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$Page 1: ,1./ !ZJJ-'! d-k~s3.amazonaws.com/propublica/assets/financial... · !'It.: /( IKI'\ lJi ~IUl4tl '5 ( J. It Pan ~h '4 t ." OJlit.'c ~llllj)\~ll\Illt.'fIII·du(, JI$
Sf~7,(lh'\ :It ~IJ'"JI

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u.~ . om!.! .. · nf(iun'nllllcnt Hhl~~

)ute of AooolOtmcnt. CaruJluac\. Hecllon )r Nl1minati,'n 1,\lmJ//J. 1.)/11'. ),,'<11' I

Reporting Individual's Name

Position for Which riling

Location of Present On-ice (or lorwaruing addrc~~l

Posili"'l!s) Held with Ihe Fcdcml GllYClnlllenl Durinlllhc PrL'Ccding 12 M(lnlh.~ lIf Not Same as Ahoye)

I

P~Kidtnlial "'nmilltts Suhlerl III Senalf ('(jntinnation

\.t I IClition I CERTIFY thaI Ill" stalemcnt~ I have made (Ill tins loml and all attachcd schedules arc true. clIInnIL1c and correci to the Oest or n1\' knowledltc.

LA "/w/O't , ~~ Othtr Noc,it>' ~ (If dtsirN.l b,·

. aerun)

Al!tncY Elhics ()mcjal'~ Ollil iOIl

00 the hasis (1I'infonnnl;on contained in this repn" , I enociuuc Ihallhc filer is in comrlinncc with applicahh: laws and regulation., (suhjL'C1 to any cnllliriel\l~ III the hex hdo\\).

Office of Government Ethics Usc Onlv

·'nmm~nl" nfR""e\\in<! Otlkml, IJr. ,/"

Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT

R~'P"l1mg Status C altndar Y car Termination Dall! (/(..1'111/" ttlln"1.. Incumbent (' ovc:rcd by Report New Entrant, Nomlnce, 'f crmination caM/' I I MOtIIll. , lor. I ~ar I

1J/'/"Yl(JnUI' 1t.'\('$1 0 J mor Candidate Dl'i1cr I La~t Name FlTst Name and Mlddk lr ilial

Stevens David H.

Title of Positi(ln 11"nm1",,'"1 flT A '~n,' 'If .lr",h""hl"

Asst. Sec. for Hsg. - Fed. Housing Commissioner U.S, Department of Housing and Urban Development

AJdrc .. >;,~ .\umbolj'. SlJ'e~L nfl' Srnu. mrd LlP CvliE.1 . ·"t.·nlmn,' !-In. fi",·/wIP . ,."" '",/~ 1

14501 George Carter Way, Chantilly, VA 20151 703-653-8510

Title (If PositiollW and Dat~"ls) Held

None

Name" OllltreS""lla Commillec Coruadenr\f. NOllllnalion ()(l You Inl~n(t\~t reale a_Qualified Divcn;ih ... .!l ru~I'~

Ctte on Banking, Housing and Urban Affairs Dy"' (!]NIl Sie:nuturc (\ f RC(l(lrttn ' Ind.i>.tidua IJalC :"lOflln. /Jay. /'ar

----..

"~. ,

\ i) ~~ C,·i,. j'~ ~(/ 2c !ZJJ-'! ,....1./ t.., ........ .

,"Igllalurc tl Ullcr K\:vl~r Dill., rM"nl/, flrn' j'""y

d-k~ otf / .J-1) ~ ? Signalure orDcsi'nall'tl Agency Elhies Oflicial!Rcvicwing Onidal Dru.c .\lmllh. D,r..... I f'W')

~d~ /) . l/l.-v---'&\---~ ~ / J ' / (D7

. ,; -, SII!Ilatllr' A./ .\ I)>>., Hn"lJ, (J,,,, r,.m·

~/f.i.:1 Jc · C:---~ ~ Ell {}'1 ,,,I \'I){J{'" : )'P.lltlrNi uw J/ip rI' ,'prw .m/l' of Ifll."hpPIJ

lC/lI'ck hm if filing eXlrmion Xl'un/('d & indicall! JIIlm/>l'r of day, • . _._ . ............ IZ:J

/Chrck hox i(commrnl.1 ar!' WillinGi'll (JII rile r('l'('r.'l' .Iit/(O

• f ['flll AplHI)\"~d '

OM 1\ No \~lJy.OIKIl

I<ee mr .ate !'Hin" Any individual who i, rcquiretllO

Iil.: Ihi~ rcPlllt alld tllIC' ~() more Ihan .10 tla\ S lIller the u:IIC the rC(l<ln I, rcquired to bc filed. or. iran cxtcm;ron is gmnlcd, mtlrc than .lO tlay~ after the

lasluay urthc filing extension P<.:I;O<.l ~h311 he suhJccI In a S201l Icc.

Reoortinl! Periods Inrutt1hpnf,· fh,.. 1",·"1\1'1I1lil Ivonll/l 10.:

the pr~'Ccding calendar year e.,cepl l'uI1 11 .. I' Schcdule C and Part I of' Schedule D where VIIU IllU'\ "lsll includc Ih" tilln&. Y~l1r up to lhe dale you tile. Part II ,'I'Schcdu\c I) is om applicahlc.

Tpf"n,inatinn Fi'pr~· "l'h,· 1"1-"'ln,"\1 period begil\~ at the cnd <If thc pcnod

w""r~-,j hy your previou, filing and ends at thl' dal.: (\ f Icmlinulion. Purt II

of Sche<.lulc D is nOI applJcahk.

Nominees. New Entrants and Candidates for President and Vice President:

'rh .... cluln A _·11~ .. • ·r·....," .... '.1 ,..."..,. ...... t ti,r inCOllll' (BLOCK Cl is the preccdin!,! calendar ,'car al\d the currcnt calenuar year up Ic' Ihe date 01' lilin!,!. Value a$set~ a, (If UIIY dale YllU choose that .s wnnin 31 uays of the dal<: 01' tiling.

tr.;",hptinlp R_Nnt :lnn\lf'ahlt·

,rhpftlllp C. P!1rt I .1 l~hl'lttt~\-The repotting peri(ld i~ Ihc preceding calcn<.lar ye;rr amlillc CUIl'cnl calendar year up to allY lillIe you enClose Ihal is ,\ nhln J I dnvs Ill' Ihe: dale or (ilm!!.

~,...hn,..,Ip. (. P-r..ri II f """"''''n'''',h,- ...... Arranj,tC1llcnts)··Shn", allY a[!reClllcnlS or amlllgcmellls as of the d.lle of tiling.

,,.b,pnulp n-'n,,· rN'Iul'1l1'tU ""'·n"d., thc I1r~-.;cllIllU IWII ~alcnuar 'ca~ and Ihc current calendar year up wtnc date .11' filine ,

A"tlle . l St .i}pfi:.

OGE \ 'Sf Onl .

.. -~-----

Suoerscdcs Prim hhlllln,. Which t'unllnl Ik llsed. :!18·lll rOffil [)\!~ill.ncd In Mimlsnll hcd 2(J{)O N\N 7~4(j'(1I-07(j.X·144

.. , --., .. ~ .... ,. , _ ...... , , . 5 CI'.R f>,"1().14

t '.S. Olli"" ue (j,'\c"un",l Elille,

'IR~(W1i1lliJil4'\'l.dili!ll"RlIJW

David: H: Stevens

r

$CHEDtlLRA '<l~\! NIllfilicr

-

Asscts llfld·lncome · V~IU,ilti6!l ,Qt.Asscts at.'doseof

ri$vo'rting ~ri.od! ilLricK Lt.

IricOllicHvoclll1dillllQum; lr tfNi)nc· (m res!> ' tnanS:;mi lii 'i~ cil(.tkcd. 'u<> olhl.!·i'¢lljryistleC(i~uillili(14':k C fur.thlttilelil. '., .

, lil~()CJ<:. it

~\ir yo~. your l'illl.lUlll,l • .IlritIilL11~'1l1j~(itcbi1d~cn, • n.'tl¢lriQ<lch il~>t.i(Ij;ildJhi" .il\w;siml:lII(1r·11w . pfn\illcii(lit oi·ii.i~(lrlll.! which had.ill\ljr rtiili:kcl

YlIltICC:-'CI,1!dioll :SLOnOI1l·1h(! LlI(l:>l:tI\: Uii: TCIKlri, il'lJ.! 00;1(1tl) t;~\\'liii;hla..:h~r"hidinllr¢ thith '$l(X I illillcoilli! iWiiillrlh~ ri.1ij.irtil1u liCri(Jd~IO~~1hct wilb ~ui:llillcl~mC; ..

IILO( :~ :C

.'~i!l: ;, .. rbY vmiiit:li>itlSiY ltilxirt .th~ :;oun.:e ijJ1llltclti!l1 illlll1imi :(i(clITl)t.<d , il\c(lmll'c:\c~L'iI ill\! $2(JOfllil\cr

l.hall.lrU\ll.!hCU ... ~S •. t. ~(ii.'II. pi. lIlliti!)'I~tliS(lut ~Ollilsil, "1'1.;: 'ar. . ..,..., - .wit~ II'! ' ;fo!'Io' ;;2 , " ", • ,- ~ '''' ' i- ;lit:' 1= \ <~. ~ '.c:~ ' ... ~ .. ~ v,:: ';'ti' :.;;;, j'f.ij', . 2 " "' l ~ .~ r\'!POrt.tl. ~; t;OL\i'!,'\l , Ii(lfJ!.tlllhi::iln(.'!ui1. I .. (I. rC.liTnlld . j~: ;;; .:~t ~ ,:: r.:' . j ;.".:: ~ '-s: '6 '~ ii :i; ~, iii- .~ ;~~ :~~ ~ :~ &t , '~: 1A. :'.'~." ~,.' :. '~ i./! i:' ~" 's:: .=i ili~'fImli\\nJliitl:ihIIfjSI,j).OO' (CXC"1wn.'fKln tlli! . "$~ J ;.! - : ..... ,.- "8, ~' ~~:, <? ; l r..I ; : ,_ ;i 5 iii: i;;'" ' a ,~.: ' i, ~." ." '~'~~ ... ~'i: ~,. ~;. '.~ (lCI~~lacoUIH(ll'iili)lhoilf)nlriii(!h'T :$2(K)i;r . ~i: 2 :~: ~ -~: ~ "I": t r~: ( ~I; 'b :;. i ~ ~~; ;~ ' !-;1 t ~I~: . i ;~'" 8 .. ~-! 8 'j~.;:.§,.f6.·., . "~' t :1i!:. ' l'J:

............ , "<::I ' '"f, 111.' .. C> ~!n ' -' .§; ',>iO ' , .]: " >ot ,~, ~ ';!>l ' - .. :1' .C> •. ~ ' .J"~ _ -c , :i::. ~ '" y(iut' SPIlU~\")' 'z '; ... ";';' ~ :~. ~ .~: ~ .~ ~, : - "" : 'I.r.i '0) "" '~1 ;S ~"': 'or. fEf .... · .~~;: ~; ·~;~r ,.~ . "Z;:;: ;;;;I ;;. C

()lhi!r ·1i)C!'JllIC I'~'l\l.cli)'. T),llI: :~~' Alilll:ll.

Ainnuntr

'2

n~\IC IMn.):llII',

Y:n {)n!vi!

Hilillil'iu1:i ·

Niiii~D ;;/ toOl ~',:j' ; !~~\j t, ·, \~ ~f~r ,A; i,r~ - I:;:;j . 'f0 . "i;~::i; ."" ~j\:; .... > •• ; . ':: .• ;' .. . ·· •• ('~~I\I~i!\~Ii1)I,\~}~I~ihiq -~~~ • .- ' 4. .;.~. ~1 ,~:,,;,;.;;.;;.::;;7;±'. .._. __ . '"

L1"8,lnJlli:~ ' n.iJ~ I.P'Oo:.S&SU.llth.llt'h1C1I(>Wn. ~SiJtl~ . .' r::"l'. .;,'. . .. ..,.. ~ __ ~_ .. . _ ........ ~ . __ , K;!llit~!U;£~ill;:Fiii~:;- ... __ :- :: .....:.. .. __ ,:-. _...,. • __ .. '1 ~I\ : I rtJ~illilili15l101Ii\l"~ . I'\lnd ,,;~. .. .

, ' ~. ...... . .~.. ... .. . ...... "[ "::':"1' '\i" :'I' " :l':' ~ l 'f;'\~'I~' ' I ;"~:: I ' '!Pil" "'I;}mE "I';re;;:I' ·· I ;:;:~;I 1'\'~:llff:·· : ;' . ':;:1 I' c~1 ..... " .. ,' .... "1 /" "':1 .,' ;$a!aryand \ \ong,~nd Poster Companies; Chantilly, VA ,~ f'~:., <\) :):. i)', i 'F:' L::J. \!+ :.:'(:~ /;'i,: ,:C':i

•... >;" ~':, '.: ' ," Bonu.!) ,. ](ernpl~ye.r) ", .. l·:: : ,':.', ':/!'" J:~: ..... . ' •. ~;\;i, 'i/{ [!~~J, ';:;'j' ;'ct: .' •. j>~; .. ( ,', '.'. .' •... :'" . .' $1 ,166,f.3Gfi.

2IL(m~~8.F~s!-e~~40'1(~~ . ' -W':YI.' ':'Ir;'tl" '· Ir::·~ ·, ~I(;'·: ! · '·'/('0;1 'ft:;;:1 'I¥i}l; ""{:;)~I :1:~jTI 1;~(i;:I ' 'I;:· ;I--·~','··n" . , . -Fldellty Dlllldend·,Gi'owtl\ · 'r, X '.':.'.:':';.::.""'.: """,'.,,;,/: ,){:; :.e",' '::.·'.,'f! ,x :,;:':;'i::" I, ' 11-.. ' . ' . . ..... ',i,: :':'\ ,:,\i j' ,r , E;~" . &,;r \t;:':: [,\'2:: i\';; !~;: ;j S/ j, .

3- .1....;FidellW Miq-Cap .~t~k ,Iicllxffi~ IJ~11 ' lr;W~ :Il~f~ r$.! ,t1, I~i It~II~~xm, F' '.,4

·...,:,FirielityValua l:'jl 'x'm~mLm ~~;1 t~J "11~~1 ~fll~lb, I.' ...

k fi:

:I i: ..... : ;'<>1 '1'±rl0I' r'l r'rrl r'T l!r>I"'~ x 1:\ . [·I1[. L ;IWI .. .:.} . ~~"",' '. !:~). ' I~,;:iJ.: " ~~I XU:::

' IL ..

...... LoOmisSaSiIEis·SmtlU'.Cap.Va1ue

;.>', Ii . 'Si,\rlk of'Am¢rienChEiCking

'.

IT" IX fir~ ],~"' li~il Ij\'[l f~1Hil]~. . >.

:;-:.;

·-·1Tt1li:Itl~(1i)'liillll~·llliry inft(;'ll~mm;~llnc'l~: ~\)I~lY ' lhllnltTiJldrrl:r'!; ' ~Jli.)l.1sli,]ir-a~pcndcII1~hildri:n;lnh~3,i;~u:fOt:omc is, cilhyt Itim(lr1Iac.[ikti1r}(lltIHY hcTilh'ytlic lilcr willI dte ~J16iJw.~!rd~1li;JldQu(.ch Ildnm; . inark,tfic (llhi:rl\lgl(Ci:,c:iri ... ';i'ijiil;; ~iJ' \'!lJil~a~iilJI\m(lr;:Il~ . . . .. .

,

Prior I:ditiollK ('allnOI he Used.

~ ..... 1 '''~... ", _1 ,"'1 1}

5 (' r R r';U1 :!h\-4

t '\ ()f1kl.:t'f(i,,\\,.'nlml"l\lI·I)n..:~

lRcpotttni! lndlvlduaJis Name

David H. Stevens

Assets and Income

Bl.IICK ,\

Nonl:D

Bank of America Checking

21 Bank of America Checking

31 Bank of America Savings

4

AT&T Inc., Stock

!I

Exxon Mobil , Stock

6

General Electric, Slack

Pepsico Inc. , Stock

E 9

SCHEDULE A continued (Use only if needed)

agc~

Valuation of Assets at dose of

reporting period BLOCK B

Income: tVi'll: and amount. 1i'''None (or less thIDl $2011" is chl.!ckcd. no other entry is nceded in Block (' for that item.

Bl.OCK ('

;.', :.:. Type Amount I I , . ... .-:

i . <:. :" I; :!i' I. ...

.... . . li(':& ~.'iii: .,..: "'I,. . '. :1' § ~ • ;~: 8'~' ;:1:: l S2 :1 ~ ,. " !i;§f S2 ::~; ~ ,I: § :,1;: '5 :.:i:' .; ~, ~, is : .. ' I;i ~, a!! .:~: ......... r.~ ~ ";~: t: :·c: t or. i>ol - ' ..... . "",.: S2 :: t • ::.~.: ~ ;;D" I- :~, -: " ;; • • . ~ ': ".; 1 , )' : ~ '-:. - ~:8~ .. ;..;': ' ~ ":. Q ' ..... -S' c; ... - ,8:. 8 ,' . .., &i .If il .~

""" - ~ Q ·c'· Q -!O'...... :Iii sf :.g:: .... :~:': - "!! ... 8 . Q Q. ". - ."'1::. Ii :'2;' 0 .~ .. ::$': flo :" ,8 ..: ~' ~ :'! ~.~. " ' ;i' '" ,'\tj;: ~ ::~', ::: :::1' z; "" <!'I '" ,I/>' .... .~: C ~.: ... J;::;. C ;~; ;.J '.Q'

X .

X I

xl X ., .

"~.' '

,:::.

L::·:·: I":"';'

l :~ ~ , •.... §.~ ,";0.;:: . 1» _ : .. ,: ~ C. x §~ Q ~ ~; "'. ~ , . ~ 0 ~ .1:(:: 11' .,;:§~: ~ :I.r. · ~. - ~,

-Cl1':'$!, i C) ::..; ~ :"";;. ";' ..!. C :.il Yl :;~" : 0 .~: , ... , I ~ _ Ci

..:; " 1: , .. -l: - .-:' .J': - ._, - ,e 8: ~ ',.. '':1'' .. ;,:51 .. ...... S2 ~. Q ·S • eo ... "ra' ... "' '. c . , _ ~ Q.,. Q is ,~: .s:~ : .~ ~' . ..: .~ .r. ... i1. ,_

. ::,": : ' . .. :: 7. :iii!, '" .' .'. "" ~, '" til

: X . X

· x '. X

X X

X X

X . X X

X X X

X X X

X X X

Oth,r Inclllllc

g xl

(Spccil~

i'ypc (;:, .. ~ . Actu,,] Q

A""IUIllI ~

.,. . ~ Q

~ • ~

I .r. '" ..., .. '" .. ... ;,. .. C ~ .... .....

3

().n~ (.\/u.. nil'.

r,. ) ()ol\' Ii'

Honorana

"ThIs catl.'gory apprll.'S oniYllthc a>;,ctlinnimCis S(llcly thafofthe filcr'~ spouse ordcpcndenl children. Iflhe assclfincomekcITl1ciilliitoflhclllcr(lf ,;<iinl ly herd hy Ihcffic.'rv.:Jlh the sP"USI.' or ucpc.'nul.'nt dlildrtn. mark lh ... other htgher l'atcgort(.'s "I' \·UIUl'. as appropriate. .

I)nnr billions (';tnntll h ... , (l$~d.

!'It.: /( IKI'\ lJi ~IUl4tl

'5 ( J. It Pan ~h '4

t ." OJlit.'c ~llllj)\~ll\Illt.'fIII·du(, JI<~Jl<ln,"l,\ Illdl\ Iduar';~ill"e

David H. Stevens

Assets and Income

HI [X·K.\

N"ntoD

IBM, Stock

2

Noble Energy Inc., Stock

3

Fidelity Prime Capital Reserves

4 I State of Virginia 529 Plan

5

6

-American Funds Washington Mutual 529C

--American Funds AMCAP 529C

-American Funds New Perspective 529C

-American Funds Amer. Balanced 529C

6 '-American Funds Capital World G&I 529C

9 '-American Funds Inc. Fund of America 529C

SCHEDULE A continued (Use onlyjfneeded)

fl'agc-';;Ulllo':,

Valuation of Assets at elllSC ~) r

rt.!porting period BLOCK Ii

Income: lVOl! and anumn!. Ir"Nonc (lIr Ic~s than $201\" is checked. nll other entry is needed in Block C for that item.

