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LOW DENSITY POLYETHYLENE: USING CATALYSTS TO INFLUENCE BRANCHING AND MOLECULAR WEIGHT By NICOLE LYN GIBBONS A DISSERTATION PRESENTED TO THE GRADUATE SCHOOL OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY UNIVERSITY OF FLORIDA 2016

© 2016 Nicole Lyn Gibbons - University of Floridaufdcimages.uflib.ufl.edu/UF/E0/05/05/38/00001/GIBBONS_N.pdf4 ACKNOWLEDGMENTS I was told many years ago that graduate school would

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  • LOW DENSITY POLYETHYLENE: USING CATALYSTS TO INFLUENCE BRANCHING AND MOLECULAR WEIGHT

    By

    NICOLE LYN GIBBONS

    A DISSERTATION PRESENTED TO THE GRADUATE SCHOOL OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT

    OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY

    UNIVERSITY OF FLORIDA

    2016

  • © 2016 Nicole Lyn Gibbons

  • Experience is what you get when you did not get what you wanted

  • 4

    ACKNOWLEDGMENTS

    I was told many years ago that graduate school would be the best years of my

    life. Because of the many friends and mentors that I have had here at the University of

    Florida, I agree with that statement. During these five years I have been able to learn

    and grow in ways I could only hope, and I am honored to have had such an amazing

    support group throughout this chapter of my life.

    I thank my mother, for listening to my long phone calls and for her support in

    moving so far away just to add three letters to my name. I thank my older sister Natasha

    for showing me Alaska and reminding me how much I love to travel. I thank my younger

    sister Jazmine, for keeping me humble and reminding me that being weird and nerdy is

    a good thing. Finally, I would like to thank my grandma and late grandpa Gibbons who

    helped me move to Florida and whom I have been able to grow closer to by living here.

    I thank Katie Ames, whom I have been friends with since middle school, for

    letting me share many wonderful moments with her. I also thank her for the countless

    minutes on skype and for always offering support. I thank Stacy Sexton for showing me

    Charleston and inspiring me to ask more of myself.

    I have made many friends during my stay here. Robert (Trey) Powell III has been

    my best friend throughout these years. I thank him for always pushing me to be my

    best, for always encouraging me and motivating me every day to work hard and to set

    my standards high. We have studied endless hours for exams, reviewed each other’s

    writing and have had many wonderful Florida adventures. I am blessed to have him as a

    friend.

    I would like to thank Hipassia Moura for helping me complete my Gainesville

    bucket list and for showing me how to make pão de queijos. Her research is referenced

  • 5

    in this thesis and I would like to thank her for her help in the lab and for her friendship. I

    would like to thank Mayra Rostagno for helping me be the person I want to be. Thank

    you for your beauty tips and friendship. I thank Emma Bradic for her friendship and for

    sharing in the crazy adventures of the “Thugs with Rugs”. (I still can’t believe everything

    you fit in your pack). I also thank the previous Miller group members. I thank Dr.

    Alexander Pemba for guiding me through all of the cornerstones in my degree. Thank

    you for helping me with the GPC and for your invaluable advice. I thank Dr. Ersen

    Gortuck, Amr Feteha, Matthew Burnstein, and Betsy Suda for making me feel

    welcomed when I joined and for helping me get started in the lab and answering my

    frequent questions. I thank John Garcia for showing me that you can do chemistry while

    keeping a clean work space. I thank the Miller group members who came after me and

    helped make the lab thee place to be. I thank Gabriel Short for letting me distract him

    with countless jokes. I thank Olivier Nsengiyumva, Steven Shen, Florian Diot-Néant,

    and Erik Price for their friendship. The Miller group members have been a tightly knit

    group and I thank all of them for becoming my family. Thank you for making our lab the

    cleanest, safest, and coolest lab to work in.

    I would like to thank Jessica Cash, Tanner Lee, Dr. Soma Makherjee, Lauren

    Douma, Ashton Bartley, Sarah Franz, Dan Dobbins, Dr. Donovan Thompson, Dr. Hillary

    Lathrop, and Jenny Colding for their friendship and support. I would also like to thank

    Megan Baucom, Sarah Klossner, Frank Farley, Larry Westra and Bob Johnson for

    helping me throughout my years as a UF student.

    I would like to thank all of my science mentors who have opened doors for me

    and have shown me this fascinating world. I thank Mr. Hartley, my high school

  • 6

    Chemistry and Physics teacher, who first taught me nomenclature and stoichiometry

    and who let me come back to talk to the students and help out with the NI3 experiment. I

    thank my organic professor at Grand Rapids Community College, Dr. Jennifer Batten,

    who first told me about graduate school and how to survive it. I thank my undergraduate

    research advisor Dr. Randy Winchester who taught me synthesis techniques one-on-

    one and helped me put together my first poster presentation and research seminar. I

    thank Dr. John Bender who first taught me polymers synthesis and characterization. I

    thank Dr. Christopher Lawrence who gave me advice for choosing the right research

    group for me.

    I would like to thank my research committee (Professors Ronald Castellano, Ken

    Wagener, John Stewart, and Helena Hagelin-Weaver) who have helped advised me on

    my path and taking the time out of their schedules to help me. Thank you for your

    advice after my oral qualifying examination and helping me reach my goals.

    Finally, I would like to thank my research advisor Dr. Stephen Miller. Thank you

    for guiding me in my research, for having an open door and an extra minute to hear my

    concerns and for working with me through the hurdles of graduate school. Thank you for

    pushing me to come up with my own ideas and valuing my opinion in group meeting. I

    have learned a great deal about myself and about chemistry during my time here at the

    University of Florida. Lastly, I would like to thank all those who are not mentioned who

    have given me support, advice and encouragement along the way. Thank you.

  • 7

    TABLE OF CONTENTS page

    ACKNOWLEDGMENTS .................................................................................................. 4

    LIST OF TABLES .......................................................................................................... 10

    LIST OF FIGURES ........................................................................................................ 11

    LIST OF OBJECTS ....................................................................................................... 20

    LIST OF ABBREVIATIONS ........................................................................................... 21

    ABSTRACT ................................................................................................................... 23

    CHAPTER

    1 INTRODUCTION .................................................................................................... 25

    Alkenes/Olefins/Polyolefins ..................................................................................... 25 Types of Polyolefins ......................................................................................... 26 Methods of Polymerizations ............................................................................. 29

    Ziegler-Natta Catalysts ........................................................................................... 30 History .............................................................................................................. 30 Types of Ziegler-Natta Catalysts ...................................................................... 31 Comparison of Homogeneous and Heterogeneous Catalysts .......................... 33 Mechanism ....................................................................................................... 34 Modern Day Uses and Development ................................................................ 38

    Free Radical Polymerizations ................................................................................. 39 History .............................................................................................................. 39 Mechanism ....................................................................................................... 40 Modern Day Uses and Development ................................................................ 43

    LDPE from Catalysts............................................................................................... 43 Octamido Catalyst .................................................................................................. 46 Overview of Dissertation ......................................................................................... 50

    2 DIENES AS CROSSLINKERS ................................................................................ 51

    Background ............................................................................................................. 51 Results and Discussion........................................................................................... 52

    Diene Crosslinkers and Cognate Mono-enes ................................................... 52 Ethylene Homopolymerization and Copolymerization ...................................... 53 Molecular Weights and Thermal Data .............................................................. 56 Homopolymerizations of Olefins ....................................................................... 59 Additional Copolymerizations with 1/MAO ........................................................ 61

    Conclusion .............................................................................................................. 64 Acknowledgements ................................................................................................. 65

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    Experimental ........................................................................................................... 65 Materials ........................................................................................................... 65 Polymerizations ................................................................................................ 66 Polymer Analysis .............................................................................................. 67

    3 SUPPORTING CATALYSTS ONTO INORGANIC SUPPORTS ............................. 69

    Background ............................................................................................................. 69 Results and Discussion........................................................................................... 71

    Ethylene Polymerizations from a Supported Catalyst ....................................... 73 Ethylene Polymerizations from a Supported Cocatalyst ................................... 77 Propylene Polymerizations ............................................................................... 79

    Conclusion .............................................................................................................. 81 Experimental ........................................................................................................... 82

    Materials ........................................................................................................... 82 Support Preparation ......................................................................................... 83 Supporting 1 ..................................................................................................... 85 Polymerizations ................................................................................................ 85 Polymer Analysis .............................................................................................. 86

    4 CHAIN SHUTTLING POLYMERIZATION ............................................................... 87

    Background ............................................................................................................. 87 Results and Discussion........................................................................................... 94 Conclusions .......................................................................................................... 103 Experimental ......................................................................................................... 105

    Materials ......................................................................................................... 105 Polymerizations .............................................................................................. 105 Polymer Analysis ............................................................................................ 106

    5 SUMMARY ........................................................................................................... 108

    APPENDIX

    A SUPPLEMENTARY INFORMATION FOR CHAPTER 2 ....................................... 110

    TGA Spectra ......................................................................................................... 110 DSC Spectra ......................................................................................................... 110 Select Proton NMR ............................................................................................... 111 Select Carbon NMR .............................................................................................. 123 DOSY Spectra Information ................................................................................... 135 GPC Spectra ......................................................................................................... 137

