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Wesleyan University The Honors College
Situating Place Cells in Ecologically Embodied Cognition
by
William H. Fraker Class of 2014
A thesis submitted to the faculty of Wesleyan University
in partial fulfillment of the requirements for the Degree of Bachelor of Arts
with Departmental Honors in the Science in Society Program Middletown, Connecticut April, 2014
Table o f Contents Acknowledgements Introduction 1 An Overview of the Organism-Environment Relationship 4 What are Internal Representations and What Is Their Supposed Function? 8 Part I—Ecologically Embodied Cognition Embodied Enaction 14
Coupling and Construction 24 Narcissistic Affordances and Nested Significance 32 Part II—A View from Within The Place of the Brain in Ecological Embodiment 40 Descriptive Aspects of Place Cell Phenomena 44 Representing or Embedding? Three Case Studies 57 Concluding Remarks 80 References 83
Acknowledgements This thesis would not have been possible without the generous support of many
individuals. First and foremost, I want to thank my advisor Joseph Rouse. Over the past three years he has transformed my perspective and encouraged me to think critically and creatively in the process of integrating diverse disciplines. The foundations of the foregoing content stem from materials he has taught and made available to me, conversations we have had, and pieces he has written. I thank him for his enthusiasm, his unparalleled wisdom, and his consistent feedback and encouragement.
Secondly, I want to thank Mary-Jane Rubenstein for teaching me to think big but
write small. Three semesters of her courses transformed my writing ability more drastically than all my years of prior education. I thank her for providing me with the tools to write clearly and concisely, without having to sacrifice the messy intricacies of thought and theory.
Thirdly, I want to thank the College of the Environment for housing my intellectual
endeavors throughout the past year. Furthermore, I want to thank all the members of the 2013-2014 CoE Think Tank—Gillian Goslinga, Paul Erickson, Frederique Apffel-Marglin, Nicole Stanton, Helen Poulos, Joshua Krugman, Manon Lefevre, and Lauren Burke—for providing a nurturing space for intellectual growth and stimulating discussion. I want to especially thank Gillian and Paul for serving as mentors within the SiSP department. Their commitment to my learning has made an immeasurable contribution to my development as a student.
Finally, I want to thank my family. I am grateful to my Mom and Dad for their
unwavering love and support, and for allowing me the freedom to take an untraditional academic path. Their faith in and commitment to my growth as an individual have enabled me to become the person I am today. I love you. I thank my brother, Colin, for keeping me grounded and always reminding me of both my strengths and my weaknesses. I look up to you more than you know.
1
Introduct ion
As you arrive in Middletown on Highway 9 South, there is a massive billboard with
an image of a colorful brain housed within the faint outline of a transparent human head.
The advertisement is for Middlesex Hospital, and the text reads, ‘An MRI so clear it can
read your mind.’ Such an advertisement seems perfectly sensible, nothing more than a
creative hyperbole that seeks to draw attention to the cutting-edge medical imaging
technology boasted by the hospital. But when looked at critically, the advertisement
reveals specific philosophical implications.
Of course, the hospital is not actually claiming an ability to read minds. On the
contrary, their MRIs serve profoundly important diagnostic purposes that have little to
do with the minds of their patients beyond providing the peace of mind that comes with
sound evidence. And yet, the advertisement gets this exact point across, which prompts
various questions: what makes this hyperbole intelligible in the first place? What about
this advertisement makes intuitive sense?
I would like to argue that the intelligibility of this advertisement rests on a very
particular understanding of what and where the mind is. Whether approached as an
internal space of consciousness or as the brain itself (or as the relation between these
two), the mind is consistently regarded as an interior sphere ‘inside the head,’ separable
from the body and environment. And, as evinced by the billboard and its audience, it is
clear that this assumption moves beyond erudite academic debates. Instead, it
exemplifies a common intuition that is rarely called into question (Thompson 2010;
Dennett 1991). If this were not the case, such an advertisement would cease to make
sense. My goal is to challenge and revise this intuition by resituating the mind within the
2
body and environment. The task is to show how situated embodiment—where the mind
is embedded in the world through active engagement—overcomes the necessity for the
internal representation of a world that is separate and exterior.
By arguing that the mind is not exclusively in the brain, I am neither negating the
naturalness of the mind, nor the importance of the brain. But to provide a naturalistic
conception of mind requires that we peer deeper into the evolutionary biology of the
organism-environment relationship. Upon doing so, one of the first discoveries is that
neurons evolved to coordinate action within and control over the environment that
shapes and constrains it, not to produce thought (Stewart 2010). As Michael Anderson
states,
“Whereas on the Cartesian view the body is understood as the source of afferent stimulus and the target of efferent output […] on the enactive view, the body and its activity play not a peripheral, but a central role in the process of mind, and, in fact, the activity of an organism in relation to its environment can be considered […] its constitution” (Anderson 2009, 3).
The belief that the mind has the brain as its physical substrate exists, to be sure,
within the realm of naturalism. But, even when the mind is seen as a property of the
brain exclusively, we still retain the interior/exterior, subjective/objective oppositions
that are fundamentally Cartesian, and in ways that make them almost invisible
(Haugeland 1998). To take a different route, a naturalistic conception of mind can begin
with the integral relationship between an organism and its environment in order to
observe how ‘higher’ cognitive functions emerge from and are dependent upon this active
entanglement. Instead of ‘I think therefore I am,’ a genuine naturalism should contend
that I am (an active body embedded in a world) therefore I think. Of course there is a
complex realm of internal thought and representation that is associated with neural
processes, and of course the brain’s internal processes are centrally involved in
3
organismal action and perception, but the brain’s connection to and dependence upon
the body must be drastically re-framed. To take the interiority of the mind as a starting
point in a naturalistic philosophy and science of mind is to ignore the rich history of an
evolved phenomenon and mistake what comes last for what comes first.
Thus, a positive naturalistic account of mind shall begin with an exposition of the
relationship between an organism and its environment in order to demonstrate their
integralness and discover the central role of the active body in cognitive processes. In
doing so, it is necessary to shed the pre-given distinctions between the interior and exterior
and re-discover the foundational unity between an organism and the environment with
which it is actively engaged. In the process, originary priority is given to action within and
construction of an environment to which the organism is inseparably coupled, over the
passive perception of and adaptation to an environment that is exterior and separate.
In part one, I will articulate some essential components of ecologically embodied
cognition, focusing primarily on three central themes: the co-constitutiveness of action
and perception, the coupling or coordination between the organism’s individuated
processes and the environment in which these processes occur, and finally, the way in
which the details of the organism’s biology render an environment that is specific to that
organism. The broader goal of part one is to establish the body as the foundational unit
for understanding an organism’s integrated relationship with its environment and in
doing so, point towards the body as a central pillar in cognitive processes. It is helpful to
regard part one as a sampling and synthesis of the literature of ecological and embodied
cognition. It is my attempt to establish a coherent framework that can then serve as the
groundwork for the second section.
4
Part two will proceed into the bounds of the skull in order to understand how the
brain’s internal processes are derived in relation to the brain’s involvement with and
embeddedness within the active organism. In doing so, I hope to develop a cursory
understanding of how the brain’s endogenous processes (i.e. its processes that are de-
coupled from the body and environment) are deeply predicated upon this involvement.
Thus, it is important to note that the goal of this project is not to negate the centrality of
the brain’s internal processes in what we might call mind, but rather to arrive at a novel
understanding of how the brain’s internal processes emerge from embodied activity. As
opposed to presupposing the presence of internal representations in our explanation of
an organism’s action and perception, I will come to show how the brain’s internal
processes can be explained through its involvement in the organism’s embodied action.
This inversion will shed new light on the brain’s endogenous internal processes, and
ultimately broaden our understanding of the framework of ecologically embodied
cognition. Thus, it is helpful to understand part two as a critical application of the
framework established in part one. It is my attempt to contribute to the framework by
both demonstrating its explanatory power and expanding its purview. In the process of
striving towards these goals, I hope to release the mind from its black box inside the
head and return it to its embeddedness within the body and environment.
An Overview of the Organism-Environment Relat ionship
The pioneering work of the psychologist James Gibson sent ripples throughout the
cognitive sciences because his account of ecological perception undermined the
internal/external opposition in the relationship between an organism and its
environment. Gibson argued that information is out in the world and that this information
5
is directly perceived by means of an organism’s active engagement with its environment
(Gibson 1979). Gibson’s account is richly nuanced and extensively articulated, but very
specific features of his work contain broader implications that points towards a novel
framework and possess profound resonances with other accounts from cognitive
science, evolutionary biology, and phenomenology. By demonstrating that there is an
intimate coupling between action and perception, perception is no longer a passive
activity in which the organism receives stimuli from an exterior world and represents the
information internally.
Instead, the organism discovers this information within the environment itself by
means of an unceasing and intimate coupling between its active locomotion and the
environment perceived. This reveals that, although the information perceived by the
organism is in the world, those aspects of the environment that are disclosed are
completely dependent upon the particularities of the organism’s embodied activity,
which adaptively selects aspects of the surroundings that are pertinent to it in and
through the process of its self-perpetuation. These selected (and constructed) aspects of
the surroundings are what configure and constitute the ‘environment’ of the organism.
Broadly speaking, this is to say that what constitutes ‘the environment’ is not the same
for different species or even different organisms within the same species, whereas ‘the
physical surroundings’ are shared by organisms in a given region. While the distinction
between physical surroundings and environment will be parsed out in more detail, the
important thing to grasp here is that a given organism forms a foundational unity with its
environment—those aspects of its physical surroundings relevant to the ongoing
perpetuation of the organism’s life-activity.
6
Implicit within this is a revision of assumptions in evolutionary biology that maintain
the strict boundary between the organism’s internal processes and the exterior
happenings of an independent environment. Neo-Darwinian approaches to Evolution
have long held that external environmental forces select the genetic traits and random
variation of individual organisms, creating pressures that enable a pre-existing
environment to ‘pick’ those aspects of an organism that best ‘fit’ within the environment.
Organisms ‘fill’ niches by meeting the demands of an environment, which must
necessarily exist independent of the organism (Lewontin 2001). This account therefore
presupposes the pre-given separateness of an organism and its external environment and,
subsequently, that evolution is a unidirectional and linear process that enables
environmental forces to shape the organism’s genome.
Once the environment is understood not as the sum of all that is external to the
organism but as features of the world that are disclosed and enacted as relevant relative
to a particular organism’s life-activity, there is an evolutionary force that moves in the
other direction. An organism, in part, constructs and ‘picks’ its environment, just as the
environment picks the traits of an organism. Instead of a unidirectional process of
external impingement, the organism and its environment form a constitutive feedback
loop such that each is constantly shaping and defining the other; in short, they are
coupled. Instead of simply filling niches, organisms construct them within the
constraints of the given environment. These niches (features and processes of the
environment ‘picked’ and constructed by the organism) in turn become properties of the
environment that feed back to and change the selection pressures on the organism itself
and other biota within the environment. I place the word ‘pick’ in scare quotes because
of the semantic limitations of such a conception. To say the organism ‘picks’ is to
7
suggest that the organism is a pre-given entity that subsequently selects features of the
environment. However, an organism is the process of ‘picking’ and selection in which its
actions and the environment form a foundational unity (Rouse in press).
In conjunction, these two accounts—the direct perception of the environment by
means of active engagement and the ‘construction’ or selection of the environment as
constituted by the organism’s life activity—point towards a novel understanding of the
organism-environment relationship. The distinction between an organism and its
environment can now be understood as dependent upon their fundamental integralness.
This has two implications. Firstly, instead of internally representing a separate exterior
sphere, the organism can be seen as disclosing the environment in the process of action,
which in turn places constraints on the possibilities for action. As the philosopher of
biology Peter Godfrey-Smith states, “cognition [is] a collection of capacities which, in
combination, allow the organisms to achieve certain kinds of coordination between their
actions and the world” (Godfrey-Smith 2002, 235). Secondly, instead of a linear process
of adaptation to an exogenous environment, evolution can be understood as a highly
non-linear process in which organism and environment are reciprocally transformative.
In both cases, the body plays a foundational role.
Thus, it is essential to grasp that organism and environment are not separate entities
that are then brought into interaction, but rather are integrated and intra-acting (Barad
2007). This is to say that a non-arbitrary boundary between the organism and its
environment is achieved on the condition of their constitutive entanglement (Rouse in
press). A boundary, the condition upon which an organism maintains itself, is upheld
only by means of the dynamic exchange across this boundary—it is not given, it is
achieved and perpetually (re)-enacted. Broadly speaking, an organism and its
8
environment are mutually dependent such that the environment is only in relation to the
presence of a given organism, as that organism’s environment. Conversely, the organism
is only through its situated position within a surrounding environment. Describing either
will necessitate or imply an illumination of the other, which indicates the primacy of their
integration.
What are internal representat ions and what i s the ir supposed funct ion?
The next section will explore the organism-environment phenomenon at the level of
action and perception. From the standpoint of traditional cognitive science, in order to
successfully perceive and engage with its environment, an organism needs to operate on
‘internal representations.’ Some of the flaws of this account have already been indicated,
if not made explicit. But in order to clearly describe embodied and embedded cognition,
it is necessary to give a careful explanation of the framework to be called into question.
Therefore, I will devote the ensuing section to delineating what it means to say and why
it has been largely assumed that organisms need to internally represent the exterior world
in order to successfully engage with it (Shapiro 2010). Doing so will enable a
demonstration of the shortcomings of this presupposition in the midst of providing an
alternative, positive account, one that not only undermines the need for internal
representation in the processes of embodied action, but also offers a novel and
compelling conception of internal representations as emergent phenomena, evolved on
the condition of embodiment.
The most basic definition of an internal representation in traditional cognitive
science is that which ‘stands in’ for something in the exterior world (Bechtel 1998). Such
a capacity is most lucidly exemplified by an ability to deal with what is absent or covert.
9
For example, when someone asks me how many pictures there are on the wall back in
my living room at home in Berkeley, I would need to possess a vivid internal
representation to answer the question accurately. This internal representation stands in for
the room in its absence, and enables me to perform cognitive functions (i.e., counting
the pictures) on its basis.
But, of course, this internal representation could never be as detailed and error-free
as standing within and perceiving the room itself, taking the time to count each picture
individually. This is because the internal representation is an extreme simplification of
the room itself, as it involves a profound reduction in information, notwithstanding the
shakiness and malleability of enduring memories (Haugeland 1998). And yet, traditional
cognitive science contends that the perceptual state (when I am actually in the room) still
involves internal representations. Therefore, it is clear that a more nuanced conception
of ‘standing-in’ is required to fully grasp the traditional argument.
The stronger argument is that not only do representations stand in for what is absent
or covert, but also that cognition must operate on internal representations, even whilst
standing in the midst of the room perceived (Bechtel 1998). When this is taken to be the
case, the internal representation loses the error-proneness of memory, and gains the
benefit of up-to-date stimuli from the room itself. Therefore, standing-in is not only in
order to represent that which is absent and covert, but also to represent that which is
immediately present. This definition of representative standing-in is better referred to as
covariance, and is exemplified by brain states that are active only in the process of
perceiving the room. In other words, these brain states carry information about the room,
and thus represent it internally. According to the traditional model, cognition operates
10
on these dynamic brain states in the process of solving problems (counting) or
coordinating action.