Bl.OCK ("

Tv~e Amount

• ..:1

-., .' '. :'1'. ~ .. §§:·. .a. ~ . . : . §·l.. :::;i"i:.. . . C! '. S2 '1' § -.. ~s· 8 ::~. ::1": . :::(:1 J. 0 $i is . • ~ ~ .. ~ . .,j'!i.: ~ , .. _.... }~t,. ..... 8 ~ 2' .' ~ :-." :;; :'~" ~. : '" .~ ::~ III • ~ - "U ~ .-. . ·"'1'·;:'r,:' ~ ,l1" 2 .J, .~" Jt. ~ '41\ ::i:." "; ,~ §.:.. .:, :g': ~ .:~. !- ;f.o!:' '" '~;

~~i~li·I-~15~~~IJ]. 1 0 .1> • e <::> ... ~ <5 .§: ..... ~ .... '01,' .... ,~ .•. ".. iY. C "'. , ; .. -' •. 1f.ii . , 'li!'. ::: '.l!I.' .:: "i.lc, .... , ::; .~ ...; ';;;., :;;.' . 0 :'~. ~ ';;', 0 :~. '"' ::9 Q ;¢.

. . '.:".:"

II I I I f .':":'

X

+ x

X

X

+ x ~

X .. ~ ...,

X ?<

X X

X X

-X X

X X

1"..-· 0 l'5 .... ~.. g ej, - c· ".: . ' ~ Q.. Si? ';.. 1'1': .. ~ 0$ ~ • i5 _ .... , . .c'. e' , • 8 :;11!'; '; :., ~ a ~ "': 8 ..: <=< ~ ~ (ji~ ll"& ~ ."" lit: _ ~ ~ • <:> :'0 - ~: N - ~ c"t '\ C$ ,.. X

- : ..... :"~'. "'" : .. ' ~ '. I ,... _ ¢ - .. -Xl , ... : 0 '!'f' , .• . .... _ Q - ~ Vl .. '-" ~ ,·1:' - -. - o. 0 c> '" ~ '" ll~-~·"'·~·~8!=l.Q.<::l' t t c:- . 0 .. .. . .. V".L Q;.. . - :'.' 7. i - ;:,t 11', :t ~ - ,... _ ~

:~:C ~ . . ~ ill, "" ~ '" ~ '-" ~ "'-i

x

x

x

x

X

x

x

x

x

(>ther 111<':(lml:

(SIX"''')' fyI''' & .'\<lll.1

Alhuuolj

4

DalL: (.\10 .. I ){/\',

Yr./

On I\' Ii' Honoraria

• - nilS ~atcg"ry '\pplit,S "nly ll'thl' Ilss~L'mC(lmc;isOJCly lhal uf Ihe filer's Sp()U~C or dcpcnuenl-C:hl1arCIl. frthe 3ssciJIlIl'ome is cilhcr'ihnl orilic!ilcr orJcllliily-llciu by Ihe fi1cr wltI)'lllt' spouse or u,'pcmknl dillilr.n. mllrk Ihl' other IllgllL'r ':lIl~;:\\fI'" \,r\alu~. a" arrrol'Tiatc.

1'n'1r hIm,,", ('ann\ll be lisco.

,'\)-:'·X IK,,:,\ tj •• ' IIU&l1

5 C f H J),an ~(,'-I I '\ om~,,· 41' ( ,(I\~ntl'lcnl 11hh.,

JRcput1mg Individual':.. Naml'

David H. Stevens

Assets and Income

BLOCK A

N{\ncD

1 I State of Virginia 529 Plan (cont'd) -American Funds Bond Fund of Amer. 529C

---American Funds US Govt. Security 529C

3 IMass Mutual Evolution Variable Annuity -PIMCO Commodity Real Ret\Jm Strateav

4

-ING Global Real Estate

5

-Oppenheimer Global Securities Fund

6

-Oppenheimer International Growth Fund

,-MML T. Rowe Price Mid Cap Growth

6 • -MML AUianceBemstein SmalVMid Cap Value

9

-Fidelity VIP Contrafund Portfolio


a~cl'«ii11Tlcr

Valuation of Assets at close of

reporting p.:riod Rl.UCKU

Income: \vnc and amount. If "None lor less than ~2()ll" is checked. no other entry i~ needed in Block C for that item.

ULOCK ('

Amount r ::', . ~; .. i~::' Tvpe : ... " .""

~" 'N'

. ':g' ;:.', ,."'.',: ;" i i~:1: .r:. ", .. ' . _ ~ . CS d . _. . Q . , ... " . g "5 . N ~ , .' 8 i ~ l. ~~ ~ . "" Si( ':j : _ . '~'" ~ , . Q ' § t .J Si( ·i.,; 'x ~'" Si( iir .... I· CS. ,rf. !:l~' .1, '1" 'S . _~. Q "§ .,; § t!S .. c:> \7-!" ~ ~ . ..-rt ,; t · . t: ·;e Q.~ o · - 0 .. :tI . .r. .~ - ~rt· ... t;;, Sii '.. • :oM: § .;i( I- .~. 'JIIl:. ': fi sa ~ , ' . .r. ~ ... ::; ~ - "-j ~ - t · • .. C$ ... - ;C>. '". . . rt) _ 5, N . .. _ tr? ~ , .. .... t'. • ;.... ...... . ,' 0 'c:t <= .. ;. '0 .. :~ '0 '.1 _ '. . ... .,;.;; ... ,~, .... " I • ... o I ..... - • -. ~ . ~ _. • _ c . ~ .~. a tjII)... t t • __ _ "" ... '<:-: 0 8· 8 .~ ... ;1' § :g' "', 1:1. i! .. , .. tl ~.e;, ~ ''' ... _ ', _ =. 0 g .. <: '~o .. • . ~ . ~"'''' '''l5 '0 ~ .. il!!'.. o '~ 0 COd' a. Q 16' • a:1S .". . ",:., ... '5' 'I: :'!il" .!l .. ~ c .- ' c '. .' Q ' '/' • Q ~~ ·-~~~~6~.r.~6i~~~~C.l·2.~ .. .r.~~~

fC.u 6A ~ '" ~ IJIJ ' v.1 ~, .,., ~~ •..•• :: ,: •• < . _ !. ~ .fr.i ~ iI'.t . ." ~ . iII't .' ... ::: ..

\" '.

x

~ c'" X , . '

.... ..'.. . .;.'

'X

x

n X

x

x ~

x X X

x. X· X

~

x X X

X . .+-

X x ~

x X X

x 'X X

I-§ on § -r '1 ~ ~ ... ~ ... s tr,

.... §' "" .. ... .. .. 6 ~ :5

(lth.:r Income (SpeeiJ}· I~pe& AcluuJ

AmHUrH)

5

l)"le f.l/o .. /lell'.

Yl'j

Onl\' If Iinnurnna

• This calcguryiriPTIl', onlylTlhl' ass~timc('mc IS solely 'thafofillc filer's spouscor dependent childrcri .l7the a~setlineomc i$ either thai Oflhc filcrorJOlnllyTlcltfhYllll' filer with the SpOUSe or Jepc'lHlclllc'hildrtn. lTlurk Ihe (.ther higher calegortes of \'alue. as appropriate.

PrilW Edlliof\l'i (·anm" he ( I!'cd.

. ... , ... 1\ (I'\l"\ II ~ · .:utJUI

~( . I It I'an ~bq l :.S. (UTa","t ()ftiu\cI'nnMlll;.lhll"')

IRCJK:ifli!\!i\JIJl1;',dmll\ N:.Un,

David H~ . S\ev!il.!1!i

As: .. ,¢t~iH'jd ',1 ndlli'i.e

:m{j(~Ki\

Nim"O 1 ., ~SS.~ijlual.·Var(a~bffiA"nJ)ity ,(cqnrd) , ...,MMl.Oavls. LargeCapvalue-.FlJnd . .

". :,\

'I-.,,;Qpp'enhe1merStra,tegic:6oi'it! · FlU1d

- :J . h~IIrICtJm~' &GiQWthfilnd2~' L1.g SLPaOI.. . MN· (p1JrchaSft~'COrnm~~IaI; prOPl:~III!l · tQ!~al>&}·

",!TOmeit:i3. r .. sfGap. ~r(j~,~MA : ;.,.,.Abb.Ottl;:abaratiliies

(I

-Aclivlsigl'l EU;UMi, .hic.

(,

~Adobe$ysten\s; i"c~

. 1

"""Arn~Qn.Jhc .

II, .. ....... " ...... An'leri<:p.1) TO'w'i:WGi)rp •.

-sf ;""'Apple. inc.

SCflEnU[EA.co~dnued (Use (jrHyifneedc.dj

'ril:li N'uin[1Cj·

'0

Valuation ofAs.~etk ·· atdnsll':nf lncome:I'1'ClIIlduruuunl;. ' ir"N(tnl!'II)l'k-"~ fh,jil$2()ll" isCJmd';cd.nl)

9iiicrl!illryi~ H~i.,'iiL'4lifal(k~.r; fiii' thiHitl'!nl. .

. ';', .~ I

:'.~~:

:1'::/:

. rclll)rtlntiP~Hod . -llu;K:.KR

;: ~_t;·

(t®11

ljl,(l('K_(~

r'

i ·-1" I\ ! , ;;:~ "''' rl i:itt 1J !111 E 'I fr Ii i~ :~ ~ 'or ~ if! ~ :I·;ii ;I:~~~ 1:1 ; ~i I '1111 IJ: ~. fl;l ·i ~il ' t;1 ~. 1· :,'ll(~'1 '11MlliM: It';lj:l t~~;~l U 'jl J~,t(!. '.l~!Ja~ - IU~ I~T: r[:'tl)(l;:;!il 'I~~:]Jil I[~\,~I ,~rlrl;'llxTf'} .,;:.

IT!~1I!~;lH.J "{~lI7j::JI\f·;}lr~'~}I · f~{rlfi;:!li I1',~J ,[ir; "r"" '"

1'."." ..

~. :{/~

:!?·:\I xli?:'JI: I'f'~;(I ' I :~;;~I': J,g~;I :Ii~r~11 ~:~~tll ' I~t{t I~J~~I ~l!i I;;-~I xlJ:nl 1~'i"~I , r~(r In, ;:~i~

r::""X'[;" :jl" 'r-ut: J~"'ll':':~ I "l""' I ' r ; ;:< )) .:Hi '::z;.:q.ij~t 1 . ~i'!L ] r'·: I :X~" .~ I,e.:: r·'::1 X l.> ~,~ : ~ .. i : .. . ~ j>';

Ir\I"l' :tt;~ l: ; f'f~.ll~~' 1 ["/:;:\" " I '::'~\1 '~ I?' _ .. ,. <i: ' .... ::';;· 11 .

wz·· .. ·, )( .,''':.

. /{~:.

~ ~':~.!~;J; : ~H''''''I '' :C:;t .f.

)(

R' [0 H

!;)';jl .~l:; '; .. .;: . ~. ~. : . -"

f,'::: "-. , . ;,

[h:; ;._ ....

l>, .....

·Ift··· .. ·:· '(:::' .. j" ..... .

. : 0.::.~ .. . --

,:. J .F -

I ' ..

h :::,

j~--"

OUi(!r .1m~hm\.! (~I,,>cil}' 'TVjlC ','i; ~~~i'llil

Ar~l{\~illl

LLCMeinber ·.lncomo$2,7o'9

Dill!! ·IMtl.Da\'..

ri' , .

thilv if I'Jiloclfllriil

IF!J~ ... ~. ~Il;;m. ;;:\1 l i~:~!;I ····I ·t; \' ''' ';;!;'::':;'. X·,;" l( ~: ; :'.:':'.: T1,,[ 1.'·.·.:;.·: \-;--. 17 .. :,.·· .. ·.",· I::.' ]\:.::

• . thi~ ciijl:k~)lYiI~lill~ :Ollly jf)ll.i;.' i~~~'CV{u~~lnw · i~ '.mtcw lllal uf Ib~!i1cf"~rojl!'(!· !Ir:!I'~na';lll .thuJrcrt~ .tr~hi!ns$u,till'i\:'lit1i,:1s .l:illiu1'Thllfiof \lii:'l)li'r nrJ(.I.11tly held by !h,~ i'l)c'i\\'TI)\llIC '''I'i(jll~~' 'fir',rl>r\~I1tl\ifilclii1J 1'.11. ilitilk. ihii1lllilii.!iigbc( ~;,ito.)l~u(il.,.()r\~l1lili!~ li~jjil)ii'liJ'ltirill; ;

Prilli' J ~diti~\ll.~ ('an,h'Jl hc:'l '$cd.

, ~ . .:' .. ~ lKl" H~ .,'UUU,

S( 1- j{ I'a" :(,14 l' ~ I 111il,.-= tll ' (J\)\ClllJlICnll ' lhll':~

IRcportlhg InJI\lJuul', Nilm~

David H. Stevens

Assets and Income

1lI.(WK A

NtlncD

1 ITurner Large Cap Growth, SMA (Cont'd) -Applied Materials, Inc.

2

-Archer-Daniels-Midland

3

-Baxter International. Inc.

~

--Best Buy, Inc.

5

-SHP Silliton Ltd ,

6

-8roadcom Corp.

-Celegen Corp.

8

-China Mobile Ltd.

9

-Clorox Company


!PlIb'l' Numl><!r

Valuation or Assets at etO!;\! or


Income: tme emu an10unL If "Nollc (or less than $20 I I" is chcckeu. no other entry is needed in Block C for Ulal item.

. !=I

I'·' "j I ....... ~:;.~~. t:'> Tvpe HLO('K C

Amount

'§ '.. 'i ,: ~ ,~: '!; :::.. : .;. ~ ,,'. g ':;: '. !i( 1-S( §' .. ~i'; § ;~ .\~.: 'AI '. ~ S( ~ r£ ' ~ . =- '::;t: ..r. ~~ . >,;;.: ".... . .'~~.: '::' ~ 0' t: 2S _ .~ ~ ~; 8 : ~ g ~ :;;;;-~ ::~, ~ :!; ; ;:1: '14:; X!: & ~ g ~ ~ ~ ~

I;:>

or. .,$ - ..... 111: -, ' .... , ~, .: .,"" ' 1:1::' '.,-.. . ii'i .. .,...,., _ "" - • 2 JL - ~ "' . i.' , .J '- ~ :- . - :':!tI>, ~ .. ~.' ; .. ' ... : .;. ..~.: .!! .§,. N : ._. - .~ . '" . • 8 _ c .. '" 'j - . " "" - -- • ,~'- Q ::<=3:' Q ~'. '>:I '2' '1:1 '1" _ ': .' .. ...... .... "l-. .... ..... c::> • Q , . ~. - 'Q ' Co ~ . . --g;; S ,~.: on ;::t.: ~ /IIi' !O: ~: " '" :,-: 0 ' ~: , ,' , . , _ . _ Q ' _ Q >r. '"" - !" 8 ' ~ . :::> '" "~' 25 > .: '" 'r.' """= " . :. ~ .. ~-: - .. .. - -. - 'Ii< :5 Q '" 'if "" . 8 .' : • '.er-. Q . t i~.: ~ .: :. t c', '-' t ' ct: ~ .. ~ . .. ~':& .. . ,;.,. g~" 8''''' • <is h liS t . .... Q. " v; ' . . > '" .. ,.:' .; > . )It :.;t . • _ " 4I.f:.: _ '. : = ' .. ..~. . Q . _ . 1- -~~~N~o~~.o.w~Q~S~~.-a""_~~6_~ . ~ ..... ~- '" .~ '" -: ..' _.' :;{:;. :':,~ ';.: -. ..' . ':," - : '" . ' '" ~ .... V> '" '"

. ,;,,, I:'::" x 'tt-,-

X

x X

x X

x X

x /. X

x X

x X

x X

x X

( lthcr Ineumc {SrcClt~

I')'rc & 1\,'11.11

.·\rn\lllnt)

7

I)ale (,I[iI . /im-_

r" ., ()n" If

Honorana

nis calegory ap{ilk'!' only Ifllle asseiTill~llmc Is solely -lhriiofITlt' filer's spouse (lr depe11denl children, TIthe asset/income is ellher lhal ofthcfHcr tlrjoinllyliddl>y"tneilicr wiilt lh,' spouse nr dependent I:hiWrtn. mark lh,' lither IUJ;her I:alc!:nri,' s Ill' \'alu ... , as arprornalt' .

I~ur EditWHS ( 'nnn,,1 Ih: llsed.

~I ~I'" (Kt.'\ IH'!Ht)UI

~ C· " R [1:lrt !h\.t

( '" (},lkl'l\lln\\l'mnU:111 t tll1~'" IReportinjt Indl\'IJu:"j~ Naill"

David H. Stevens

2

3

4

5

6

9

Assets and Income

1l1 .(WKA

NdncO

Turner Large Cap Growth, SMA (Cont'd) -Colgate-Palmolive

--CVS Caremarl<

-Express SCripts. Inc.

-First Solar. Inc.

-Genenlech. Inc.

-Genzyme Corp.

-Gilead Sciences Inc.

-Goldman Sachs Group, Inc.

--Goggle. Inc.

Valuation of Assets al dose of"

rcpnrti ng period Hl.O( 'KH


JPug~l'Iuiiili,.,

Income: tvne and amount. 1f'''Nonc lor less thun 5>2(1)" is chcckeu. no other entry is needed in Block C for that item.

': .' HI.(}(,K ('

8

. "1 Tipe I Amount ~ . ! j 1::/' I "I I' j f 1 I I I I I·::;·' :::,:;:':, I,· ;:: ~

[i\::i '::-:"

I .... .-:'

'.I~ :~~ ~~al~lilat ;. ~ ~h' . 8 S}. : • ~ ~ ·fJ ~ .~ . 8 '" . :,"': § :.11; .... !. i= :'a <II i ' ~ lor. ~:iiii~llll'~illl~li~:~: ! - :~. if. .-: '" 'Z4' 0 ,"":: II> ,.:! .. oj J.W :.! is :gf = :a: i :.~ . ..: ·ft .,..

.... :~ . .... :~' ..... ::'.:. :.~~ ... ::·t:::; "'C: :~ :., ':.;. - .: : . >, ... ''''I:'. ...

":.,

,.:, t-X X 1·/':

X X

X X I·' ':" : ~:

r,:<"::

X X

x X

X X

X ii . " X

X X

X X

. 8 ~ • ~ . . § ~ .. .. ·8 ..:; ~

~: i,;; .'1 § ,~ :. ~ ~ ~.8.g ~ . .,.; if. _ ...::

. ~ t#l tI> ~

l § ,;, §

.~ . . .! 8 <:> • :§Q ~ ... ., ... ".

fi'I 0

Other InlOolHc ISpccii>

ryp<: .I< AClu:tl

Amount)

Dale (.I/o .. !ltn:

Vr.)

()ull If Honoraria

* Thi. catcgory applics oiily Trill[: ass~tilm'ollle kSlllcly thalOl"tne filer's spouse Dr depcndent children. lIthe asscVincolnC ii-cithcriliatnf the-mer orj(llntly hi:1tThytncITkr wilhiflc '1'('USl' or ifePl'ndl'ntdiildrtn. mark the tither hlghl'r c;lIcgOtlc,; (\1' \ alue. ~s apprupriatc.

Pri",r F dnillns ('annul be- IISl."tL

.',. ~ .~ lKI.· ' II. · ..!tKJU)

Sl FR Part:Yl\-t

t' .\ om\!~ "~I (. H\H'nltn~1I1 I lh,i,:\ IRcpnrtlng IndlVtJual's Nan!"

David H. Stevens

Assets and Income

IlI.(X 'KA

N,'OCO

1 ITumer Large Cap Growth. SMA (Cont'd) -Hewlett-Packard

2

-Intel Corp.

3

-Juniper Network. Inc.

4

-KLA-Tencor Corp.

s -Kohls Corp.

6

--Kroger Company

-Lowes Companies. Inc.

a -Monsanto

-Occidental Pete Corp.

SCHEDULE A continued (Use only ifneeded)

II'Ul!r Numh.:t



Income: tvne and amount. rl'''Nnm: (or It:!ss than $2011" is ch.:ckcd. nn other entry is needed in Block C for that item.

BLOCK ('

. ' ~' .. ' Fil T~pe I Amount "." 1,":/ I·:···:: I ' I' "1 [. I 1

" ::'~': ... .