    B SUPPLEMENTARY INFORMATION FOR CHAPTER 3 ....................................... 139

    TGA Spectra ......................................................................................................... 139 DSC Spectra ......................................................................................................... 139 Select Proton NMR ............................................................................................... 140

  • 9

    Select Carbon NMR .............................................................................................. 144

    C SUPPLEMENTARY INFORMATION FOR CHAPTER 4 ....................................... 148

    TGA Spectra ......................................................................................................... 148 DSC Spectra ......................................................................................................... 148 Select Proton NMR ............................................................................................... 149 Select Carbon NMR .............................................................................................. 155 DOSY Spectra Information ................................................................................... 161 GPC Spectra ......................................................................................................... 162

    LIST OF REFERENCES ............................................................................................. 164

    BIOGRAPHICAL SKETCH .......................................................................................... 171

  • 10

    LIST OF TABLES

    Table page 1-1 Comparison of polyolefin properties and applications ........................................ 27

    2-1 Thermal, branching, and molecular weight results for ethylene homopolymerizations and copolymerizations ..................................................... 54

    2-2 Molecular weight results for ethylene homopolymerizations and copolymerizations ............................................................................................... 56

    2-3 Thermal and molecular weight analysis of homopolymers from catalysts 1/MAO, 2/MAO, and 3/MAO ............................................................................... 60

    2-4 Thermal and branching analysis of ethylene/diene and ethylene/mono-ene copolymers from catalyst 1/MAO ........................................................................ 62

    3-1 Ethylene polymerizations with supported 1/MAO ............................................... 74

    3-2 Ethylene/1-octene copolymerizations with 1@magadiite/MAO .......................... 76

    3-3 Ethylene polymerizations with 1/supported MAO ............................................... 78

    3-4 Propylene polymerizations with 1/supported MAO ............................................. 81

    4-1 Ethylene homopolymerizations with 1/MAO and 2/MAO with and without diethyl zinc .......................................................................................................... 95

    4-2 Ethylene/1-hexene copolymerizations with 1/MAO ............................................. 96

    4-3 1-hexene homopolymerizations with 1/MAO and diethyl zinc ............................. 97

    4-4 Chain shuttling polymerization with 1/2 and increasing amounts of CSA ........... 97

    4-5 Ethylene polymerization with differing ratios of 1/2 ............................................. 98

    4-6 Ethylene polymerization with differing ratios of 1/4 ........................................... 100

    A-1 DOSY NMR results for PS standards ............................................................... 135

    A-2 Diffusion coefficient and calculated Mw for polymer samples in Chapter 2 ....... 136

    C-1 Diffusion coeffecient and calculated Mw for polymer samples in Chapter 4 ...... 161

  • 11

    LIST OF FIGURES

    Figure page 1-1 The different types of plastics made globally in 2012 ......................................... 25

    1-2 Chain-growth polymerization versus step-growth polymerization ....................... 26

    1-3 Types of polyethylene branching ........................................................................ 29

    1-4 Polypropylene tacticity ........................................................................................ 29

    1-5 Common metallocene structures ........................................................................ 32

    1-6 Proposed cage structures of MAO ...................................................................... 33

    1-7 Catalyst activity for select alkene monomers ...................................................... 33

    1-8 Generic structures of TiCl4 .................................................................................. 35

    1-9 Homogeneous catalyst initiation ......................................................................... 35

    1-10 Cossee-Arlman mechanism for olefin polymerization with heterogeneous Z/N catalyst ............................................................................................................... 36

    1-11 The modified Green-Rooney mechanism for olefin polymerization .................... 37

    1-12 Mechanisms for chain termination ...................................................................... 38

    1-13 Initiation using di-t-butyl peroxide ....................................................................... 40

    1-14 Propagation of a free radical polymerization ...................................................... 41

    1-15 Intermolecular hydrogen transfer for long branches in polyethylene .................. 41

    1-16 Intramolecular hydrogen transfer for making small braches in polyethylene ...... 42

    1-17 Termination steps for free radicals ..................................................................... 42

    1-18 Mechanism for by β-hydride elimination, dissociation, polymerization then reinsertion ........................................................................................................... 45

    1-19 General structure for ansa-cyclopentadienyl-amido constrained geometry catalysts ............................................................................................................. 45

    1-20 Example of a heterobinuclear catalyst ................................................................ 46

    1-21 Octamethyloctahydrodibenzofluorene (Oct) synthesis ....................................... 46

  • 12

    1-22 Oct-amido catalyst synthesis .............................................................................. 47

    1-23 Crystal structure of Oct-amido catalyst ............................................................... 48

    1-24 Chromium oligomerization catalyst used in a tandem catalyst system with Oct-amido ........................................................................................................... 49

    2-1 Copolymerization of ethylene and dienes using 1/MAO to afford branched and crosslinked polyethylene ............................................................................. 51

    2-2 Structure of Me2C(C29H36)(C5H4)ZrCl2 (2) and zirconocene dichloride (3) .......... 51

    2-3 Dienes for copolymerization with ethylene and control group mono-enes for copolymerization and homopolymerization ......................................................... 53

    2-4 GPC trace of crosslinked ethylene/1,9-decadiene copolymer (E/DD) from 1/MAO ................................................................................................................ 58

    2-5 Copolymer melting temperatures decrease steadily with increasing diene feed equivalents vs. catalyst 1/MAO, 2/MAO, and 3/MAO ................................. 59

    2-6 Ethylene copolymer melting temperatures respond to increasing comonomer feed equivalents for catalyst 1/MAO ................................................................... 63

    2-7 13C NMR analysis of the ethylene/4-vinylcyclohexene copolymer from Table 2-4, entry 54 ....................................................................................................... 64

    3-1 Anchoring of a metallocene on an inorganic silica support followed by the addition of MAO .................................................................................................. 70

    3-2 General scheme for attaching 1 onto inorganic supports ................................... 71

    3-3 Structures of the supports used with Oct-amido ................................................. 72

    3-4 Solid state UV-Vis spectrum of 1 on the inorganic supports ............................... 73

    3-5 13C NMR for polymers made from supported and unsupported Oct-amido ........ 75

    3-6 Microscopy images of PE ................................................................................... 77

    3-7 DSC thermograms of polymers made by 1/supported MAO ............................... 79

    3-8 Sample NMR of atactic polypropylene and shorthand notation of polypropylene tacticity ........................................................................................ 80

    4-1 Modified adaptation of figure from reference 45 ................................................. 87

    4-2 Structure of catalysts and CSA used by Arriola et al. along with GPC trace of polymer made with and without the CSA ............................................................ 89

  • 13

    4-3 Compressed molded samples of polymers made from chain shuttling polymerization .................................................................................................... 90

    4-4 Melting temperatures of copolymers made from 1-octene and ethylene ............ 91

    4-5 Chain shuttling polymerization catalysts for Xiao et al ........................................ 92

    4-6 General scheme of chain walking polymerization ............................................... 93

    4-7 General Scheme of chain shuttling polymerization system using Oct-amido and IsopropylideneOctCp catalysts .................................................................... 95

    4-8 Relationship between NB and equivalents of 1-hexene ...................................... 96

    4-9 Structure of diphenylmethylideneOctCp Catalyst (4) .......................................... 99

    4-10 UV-Vis spectra of 1, 2, and a 1:1 ratio of both in toluene ................................. 101

    4-11 UV-Vis spectra of 1, 2, and a 1:1 and 40:1 ratio of both in MAO and toluene .. 102

    4-12 Expanded spectra of Figure 4-9 ....................................................................... 103

    4-13 Expanded spectra of Figure 4-10 ..................................................................... 103

    A-1 TGA Thermogram of entry 1, Table 2-1 ............................................................ 110

    A-2 DSC Thermogram of entry 1, Table 2-1 ........................................................... 110

    A-3 1H NMR spectrum of polyethylene from 1/MAO ............................................... 111

    A-4 1H NMR spectrum of polyethylene from 2/MAO ............................................... 111

    A-5 1H NMR spectrum of polyethylene from 3/MAO ............................................... 111

    A-6 1H NMR spectrum of 5-vinyl-2-norbornene ....................................................... 112

    A-7 1H NMR spectrum of polyethylene-co-5-vinyl-2-norbornene from 1/MAO ........ 112

    A-8 1H NMR spectrum of polyethylene-co-5-vinyl-2-norbornene from 2/MAO ........ 112

    A-9 1H NMR spectrum of polyethylene-co-5-vinyl-2-norbornene from 3/MAO ........ 113

    A-10 1H NMR spectrum of 1,9-decadiene ................................................................. 113

    A-11 1H NMR spectrum of polyethylene-co-1,9-decadiene from 1/MAO ................... 113

    A-12 1H NMR spectrum of polyethylene-co-1,9-decadiene from 2/MAO ................... 114

    A-13 1H NMR spectrum of polyethylene-co-1,9-decadiene from 3/MAO ................... 114

  • 14

    A-14 1H NMR spectrum of 2,5-norbornadiene........................................................... 114

    A-15 1H NMR spectrum of polyethylene-co-2,5-norbornadiene from 1/MAO ............ 115