This account seems more plausible because, of course, when I perceive the room I
don’t take what I see to be an internal model, especially when this supposed internal
model is caused by and is covariant with the external environment. And, of course,
cognition absolutely contains brain states (or processes, rather) that co-vary with the
exterior world and thus carry information about it. And yet, to argue for their status as
‘representations’ that an organism operates on in the process of action places the organism
at one remove from the world by framing cognition as a process that is exclusively
internal. The second half of this thesis will inquire at great lengths into the question and
quality of covariance in the hopes of achieving a novel conception of covariance as a
representation that is predicated on embodied action. But as of now, I would argue that
this traditional account is solipsistic in a way that is nearly invisible (Haugeland 1998).
This is because the account rests on various assumptions, all of which are more deeply
rooted in the assumption that the mind is a separable interior sphere that is brought into
subsequent interaction with the world.
The first assumption is that the purpose of perception is to strive towards the
veridical representation of what is ‘out there’ in the world (Akins 1996). In such an
account, the mind not only operates on representations, but also is the very process of
generating these representations—the senses are the material through which these
representations are generated, and these representations enable behavioral outputs that
make possible a successful engagement with the world as it is ‘objectively.' An immediate
problem in this account is that it presupposes that these representations model the world
as it exists apart from the organism, and not merely those features of the world that
11
selectively or adaptively matter to it. This is a weakness in the traditional account because
the organism need not represent the environment as it exists apart from itself. To do so
is a heavy burden on the cognitive system in that it requires an unnecessarily high
information load and adds an extra step to a process that is much simpler (Haugeland
1998). However, it could be argued that representations are oriented towards modeling
only those features of the environment that matter to the organism, but such an account
still equates the organism’s environment with a subjective interior sphere and thus
remains within the framework to be refuted. Contrary to representing and then picking
or picking by representing, the organism is adaptively coupled to aspects of the
environment that are perceived and enacted as relevant to it through the process of its
embodied life-activity. Such an account is thus suggesting that the very distinction
between the subjective and objective in the organism-environment relationship is
erroneously presupposed.
The second assumption of the traditional model, which is rooted in the first, is that
sense organs possess a shortage of information, requiring that the brain fill in the gaps in
the process of successfully representing the exterior world (Rowlands 1995; Noë 2004;
Gibson 1976). The most vivid example of this assumption is the visual system, which is
frequently regarded as generating representations based on retinal pictures, or snapshots.
Most psychology and neuroscience textbooks have a familiar illustration: lines from an
isolated object converge on a retina and produce an inverted projection into the brain.
Indeed, in these neat models, there actually is a shortage of information, since the retinal
image of the singular object is a two-dimensional snapshot and thus does not contain the
rich detail of the three-dimensional object embedded in its environment. As a result, it is
logically necessary that the brain produce some sort of internal representation. However,
12
this ‘shortage’ assumption operates on a false premise. It isolates an object from its
environmental context and treats vision as a series of snapshots, not an extended and
active process (Churchland et al. 1994; Gibson, 1976). In so doing, it ignores the
dynamics of an embodied agent and the contextual cues provided by interactions within
the environment as a whole.
This points toward the third assumption—that perception is a passive process in
which the senses simply receive information. Such an account is in line with the
computational approach to cognition, a central component of the traditional model. For
the computational approach, cognition involves linear steps with clear causal linkages:
"Computational descriptions have a beginning, a middle, and an end. An algorithm is
essentially a recipe that makes explicit the steps involved in transforming an input into an
output” (Shapiro 2010, 122). In such a conception, cognition is the algorithm itself. The
senses are the input, and action is the output. When moving from the premise that the
mind is a separate interior sphere, the logical conclusion is that its only access to the
world is through the receptive senses, which enable it to generate an internal model that
is the basis of its active engagements with the world. But perception is not a passive
process that leads to action, and in the context of a dynamically intricate environment,
operating on internal representations would create a mal-adaptive bottleneck of
information (Haugeland 1998). Alva Noë vividly articulates the ludicrousness of such a
conception:
“If the animal is present in the world, with access to environmental detail by movements […] then why does it need to go to the trouble of producing internal representations good enough to enable it, so to speak, to act as if the world were not immediately present?” (Noë 2004, 22)
Instead of placing an internal representation as a causal intermediary between action and
perception, the two are co-constitutive, such that every action is a form of perception
13
and vice versa. This enables an organism to be constantly in touch with the world itself,
not a representation of it. This claim is the culmination of the ensuing section, and will
be unpacked carefully.
The final mistaken assumption of the traditional model is that it retrospectively
identifies capacities for internal representation in ‘lower’ life forms as a means of
explaining their activity. In so doing, it uses a phenomenon that evolved through action in
order to explain cognitive action, and to do so is homuncular (Rouse, personal
communication; Lewontin 2001). The term homuncular, which means ‘little man,’ stems
from the preformationist theory of developmental biology, which held that sperm were
in fact ‘little men’ that were placed inside women in order to grow to normal size. To
hypothesize a dependence on internal representations in organismal activity is to place a
phenomenon with a complex evolution at its own origin. In so doing, it provides its own
ground while simultaneously going unexplained, just like the homunculus. A more
thoroughly parsimonious account inquires as to how action and perception co-evolved
prior to and as a condition for the emergence of representational capacities (Noë 2004;
Stewart 2010; Sober 2009).
To conclude, the homuncular problem helps to specify and clarify a central argument
of this thesis, which has already been intimated. By negating the necessity of internal
representation in organismal activity within an environment (including our own), I am
not negating the phenomenon of internal representation, but rather seeking to become
clearer on its meaning by situating it within the framework of embodied cognition. (After
all, as I sit in Middletown and count the pictures on my wall in Berkeley, I am indeed
dependent upon an internal representation.) To be more specific, my goal is to invert our
standard understandings by arguing that it is not an internal mind that makes possible
14
engagements with the environment, but rather that it is as embodied agents immersed
and embedded in an exterior environment that we are able to have any capacities for
internal thought. As Rodney Brooks points out, “it may be the case that our
introspective descriptions of our internal representations are completely misleading and
quite different from what we really use” (Brooks 1991, 4). What we really use are our
bodies. Organismal embodiment is thus the condition for the possibility of internal
representation. As John Haugeland states, “it’s not that all of the structure of intelligence
is ‘external,’ but only that some of it is, in a way that is integral to the rest” (Haugeland
1998, 235). In the next section, I intend to show how organismal perception overcomes
a dependence upon internal representations by demonstrating that embodied action
holistically immerses the organism in an environment and provides it with access to
relevant information through sensorimotor enactment.
Part I—Ecolog i ca l ly Embodied Cognit ion
Embodied Enaction
The environment of the organism consists of those features that matter to it, which
implies that it is highly specific to that organism. Furthermore, the environment depends
upon but is distinct from the organism’s physical surroundings, which are simply the
totality of biotic and abiotic constituents. In this section, I will demonstrate how specific
information in the physical surroundings is revealed to the organism as its environment in
the process of its embodied activity. Overall, I will argue for a middle ground between to
extreme positions. The first extreme is that the organism internally represents a separate
and objective environment by generating an internal representation and proceeds to
‘pick’ those aspects that it deems relevant. The second extreme is that the environment is
15
externally fixed, such that all organisms have a common experience of a single,
independently existing environment. I argue, instead, that while information resides in
the physical surroundings, it is thoroughly dynamic, nested at different levels, and
unveiled through specific processes of embodied action. For example, with the case of
vision, “a sighted animal is not responsive […] to physically simple properties of light
[…] but rather visible features of the environment that matter to it” (Haugeland 1998,
222). Thus, while physical surroundings do exist independently of a given organism, the
term “environment” can only be understood in relation to the activity of a given
organism. As James Gibson states, “The words animal and environment form an
inseparable pair. Each term implies the other,” and just a page later he clarifies by saying
that “there are no atomic units of the world considered as an environment” (Gibson
1976, 8 and 9). The environment, those aspects of the physical surroundings that matter
to the organism, is enacted and directly perceived, not inferred from a mechanistic world and
represented internally.
Before moving on, I feel compelled to clarify the distinction between an organism’s
physical surroundings and its environment. This distinction is deeply predicated on a
capacity for conceptual articulation. In other words, only from our perspective is the
organism’s environment distinct from its physical surroundings. This distinction has a
long history that is deeply rooted in a scientific worldview that subsumes nature within a
totalized system of physical-biological processes, and it is this understanding of nature
that has come to be equated with the term “environment.” The details of this history
could fill many volumes, but what is essential for the foregoing account is that I use the
term “physical surroundings” to describe the total system of biotic and abiotic processes.
If the sum of those processes was synonymous with the term “environment,” then the
16
account of ecologically embodied cognition would crumble. Contrary to coming into
interaction with an independent environment, organisms relate directly to the way the
environment reveals itself in the process of the organism’s action. This is the motivation
for Gibson’s claim that there are no ‘atomic units in the environment.’ Thus, “what’s
important here is […] that [the environment] can be perceived—as opposed to inferred”
from the physical surroundings (Haugeland 1998, 222).
The integrated organism-environment is most lucidly exemplified by visual
perception, a process that is predicated upon active disclosure. Motion through the physical
surroundings unveils detailed information that is specific to the organism in motion; it
reveals an environment. This is because every point within the organism’s environment
has its own ‘perspective structure’ and ‘invariant structure’ (Gibson 1976). The former
regards the position of the organism with relation to the environment while the latter
regards the structures and relationships within the environment that are relatively
constant (McCabe 1986). Thus, every perspective structure is essentially a particular
configuration of invariant structure. When the optic array converges on a particular
position within the environment, it carries information about the specific configuration
of invariant features in the environment that are to be perceived by the organism.
Furthermore, it situates these features within their broader context. This enables “the
observer [to specify] a unity as an entity distinct from a background” (Maturana and
Varela 1980, xxii).
But what enables the unveiling of the relationships within the environment that
are constituted by this invariance? The answer is action. When an organism moves
through the physical surroundings, its perspective structure changes in ways that are
relatively constant, which indicates the underlying invariance of the features that form
17
this perspective structure. Furthermore, the dynamic perspective structure can only be
constituted as such from the particular path of locomotion taken by the organism, which
enables the optic array to simultaneously specify the organism’s dynamic position, or its
trajectory. Invariant structure hinges the dynamic flow of perspective structure, which
makes motion the fulcrum for the entangled processes of exteroception and
proprioception. In each case, the latter underlies the former, enabling a simultaneous
perception of both the dynamic position of the organism and the stable structures in the
environment. As Gibson states, “although they specify different things, locomotion […]
in the first instance and the layout […] in the second instance, they are like two sides of
the same coin, for each implies the other” (Gibson 1976, 76).
Consider the perception of relevant landmarks. If an organism is using a particular
tree to navigate through its environment, how does it determine which tree is the correct
landmark as it changes its position within the environment? Advocates of the traditional
model would assume that the organism must maintain up-to-date internal
representations in order to perceive the tree and act in accordance with it: “In the
traditional model, the brain takes in data, performs a complex computation that solves
the problem and then instructs the body where to go” (Clark 1999, 246). But Gibson’s
theory undermines this three-step process. Instead, since the dynamic flow of
perspective structure illuminates the invariance of features in the environment such as
the landmark, action and perception become a single process. As Gibson states, “If
change means to become different but not to be converted into something else […]
whatever is invariant is more evident with change than it would be without change”
(Gibson 1976, 73). The perception of the navigational landmark is dependent upon the
change that is enacted through motion. It is an embodied knowledge predicated on the
18
organism’s ability to coordinate its action with the landmark. For example, as the organism
moves toward the landmark, the position of the landmark within the configuration of
the environment will shift in a way that is indicative of both the invariant position of the
landmark as well as the details the organism’s trajectory, prompting the organism to
either continue or alter its route. The perception of the landmark and the action that
relates to it thus become simultaneous and interdependent processes, which embed the
organism in its surrounding environment.
Andy Clark demonstrates the co-constitutiveness of perception and action with an
example from humans—the capacity to catch a fly ball:
“It used to be thought that this problem required complex calculations of the arc, acceleration and distance of the ball [...but] put simply, the fielder continually adjusts his or her run so that the bell never seems to curve toward the ground… The task is to maintain, by multiple, real-time adjustments […] a kind of co-ordination between the inner and outer worlds” (Clark 1999, 246).
Thus, the perception of the ball’s trajectory is dependent upon the outfielder’s capacity
to move in relation to it, not the generation of an internal model.
The various examples of the co-implication of action and perception suggest that
perception is more deeply form of doing, not something that happens to us (Akins 1996).
Even perceptive processes that appear to be more thoroughly passive possess active
components. Philosopher and architect Sarah Robinson gives the following example:
“When eighteen different blind children were each isolated in an anechoic chamber, they were able to reliably detect a four by one foot wooden panel. This means they […] heard the echo of their internal symphony [their circulation] reverberating from the wooden panel!” (Robinson 2011, 45).
The blind children did not perceive the wooden panel passively or statically. Rather, their
bodies interacted with the environment to produce the perception. Of course, examples
of echolocation in other organisms abound in nature, and they reveal a deeper point: in
order to perceive, and organism has to do.
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My account so far has revealed how invariant structures are disclosed through the
coordination of action and perception, but has not yet accounted for precisely how these
invariant structures are perceived as individual objects. Importantly, perceiving an
invariant as ‘this or that’ requires capacities for conceptual articulation endemic to
humans (Rouse, personal communication). For example, an organism using a tree to
navigate does not perceive the tree as a tree or even as a landmark, but rather uses the
tree’s invariance to coordinate its action with the environment. However, the capacity to
perceive an object with semantic meaning is deeply predicated upon this organismal
capacity to coordinate motion with relevant features of the environment. It very well
may be that the only significant difference between the organism perceiving the tree by
coordinating its motions and the human perceiving the tree as an individual Redwood,
let’s say, is the enactment or construction of semantic or discursive meaning (Clark
2006). Now this may sound strange, but when looked at critically, it shouldn’t be
surprising that the capacity to bind semantic concepts to objects is entangled with the
capacity to coordinate action with objects.
Alva Noë eloquently describes how the perceptual sense of objects in the world
comes from knowledge or expectation about how these objects would pattern
sensorimotor action. Noë describes the conundrum of the perceived sense of individual
invariants as the problem of ‘perceptual presence’ (Noë 2004). Phenomenologically, even
when a tree is partially occluded, I still perceive the tree as a whole Redwood. Now, from
the traditional perspective, this phenomenological wholeness comes from an ability to
create an internal representation based on past knowledge about Redwoods. As in the
case of the impoverished retinal image, the brain fills in the ‘missing’ information by
generating an internal representation. But we are already prepared with a reason to refute
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this conception, namely that vision does not deal with static images, but uses extended
and active perceptual processes. And the moment we shift this fundamental premise, the
priority shifts from internal processes of representation to exterior and embedded
processes of action that are in touch with the world itself. Therefore, the whole tree is
not present or accessible as a picture in mind, but rather as available through the process
of sensorimotor enactment: “We take ourselves to have access to that detail, not all at
once, but thanks to movements of our eyes and heads and shifts of attention” (Noë
2004, 57).
At second look, this should seem obvious. When I perceive the partially occluded
tree, I perceive the sense of its wholeness while not actually seeing its entirety. Indeed, to
generate an image of its entirety without actually moving would in fact require the
generation of an internal representation. But the creation of such an image would
indubitably fail to provide the correct details of the whole tree—where certain branches
protrude, where the trunk gets thicker or thinner—and thus is not the source of my
perceptual sense of the Redwood tree as an individuated object. On the contrary, just as
Noë argues, my sense comes from my implicit competence to move in this or that
direction and gain ancillary information, from an expectation about how my actions will
relate to the object, and from an ability to actually approach and touch the tree, feel its
thickness and roundness, and immerse myself in the rich sensual information that is
provided by the world itself.