J ,, § ;\ ,~·IIIJ.2 I ;,;, h ;" 8~-ill.I~I~~·.,12 •• ~:~~III.J -.. ; :',." .::.;

~~liM~i!.i~!~ill.~I;W~~~~:i : 8:' ~ .:~. fi. i~. ~ 'I: :. :.;;t: oni: 0 ,:! .. '! .:: .;1: ~ :0;: 5 :·U 8.~. ~ . ~ fi. g .~: ~ i~ : ~ I;;~!: :~::: 0 ~!=~ 0'1 !f:;'!:~ . :~: W :::-\: Q ':1~ - f::: ~ .' :: ~ "::.< ~ .. ~. ~ .. ;;;

x

X

X

X

*1' X . ,

~ 1". 4 I: '

X

X

X

rn .:.':: .

,. ' ... .. -

IT'

t ·.: :·

r;::" : f:::: :'

....:.. '>r

.. .

.''''': ,':-.' .

..• ~ .... .

p::

;' .. ;.' ...... :

:T:! l:·;:::.·

I:·.~:) :to:.:

L.:-~:~ ~:

~n IT\

I ,: ~:

,.':.

';':".'

; .. ~ F7 X" ' ..... ' :: .... , .

. ' . :

x~ . :_.' .. 1'. :,,,::- :x

.: \: IO·: .. ·.,JX

X

x

." -x

t . ~ .:~ ~ 8

• 1"1 . •

8 .:. 8 . e . - Q ' tr.

~ ··ra ': ... ~. " o ~ . 6

( Hher Im;ulllc (SpecIfy 'Iype& "elUlll

Amount)

9

f)al~ (.\fo .. J mI'.

Yr.)

()nh· If HOilUraria

I: ·:~::::: :. :.~: '

•. Thi~ catcgo,yapplics (lli-IYll'lh~ a~Sl;i7lIlC()rnCrS ~olely llmlllFlhc nlCl's ~pousc or dependenl children. 1(lhe assetlinCllmt' is either Ihal "fille mer or joinlrY-held hy tile tiler W,OI Ihl' SIl<IUSCorLlcpcn(J"nI cri\lihtn. mark the other higher catc!:oric~ of~alu", as appropriale.

Priur Euitiuns ( 'annm he t ISt:d.

~t,.: I~ (HL'\ tll,"::tlUO}

5 ( " K l'.lU :::",.t l' ~ tH1kcuf~jll\~111Inl.'nllllu\.", IRCp<>rliiigTiilll\1ifuiiKl'l,une

David H. Stevens

2

3

4

5

6

9

Asset'! and Income

1l1.()CK A

Nt')nr.·D

Turner Large Cap Growth, SMA (Cont'd) -Peabody Energy Corp.

-Pepsico, Inc.

--Qualcomm. Inc.

--Schlumberger Ltd.

-Southwestern Energy Co.

--Staples. Inc.

--SYSCO Corp.

- T. Rowe Price Group. Inc.

-Union Pacific Corp.


IPage Numher

Valuation of Assets at dose of'

reporting period I:lI.(X'K B

Income: tYI1C and amount. lr"Nonc (or Icss than ~2(}1),' i~ ~hct:kcd. no other entry is needed in Block C for thaI item.

llLOCK{"

Tvpe Amount

:":',

.~ ..... -~ ,~. il~ ~'~ ,~ " ~ .' . o.

.a: $C §. ~ ;( . 8 .~ . 2 ,@. ~ 'I.: § ;, ..... : '" !!l:~:: .... : .: . 2 .. § ~ I .,. ~ . ~. g .,. . . ..;: ~ .. ~,; "" ., c • . ,y... 2 ·ill· :~ .:.:!i:. : 8 . ~ . ., g ...:: ll. oF. :~ . - ... : "":\liIt. § '.'::: · .'.~': 8 ;i: I- ·b· :"~' II: ·1·. "" •. ~. oF.~. _ "'"

,1.· ~ :~. : ::j, ~ ::;!: ;; !i ;: ~ ,:11 ~ ~!i': 1::1.1 ,:.; ~ ::~; i ;:tf : .! :: ~ .;;: ~ i &I. 0 ; g ,d·· = I· .. ,lC:,. 2 {~: .. ,.,i" .. .'Jf: .. :5! .')is,.. .. .. ~ .. :~ 0 ~, 0 S 8 s "C Q •. ~. = ·9 : '" .: ~'\. ~ .::lO: ~ ~tr ~';: .t ·'iF :l.'~~:. '" :1t( =< ...... =< 11.' ;; Q :. - ~, '" ~~ ~: . 0 :;;. ~ :'tji'. 0 ,~.: ;.::{i;i Q ~: .: :~. ~ .~ - :U. or. ~. .,.. ... .. ... ... .,....:.:< :::-:.: :/i: ::.\. ,:x ·' >:, :~;;::. .. . "' .... "" . .... ~

x x -

: Illlllllll tJ t r X

X

X X -X X -X X -X X -X X -

., X X

·s § ! 8 . ~ . ~ .:. ~ - ~ or. .... g ..... .. ~ .. .. , .. , o ;: 0

(Hhcr lll<:umc ISr><:,·ify 'l·pc &. A,·IV" '

Amdunll

10

nate r.If" .. {Jill '.

Yr.}

()n" .f Honorana

"ThiS calcgnry arriTIu~ nnly lfthc 8sscliillClllllC is solelYIIIDI OriflC lifer's srouscor dcpendellichildrcn. tflhe asset/Illcome IScilhcr thal-mlhc filer or joinlIy l1c1d-\)y the filcr-"',Ih Ill<' sr(lu~c nr dCP"IHlunl dllldrtn, lIlurk the ,)Iher 11II!hcr nl1cl(orws "r \aluu. as arprorrial,'.

J"riut Elilih.m~ (':mnt~l hr.' Used,

~t :fJl\Kn (l~·~It.)(rl

S ('I." Pan )(,14

(:.5.

A.\'SeC$und' lincome

m.(j(KI\

:SCHEDULE A.:c~nthuleQ 11

inr less than $1(11\;' i~ d'wckcdoll' . '(em: ." • .

Odicr hll,piil..! (Sp<'cil." :r}' ~~i.\ · "~lt" -il.

.4Ilnii.i«1)·

(lUll: {"of!}". Om':

h'j niihif

llii1Itit,I;,il

. .... 1'.:. ·~ lKc\. II;: !UlH1t

.01\ ( . r R II,m ..'.(Iq

I ·.~ Olli\,c ( If{ 1\1\CIlUlll' Ull Ihh."I

rRep(lrung rnJ)'rlduai;~ Nounc

David H. Stevens

31

4

5

6

8

9

Assets and Income

IIU)(,K .,

r-;nnt.!D

Delaware - Lg, Cap Value, SMA (Cl'd) -AT&T

-Bank of New York Meilon

-Bristol Myers Squibb

-Cardinal Health, Inc.

--Chevron Corp.

-ConocoPhillips

-CVS Caremark Corp.

-Du Pont E.1. Oe Nemours

-Gap, tnc,

x'

X

X

x

X

X

X

X

X


reporting period HLOCK II


IPagc NumllC'

I Dcome: t\'oe anI.! amount. [r "None (or less than $20 II" i ~ ~hed;cU. nil other entry is needed in Block (' for that item.

.,..~

Ul.O('K ( .

12

k>: . ~". 'Irlh.i 11 11 (T"li I 1 I j

( Hhcr tncome

I Spccll~

'_:".-:'

. IT. X x

X

x X

X

x X

x X

X

x .X

X

8 ~~ 8 .~ - "" .... . , ... 8 8. ~ ~ l1. _

'" ~

t § ~ ~ . '" . ~ .:. ~ - 8 1(',

<A l IA .. '-.. .. .;... .... , O - "" '" ...,

lypc& !.\l' \UI\l

"mounl)

Dall: (JJ(I .. 1J1lI .

Yr,)

()nl\' jf Honorana

• ThIS cakgllry nppfil's unlYlf (hl' assct/il\cnm~ is solcfY ihat ,,!'thc filer's spouse or 'dcpendciiTClliTdrcii:-rr'lhe .sset/income'is either That (lrth~ filcr (ir joill!!Y held hy-tTlcftl~r";lth tltl' SPOUSl' o r uC[1cntlclll d,ildrfn . mark thl' tllhl't high.:r ,utCgOTlL'S "(" ·alue. a~ approrriatl:.

Pnllr f-:t1ilum:rr. ( annol he list:d .

~1 '~; 1>i l Kl' \ In; ~Ilum

5 ( (. R l't\rt !hq 1 ,S (~Uil.c ,)f( I\fWllUHl,!l11 llh,~ .. IRel'lIning hHlmuunJ's Name

David H. Stevens

2

J

5

8

Assets lind Income

liUK'K .-\

NUlleD

Delaware· Lg. Cap Value, SMA (CI'd) -Heinz Company

-Intel Corp.

-,-IBM

-,.Johnson & Johnson

--Kimberly-Clark Corp.

-Kraft Foods, Inc,

--Marathon O il Corp.

--Mattei, Inc.

-Merck & Co .• Inc,


fT'i!g,' Numhcr

Valuation of Assets at close II f '

reporting period " Ul.()l'K B

Income: (VOl: and amount. IfuNonc fo r less than Si20) )" is checked. nn other entry is needed in Block C for that item.

Bl.OCK (' I:;' ., . //: :.; :; 0' .

.. , l:::':'

.. .. ':".

I"

Tvpt Amount

".: "::'-;';:1 f~:::~':'

! > . i ~ .~. ; II 0 I " .~ ,.~' ~ :.. ~ i ! . 2 :~' ! :i£f: <;i l : 8 ~:): ~~~:: ~ ;:1;; ~E ':tt: ;~ >;, ' ~ : .' ~ I: 2 .~ ~ I ~ ~ 8 81 i'!S => <:> . . \1. .... ' • ,-.n: . "l... 2 . "" , e " Qc • 11\ ., ~ ::s a <:>... _ {j'!j • Jj,: '" :'" - :: . : ...... ~: $2 .,t·: • 'Wi Q 'J;; i- ;i;rt; ':liIt,' .~. ~ .:~';:J or. " ~ _ ~ g • ~ .... i;:; .~ , "';' :,~ . ..:. . ~ :: ~ J~;' 8 :1 ~ :;~.:: 'B i~; ~ .:~:;: .. E' -;: .'..;. "" :""'.' i;:; • "';' ,:. :3- i _ .

. ,$ ..... - ';C>, <:> :,~::: ..... ~'!a: 8" .. ~., . .... :., ,: .. ::r==: f :,lir I'l '.'1'f : .e "". . '. . ..... ... Q .... ~ ~ - .~ 8 .. Q,. <:> '"1;' .. ' ..... .'. C. ' lIZ· ... .. '. .. ,-:;., " ........ - ~. 8 'W .. ~: g :" :' . :C; <:5 .S!::' t . :~ :: ... ::" .~~: 1:: : .... : '> :,;Z:: ... ( ;Ilk ~ i 8 .!::I 8 ~ • c; t s .. . . Q . \Il iPr .. ,' ......... #- .,;)(.:.. ' •. _ ;,IJ ~ ..., ... . .. ~ ,. .V': = . , .~: ::; :::;.: ~ ;~: 51 ,'~f 0 ;;;: :!4J:it 0 :~r L:i :~ Q [A( .: . ~:; ~ . ;:;; .~: :!4 a. ~ : c; :5 ;;;; . :5 ;:: : '. . .. : ,:;~:;:.: ~:;!::'; ;::(: ::. ::: \,::::: .. , .'

X .:;,:; x .X

X x x :: .. ';

X X

.... : X X

X .... : "

: .....

, .. ... j I ~ X .. '. .... <:: ·X

)( x . x r: .. : ~' I I·'.' ~ r:-;::c

X

X

X

: .. .::1 , .... ·1 t ' ·1 1":'1 x

:11 II [

( )th~r In,:ol1lc lSp<:cjl>' Type & Actual

I\muunll

13

Dat.: I :\111 .. /lu~·.

Yr.}

Ooh' If' Honorarin

"nils category aPlllk-s ()111yll' the aS~l'Vincl\mc is solely that oftncliId$ spouse or dependent children. Iftlle asscilincoll1cls either IhalOl"il:;~ fiicr(-'i]iITnlly held oy the filer-wilh Ihe sr<'I1'~ or dep'mdcnl c:h'ldrtn, murk Ihl' (lCher hlgheH'alc-gorics ,,!'valul!. us appropriate.

Priur Editions {·ann,.! be IISCU.

'J·~"X t K,,-, It i.. !l>tJUl

5 ( I k I~:.arl !h q

t'.\ ()(li...:,-, , II (1U'l."num:nl t,tll1\.' IRcroning Individual's N~rn~

David H. Slevens

Assets and Income .

HI.on; A

N{'")lIcD

, IDelaware - Lg. Cap' Value, SMA (Ct'd) -Motorola, Inc.

2

-Pfizer, Inc.

3

-Progress Energy, Inc.

-Quest Diagnostics , Inc.

5

-Safeway, Inc.

6

- Travelers Cos, Inc.

-Verizon Communications

-Waste Management

9

--Wyeth

SCHEDULE A continued (Use on~ifneeded)

Wi.!;" NlitIlf>cr

Valuation of Assets at close or

repnrting period BLOCK 8

. :,' ,,' . ::.,. ., .::~

~;;"\ !::':: :ll ~ .. " .' '8 § ,I, ~ . ,

:~ . '. ::i ': g ':1::: c :~:: § t~ ;:1: ;.:~.

:i' ~ ;1:1 ;~: l :~. ~ '~:; ~ ~f I '~I~ ~ (~: . ~ . -:; ~' : ';~ .:. ::;:.'. ~ '§:: § :~: ~;i.: ~ ;;~ . ..,.;: - '$. 8 :~. ~ :'&. ~ :~! ~ ':'1: ~ :;B: ~ :; : .i. §~. ~ ,! . ~ f ~ li ; vi ~ •• :: ~ ;';~: ~ :.;1 ~ ..... ,~ . <A '~ "" ~': ..... . ~ . ... ; .. ; 0 ./iJi:}' '-l ~.~

. :.. -<:(:::~ :~.:-:: .. " ':

x .,' .. ,.

x

x

x'·

x

x

X :: ....

..... x "'.'

x

Income: tvne and amount. II' "Nunt: (or less than $2011" is ehccked. nn other entry is needed in Block C for that item.

Ill .on:. (. Tv£,e Amount

. . .,.:

-~ . Si!

,·;la·.... 8 Q: • C L . , .

'';1. . ... .s ' .. :: ":. x i . . .! :'.~' .~ ", ..' 2 ·S·. ~ ri 8 ..: ~: ':~r j! •. ~. \7i ';t: vi ~ - ~

i I:,l .. ;~:: ts f;r ~ "~": ~ :":' . : .:. .. (~. :i :.iI - .;. ..•. , _ _. _ . o · Q . g .., "'1" ... ' ... : .. . <:> o · <:> '0' <:> ' . '!: '.; .: " :,"" c .~ ... <:> Vl. <:> . ~ 0 8 i5 :~: ] \ei) :. ;~: ;;; :ti! ~ ;; ~ ~ . .. :.:. :~:~.::::=" ',: ~' ..

I ~ ::::.

r X

+ x X

x X

+ X

X

XL + X

..,. x X

x X

X X

~ . . ~ § oA ~ . '" . ~ .:. ~ ;;;; ~ ~ ... 2 ... .. ~ OJ o ~ . c

(lthcr Im:mnc (Sf1'.",it~

rypc Ix Actual

Amount)

14

!lalc (.IIIJ .. /lUI'.

I'r.J

OnJ\' if Honurarla

"This category applic~ <lnrY-.fthc asscillncomclsu s!,lclythal i;llTlcuIiIcr'~ sJXlusccii-dcpcnderitUdiildrcn. If tile assci71J1comc is cithCrlliut oflhctTIer(,urloiliily Tl\~ld by the !Her W!thtTle' sp(\use (\rtlql~naefltdilKlr.lI . mark the' other 111g.her categoril's of value. ~s a~rurriUIC .

Pril)( F.<lilinns (·anntlt be I JSt.'d.

, ... ·2?X lk4,.'\ Ii ;,"!Ulltll

~ .C F.K.IJan ]:h~4 l '.S t tnkl'" L)( (l\l\~rnI\1Cnl Hhl~!'I

1k,~ilf)nillilIIlJl\;lntlaN Ni~1I:

D.;iviCiH, Ste.vens

ASliCt!>l.nid 'tacornt

UUWI(:A

., ' Cl "f1fU!.. :. : •. ; loelaware- Lg;Cap'V<1iiull;S/'M'lCi'(jT

-"-Xero)lCcrp.· . . ..

:.2 ' IAni~nee~~s!eir~SIr:ai~jc'Research; SMA ',.,.ABBLtd

:f "-Activi$ioiiSUZ;iaid;liii:i:

.t

-'AdvancedMicro·O!!Vi<f~S., .tn~ ..

. ~

";AFLAC.Jric.

1\

-"'AirPtOdUCIS &:Cht£hiloals

1 ...;..;Alcon.lr:lc;

·a , ... AfTiaioi:;'lnc.

91~AM~';CQrP'

'S(:ilEDUUE,A . continued ... , n)s~,qnly ifilecdCd)

i!~~ ~hIlJlr~,t

V.liJiliiQn· "fAssets atdo:ii:of' .

rCJ?l.)t1i~g ' p\!ri()d ~l:(jCi(I'

pnc(une:tli.ri¢ ~lr~ml]HUllt, Ir~'~IIQ.i! (Or:hlSs:thIlll'.~2flll" l'clJl!~k~'u;1lI1 , othct¢l'IlryIKtlC«ii#4 Ill' Bh)G~'(: for: thaI Ittm.

1:.;·;) . }lj.O(,K·{'

i" i& Il ·~ .~ ,,". '''I jl .~l '"J. ~. § ;t 5l ~ 'II .~ . ,,"': .~ '~l ' ~i;il~~~~if~~~l~ f I~ i ~~ .~ ~ ~F:~li~ '~ ~,: ;; :'~i ~:;~ {;t· .i '.~ : I: :;~ :;i t9 :i :·\01 I t:: i~l, ',5 -,~: *- ·:1: ;j ,i ~ ti: .. ~.,:C;~~ ;:1"'0 :~;; .... ~~~: . '1}~{~: • C:~ . '.}~~\ ... '. ~E~? .'. '~mj ;~i~ :~~!: ';~1' ~,~. ~:.:t' ~ti ' "'; .:_: '.

; K~l X If:':~1 r!\~;~lt·:~:-I-E~Hl1~M~11f~lt~ll!Ii~I:.~~11~" J 18 '. ~.

', .... .:.:-::.:":

.. <,~:

,

,

;r:':~;l xl"';l.· .. [,:'nl:~i~rll~flHI1~ill·;;~I) j!f;,!'lll,';,J: r~l·il HJ[[T12f : .....

'F .n~ l'J:II I;~~\tti~- l .! [!~r ·.· I~m T,:;;] IrN· M;::ll":1,rlxl;tJ [:t'illt::~ , " 1.:.'

j.;'f!-x IDr rr;·" l';;:;ll-:Jjr]1fl~J~El~lr;~:l~J;iH v;~rII H:: i1 ·r , F;,~lx [m}:.;l1j{ :Jttn. -mrj'\t,i~if r~'II~MJ *J}gi:i , 1~~f:1 1'~J I ... pl X li:~'~ 1 h;J: r .jj '- l'0~J .m~~!f rljM;ll~:~1 xJ,~'~ill\JJd Ji~t i···

I»

': I~I.})] ti:.[\ fnt;fJl !I~~~~ I ;~r" ~II~,~~rT~FI:;ji! l · l'> ;i1xl0!llifilHl frl~:;f!l · t~JTxlillltrn:

; ...

. ('Jlhcr :hwlifii<' JSJ'!!.~iiY

lyf1C& .. A~i""l 1I,m"MI.l

15

HIlle: r.\.Ji:l, ~ t~I\C

1',',).

.Olll\'- if \]mil'lriltin

!.:..; lx 1('·:1 [,';;Jtf~~i'l~ 'H,:.r'tii.rLm!ll . [tl::r . tsll!'r:)1 X t';, ]I':':,J !/);?1: ·pn\)r Edilh}ns ("annlll ht: t lst:d.

~1·1111~':i\ .. Ic~Ofyllljrti(''i; 1j~~~1l'il~,~fi~~~1J1 n~t\IH\!1~:~{\.,: .. 1 .. ~.I ... Yil .. Iill i·rth(rUl~'if~Sll\iUso·. r:\r.deNIJd~ni~hildren~I'thl!a.~~et!i!it(jIi1I(:f~Ci. lhcft.lfl!l (,nh~' lillir ' i:>t jeilllllY h~{liy thi:lllcrwil It Hi\' SPL'USCI!rdilpl.'ndL'nl ~hil.~lt.n. , 111;lil(.lhc'I)lI"!r, h!1l11~'t ':;\{~'iNtI~'S ·l)!, .... "j\\",.'i1$ tiI1J1f!II1t1Ull'. .,._._ '.. ........ , .. . .'.