    A-16 1H NMR spectrum of polyethylene-co-2,5-norbornadiene from 2/MAO ............ 115

    A-17 1H NMR spectrum of polyethylene-co-2,5-norbornadiene from 3/MAO ............ 115

    A-18 1H NMR spectrum of 1-octene .......................................................................... 116

    A-19 1H NMR spectrum of poly-1-octene from 1/MAO .............................................. 116

    A-20 1H NMR spectrum of poly-1-octene from 2/MAO .............................................. 116

    A-21 1H NMR spectrum of poly-1-octene from 3/MAO .............................................. 117

    A-22 1H NMR spectrum of 1-decene ......................................................................... 117

    A-23 1H NMR spectrum of poly-1-decene from 1/MAO ............................................. 117

    A-24 1H NMR spectrum of poly-1-decene from 2/MAO ............................................. 118

    A-25 1H NMR spectrum of poly-1-decene from 3/MAO ............................................. 118

    A-26 1H NMR spectrum of 1,7-octadiene .................................................................. 118

    A-27 1H NMR spectrum of poly-1,7-octadiene from 1/MAO ...................................... 119

    A-28 1H NMR spectrum of poly-1,7-octadiene from 2/MAO ...................................... 119

    A-29 1H NMR spectrum of poly-1,7-octadiene from 3/MAO ...................................... 119

    A-30 1H NMR spectrum of polyethylene-co-12-butyl-1,22-tricosadiene from 1/MAO 120

    A-31 1H NMR spectrum of 4-vinylcyclohexene .......................................................... 120

    A-32 1H NMR spectrum of polyethylene-co-4-vinylcyclohexene from 1/MAO ........... 120

    A-33 1H NMR spectrum of vinylcyclohexane ............................................................. 121

    A-34 1H NMR spectrum of polyethylene-co-vinylcyclohexane from 1/MAO .............. 121

    A-35 1H NMR spectrum of cyclohexene .................................................................... 121

    A-36 1H NMR spectrum of polyethylene-co-cyclohexene from 1/MAO ..................... 122

    A-37 13C NMR spectrum of polyethylene from 1/MAO .............................................. 123

    A-38 13C NMR spectrum of polyethylene from 2/MAO .............................................. 123

  • 15

    A-39 13C NMR spectrum of polyethylene from 3/MAO .............................................. 123

    A-40 13C NMR spectrum of 5-vinyl-2-norbornene ..................................................... 124

    A-41 13C NMR spectrum of polyethylene-co-5-vinyl-2-norbornene from 1/MAO ....... 124

    A-42 13C NMR spectrum of polyethylene-co-5-vinyl-2-norbornene from 2/MAO ....... 124

    A-43 13C NMR spectrum of polyethylene-co-5-vinyl-2-norbornene from 3/MAO ....... 125

    A-44 13C NMR spectrum of 1,9-decadiene ................................................................ 125

    A-45 13C NMR spectrum of polyethylene-co-1,9-decadiene from 1/MAO ................. 125

    A-46 13C NMR spectrum of polyethylene-co-1,9-decadiene from 3/MAO ................. 126

    A-47 13C NMR spectrum of 2,5-norbornadiene ......................................................... 126

    A-48 13C NMR spectrum of polyethylene-co-2,5-norbornadiene from 1/MAO ........... 126

    A-49 13C NMR spectrum of polyethylene-co-2,5-norbornadiene from 2/MAO ........... 127

    A-50 13C NMR spectrum of polyethylene-co-2,5-norbornadiene from 3/MAO ........... 127

    A-51 13C NMR spectrum of 1-octene ........................................................................ 127

    A-52 13C NMR spectrum of poly-1-octene from 1/MAO ............................................ 128

    A-53 13C NMR spectrum of poly-1-octene from 2/MAO ............................................ 128

    A-54 13C NMR spectrum of poly-1-octene from 3/MAO ............................................ 128

    A-55 13C NMR spectrum of 1-decene ....................................................................... 129

    A-56 13C NMR spectrum of poly-1-decene from 1/MAO ........................................... 129

    A-57 13C NMR spectrum of poly-1-decene from 2/MAO ........................................... 129

    A-58 13C NMR spectrum of poly-1-decene from 3/MAO ........................................... 130

    A-59 13C NMR spectrum of 1,7-octadiene ................................................................. 130

    A-60 13C NMR spectrum of poly-1,7-octadiene from 1/MAO ..................................... 130

    A-61 13C NMR spectrum of poly-1,7-octadiene from 2/MAO ..................................... 131

    A-62 13C NMR spectrum of poly-1,7-octadiene from 3/MAO ..................................... 131

    A-63 13C NMR spectrum of polyethylene-co-12-butyl-1,22-tricosadiene from 1/MAO .............................................................................................................. 132

  • 16

    A-64 13C NMR spectrum of 4-vinylcyclohexene ........................................................ 132

    A-65 13C NMR spectrum of polyethylene-co-4-vinylcyclohexene from 1/MAO .......... 132

    A-66 13C NMR spectrum of vinylcyclohexane ........................................................... 133

    A-67 13C NMR spectrum of polyethylene-co-vinylcyclohexane from 1/MAO ............. 133

    A-68 13C NMR spectrum of cyclohexene................................................................... 133

    A-69 13C NMR spectrum of polyethylene-co-cyclohexene from 1/MAO .................... 134

    A-70 PS calibration curve .......................................................................................... 135

    A-71 GPC spectrum of polyethylene-co-1,9-decadiene from 1/MAO ........................ 137

    A-72 GPC spectrum of polyethylene-co-1,9-decadiene from 1/MAO ........................ 137

    A-73 GPC spectrum of poly-1-octene from 1/MAO ................................................... 138

    B-1 TGA Thermogram of entry 1, Table 3-1 ............................................................ 139

    B-2 DSC Thermogram of entry 1, Table 3-1 ........................................................... 139

    B-3 1H NMR spectrum of polyethylene from 1/MAO ............................................... 140

    B-4 1H NMR spectrum of polyethylene from 1@magadiite/MAO ............................ 140

    B-5 1H NMR spectrum of polyethylene from 1@AlPO-kanemite/MAO .................... 140

    B-6 1H NMR spectrum of polyethylene-co-1-octene from 1@magadiite/MAO ........ 141

    B-7 1H NMR spectrum of polyethylene from 1/MAO@magadiite ............................ 141

    B-8 1H NMR spectrum of polyethylene from 1/MAO@CTMA-magadiite ................. 141

    B-9 1H NMR spectrum of polyethylene from 1/MAO@AlPO-kanemite .................... 142

    B-10 1H NMR spectrum of polyethylene from 1/MAO@MCM-41 .............................. 142

    B-11 1H NMR spectrum of polyethylene from 1/MAO@MCM-48 .............................. 142

    B-12 1H NMR spectrum of polypropylene from 1/MAO ............................................. 143

    B-13 1H NMR spectrum of polypropylene from 1/MAO@magadiite .......................... 143

    B-14 1H NMR spectrum of polypropylene from 1/MAO@AlPO-kanemite .................. 143

    B-15 13C NMR spectrum of polyethylene from 1/MAO .............................................. 144

  • 17

    B-16 13C NMR spectrum of polyethylene from 1@magadiite/MAO ........................... 144

    B-17 13C NMR spectrum of polyethylene from 1@AlPO-kanemite/MAO .................. 144

    B-18 13C NMR spectrum of polyethylene-co-1-octene from 1@magadiite/MAO ....... 145

    B-19 13C NMR spectrum of polyethylene from 1/MAO@magadiite ........................... 145

    B-20 13C NMR spectrum of polyethylene from 1/MAO@CTMA-magadiite ................ 145

    B-21 13C NMR spectrum of polyethylene from 1/MAO@AlPO-kanemite .................. 146

    B-22 13C NMR spectrum of polyethylene from 1/MAO@MCM-41 ............................. 146

    B-23 13C NMR spectrum of polyethylene from 1/MAO@MCM-48 ............................. 146

    B-24 13C NMR spectrum of polypropylene from 1/MAO ............................................ 147

    B-25 13C NMR spectrum of polypropylene from 1/MAO@magadiite ......................... 147

    B-26 13C NMR spectrum of polypropylene from 1/MAO@AlPO-kanemite ................ 147

    C-1 TGA Thermogram of entry 1, Table 4-1 ............................................................ 148

    C-2 DSC Thermogram of entry 1, Table 4-1 ........................................................... 148

    C-3 1H NMR spectrum of polyethylene from 1/MAO ............................................... 149

    C-4 1H NMR spectrum of polyethylene from 1/MAO with diethyl zinc ..................... 149

    C-5 1H NMR spectrum of polyethylene from 2/MAO ............................................... 149

    C-6 1H NMR spectrum of polyethylene from 2/MAO with diethyl zinc ..................... 150

    C-7 1H NMR spectrum of polyethylene-co-1-hexene from 1/MAO .......................... 150

    C-8 1H NMR spectrum of poly-1-hexene from 1/MAO ............................................. 150

    C-9 1H NMR spectrum of polyethylene from 1/2/MAO and no diethyl zinc .............. 151