But there are indeed times in which this plethora of information is unavailable. Say,
for example, I look at the top of the tree from behind a window with a building blocking
the foreground. I still perceive the tree as a whole and, although I can grasp some of the
tree’s relationship to the building and other objects by moving a little, I can’t actually
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place myself in a position in which the whole Redwood tree is visible in its complete
dimensionality. So, what provides the sense of its individuated wholeness? Lawrence
Shapiro, a fairly harsh critic of Noë, offers two ways of interpreting his sensorimotor
theory of perception. In the ‘stronger’ interpretation, the perception of the wholeness
“requires that one actually practice those actions that reveal the sensorimotor
contingency” (Shapiro 2010, 168). On the weaker interpretation, “it is important only
that one has, sometime in the past, acted on the world in ways that created knowledge of
sensorimotor contingencies; perceptual experience now consists in the knowledge one has
acquired” (Shapiro 2010, 168). Shapiro goes on to say that Noë advocates the stronger
interpretation, but I would like to suggest that both of these interpretations radically
misconstrue Noë’s account.
As opposed to either the memory of (weak interpretation) or the actual enactment of
(strong interpretation) the sensorimotor contingencies, my sense of the tree’s wholeness
comes from my practical and implicit knowledge of how to acquire information regarding
the tree (Noë 2004). To make a comparison, the sense of a scientific theory’s accuracy,
or a genuine grasp of what it entails, does not stem from a memory of past experiments
that confirmed it or the abstract theoretical articulation, nor does it require that one
actually enact an experiment to prove it. Instead, it stems from a practical knowledge of
how it could be reliably confirmed given certain material instruments and arrangements.
In short, it comes from practical know-how about what it would take to re-enact the
theory within certain material constraints. Of course, I am not arguing that past
knowledge is irrelevant, but rather that the sure knowledge, the concrete sense of the
phenomenon (whether it be the tree’s individuated wholeness or the accuracy of the
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theory), first and foremost stems from a practical and implicit competence over how to
acquire information about the way it implicates itself in the sensorimotor world.
This implies, of course, a necessary openness to the possibility of being incorrect. In
order to go look at the whole tree, I would unthinkingly exit the structure I’m in and
walk around the building that blocks the tree, which would place it in plain sight. But,
upon arriving, I might discover that the tree had been cut down and had its trunk
replaced by a massive steel rod, forcing me to revise my sense of this particular
Redwood. This ridiculous example shows that internally represented memories are not
enough to guarantee a sure perceptual knowledge and, although the actual performance
of sensorimotor action will certainly confirm or disprove the sense of the tree’s
wholeness just as the enactment of an experiment will confirm or disprove a scientific
theory, the sense itself stems from an implicit expectation and practical competence over
what it would take to acquire further information in a world that has already been disclosed
by other sensorimotor enactments.
Shapiro’s belief that Noë’s account argues for the strong interpretation (the idea that
sensorimotor enactments have to actually be made) overlooks the fact that the mind is
always already embedded in a world disclosed by bodily enactments and frames perception
as something that has to be done to particular aspects within the world. Of course
perception depends on actual locomotion and enactment within an environment, but
only inasmuch as action opens a world of possibilities for perception. In other words, as
an agent that implicitly understands how embodied activity relates to the world within
which I have and will continue to move and respond, my perceptual sense of details in the
world comes from implicit knowledge about how my past actions have disclosed the
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world, as well as an expectation about how specific aspects of this world will continue to
respond to my sensorimotor activity.
To solidify what this means, I want to provide one more example—a case where
memories conflict. Let’s say you and your friend have a disagreement about how many
keys are on your keychain sitting in a pile at the other side of the table where you’re
seated. You are sure that there are 6—it’s your set and you use it almost every day to
drive your car, open your house, and get in to various lockers. But your audacious friend
is equally confident that there are eight because the last time he borrowed your keychain
he noted the individual keys, and he claims that he can ‘see them in his head.’ During the
escalating argument, you finally realize that you share an implicit agreement about
something even more basic—that the keychain is in fact an object that you use in various
contexts and, as such an object, in order to figure out who’s right about the number of
keys, all it would take is to go and count them. The sense of the keychain as an object
stems not from your explicit internal memories about how many keys it contains, the
times you’ve used them to drive, nor even from your necessarily going and counting
them. Rather, it stems from the deeper practical and non-conceptual knowledge that
going and looking will provide you with the answer, that the keychain is in fact a
keychain that is used in certain ways.
Of course, past experiences are essential to this competence, but what’s important is
not how they’re stored as representational memories, but rather their role as an
embodied knowledge, or ‘muscular gestalts’ (Dreyfus, 1972). The ‘gestalt’ of the
keychain, the sense of it as an individual object with a particular purpose, does not stem
from an internal memory (weak interpretation) or the actual counting or use of the keys
(strong interpretation). Instead, the sense of its wholeness is muscular inasmuch as it is
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predicated on an embodied awareness or expectation of how action has, can, and will
relate the object perceived. “As embodied, we need not check for specific characteristics
or a [of the object], but simply for whether, on the basis of our expectations, we are
coping with the object” (Dreyfus 1972, 162). To return to the broader argument,
enactive organismal disclosure opens up a field of possibility and orients you toward a
way of life in which a keychain is an intelligible object associated with certain
sensorimotor activities.
Coupling and Construction
Another way to demonstrate the primacy of the body in the organism-environment
relation is to show how the organism and the environment are intimately coupled. Let’s
place claim this in an evolutionary light: Must an organism perceive its physical
surroundings as a whole in order to successfully survive in its environment? No! Rather
than operating on an abstract model of the world and picking relevant features, an
organism is coupled to concrete aspects of the environment as they become relevant.
Furthermore, as previously noted, there is semantic limitation in the sentence ‘an
organism picks.’ It depends upon the pre-given separation between the organism and its
environment, the organism as an entity and its embodied behavior, and it is these very
separations that I hope to overcome. Instead of an organism as a pre-given entity, it is
necessary to understand the organism itself as a process. An organism is a pattern of
responsiveness to very specific aspects of the physical surroundings, and it is these
aspects that constitute its environment. In other words, particular invariant structures
that are disclosed matter to it in as far as they orient and change in relationship to the
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sensorimotor activity that is specific to the process of the organism’s ongoing self-
perpetuation (Rouse in press).
The theory of autopoiesis vividly articulates the organism as an emergent process
that is intimately coupled to its environment (Maturana and Varela 1980). An autopoietic
system is a process of self-production that constitutes and is constituted by its
components. In the process, these components
“continuously regenerate and realize the network of processes (relations) that produced them; and constitute it [the system] as a concrete unity in the space in which they (the components) exist by specifying the topological domain of its realization as such a network” (Maturana and Varela 1980, 79).
Thus, an organism, as distinct from a whirlpool, is an emergent process of individuation
that is oriented towards its own self-perpetuation in the context of an environment
(topological domain) that is specified in and through this process. It is not only that the
organism can only be ‘defined’ in relationship to its environment, as if the account I
were providing were merely a semantic observation. Rather, it is that the organism only is
an organism on the condition of its entangled unity with a specific environment. The
organism can only continue its self-differentiation if it is constantly coupled to the
environment within which it exists by means of an incessant exchange across the
boundary it constitutes. As John Stewart states, “a process of individuation is biological
[…if it] exerts a control of the relation between the organism and its ecological niche such
that the process of individuation can continue indefinitely” (Stewart 2010, 2). The
organismal process extends out into the environment over which it exerts control and
from which it distinguishes itself as an individuated process. The boundary between an
organism and its environment is not given, but achieved. The integrated organism-
environment feedback loop is the condition for the possibility of the organism’s
individuated life process; that is, it is constitutive of it.
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In grasping this, it becomes necessary to revise our assumptions about the nature of
the evolutionary process. It is often assumed that the environment is autonomous and
independent of the organisms within it, and that this environment imposes selective
pressures upon the internal and random genetic variation of the organism. But, we now
know that it is naïve to regard the environment as existing prior to the organism. As the
biologist Richard Lewontin states, “just as there can be no organism without the
environment, so there can be no environment without an organism” (Lewontin 2001,
48). After all, a lot of what constitutes the environment of a given organism is not the
autonomous features, but rather results of the actions of organisms themselves. As
organisms change, the environment changes, which feeds back and places evolutionary
pressures on organisms within this environment. There is a constant circularity between
the forces of natural selection and niche construction.
We are already prepared to understand one of the initial constituents of the niche
construction perspective: the organism is the process of selecting those aspects of the
environment that are relevant to its continued self-perpetuation. It does so by disclosing
the environment in the process of its extended locomotion and also by specifying the
‘topological domain’ of its successful self-perpetuation. But the mere selection of
relevant features of the physical surroundings that in turn constitute the organism’s
environment is not a forceful enough account for the paradigm of niche construction,
because it can be argued that these are simply by-products of previous natural selection,
which to a certain extent they are, given the constant feedback between construction and
natural selection (Odling-Smee, Laland, and Feldman 1996). Furthermore, the ways in
which an organism selects or unveils its own environment as relevant to its own life
activity may not necessarily place any relevant selective force on other organisms. As a
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result, it is necessary to demonstrate how organisms actually shape their environment so
as to influence the forces of natural selection both on themselves and other organisms.
There are various ways in which organisms construct their environment. As already
apparent in the quote from Stewart cited above, organisms must ‘exert control’ over
their environment, not merely specify it. Smaller organisms, such as bacteria, may exert
control by interacting with and transforming the chemical constitution of their
environment. Larger organisms create webs, nests, or burrows, which alter the
evolutionary pressures on other organisms in the environment. Such processes
prompted the biologist Kevin Laland to draw attention to the necessity to revise the
linear conception of evolution. Instead of a linear process, Laland offers an
understanding of evolution premised on the non-linear, reciprocal relationship between
the organism and its environment:
“The properties of environments cause (some of) the properties of organisms through the action of natural selection, but equally the properties of organisms cause (some of) the properties of selective environments through niche construction […] The selective environments of organisms are not independent of organisms but are themselves partly products of the prior niche-constructing activities” (Laland 2004, 4 and 5).
For example, new generations of species possess ecological inheritances (Lewontin
2001; Laland 2004). An eloquent example is that of forest succession: A forest of white
pine trees can emerge and thrive given enough sunlight, but the second generation of
these trees will be placed in an unfavorable environment due to the forest cover of the
generation before them, leading to the emergence of a new dominant species. There is a
succession that occurs as environmental conditions are altered by the various species in
the ecosystem.
Laland’s argument for non-linearity starts with the gene-centric conception of natural
selection, in which an organism is simply the result of genome’s attempts to adapt and
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propagate itself in an exterior environment, and unfolds its implications. In doing so, he
draws attention to a contradiction: If genes’ phenotypic effects do in fact extend into the
organism and its environment, how can it be that the genes are only adapting to an
environment that is separate and exterior? Indeed, if the genotypic makeup of an
organism results in adaptive alterations to this exterior environment, then it must be also
regarded as constructing the pressures to which it and other genotypes must adapt. Just as
perception does not receive an environment, but rather enacts it in ways that opens up
and constrains new possibilities for perception and action, an organism (and its genome)
do not simply receive selective pressures from an environment, but rather create them in
ways that open up and constrain the possibilities for adaptation. The analogous nature of
these respective revisions makes explicit the necessity for transforming conceptions of
both evolution and cognition when establishing the organism-environment relationship
as the launching pad for grasping the mind as embodied.
The eloquence of Laland’s argument is that it takes premises from an opposing
perspective and draws them out to their logical conclusion, leading to an articulation of
the account he hopes to provide. In other words, he starts from the premise of linear
gene-centered natural selection and performs a reductio ad construction. This compelling
technique can be (and has been) effectively implemented in a way that demonstrates the
coupling of brain, body, and world in the process of cognition. Ever since Descartes, it has
been hypothesized that, given the right tools and mechanisms, it could be possible to
place a brain in a vat and simulate reality. However absurd this may seem, the ‘mind as
brain’ intuition is complicit with an input-output perspective that opens up the feasibility
of this ‘envatment’ hypothesis (Anderson 2009). However, starting with the premise of a
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brain in a vat, it is all too easy to perform a reductio ad embodiment (Dennett 1991;
Thompson 2010; Haugeland 1998).
One way to do so is to grasp biological necessities of a brain in a vat. In order for a
brain to be, well, alive, it is necessary that it is given sufficient blood flow in order
provide the necessary nutrients, such as glucose, molecules, such as oxygen, and ions,
such as K+ or Ca2+, that are all essential for synapse formation and synaptic activity
(Cosmelli and Thompson 2010). Already, it is apparent that the brain is dependent
various resources and processes a body provides. However, we can theoretically grant
the possibility that they could be simulated in a lab. But all this provides is the condition
to enable neuronal activity, so what does it take to simulate thought, or experience? In
order to account for the neuronal activity of the brain, it is necessary that the blood flow
not only enables the activity, but also is responsive to it: “Once we take into account the
brain’s endogenous workings, it becomes obvious that [the vat…] and the brain need to
be seen as reciprocally coupled and mutually regulating systems” (Cosmelli and
Thompson 2010, 269). In other words, the blood flow not only determines or makes
possible neuronal activity, but also is thoroughly determined by this very activity; they
are constitutively coupled. Providing an envatted brain with something that mimics
blood flow is somewhat feasible, but simulating the coupling between neuronal activity
and brain flow is nothing short of providing the brain with a body. After all, the activity
of the brain (and whole nervous system) is thoroughly oriented towards coordinating
action. Therefore, the activity to which the blood flow is coupled is not internally
isolated, but rather is connected to an entire innervated body, such that the coupling of
the brain and the blood automatically implicates the body-in-the-world.
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This brings us back to the concept of internal representation and its role in
embodied action. The representationalist perspective is much more akin to the brain-in-
a-vat perspective, because it treats the body and environment as sources of input and
targets of output, not as constitutive elements in process of action. From this brain-
centered perspective, Dreyfus’ concept of muscular gestalts, and Noë’s concept of
sensorimotor enactment are phenomena that are ultimately stored in the brain. For
example, whilst critiquing Noë’s account, Lawrence Shapiro argues that his account falls
short of showing that sensorimotor competence is something that is always dependent
upon the brain-body-world as a whole, and not just the brain alone. He does so by
arguing that once sensorimotor competencies have been recorded in a brain, the same
brain placed in another body and could still enact those capacities (Shapiro 2010). Quite
frankly, this is massive oversight, and here’s why: Even if we grant that a given
sensorimotor competence is recorded in the brain as an output instruction, it is
impossible to separate this instruction from the specificities of the body in which it was
learned. As John Haugeland states,
“But that some particular [nerve] pulse pattern […] should result in my typing an ‘A’ depends on many contingencies […] It depends on the length of my fingers, the strength and quickness of my muscles, the shapes of my joints, and the like” (Haugeland 1998, 225).
As is evident here, output instructions are thoroughly dependent upon the particular
body in which they are put out, as it were.
But granting that sensorimotor competencies are output instructions, even ones that
are specific to the body in which they were learned, is already granting far too much.
Take the example of a musician. I have played classical piano since childhood, and I have
extremely vivid memories of the exasperated moments before a performance. What
would always imbue a panic is when, out of nervousness, I would attempt to ‘represent’
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the piece in my head, note by note, only to realize that I couldn’t. My knowledge of the
piece was not ‘in my head,’ it was embedded in my body and its interaction with the
piano. Much like locomotion in an environment carries information about past motions
and orients the organism towards future possibilities, while in the midst of a piano piece,
playing one note necessarily implicates the previous one’s played, the current notes with
which it harmonizes, and points towards the next ones. An output is not a stored
representation or instruction, but rather a flexible cascade of bodily enactments.