. ~::;:". : .•. :." .

Oihct 1I1,C(lInl: i51ici;ijJ

~rYjl<i& i\tll.l.~l ·

AtullulIll

HI

Dale (M(I: .. l)UV..

' >~:}

. Onl\' if :HoiIUflif.ja ,

· ~t · ~"'I!( \J{t"\ til ~lJtlU,

::; ( r R \';!n !(,\~

t .. \ , l)lli\:l' nf l JU\,.-mnh:ut I tllh.~

IRcpMing Indi, idual's Na"'"

David H. Stevens

Assets and Income

ill.on;. ,\

NoncD

1 IAllianceBemstein Strategic Research, SMA (Cont'd) ---Denb~ Resources. Inc.

2

-Walt Disney Company

3

-EOG Resources

4

--Exelon Corp.

5

-Freeport-McMoran Copper & Gold. Inc.

6

-Gilead Sciences, Inc.

-Google, Inc.

e --Illinois Tool Works, Inc.

9

-lIlumina. Inc.

SCHEDULE A continued (Use only ifneede(D

Il'''l!c NumhcT

Valuation of Assets al close of

reporting p~riod BLOCK Il

Income: tvoc and amounl. Ir"Nom: (or less lhan $2011" is chcd;cd. no other entry is needed in Block C forthat item.

IROCK(,

TV.Qe Amount •• • .... 1 .:. ,

~. ~,: c::·' I'.:::

'8 ;, 8~ j i I I:., ~;:, L ',. § ~ ~,s:{' . :.1 ri ~;;' ~ ;~:: ~ ;~:: ~ ;,,~:. ~ ;:~i: .i;: .':':.i',;:.\ 0 '1, s: i . § 3 8 . i1. ';"".' ~ ' ... : "" .,', . ., :';';-'. >- ··:c· :t; -,:,:. . .. 0 '. ($ - 8 ..z j .,;.~ - ,:~f ... '~:' g' .. :: . "..-';; g :~, t- '1'<' ':1:11'- "l!' ~ ~ .,.~ .... .,;.~ - iI'i

~. :.:!: : :.~:: § .,:';.: ~ ~ii ~~: ~ ;j~ 1. '.lJ ] :~l: i '::i: i ;~:: ~ '.!:': . ~'i ··l ~ ;~: ~ ;'$[ . ~'I' ~ ~!: §~:~ ~~I: ~ ::~ ] \e':: ~ :if. g ;i· ~ lit 8. ~. ~ ~. z·· ~ .:..;; ..... ;; c: '.':' 0 ;~: ~ :!:t 0 ',:\ :.l :.,;,'::: Q ~, ,,:: :".:;1, ~ '.~: ;;; .~ ~ .<;\ ..; ~

, ..... :.

" "'1 I

X

','.:. 4-X

X X '"

X r::· X

X

X

x t X

X X

X X

X X

X X

t. g ~: 8 ~ ~ ~ g':" g ..: 8 vi .... Q .... .. g .. ~ ~ ~ .... "'-I ....

Othcr In<:om.; (S",:<:il) Type&. A~lu,,1

f\nlt\u"tl

17

Dalc (.1/0 .. /1(1\'.

Yr.)

Onh if Honoraria

.. This ,·~tt:g(lry apr1lcs <lnly if the assctlincorllcis soldy ,haloT,hclUcr's sP<'usc ordepciidcllt children. Iftl1c-assct/incomc ISeilher that "nile TiIcror j,iinlly-hCfd hy thclilciWith thl' 'POUSc- 'Ir Jcpc-ndcllI l:Ji'Jdrtn . mark Ill<' lither higher ~atcgnric, "I' "uluc', as appn'priatc.

Prior Edi,i"o, ('altOol hc [I.,cU.

!\) ~ ... ~ IKC\ ", ;lltlill

~ { ' l' tt "an :!.(\q

l ' \. om ... ," (\1 l nn·I,!rt\IIU:n( 1 ttlll."

jRcportJn1: Ina. ~ ,dual's Naml'

David H. Stevens

Assets and Income

III OCK !\

Nt\ncD

I IAllianceBemstein Strategic Research, SMA (Cont'd) --JPMorQan Chase & Co.

2

- -Juniper Network, Inc.

3

-Kellogg Company

--Estee lauder

5 --Lockheed Martin Corp.

6

-Medea Health Solutions, Inc.

-NASDAQ OMX Group

6

-National Oilwell Varco

9

--Netapp, Inc.


1I';lli~ NumhCr


n.:porting period BLO(,K B

Income: tme and amount. (f""Nnnc (or kss lhun 5;20 J l" is ,hcckcd. no other entry is needed in Block C for that ilcm.

~ ~ 1 ~ . .~ !5 ,~ : .. ~ ... .!ii ~ . ea ,. fj;[ ;~ .. .... "'<5 ~ x .~ :~ t:! ' X I §- • . ~ ' 15 .: - x " .J ' §·l ~ .~ g l § :itt ·:.1 ':1:: ~ :.itt - -: ~ • '.~ 8 f{ . .,. .- 2 .Y.\ .. ... ;' .r.. 2 . :~ 2 ! ~ ~ 'II!. ~ . ~ ~ "!': ~ ;..!c .. ..!. ;::8 ~ .:.:. ; i: .. 'Q • ... - .¢. .:> '1' - .g. 8 '·t-·· if. .1:<t. .. .. ... ........ . - Q.' ;;t:. . WIJ ... . .. :. : ,..., .~ a. .;:s. l 8 ~ ~ :~. g ; t . .§:.: § ,"': t ;,1' "':I!:

... 8 ..: ~ . ~ ~- M 4'. ;"" ~:: -r. :.Vl: ;a. : ~- ~ , : z; .... '~. ..... .. tIt· ..... - .. 0 ...",. ... J:~.. 0 ~: 1<.1 •. ~ . . " .. . : . ... .

.:,-;.

x

X

X

X

x

X ..

X

X

X

[;1.0('1( ('

TYDe Amount

",:

. .;'

-C;

II ~ . § ~ l 'I ' : . '. ~ .~ ~ ~ g ~ ',~,: ~ il! :i. ' . or, j - ....

i 1 tl : .... · J! N s ' _ . W't \: ~ ., ' ~ "".: ~ • I .,...

.. ,. .. ,a', ~ til . - .:. . .:. 8 8 g ~ ,) ' t :~ .. ··-618 •

=i~ ~ -!!.f.,,;8 .~ ;.;. C .~;: '? " -f"aW'i "' .... Q :~. - --. :" r.. .' .... . ~ ... "'* .........

X

"

X

X

· X

X

X

X

X

X

()lher incollle

& xl

ISI"-"';") 1')'1"'&

• ~ Aclu~1

i ." Amount) ... q • ~ 0

Q.. V1 .., ~

..... "' ... ~ ~ '" ,.... '"' ... -

18

Dale.: (.\ 10. . /)(/\ '.

fr.,

(lnll If Honoraria

.. -I-IIi" .:alc!:orY-apphcs only jf the as~ellin'lHnc is ~(lll!ly" tlial (lfilie mer's spouse or dependent children.!ftne asset/income' is eilher lhot (lfthc iiler (irjillnlly-ftcTdhy tlw -1Il,'r With the Sfl<.usc or dcpcndcl1t ..-htTdrtll. mark thL' other hi!:hert:all'g"ri<'~ .. r'·allle. a, appropriate. .

Pn~lr I-OIUnns ( \mnlH he tJSI.'U.

~t· ,?"l< I 1{1,.' \ (I t ~u"u. 5 ( 1 i-t. P.ln ~(1\.4 t',S ()lrh .. C;U"('(I\~lUJIII.'l\t 1·lhh .. ~

IRcporllng Indlvlilual'.- Name

David H. Stevens

2

3

5

6

8

9

Assets and Income

III O("K ,\

N\ll\eO

AHianceBemstein Strategic Research. SMA (Cont'd) --Occidental Pete Corp,

-Paccar. Inc.

-Polo Ralph Lauren Corp,

-Praxair. Inc.

-Qualcomm. Inc.

-Red Hat. Inc.

-Salesforce. com

-Schlumberger. Ltd.

-Charles Schwab Corp,

SCHEDULE A continued (Use only ifneeded)

'lgcNUmJll.r


reporting period BUX'K 13

Income: lvne ami amount. If "Nom: (or less than $20 I I" is checked, nn other entry is needed in Block C for that item.

IlU){,K ('

Type Amount " 1 . I , .:. "'-j I.,," .

~ :~ : Iii! : ~~ :~:I I. .,.: - .. ." § as.' ~~' ';"', "" , ' ~ . 0 : i'~' 5( .,, : .:2f' .' I'f ~ 8 « ~ ., ,. oJ Iii! '.~ ~ -0 0 i' 2:" : ~ :~:. ~ ',!: .. :.;~.

. x ~ <:> ~ <:> • as ._ ..... ~. . '~ Yl. III. ~. -o.~ <:> . or. ' ... ' • ,~, '., .j" § :,';0<. c: ::c: U Vi .. . -. . ~ .~. x '.' I ....... ..a~ '- .'"- : -. - .,.... .•.. • . ' ~ .- . - '.0' • .~. .- ''''''1 '" .. : .... I • . ,.. _._ • '8' g :',~, ~ "#. '0:1 ,,-a', "t:I . .::. ..:,.... 8' ,~~ • ~ ,:-.- . i:' ; ~ ,;'B.:. i )1: ~ Ii 8 ~ ~ :g ~ i .. l 8~. .. 'f: ~!iI' .... .:. . ~ .~ .,; ':~' ci ',~ 0 .~: ~ ,~:: 0 ;~i :!l :,& S

I I I:': X x

X

X

X

t x

X

X

X

X

::/: 'l:'

:1: .... .." '1:'1 '" ~:, ~ '~,: ]

:~\:::':

.: '.,i ~ ... . ; 5( 8 ':;;', -= ... e ~ l!; e ~

.. III-- ", '. e ~ ~ 8 "ii , ~ .~. V"~ &I.' ~ _

i.:9:: ~ .g ~ :~' ~ ~. : ~A' -;- ....• - .-~ - 8 g .. .: , .... 8 · g . .. :j. o·~ •. ..-F, fJ. t·9· ~ :::~. ;;; .t;l.: ~ ;.\ ' ~

x

X

x

x

x

x

X

x

X

g ~ = .... § l § "r 8 - ,. ~ ~ ":' § ~ . g i ~ ~ ~ • .. SO! .. g .. . l!'5 .. ..... ... ..; ;

~ C ~ 0

( lth~r In~(lm.:

(Sp<.'Ci1i'

1)'fX'& l\clUul

.-\nl\.)unll

19

Dak 1.lh. /)UI'.

r" .' Onh If

Honoraria

• This eQIC~()ry al'pTIC:'iOi\fyif Ihe asseliinc(llnc IS solciYthal (lflh.· tiler's spouscOrdepcndcnl chitdrcII .-rFillcassctlinc(lIni!-[s eilher-that of th-c filcr or jnjnifytlc\u by Ihl' filer ;"'liTI th.: Sp(l\lS;;urol.'pl'nJcnt~lIifur.n , mark the nther IlIgh.:r cah.'g('f1L'S of\ uluc. as appropriate,

Prior Edllion~ ('ann'lt hc Used.

\), ~7)\ iHL'\ 11\ ' ~')llU)

~ C.l: R IS;," !h'",

. V .. !\ . .otlh.:I.'. (~r(jn\l.:nUnl·nll:.ttUt,.,\ rliP!.liijll~-lnlIi\1iluul'~ . Nlliil.'

Oa\iIdH. Sleviilis

Assdsulld. ·hu;omc

. 'IlJ,JJ(·'" t'i

'Ni1ncC]:,

., IA,u.lanC~,I:l#r~ll'lji:l$V~tegit R(isear6h, • SMA (Conl'd) " .;.:..$tun,,: Gro~¢.lrtc,.

2 .

!~Tiilw~nSeri')iC:Qlil;li.lt:tOr

3 -"TPAmerilfSde· Holding. ,Inc

~l

'.,."Thermo;·Fisher $c;IElntif1c;Anc;,

'iil ,":"TtlyWiMOlor,.Co(p_

(i '

•• ''''Umc,mPaCiflc,qQrp.

7 ...... Venzon Comil'lLll'tic8l!qOlj

11

"":Vlsa,JriC.

SCl:IEllULE,.A con'tinued ,(Usci;ri!Yif;n.cedi!dj '

-

tl'~c N(Hnl~!I

.20 .

Valuation (jfAsset~ . \ItcJ\l~· pf .

rciX1I1ini, p~il()~f lIElKilt"

'11n®me: t\~afld1ll1!il\lrit , Ir"~~~nl! I,. )t',k!\l> Ihllil $1i)J.r' hchccl;,t:.(!. :n!.l .. other cnJryls,necded lnmui:;~ ( . t(\nIUllllenl

liI .. t!('K ('

;: ~

! ~,,"I~I-l .. 1 '6 1> • • 11 "~ : '~' ":;;0" '~'. ;:f~ ·' • ;,3 0 ;: ;3~ .~ . ~::1i:' '.' ~;( .~ !~; .. ~:. 'f:!J [t;1 J{:;!: l;~'U 'f .,

]""x Iflll',i'}' 8o'I ... l,\'cl Jt!'rJ" l;ii;;l It,1:1 t:c~ 'd;il'xT~Hl"- n . J:'

...

x It'.; . 1" :1 · 1 (,~' I ··'···'·. I :i;1~1 , J)~r .. ',. Jfs:l~, ~!t~}"· I r;{~I : ··I;;X· ..... :: .···::'·f :

I , I':

:Jj[/::;';IRf t·.;rt :~fltIQ];l · I~'~ ] I~:' . ltlJ::~;. I,rf; .. II{r;,1 i l ~~;'II[:1~j ~;x.W:,: 'l: . [';T r •

··,;.r:,it ·X'·'·:;'.! I.'

I'; ·'1 I"·:· .l\ ~" ri., L'; :ix fl', ~{]'ll;:',~r "",:'11 - il ~i:l" J(J;:I Jjf~f1~i:jJ: 1 1,;;'!1j I~r '.1: / 1. · I r:~

' I :'i: :t~ 1;;"';1 IU[]fjJI0'.JI~~:~l . r;:j?lf.r!~[r]~~II]'?;1 • ["; 1'-" 1'· ··· It:'"., IFtl ··'1 )~I ' F:;;:I ' . Vii,. 1<';'1 ·1;;'::;';1 10m 1"';'1' I:~;:;I '· ' l ';" 'F' :~') r:: x. ,fL,', .... :1:) ,(i;: l:;i: ·· vl/~;' • ;i,~: .. ~;].. X'lj--';il """:' ..• ,~,: .• ". I '

[T;I',!c'J 1\~;}lt::·~\{ - ]i'i~l · I,~,l(t._ '111:JI· ' llJ~;'il ~I:x; r·;:fl , r ..' ".' • ".1

L:"

. . , .

.. : .... .," .

;' .. & ·. 1 ~!:~: .

III ;~;; ~:

. "

.flii,,:r ':tncllmc iSI)o.oc(r..' It (i.;,.\: "','.w.!

';\lm"'''(l

[)Oll\i

r.I/iiy/t'; ,'Ol1i\', li' " l:1illlvr;lflll

~:~ ~al~~rt:St¢r~s;lnG, ...... , . ] :1 x-IPl] Ir·}lnJ;~~1 ' f:~r ' ~~i[ ,~I~~i'l j 1'1 t ·;' ." Jhi&.Il.lllilgUI)' ,:il'(IUCS; ,'"I~~niW li.ui!l/llrc!IIn,,· i~ : s(lliil}' iJljiKlf'~lii.'Iil~'r:'~SJ1<~u~C<W :,dcp(~i.ICl\ll:hilJrifn;-::Ji" lhc:-a~sciiinc(lmli T~,(il!.ll(ir'ihul llrl.hc .1\ktorJi11111IYb(,1II1ii il~l;ll:r .Wlil.l :\IIC '(1)nUs{- lIt' t\('pimdcilldu I({,tll, lUilrkrlr~·'llhcr,hi~li~r,C:;\llig\ifi4'S. 'ilf\'lihlli, u.!\ ~PP(\lPri~I~. . ... . .

Prior EdilillO!'I t 'unnnt he (J!\t,.~.

'I·.!"')I d{c,·\. III .!(II)(q

~ t f il..l';u\ .!(.\'o\

t .S lllli\.1." ul (n)\ l'III1I1~'1II l ' lhl,,;\

fRcro~al" Name

David H. Stevens

Assets and Income

HW(,K 1\

Valuation of Assets a1 close or

reporting period BLOCK R


a~~ Numher

Income: tyOC und amount. I(-"Non.: (or less thun $2()}l" is ehcc\;cu. no other entry is needed in Block C for that item.

BLOCI< ("

21

!;:;,

,'., '.:: ~ ·', '1 T~pe I Amount l . I· · I " '1 I

N(lnc.·O

:~ ~:: .... .:.::

I~ .t rl: i'f ~ I!I ~ I ~~~. j 1(", .!. - fl., .... '!iIi.' X :' . ' -''''''. 8 ,. t I- ':~. : .. t;; .' ":' .,,:;: .:.;./ ~ ;i' 8 ::8.: g';;) 'T:I :1>1.;) ~ ~ :i ': 8·~ ~ :;e,: ~ ;'ri; sf ~:~: 0: :.i: i ;.: ~ 8. q : .. , -Sf,· ~ , ' ~ :;!$..~ ~ ,':' ~ :: ~ ;'OI~ ·s z: :;;; . if· ~ ,~. ~ "_ 0 't; ~ ::!!'. 0 :j' Iol :.&' is .... . . .. ,..... ~)~~ :.-; :':::~,

1 IMFS International, SMA -Air Liquide (ADR) x

2

--Akzo Nobel N.V. (ADR) x X

3

-America Movil S.A.B. de C.V. (ADR) I X

-ASML Holding N.V. I X

--AXA (ADR) I 1 X X

6

-Bayer AG Sponsored (ADR) x X 7

. ·1 L· .. · X

.: I r···· X

--BHP Billiton PLC (ADR) X

X

8

--BNP Paribas (ADR)

9

-Capgemini SA (ADR) x

' ... ~:,

':-. ~.~\: . ... :.~.:.

'. ';"

i ~~: ~ ;;.' . !l :.,~ ;;t;: :'.~ 'g;; ~ ~ g .~:~.':i: ~'~'. , ',q., or. ~ _ ·'1' , - }p~ -: .:~. ~ ;;i;; fA ' ., V;

. ~ lIJ :.t-;:. Q 'GI&. I . , .' • ~ _

.'., ~ ,: .. ': ~ "' j .' - ..... - g . g ;j:. ~ :.1, g ::i ~ .. 5t: ~ .:~ ~ :~~, .5 ':~': z : ~., ;; ~: ~ ~ ' .,;

:"'1-X

t X

X

+ X

X

X

X

+ X

~- . I -§ § ,;; g oJ. • '" • '1 § .:. 8 ~ ...: 8 .,; 0::> "'I if .... g' ~ ~ ~ ~ c ~ c

(Hhcr Income (Spt.'Cil\· I")"rc &. Actual

Au)uUnl)

Dille (:110 .. Um ·.

rl' )

Onl\" tf Honorana

·-This ~atl'!lllry uPI11ics .liiTy if the 'L~sct7lnc()illc issOTcTy that ufthe fifer's spouse (IT dcpciiucnt chiTcfren:lfthe a,set/lncome is either thaTilftfidilcr or j('-inlly hd<1!ij'thc fik.(y."t1'lhc S!'''USC IIr d"renrJ"f)1 dilidr.n. mark the nIh", higher ,,"tegnrlc.,; !,r \ ;slue. as :appropriatc.

. Pri I'r Ediuon."i { 'annUl 'hr (I:>'l'tl.

"" !')( 1).(",\ tH'~llt 'lt n

S (.' l'.R {J:m ~ h'~ t . ,S l )Ilh:\.' ot ( HI\ \.·nlll~1 1I Hili!;,

IRepOnlng Ind ... dual's Name

David H. Stevens

Assets and Income

Bl.OCK"

Nont.'O

1 IMFS International, SMA (Cont'd) -China Unicorn Ltd (ADR) '

2

--CNOOC Ltd. (ADR)

3

-CRH PLC (ADR)

" --Daiichi Sankyo Co - Unspon (ADR)

5

-Daiwa Group, Inc.