    C-10 1H NMR spectrum of polyethylene from 1/2/MAO and diethyl zinc ................... 151

    C-11 1H NMR spectrum of polyethylene from 1/2/MAO in a 4:1 ratio ........................ 151

    C-12 1H NMR spectrum of polyethylene from 1/2/MAO in a 10:1 ratio ...................... 152

    C-13 1H NMR spectrum of polyethylene from 1/2/MAO in a 20:1 ratio ...................... 152

    C-14 1H NMR spectrum of polyethylene from 1/2/MAO in a 40:1 ratio ...................... 152

  • 18

    C-15 1H NMR spectrum of polyethylene from 1/2/MAO in a 10:1 ratio under reduced pressure .............................................................................................. 153

    C-16 1H NMR spectrum of polyethylene from 1/2/MAO in a 1:1 ratio with 6,000 equivalents MAO .............................................................................................. 153

    C-17 1H NMR spectrum of polyethylene from 1/4/MAO in a 1:1 ratio ........................ 153

    C-18 1H NMR spectrum of polyethylene from 1/4/MAO in a 10:1 ratio ...................... 154

    C-19 1H NMR spectrum of polyethylene from 1/4/MAO in a 20:1 ratio ...................... 154

    C-20 1H NMR spectrum of polyethylene from 1/4/MAO in a 40:1 ratio ...................... 154

    C-21 13C NMR spectrum of polyethylene from 1/MAO .............................................. 155

    C-22 13C NMR spectrum of polyethylene from 1/MAO with diethyl zinc .................... 155

    C-23 13C NMR spectrum of polyethylene from 2/MAO .............................................. 155

    C-24 13C NMR spectrum of polyethylene from 2/MAO with diethyl zinc .................... 156

    C-25 13C NMR spectrum of polyethylene-co-1-hexene from 1/MAO ......................... 156

    C-26 13C NMR spectrum of poly-1-hexene from 1/MAO ........................................... 156

    C-27 13C NMR spectrum of polyethylene from 1/2/MAO and no diethyl zinc............. 157

    C-28 13C NMR spectrum of polyethylene from 1/2/MAO and diethyl zinc ................. 157

    C-29 13C NMR spectrum of polyethylene from 1/2/MAO in a 4:1 ratio ...................... 157

    C-30 13C NMR spectrum of polyethylene from 1/2/MAO in a 10:1 ratio .................... 158

    C-31 13C NMR spectrum of polyethylene from 1/2/MAO in a 20:1 ratio .................... 158

    C-32 13C NMR spectrum of polyethylene from 1/2/MAO in a 40:1 ratio .................... 158

    C-33 13C NMR spectrum of polyethylene from 1/2/MAO in a 10:1 ratio under reduced pressure .............................................................................................. 159

    C-34 13C NMR spectrum of polyethylene from 1/2/MAO in a 1:1 ratio with 6,000 equivalents MAO .............................................................................................. 159

    C-35 13C NMR spectrum of polyethylene from 1/4/MAO in a 1:1 ratio ...................... 159

    C-36 13C NMR spectrum of polyethylene from 1/4/MAO in a 10:1 ratio .................... 160

    C-37 13C NMR spectrum of polyethylene from 1/4/MAO in a 20:1 ratio .................... 160

  • 19

    C-38 13C NMR spectrum of polyethylene from 1/4/MAO in a 40:1 ratio .................... 160

    C-37 GPC spectrum of poly-1-hexene from 1/MAO .................................................. 162

    C-38 GPC spectrum of poly-1-hexene from 1/MAO .................................................. 162

    C-39 GPC spectrum of poly-1-hexene from 1/MAO .................................................. 163

    C-40 GPC spectrum of poly-1-hexene from 1/MAO .................................................. 163

  • 20

    LIST OF OBJECTS

    Object page A-1 TGA thermograms for Chapter 2 ...................................................................... 110

    A-2 DSC thermograms for Chapter 2 ...................................................................... 110

    A-3 GPC spectra for Chapter 2 ............................................................................... 138

    B-1 TGA thermograms for Chapter 3 ...................................................................... 139

    B-2 DSC thermograms for Chapter 3 ...................................................................... 139

    C-1 TGA thermograms for Chapter 4 ...................................................................... 148

    C-2 DSC thermograms for Chapter 4 ...................................................................... 148

  • 21

    LIST OF ABBREVIATIONS

    CGC Constrained geometry catalyst

    CH Cyclohexene

    Cp Cyclopentadienyl ligand

    DD 1,9-decadiene

    DOSY Diffusion-ordered spectroscopy (NMR)

    DSC Differential scanning calorimetry

    EPDM Ethylene-propylene-diene copolymer

    EPM Ethylene-propylene copolymer

    GPC Gel permeation chromatography

    HDPE High density polyethylene

    LDPE Low density polyethylene

    LLDPE Linear low density polyethylene

    LMCT Ligand to metal charge transfer

    MAO Methylaluminoxane

    Mn Number average molecular weight

    Mw Weight average molecular weight

    NBD 2,5-norbonadiene

    NMR Nuclear magnetic resonance

    Nx Number of branches per 1,000 carbons in a polyethylene chain. X represents the length of the branches where M= methyl, E= ethyl, P= n-propyl, B= n-butyl, A= n-pentyl, L≥ n-hexyl, and T= total branching.

    Oct Octamethyloctahydrodibenzofluorene

    OD 1,7-octadiene

    PDI Polydispersity index

  • 22

    PE Polyethylene

    PP Polypropylene

    PVC Polyvinylchloride

    RCP Random copolymer

    TCD 12-butyl-1,22-tricosadiene

    Tg Glass transition temperature

    TGA Thermogravimetric analysis

    Tm Melting temperature

    UHMWPE Ultra high molecular weight polyethylene

    ULDPE Ultra low density polyethylene

    VCH 4-vinylcyclohexene

    VCHA Vinylcyclohexane

    VNB 5-vinyl-2-norbornene

    Z/N Ziegler-Natta

  • 23

    Abstract of Dissertation Presented to the Graduate School of the University of Florida in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy

    LOW DENSITY POLYETHYLENE: USING CATALYSTS TO INFLUENCE BRANCHING

    AND MOLECULAR WEIGHT

    By

    Nicole Lyn Gibbons

    December 2016

    Chair: Stephen A. Miller Major: Chemistry

    Plastics have become a vital part of our lives due to their improved properties

    over metal, wood and cement. The most common plastic produced today is

    polyethylene and all polyethylene is made through catalysts except for low density

    polyethylene (LDPE). The branching content that is required for its flexibility is not easily

    replicated by catalysts, and thus it is made through free radical polymerization.

    Making LDPE with catalysts would greatly reduce the cost of synthesis due to the

    high temperatures and pressures needed for free radical polymerization. Our group has

    synthesized a constrained geometry catalyst and has been studying its properties for

    the last decade. It is able to produce a high branching content under mild conditions but

    the polymers possess low molecular weights. The projects in this dissertation explore

    ways to increase the molecular weights while maintaining the high branching content.

    Using dienes as crosslinkers improved the molecular weights of the polymers

    upwards of 500 fold. These polymers also possess large PDIs which help in industrial

    processing. This came at a cost, however, as the melting temperatures of the polymers

    greatly decreased (from 112 °C with no additives down to 60 °C).

  • 24

    Supporting the catalyst on inorganic supports helped to heterogenize the catalyst

    so it can be used in industrial reactors. These supports, however, hindered the active

    site, forcing the catalyst to only produce linear polyethylene. It also was not able to

    produce any polypropylene. In contrast, supporting the cocatalyst (MAO) allowed the

    catalyst more room to create branched polyethylene and to polymerize propylene.

    Lastly, this catalyst did not work well in a dual-catalyst system. When

    polymerizing in the presence of another zirconium catalyst, it no longer produced its

    high branching content. It is still unclear if it is inactive in solution or only producing

    linear polyethylene. However, because of the cost ratio between it and the monomer,

    this catalyst would not be suitable for industrial scales.

    These studies add to our knowledge of constrained geometry catalysts and will

    help future chemists design catalysts to replace the current harsh conditions used to

    produce LDPE globally.

  • 25

    CHAPTER 1 INTRODUCTION

    Alkenes/Olefins/Polyolefins

    Polyolefins are a class of polymers that is comprised of commonly produced

    plastics such as polypropylene (PP) and polyethylene (PE). These are the two most

    highly synthesized plastics in the world.1 Of the 211 million metric tons of plastics

    produced globally, nearly 62% (130 million metric tons) are polyolefins.2 Figure 1-1

    shows the percentages of the different classes of polymers made globally in 2012.3 The

    different types of polyolefins include: high density polyethylene (HDPE), linear low

    density polyethylene (LLDPE), low density polyethylene (LDPE), and polypropylene

    (PP). These polymers can have a broad range of different properties and thus are used

    for different applications. This is why plastics have become so ubiquitous in our daily

    lives. They make up everything from bottles and bags to hip replacements and films.

    Figure 1-1. The different types of plastics made globally in 2012.