I admit that my anecdote is somewhat flawed, since the brain-centered
representational perspective does not argue that these outputs take the form of
conscious instructions. However, we’ve already noted one problem with the brain-
centered view: the output instructions are always specific to the body in which the skill
was learned and thus can’t be separated from them. But, there is a more compelling
reason that demonstrates why there are no pre-determined outputs at all. Not only does
an output have to be specific to the relatively constant aspects to the body, but also to
the features of the environment that are dynamic. For example, the neuronal outputs
required for two different pianos would have to be significantly different, given the
different texture and resistances of the pianos’ keys. So, not only does my performing a
piece depend upon the specific cascade of bodily enactments, but also the way in which
these cascades coupled with and responsive to the dynamic world. This is why I refer to
this cascade as flexible; it is coupled to the world itself.
Thus, action and perception must be viewed as co-regulating processes that traverse
the brain, body, and world in a closely coupled unity. As Randall Beer states, "strictly
speaking, behavior is a property of the entire coupled brain-body-environment system,
and cannot in general be properly attributed to any one subsystem in isolation from the
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others” (Beer in press). But unity is not synonymous with homogeny. All of this
obsession with unity may start to seem ridiculous when, of course, there is a visible
material boundary between the organism and its environment. Thankfully, a concern
such as this one doesn’t confabulate the account, but rather helps to sharpen its
articulation.
The point is not that there are no boundaries, but rather that these boundaries are
themselves enacted and upheld on the condition of constant coupling across and
between them. In other words, the boundaries delineating separation are themselves
properties of the unified system in which they function and from which the draw their
purpose. Recall the definition of autopoiesis: the organism individuates itself from its
environment by constructing a boundary that is maintained only through the constant
intra-action across the boundary. So, in the enactive account, we are not losing a
boundary, but, for the first time, we are gaining a legitimate non-arbitrary one (Rouse,
personal communication). As Karen Barad states, “the line between subject and object is
not fixed, but once the cut is made, the identification is not arbitrary but in fact
materially specified and determinate” (Barad 2007, 155).
Narcissistic Affordances and Nested Significance
Thus, far we’ve come to see how the environment is perceived relative to the action
of the organism. Through autopoiesis and niche construction, we’ve also seen how the
organism and environment are always reciprocally influencing such that they are
mutually constraining. This enabled us to grasp how action and perception are not
products of just the organism, or just the brain, but rather the entire system of organism
(brain, body) and environment (world). At this point, it is necessary to take stock of what
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has hitherto been indicated, but partially unexplained. I have previously argued for a
distinction between the physical surroundings of the organism and its environment. The
latter is those features of the physical surroundings that are disclosed as relevant relative
to the life-activity of a particular organism. Thus far, I’ve accounted for how embodied
action unveils the environment and, furthermore, I’ve demonstrated how the organism
specifies and constructs its environment by adaptively coupling with it. However, I have
yet to demonstrate how environments differ between organisms. In other words, I have yet
to fully unfold the implications of the distinction by providing concrete examples.
Consider the difference between a bee and a bear. For these two organisms
respectively, the relationships of invariance that are disclosed in the process of embodied
activity are thoroughly different. The most obvious difference arises from the fact that
the bear and the bee are vastly different in size and possess sensory apparatuses that are
distinct and phylogenetically distant. As a result of these differences, the bear might
perceive the complex invariant structures formed by various trees and boulders, which
may serve as a backdrop for prey that move within the foreground of these invariant
structures. The bee, on the other hand, will perceive the invariant structures formed by
the grass and shrubbery as it uses larger invariant landmarks as a backdrop for locating
food sources. Other organisms it perceives may arise as obstructions to a path or threats
to the availability of this food source. Thus, there are two important things to note. First
of all, the environment of an organism inevitably includes other organisms. Indeed,
“adaptive coupling occurs when a system (typically a plant or animal) evolves a
mechanism that allows it to track the behavior of another system” (Clark 1999, 347).
Secondly, it is important to note that when the bear and the bee perceive the same object
within the environment, the quality or relevance of the information is not the same for
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two inter-connected reasons. Firstly, its context provides it with a unique backdrop, and
secondly, the distinct nature of the sensory transducers of the two organisms unveils the
world in fundamentally distinct ways so as to generate this unique backdrop.
Furthermore, another source of the distinct quality of the environment perceived is
the fact that the bee and the bear have extremely different biological concerns. That is,
what each organism perceives is fundamentally shaped by its unique needs and actions
within an environment. As I have frequently invoked, perceptual capacities have not
evolved to reveal a veridical depiction of the exterior world. Instead, perceptual
capacities have evolved in order to reveal to the organism the information that is
relevant to the continuation of that organism’s life process. An organism’s life-activity
and its capacities for perception have a long and interconnected evolutionary history. In
contrast to veridical depiction, the way the world is revealed always has a “self-entered
glow” (Akins 1996, 345). That is, the world revealed can only be understood as having
been revealed to that particular organism in that particular embodied context. As
opposed to simply receiving information, sensory systems, according to Akins, should be
regarded as doing something, a concept that has now become familiar. Sensory systems
are telling the organism about relevant stimuli in a way that has adaptive purpose: there is
a symbiosis between “the information gathering of the sensory system and the motor
needs of the sensory system” (Akins 1996, 351).
The example she provides is the activity of thermo-receptors. Akins eloquently
delineates the fact temperature receptors respond non-linearly to heat and cold, forming
a bell curve of response activity in which the extremes are qualitatively indistinguishable.
Furthermore, she describes the unequal distribution of different kinds of receptors,
demonstrating how different parts of the body have different qualitative expressions and
35
experiences of temperature. Consider placing your head under cold water—you are likely
familiar with the sensation of an initial burst of extreme cold followed by what feels like
the stabilization to a comfortable warmer sensation. This is because the head, more than
other places of the body, is full of dynamic thermo-receptors, those that respond only to
changes in temperature relative to the given baseline. This shouldn’t be surprising, since
for mammals, maintaining homeostasis around the head is critical for survival, more so
than other parts of the body. Once the new base temperature has been established, the
dynamic responders cease activity and the activity of the static receptors, those that
respond to stable temperatures, starts to kick in at the new baseline.
Such an example elucidates the fact that sensory ‘narcissism’ is not any less
prominent in Homo Sapiens. Indeed, “we, as perceivers [...] tend to mistake our
conscious perspective for insight into how things work […but] even as intentional
conscious perceivers, we are equally in need of narcissistic sensory strategies” (Akins
1996, 354). To state this more strongly, as embodied organisms, humans are thoroughly
dependent upon these strategies. Organisms are not concerned with representing an
objective environment, but rather with discovering and depending upon how the
environment offers itself in the process of an embodied life-activity.
Gibson’s account of ‘affordances’ paints a similar picture. Affordances are the way in
which features or processes within the environment afford possibilities for action and
engagement to particular organisms. Indeed, the organism’s environment could be
construed as a field of surrounding affordances. For example, as the bee flies along its
path, certain flowers and plants afford a source food and a place to land whereas, for the
bear, they afford nothing more than a place to step or sit. In a similar vain, a river
affords a bear a source of food while, for the bee, it may recede beneath the level of
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perception or afford a threat if sufficiently proximate. A tree in the environment affords,
for the bee, a place to construct a hive, whereas for the bear, it affords a source of
shelter and possibly food (the bee hive’s honey!).
The aspect of Gibson’s theory of affordances that is most evocative is that an
affordance simultaneously refers to an organism and its environment. It is a subsuming
term, one that highlights the constitutive relationship between them. Furthermore, he
argues that these affordances are directly perceived, which is to say that they are enacted in
the world. Thus, the subtlety of the account is that Gibson is neither saying that the
environment possesses these affordances as independently definable prior to the
organism’s engagement, nor that the organism first perceives the environment,
represents it, and then creates the affordances by engaging the environment in a
particular way. Instead, affordances are properties of the environment disclosed by the
organism:
“The verb to afford is found in the dictionary, but the noun affordance is not. I have made it up. I mean by it something that refers to both the environment and the animal in a way that no existing term does. It implies the complementarity of the animal and the environment” (Gibson 1976, 127).
But this introduces a slightly puzzling conundrum. If the information for affordances
is in the light waves themselves, how can two different organisms perceive a different
environment from the exact same vantage point? In order to provide an adequate
response to this apparent paradox, it is important to note that there is both overlap and
divergence in the environments perceived by respective organisms. Of course the bear
and the bee both can perceive an invariant. But, just like invariants, affordances are not
properties of isolated features of the environment and instead are a property of the entire
configuration disclosed by the organism’s life activity, a configuration that is specific to the
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particular engagements of the organism. It is in this holistic sense that the flower affords
nectar for the bee but not for the bear; they are “invariant combinations of invariants”
which are enacted as affordances relative to embodied activity (Gibson 1976, 140). As
Gibson states,
“An affordance cuts across the dichotomy of subjective-objective and helps us to understand its inadequacy. It is equally a fact of the environment and a fact of behavior. It is both physical and psychical, yet neither. An affordance points both ways, to the environment and the observer” (Gibson 1976, 129).
It thus becomes clear how two different organisms can perceive the same physical
surroundings as different environments. And, as already noted, this is largely to do with
evolved differences in the perceptive capacities and biological concerns of different
organisms. For example, humans can’t hear frequencies that other species can perceive,
just as some species can see frequencies that others cannot. The same goes for all
sensory capacities, such as the relatively weak ensemble of olfactory receptors in humans
relative to some of our mammalian ancestors such as rats. Therefore, there are important
divergences between what is enacted and perceived by particular organisms, and it is
these differences, in part, that help to shape how the shared physical surroundings
become distinct environments for different organisms.
Throughout the exposition, Gibson is adamant that ecological perception does not
occupy Newtonian space and time. “If what we perceived were the entities of physics
and mathematics, meanings would have to be imposed on them” (Gibson 1976, 33). In
contrast to the world of Newtonian particles, organisms dwell within an environment of
surrounding affordances that it relates to and perceives directly. Essential to this
possibility is the fact that parts and wholes are nested within each other in ways that are
highly dynamic and contextually determined by particular engagements. Think back to
the keychain thought experiment. Whereas I perceive the keychain as a keychain that’s a
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component part in a world disclosed by my particular way of life and the possibilities for
action in my current context, a dog perceives the rattling of a keychain as a solicitation
that warrants a particular sensorimotor response: run to the car! Indeed, when I’m using
the keychain to communicate with my dog, its affordance is as a prop for
communication. Similarly, for the bear, the perception of a tree is enabled by its
situatedness within its context; the tree’s affordance, what it offers, changes if it is
raining, if the bear is pursuing prey, or if it is resting. This tree, in turn, could serve as a
backdrop to the activity of the caterpillar crawling up its trunk, encountering other biota
on its surface, or the bird constructing a nest. In both cases, it affords a stable surface
upon which to move and act. This means that the tree as a unit for the bear can be
broken down into different parts for other organisms and might, at a given moment,
constitute the whole environment for that organism. The keychain as a component
object can in turn serve as the backdrop for the individual keys attached to it.
This account finds resonance with the philosophy of quantum physicist David
Bohm, who writes about the enfolded (implicate) and the unfolded (explicate) order.
According to Bohm, if quantum entities do indeed exist as waves throughout space, then
quantum entities are folded into each other such that every point within space possesses
information about the whole:
“In terms of the implicate order one may say that everything is enfolded into everything. This contrasts with the explicate order regarded in physics in which things are unfolded in the sense that each thing lies only in its own particular region of space (and time) and outside the regions belonging to other things” (Bohm 2002, 225).
In Gibson’s account, this means that every point within the physical surroundings
possesses information (light waves, sound waves, etc) about the entirety of the physical
surroundings. This information is enfolded into each point. What enables parts of this
39
implicate order to become explicate is the unfolding of the information by means of
embodied action within the physical surroundings, which disclose an environment whose
features are dependent upon the light waves themselves, as well as the specificities of the
organism’s sensory apparatuses and the particular activity of the organism.
Based on this organismal locomotion and the specific goals of the active
engagements, certain aspects of the physical surroundings are unfolded as relevant (as an
environment), while others may remained enfolded or nested within; a flower may
constitute a part of a broader environment for a bee, but it may be the entire
environment for a bacterial cell. These processes are not absent for the bee, but they
remain enfolded, implicate. Perception is not a piecemeal process by which an organism
adds together the discrete or atomic aspects of the physical surroundings to configure a
whole environment. This is another reason why, as Gibson articulates, organisms
(including ourselves) do not perceive the world of Newtonian physics. Instead, an entire
environment is enacted and inhabited through embodied activity, which provides a
context for the significance of individual aspects of this environment.
However, it is also important to note that the whole is simultaneously dependent
upon the features within it. It is not some transcendental condition that is independent
of its parts. As Dreyfus states in relation to ‘gestalts,’ or perceptual wholes, “just as the
elements cannot be defined independently of the Gestalt, the Gestalt is nothing but the
organization of the elements” (Dreyfus 1972, 157). Take, for example, a symphony. A
symphony is nothing without the notes that constitute it, but the notes within it do not
possess their quality unless in relation to the given melody, harmony, and ultimately their
position within the whole piece. Thus, an organism can be regarded as enacting a
symphony where the qualities of its melody (affordance-perception and enaction) are
40
shaped by the harmonies within which this action is occurring (the configuration of the
environment). This harmonic context is given a new illumination, a new texture, in the
face of this organism’s melody. In other words, the influence is bi-directional, moving
back-to-front and front-to-back, bottom-up and top-down, in a coupled process of
reciprocal unfolding.
The goal of part one has been to both outline and argue for the centrality of the
body in constituting the organism-environment relationship and the cognitive processes
that occur therein, as well as to undermine a dependence upon internal representations
as the foundation of cognitive action. The extent to which the organism-environment
relationship can be explained at the level of the active body demonstrates the importance
of considering the body as a unit in the process of cognition. Of course, the body as a
whole contains within it the nervous system as a component part, a part whose
contribution is indispensible to the body’s overall functioning, and thus it is at this point
that I turn to the brain’s contribution to the organism’s embodied processes. To
conclude, I transition with a quote that connects various threads of this section and
points towards the next:
“The nervous system is often seen as the conductor of the body […] The [tenets of ecological embodiment] suggest a different metaphor: the nervous system is one of a group of players engaged in jazz improvisation, and the final result emerges from the continued give and take between them” (Chiel and Bier 1997, 555).
Part II—A View From Within
The Place of the Brain in Ecological Embodiment From within the current framework, the brain can no longer be regarded as a central
processor with peripheral influence to and from the body and environment, but I take
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caution to note that the brain is still fundamentally central to the process of cognition.
Contrary to foreclosing discussions of the role of the brain in cognition, the frame shift
to ecological embodiment offers novel and compelling ways to interpret what the brain
is doing and how it is able to do so. Thus, the remainder of this project will be spent gazing
within the boundaries of the skull with the ultimate goal of elucidating how neural
processes are given a nuanced articulation once the body and environment are regarded
as the foundation of the cognitive system of the active ecological agent. Furthermore,
the movement is bi-directional—by demonstrating the ability of an ecologically
embodied framework to account for neural phenomena, I am simultaneously using
neural phenomena to modify the framework. In other words, the goal is not merely to
tailor the neurological literature to a framework that is complete in its absence, but rather
to integrate this literature into the framework such that it both helps to shape and comes
to fit within it. Overall, this will enable the account of ecological embodiment to become
more highly developed and penetratingly plausible.