6

--East Japan Railway Co, (ADR)

--ENl S.pA (ADR)

-Gazprom OAO. (ADR)

9

-GDF Suez (ADR)


ag.t: NUInI~r


rcplll1ing perilld ULO<'KB

Income: h'ne and amount. 1(""None (or less lhan ~2() I t is checked. no other entry is neelled in Block C for that item.

BLOCK C

Type , ~),

:=:"':: ........ .:., I~ ;:. ;: t- ....

~. .: ." - ~~: . :l· . ." .. _

Amount

~ ' 8 ~:d.: ... " .' . '. c ~ . ~, .' . ~~. ;~. c.' ..". .. ~

l ~ i ~ :1' ! l 8 ;:~. ~~; 8. '·1: 'Wl : ;~ : l -:~' ~ .. .. . ~ ~. _ ~ l l!! ~ .~ ~ .. . . I;l .... :. ~ ' ' ''' . .... ' .... .. ~ :>- 2 .f.; . :~. = .. 'I I;l ~ ~ 'II V'. '" - . ~ ' ... 2 .. t '· , :'~. !) .S'· r- ' ~:' ·':Qf. G ~ :' J, • IT'. - ' - SfIIi ~ .. , l • . C5 '",""" - , , .. .... : .. ~ ' . , _ . N . _ ..... ... . t·. I ... _ ..... "~: : is :$.- ~ :~': ~ "8'; "C ; :_~:.: .. .. • .;:: .... '.~: .... Q - I ... - g . :s .f§. . :;:; - ~-, -g, ..; .:,;., • ,= f .:·S;: ~ "I CI •• ~: ...... I _

';'. g :'8 8 g' fi.~;: ... :1: 8 -:~f .. ::tf eo :.1; "C :-~:: .. ,~ "; . • j' ;g -i g .! ·l . ;; .if: ~ :~. ~~i 6 :,~; ~ ;~) 6 ':~: ~ '.~ ~ ii;:; ! :~:: ~ ~I" a :S1; ~ . ~

r. I ' -l I· I 1:'-: '-X

X

X

X

X

X

X

X

X

~ ~ ! . § . '" . & .:. ~ - 8 '" ... ~- .... ... .. ... .. .... - ,. .... - .... .... '" ""

Olher Income (Spedl> Type&: I\I;\UlII

Amnunt)

22

Dale (.th. n,,1'

)'r.)

()nh .1' HOlloraria

• This eal~g(ll')' appric~ (lllly-nthe asscllilll'omc is solclYihat nrthc filcr'~ SP(lUSC or dcpelidcnt chiklretl:lftnc asset/incomeuis dlhcr lh:!l ,;1' Ihe-TIkr Oij(lillily held hy the tiler wilh iflc 'P"tI;l' or tlcpelldc' llt ~hildr.ll . IlHlrk the mill'r high.'r C~ICg(lriCS 111' \ alae. i" appnlpriute.

Priur lditinns ( ' "nnOI hl· 1 :sctl.

~I'!"'K Ike,:\' III .\,\l:,U)

~ I" \ K.l'an. ~b\..\ I·.s. 1I11k\.' lIl' (1\1\crm\\t:1I11 ltll .. ,

fRCiltirtml: Ind"'lduill':,i'/amc

David H. Stevens

J

4

5

6

8

!l

Assets :Jnd Income

BI.OCK A

NfmcO

MFS International. SMA (Cont'd) -Groupe Danone (ADR)

--Grupo Televisa SA

--HDFC Bank Ltd. (ADR)

-Heineken N.V. (ADR)

-Infosys Technologies (ADR)

-ING Groep N.Y. (ADR)

-Intesa San Paolo (ADR)

--Julius Baer Holding (ADR)

--KAO Corp (ADR)

Valuation of Assets ut dos~ of

reporting period BLOCK 1:1


I";igcwullij;~r

Income: tvnc nnd amount. If"Nnne (or less thun $2011" is checked. no other entry is needed in Block C for that item.

BI .. (lt"K ('

23

b:'::: .. , Type I Amount 1 I' 1 I " I

:;0. . :~': i~ ft '~x ~ .~ ., ~ : ' . 'j .:5" ~:ii:·;;:i .... .: . x :i § < .;:g. ~ .~: .:'a: ': :': JI '. Q - '.' .!it. In : .. ' ..... _ .'_: -. §.i r::S .~. g~ § , ... : ~:~: ~ ::l !Ii .~: ~ ':Ii => <ti In ......... • ;""':: " '<Ii: ~ ,::~, c: "'"; ~. a :,~ ~ .i ~ :!. §. ; . .:.,: .:. :ii' ~ :~. !;; :'~l: '" Q , ..... - Q Q ": - .:~, ~ c" " 11. 'i, ...... , iil ..... - "8 8 ' Cl~ c::.. ' ~ .. . ': x ; :. ': :>to', Q. :1.::. ~ fl· 8.~ - g" 11. l .. ,~ .: =,1: .. " ~ .. :J.i:: .~ ~. ~:~ ~ ~~ t:i '.~{ 0 :~; ~ :~j; o :~.: ~ :~ Q

.~" :, . i::"" .

x

x

x

x

x

x

x x

x

x

"'::*-::;

:'.: <.

1::::: ;~ ~ .. .,; '1;>'. =

::i, g;1 .. 1!, - '::<!I' :~ : .s ;9'

,.~:':'.

+ x

x

x

x

x

x

tt x

x

Other Incllme (S,,,,clh I'ypc& Actual

AmnunI)

Dat..: 1.110.. flt/I'

Yr.) .

Onh·t!' Honuraria

'1'11is calcg,'ry aprTi~s (lnly,TThc ass,'lIincom~ i~ S"olciy th!li()TtlH~·iilcr's spouse or dependent dlildrcll. Ifthc 3sscllinc(\m~ is either Ihal('inhe filer (lr jnintfyllcld hy lhd'lcr wnh th" SpOUSl' or (]cp~'llcl"lII childr.n. lllark the (lth¢r high~r cah:gor\c, nl' \ "Iu .... as approprint ....

P";I)r Fdit1t)ll~ ( 'annll' he t'~"t1.

. ~I · .:!7K tKc\ U .\ :~UH(),

S ( .1'_11. I'art 1b_\~

t~S OUkC:. ld·(i,,\ .cr:n~n\.1U t .11.\~~",

I

Assc'ts und.tn~(Jmc

li\,(w:I('\:

·.NUlleD

1 ;IM.· f:'~ .lnt. llr:naUPl'!ill •... S. J..1A(.Con.t'd) . , -.Kimbeqy-ClarkdeMel(l<!O· SAI3'd_~ -CN.-{ADRl ..

i :' .. Kil1QfiSl')ei' PLC (AOR l

:\

t..:.LVMHMOlit Hannoss,y LoUis Vuittoii

5

..... Ne$!Ies:.A. ·R~(AQR:}

<>. -.' ..... :-"Noliartis.AG:(AORl

7J~petrol$OBmSilai'ir(.l$A . . (~[l,R) 1\

....:.RIICkilt aeiif:lllser Group {At)R)

it. !1-Ri«:otrLtd{AOR)

SCH'EDULE-A .c{jnfinu~d (Use,onJYift1cede:d)

'~ONill!t~j

Z4

Viduatlon urAssctS: tiH.!ll'~i)r: ...

re~iar~r~\i~l~r Inc.iini:: t\Uc ·lJndWllllum. -lr';'NjiOi:'IOr ii:-~s Ihllil' S3(U \"isdwi.:kcd"ilO ('i~CrCilli'Y t.ne~;(Je9Iid310¢k'C · n~r ·th3i 'ii~m.

[ .. c'

" ,;:., • If;:,:

:'1" ;:;:::.:' .'I .::!:.;·

1:.';,\ x.IE? . J:::L:.·; ~ .. :. ~( ~

·t :~;: ~ ~f;('; . L X v' :"". .... : J ;'.

l ·; x.[; '~C" -'l ' IC;7,

c:,~~ ..... : !\.;"

·I~,

\~:; .. : ~.,: .•. ~.

I"· " .~. ;:,.

.:;;f.:"~.~ ...

~-....

~: .:. :.:

J:;r~

( ::: '::::.':,

f I;)

':'.!:j·xm l;'·:' lxlr:'T f2 .. t ... :.;~ ~ ..... ::E;·.·:J ..... : )::,

. " x~~ , .. ';.: '

" .,,' .. ~::~.:~

.j ..... -• :iH.,:

i':;·(:.; · " ·'_~~·~i:. ,~r If[tiflilil k~'1 p:j'

...... J.ll;on: l

m

t:;l~'t;f [i'1 f;·;~l · 'f;~f:" ,<,c' ) "::( . ;:;.:,: . ';~[i-~:} x ~Hi~, l::·;i;l]~.'l ri:·." J~I t~;:Jx rf-~:;l "I]fD:~?[f.~[~,.l qlti1 ~I 'I:;c;:\ 'IW+l '1"::"1 Tf;? t.31 r:.'-! c • .~tJ:: · ~~c . ['} Xt-·,

I~ l;nfr-lmll;~' ~IFi~l~ ";/1 r7fl" Id':\ll f;i?ll>;:I"P::" t:",; I:' ri. · . ;i~N;·. "}[~;;;.. • l'k,1 JR . .':

:~~~1~11!0rlI1W

:;:.;QI ;

~~ I '~'·ll 10fl ~'t~EJ ~1 bH

.,.. ~~'

I!;D'~ I Ii·~t :;;':~' .xli,:!\

:::::.

,i:,!xl'\r ~'~1h~(:';

.-;.;.,

;:*!

.:;.

•. l jl I . ,

.' 1 .:

, .

11 "'.' ". : ..• ; .... !::. '. ".:

:.: , ..... ;

:".: . . :

. ;:.;'

' J,:'~ ,

~:

',J ';

z X ~ -...,

.~.: ... ;,. "" .. ,.,.-

otlw/ · lri~m.llli tSIli:i:il~

I'}CI"'~ A~IiJ;il

J\m,-;w;u

-1);111." . (.\'/0" iJ!ii '.

YJ :;j

(·hil,if Hllill'iqir111

xl'~: 1'··_-

fr,tl 1;,"':1.. 1:~ll •••. ·. l i,j~ f · . 11J',·: I >~Jj~!; b J;,¥

• rhl~ C:lij~g(Ji:y ' ~mlli~~{'iiW1TmC:~~l<"ifiii~(\III~' is .so.l~l>,-ihul ·ti r rl1i!lllc(S :sPl1u!4:.o~p~rld~lll. l'hildl\in; I flh~' a.~~tliilMm~. is. CillitJrtll.nlti rlh~ ~ lTiilf (Irji1Illtly.hdi,fl)y.ll\ul'llcr-\VitlIHlIISPll\l.V 'i~ r iI¢pCli'Jl,!1 t .:hilditn, mai~JI,~,(lt'!i~dtigliL't.~ ;)It.:gtli'i~~IW\'i\Ii.t~. i~.~ril)i.l-ip.i-ililc. .. . . '. ,. . . . . . . l'rior Edlii'''b ("anMt he 11;..'\1.

')1· ~;H 1 )(C~ IJ; ~I\()O)

oIj (" r R "art .!(I q l· So (ntic~ 1\1 (ItI\CrmUL1U llllll.:~

IR~p(>riIOgTtl,h,,,Juulis Namc

David H. Stevens

Assets and Income

IlUl("K .'\

NoncD

, IMFS International, SMA (Cont'd) -Rio Tinto PLC (ADR)

2 -Roche Holdings Ltd. (ADR)

3

-Rogers Communications

-Royal Dutch Shell PLC (ADR)

5

--SAP

6

-Shinhan Financial Group (ADR)

7

-Siemens AG (ADR)

8

-=--Smith & Nephew PLC (ADR)

9

-StatollHydro ASA


age Number

25


repurting period BLOCK B

Income: tvae and amount. If"Nonc (or less than $2011" is ch<:ckcd. Illl other entry is needed in Block (" for thal item.

BLOCK ("

;···1 f··~?r I ... J fAn:ou~t

~ . :: 8 >~:' :~:.:.: .' : 0 ... ~. $..: 2 :~. ·'11 . . ... '. N ~ 8 ': iii '2 8 :"':« :.8: <5 (;~ $! :~.... ':i:' .. , ~ . . s: Q_ • ~ J .:iiI ji( ~ • ~:. iii vr.' .,.. ·a· as .. :lolI. ' .. .. • ~ lS ~ 2 ~ _ .. ~ :~: .. 8 ;~. ~ :.! ~ :'",,; &j:j1' si ;i~:. E :-~:i~:;~., -: ~ .~. ~ . ; g ,.:' <!t ~ ~ iI v. ~. - .~ ... ,WI: 2 .. .t.. ' ..... : 0 .~': !- :'~. . .:Qt ~lt :i.i: ~ ii\" or. ~ - <.1'1 2 •. ~ ;: ;;;; ~ ,-:,:.:. ..:. '':'' ~ ·S: § .. ~ fill' 't:l:1:' ~ '1i: 'C;: -;: '..;- ~ .,;,. ;;;; . '-:',.:. q 8 _ .:. ' ....... - .<;1: g ~. ;:;; : -; • :.:~. ~ : ..... :. :l . iii' 5 ,':1; .. 1;;.:~ Q ,,~' . _ _ CI. ;;;; ~ ~

- : 8·.0:;;: • 8. .. ::.' ',. " ... ':: .: iir :'.'. "1:1 . .. : . • f! .;:::.. -; .:. - .-. - 8 8 Q" ... . ... §. ~ ~, i:~ ~~ ... ~ ,~ ~ :.:'.:: ~ :;i: ~ '~ :E ::1.; ~:C- g s:· ~ ~. ~ ~ ~ 8 ~ ~ ; 'iI:. ;;;; ;;: ~:~; .... '~'. 0 :~. ~ .:~:: 0 :~: Ill:.: .. Q ;~y ': i-:::,.: 7. :~ ;:;;~:.,j ;; ..; i;) C ;;.; c

... ,:."

x x .x

x x x

x x MIX x

x

x TT -x

x x x

x x

x x x

I Hhcr lncoilll: ISI":CII~

1)')1<.'& ,\C!u.lI

Anwunt)

DaLl: (.I/u .. lhll'.

fr)

Onll If Honoraria

• Thi~ "ategury applies only iTihe u~setlio"(lm(" rs-s,lldy lhal o(dlc fifers ~pousc ordcpcndcnlchildrcn. Ifilie assct/lllcolncliiClll\cr Llilll orthc (Hertli' jointly hcfdhyili~ filer ,,,Tthlhc' SP"US,'lIr dCpc;ll(Jenl "hl]urtn. mark Ihe other higilcr'l'lltcgoric, "I' .allll'. as appropnale.

lTi'lr bJuions C 'anntl( h\.·liscd.

5(' r R l);.\rt ~b,\4

.l : S (Jtlk..:. ~!r(Jl\\crn"!"'Il . tUn~:> :·IR~POI11IllJ :li,atVl,lilJlj~~ .I'!il<il~

Da\i.fdH. Si~,,(!ns

AS."(!ts~llndhJ\:ome

111;(WI{ i\ .

Nhn;,O

l IMF,SJnlerilatlonal;SMA (00111'(1) -....sumi.lonw:Mitsut'f·'IialiciaIGfuup. hi6;(AtiRl

rFT'--~

. .' !""':SWISS. Relnsljranc~ ,Co.

, j: :I(~~fanSelTliCOriducti:lrMr{:fC6; t;.til.

.4

. . 1.....:TElll'l(oliic;aSA

' !f' . ...,. TescoPlC(AoR)

' lI, . ...,TNT N.V; lADR)

7

~T1.Ikio Marin~Hqldin1l.!nc; (AoR)

:8 . -...:TtitaiS:J>.

:l!-' .:,..08$

' Villuadun uf Asstit.~ : uid(jloC~lr

· n;Mctji.1~··tXiri{)d : m:tilfKlf

sca:eDUL£Acontinued (tJ~¢ i')nlY": U~rtt.'i!!ded)

fJI"i¥'-'Nu.mlitii

In!:omenvtii::iiridulntluntlf'''NilIli: (l)r 1~!i1'11:1I1il $201,1" i.;clid:kctLno ()th(!rci\tryisll~Cf!inB'Qi;kU:Pnl1;il itf;lm ..

~ . :..

~6

0:: ... , ',:;yr

:It:-- : 1 '

'.'.: '

~!':'i; :I~ hl.tX':j(;( '

11 :ll~r~lli~li l'~ll · l~rll III I olli;:r In(ii'IJIC iii~if~ hjit:&

,I,:', ; ...... .

!Jj ,1:;'/ ...... ..;.:; :;~'-.: :

, r:~·I"

S:1:~;J .j" 1 ~I:;'ij:l • rr·] . ·t·,:,',;

r'?;lxr _:[ l~:-;:lI:;! : " 1 It~-irnl ;;; ,( ;:;;:' i: 'i.;:t:y Ir:rr 'l ""1 l]i'::II :ii~ 1 r'y ~<+].! .. ::'~:~.'. :. _ ... ~~:( ... : \:': : ~.:~:(~ :;;~:~::

' i:'lkl)!\~I': r;·xf ·'·;~r-/r · •. ~:m:,'·I · .. , tit I 'j:l;l~:il [i21 :~1 'l}t~:I ' J~j~-I

t;~ . Li}:

'C78'" '. r'I" r'r r;: 1 I:::>ll;::;( , x : i.; ..'. t ;:) >:_, I " <~ ". ' ;':"c .': .... :·;:~x :: .. :.~ .~.<'." .. : .():. _ .::~.:'.;:; . ·::1::

,I:'.,ij x!i:jl.ltJr li,{J ' 'jj ;;]:fl 'I I~;i1:I : I ['J~ . " ~ ? l~r -/I 1:'-'::] :1": /117; ~:(?i ilL~:.

f. a:\::'~

fEtl~:~J-;~ 'x

~ )( ....... ;

l'~J~'~~, ; [;;ll'!l .~:'X t'."itl · fG.(n ··lB.~~.:··IlK7. : ';'. :~ . I::':~r x tC1'} ·1:':?, t;~}

W~;:I: F:tllyi.],x,I'f" .,. rJ);;I :; '·I!:~~; lr~~'~J.·'-TI;·*

!:I;,·:I·.··'·-I::;f't!:' ·r:,;;~ '.~·i l },

r:"!; I ;X ·.~. ~'i~': ·~.~~i·l

:,'.;.'

::k· .'.,. ...

:<:,:;':

I: :;i . .;.~,: .~.

N ~.' .: .' .

.' ." ,;:~ }I "1 :':~i X . .. I . ~~;8ilf:~ Co .... ~ .... :;ii.;~ i -':' $I: • .;!, :-:. ·i ~ i2,J;l, :; '!iii! ....

::r. ::~ -t :.;s.. t " r:;; .;,~ e ::~ ' 6

:-I':""', L:::-::

I',··:: , . ,.' i l ·.

E'··,· . :.::::.< . ~:, . :.,

..

:r " ;

I

i,:.· ... ' .. ,.

'

· ·· .. 1 .. ·· -r" .::.~ '.: . :.i .:,' ".

.l\;:' • ':.[ I

n:~:' I . " .. :.1 ; ~:':

...

ACIIJ;ci ~\iu\llUtI i .

ncil~ f;\"Jr" tJii\"c

"'J':)

plI1\il' HltPllf':irm· .

I;':!;l* j.i·;:;lIX;\'J,,·:f;,. 'I"'''·':' , ::~.:

I}S;~fl·· ···T0 ':.\\'. ..E.::i;·ij

• . ' n\l~lf*'lttliY'\Wh¢s(liiIY" 1 f ill~ 3 .... i(ct1l)i~'i)II1;:ifiiliTd)'. tlIIIIMthLdik\iS .~puu~\." (lpJC!1I:UUY!\l ~1i1lt!t\JII, .. lnh\."a..'\.'I!I!iJd)rI\Znsdlhlirur;!I'.{\nh~, HlEiI'rJ,,(.illy hdd hi Ihi.'. lib,with 11.\: 'l'<lq~.:tlriJcn<'nd\!III . l:ln fIIr.". ImirRUfcliUiC( ~ij~h~t~,ii~Rl)fki',j' "lllue, ItSllp(JmJjri:,!~. .'.

~: , ~ ... :'

Prior r.ditiClri~ ('annol he ll$Cu.