    Polyolefins are polymers made from monofunctional alkenes (olefins) such as

    ethylene, propylene, 1-hexene, etc. Often, they are made from terminal alkenes (α-

    olefins) because these are less sterically hindered than internal alkenes. Products that

    Polyolefins

    Polyvinylchloride

    PET

    ABS

    Polystyrene

    Polycarbonate

    HDPE

    LLDPELDPE

    PP

  • 26

    contain alkenes are highly desirable because their functionality can be altered easily.

    Because of this, they are often vital intermediates in the synthesis of many

    pharmaceuticals and plastics. Industrially, most ethylene is converted into polymers.

    The rest is functionalized to make other chemicals such as ethanol, acetic acid,

    ethylene glycol and vinyl chloride (which is later polymerized into poly vinyl chloride—

    PVC).4 Alkenes can be polymerized through cationic, anionic or via free radical

    polymerization. Polymerization of alkenes generally proceeds via addition (chain-

    growth) polymerization, in which only one monomer is added to the chain end at a

    time.4 This is different from step-growth polymerization where monomers first combine

    to form dimers, which combine to form tetramers and continues on until the

    polymerization terminates. (Figure 1-2).

    Figure 1-2. Chain-growth polymerization versus step-growth polymerization.

    Types of Polyolefins

    There are numerous different types of polyolefins, many of which have recently

    become commercially available. Table 1-1 compares the properties of several common

    classes of polyolefins, such as their melting temperatures, densities, and applications.

  • 27

    Data compiled from several different sources.1,5–13

    The most common polyolefins are high density polyethylene (HDPE), low density

    polyethylene (LDPE), linear low density polyethylene (LLDPE) and isotactic

    polypropylene (PP).2 The more novel classes of polyolefins include ultra-low density

    polyethylene (ULDPE), ultra-high molecular weight polyethylene (UHMWPE) and a

    class of elastomers made from ethylene and propylene copolymers.1 Although these

    make up a smaller percentage of the polyolefins produced in industry, they are still used

    for important applications. UHMWPE is used for many biomedical applications such as

    hip replacement parts. The most common of the elastomers are ethylene-propylene

    Table 1-1. Comparison of polyolefin properties and applications.

    Type Density (g/mL)

    Melting Temperature

    (°C)

    Molecular Weight (g/mol)

    Glass Transition

    Temperature (°C)

    Applications Branching (per 1,000 carbons)

    ULDPE 0.86-0.90

    ~80-85 NA -45 Stretch wrap for food packaging

    ~70

    LLDPE 0.91-0.94

    99-108 50,000-200,000

    -110 Packaging films

    20-60

    LDPE 0.915-

    0.94 100-129

    Typically less than

    50,000 -110 to -120

    Flexible Bottles

    ~2-7

    HDPE 0.94-0.97

    108-129 50,000- 250,000

    -110 Bottles, pipes, films

    1-20

    UHMWPE 0.93-0.94

    125-138 2-6 million -160 Hip Replacements

    0 unless copolymerized

    with another monomer

    PP 0.89-0.92

    147-170 220,000-700,000

    -35-26 Rope, carpeting, auto parts

    EPM 0.86-0.99

    93-110 NA -55 Car bumper guards

    EPDM 0.86-0.87

    NA 300,000-500,000

    -45 to -60 Hose, seals —

  • 28

    monomer (EPM) and ethylene-propylene-diene monomer (EPDM). These elastomers

    are impervious to oxidation and hydrolysis and are normally combined with either PP or

    polyamides to form impact-resistant plastics.1

    PE is categorized by its density, which is partially determined by the branching of

    the polymer.14 PE is a straight chain of saturated carbon atoms. The branching content

    of PE significantly influences its crystallinity and consequently its properties. Figure 1-3

    shows the different types of branching that can extend off the PE chains and the

    different polymers in which these occur. HDPE has linear chains with little to no

    branching, which makes it more crystalline. Often, the branching content is so low that

    the end plastic product becomes brittle. To compensate for this, α-olefins such as 1-

    hexene or 1-octene are added to introduce branching and make HDPE less brittle and

    more durable.15 LDPE has a high branching content and can have branches upon

    branches. This makes LDPE a more flexible plastic that can be used for things like

    squeezable bottles. Crosslinkers, such as dienes, can also be introduced to obtain a

    network polymer. This increases the molecular weight of the polymer as well as the

    polydispersity index. Finally, LLDPE has many short chain branches which improve its

    properties and it behaves similar to LDPE.15 The short chains also increase LLDPEs

    puncture strength, which is why it is the plastic used for bags that can hold jagged

    objects like rocks or gravel.

    Polypropylene (PP) is unique in that it has regularly spaced methyl branching.

    Thus, stereochemistry of the branching can be considered. The arrangement of the

    branching along the PP backbone is called tacticity. Tacticity in PP can be syndiotactic,

    atactic, or isotactic. Figure 1-4 shows the different kinds of tacticity. Atactic PP has a

  • 29

    random stereochemical orientation which makes the polymer amorphous. Syndiotactic

    PP has alternating stereochemistry and isotactic PP has the same stereochemistry

    along the backbone.1,6,14,15 From this point on, however, the focus will be on

    polyethylene almost exclusively.

    Figure 1-3. Types of polyethylene branching.

    Figure 1-4. Polypropylene tacticity.

    Methods of Polymerizations

    As stated before, alkenes can undergo cationic, anionic, and radical

    polymerizations. In industry though PP, and LLDPE are exclusively made via Ziegler-

  • 30

    Natta catalysts, HDPE is made via Phillip’s catalysts, while LDPE is produced through

    free radical polymerization.6,14 Both catalytic and free radical polymerization methods

    will be discussed extensively as they are both crucial to the work done in this

    dissertation.

    Ziegler-Natta catalysts have been used to a great extent because they easily

    control the molecular weight. They mainly produce low branching material and thus,

    additives are used to introduce further branching and improve the flexibility of the

    polymers (for both HDPE and LLDPE).15 Since they cannot produce highly branched

    material, free radical polymerization is industrially used for producing LDPE. By using a

    peroxide initiator, high temperatures and high pressures, industry can force the free

    radical to make the high branching content needed for LDPE.14 These harsher reaction

    conditions are required due to the less stable intermediates,4 which will be discussed in

    more detail later in the introduction.

    Ziegler-Natta Catalysts

    History

    The commercial history of most polyolefins started in the early 1950s at the Max

    Plank Institute in Mulheim. Here, Karl Ziegler discovered that when certain transition

    metals were combined with organometallic compounds they could polymerize ethylene

    using low reaction temperatures and low ethylene pressures.14–16 This gave a linear

    structure of polyethylene and is known today as HDPE. Not long after, at the Milan

    Polytechnic Institute in Italy, Giulio Natta used a catalyst that was considered “Ziegler-

    type” and showed that it can make stereoregular polyolefins such as syndiotactic and

    isotactic polybutadienes.15,17

  • 31

    Three years after Ziegler and Natta published on these catalytic systems, they

    shared the Nobel Prize in Chemistry in 1963.6 Commercial production of HDPE also

    started around this time.15 Many people thought that this would be the end for LDPE

    since HDPE could be made under more mild conditions. However, due to the vast

    difference in their properties, there continues to be a large market for both polymers.15

    Since the 1950s and 1960s, many scientists have extended the range of catalysts and

    the range of the stereoregular structures made from these catalysts.6

    Types of Ziegler-Natta Catalysts

    Ziegler-Natta (Z/N) catalysts can be broken up into two categories:

    Homogeneous and heterogeneous catalysts. The distinction is determined by the

    catalyst’s solubility in the reaction medium. Heterogeneous catalysts are insoluble while

    homogeneous catalysts are soluble in the reaction media. Heterogeneous catalysts

    were the first type discovered by Ziegler and used by Natta. They contain a transition

    metal compound from groups IV to VIII (which is the active catalyst system) combined

    with an organometallic compound of a metal from groups I to III (the cocatalyst).6,15

    Ziegler for example, used TiCl4 with Al(Et)3 in a hydrocarbon solvent for making HDPE.

    Overall these heterogeneous catalysts gave low yields of polymers. It was later

    discovered that using solid supports such as MgCl2 or MgO greatly improved yields by

    maximizing the number of active sites on the catalyst.15

    Homogeneous Z/N catalysts include the broad class of metallocene catalysts.

    These are “sandwich” catalysts where the metal is coordinated to either two

    cyclopentadienyl (Cp) or some other ring ligands. Figure 1-5 shows the general

    structure for metallocenes and some modern day metallocene catalysts. These are

    considered Z/N catalysts based on the mechanism which is shown later. Other

  • 32

    homogeneous Z/N catalysts have metal centers connected to ligands via a non-metallic

    heteroatom such as nitrogen, sulfur, or phosphorus.14

    Figure 1-5. Common metallocene structures.