Of course, I do not feign to provide a holistic account of the brain’s processes, so I
have chosen to focus on a phenomenon particular to the hippocampus—the activity of
what have been dubbed ‘place cells’ (O’Keefe 2006.). Place cells are pyramidal neurons
in the CA1 and CA3 regions of hippocampus whose activity is specific to particular
locations in a given environment. Individual place cells possess ‘place or firing fields,’
which are spatial distributions within a given environment within which the cell becomes
active; that is, emits excitatory action potentials at increased frequencies. In the words of
O’Keefe, who made one of the initial discoveries of place cell activity in rats, “as the
animal moves around a familiar environment, the typical hippocampal pyramidal cell will
be silent for most of the time, only springing into activity each time the animal enters a
42
delimited area” (O’Keefe 2006, 1). Thus, place cells are indispensible to the cognitive
processes of spatial learning and navigation. While the neurosciences have, with great
success, come to extensively account for the various facets of place cell activity—their
relationships with each other and other neurons in the hippocampus, their dependence
and influence upon the activity of the organism, and their responsiveness to features of
the surrounding environment—the literature is notably lacking a unified and coherent
explanation of their activity. In other words, the details and the dynamics of place cell
activity are understood with great precision, but the location of place cells within a
broader framework of cognitive science is foggy, at best. It is my suggestion that the
framework of ecological embodiment provides the most exhaustive account of place cell
phenomena, while simultaneously having much to gain from their careful analysis and
incorporation.
The phenomenon of place cell activity serves as a salient topic for the ensuing
discussion of the brain in the context of ecological embodiment because the activity of
place cells can lead to starkly divergent interpretations. In fact, at first glance, the
majority of the explanations of place cell activity appear hostile to the conceptual
framework established thus far. This is because the prominent language for describing
hippocampal place cell activity is that of ‘internal representations.’ It is almost
ubiquitously asserted that place cells serve as internal representations of the
environment, providing an internal cognitive map that enables the organism to perform
spatial navigation tasks such as finding novel routes to known destinations (O’Keefe et
al. 2006; McNaughton et al. 1996; Best et al. 2001). In other words, after scanning the
literature and absorbing its language, it would appear as though the organisms under
study (which are almost exclusively rats) operate on an internal representation of space
43
generated by the place cells, which is precisely the language that was refuted in the
previous section. For example, McNaughton et al. state that the discovery of place cells
draws attention to their role “in the development of high-level internal representations
of allocentric spatial relationships and in learning to solve problems that require memory
for those relationships” (McNaughton et al. 1996, 173).
It could be argued many of the scientists studying place cells are unconcerned with
the broader philosophical implications of such language. Furthermore, we will come to
see that they also offer plenty of descriptions that give credence to the framework of
ecologically embodied cognition. Indeed, it is partly the co-presence of these idioms that
makes the location of the place cell literature within a coherent framework of cognitive
science so unclear. However, notwithstanding an explicit awareness of the philosophical
implications, it is my fear that the use of the language of internal representation
exemplifies an intuitive pull towards a conception of cognition that is fundamentally
misguided, for all the reasons hitherto explained. Furthermore, by falling prey to this
pull, the science to some extent comes to misinterpret, and perhaps misunderstand, the
data that it has so successfully generated.
Thus, it is not merely that interpretations of the data depend upon philosophical
implications that are separate, but also that certain philosophical assumptions have
scientific implications—the questions that are asked, the experiments that are designed,
and ultimately the way that the data is presented. For example, “instead of asking, ‘What
is the neural basis of adaptive behavior?’, one should ask ‘What are the contributions of
all components of the coupled system and their interactions to adaptive behavior?’”
(Chiel and Beer 1997, 555). By wading through the scientific data and the philosophical
language that is in tension throughout the literature, I intend to shift our orientation and
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make explicit the extent to which the framework of ecologically embodied cognition
successfully accounts for the data, despite the persistent dependence upon the language
of ‘internal representation.’ In doing so, I hope to become clearer on a novel and precise
meaning of ‘internal representation’ in the context of ecological embodiment and
demonstrate the function these place cell representations may serve in the cognitive
processes of spatial navigation. By clarifying a framework that successfully accounts for
place cell phenomena, I hope to point towards questions that can influence the
continued study of neural processes that participate in cognitive systems.
The rest of part two will be divided into two sections. Firstly, I will outline some
essential components of place cell activity and demonstrate their indebtedness to the
organism’s embodied action and the environment within which this action occurs. This
will enhance our understanding of place cell phenomena while beginning to situate them
within the framework of ecologically embodied cognition. Secondly, I will confront the
tension between internal representation and embodied action head on through three case
studies.
The Descriptive Aspects of Place Cell Phenomena There is no sharp boundary between the description and explanation of place cell
phenomena, so as I move into a section that is predominantly descriptive, I will take
caution to indicate the ways in which the descriptive aspects of place cell phenomena can
be explained through the framework of ecologically embodied cognition hitherto
established. Conversely, in the second section, I will come to introduce novel descriptive
details as I ultimately assess and explain the relative merits of representational versus
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embodied frameworks for explaining place cell activity. To begin, the ensuing overview
will discuss three essential aspects of place cell activity:
i) The location versus the rate of place cell firing.
ii) Origins of place field formation—the complementarity between allocentric
(exteroception) and egocentric (proprioception) information and their relative
contributions to place field formation and activity.
iii) Plasticity—reuse and remapping.
In all cases, the importance of the organism’s active locomotion and the contextual
specificities of the environment as it relates to that motion will be shown to have
fundamental control over the various facets of place cell activity. This consideration will
thus serve as the launching pad for situating place cells within the framework of
ecological embodiment and enable us to come to a novel understanding of internal
representations and their indebtedness to and embeddedness within the framework of
ecological embodiment.
i) The location versus the rate of place cell firing—When considering place cell activity, it is
necessary to note the distinction between where they fire and how much they are firing. A
place field (or firing field) is the spatial distribution in a given environment within which
a particular hippocampal pyramidal neuron exhibits any activity above its resting firing
rate (O’Keefe 2006; Wilson and McNaughton 1993; Best et al. 2001). However, the
spatial distribution of the place field is heterogeneous with regard to the rate of place cell
firing. In other words, the center of a place field is the location in the environment
within which the cell exhibits maximal firing rates, whereas the peripheries of a place
field are the locations within which the cell is active at levels below maximal rates but
above resting rates. Thus, the firing frequency of a place cell is highest when the animal
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enters into the location that is equated with the center of its place field and becomes
progressively lower as the organism moves away from the center and towards the
periphery of its place field. Conversely, as the organism moves from the periphery
towards the center of its place field, the firing rate of the cell is gradually increasing.
Thus, the activity of the place cell is dependent upon and indicative of the active locomotion
of the organism through the environment.
The particular spatial distribution of place cell activity and its connection to
organismal locomotion introduces two interconnected considerations. Firstly, since place
cells possess place fields that are distributed and heterogeneous with regard to firing rate,
place fields between cells are often overlapping. However, at these shared points in space,
cells with overlapping place fields have different firing rates. Thus, at a given location,
there are always multiple place cells firing. That is, hippocampal place cells do not fire in
isolation, but rather fire as ensembles (Wilson and McNaughton 1993). The ensemble
activity of place cells has robust correlations with the locomotion of the organism
because, at a given location, there are cells whose activity relates to the organism’s
current location (cells that are at maximal firing rates) as well as the organism’s previous
and possible future locations (cells at firing rates below maximal but above resting).
Ensemble activity therefore encodes the trajectory of the organism’s action within the
environment.
This leads to the second consideration. It is important to note that the trajectory
encoded by the ensembles is always specific to the environment within which the action
is occurring, as well the specific details of the organism’s engagement. In other words,
the location of place fields and the firing activity of the place cells will vary whether the
47
organism is exploring, pursuing a goal, in an open field cylindrical environment, or in a
linear track environment:
“As part of the rat’s cognitive system place cells are strongly influenced by what an individual animal is doing […] The response properties of place cells depend on the experience of individual rats, the task they are doing, and what can only be called their perception” (Bures et al. 1997, 348).
The beauty of this passage is the integration of action and perception that is fundamental
to place cell activity. The organism does not merely perceive the environment so as to
generate an internal model that governs action, but rather its action in conjunction with its
perceptive faculties enables place cell activity to be sensitive not only to the environment
by means of perception, but also to the unique trajectory of action within the
environment perceived. After all, “what the organism senses is a function of how it
moves, and how it moves is a function of what it senses” (Thompson and Varela 2001,
242).
The way this relates to ensemble dynamics is two-fold. First of all, an organism can
occupy the same location in the same environment and exhibit divergent place cell
ensemble dynamics, both in terms of which cells are firing and how much they are firing.
This is due to the contingencies of the physical trajectory (i.e. entering from north or
east) and the motivational behavior (i.e. pursuing a reward or exploring). Second of all,
the organism will perform the same action in different environments and exhibit
divergent ensemble dynamics. After all, an essential function of place cells is to
differentiate between environments by forming a distinct ensemble of place fields.
Through action-mediated encoding, the ensemble activity of place cells provides the
animal with an awareness of the details of the environment in which it is embedded and
how its body relates to these details. Ensemble dynamics will be taken up in all of the
case studies, so a discussion of their status as representations will be taken up later. At
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this point, however, it has become necessary to grasp the processes of place field
formation so as to better understand how the place fields of individual cells themselves
differ with respect to different environments.
ii) Origins of place field formation—Think back to Gibson’s account of the interdependence
of perspective structure and invariant structure. The perspective structure of the
environment is predicated on the trajectory of the organism’s locomotion, whereas
invariant structure is the stable features of the environment whose stability hinges the
dynamic perspective structure that emerges through this motion. As it turns out, the
intertwining of constancy (invariant structure) and change (perspective structure) in the
process of organismal action is indispensable to the formation of place fields—it is how
the organism comes to form stable place fields that are specific to a broader
environmental context and sensitive to a position within that context:
“The hippocampus […] encodes allocentric space, the location of the organism with respect to important places in the environment […] This information comes not only from the configuring of exteroceptive stimuli, but also from the vestibular system and other proprioceptive systems” (Best et al. 2001, 463). Of course, this highlights the essential experience-dependent nature of place field
formation. Indeed, many of the experiments that study place field activity under varying
conditions require that the organism (the rat) first establish stable place fields distributed
throughout an environment by allowing the rat to explore in pursuit of food (O’Keefe et
al. 2002; Anderson et al. 2006; Wilson and McNaughton 1993; McNaughton et al. 1996).
Thus, to preview an aspect of the discussions to come, even if place cells are regarded as
internal representations that enable sophisticated navigational activity of the organism,
they must also be regarded as themselves enabled by the activity of the organism; the
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causation is reciprocal. The implications of this two-way causation will be taken up in
later case studies.
Despite the complementarity between allocentric and egocentric stimuli, much of
the place cell literature is devoted to understanding the isolated contributions of
allocentric and egocentric information on the activity of pre-formed place fields
(O’Keefe 2006; Bures et al. 1997; Burgess et al. 1997). In other words, in artificial
conditions, experimenters are able to selectively manipulate these sources of information
and study how they influence place field activity. Fascinatingly, in different contexts, the
various sources of stimuli (whether allocentric or egocentric) exert different degrees of
control on the stability and activity of place fields. For example, in some instances, a
shift in distal cues in the environment causes place cells to shift their place fields within
the environment so as to retain their relationship to the shifted environmental cue:
“A single visual cue, a white card attached to the inside wall of a cylindrical arena, could exert almost total control over the location of place fields. Rotations of the card were accompanied by equal rotations of the place fields” (Best et al. 2001, 464).
When place fields co-vary with a shift in an environmental cue, it enables the organism
to continue to maintain an awareness of how its movements will alter its position relative
to that cue (how its perspective structure relates to a particular aspect of the invariant
structure in the process of motion). This is significant because certain cues in the
environment may possess learned relationships with locations such as food sources,
enabling them to serve as landmarks for navigation. Thus, maintaining an awareness of
position relative to significant allocentric cues enables the organism to be aware of how
to gain access to a desired location by maintaining coordination between its interior
processes and the exterior world.
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The language of relevance and significance with regard to isolated aspects of the
environment resonates with previous assertions that the organism is a process of
selecting features of the physical surroundings that constitute its relevant environment.
Further data with regard to the manipulation of allocentric stimuli and its effect on the
ensuing activity of place cells serves as potent evidence for this assertion. For example,
“in experiments where several distal spatial cues are available, [the] removal of one or
more of these shows that the majority [of place fields] are maintained as long as any two
of the four cues are present” (O’Keefe 2006, 6). Thus, the organism buffers certain stimuli
(Godfrey-Smith 2002). This is significant because it is clear that the organism does not
generate an internal model of the surroundings in their completeness and proceed to
choose relevant features. Nor can we say that the organism perceives those features and
then chooses to model only specific parts. Instead, the organism is itself selectively
sensitive to its environment in varying contexts, as exemplified by the selective sensitivity
of place field stability to various facets of environmental dynamics. In a famous essay
that devises a challenge to the necessity of representation in cognitive processes, Rodney
Brooks, a pioneer in the field of experimental robotics, demonstrates how selective
buffering is essential for the creation of agents that can cope with a dynamic
environment:
“By not trying to have an analogous model of the world, centrally located in the system, we are less likely to have built in dependence on that model being completely accurate. Rather, individual layers extract only those aspects of the world which they find relevant” (Brooks 1991, 144).
Thus, contrary to being a central processor that generates a rich internal representation,
place cell ensembles can be viewed as essential features in a broader embodied system
that is sensitive to the dynamics of movement through the world itself.
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The selective influence of allocentric information has led to hypotheses that place
cell ensembles serve primarily as path integrators (McNaughton et al.1996). That is, the
locations of place fields in an environment and the particular pattern of cellular
connectivity are influenced primarily by ideothetic self-motion information. In this
paradigm, the function of allocentric sensory stimuli is to sharpen and heighten the
resolution of place fields in the given environment: “Repeated pairings between these
ideothetically updated place representations and landmark information would
subsequently allow the landmarks […] to correct for drift in the path integrator”
(McNaughton et al. 1996, 175). The shift from viewing hippocampal place cells as
representing allocentric space to integrating self-motion information in relation to
relevant landmarks marks a shift from prioritizing representing an independent world, to
prioritizing staying in touch with the world itself through processes of active perception.
According to Haugeland,
“The trouble with representation is that, to be good enough, it must be relatively complete and relatively up to date, both of which are costly in a dynamic environment. Perception, by contrast, can remain happily ad hoc, dealing with concrete problems only as they arise” (Haugeland 1998, 219).
McNaughton et al., who provided an early and compelling articulation of the path
integration approach to interpreting place cell activity, offer a lucid articulation of
Haugeland’s argument in the context of place cell activity, which is worth quoting at
length:
“An allocentric map of the environment, based on stored relationships among landmarks, would be expected to require considerable time for its acquisition. Moreover […] storing object-centered relationships among n landmarks requires storage of the order n2 items. In contrast, if direction and distance information are available, then a vector-based storage system can, in principle, be constructed, whose storage requirements increase only linearly with the number of landmarks” (McNaughton et al.1996, 174).
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In other words, it is much more burdensome to represent how landmarks relate to each
other independently of the organism, than it is for the organism to perceive how
landmarks relate to itself based on direction and distance information that is determined
in relation to the organism’s locomotion. Furthermore, information about the
relationship between landmarks in the environment, which is costly to represent, is made
available once an organism knows how the relative distance/direction of individual
aspects of the environment change in relation to itself in the process of its locomotion.