· !\!· .'!-'t<IHl,;\ f) \ .!HtJU)

~C r R P<u1 ~h'~ \ . ~ t nlk'-" t,t (1II\I,' rllllk'IJt I ' IIII\,.,

IRepnrllng [ndtv,Juah Nallle

David H. Stevens

2

3

Assets and Income

1II (lCK .. \

N\lncO

MFS International. sMA (Confd) -Unibanco

-Vodafone GrouP. PLC

-Wpp PLC (ADR)

4 IEagleBoston Small Cap Core Value. SMA --AGL Resources. Inc.

5 '-Alaska Communications Systems Group, Inc.

6

-Allete Inc.

7

---Allied World Assurance Hldgs

8 '--American Equity Investment Life Holding

9

-Amerigroup Corp.


iL\:C NUlllher


reporting period Bl.OCK B

Income: tvne ami amount. Ir "N(\nc fOlr I cs~ than S;2(1)" i ~ t:hl:ckl!tL nil other entry is needed in Block C for that item.

.':

i:·," l: :':;': : ..... . ~ =-:

~ ···· §~; ·Ii )i :~ ! ': ~ ;~' I ;i' ~ ;~. ~ itft!: & ~:~:; §. ~~ ! .! ;I: .r. .. ~ - ~ .., .. ~. SC ::+::. , ...... ' § .]I~.: !- '.p.'

W;; ":' ,,: .;.!; . ..:. . .:.. ~i' S ~ ~: . :i;:· ":1 ~ i § i . ~ :~ ~ . :; ~ ~; ~;: § ~il ~ ;r :: I ;I~ ~ Q • ,,~ ~ .s fi. .;: L 'l . :,\Ii, 1 'r: u \~ : -1> z: :;; ~;;; ~ 'i;:' 1;1 ~:: 0 ~~;. ~ ~~i ...., ;~; ~ :;g Q

.... :~.:-:' "",: : .......

x

.. > x x

x x

x

x x

x

x

x

x

llt.O( ·K {'

Tvpe Amount .~ :'.:~

r,.>:. :" .

[:<,::

_t.··· -: .. ::': :; :~"" ':"',;',: ~ :' x ", "." " to " : . ~ CS .. If./: 2 ·cx a:;. ;~~': "j ' :: :9,:: i;'; ·il:. ~ '9.' g :~i:; E i~: ~ :~ ~ .~ ~ : . ;; ,;:~., .. tii -; '.!', g '-N. 8 & ~ .... :if: ....... : g" " '. .. :~> .5 )~~ 7.. :.m'" . or. .~. s: . >::::: :': .. ,'- ';'.:' ~ '.' ' . f.A GIq

". . ... :: ..

x

x

x

x

x

x

x

x

x

8 <:<.

~ Z; , .... g .£ ~

(llher hll:ltlllc

~ « ~po:cir,

rypo: &

~ ~ "ClUJ I

s: Al1IuunlJ ,::J ~ ~ i< ~ I ~ It'; ." ..., .. .. .. .. ~ ... C .... <n

27

Date rl/o .. /lm:

Yr,)

Onll' II' 1!llnmana

·Thl~ clltcg"r}r applies (lnljITlht' asscillnco1llcis stllcly that ()rille filer's sp(lu.~e or dC[lcndcnt children. I r the asseVlnwml' is either Inal of thdller (lr j ointly held by {hl' TIler with'tEe SI'<lUSl' or-(fc[lcnilcnt diTWrtn. mark lh~ \lth~r hight'r calegl1 ro~s I1f \alul' . as appropriUle.

Pri rH Ediuuns CannUl hc.' lI~t .. d .

, SI' 2'~ (Ro" fnl~UI~I)

28

DJilC rli-t(i" IJi1l'. . :r".}

Oulvif' ·Hllnt1ruriu

'1'2")( lK\!\. 1I't }I>flll)

~ l F it \';'In ~t, q

'.\ Ollh,,-llf(II I \\.'1l1m,:nlllln,; ...

IRepuning lndi\'id,,,,I', Na"'e

David H, Stevens

2

3

4

5

6

9

Assets and Income

IlUX'j( !\

NtlncD

EagleBoston Small Cap Core Value , SMA (Cont'd) -Comstock Resources, Inc.

-Constellation Brands, Inc,

-Cross Country Healthcare, Inc.

-Dresser-Rand Group, Inc.

-Euronet Worldwide, Inc,

--Herbalife, lid,

-Insight Enterprises, Inc,

--Interactive Data Corp.

--Intermec, Inc,


)4l~~ Numh~r


reporting period llLOCK II

.. : .... :

=:- ,"'. :~:' l ~ :~:, § :'~~, ;:; " l!l : 1:5 2 '~:' ,,$ , I:t ~ § ( § '~: ": ' q ;:'!i: sc 'l ' ~, § :~ 8;~ ~ :C!!>~: § :;.;,; C! '~f ~ /#', ~l J :!f :~' ;:;:~ '1 ~. §':~:; .:. ;,,!, ~ ~; ~ :"": lo ..., • • , ... : - ' ... " • "g.: 8 :·,a, ~ '-:g' ~ '1 :

.~ .:. ... , - ':$ g , ~', ;:; '~', - .:g,:....;::-' 'S. ',lj;, I: sc g 8. :.::; <;; . ~'5 ' .. :2, SC ';~ .. ;;~ .. ,:li: ' -. ' Q .. '~ ~~~ ~. ~ "':' ~'" . ;;; ,t!, ~ ''';, ~ " :: 0 :Zit ~ ':!!, 0 :i :.l :! .... . . .:.\ ~':'~:: ' ::.": :~.<

{:

x

x

x

x

X

x

X

x

X

Income: 1\1')0:: and amount. If "Nnne (liT less than ~2() II" b o:hcd;cd. nn other entry is needed in Block C for that item.

BLOCK ('

U'l!.e Amount

.';','

':= .... .;. . ,~: N ' ;~1 ~,:: ~ ,;.,, 8 & ,~ . ~ ':, ' 0';;' Ct. "t;- '- - SC Si1 8 Sf· x

.;g I:~ :~,: t :'g ~ ,~ ' ~ ~ g ~ § ~ Si1 I: ~ _C, - ~~ N .~ or. ,:18 _ ~ • ~ as ~ -::Ii, ~ ;~ ; ~ i\;;' ~ ,.., :;;; ... ..., , 5: • 52 __ ,.,., ..... _ ",' , • , •• as - .", > 'e .. ,'Q; .. ," - - ' ... -,... • g '"' S .J:IiI' .5 ~: g .; : & :lit § g , 8 '&. ;;; t;2 ~

,";',": Z . :~ : - :~' on ~, j g \:; g .. . LIItI~""~~-"''' ~ .." t.f7 0 :;j ' 6 I: ..•. :··

x

X

X

X

X

X

~ X

X

(hher In~()ll1c

(Sp':"'!) I'YI'< & .. \clual

,I\ml1urllj

29

.Ilmc (,\lcl" J >til'.

Yu

On" If Honoraria

• This ~utcg"ry applies· ulIly iflhe usseL'lm:Ulnl;is si,rctyihllt uf' tfl~-tTIer's spouse or dependent children, If the assdlincotnc is cltlli.-rtlHlii>Til,c filer "i.lli'imly hcfcJtiy the fIll-r wilh the Sp,iUSl' "I' dl'pendelll dillcJrtlL mark the "tlll.'r Inglll'r catcgpl'ic ... of \'alu~. as :tppropriatc.

Pnt\r t .. dtlIHn~ (';lnnl1t l\l.' {hoed

\1'~"!ilRc\ (I; .!nUhl

~ ( t k flalt ~fl '4 t· ~ {lHkt.: ,)1 (10)1."0111"':111 I Ulh:\

fJfcpurttng h,dt\'lilual'~ Natl1\:

David H. Stevens

Assets and Income

131.< )("K f\

N()ncD ..

1 IEagleBoston Small Cap Core Value, SMA (Cont'd) --IPC Holdin 5 Ltd.

2

--Jarden Corp.

3

--John Wiley & Sons, Inc.

41 -Kaydon Corp.

---KHO Humboldt Wedag International

61 -Kite Realty Group Trust

-Lennox Intemational

61 --Lions Gate Entemtainment Corp.

91 --Macro visIon Solutions

:::-. & -."'" ll§ .5: . .r. . ~ : '" " Q .• ..... -g 8.

• 'Z,: ;;

IX

I IX

I IX

X

X

X

X

IX

IX

SCHEDULE A continued (Usc only if needed)

age- N IllllOCl


~porting period BLOCK B

Income: l\Tlc Iilltl amount. Ir"Ntlnc (or less than $2{)11" i~ checketl. OIl other entry is needed in Block (' for that ilem.

Bl.OCK ('

TVpe Amount

• ~.I p.: ":"' .... : 1<'

. . c !~ a ~ Icc; " ;'T :: .

. x -I' xl. :.!\f § .~: 'Ii' . "i:' :":;" C " x § : ?S : . ~. , - :"~ .. : vr '';;: -; .... ':. .~"; ,,:: ell " • ~ :§ Q : ;><; i g ,.\i:i,c ~ .~,: ~ ~. '4;'1ii . ~ .: .... .; '~Q' 8 ~ Q §

:-ai,' :: ~ ~ .;;-: ~.~ . '7 ;~: §'.~: C jl 'Q, .5. ~ s( ii', a,;. .r. 9 ;:' ~ 1,:\i'Ji' "" ,. , : ,', 0 :8': -g,: .~:: i- ,~: ., .~: .~:. li ~ .... ·wt _ ~ "'" I '. ' ... - ""'. • . <:> ...• Q ii·· 11 ,'2·: "'C 11" _ .... _ . "" ¥I' "'" I • ,... "i - ',er <=> .~ - '.:, q ,~,. ~ ':;"', - ,1;1\' C :S',: li "" 0 ..". •• .... _.Q . . 8 :~: 0. ''''1..: ~ :" i:~: ... ..:iji" i.'" . ~ : .. :: ... . . -;- " ;; ... - 8 x Q,.

" " -;.:g ~ g. !o' ::~. ~',;, : ~ :":t: u :1';; /i'; ~J I: i ' <=> .~ ~ 4i! ::i !ii' 1i!Q: ...; :t;; ~ ~: 0 ;;: ~ ::~il 0 I:':; I:l ::.: Q :#.!.: oS ;::,;: ~ : ..... : :; .;.; ~ ~ ~ ~.

'~::;:~:: ::~

()lhl.'T Income

§.

!I (S",,~,ty

Iypc& .. 8. .'\"1",,1 <:> Arnllunl)

I v.

-(01'1 .. i

q :;; or, .... ... .. .. .. e ;; 0

I x

X

X

X

x

·x .1111+ X

x

X

30

[)utc (.1/0" J J<ll' .

Yr.)

Onh If' HOllllrana

"nils ~UlC~(lry apflhc~ nnlyrfthc u~~Clftnc()mc is snlCly Ihal "rtlle liIC?s SflI'USC nracPCndenl chllifren.lftlic assetlincnmcis' cilhcrihat nfthclllcr nrj(lilltly held'hy the Iller wiih th,. S(l('USl' nrdcpl.ndelll "hildrfll. mark Ih,' (llher higher t:ulcgnriL'S (If "due, tlS 3PPl'(tl'riulC.

I'nltT Edmon:. '('imt1ll1 Ol" If..;.C'd

,'\t' '': '!XfRl'' 1J\·~tKl()J

S ( . 1,' R Par'! :::!(.\4

l" .S. (Hlicc \lf~~.mc't1u\~fU t1hu.::-. • IRcfijlitll1\lIiiIli\1(liliif'SNilIll1:'

.David fL$teylin's

~ ", . ..

-Assetsanffl'l1(!ome

Ik()('i:.1\

I,

N'iJl~D

' j " I~ie~:~f.~~SillaJ[Cap Criffi Ijaiu"e;

. ....·Medr!ax.IO(!,

:3'

-Net:' t1E'P$ rechnCliOglQs~lf1e. " 4 .

I I,.,..,NtiSkli1'l::nterptiSfis;,:ll1c;

7

,.,,:opliOnsxp;ess •• lnc,

.~ ii " .... p~~inetrj~';J1echi:ioiogy

SClllLUOLIt Acontin ued' (USC' oniYlf Ilccqcd)

rffi\I\~Nilll\li,,,,

31

ValulitUinofM~tS utC\O'SC()1'

rCr>brtthg'~rh;d ijh(~ikU

.llnt'tlIiJC::i~~ni!atidliri!(IWJl. If'''''~lmc tllt ;1~s~ihlln '$2Cl1 '''j~Ch<li!kJlL- rin othet.cl1/ryJSllccdllt,hli H\O!;kC r()nhal · n~m,

J;\ r' ·~~ lJ i ~~~'~~ j 1r! '~t·W"1, ! ~. :.. "" . :1" . ,i, 'cl, ,;iji, 'i' :" :-, :;.: ~ :,,: ,>. ,g. ';l

U1lWKC _

1:, r • - ~ I. ~ '1" '« I' 8 . :I'§;: §' ',' .,.::~ '~" l;'· t( '< !,~, ,- ~ ~~ '" Ji; '.!I -'" . . <=j; - • - , :1.' '" "... . ' _, " • '" , , ' _ ./! ' ,.., ''!:j , ~ , - - ; ~ ' . N ,.' 0'" ~ '-;.'. ~ .'/," .; '. ~' ~ -oil' !Ii! ~ ~ ,I ~~~ ~~~; ! ~ ~ l :!' . J , }, .I ~!;§j ~I~zi ~!~ .. "', " '. I, . ... , - :;... =: :8\ 8 ,~ ~ "I' "g , ?P., '= .(R: ' .. '~I' :10 ~""" .., ~ji; ... . "' . :."..,., .,;.: .. -·1· .. · ·-.li

' 'Q ' • ,-, - '~ "8 'I 011 ,'~, ':1 /oiI'I ;,' "' :'!i 5 -'ill: 'E ' , .!. ~ • "' , I ,- - - ,,' :'S '1'\ ' ," " ...t li~ '8 ~ ~ :g ~ :- . ; ,~ .~ :. ,td,,,~ il ', ~ ~-e:' ~ ~ : )! ~ ~ ~-t, g '~~ '.~'. igi; .~ .. : I' : ' ;: • ~ .".: .... .-,;' """ N , ~!ioit 't'l ' • it ~\ , .1It ) ::: ,~, =- ..t" ~"" ! N ' 1 ~ 1". "':" 'vo ' .'....,? . iJI. ,~ , . # . ,II!\, III !l"- ' ~ ,~, -"'" ~ 0 ~! "'" ., ... ~: W '" ... , ',!iI'.: - .'r.:; II'; :"",' :;;; ': .. , "" "~~' 'i~O '."1 0 ':'.-: . ~~~!!l~.. :0;~ , ~?;i i Wi? .~km ';:,;, ~;;:, , ',l.>.. · .:;~:":;~;~ ."~ 1:.:;:;' '; ,:

[;:}I xl[l;]r _:tf{ I :'I.:~H 'II];'jl 1:~!~I~L~,t1it :lff~I:;]~.::~-~ [[;,1 ,".J /:'; ~ ;jlx~n! 'I~l~flnIlWF;l'll~ I· t :~': l xl)·}:1 ~l.r,l:Tiltm~1 r~)~l,'I ' ~~i11!'f~t; : Irt!~t _ J~tnx~~Plh.': r;'::'I~'filll , ]tNfir::t l]i~:~tJ~t;ij;1 t~,;l~llKtl;:hl 1 . .' 1 x 1'.':1' IY;,li ··· •• ri},ll,i:-rT-]~r·l~mJllrmrJ,x! I ;'!· 1 j,[L;:: ..

1;'(1 xlrJI r~,~il " lZ~!: 1 J);,tl :\'J:miJ~f~1 j~2[JfllRl iltjr.

,

\,q ....

.. i J .. I ;:~::

I: ;" ,

'.

,.t)thel 'lII;iiiit~ i~p,~i l) T~l"'& Act""I,

.-'\100111111

I.>mc IMi; . .[111t', 'Yl'r

IhilYir fI(lfilii:lC':/i'1 .

rr,Dl~E11~;lr r~1 tl:fii~111 li;,~I[I -'ooF;~r:t':~1 Itt • [ i::;::j xl :;0Inl ~J{;tB q1~1 ... t~'if:1 It'::'.llj''-~ltm :HH,; (i ;,.'

' j "-\--I-----~-"-'-.. J.,-! -.:..-...I

...

: ~ ~."' :I ." . ' r~?lx Ii'.?t !~Ull<J' 'Ii;;:!l;j " r:~ljI4~J;1 ~~~;11: j'1~ ,r"i" •• t:.~l~!l\'rY~ll)Ii~~ \)111:-1' I rdl~ ,~iI~i!ilil:l1in~ ls~ol~lyT\iill' o:nniHjrur:li sPi)li$liilr.<I~~tld~nt chlfdrcil;. l r th,~a~$euTnc<'-nlliis. cil!ii!r:illilrtlrt}1l!-':-iffi.'r. i,r jiilliiljlidJhY iliriTIT.:( , " ','iii' (liiYsi1UiiSJ,( liJl:j~Ul)~.ltIc~flHilrtn,

IlInrkl!jc, 'lIh~'r, ljil!ticr~i1!C1\~ln~<s .,F\:ilhll'; 'i. iii,vrciPr\iiJt . . - . . . .. _.. '.. .. " ...

x'p:!:J ll;:;il 1'1:) I 'j

l'ril'r j"Oll,un, ("anI;';! he IJs<!d,

:-'J'.! 'X I K~'\ III ~llIXll .

5 ('1' Jot (lar12hU

t \ Onh.c IIf ( II)h:mrnl:nl I {hK'

IRcpnrttn1! InJ" .Jual's Name

David H. Stevens

2

3

5

6

8

Assets and Income

flLOCK A

Nc>o~D

EagleBoston Small Cap Core Value, SMA (Conl'd)

School Soecialtv, Inc,

--Signature Bank New York

--Sonicwall, Inc.

--Southwest Bancorp.

--SPSS, Inc.

-Sterling Bancshares Texas

-Syniverse Holdings, Inc.

-URSCorp.

9 • -Varian Semiconductor Equipment Associates, Inc.


Jag~ Numher


reporting period llLO('K 0

Income: tvnc and amount. If"Nonc (or less thun S;201 \" is dll.:d,cu, nn other entry is needed in Slock C for that item,

.... : .. -F· .. · ;~:.;: ':i

Type Kl.OCK ('

Amount

::: ,'. . ". x ;i§' :1:·, _ . it .. ~. 0 I '. . ,,:, ,: 0 :.' g ... .... ;S!. ~" . :';' " '.: , N ~ q, ..., , " I' .,l!!S, • ..... ..:r:':: r ..... . 0 . . x . g " . « :§" ~ .:.... :1', .' ':::1'.' :. ::. 1; . ':." x . _ • x ~". -n:tJl.. -.. - . '.. -. . <5 ~ i ~ ~. ~ . x ~ § :Itr.: N '.¥." ~ ;~'. '" -'t· /l;.. .... :;: ::: ~ :C!> . X ~, _ ~~ g .11) § ... ~ Q ¢ ~ i1. -. • ~ ... .. , § ..... 2 .e " lI>':' ' l'I, '" :~' :~ 0 '!i 8 _ ..., • '" III !/'iI. - .~ . ..., :~ x : tr' '- ' iI:I,' ro' :I:\!.:' '- ' ''': .' .' ' . or. . '" ii5 • g ~ - ~ "'l 1 I . 't-. Q -:. ... -.;& .. _~". r- .' . "" ..... ' :: : a~ ~ '.~'. N .. ' - , ~ 0" c .. '" , • ,~. - - ..: . ~. 8 . -. ~ ·11·. il :1' -.:I /i·: ... ,.9: ... '",,:. "" ......... • • _ • $ . ~ . ..:. "" - 'S 8 i·... I"' . 'I' ~ .,- ... ,= f :::~::: '" ,':;j' -E. ,~: ..: .';':: ..:. ,. .... . - ,~ ;;; § ~ .. g 8 : ~ . ... ", .' .. .:~ & :s! '- .. t .- .. ': ',:' .' '', ".: 8 "'l..... ... c ~ '11.' ..: S ~ .. ... p'. ~ ,~,~ u:if ;. : .. t!: ~ ,~ C , .... : 8 . . ~ ~ . ~. . g " . ~ 1"

~. :;; :;.;, ~ :~~ C! .~ . 0 :~: ~ (~f o:~:: ~ :~ is ;.~: .s ,~., J:. :'~: ;;; :~r ~ ;;. ~ . ~ c ;;; 0

. : .

