regions of Japan; Honshu island

for Shizuoka, Kyushu island for Miyazaki, Shikoku island for

Kochi, and Okinawa region for Ishigakijima. Locations of each

area are marked in the solar radiation map (Fig. 16) provided by

NEDO15)

(New Energy and Industrial Technology Development

Organization).

The monthly mean meteorological data, necessary for

calculation of theoretical energy output are provided by the Japan

meteorological agency (JMA) and atmospheric science data

center NASA. The solar radiation data, together with the monthly

mean temperature are accessed through the JMA and NASA

websites. These meteorological data serve as input for

computation of theoretical energy output. Procedure to calculate

the theoretical energy output is similar with those described in

aerothermal simulation section.

Fig.16 Selected locations for theoretical energy output calculation

Fig. 17 shows the calculated mean energy output for 4 cities

in Japan. Result of the Manzanares prototype, provided by

Schlaich et al.12)

was used for comparison. Since the original

meteorological data for Manzanares results was not available in

the literature, thus we use meteorological data from the

atmospheric science data center NASA17)

for simulation.

Simulation result produces 6% deviation from the experiment in

term of yearly mean energy production. Despite different pattern

of monthly mean energy, the 4 cities in Japan have relatively

small difference in term of yearly mean energy production.

Fig.17 Calculated daily, monthly, and yearly mean energy

0

50

100

150

200

250

300

Jan

Feb

Mar

Ap

r

May

Ju

n

Ju

l

Au

g

Sep

Oct

Nov

Dec

En

ergy [kW

h/d

ay]

Monthly mean energy production

Shizuoka

Kochi

Miyazaki

Ishigakijima

Manzanares (Simulation)

Manzanares (Experiment)

Table 3 Monthly mean meteorological data16)

Months Mean Global Solar Radiation [MJ/m

2] Mean Temperature [

0C]

Shizuoka Miyazaki Kochi Ishigakijima Manzanares17)

Shizuoka Miyazaki Kochi Ishigakijima Manzanares17)

January 10.9 11.5 10.9 10.1 7.7 5.7 6.8 5.8 18.7 3.6

February 11.9 12.1 12.3 13 11.0 7.3 9.4 7.8 21.2 5.3

March 15.9 15.2 15.3 14.8 15.4 13.3 13.8 12.7 22 9.4

April 18.6 19.3 19.7 12.4 18.9 15.4 15.6 14.8 22.3 12.0

May 20.5 20.6 20.4 17.9 21.8 19.2 20.3 19.9 26 17.1

June 15.3 12 13.8 22.1 25.5 22.6 23.2 23.2 29.2 23.0

July 17.6 21.7 20.4 24.3 26.5 26.4 29 28.1 29.5 26.4

August 19.2 20.8 19.6 20.4 22.7 28.4 29.3 29 29.7 25.6

September 17.2 16.5 15.4 19.8 17.1 25.4 24.9 24.9 28.5 20.8

October 10.9 12.3 11.9 14.4 11.6 21.1 20.6 20.7 25.7 14.8

November 10.7 11.6 10.5 10.9 8.2 13.1 13.5 12.9 22.6 8.6

December 9.7 10.1 9.8 6.3 6.6 8.2 8.1 7.4 18.7 4.9

Average 14.9 15.3 15.0 15.5 16.1 17.2 17.9 17.3 24.5 14.3

Table 3 Monthly mean meteorological data16)

Months Mean Global Solar Radiation [MJ/m

2] Mean Temperature [

0C]

Shizuoka Miyazaki Kochi Ishigakijima Manzanares17)

Shizuoka Miyazaki Kochi Ishigakijima Manzanares17)

January 10.9 11.5 10.9 10.1 7.7 5.7 6.8 5.8 18.7 3.6

February 11.9 12.1 12.3 13 11.0 7.3 9.4 7.8 21.2 5.3

March 15.9 15.2 15.3 14.8 15.4 13.3 13.8 12.7 22 9.4

April 18.6 19.3 19.7 12.4 18.9 15.4 15.6 14.8 22.3 12.0

May 20.5 20.6 20.4 17.9 21.8 19.2 20.3 19.9 26 17.1

June 15.3 12 13.8 22.1 25.5 22.6 23.2 23.2 29.2 23.0

July 17.6 21.7 20.4 24.3 26.5 26.4 29 28.1 29.5 26.4

August 19.2 20.8 19.6 20.4 22.7 28.4 29.3 29 29.7 25.6

September 17.2 16.5 15.4 19.8 17.1 25.4 24.9 24.9 28.5 20.8

October 10.9 12.3 11.9 14.4 11.6 21.1 20.6 20.7 25.7 14.8

November 10.7 11.6 10.5 10.9 8.2 13.1 13.5 12.9 22.6 8.6

December 9.7 10.1 9.8 6.3 6.6 8.2 8.1 7.4 18.7 4.9

Average 14.9 15.3 15.0 15.5 16.1 17.2 17.9 17.3 24.5 14.3

Selected Locations

Selected Locations

5. CONCLUSION

This paper begins with the overview of a solar updraft power

plant following by the current development of their mathematical

models. Upon reviewing the available models, a set of theoretical

model for solar collector part was proposed in order to explain the

complex transformation of solar radiation to the collector airflow

heat-flux. A simple yet powerful theory, namely, generalized

actuator disk theory, concerning kinetic energy extraction of a

wind turbine was implemented. It was found that the amount of

kinetic energy extraction can be modeled through the inflow

coefficient which its value should be obtained from experimental

data. Free convection analysis was performed for solar tower part

with purpose to obtain the model of mass flow rate. The model

itself is consistent with the model used by Schlaich et al.12)

in the

analysis of maximum velocity. All the developed models were

combined to form a procedure to calculate velocity, temperatures,

and mechanical power of a solar updraft power plant. The

procedure was elaborated and validated in the aerothermal

simulation section of this paper. Finally, potential application of

SUPP was successfully demonstrated through estimation of

theoretical mean energy output for selected locations in Japan.

ACKNOWLEDGEMENT:

The first author gratefully acknowledges the Ministry of

Education, Culture, Sports, Science and Technology (MEXT) of

Japan for the Japanese government (Monbusho) scholarship.

APPENDIX

The temperature matrix, heat-flux matrix, and heat transfer

coefficients matrix, of Eq. (18) are given as follows

where

References

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Chimneys Part I: Principle & Construction of the Pilot Plant

in Manzanares, Int. J. Solar Energy, Vol. 2, pp. 3-20, 1983.

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from the Manzanares Pilot Plant, Int. J. Solar Energy, Vol. 2,

pp. 141-161, 1984.

3) Pastohr, H., Kornadt, O., Gurlebeck, K., Numerical and

analytical calculations of the temperature & flow field in the

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6) Pretorius, J. P., Solar tower power plant performance

characteristic, MSc Thesis, Stellenbosch University, 2004.

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Analysis of some available heat transfer coefficients

applicable to solar chimney power plant collectors, Solar

Energy 83, 264-275, 2009.

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solar chimney power plant, Energy, 47, 213-224, 2012.

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J. R. Meteoro. Soc. 89:339, 1963.

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linear constant velocity flow field, Wind Energy,

11:445-457, 2008.

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Design of commercial solar updraft tower systems –

Utilization of solar induced convective flows for power

generation, J. Sol. Energy Eng,. Vol. 127, 117-124, 2005.

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Thermal Processes, John Wiley & Sons, Inc., 2013.

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(Received September 24, 2014)

(Accepted February 1, 2015)