As the organism enacts this motion, the resolution of place fields (and thus the precision
of the organism’s spatial awareness within the environment) is drastically increased.
Thus, it would appear as though when place cells are regarded as path integrators
whose place fields are based on locomotion, it inextricably implicates the perception of
invariant structures in the environment that are relevant to the organism. In fact, the
perception of invariants is not only implicated in path integration, but rather place cells
as path integrators are themselves dependent upon the perception of invariants insofar
as the path integration system would be imprecise and dysfunctional in the absence of
this perception. Thus, the function of path integration is not merely to track movements
of the isolated organism, but rather to track its situated dynamic relationships to specific
features of the surrounding environment so as to provide a persistent sensitivity to
relevant stimuli.
In conclusion, it is important to note the complementarity of sensory modalities in
the formation and maintenance of place fields. According to O’Keefe, “place cells use
information from different sensory modalities to identify landmarks or features of the
environment. These cells are not totally dependent on any specific sensory modality”
(O’Keefe 2006, 6). The integral influence of multiple sensory modalities on the activity
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of place cells serves two functions. On the one hand, it enables flexibility in place cell
ensemble activity such that the ensemble can shift its dependence upon these various
modalities and maintain stable place fields if certain senses become deprived. It allows
the organism to be an iterative process of both perception and buffering. Conversely, it
enables individual place cells to be sensitive to changes in isolated sensory modalities,
which can promote a process that has been called partial remapping, where individual
place cells alter their place fields within a stable ensemble in response to isolated sensory
stimuli, while the rest of the ensemble retains their place fields (Jeffrey 2011). The
relationship between individual place cells and the ensemble as a whole will be centrally
discussed in an ensuing case study. But for now, the capacities for place cells to either
maintain or alter their place fields in response to dynamic sensory stimuli points toward a
third component of place cells that has hitherto been pre-supposed, but unexplained:
their intrinsic plasticity.
iii) Plasticity: Reuse and Remapping—The fact that place cells are able to form distinct place
fields within different environments is indicative of their intrinsic plasticity. Furthermore,
their sensitivity to changing stimuli (i.e. their ability to re-map within an environment in
response to a shift in a relevant landmark) is a hallmark example of their essential
malleability. Thus, the basic tenets of place cell plasticity have already been at work
throughout the foregoing exposition. However, it is now time to explore this concept
with more precise detail and begin to unfold some of the implications it has for the
framework of ecological embodiment.
The first thing to note, which has already been intimated if not made explicit, is that
the same cell can form place fields in multiple environments. This phenomenon is best
54
described as the neural reuse of individual cells as they participate in different cell
assemblies underlying the spatial encoding of distinct environments. The neural reuse of
cells that encode for multiple environments exemplifies a type of plasticity in which
redundancy in the underlying neural architecture correlates with divergent qualitative
experiences. Alva Noë and Susan Hurley articulated an inverse type of plasticity when
they observed how a re-wiring of underlying neural architecture (i.e. visual input running
through the auditory cortex) resulted in qualitative experiences that were remarkably
similar (Hurley and Noë 2003). The implications this latter evidence has for embodied or
enactive cognition is that, if
“different neural areas […] can support the same kind of experience […then it is] because the various configurations all come to support the same patterns of interaction with the world, and it is these patterns (not any resultant neural goings-on) that actually constitute […] the experience” (Clark 2012, 758).
Thus, the experience of the organism (or the individual) in an environment is not merely
a product of neural activity, but rather a product of how the neural activity patterns
sensorimotor engagement within the world. It is clear that the same argument can be
made for the kind of plasticity exemplified by place cells. If the same underlying cellular
architecture encodes for multiple environments and provides the organism with a spatial
awareness that is distinct in different environments, then the spatial activity (or
awareness) of the organism must be regarded not as exclusively dependent upon the
neural activity, but rather upon how this neural activity influences and is influenced by
the organism’s sensorimotor behavior.
Since place cells participate in the spatial encoding of multiple environments, it is
important to note that the topographical relationship among the place fields of cells in a
given environment has no correlation to the topographical relationship among the cells
in the brain. In the words of O’Keefe, “neighboring pyramidal cells are as likely to have
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fields distant from each other in an environment as to have fields close together”
(O’Keefe 2006, 3). There are clearly benefits to having no pre-given neural topography
for place field relationships, in that it enables the organism to be sensitive to a dynamic
environment as opposed constrained by an internal model possessing a pre-given
structure: “the spatial relationships of the stimuli and features which make up a given
environment cannot be known a priori […] Therefore no predetermined topography can
exist” (O’Keefe 2006, 3). In other words, in order for the organism’s place cell activity to
promote successful navigational behavior, it must let action within the environment
determine the patterns of that activity. Since the environment of an organism and
components within the environment are constantly shifting, expanding, merging, or
shrinking, place cells must be plastic enough to form fields in any point in a given
environment. If proximal place cells always possessed proximal place fields independent
of sensorimotor influence and, furthermore, if these place fields underlay the organism’s
sense of spatial awareness, then different environments would be nearly indistinguishable
due to the persistent homology between the internal models.
Thus, a huge component of the capacity for place cells to completely re-wire in
distinct environments is that cells are never only connected to their immediate
neighbors, but instead have dispersed connections throughout the entire hippocampal
region (and beyond). This introduces a distinction that is worth making explicit: just
because proximal place cells don’t possess proximal place fields, it does not mean that
cells with proximal place fields lack synaptic connectivity. The axons and dendrites of
pyramidal neurons span great lengths, enabling the cells to form synapses with cells that
are anatomically distant. This has huge implications for the amount of information that
can be encoded by the hippocampal network. For example, if there is a network of 100
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cells, but each cell has connections with only two other cells, then there is a maximum of
200 available connections that can encode environmental information (i.e. through
mechanisms of Hebbian plasticity). Conversely, if each cell forms a hundred
connections, then there are 10,000 available connections. Thus, this network’s capacity
for encoding information is 50 times greater than the prior one. This capacity increases
exponentially as the number of cells and connections in the network increases, which of
course is the case in a real mammalian brain. Thus, by generating distinct patterns of
place field formation in response to the dynamic environment, these highly integrated
networks better enable the organism to be sensitive to small differences between
environments that are similar. This in turn allows the organism’s action to be more
sensitive to the complexities of the environment that have been discovered and encoded
through the connected processes of organismal action and place field formation. This
once again highlights the co-constitutiveness of action and perception in spatial
awareness and place cell activity.
As an illustration of the processes of reuse and remapping, Lever et al. demonstrated
that repeated exposures to two environments resulted in shifts in the respective place
fields of a given cell in an ensemble. It had been previously asserted that a major
influence on place field location was the distance between two or more walls in a testing
environment, which would thus predict that, in enclosures of similar sizes but slightly
different shapes, the same place cells would exhibit place fields in similar locations. Thus,
the study consisted of two environments of similar size that differed only in their shape:
circular or square. On the initial days of the experiment, the place cells in the sampled
ensemble exhibited firing fields that were in similar locations within both environments.
However, over the course of 21 days in which the organisms were repeatedly exposed to
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both environments, the place fields of the individual cells in the network began to
diverge in the respective environments, in some cases moving to different locations and
in other cases falling completely silent. This led the experimenters to conclude “that
environmental experience leads CA1 place cells to discriminate between environments
on the basis of geometrical features […] and to maintain this discrimination for a long
time” (Lever et al. 2002, 93). Thus, the sensitivity of place cell activity to the
environment extends beyond the relative distances between the confines of the testing
environment and into the details of its geometry. In a sense, the organism knows which
environment is circular and which environment is square, despite their similarity in size,
color, odor, etc., because there is a global shift in the ensemble dynamics of the place
cells. And of course, this knowledge is deeply predicated upon the experience and
expectations of active exploration. Thus, the plasticity of highly integrated hippocampal
networks enables the organism to perceive extremely subtle differences in its immediate
environment by means of action-mediated encoding.
Representing or Embedding? Three Case Studies
The exposition thus far has comfortably situated place cell phenomena within the
framework of ecologically embodied cognition. In describing how place fields form and
evolve through environmentally situated action-mediated encoding, I have steered clear
of the language of internal representation so prevalent in the literature itself. The primary
reason for this is that the language of internal representation doesn’t change how we
understand the particular aspects of place cell phenomena outlined in the exposition thus
far. That is, one could still regard the ensemble activity of place cells in a given
environment as an internal representation in the sense that they are brain processes that
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co-vary and carry information about the environment, while still embracing them within the
framework of ecologically embodied cognition. Despite their status as covariant internal
processes, place cells violate all the presuppositions endemic to the traditional
framework of internal representation that were outlined in the introduction.
Firstly, place cells do not encode a veridical depiction of a separate environment, but
rather encode how relevant features of the environment relate to the organism and its
action. Secondly, the perceptive processes that enable the formation of place fields are
not passive. Instead, place cells are fundamentally indebted to the embodied action of an
organism situated within its environment. Thus, to conclude, place cell representations
exemplify a fundamental inversion of the traditional approach to cognitive science:
internal place representations are not the condition for the possibility of action, but
rather action is the condition for the possibility of representations, if that is what we are
to call them. These representations must therefore be regarded as indebted to action and
embedded within a broader system that spans across the brain, body, and world (Chiel
and Beer 1997; Clark 1999). In other words, action does not operate on internal
representations, but rather internal representations depend upon and operate on action.
However, I also avoided the language of internal representation because I have not
yet confronted aspects of place cell activity that appear more thoroughly
representational. But by articulating foundational tenets of place cell activity within the
framework of ecological embodiment, I have not shied away from these difficulties, but
rather have paved the way for understanding them more lucidly. It is at this point that I
turn to the particular aspects of place cell phenomena that are more intrinsically
representational, with the ultimate goal of achieving a novel understanding of processes
of internal representation within the system of ecologically embodied action. Thus, the
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rest of the analysis of place cells will be devoted to three case studies that attempt to
parse out the role of representations within the framework of ecologically embodied
cognition.
i) Predicting the Path: Does action depend solely upon internal models? ii) Operating on Memory: Place cell projection and simulation iii) Beyond Covariance: Self-organization and predictive processing
i) Predicting the Path: Does action depend solely upon internal models?
In his essay ‘Mind Embodied and Embedded,’ John Haugeland introduces a thought
experiment inspired by the work of Herbert Simon, a leading researcher in the field of
Artificial Intelligence. He wonders, when considering the path of an ant walking along a
beach, whether the details of the ant’s path are determined by the ant’s internal processes
or by the “close interaction between the ant and the concrete details of the beach’s surface”
(Haugeland 1998). If the case is such that the ant’s path is determined exclusively by its
internal representation or model of the beach,
“then the importance of the beach would be reduced or eliminated, [whereas if] there is constant close coupling between the ant and the details of the beach surface, and if this coupling is crucial in determining the actual path, then […] the ant and beach must be regarded more as an integrated unit” (Haugeland 1998, 217).
By arguing for the latter, Haugeland articulates a version of organism-environment
entanglement that I have repeatedly advocated—it is not that there is no boundary
between the organism and its environment, but rather that this boundary is perpetually
re-enacted on the condition of their ongoing integration and intra-action. Thus, the
details that govern an organism’s action must be looked at orthogonally, regarding both
the details of the environment as well as processes internal to the organism.
Place cells offer an interesting contribution to the either-or of Haugeland’s thought
experiment, since the activity of an ensemble of place cells at a given moment carries a
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remarkable amount of information with regard to the organism’s position, as well as its
position relative to the particular trajectory of its action. In fact, in a famous experiment
by Wilson and McNaughton, the actual path of a rat through a controlled environment
was reliably reconstructed by observing the activity over time of an ensemble of place
cells with known firing fields. In order to achieve this reconstruction, the study began by
gathering cellular firing data from an ensemble of hippocampal place cells as the
organism explored within the confines of a control environment. After establishing clear
readings from the cells, the study calculated the mean firing rate of all cells at a given
location in space. Finally, after place cell recordings were gathered during a trial in which
the scientists were blind to the rat’s motion (which was recorded by a camera), the study
sought to re-create the path based solely on the firing rate data from the place cell
ensemble: “The actual rate vector over each 1-s epoch was compared with each expected
rate vector, and the site of maximal correspondence was assigned as the estimated
location” (Wilson and McNaughton 1993, 1056). In the cited passage, a ‘rate vector’ is a
snapshot of ensemble activity at a given time. Upon comparing the predicted path with
the actual path, the correlations were striking, and it was found that “1-cm accuracy over
1 second would require about 130 cells” (Wilson and McNaughton 1993, 1056). Thus, in
response to the question, “is the activity of a population of cells over a brief interval a
robust predictor of spatial location?” the study was able to offer a decisive yes (Wilson
and McNaughton 1993, 1056).
Thus, it would seem as though Haugeland’s claim was trumped by a robust set of
data indicating that the details of organismal action are predictably re-created by an
analysis of internal processes alone. But consider how the experimental question can be
framed differently. It would seem to me that another question was answered with equal if
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not more force: ‘is the activity of an organism over a brief interval of time a robust
predictor of place cell activity?’ In other words, the experiment did not prove that the
details of organismal action are a result of internal representation, but rather that there is
a constant coupling between the situated action of the organism and the internal processes
of place cell activity. After all, the study required that the organism form stable place
fields through a prolonged process of active exploration in order to establish a consistent
covariance between the location of the organism at a point in space, and the particular rate
vector of the place cell ensemble.
Thus, we return to the question of whether constant covariance between the external
and internal processes is enough to constitute place cell phenomena as representations.
One of the prominent theoretical articulations of the role of representations in cognitive
systems, which was introduced in the introduction and has been implicated throughout
this case study, is that representations carry information about that which is represented
by co-varying with it. Thus, in the foregoing example, place cells carry information about
the animal’s physical location within a specific environment, and thus stand in for them.
But “most theorists recognize, however, that reliable co-variation is not sufficient to
establish something as a representation” (Bechtel 1998, 298). Thus, in order for a
cognitive system to possess a representation, there are “three interrelated components in
a representational story: what is represented, the representation, and the user of the
representation” (Bechtel 1998, 299).
In the place cell study discussed here, there are only two components present in the
cognitive system: the organism’s action within the environment and the place cell activity
that encodes this environmentally situated action. In other words, in the case of place
cell ensembles, what is represented and the user of the representation blur into a single
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entity. Thus, it can just as easily be said that the place cell ensemble operates on
organismal activity as it can be said that organismal activity operates on the place cell
ensemble. As a result, in order for place cell ensembles to serve as representations, we
would have to embrace the familiar traditional model of organismal activity that has been
thoroughly disproven, one in which “perceptual modules deliver a symbolic description
of the world and the action modules take a symbolic description of desired actions and
make sure they happen” (Brooks 1991, 143). Forgive me if my prose becomes trite for
once again indicating that in the case of place cell ensembles, action and perception
appear as one process, not two, such that embodied action and place cell activity form a
constitutive feedback loop, removing the causal intermediary that would be reputed as
the cognitive representation.