'.'

x .~

X

x X

x X

x X

X X

x X

x X

x X

x X

Olher Income (Sp<..:if)'

1')'(1C &.: Actual

!\muunl)

32

Dale t.\ In.. [lm:

Yr.)

Onh 11' HOllorarm

This Cl\lcg •• ry'-applil-s onlYIl"lhl: asscti'IICtlmClS soh:fyTh~t oflhe liler's spouse or dl1'Cndent chIldren . lrthe assclfmctlme is either IhilfoYthe filer or .iointly hcltl h)'tltc liTerwi'iTlihl' spnusc or dcpl.'oocnt dilldrtn, mark the vlhcr higher calegOTll'S of value. as "ppruprialc.

t~(.\f Edlljun.~ ('annot he t'sed.

" 1-2'?NtKl'\ l)"' , .!tmm

5 ( . r}( P.U1 ~(l14

.. ~ ' .!-t ~ .nk\." 1)1 {,U\CfIIllIC"nt I"hh':~

.. ·~ll(lttlljg.lriilI'·li.lil'I!~~NiUI1"

Oavidl:'!. Slevens

A~~cili'lI11d rn~OnlC

m:(i('k: <\ ..

N,j~~D

. ' " I~IM;Mld;G"p:'Co:fe;SMA' -Adobe·Syst~ms. :I"c.,

• :! .... AiY\dOCs. LId;

" 3

.. ldAXiS·Ci!·pilal HpliJings;lfd

4

.,.,..BJServices; c;o. , ·!t·.

., 'j"'-'CtidbUry'S¢I'iWeppes, (AORj

6

..... ChCS3paakeSrieigy

7 r ~DeIMonte:F.oods; ··Go.

a *"'-neroi:tat HdIOlO'Qs; InC'.

SCHEDULE-A continued . (Use t:ililyjfn~eded)

rfl~c Nutrtl'<:l

33

Valulltlilri ti(ASseis aIClo~of " .... -locome: ·t\·ooand.;uol\'lu.nt .. t'r:'N(lOlHDrlcs~ IJtun .~~(\ (I'til'; ~hl~ckc,Ln(\ .

9tn:c:rC.l)ltyllillC¢l'led·ili Bl\;ck C fOrln ... 1 itcrn. . reportin!:t'pcrlod '. rkt.\i:.Kli ' 1 . 1 :(ltfk;'K:t'

·f:;;11· xl,·I: · ' , .: ... : ~ .. ;:: :

.,. , :.:, ... I;..·, . . f:;]rl:'IJ:I):l . I '~ili ntx][·[,: •.• · •• j· ·.·I·'~!I

r .. ··";'· /· "'1'7-C:l' '1';' Il '''1 1" '1' I ~::" "I ' I '·';~:t · .. " I ~'" , I .. "'1" ......... : ........ ' !" ;C", ":',';' .";'.,:" .". ";.. , .. :c." .. ' '.' :" 1' f I I'" '::' '. .)' .'':-; .'. : ;;I:~ ' .. f,;';''''::j . ::.'i: .;'!:;, x·:~: '.. 1':.. .. " ". '1'" "1 t· .. ',

· .:-., ... :: .. :. -:. ~:.: · ;:. x ;" · ... :::, ~)·1.

" I~" I t"'" . ;<' x r . .... ,.. .., ... I... !. , .. 1

. ! , ~,.'.- ~' mr ,E0rIISI -~I . I;i~}f · \;;:i,]xJ;:iH r. IJ~::il "'1 I" :" '" ,t\· x ij:', .r:,::'rtZrll -r;lf.jirJlr·i,fl]""-mlSl . fiir1f?l'

:!".Ii< r< ·1':',lJ:,U "lli·,tr :l"~:IIJ:": 1 Id11 1:';'i[?<I::!iJ n"l ];-, .

} ... ·. Ix I~·;'\ ~ll--~ln~~V~i;J]0I . I{~~ l m ·lr!j·.,1 H:rJ:K\.u::·ll.:r[ I.: .

t'··" I ·I,·n·:·"' 11 1" "1 1'11" '11"'1 1'11"""'[' 'I·· .. r ' '1 ,. n <,. "j' : "<'.:.,:> ?;~ ,., "'.: ....•..•

X t~::·:.E; .... .'~:v .;' !:·t-'::-':r/ ;[:'d .':;i X :)l'':

' 1 ' 1'''''' I': ''' nl '' I'"-"I'' ' "I:~"'l-l8lG1 1'····ll·· .. ·".·1 \· .. ··"'1· . 1""" 1' mI'''';' ,'' ··' x· V:'i F" :., n . : " .:,. '. 'I':':;L l!·::i· j,: \';:':' ':',;, ~~ii,'; :... .>.', ;1::1 .. 1

Oih~r hi'~llrii: J Spi.~.!b t~i","k ActU:.l .

A,,'ouitn

. . Drill!· "W\I . I:~/1'.

. 'Ylef

'fIrrl\"if H(illi.ir:i'r'iu

\I " ' ... :' .. ' ". . " "-~I"': I ' : " ':ll:~;':' JH"T:::<ti r :': lr>l r:'l '!'/"I \'::'::1: 1:::;:1 \ '. 1 r :": ;...,;.GenulnePartllCQ. . '\ ~x , :<.j: '., ;:.( j, . ~;// /:: x. ?>, :; . :¥ ..•.. · : ... :-. . :.: .. :.. :;: .. ;.:.~... .-.-.. ~ .. ..• ;y:. . .:-:~,... . .. : .. :,;: .. ,::.;;,- ... ;;: .. <:; ..... :. :-:: .. , . , · t • ·1 I I ,

Thj~~lIlc~GfY' "~Illi~';jlmly. i Flhf! '''ls~~ili n~oillc. i~ ':-;fJl\1');:ih:iI(lI' il!b 'nlcr'~ ··!I'JX\us~c~!~ .i1~flCildi:1Il ,children, '.11' lhllai<.~clijn<!orne t5iiiiJ1lCMf!I'Jiiflll\lI'11v11Iij'''Jlt!yIIL'!tl' hfih(~ ' lncr Willi. ih~\pt'lIsl~ l.rd"N~IMlir~lltl~rtn, _1TI~rk Ihl."lIllh:rllii~h~I: ~I,IIi,'.Ili.iii."'llr\'Jlloti •• :r~,, ~i'ii)t,ip:i:hii.~', . ... . . . .

fij-l"ll"l- Edlli(ms Cilnm,tI he Used.

~1'2"KIK~'\ ')"!UOUI

I (" I· 1\ I'.n ~(,'-I l . ~ . ()tli~l' nrc im,t.."1nml'nI I tllh.!'o

IRcportlnl' Indl\'lJual's Name

David H. SIevens

2

3

4

6

8

9

Assets and 'Income

IlU){ 'KA

NoneD

AIM Mid Cap Core. SMA (Cont'd) -Goodrich Corp.

-Hospira, Inc.

-IMS Health, Inc.

-International Flavor & Fragrances

-ITT Corp.

-Joy Global. Inc.

-Estee Laduer

-Legg Mason, Inc.

-- Linear Technology Corp.


agc~


reporting period ~LOCK B

Income: tvn\! W1d amount. If"Nonc {or less thW1 ~2011" is chcck\!d. nil other entry is needed in Block C for that item.

Bl.OCK (' ;.'

':" .: . Amount

?:;;;: :';'i~:

f ' •...• ~ ~ . ~; i I ~ i{. ij' ;,. ~ ;;,. . ~. ~ '.1: ~ 'i~ ~ :I" ~ :i\ oX ::1: :Q ~~; § :·Ii ~ .. .... : :,;a; :.:. J '. . .:. 2 .. $1 ~ .. ~ 2 ~ <:>

4)IIf ~ ;- ...... .~_. as : .; "" .~: " .: ' , .. ~ _ . . Q q: , ... !; ~ ~ ·111.· llili:.: S . :: ~ ::;:, 2 :~: ' ;~:: § ~~ ~ ::&., ::~, :;5; ~ .~, ~ .S: iii · Ii:: S '~ ~ ";I. <:£ .J/. - .~ ~ . ,:- , .. ,,: CS '._ ., - :~.: • n': .. .... .. . .... .t@ . .!! 1i!i N ~ - . ~ ..... • Q _ :5 ... . "'" : j • :-..... - ..... ' - ,~ .. g ::~ ~ '1:: 1l :;11' -.:s .,'9, - ;Q: . .. ....... ...,.... . .. , ,.,. • 8 • . ~ . ..:. :~"": - ::8:· 8 ; .: :.i : . . : ~ : -i "'" ;:: ii ;S: S :::~: rJ .'1:: ~ :~' . ..:. .':" . ..:. '- . =8 :;; t;I ~ .! 8 ·8. · ~ .: ., - : : ~ , :. C5 ,i . ~ to " . :~ t :~ ~ .: :: to ?s; .. .. ..;: '.11. 8' ~ . . t; a: ~ .~ ..: .j. ~ :~. ~ :I.: ;. :!:; iii ,~I ~ >; .. i& .E ./ti.: c "'a' .s :a: §. '~;.r . .r. .~ ~ ~. 6 ..: ~ 1'-: . ... . ~., "" !t;; "'" :~;. 0 :~i .... :::.~;':: .... :Dl Ld > :: Q :$, - :: :::: ~ :: . .... ~:' .... ~ '" .fA .... ~

.... '

x .> ~ "r;'·:;· x, :",:::

.X

x

x [7

::;,;.: ...•

x

x

: ':'. I,···.,

x ... ;.. :

x .... ": '

x ~ .:.

x t:::.··,;

Olh':r In~()mc (Speet/) Type IX. ACluul

Am~lurllJ

34

Dllte (A·t(J" /)ul'.

y,..)

Onh' if Honoraria

. , . I I 1 I ' " 1 I .• , t I ,'. _. I , J t I I -This catcg()ry appli~silnly iflh~ lls.~~litnCClOlC is solc!y tbal ufthc flIer's S(l<'USC or dependent children. Jrlhc assetJmcmne is either that oethe filer or jointly hdo hy the filer wilh -tite spl,usci,r-o"pcnOcnt chl ld,t" .

lIIark Ihe olher higher cUlegoriL'S of \'alue. as apprnprimc. I~'(lr Fditi,'ns (, ' ann(l( he llst.-u.

" t':"K( ~l'\ 1) \' ~I:IIHtl

~< 1- It ,.,," ~h'-I

I ~ O Ili""lll \ '1l\l1UlUl'l\I "Ihl~"

IRcl'ortlll~ InilI\"lJ""j's Name

David H. Stevens

Assets and Income

III ()(" K ..\

NlmeO

1 IAIM Mid Cap Core, SMA (Cont'd) --Marsh and McLennan Companies, Inc.

2

-McAtee. Inc.

3

-Molex, Inc.

-Moody's Corp.

5

-Motorola, Inc.

6

-Newfield Exploration Company

--Pacliv Corp.

6

--Parker-Hannifin Corp .

9

- Penn West Energy Trust

SCHEDULE A continued (Use only ifnecded)

II'H!!e NlImhC,

Valuation of Assets at dose or

rcpmting period IlL.O( 'K II

Income: (\'ne and amount. I r "Nollc (or kss than $21l I \" i ~ t:hcl:kl:ll. no other entry is needed in Block C fo r that ilem.

Type

= ,§ 'i ' ~. . . - ·s' .:l : ~ :~: :i ::' .' . . ~ <I =1 25 " • ..~ § :~ ':~ ... . . :t1 II . - ~ :. . . ~ . .- . .r, ~.: '.:=:: _ '..; '= " ~ . = ~ ' . . = .§... ~ . .... ,~ . ~ ,.~ ~ ::19. 'a . . it> .s . -

<!5 g .. ~;;.; -: .¥t. ... .: ':: ... ;:0-. ..... ~ . 1;1 '" E .r. .* - ;' .' ... 'Wt <= .... • .• : 8 :.s.: t- :.l-!:"~ '; ',d'-': vi .'& ~ - - Y.I "" .•• . • ' . g ':- :. - 'I .: ": . "'. ' : .... .!I . ~ N .. . .... • • .'_ _... • ~:" Q . 0 .~: ~ . ~ :~. .. ..."..,. ""

Q t...... · -~o Vi1i u · C .. - '0 '" I -- - .~ e ·g: g :( ... :.~ sf .· ··: ... " '~: a ,:~ .. /~::: E ';'. _ ~. _ fl 8 · ~ ~ . . ;05 · :!S ;.: .: ; "~., :: Ji:. ~ '. '.: .. :a; ~ ..:. 8 Q .... i1. ~ ~ i .. . ' ~ ~ ,~ :. .. ~. .. . =: .~ ;~ . ;; .. ~. c ~ • z " ;:;; (jIO ... ~ .... ~ 0 c:; . ... . ~ . 0 .~. ~ .Q Q ~': _ .\01 .... . ~ ;:;;

. .. ; ..... -... . ;' ::" .'

x x .', x

x X

X x X

X X

X X

x X

x X

x X

x ++-X X

B1.0CK ('

Amount

' 2 = ~ ~ 1 §a>~ql·8 . :::g~..:~ .~~ . 'A~W")~= -•• i"i$·;;€ ;;; . _ ~ _... . i i$ "l. . 8 .~ 8 ~ ;:;; i;f .r. &01 ~ .!l . g ~ t ~ ': ~~~O":~ .... 0

( )lher In~oln'" ISpecilY

1""1"'& Al' lU1l1

AI1lLtUnl)

35

Dill, 1.1/0 . Om'.

y, '. )

Onl" if Honoraria

• This ~au~gor)' applb t.iiT)'Iltfl.: asseVinCOlllC is st.lety thaI (.rth~ IlIds spouse (.r dcpcnllcilTcllifurcn:IT the assc-tiincome is dlhcr lhal oi the filer or j('lnlly held hyihc tikrwith Ihe SPOUSc' or depenilent ~hiIdrtn . mark the' o lher higher "illq~()rics Ill' l aluc', as appwrrillic .

Pnur Ellllhln!' ('anonl h(.& l ls,ct.!'

.",,; . AI~c.:\ Ih:tltlll)

5 r F R l-i1l1 ~t) l4

\ .... \ <Ulk",·uJ'Ci\I\\.'1uTlu:1I1 (·tJu\."!'\

iRlifKiUillt hl.dl\')thlllrfiNl'II1~

.. David H;$te'l",ns·.

A§.'il!is .and'lnC(ilnt'

lI~tlt 'kA

N\,i1cD . . . ... --~. "'.... .... .-. ..

.' L : IAIMtv1IQCap;·¥,~,$MP.{90nt'd) '. FPeople's Uhiled Financial

.. ,'

SCl-IEJ)utE A\':ondnued (Use ()111y .ll'*':edcd)

·/(l~~N\IIII(h.'!

:36

V:iIUiitkUi'fif As..~.ts .'. :iu CltlsIll1f

'n:·p('i1itig.pc'rIIJu

. 'IDc:ome.1\'Oc :ili1d.li)111Urll:lf "Npne{(~r.li!!\s lhHn$~(lI. r is ChCi;KC\L·m;l mlier cnfry is needed . in Block C ·ibrlhatiICil\,

!it.iX·:I<.:I{ . .llIl'.l'lr'kt"

i ~ _tt I Ii Jrr~ ~~ ;iJ t~[;~i,~1 :'i , "" .g, 'i'l, ~ 'Q,,'x )3:,. ~ .~~ ~. :,1' - ;:;l;~ '~ ,U·.~ >,:': i. ' .s;; ,r.>, ;II: .~: ii :~ '. iii2 ~ "" .~ " z ':iit ;r ... ~ ~ .. .. 'r-. ' .. , - .... . C ,.'li! '"" ~ ...... , . ~ .~ i~. ! " ~ ~ I: ~ :~! '1 i~:. ~ ~ :: .~ ~: ~" :;J; i ~: ~ :2:, '.n' :~;;( § :i ' .! .\'1 .• ~ .J£ .... ~; -10'1 " t · • ' '1" :0<; ,.... - ,'0' .... ~. ',. .... . ; .,,,, _ 1!i: t'{ ::;r _ .~ ' 10'1. t ' .s:!,. , ..... : .. ;. ;c ' .. . '" . '" , . , . j:.' - <;., ' "'10 .O ( llS ,ili'!l;. i1. ;iii ~ :0. '::I :i:!' ... - :"",' 1< :":- "'" ,~: .... ',;' • ..... . ~ .. 'c.!l. ; .... ~ .. ,;2, • ,;0;1 - .~ as 'I ;:; :!"i.:, • ,!if, 101'\ ~ 'a I"!! il .ti'Ji .! E,,~' • " " , I - , - ;~ ;:; ... .. '. ~ ,-I ~ ~:. ~ ;g sf': . b :1; ~I' t ~I :~ . ~ :: :,~, l't ;,. g ;:"' ·8 i g ~.~,', §, ;'it, "; "I ·j :i: :;; i;; :~i i · ::;: ~. ~ 0; 'i;: ~J;.l: e ~',~' '." is ,~i ! '.p: .~ ~; ~ ~ ~ :~~ .~ :~ o.;g.6 "< ;'-,~;'. ;:f5:. ·.F.: ; '~i; ' i:'::; .~:~~.. • ~:i:; .. .. ::::;f; f)jj: " r;,x f':'!; i.: '~

· o.h~l· !11~(inj(. £$j"'~iI~ {UiC& Adu.l.

.I\mOlUlH

·.: Jx [::~lJ ·i'lji::.: JJC;J Ir01 [f'll 1':1~4 ·,xP;~ I ; j [';~'l " I~'~ ; I "' lr 'f~ 1 .... "PhatrhaCeufib"lpr(lductPeifei~pmeht; '1" 1 xrl rlrl ll,;"j rlll ftl r'l~fi. '. 10<::. '.:/ ... ': • . 'i" i.: ,.' . <:.' , . e: ::.;", ., ",). . ;,.} . 'ii' .::.

r:~~ ~_ /\. ' ' .• \:;; • ;;.;:;;" .. fW' i;(;if '. ",'J .' '::l': i. '. <)\:: .•. ;·:~f x';:·.\ I .J:'l

, I"'

f " ':1"1

-Piori~i Nalural Rfl~urccs ...

.4 : .'.:

.r-:,J xli.:!] ' r ·!(rn][,K~·] t:t;jxl'/;',I J;~m !1~-rJ .. 1,"':/: -·PNC. finatic'i.al Sllhlli::esGroup

. 5' ...... Polycorn

lif . . ... "'"P.reeision ·Cas!partS~CPtp.

1 ·_·ProgreSl;iveC()tp·OliiO

'Ii

. .,.;q!<iQf(; ~~w

9" -Ques(Olagllostics .

J!:.:!. \ xltJI:·':::II· ... !rlt if~·;l j~~[~~~r]J~I ·x~~lm, :1:::;1 VI··l2T,.··UI· n r;.+! Ir;L/ :r':l 'r;;;l r:::\I ·~~··1 I'::: ' ,.:": X 1':< .. t ',.;: .·. fr,. .: ,.... .:",.} ; "!'}'. Jh'· .... ;::::1" J:tl,rx,h . . .;; . · I ····~ [,)ilr .ErTiml .•• f~'(i;lM~(1 · 1~·~;tl .. lf';i';'l ~FJ'i[{r ll·:r :: \)1 ><1./:

ii ... :.X ;;;':i . ~";/I f·F'C ": .;;~:t: ':.>j 7'F~r' .' '101f""1 ··,····::; '\ .. \'8 . 1" "'1 ," 'll"IP'" 1':;"( ' n ·'::;~ ;L:l/'] Jjl,!:;'. •. ~~!1 .. ' it}:'1 . ~':~:i .. '!l~:: x :!l; .' 1/',:

::

... 1\:

' ... :.~

It ..

.• r':;: .· .. ., '1:

k ' I

!JaIl: iJ/(,~ . hl\t .. Ti·.I

.0,,,, if Hi)lUiraii.;t

~~-

'I'''''' ,. ,. i " ..... , " ...•. ,.;

l[:,',. x t/; I".)t r-:J . ~.. J· .. j:l]g~1 K:I~r It-tj:] .. l~;; .. tl? I: ,. F ' ... .... . .. . . • r • "il" " . . . .. .... . Un ' .' ." • '. l ir-.· :n n,~ ·cal~t"l}(."r(ili~.\ttlly:: i II!I\I ~~~V IJICOIIUt i$'S~,idy UIi'itottlhl'II~-r'S$IXlUS(; (t(ca(.jIti!(dcM~nildrcr\;lfin~ u~Sciiincj)ii1l~ is ,0'lhgrqUll.(li' Ill.; t11~r 'ur ]i,jl1f1y 11l:1,ltl), itif: lllcrwi III I h\!~f" "N~ I*ctCPC'II.1.('1I1 child,' n .