    The first metallocene was a simple Cp2ZrCl2 which used (CH3)2AlCl as the

    cocatalyst. Unfortunately, these had low activity towards ethylene and would not

    polymerize propylene. Interestingly, when water was added to the system the activity

    significantly increased.18 The water in the system reacted with the methylaluminum

    complex to form methylaluminoxane (MAO). MAO has a complex oligomeric structure of

    MW ~ 1,000-1,500. There is still debate today on the actual structure of MAO. Since a

    crystalline sample cannot be obtained of MAO, x-ray diffraction cannot elucidate the

    structure. Calculations have shown that the most likely structure involves cages of

    aluminum/oxygen/methyl.19 The lowest energy cage structure from Zurek and Ziegler

    are shown in Figure 1-6. The discovery of hydrolyzed trimethylaluminum (MAO) as a

    cocatalyst in 1980 was a crucial step in projecting the area of homogeneous Z/N

    catalysts into the realm of competing with other olefin polymerizing catalysts.18 The

    mechanisms for these cocatalysts will be discussed later in this section.

  • 33

    Figure 1-6. Proposed cage structures of MAO. Methyl groups are omitted for clarity.

    Comparison of Homogeneous and Heterogeneous Catalysts

    Similarities for these kinds of catalysts lie within the monomer selection. Overall,

    Z/N catalysts work better with non-polar monomers, which include α-olefins, alkynes,

    dienes and cycloalkenes. The efficiency of the catalyst decreases with increasing steric

    hindrance around the double bond, as shown in Figure 1-7.15

    Figure 1-7. Catalyst activity for select alkene monomers.

    In general, homogeneous catalysts produce more narrow Poly Dispersity Indexes

    (PDIs) than heterogeneous catalysts. Having a narrow PDI gives the polymer better

    mechanical properties. On the other hand, larger PDIs are better industrially because

    these polymers can be better processed.20 This difference in PDI is thought to be due to

    either the decay of catalyst activity during heterogeneous polymerization or the

    presence of variable activity sites.15 Homogeneous catalysts are “single-site catalysts”

    whereas heterogeneous catalysts in solution have active pockets on the surface.

    Homogeneous metallocene catalysts are also able to polymerize strained cycloalkenes,

    such as norbornene, whereas heterogeneous Z/N catalysts cannot.15 Ring opening

  • 34

    polymerization is more common with heterogeneous catalysts and these catalysts are

    used to produce the majority of polyolefins in the US.15,21 Lastly, homogeneous catalysts

    tend to be easier to modify and to study.

    Mechanism

    There are three parts to olefin polymerization: initiation, propagation and

    termination. The mechanism for the propagation step is still under debate for both type

    of catalysts. There are several mechanisms that have been proposed and each has

    results that support their hypothesis. Each of these mechanisms and steps will be

    covered in detail, as well as the differences between the two catalysts with respect to

    their structure.

    There are subtle differences between the mechanisms of homogeneous and

    heterogeneous catalysts which arise from the differences in physical structure.

    Heterogeneous catalysts are crystalline structures where there are active “pockets” on

    the surface as previously stated. Homogeneous catalyst are often called “single-site

    catalysts” because each metal center is an active site. Figure 1-8A shows a generic

    structure of a heterogeneous catalyst crystal with active pockets.22 The boxes represent

    empty orbitals extending off of the titanium. Not all titaniums in the crystallite have an

    empty orbital, and the metal centers within the structure do not take part in the

    polymerization. Supports such as MgCl2 or MgO help to increase the surface area of the

    crystallites. This is why heterogeneous catalysts using supports have increased activity

    compared to unsupported solid catalysts.23 A generic structure of supported

    heterogeneous Z/N catalysts is shown in Figure 1-8B. Because there are many different

    environments for these metal species, they are harder to study than their homogeneous

    counterpart.

  • 35

    Figure 1-8. Generic structures of TiCl4. A) Along a crystal surface, B) along an MgCl2

    support. Empty boxes indicate empty orbitals.

    The active species of the Z/N catalysts is a coordinately unsaturated metal-alkyl

    complex. To get to this complex, an alkylaluminum reagent abstracts an alkyl group

    from the metal center.14 For heterogeneous catalysts, this is the triethylaluminum that

    was mentioned earlier. For homogeneous catalysts, MAO was found to be a better

    alternative. MAO serves three purposes: initiator, cocatalyst, and scavenger. MAO acts

    as a cocatalyst because it replaces one or both of the chlorides on the metal centers

    with alkyl groups. It then acts as an initiator because it abstracts the last chloride or an

    alkyl group, leaving a cationic monoalkyl species. And finally, it acts as a scavenger of

    all oxygen and water in the system.24,25 A scheme of this cocatalyst and initiation from

    MAO is shown in Figure 1-9. MAO starts the polymerization and helps to keep it going.

    To obtain the best results, a ratio for Al:Zr of 1,000:1 is common.24

    Figure 1-9. Homogeneous catalyst initiation.

  • 36

    Once the metal complex has been initiated by the opening of an orbital, the next

    step is for the donated alkyl group to propagate into a polymer chain. There are several

    proposals for the mechanism of these catalysts. For heterogeneous catalysts, most

    people agree that the monometallic mechanism, or Cossee-Arlman mechanism, is most

    likely.14,15,21 A scheme of this mechanism is shown in Figure 1-10. First, ethylene is

    coordinated to the metal center and takes up space in the open orbital represented by a

    box (step a), then an insertion of this ethylene group occurs with a 4 member transition

    state (step b and c). Finally, since this is a heterogeneous catalyst, the polymer chain

    migrates allowing the open orbital to be in the same active pocket on the surface.15,26

    This cycle repeats itself until termination.

    Figure 1-10. Cossee-Arlman mechanism for olefin polymerization with heterogeneous

    Z/N catalyst. A box represents an open orbital and P represents the polymer chain.

    The modified Green-Rooney is a second mechanism that can occur for

    homogeneous catalysts.14 Both the Cossee-Arlman and the modified Green-Rooney

  • 37

    have been observed for homogeneous catalysts, and depends on the catalyst system.

    The modified Green-Rooney mechanism is shown in Figure 1-11. Although this looks

    very similar to the Cossee-Arlman mechanism shown in Figure 1-10, there was a

    previous mechanism (the unmodified Green-Rooney), that involved an α-hydrogen

    migration to the metal center that resulted in an alkylidene between the alkyl group and

    the metal.27 This was later shown to be much less likely. It has thus been modified to

    include an “α-agostic” complex where there is a partial cleavage of the α-hydrogen from

    the carbon to help with the transition state.28,29 Lastly, some have modified this

    mechanism even further to only include this α-agostic interaction in only the transition

    state (only after step b and c).

    Figure 1-11. The modified Green-Rooney mechanism for olefin polymerization. A box

    represents and empty orbital and P represents the polymer chain.

    There are several ways in which the polymer chain can be terminated. These

    include β-hydrogen elimination, β-hydrogen transfer to monomer, and chain transfer to

    aluminum. Each of these is shown in Figure 1-12. β-hydrogen elimination is a common

    method of chain termination and is essential to the research presented in this

    dissertation. The β-hydrogen of the polymer chain is transferred to the metal center

    which results in an α-olefin chain end that is coordinated to the center. The α-olefin

    chain end will eventually leave, giving an open site on the metal center which can be

    occupied by another ethylene monomer to restart the polymerization.14,30 For part B of

    Figure 1-12, the β-hydrogen of the chain connected to the metal center is transferred to

  • 38

    a coordinated monomer resulting in another α-olefin terminated polymer chain, and a

    metal center with an open site to continue propagation with a new polymer chain.14

    Lastly, chain transfer to aluminum happens when there is low ethylene pressure in the

    system. Since MAO has residual trialkylaluminum within its mixture, this has been

    shown to pick up polymer chain ends by a chain transfer mechanism shown in part C of

    Figure 1-12.31,32

    Figure 1-12. Mechanisms for chain termination. A) β-hydrogen elimination, B) β-

    hydrogen transfer to monomer, C) chain transfer to aluminum.

    Additionally, industry terminates the polymerization by adding hydrogen to the

    system. This also allows the molecular weight to remain in the range where it can be

    easily processed.15 This method is a cheap and clean way to terminate the

    polymerization while controlling the molecular weights of the polymers made.

    Modern Day Uses and Development

    Progress has occurred in leaps and bounds since the first Z/N catalyst was made

    back in the 1950s. We now have more control over the polymer structures. Molecular

    weight (Mw), catalyst activity, and polymer branching can all be tuned and altered. This

  • 39

    can be done by either changing ligands on the catalysts, the transition metal of the

    catalyst or by changing the cocatalyst.33 For example, chemists can now attach the

    MAO cocatalyst to a carbon nanofiber to create polypropylene with increased tensile

    strength,34 homopolymerize larger α-olefins stereospecifically to a high molecular

    weight,35 or control the molecular weight distribution by using a living polymerization

    catalyst.36

    Free Radical Polymerizations

    Another way to produce polyethylene is through free radical polymerization. This

    is in fact the only way to make LDPE industrially. Since the bulk of the polymers

    researched in this dissertation is LDPE, it is necessary to cover the different aspects of

    free radical polymerization.

    History

    Free radical polymerization was first discovered through the storage of styrene

    monomers, around 1839. This liquid monomer would become more and more viscous

    during storage because it self-initiated.37 Later Blyth and Hofmann observed that this

    viscous material could be made by exposing the liquid to light. This observation was

    probably the first light-induced polymerization reported.38

    It was not until much later that chemists started adding initiators to monomers to

    get these products. In 1912, Fritz Klatte used peroxy compounds to start vinyl

    polymerizations.39 Over the next decade chemists started to agree that the free radicals

    generated from the peroxides were initiating the polymerizations.40 From here free

    radical polymerization became more and more popular.