It thus appears as though Haugeland’s hypothesis holds its ground—the
particularities of an organism’s path are dependent upon an intimately coupled
interaction between the details of the environment and the internal processes of place
cell ensembles. The Wilson and McNaughton study was successful because of this
coupling, not in spite of it. By predicting spatial location based on place cell ensemble
activity, the study demonstrated first and foremost that this ensemble activity is
indicative of organismal action inasmuch as it is derived from it. However, if this
conclusion feels incomplete for the reader, that’s because it is. After all, contrary to
disproving the status of place cells as representations, “co-variation is often a primary
tool in discovering what serves as a representation” (Bechtel 1998, 298). In other words,
by carrying information about the environment within which the organism is embedded,
place cells do indeed meet a foundational criterion for status as representations. Within
this study in particular, however, all that was demonstrated was the reliable covariance
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between organismal action and place cell activity and, as Bechtel pointed out, this falls
short of confirming the status of place cells as representations. The ensuing cases studies
will thus look more deeply into how the organism’s brain uses the reliability of this
covariance in the sense of operating on it. In doing so, I hope to confirm their status as
representations of a novel kind by demonstrating how these representations emerge
from and are thus dependent upon embodied action and not vice versa. In doing so, I
hope to overcome the homuncular problem of the traditional approach to cognitive
science.
ii) Operating on memory: Place cell projection and simulation In my initial description of what constitutes a representation, I introduced a
foundational conception: representations as brain states or processes that stand in for
that which is absent or covert. In other words, when certain aspects of the environment
are not directly available, internal representations are the means by which an organism
relates to these absent aspects. Think back to my example—as I sit here writing in
Middletown, the only way to count the pictures on the wall in my living room in
Berkeley is by use of an internal representation, or in other words, a memory. Thus far, we
have come to see how place cell phenomena does not qualify as representational in the
processes of the organism’s action within the immediate environment, insofar as the
covariance of place cell activity with organismal location and trajectory is sensitive to the
action the organism, embedding place cell activity in the broader system of brain-body-
world.
However, it is irrevocably clear that a (if not the) central component of place cell
activity (and the hippocampus more broadly) is the role it plays in encoding memory,
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whether spatial, episodic, or semantic (Eichenbaum 2013; Buzáki and Moser 2013).
Memory in this context can be regarded as the brain’s capacity to endogenously conjure
internal states or processes in the absence of the stimuli with which they were covariant
and, as such, memories constitute representations. Indeed, the primary logic for
describing place cells as internal representations is the function they serve as memory
encoders. During and after the process of forming place fields through active
locomotion, the connections between co-active or consecutively active place cells can
strengthen or weaken (by means of Hebbian plasticity) such that ensemble activity can
become coordinated, both with respect to the environmental context as a whole, as well as
the possible trajectories within that context (Wills et al. 2005; Jeffrey 2011). These
precisely encoded memories enable place cell ensembles to “self-generate temporally
evolving cell assembly sequences” that are rooted in prior experience, but occur in the
absence of exterior stimuli (Buzáki and Moser 2013, 130).
Thus, despite the fact that place cell firing fields are thoroughly dependent upon the
active exploration of the organism, the formation of clear firing fields provides the
organism with a memory-embellished spatial awareness that opens more precise and
efficient means of planning and taking action within the environment, as well as enabling
the organism to remember an environment in the absence of exterior stimuli. In other
words, to invoke a now-familiar conceptual apparatus, the relationship between action
and place cells is cyclical, or non-linear—action enables the formation of stable place
fields (perception), which in turn orients and enables the organism’s further action with
regard to where it has been and where it can continue to move and act. The co-
implication of action and perception is, as we have come to seen, a central pillar of the
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framework of ecological embodiment, and it is clear that place cell phenomena helps to
strengthen this pillar.
However, it is time to focus on the various ways that place cell ensembles do more
than simply help elucidate the organism’s immediate context by remaining sensitive to its
action. They can also enable the organism to deal with what is absent or covert, a
process that, as Andy Clark would put it, is “representation-hungry” (Clark 1999, 347).
In the context of place cells, this ability is most clearly manifest in the phenomena of
spatial navigation, or the ability to plan novel routes to previously experienced locations. In
the words of Godfrey-Smith, “the hypothesis that an animal has a ‘cognitive map’
requires, at a minimum, a capacity to devise novel detours and shortcuts in response to
obstruction of more familiar paths” (Godfrey-Smith 2002, 243). Historically, it has been
a fierce debate as to whether cognitive maps are deployed in the process of spatial
navigation. For example, some behaviorists have argued that the ability to find novel
shortcuts does not require a cognitive map, but rather can arise through mechanisms of
landmark-recognition and/or path integration (Bennett 1996).
Based on what has been described thus far, it is clear that place cells are candidates
for these latter methods for navigation, but this does not necessarily preclude the
capacity for place cells to serve further functions, and there is in fact experimental
evidence in which place cells do indeed operate on their established memories in the
processes of planning future paths (Pfeiffer et al. 2013). As a result, I hope to avoid the
debate between advocates of a behaviorist approach and advocates of internal
representation for fear of being tacked on to either party. Instead, I will focus on
essential aspects of place cell phenomena that move beyond the confines of behaviorism
while remaining within the framework of ecologically embodied cognition in order to
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elucidate processes of internal representation that are distinct from traditional accounts.
As a result, the rest of this section will describe two examples in which the organism
operates on memories encoded in place cells. Through these examples, place cells will
come to meet Bechtel’s tripartite criteria for representation while simultaneously
remaining within the framework of ecologically embodied cognition.
One way in which place cell memories support and enhance organismal action and
navigation is by helping to further embed the organism in its spatiotemporal context. Place
cells achieve this by timing their firing in relation to an oscillating frequency in the
hippocampus termed the theta rhythm. Large-scale brain synchronizations such as the
theta rhythm are rooted in the network activity of the neurons in a given brain region,
whose emergent field potential (the sum of the membrane potentials of individual cells)
graphed over time appears on an EEG graph as a sinuous oscillation occurring at a given
frequency (Hz). The synchronization of the hippocampal neuronal population in the
form of the theta rhythm enables the clustering or coordination of more localized
neuronal assemblies within the hippocampus, such as place cell ensembles. This
clustering occurs within individual cycles or ‘rotations’ of the theta wave (i.e., one
complete period of the theta oscillation), enabling the theta wave to serve as an
organizational ‘background’ for these smaller-scale assemblies: “the dual function of the
theta oscillation mechanism is to bring together and link cell assemblies into the
temporal range where they can be modified by synaptic plasticity, and at the same time
segregate them within the available phase space” (Buzsáki and Moser 2013, 134). In
other words, the cells in an assembly that fire within one cycle of the theta oscillation are
able to change and differentiate the strength of their connections based upon the
background field potential of the theta rhythm. This enables the cells to encode the
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specificities of the organism’s trajectory within an environment by allowing them to form
reliable patterns of sequential firing. The formation of these patterns of firing enables the
brain to plan ahead in the midst of the organism’s movement within its known
environment.
In order to fully comprehend this mechanism, it is necessary to understand that one
cycle of the theta oscillation is as brief as an instant. Thus, many of the cells that fire
within a theta cycle correlate not only with the organism’s current position, but also with
the organism’s past and future positions. In other words, place cell ensemble activity
within a theta cycle at a given spatiotemporal position and in the midst of a particular
trajectory relates the organism to where it has been, where it currently is, and the
possibilities for where it can continue to move: “the firing sequences of neurons on the
descending phase, trough, an ascending phase of the theta waves represent the sequences
of the past, current an future positions of the animal’s journey” (Buzsáki and Moser
2013, 134). Thus, the organism is embedded in place by remembering its past position
and projecting ahead of itself to those positions that are available within the
environment. This holistic awareness in each spatiotemporal position is perpetually re-
enacted within each cycle of the theta oscillation, such that the organism is always
already in the midst of an environment disclosed by its action and oriented prospectively
towards the continuation of this action in the context of the environment in which it is
navigating. Indeed, “during theta, place-cell activity seems to ‘sweep’ ahead of an animal
located at a choice point, leading to the hypothesis that such activity could support the
evaluation of alternatives during decision making” (Pfeiffer and Foster 2013, 74). Thus,
the experience-encoded place fields of the hippocampus enable the organism to be
constantly prospectively oriented with regard to its current position.
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Back in part one I put forth a refutation of Shapiro’s critique of Noë’s theory of
enactment, arguing that the perceptual sense of details within the environment depends
neither upon memory (Shapiro’s weak interpretation of Noë) nor the actual enactment
of sensorimotor contingencies (Shapiro’s strong interpretation of Noë). Instead, the
perceptual sense of details in the world comes from implicit knowledge about how past
actions have disclosed the world, as well as an expectation about the prospective
availability of the environment, or how it will continue to change in response to
sensorimotor activity. Notwithstanding the question of whether organisms such as rats
possess a ‘perceptual sense’ of objects (I have argued that they do not in the semantic
sense), the resonance between this phenomenological account and the firing of place
cells within a given theta cycle is striking, and, at the very least, offers a compelling
example of the neural-embodied underpinnings of such perceptual capacities. After all, if
in each phase of the theta cycle place cell activity correlates with where the organism has
and will continue to move within a known environment, it constantly maintains its
capacity to bind its action to landmarks within this environment. In short, this ensemble
activity allows for the coordination between the organism’s internal processes, its
locomotion, and the world.
Thus, it is clear that the memories encoded in place fields and the particular
sequences of firing within one theta cycle are constantly sensitive to action, but they also
broaden the organism’s spatial awareness beyond its immediate position enabling it to
plan ahead and navigate within the environment. Thus, while on the one hand these
temporally evolving place cell assemblies operate on the trajectory of the organism, on
the other hand, the organism’s trajectory operates on these theta-mediated cell
assemblies, particularly to the extent that they can reliably predict its future locations. It
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now seems place cells are beginning to look more like representations inasmuch as the
brain uses the reliable covariance of place fields with location semi-endogenously in order
to generate cell-assemblies that in turn influence action. However, the persistent
feedback or coupling between organismal action and assembly activity further highlights
the fundamental embeddedness of the semi-autonomous place cell networks within an
active organism, pointing towards a broader system in which the dynamics of brain,
body, and world are in constant interaction (Chiel and Beer 1997).
However, there are indeed cases when place cell networks become more thoroughly
autonomous and self-organizing. It has been observed in many cases that, when body
and environmental cues are held constant, self-generated place cell assembly activity
depicts possible paths that an organism can take within the environment, usually back to
a known location such as the organism’s home (Pfeiffer and Foster 2013). Thus, place
cell assemblies plan an organism’s future path in the absence of body-derived cues:
“During many candidate events [which are events of place cell assembly activity in the absence of motion], decoded position revealed temporally compressed, two-dimensional trajectories across the environment […] Events depict the future trajectory to Home, indicative of a planning mechanism to guide behavior” (Pfeiffer and Foster 2013, 75).
The use of place cells in navigational planning exemplifies the capacity for an organism
to negotiate with what is not immediately present (i.e. is absent or covert). In other
words, the phenomenon of navigational planning meets the tripartite criteria for
representation.
And yet, the particular quality of these internal representations is thoroughly
indebted to the organism’s embodied activity. This is because the navigational planning
exhibited by place cells is fundamentally an example of simulated acting, and is thus a
phenomenon that is dependent upon the experience of actual action for its existence and
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efficacy. One of the primary critiques of embodied approaches to cognitive science is
that it is unable to account for ‘off-line’ reasoning, or coping with the absent, because
one of the central tenets of the framework, as we have seen, is the constant coupling
between internal processes and the world itself. However, as Andy Clark observes,
“One promising advance is the suggestion that embodied cognitive science might treat off-line reason as something like simulated sensing and acting, thus preserving the special flavor of embodied problem solving alongside a high degree of ability to decouple from the environment” (Clark 1999, 347).
In order to demonstrate precisely what this means, Clark draws from an example in
AI from the lab of Lynn Stein. In order to negotiate the immediate environment, Stein’s
robot, TOTO, uses sonar technology (think back to the echolocation example) to detect
physical properties of an environment and generate a map of the environment. Much
like place cells then, these
“inner mechanisms […] record landmarks as a combination of robotic motion and sonar readings, so that a corridor might be encoded as a combination of forward motion and a sequence of short, lateral sonar readings” (Clark 1999, 347).
In other words, the inner map of the environment is a type of path integrator that
encodes how movements of the robot correlate with the aspects of the surrounding
environment. TOTO is thus highly capable of acting within its known environment, but
incapable of navigating to novel places.
In order to achieve this next level of cognitive capacity, Stein constructed another
robot, METATOTO, which builds on the fundamental architecture of TOTO in order
to navigate to novel locations. The importance of METATOTO is that it uses the same
systems of TOTO in order to simulate action in an environment it has not experienced:
“METATOTO works by simulating both sensors and actuator […These] simulation
runs create the kinds of feedback that would be received from the actual world” (Clark
1999, 347). Representation-hungry behaviors such as coping with the covert are thus
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secondary properties that evolve out of the mechanisms of embodied action, which is
made evident by the example of place cells. Place cell assemblies that are active when the
organism is active possess a capacity to resonate and re-activate endogenously, as well as
form into novel sequences of firing in the process of navigational planning:
“Assembly sequences in the hippocampus can be generated by two different but possibly interacting mechanisms, driven, respectively by external inputs and internal self-organization. Self-organized cell assembly sequences disengaged from the environment or body-derived inputs, may support mental travel” (Buzsáki and Moser 2013, 134).
This clarifies that it is not only representational processes such as navigational
planning, but also memory more broadly that is rooted in embodied action. This is
because memory itself often occurs as a re-simulation of experience by means of the
sequential firing of neurons that were covariant with experience. To give an example,
let’s return to the firing of cell assemblies within phases of the theta oscillation. One
byproduct of this process, indeed one of its essential functions, is to encode and
establish linear sequences of cellular firing by modifying the strength of synaptic
connections in a spatiotemporally contingent mater. This causes the relationship between
proximal cells in the firing sequence to be asymmetrical, such that “forward associations
are stronger than backward associations” (Buzsáki and Moser 2013, 133). Thus, when
memories that are dependent upon the connections that were formed during experience
are recalled internally, they tend to occur in the linear direction, if not the precise
sequence, with which they were encoded. As children, we all learned our ABCs by singing
a song, and placing letter blocks in a particular sequence. Have you ever tried to say the
ABCs backwards? Or, to use another example, in order to remember song lyrics in the
middle of a chorus that happen to be slipping our mind, we tend to start at the beginning
of the chorus and sing (whether literal or simulated singing) in order to cue our memory
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of the lyrics by placing them in the sequence within which they belong. It is clear that
our memories, which enable us to deal with the absent, are dependent upon our re-
simulation or re-enactment of past experience, not a static internal model of that
experience.
There is one final detail to note with regard to memory and representation as the
neuronal (re)-simulation of embodied experience. Pfeiffer and Foster, whose experiment
demonstrated the mechanism of navigational planning by neuronal simulation, take
caution to note that “theta power, which is high during exploration, was significantly
decreased immediately before and after [navigational simulation]” (Pfeiffer and Foster
2013, 75). Other experiments have observed that theta oscillation is active only during
exploration, but not during recall or simulation (Buzsáki and Draguhn 2004; Buzsáki and
Moser 2013). Thus, although simulation events possess a vague qualitative similarity to
actual action, the neurons through which simulations are enacted do not benefit from
the precise modulations of connectivity enabled by the theta oscillation. Of course, these
simulation and recall events do alter the connectivity between the neural substrates to
some extent, but it is important to note that they are not encoded as experiences.
Instead, they modify specific sequential connections that have already been formed
through theta-mediated encoding and thus serve to consolidate actual experiences and
tentatively plan possibilities for action by utilizing action-encoded connectivity to self-
generate sequences of firing. This further indicates the primacy of action in the
functioning of higher-level representations.
