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8/7/2019 016-Patent_Infringement
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Tina McKeon, Ph.D.
FIRE Series: University of Rochester Medical Center Office of Technology Transfer
Patent Infringement: what it is, whatit isn't and why it matters to you.
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The U.S. Patent Office and the Courts
Chart by R. Polk Wagner
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Infringement
Patents grant their owners the right to exclude others frompracticing the claimed invention.
Unauthorized practice is infringement.Direct infringement Making the invention Using the invention Selling the invention Offering the invention for sale
Importing the invention
Indirect infringement Inducing infringement Contributing to infringement
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Issued PatentRight to Exclude
NOT an affirmative right
A ticket to the courthouse
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InfringementHow is infringement determined?
Determine the scope of the claim(s) Compare the elements of the claim to the composition or method
accused of infringement using the all elements rule: everyelement required by the claim must be present in the accusedcomposition or method either literally or under Doctrine of Equivalents
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Elements recited
Meat Product
2 Slices of Bread
Edible Salad
Cheese
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Accused Burger I
HamburgerHamburger WeeklyWeeklyOctober 23 , 1980
Say Goodbye to Unmanageable Burgers-J. Fadrigo
Finally, the scientists at Acme Burger
emerged from the depths of theirlaboratories. With their resurfacing,the scientists brought the latest inburger technology. This revolutionarynew burger has an edible saladcomponent, meat product and cheese,all between the two slices of bread. Theedible salad component makes for abetter handling burger. Look for thesenew burgers to hit the market early nextyear.
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Accused Burger II
October 23 , 1980
HamburgerHamburger WeeklyWeeklySay Goodbye to UnmanageableBurgers
-J. Fadrigo
Finally, the scientists at Acme Burgeremerged from the depths of theirlaboratories. With their resurfacing,the scientists brought the latest inburger technology. This revolutionarynew burger has an edible saladcomponent and meat product, both,between the two slices of bread. Theedible salad component is covered witha cheese-flavored sauce. Look for thesenew burgers to hit the market early
next year.
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L iteral Infringement AnalysisThe Claimed
Burger Two Slices of
BreadCheese Edible Salad Meat Product Literal
Infringement?
#1 Yes
#2 No
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Non-literal Infringement AnalysisThe Claimed
Burger 2 SlicesOf Bread
Cheese EdibleSalad
MeatProduct
Infringement under theDoctrine of Equivalents?
#2
CheeseFlavoredDressing
Yes, if cheese-
flavored dressing is thelegal equivalent tocheese.
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Exceptions to InfringementResearch or De m inimis Exception
Exception related to FDA approval
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Research ExceptionNarrow exception
For amusement, to satisfy idle curiosity, or for strictlyphilosophical inquiry
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Madey v. DukeFormer faculty member sued the university for infringing hispatented free electron laser technologyUniversity moved to dismiss the complaint based onexperimental use by a nonprofit research institutionCourt rejected research exception because the infringingactivities were in furtherance of Dukes commercialactivities (educating students and obtaining grant support)
Employees at a research university may infringe valid patentswhen conducting their research activities!
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FDA ExceptionIt shall not be an act of infringement to make, use, offer tosell, or sell within the United States or import into the United
States a patented invention. solely for uses reasonablyrelated to the development and submission of informationunder a Federal law which regulates the manufacture, use, or sale of drugs or veterinary biological products.
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Integra L ifeSciences v. Merck KGaAIntegras patents claimed RGD peptides.Merck KGaA (and Scripps) used the claimed RGD peptides todevelop non-infringing agents.
Integra sued Merck (and Scripps) for infringementMerck argued that they were not infringing because their work withScripps falls under the statutory safe harbor provision.
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Integra L ife Sciences v. Merck KGaA (cont.)Supreme Court: Mercks preclinical use of the patented peptides falls within
the safe harbor; their use was sufficiently related to theFDA approval process
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Integra L ife Sciences v. Merck KGaA (cont.)
Practical impact for patent holder: Try to claim methods of using your compounds for research
( e.g., as controls); the law is more unsettled regarding anyexception for research
Try to claim your compounds bound to some physicalstructure ( e.g. , bound to an assay plate or bead)
Practical impact for non-patent holder Document uses related to future FDA approval
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DefensesInvalidityUnenforceability (inequitable conduct)
Improper inventorship
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InvalidityThe claimed subject matter was not newThe claimed subject matter was obvious
The specification is not a sufficient written descriptionThe specification does not enable others to practice theinvention claimed
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Inequitable ConductEach person associated with prosecuting an application in the USPTO has a dutyof candor to the Office
Must provide information that would be material to patentability (if in doubt,
disclose!) Must not provide false information
Often raised as a defense to charge of infringementRequires both intent to deceive PTO and materiality (relevance) of theinformation
If duty of candor is violated, entire patent is unenforceable
Practical impact: Check the Invention Disclosure Statement and make sure allof the statements in the application and those made during its prosecution areaccurate.
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RemediesPatent Act provides for both injunctive relief for patentinfringement and damages ; no less than a reasonable royalty (if cannot prove lost profits)If product not marked, no damages until actual notice of infringement given.Enhanced damages (up to 3x) and attorneys fees may beawarded in exceptional cases
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Medical practitioner exception to remedies
No remedies are available from
a medical practitioner or a related medical entity
with respect to a medical practitioners performance of amedical activity that constitutes an infringement
Licensed practitioner or actingunder direction of same
Entity with which medicalpractitioner has a professional
affiliation for performing medicalactivity
Performance of a medicalor surgical procedure on a
body;
Not the use of a patented machine,manufacture, or composition; practice of a
patented method of using a composition; or the practice of a process in violation of a
biotechnology patent
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SummaryInfringement is the unauthorized use of an invention claimedin a valid patent
Exceptions and defenses to patent infringement are relevantto university employeesTake steps to make your own patents strong (valid,enforceable and with proper inventorship)Take steps to avoid infringing a third partys patentRemedies and damages can be substantial
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Questions