    In the early 1930s, employees at Imperial Chemical Industries in England

    discovered LDPE using free radical polymerization.41,42 In 1938, larger quantities were

  • 40

    made and the plastic was successfully used to insulate cables. The following year, a

    commercial plant began producing polyethylene plastic full time. Up through 1945, all

    polyethylene made was used for insulation of radar cables. After World War II, the

    plastic found its way to more commercial uses.42 Today free radical polymerization is

    used to produce about 45% of all plastic materials and about 40% of synthetic

    rubbers.40 Poly(vinyl chloride), polystyrene, acrylonitrile-butadiene-styrene copolymer

    (ABS), and poly(methyl methacrylate) are all made via free radical polymerization.15

    Mechanism

    Though the mechanism for free radical polymerization is straightforward, there

    are extra considerations when applying this method to the production of LDPE. The

    steps for free radical polymerization are the same as the Z/N mechanism: initiation,

    propagation and termination. First, initiators are added to start the polymerization. For

    LDPE, these are normally organic peroxide initiators such as benzoyl peroxide or di-t-

    butyl peroxide. These are thermally unstable and when heated at high temperatures will

    form the radical initiator. Figure 1-13 shows the two steps involved with initiation using

    di-t-butyl peroxide: forming the radical initiator, and reacting this with the first monomer.

    Figure 1-13. Initiation using di-t-butyl peroxide.

    Propagation for free radical polymerization is simple and will continue until a

    termination step occurs. This step is shown in Figure 1-14.

  • 41

    Figure 1-14. Propagation of a free radical polymerization. R stands for initiator.

    Two types of branching can occur during propagation for LDPE: long branches

    (longer than six carbons in length) and short branches. For LDPE, these are made by

    intermolecular and intramolecular hydrogen transfer respectively. For intermolecular

    hydrogen transfers to make long branches, a free radical at the end of the chain

    abstracts a hydrogen from a secondary carbon along another chain. This new radical

    can then keep propagating into a new long branch. This happens often when using high

    temperatures and is common for LDPE because 2° radicals are more stable than the 1°

    ones found at the chain ends.4 The mechanism for long branching is shown in Figure 1-

    15.

    Figure 1-15. Intermolecular hydrogen transfer for long branches in polyethylene.

    Intramolecular hydrogen transfers make the short branching in LDPE. In this

    method, the radical chain end abstracts a hydrogen from a carbon along its own chain.

    The most common short branch is the n-butyl branch because it forms a 6-member

    intermediate. After this new 2° radical is formed, a monomer can be added and undergo

    a second intramolecular hydrogen transfer to create ethyl branches.8 These pathways

    are shown in Figure 1-16.

  • 42

    Figure 1-16. Intramolecular hydrogen transfer for making small braches in polyethylene.

    Termination can be classified into one of two pathways: combination and

    disproportionation. Combination is simply combining two radicals together, whether it is

    two chain ends, a chain end with a radical initiator, etc (Figure 1-17A).

    Disproportionation is the abstraction of hydrogen from one chain end. This leaves a

    terminal alkene at the end of one of the polymer chains (Figure 1-17B).

    Figure 1-17. Termination steps for free radicals. A) Combination and B)

    disproportionation.

    Lastly, one thing to consider is the energy used to make LDPE. Since the

    intermediates of these free radical polymerizations are less stable, high pressures and

    temperatures are used.4 LDPE is made in bulk industrially, which is the simplest form

    but it can be difficult to control heating transfer which can lead to fouling.43 Traditionally

    it takes 200 °C and 44,000 psi to induce the correct branching and therefore result in

  • 43

    the mechanical properties expected for LDPE.4 HDPE on the other hand is made in

    solution which allows good heat transfer but does require the use of organic solvents

    which can be hard to separate from the final product.15,43 These can be done at lower

    temperatures and pressures since it is done with catalysts.

    Modern Day Uses and Development

    Recent developments in this field include exerting better control of the

    polymerization through the process of “Reversible Addition Fragmentation Chain

    Transfer” (RAFT) and “Atom Transfer Radical Polymerization” (ATRP). Both of these

    systems use a “dormant” or inactive species to transfer the radical to. By making this

    interconversion between the polymer chain and the chain transfer agent fast, the growth

    of all chains have similar probability. This is a way to specifically control the

    polydispersity index of the polymers.40,44 Also since these additives also minimize the

    rate of termination, the molecular weight can be controlled and block copolymers can be

    synthesized.40

    LDPE from Catalysts

    There is a small niche of Z/N catalysts that make LDPE. Although the method for

    industrially making LDPE has been around for many decades, the thought of using

    catalysts to make LDPE is still enticing. Using a catalyst that can perform under mild

    conditions instead of the traditional extreme temperatures and pressures would greatly

    reduce the energy and resources of manufacturing.45 Also, catalysts have more control

    over the branching content and molecular weight compared to free radical

    polymerization.14

    The discovery of LLDPE was actually the result of chemists trying to reproduce

    LDPE from catalysts. They added higher amounts of α-olefins to the PE polymerizations

  • 44

    to increase the branching and they also lowered the molecular weight. This resulted in a

    material with high puncture resistance (due to the short chain branching). However,

    LLDPE was still not able to replace LDPE in the market because of LDPE’s mechanical

    properties that stem from the long branching content. LLDPE also has increased cost of

    synthesis because it is not from a pure ethylene feed.

    Another system chemists have tried to produce LDPE from a pure ethylene feed

    is a dual-catalyst system. This kind of system would normally have one catalyst that can

    make α-olefins from ethylene and then a second catalyst that can incorporate these

    chains (usually 1-hexene or 1-octene in length) into the polymer backbone.46 The only

    drawback is that these are actually not LDPE but rather LLDPE because you cannot

    produce the long branches. However, it differs from LLDPE in that it is produced from a

    pure ethylene feed.

    Also, some late transition metal catalysts (containing nickel and palladium) have

    been known to produce hyperbranched polyethylene.14 The polymers made have a

    much larger degree of branching and can have multiple branching points along the

    individual branches. Because of this hyperbranched content, the materials made from

    these catalysts are usually oils.47

    Lastly, a way to produce LDPE from catalysts is by using a constrained geometry

    catalyst (CGC). This is a new category of catalysts that can produce large branches

    from a pure ethylene feed. It does it by first terminating the polymer chain via a β-

    hydride elimination, which is common for many Z/N catalysts. What sets these catalysts

    apart from the rest is that after disassociation of the olefin, the catalyst can later

    coordinate to the olefin and reinsert it into the polymer chain as a branch (Figure 1-18).

  • 45

    The reason for this coordination and reinsertion is the large exposed active center. The

    constrained geometry of the ligand allows the metal center to be open and accept large

    olefins, whereas other catalysts do not have as much room to accommodate this. The

    companies at the forefront of this research are Dow and Exxon, using ansa-

    cyclopentadienyl-amido constrained geometry catalysts.14,45 A general structure of

    these catalyst are shown in Figure 1-19.

    Figure 1-18. Mechanism for by β-hydride elimination, dissociation, polymerization then

    reinsertion.

    Where M= Ti, Zr, or Hf, R= akyl or aryl, and R’= H or Me

    Figure 1-19. General structure for ansa-cyclopentadienyl-amido constrained geometry catalysts.

    Interestingly, heterobinuclear catalysts that have been covalently linked together

    have also been synthesized and have the ability to produce more long-chain branches

    (Figure 1-20).14 These contain two constrained geometry catalyst analogues.

  • 46

    Figure 1-20. Example of a heterobinuclear catalyst.

    Octamido Catalyst

    The main catalyst used in these studies is the “Oct-amido” catalyst. This

    zirconium fluorenyl-amido system is a CGC and its synthesis48 is shown in Figure 1-21

    and Figure 1-22. It starts with the synthesis of the octamethyloctahydrodibenzofluorene

    (Oct), which is made by first reacting 2,5-dimethyl-2,5-hexanediol with concentrated

    hydrochloric acid to isolate 2,5-dichloro-2,5-dimethylhexane. This is then added onto

    fluorene via a double cyclo Friedel-Crafts alkylation.

    Figure 1-21. Octamethyloctahydrodibenzofluorene (Oct) synthesis.

    Once the Oct moiety is isolated, it is then deprotonated and added to an excess

    of dimethyldichlorosilane which is then reacted with premade lithium t-butyl amide,

  • 47

    without isolation; this is reacted with two equivalents of n-butyl lithium and the Zirconium

    metal center (Figure 1-22). This results in an overall 30% yield from Oct to catalyst,

    however it is done on a large scale and about 14 grams of the yellow catalyst was

    obtained.

    Figure 1-22. Oct-amido catalyst synthesis.