Thus, to conclude, this section has made significant modifications to the framework
of ecological embodiment. As opposed to expressing hostility to representation or an
inability to account for cognitive behaviors that necessitate internal processes of
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representation, place cells have enabled the framework of ecologically embodied
cognition to confer a transformation of the concept of representation. If neurons are
indeed the substrate for higher level cognitive functions and yet they evolved first to
coordinate organismal embodied action, then the higher level cognitive functions such as
internal representation that are exhibited by organisms must have evolved out of and be
dependent upon the processes of embodied action: “The neuronal mechanisms that
evolved to define spatial relationships among landmarks can also serve to embody
associations among objects, events, and other types of factual information” (Buzsáki and
Moser 2013, 131). For example, when you recall a concept from a book you’ve read and
want to return to the particular passage that articulates the concept, your foundational
memory is of the location of the passage on a particular page. Other evidence for
representations and memory as (re)-simulations of embodied experience within an
environment offers a deeply compelling testament to the logic of Buzsáki and Moser.
iii) Beyond Covariance: Self-organization and predictive processing The previous section introduced the concept of self-organized or endogenous brain
activity, exhibiting two examples—the semi-endogenous activity of cellular firing with
respect to the theta-cycle of an organism in a known environment, and the wholly
endogenous sequential firing of cells in the process of navigational planning. The
conclusion made was that while these (semi)-autonomous neural processes meet many of
the criteria for status as representations, they more deeply point towards the
indebtedness of representations to action, both in terms of their sensitivity to position
and trajectory on the one hand, and their simulation of the neural processes covariant
with action on the other.
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During endogenous neural activity, there are two reciprocal processes at work:
upward and downward causation (Thompson and Varela 2001). Upward causation refers
to the way in which the individual cells shape the activity of the emergent network, they
have a local to global effect, while downward causation refers to the way in which
network level events constrain the possibilities for activity at the level of individual
neurons (Thompson and Varela 2001; Jeffrey 2011; Varela et al., 2001). These emergent
networks “constrain or prescribe the behavior of the individual components, ‘enslaving’
them, as it were, so that they no longer have the same behavioral alternatives open to
them” (Thompson and Varela 2010, 421). To connect this concept to a previous point in
the exposition, this description of upward and downward causation account should
remind you of my description of part-whole relationships in symphonies.
It is at this point that I want to turn to a more focused account of downward
causation in place cell networks and its location within the framework of ecological
embodiment. Downward causation is significant because it enters into a reciprocal
relationship with the mechanisms of covariance, in which the organism’s action exerts a
bottom-up influence on the network activity of cells. By understanding how the brain
functions beyond covariance through mechanisms of downward causation, we will once
again come to achieve a more nuanced grasp of the role of the brain in ecological
embodiment:
“Given that the coupled dynamics of brain, body and environment exhibit self-organization and emergent processes at multiple levels, and that emergence involves both upward and downward causation, it seems legitimate to conjecture that downward causation occurs at multiple levels in these systems” (Thompson and Varela 2001, 421).
The brain is an energy-expensive organ. Thus, efficiency in its ability to learn
environments is paramount. We are already familiar with two ways in which this occurs:
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through embodied action and the neural reuse of place cells in the ensemble encoding of
multiple environments. Indeed, much time has been spent focusing on how action
influences shifting ensemble behavior. But another way the brain can maximize the
efficiency of learning is by predicting the activity that will emerge through the bottom-up
stimulation of embodied activity, allowing it to form powerful connections when
predictions match, learn from mistakes or false predictions, and finally, embrace
particular discrepancies as insignificant (the organism is a process of selecting relevant
stimuli): “Prediction-driven processing is processing that is driven by an imperative to
reduce error in the brain’s own predictions concerning its current and future states”
(Clark 2012, 759).
One of the prominent testimonies to predictive processing in place cells is the
existence of ‘attractor networks’ (Jeffrey 2011; Wills et al. 2005; Jezek et al. 2011). An
attractor network can be regarded as a global profile of ensemble activity, where the state
of the network determines the possibilities of activity for individual cells within the
network (i.e. a cell possesses a particular place field only as part of a broader attractor
network). One of the main supports for this hypotheses is that “experiments have
shown that place representations in [the hippocampus] tolerate small changes in the
configuration of the environment but switch to uncorrelated representations when
dissimilarities become larger” (Jezek et al. 2011, 246). The language of ‘representation’
here is synonymous with ensemble activity. Thus, this passage is describing experiments
in which there is a sudden and global shift in the place field locations of an ensemble of
place cells at a particular point during a gradual shift in environmental shape (Wills et al.
2005). Such a process indicates a lack of distinction between environments that are
sufficiently similar to match the top-down expectations of the attractor network. It is
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therefore hypothesized that attractor networks are the “existence of stable states […]
towards which the system gravitates when it is sufficiently close” (Jeffrey 2011, 1). Thus,
an attractor network integrates bottom-up activity with its top-down prediction in order to
configure a stable profile of ensemble activity that co-varies with an organism’s specific
environment (Varela et al. 2001; Jeffrey 2011).
It is important to note that there are two classes of attractor networks that can be
observed in hippocampal ensemble activity. The first is of the type just mentioned—a
‘discrete’ ensemble profile whose global activity equates with a particular environment
(Jeffrey 2011). The second type, a ‘continuous’ attractor, is the pattern of ensemble
activity at a given spatiotemporal position within an environment (Jeffrey 2011). This
type of attractor is most thoroughly exhibited by ensemble firing with respect to the
theta rhythm. Thus, while the former refers to the global pattern of cells whose activity is
possible within a given environment, the latter refers to the actual pattern activity at a given
moment. The latter is thus nested within the former. Some of the benefits of continuous
attractors have already been outlined in the context of theta-oscillations, but it is
important to demonstrate how their predictive processing increases the efficiency of
learning. By predicting the place fields that will be active in future positions, theta-cycle
ensemble activity is in a sense predicting the activity of the neurons in the populations
below it in ensuing moments (i.e. cells that input onto place cells based on body-derived
cues). When matches are made between these top-down and bottom-up expectations,
the synaptic modification (the learning) that occurs is more potent than would occur
from bottom-up stimulation alone: “to perceive the world […] is to meet incoming
driving sensory signals with matching top-down expectations” (Clark 2012, 762).
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But of course, the successful matching of top-down expectations with incoming
stimuli in continuous attractors depend upon the existence of stable place fields in the
discrete attractor network. That is, the neurons that are active within a single theta have
place fields that are determined by the discrete attractor that is active in the given
moment. Thus, it is now necessary understand how discrete attractors enable the rapid
learning of novel environments. Various experiments have demonstrated how global
ensembles of cells with stable place fields form in novel environments at rates that are so
rapid as to perhaps suggest a partial pre-configuring (O’Keefe 2006; Wilson and
McNaughton 1993). For example, “suppose that, rather than forming through the
storage of arbitrary events, the synaptic weight matrix was preconfigured in a manner
that implicitly defined a large-set of two-dimensional relationships” (McNaughton et
al.1996, 179). By possessing a vast bank of partially pre-configured cellular connectivity,
the hippocampus can depend upon pre-existing ‘reference frames’ that exist at the level
of a discrete attractor so as to expedite the process of learning in novel environments
(McNaughton et al. 1996).
This is beneficial for two connected reasons. When transitioning from a known
environment to a novel one, the organism can, on the one hand, switch reference frames
(discrete attractors) so as to decrease interference in the ensemble activity between the
two environments and thus increase distinction between the two environments. On the
other hand, by using a pre-existing reference frame, the brain expedites learning by
means of the top-down, bottom-up integration mechanisms in which the body plays a
central role. Now, while this prediction-based learning may appear to equate with some
form of a priori cognitive structure, it is important to note the ways that it is not.
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Contrary to serving as an alternative to embodied cognition, this prediction based, top-
down learning mechanism actually amplifies its efficacy:
“Embodiment and action fit very naturally within such a framework. Embodiment matters because embodied agents alter their own sensory input streams in ways that can drive faster and more successful prediction-based learning” (Clark 2012, 760).
Furthermore, it is posited that the particular discrete attractor (reference frame) that
is active in a given moment is itself constituted by the organism’s motion; that is, both
the cellular content of the reference frame as well as which reference frame is active in an
environment derives primarily from ideothetic information, which is to say, from bodily
cues (McNaughton et al. 1996). Thus, upon entering a novel environment, the existence
of a pre-existing reference frame derived from mechanisms of path integration
(embodied activity) enables landmarks to be efficiently encoded through the integration
of incoming stimuli and pre-configured patterns of connectivity, resulting in a stable
discrete attractor network that is bound to that specific environment. Upon re-entering
this same environment, this particular discrete attractor becomes active and equips the
organism with a memory of this past location and promotes precise and efficient
learning to occur at the level of the continuous attractor. It does so by enabling
established place fields that fire with respect to the theta rhythm in the process of
embodied activity to potently alter their connections:
“Transient neural assemblies mediate the coordination of sensory and motor surfaces, and sensorimotor coupling with the environment constrains and modulates neural dynamics. It is this cycle that enables the organism to be a situated agent” (Thompson and Varela 2001, 424).
Neuronal assembly self-organization is indispensible to the efficacy of body in the
processes of learning, while simultaneously deriving from embodied activity, once again
pointing towards two-way causation occurs at many levels within the brain-body-world
system.
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By moving beyond covariance, this section has created a more nuanced
understanding of the brain as an independent subsystem while simultaneously observing
its fundamental embeddedness within the ecological agent, once again pointing towards
the system of brain-body-world as the relevant unit for understanding cognition. Gibson,
who was repeatedly criticized as providing an account of nothing more glorified
behaviorism, somewhat famously responded by arguing that the organism does not
simply respond to stimuli, but rather its brain ‘resonates’ with information in the process
of ecological exploration (Shapiro 2010). While ‘resonance’ is largely a metaphorical
term, I believe that these latter two case studies have offered a couple of relative
concretizations to this concept.
First of all, the stability of place fields and the encoding of particular paths of
locomotion in the organism’s memory are largely dependent on the capacity of place
cells to ‘re-play’ firing sequences during rest or sleep: “In replay, simultaneously recorded
populations of place cells show reactivation of temporal sequences reflecting prior
behavioral trajectories” (Pfeiffer and Foster 2013, 74). Thus, quite literally, the
information encoded in experience resonates in the brain; the brain is constantly echoing
the activity of its experience. Second of all, the predictive processing of the hippocampus
can be articulated as a self-tuning mechanism. By constantly seeking to match its
attractor activity to the flow of incoming stimuli, the brain is striving to minimize
dissonance between its predictive models and the incoming stimuli. In doing so, the
brain appears to be tuning itself to the resonant frequency of the environment. Thus,
“equipped with brains like ours we become porous to the world. Its structure and
statistical regularities flow through us in as real a way as do food and water” (Clark 2012,
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767). To me, it would appear as though resonance and porousness are deeply
homologous metaphors.
Concluding Remarks
I began this thesis with a negation of internal representations á la traditional
cognitive science and yet I concluded with an exposition of the centrality of the brain’s
internal processes for the organism’s ecologically embodied cognition. Thus, I want to
conclude by providing two overarching claims that vindicate this peculiar arc while at the
same time synthesizing some of the central tenets of my particular account of
ecologically embodied cognition.
1. At bottom, it’s the body
Traditional accounts of the mind posit internal representations as a starting point for
explaining cognition. The question that is asked is as follows: how does the mind (or
brain) use internal models to perform various cognitive acts, such as successfully
engaging with the exterior world? By framing the question this way, however, these
accounts are forced into explanations that ultimately depend upon the existence of internal
representations for their coherence. Thus, I sought to re-frame the question and ask the
following: how does the body provide the condition for the possibility of the mind, and
how does it determine and constrain its contents? In other words, I sought to
demonstrate how the environment that is perceived and the various possibilities and
concretizations of action within that environment could only be understood through the
particularities of the organism’s active body.
By showing how the enactment and perception of an environment is dependent
upon the locomotion of the organism, the particularities of the body were re-centered
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and shown to play a constitutive role in determining the particular way the environment
is disclosed. The discussion of affordances helped elucidate the unique couplings that the
organism’s body forms with the surrounding environment. Such couplings made it clear
that the organism is a process of ‘cutting together-apart’—the organism becomes
individuated in the context of the specific environment with which it is integrated
(Barad, personal communication). Furthermore, such couplings demonstrated the extent
to which it is impossible for action within the environment to derive from output signals
generated from a central processor. Instead, action is in need of constant sensitivity to
the organism’s body and a perpetual coordination between the organism’s internal
processes and the exterior world. Thus, in short, by reframing the question and using the
body as the foundation for understanding cognition, I sought to overcome the
‘homuncular problem,’ which is the practice of using later-evolved capacities in the
process of explaining the biological processes from which they evolved. Internal
representations do indeed exist, especially in human organisms, but using them as the
foundation for explaining action within an environment serves as a hollow foundation
because, at bottom, it’s the body that acts, and action emerged in evolution long before
internal representations.
2. Moving Upwards and Peering Back Down: A novel heuristic for neural processes
By indicating the body as the relevant unit for explaining various facets of cognition,
the brain was not forgotten. Instead, I sought to provide a novel entry point into
understanding neural processes. As a result, I began my exposition of place cell activity
by demonstrating the myriad ways that place cell phenomena are thoroughly indebted to
the organism’s embodied action and the details of the environment within which it is
situated. In other words, place cells and their respective place fields, which are rather
82
ubiquitously regarded as internal representations, were demonstrated to emerge through
action inasmuch as they are covariant with the organism’s action within a particular
environment.
After establishing this entry point into understanding the foundations of place cell
activity, it became necessary to complicate and broaden the picture. Ultimately, the
extent to which the endogenous activity of place cells can serve as representations that
feedback on the action of the organism and enhance its ability to learn, discriminate
between, and navigate within environments offered a novel conception for how to
understand representations within the framework of ecologically embodied cognition. In
order to enable the organism to perform the cognitive acts of spatial navigation and
spatial learning, place cells represent the environment by simulating action, or
endogenously generating the sequences of cell activity that have and would co-vary with
the organism’s embodied action. And secondly, place cells enable the rapid learning of
environments by endogenously generating patterns of activity that intend to predict the
way in which the organism’s action will continue to alter this activity. This ultimately
provided another example of reciprocal coupling—between the brain’s internal network
processes and the incoming stimuli from the action of the organism’s body.
Ultimately, this re-instated the central claim that to thoroughly understand the mind,
it is necessary to embrace non-linear processes that are happening at many levels. And of
course, non-linearity does not equate with cycles of input and output through the brain
regarded as a central processor. This approach is endemic to the computational
assumptions of traditional cognitive science. Instead, the non-linearity exemplified by the
brain’s internal processes in the context of embodied action is such that respective poles
of the linear oppositions presupposed by traditional cognitive science come to carry
83
within themselves the contents of their opposites—action is perception, perception is
action; mind is body, and body is mind. It was only through the body that the brain’s
internal processes of representation could be grasped as both indebted to action and
indispensible to it.
After repeatedly invoking the empty observation that the first neurons evolved to
coordinate action, it is my hope that this observation has been given substance in the
process of my exposition. Ultimately, the focus of this project has not been to offer an
exhaustive account of the bodily and neural contributions phenomena such as thought
or reflection, features we often equate with our ‘mind.’ Instead, by showing the centrality
of the body in cognitive action within an environment and, furthermore, the way in
which endogenous brain activity ultimately emerges from and is related two this
embodied activity, I hope to have pointed towards a valuable heuristic for inquiring into
the neural activity that underpins such phenomena. In short, I hope to have pushed the
field of cognitive science towards a more unified naturalism of mind.
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