    This catalyst was first published back in 2004 from the Miller group and has been

    shown to have unique properties.48–51 In 2004, it was shown to give exceptional activity

    towards bulky α-olefins. It gave activities in the 100,000s kg polymer/(mol Zr·hr) for

    copolymers of ethylene with either 1-octene or 4-methyl-1-pentene or copolymers of 1-

    octene with 4-methyl-1-pentene.48

  • 48

    It was later shown to also give the most syndiotactic polypropylene to date ([rrrr]>

    99%) which resulted in high melting temperatures of the polymers (165 °C for the

    unannealed, and 174 °C for the annealed polymers).49 Following this, the Miller group

    studied the copolymerization of α-olefins with propylene.50 The results showed a linear

    relationship between the melting temperature (Tm) and the incorporation of the α-olefins;

    however the size of the comonomer did not matter. Also, out of all the catalysts tested,

    the Oct-amido produced the fewest misinsertions which resulted in the highest melting

    polymers.

    It was not until 2008 that the results of ethylene homopolymerization using Oct-

    amido was published.51 The Oct-amido catalyst was shown at this time to be able to

    create both small (ethyl) and large (≥ hexyl) branching without the need of α-olefin

    comonomers when polymerizing ethylene. In short, this catalyst can make LDPE from a

    pure ethylene source. Not only this, but the polymers possessed high amounts of long

    branches—more than any other early transition metal catalyst to date (between 10-50

    branches per 1,000 carbon).51 The crystal structure published in 2008 (Figure 1-23)

    gives insight into why this catalyst likes bulky α-olefins.

    Figure 1-23. Crystal structure of Oct-amido catalyst. Reprinted with permission from

    reference 48.

  • 49

    The Oct-amido catalyst is a constrained geometry catalyst, similar in structure to

    the ansa-cyclopentadienyl-amido catalyst shown earlier. The side view of Figure 1-23

    shows that there is room around the zirconium center for macromonomers to coordinate

    to. The diethyl ether that is coordinated to the zirconium center would dissociate during

    polymerization and the chlorines show where the polymer chain eventually grows from.

    This largely open metal center gives the catalyst the ability to produce branching from

    ethylene alone.

    Figure 1-24. Chromium oligomerization catalyst used in a tandem catalyst system with

    Oct-amido.

    There is one drawback to this catalyst. As shown in the 2008 paper, this catalyst

    produces polymer with low molecular weights, ~1,000 g/mol. This is far too low for any

    industrial applications. Ideally, LDPE has ~2-7 large branches per 1,000 carbon and a

    molecular weight of ~50,000-500,000 g/mol.1,13 There have been previous attempts to

    increase the molecular weights of these polyethylene samples created by Oct-amido

    including tandem catalyst systems.52 This dual-catalyst system involved using the Oct-

    amido catalyst in tandem with a Chromium oligomerization catalyst (Figure 1-24) along

    with the cocatalyst MAO. The chromium catalyst produced 1-hexene in situ which was

    incorporated by the Oct-amido catalyst into the polymer backbone chain. The

    incorporation of 1-hexene could be easily measured by carbon NMR since Oct-amido

    does not produce n-butyl branching. This resulted in the production of LLDPE from a

  • 50

    pure ethylene feed but it did not help to improve the molecular weights of the polymers

    produced.

    Overview of Dissertation

    The following chapters in this dissertation include ways of improving the

    molecular weights of the polyethylene formed by the Oct-amido catalyst and looking at

    the properties of the polymers made. The main goal is to increase these weights without

    having to sacrifice the melting temperatures, or branching of the polymer or the activity

    of the catalyst. Chapter 2 discusses using various dienes as crosslinkers to link polymer

    chains together. Chapter 3 explores supports for the Oct-amido catalyst as well as other

    metallocene catalysts. This work was done in collaboration with Hippasia M. Moura from

    Dr. Heloise Pastore’s group at the University of Campinas in Brazil. Chapter 4 explains

    the use of a dual-catalyst system in conjunction with a chain shuttling agent. This would

    result in polymers that contain properties given by both catalysts. Finally, Chapter 5 is a

    summary of the findings throughout the projects and future outlook for the catalyst.

  • 51

    CHAPTER 2 DIENES AS CROSSLINKERS

    Background†

    This chapter describes increasing the molecular weight of polymers through

    chain crosslinking by copolymerization of ethylene with various non-conjugated dienes.

    The branching and thermal properties of these polymers were investigated, as well as

    diene homopolymerization for comparison. The copolymerizations follow the general

    reaction of Figure 2-1.

    Figure 2-1. Copolymerization of ethylene and dienes using 1/MAO to afford branched

    and crosslinked polyethylene.

    Two other catalyst systems were investigated for comparison: 2/MAO, the

    “IsopropylideneOctCp” metallocene Me2C(C29H36)(C5H4)ZrCl2 previously synthesized

    and published by our lab;53 and 3/MAO, the commercially available zirconocene

    dichloride (Figure 2-2).

    Figure 2-2. Structure of Me2C(C29H36)(C5H4)ZrCl2 (2) and zirconocene dichloride (3).

    †This chapter is based on a manuscript in preparation.

  • 52

    Catalyst 2 has been shown to afford rather high molecular weights (upwards of

    500,000 g/mol) and highly stereoregular syndiotactic polypropylene.53 This high degree

    of stereoregularity translates into high polymer melting temperatures near 154 °C

    without annealing. Olefin polymerizations with 3 have been investigated for decades

    and this was the first metallocene to be activated by MAO for the polymerization of

    ethylene and α-olefins.12,54,55 3/MAO generally provides low molecular weight atactic

    polypropylene but affords polyethylene with good molecular weights (100,000–200,000

    g/mol).12,56,57

    Results and Discussion

    Diene Crosslinkers and Cognate Mono-enes

    Figure 2-3 depicts the non-conjugated diene crosslinkers and cognate mono-

    enes employed; the latter are included as a control group to assay the inherent

    polymerizability of an alkene type. These compounds can be divided into two groups:

    cyclic and acyclic. The first group, the cyclic dienes, includes 5-vinyl-2-norbornene

    (VNB), 2,5-norbornadiene (NBD), and 4-vinylcyclohexene (VCH). These dienes are

    used academically and commercially in copolymerizations with ethylene and are fairly

    inexpensive.1,58 Also in this group are the cognate cyclic mono-enes vinylcyclohexane

    (VCHA) and cyclohexene (CH). These were used to investigate the reactivity of the

    component alkene functional groups of VCH—particularly for catalyst 1/MAO. The

    second group includes acyclic dienes. 1,7-octadiene (OD) and 1,9-decadiene (DD) are

    obvious choices for non-conjugated diene crosslinkers, as they are similar in structure

    to the simple α-olefins that 1/MAO incorporates very well with ethylene.59 Another

    acyclic diene investigated was 12-butyl-1,22-tricosadiene (TCD), an ADMET (Acyclic

    Diene METathesis) monomer studied by the Wagener laboratory and readily available

  • 53

    to us.60 The incorporation of this butyl-branched diene is observed by 13C NMR. 1-

    octene and 1-decene are simple α-olefin mono-enes used for comparison in

    homopolymerizations.

    Figure 2-3. Dienes for copolymerization with ethylene and control group mono-enes for

    copolymerization and homopolymerization.

    Ethylene Homopolymerization and Copolymerization

    First, all three catalysts were directly compared in the homopolymerization of

    ethylene. Entries 1-3 in Table 2-1 show that 1 gives the highest activity under the same

    reaction conditions—twice the amount of polymer compared to 2 or 3. It also gives the

    lowest melting temperature, which comports with the high branching content of about 40

    long branches per 1,000 carbons. Catalysts 2 and 3 give linear polyethylene under

    these conditions whereas 1 produces the aforementioned ethyl and long branching.

    Molecular weights for these catalysts are compared later in Table 2-2.

    The copolymerization of ethylene with dienes is designed to crosslink the

    polymer chains—resulting in higher molecular weight polymers. 5-vinyl-2-norbornene

    (VNB), 1,9-decadiene (DD) and 2,5-norbornadiene (NBD) were chosen because they

    are relatively inexpensive dienes and have been used previously to prepare crosslinked

    polyethylene with other catalysts.61,62

  • 54

    Table 2-1. Thermal, branching, and molecular weight results for ethylene homopolymerizations and copolymerizations.a

    Entry Catalyst

    Comonomerb Yield (g)

    Activity (kg/mol Zr·hr)

    Mole % comonomer incorporation

    Tm (°C)

    Branchingc

    Type Conc.

    (mmol/L)

    Equiv. vs.

    Catalyst NE NL NT

    1 1 none - - 1.41 2,120 - 112 6.3 39.5 45.8 2 2 none - - 0.51 870 - 132 Linear PE 3 3 none - - 0.67 1,020 - 133 Linear PE 4

    1 VNB 28 220 1.13 2,040 0.5 d 96 8.9 28.8 37.7

    5 VNB 56 440 1.18 2,130 1.0 d 86 7.9 25.6 33.5 6 VNB 140 1,090 1.70 3,060 3.2 d 60 8.3 13.2 21.5 7

    2 VNB 28 170 0.54 790 1.3 d 112 -

    8 VNB 56 340 0.59 850 1.0 d 106 - 9 VNB 140 850 0.79 1,140 13.8 d 89 -

    10 3

    VNB 28 190 0.53 840 0.3 d 121 -

    11 VNB 56 370 0.47 750 1.3 d 120 - 12 VNB 140 92