. Ifll.lrl\: [t\l.'·.Ulll~r;l\,gIJl.'{ CUll~1l0n(,~· ii[\'ltluc ,,~I~;'Plmllirlll~l.'. . .......... . ...... '. . .. ... . ... "'.. . .. Prior Edili'ln~ Ccu1ilOi b~ Useo.

!\1>.:!"g,J.tc:\. I}i · ~tllll"

5 l' j. R P;ln ~(I \4

{ .S. ()Jlil.l' u1 {11I\CnllllI;IU l ,tllI\. .... IRepllrtJn~ IIlJ""Jual's Nam~

David H, Stevens

3

4

5

6

7

8

9

Assets and Income

BLOCK ,\

NopcD

AIM Mid Cap Core, SMA (Cont'd) -Republic Services, Inc.

-Rockwell Automation, Inc.

-Services Corp. International

-Sigma Aldrich Corp.

--SK Telecommunications

--Supervalu, Inc.

-Symantec Corp.

- Techne Corp,

-Teva Pharmaceutical

SCHEDULE A continued (Usc only if needed)

II'''~~ Ntiiiilicr


reporting period IlLO('K B

Income: tvoc and amount. If "Non<! [or less than $2011" is checked, nil other entry is needed in Block C for that item,

BLOCK ('

',~ :';~ '1 T~pe I Amount I':."> 10:.,.:: 1"1 f I I

!/~~:~

~' '" t.~ II j : .~~ :S ~ , , ~ If . . ~, 2 :1 §. '~" 8 ,~i, ,.t '1" 2:!; ..... :, ': ... :. !S ". . ... '. . ~ = 's .c ' ~. ...~ .," C!5 .. lIt". '. "C!I' _ ;as

- $C , ~, <:$: . $C .. : 0' ......... ) .. ,.. • .',v.'. ri .IIi:. .';;0;' . .... 2 :e>,. = ... ;.. <::5 • Q " 0 Il ....... ' •. ~ .. (JIj ..... . _ J: ",cr ·,a r.I:' .' ~. '. CS . ' 0 . .... !!! .r; f il.,. - . ~t .... .. 501\' 2;.1:', I : ........ : 8 ~!: i- ,Ii'!, . 'g: .. ' .'it:i .:2.: _~ Ji') .r. );a .. _ "" ....i - CI. ~ " 1·' l ' ., ... e: *C'.' ,... '-0,· . ... .... .. V:' .r·,,·,· _.~ N tit. _ ~ t.A _ ...... "'" , ..... - . .:.. .. • "'(iF 8 "q;, ~ :1f' .., :-:2:' -.:l ,':g:, ... , ... ,: Is :..:' ..... . ~..... .' ..... ~ ..:. ,S' - 'S'. 8 "1:' :;;;"I"'~ 8· ':'I~ .... ;:!: i ,:=; .. ~ .. 1i', ~ :$ - .~ ..:. .;.: ... ..:. E ;; '8

' .. <:> . il:)' 8 ,:<:r' <::5 • .. t: ': ' .: ..... , ::; " .... : .. 'l;~ :5! '::~', t '.~:. .. . ..!c. <:> 0 Q C) . <:> c u ~ ·.tn: .. Q ",. .: ;; .. ... : .:,'~ ' .. :. ~ ': . > .-;. ... .. ~. c: ' : ~ ~. r:a. .r.. .. Q .;l .. _ .... . iF. :: .... M 'N!!. C - ; or. ~Io!i::' 6 ,i : '-'l !.~ is :,~;' .= ;S ifl' -«1: .. It; 5t: ~ _

.... ~. "'.~:.... ::....~.: ... ::'Y:.";:':·':;·:.· "".' .:)~ - . .... f<!I. ... "' .... .. : ....

( Hher Income

l (~pcc"i' I'ypc& . ~ .'\<'""'

~ ~ ~ Amounll

~ i ~ I It;

'" "" .. .. .. .. ;. ;. 0 ~ ..... ..

..... X X X

X x X

..I 11 fl I r .,.. X

X

x

x

t .x

X

X .. I I. 1 .. 1 . 1 . .

x

x

X

+ X .. . . ;::,:' ..

.: '.':'1 ':'1 1

~ .. "-- :.

X X

x X

37

Date ('1/" .. j)m ·.

Yr.)

Onl' 11' HOllmann

• rhi~ category appffi.-s oliiYift:!J(' assctllncllITlckso1Cly tllatllrthc fifer's spouse or derC-mient chiJdren:-rrlhc asS~l.7illCntnC ;$ dtller thut"fthc filer or jointly liCld hy thl' i,lt'r-":;thtTlc SPOUSl' or dcpencknt chilc.irtn. mark lh~ other higher catcgori<.'S (If \ alue. Il' appropriate.

l'ti<,. Edllll'n, ( <onnlll he- lJ,<,,1.

"t, ..;. x tt<~" Ih :IHlfll

~ { I, g Part ~(.\.4

1 \ ()tli ... ";uJ('\\\' l'frllIlCnllthh,,,

IRepuCllng IndmJuaj', Name

David H, Stevens

Assets and Income

BUlCK ,\

NoncD

1 IAIM Mid Cap Core, SMA (Cont'd) --Tyco Intemational Ltd,

2 -UGI Corp,

3

---Varian Medical Systems. Inc,

4

--Waters Corporation

5

--Wisconsin Energy Corp

6

-Xerox Corp,

7

--Zimmer Holding, Inc,

8 I Nuveen Municipal Fixed Income. SMA -Connecticut State Higher Education Supplemental Bonds

9

-New Jersey State Ref-Ser M Bonds

SCHEDULE A continued (Use only if nceded)

fl"lgC Numher

Valuation of Assets ut dose or


; .. ,

=- -,', 1 § '!i' ,~: ~ ~i:,r:': ': ' " i' § :'~. :8-: § i~ ":~ : " .s sci, ~ :-i- )f ~ g~' ~ ~!': ~ :I ~ '>

~ ~ Q 8 ,::J, l1i ... • .,~ .... :>:: )f:,:~;: 2 :,2 U·t.r.~-~~4if')S2 .· · . :.:'McsJt.~·.~ ..

- - ~ ~ ' t , f, C5 .... : - .,~. ~ "': :_ .. .... • , ' .,... - - - "~' 8 ~, i1. ',"9. , "=l '-,!" ~ ..: t:; § :8. ~ .1 ;; :~, §a g : ...; '~,: i '!O:: ~ e ~ • "e;,; ;:' ': .. , ' ,: ::~:... '".. :~: I 0.. 11'.1. '0. tr. ": " .. ' .. ,.",., " '. . u _=' ~ ;;~' ~ ~' ~~' 0';;;' ~ ::~r 6 :! ;:l :-0'-

:":., :~"';:':' :';:" .. , ..

x

x

x

x

x

X

x

x.

x

Income: t\'Ol: uno amount. I f' "None (or less thun S2() 11" is t:ht.:ckt.:d_ no other entry is needed in Block C for that item_

BI.()('K ( '

De I "I Amount

( lthl!T hh;nmc

:: ~ ~ I SIX'Ci 1\

'i, ~ ! ~ ~ & g- ~ ~ nrc&:

'a N It; 8 .... '

A\.'hml

:,_: '" ~, _ ~ - ;;f ~ ." § Amuunt)

, ~,,,:, - t - ":' • ":' • ~ .:. § _ , g ,~ - 8' - 8 ..: 8 -,a..: 8 u': 8 . .... ~ IT_

, ' .... Zt1 ' .r. '..: Q 8'" "" " ...,..,~~;. ~ .., t;; 0

X" , x

x

x

x x

x

x

x x

x x

38

!)at~ I ,\ln" n(J\ ',

Yr,)

Onl\ if Honorana

• This t.-at~g('rYap[llil~ ('lllylT" tho: assetiincol1l(; l' solcfythalllTlllc filer's spouse ordepcn(]cnt dlTIurcn, Iflne asset/income is eioficrthal o(tht.; ill~r urjolnily held hylnc~Tncr wilh III<' spouse (l r uept.'lidt.'nl diTIJrfll , mark tht.' l'lher hight' r calc!:oncs "r \'aluc_ as appmpriale,

Pn(\r EUlhulls ( 'anntll ~ ( I~cd _

:'\,-.; ' X II,~' \I.- .!Ohl.l)

S (" J. J( I',," !h~4 t ". , Onkc nrc 111\ "-'1ltUU .. 1lt t·.Ihl\'~

rrrcl"lrjiii~llld1\ ,(Iual'" Name

. "David H. Stevens

Assets a nd Income

HU)(,K A

NOllcD

Nuveen Municipal, SMA (Cont'd) -University Tex Univ Revs FinQ-Sys-Ser Bonds

2 '-Dallas-Fort Worth. TX International Airport Rev Ref Bonds

3 • _ Tobacco Settlement Financing Corp., Virginia

4 'Hampton, VA Public Improvement & Ref Bonds

Jacksonville. FL Excise Taxes Ref Ser Bonds

6 'Metropolitan Wash DC Airport Sys Amt Rev Ser Bonds

Florida State Tpk Auth Tpk Rev Bonds

8 'Virginia Slate Public School Auth Ser Bonds

9 'Newport News, Virginia Ref-Wtr-Ser Bonds


reporting period BLOCK H

.:. :~.

:-= . . : ... .. .


I Page NUlllllC1

Income: tvne and amount. Ir"Nnnc lor less than $2()11" is ..:hct:k.:d. no other entry is nceded in Block C for that item.

;':.:' Tvpe ',,:: ;:: ._:'

I:···· ::: :-:::' ~.' .

.:- Jo " ,. ~. ~.:'

BLOCK C

Amount

l 8 ~ . § "< ~ •

Oth..:r Incume ISPl'Cili' fypc 8: Actual

AnWunl)

tilllll;'liiIIIIWII;;it·111 '~~~~~~iO~~~ JWRQ~-MZ~~J~ '~~~

§ . .:. ~ -I' or. .... .... ... ... ~ .' ~ o ; "" 0

, .. ~~. .;:.~ .,

x I:':'::'. x x .. -.'

X

+ X

F ."

X

r·' X, .'

.. X

x ~

X .' . : ..

X x

X

X

X

+ X

( ..... r<-'

, .... .-.,'

x

x

X ,:: ..... .':.' X ; '" x

X

X m X

.~' ; ,'.

.;":::" x

39

Date ( .1/0 .. f ),/1'.

'11'. )

Onh If Hunorana

• This catel>\oryapplics (loll' TIthe assctilllClllnCIS S(llely thai of the iller's spouse ordcpendcnlClilldrerLlf theasset/incClme is clth-cr that or Iheliler ()rjllinlly hcld1iy thcTlicr WllTltT1C SPOUSl' (,rdcpcodcli'i-chlJdrtll. mark Ih,' uth ... r higher c<ltc!:oric~ ('I' yal uc. as appropriate.

PJ1M Edilinns. ( ' :mnl ll n(t ll$t.'ti ,

.. !\ I ' ~ 1~1i(l'\ U\ ~1t\1I11

~ ( ·.F.k !'art !b\4 l S um\-·/,.' on j,)\\,'nuutm rtlu&.:~

IRep\lrtllllllnJI\"I(juull~ Name

David H. Stevens

Assets and Income

Bl.O('K 1\

NoncD

Nuveen Municipal, SMA (Cont'd) -Virginia Beach, Virginia Dev Pubfac Rev Rev Bonds

2 'Virginia State Pub Bldg Aut Pub Fac Rev Bonds

3 'Jefferson County, Alabama Pub Bldg Auth Lease Rev Bonds

4

Portsmouth, Virginia Ref Service Bonds

5 'Arlington County, Virginia Public Improvement Bonds

& 'Harrisonburg , VA Industrial Dev Auth Hosp Facilities &nd

7 I Principal REIT, SMA ---Evergreen US Govt Money Market Fd

a ---Boston-Properties, Inc.

-Digital Realty Trust. Inc.

..... lit. .""',. .""

" . . -:'


rcp0l1ing period BLOCKS

:::(


/fIag.c Numh~r

40

Income; [V[1C and amount. If "None (or k ..'\s than $2011" is checked. nil other entry is needed in Block C fo r that item.

BU)C'K C ~:":' 1:< : Amount

I::~:~j':

II f'l f~" i ".:

:; §

Other Income ISl"c{it~ ·

TY!'c& ,'\Clual

;:~~ , : : ::", :;, .. :,:: "

x j I ·1 11 (;'':1

. ~'l 1' :;-1 r:'I r\:': . ,': ,'

... . :.:

'Yl 1".1 1·''-1 [ :': ,,:·:" 1

X /'. ,~ " l I ' I I·.:;, :>

XJ , . J I I 1,:,'.- . r.: '

'x 1 f:-... j I ·.:1 L.-':·: .... ;. ..:,:' . , r I r:::" ::,:: :~ :. ~:~:!:j X LI (~:: ; ....

;;~:~ '. ':::':T ~: : .:'.

X 1; '1 I·'" ::~ ; .. '

X I 1 " ' ·1 I If : >:::'J lJc'

11:::(

IT:'

& <.,.

'. ::

l~ EII~~~~ ,!!i ,11, -~ · '~ ' 8 ~ 8. S ~ • Q ~Z;; .s f::;~i ~ '>: :;; \.,} ~ :.~:' ~ :.~

x -X

rt '·'· t X

$ ; X . , .

X

~ .. ... : .. h:;:;:

.;':';':"':

X

::,~ .. i l X

& 2! '" ~ . .., ~ § ', - 8 ': 'S ;r .." ( '" ... .. t ...-I ' ~ o "-1 . 0

Amount)

DUle IAlII" 1><1\:

Yr.)

()nh· II' Ilonnrana

"Tli'is ,-,a!~g('ry upplic$ iliiTy mIlclls~,ctflnc(llnC' j~ s~llcly that of !nCmer's spouscOr dependent children: lTjheils~etlinc,'mciSCilhcr 'lhal ofillefllcr llrjolriTIy hdil hyihc filer wltl! illl' spouse or ll<!pcndent chilJrtn, mark the other higher c'a!cg(lrics ol',·alu\.', a~ appmpriatc,

Prinr Edlhun::; ( ',tnnol he {l.scd.

",~'M'K~'\ II, .!UOUI

l; ( t· H 1':Ul ~hq;

t· \ (lfHi:C tIl llll\l.'uUf}\,'JJl I tlu .. '" IR~fi(}rung.l"Jlndual's NWl1c

David H. Stevens

Assets and Income

Bl.OCK A

NoncD

1 IPrincipal REIT. SMA (Cont'd) -:-Federal Realty Investment Trust

21 -HCP.lnc.

31 --Health Care REIT, Inc.

41

I I I

-Nationwide Health REIT Properties. tnc. I

51 -Public Storage. Inc.

61 -Simon Property Group

71 --Tanger Factory Outlet REIT Centers. Inc.

at---Ventas. fnc.

91 -Varnado Realty


!"age NUlllb~,


reporting perioo BLOCK U

Income: t\'ne ano ,ml!lUnl. 1I'''None (or less than $211 II" is <.:hc<.:kco. no other entry is needed in Block C- for that item.

HI on: (' Type Amount

:::- . -~. >! ~ S( : ~ Q.. :100; ... ~ ~ . "~ :'" i §l ~ 'i I :~: § :.~. ~ ::1, ~ ;:1:; ~ .. .. ! "'i 8 :t:t "'...... . .Y.I "'" • ~.: 8 ~. E!

. ~ ~ !~ ~ :i; ~ .~: ~:i; ~ [;~. ~ ;~.: i :,i~ .. - g S :... " ~ .. :~., ~'I:' .... :-a.: ~ ·m· .e '5. ·1If. ".'g ~. ~ 'at ~ ': : ... i' '. ::: . .'11: ~ -.- ~ - N .o'~'''' c > l ~ ~ i8. "" $I!) ... . "" .... ~ ."",. '" .~: 0 1M'. w.; ::9'

I" . -~ ... ",

-I .. or ';I.' ..... -= ~ k,; ' J:! . '" :~a;· ]

.~.

~tl '!Ii :1 ~ ~ :.:1" ~ .:s; .. .• . IS S :1:1:. 'a .: ...... ::: ;,.:

( Hher

" ~~~~.~ hlc(lm<:

{S",,,,ii\'

:~i1:i ".-g~ §§.

IYI><:& Actual

.,;;: Cl ~ ~ ~ -'Z; • ~ ArnuunL)

~ , ..... .... I 8 ,. _ . l I

:'fi ~ ,~ 8 .8 § i ;f i '10\' ~ &4 1/.~ if. g ". ¥$ t.A ~ .;: II!!

' ..

IX x

IX x x

IX x

IX x

x

I '1 1 ,I x

IX

IX x

IX x

IX x

IX x

41

Dale (.\'/0" /la\' .

Yr.)

(lilly If Hnnnrana

·-Thi~ .:at.:gol)' appfb (lilly if th~ asscllm<.'olllcls solely thatOftncfiler's spouscm'dcpcodent children. Trille nssctTill~(lIli'" IS eilhC:r ihalOlthcTIicr urJiilllllyhl'ld by Ihe filer wilh Ih.: SpOUSI: or ,kpcntit'llI ~hilurtl1, mark th~ olh.:r hlgh~r cuteguries "I' \ aluc, a~ "PI'WpriulC.

P'riur Edilil~fh C-annol he t is.cd.

,'Iw · \'ir-.~\ ,,';\lVUJ

_~ ('I; I( '-\In 2b'" t \~ (lm~", \If (iO\l'fllllH..'1l1 (:11\11.:-,

Assets Hnd Income

. HL(II':'KA"

··NP)u:O'

"IA1MMid,cap·Gore,.:sMA . ....:.r:".etylllerfUS GciviMoneyM;irkerF-d

ViilU:lltitih·Or ·As.~Cl~ .. . .1ltctoS(!ol' .

rcPtlrting.ptirind ·IlUj(jiil!

-SCHE'DIJLE Acon.titHted ClJseoolY Jf needed)

'iI~N\Ul:1lk'f

42

J c.... . .. . . '.' .

lticilnfc: [VI1\! <Jnu 'mHllu,ll., IfnN(liic:(hdi!!;!'lh,iI\ 5I2!ll i'~ isdl(~ckcu~.n(i . olh~ Qiirf.Y ,i~riecii~~ 'iiiBlt)'cRt·r(\r dllit (lell'!. '.

'ijjll~n)~ll~~rl~I~~11111 . ~~ .:; lll.otKC

(Ithel' :'Illcomc rs,f1i.'i;II)' I~:t"' .,\:

r " J •. '

.1".> .. I ·~: -::; --1:-:.'",;,

~['!::

I;:::::· ,·x ,» ,A;.:.:. ~ ~>:.;

t,,:ji:: '6~: .'· ',:;:;' ,

'Ir :.;..:<

J11 ..... . ;~ ,..., .

l ·!? g

I

Aciu;,1 'i\!iiiiUllll

~ :IQ~I~w~te,:{arg. e Ga/iValt1f:!.SMA .' ~'E:verQ(eci!n , M(ln~y. M!;lrketFd

.' jrAU!ancl!l~em$lelfl .~fl:atagiri .Research; SMA

. l{]frx;f;'\ , ', .•.• , .... , :.:><.

lIT':':·: '

1,\'1 r::~:' '\' r?;:[t~II{IfJ}_,~ . .r 1'x \nY' .. ' .._" "'I illllll"ll"'r 1::1 r(~ I : ,.,,;1 i}:r·:~j.' :;:\ / .1';, ~"i,.j, ( /:! •..•.... ?':; '. :~:. . Xt,.:. :,;:' X \.,:j

·I .. ·.-·'~" .:O'<l

: .<~,'

. ,---.;..Everoteen"MOridv:Mfii'llet' Fd .\, /MF.S IntemaliOnnl,$MA ' • ~vergt¢<lnMolley:Maiketfd

.If 1~~eBQSi()n SmilfCapCore Value;

.. ..... EverQree(LM6I1Iiiy·M~l:kctFq .

. ~' I~;:~~:~j~r:tai~~~::a;:"FQ '

Ana~Ai'TIell(".aPiJblr~ 1!15--2OQ5:lP,MOQO .. ., j ' . .

, Tt\'Nr\..Ghi\i.. WA.luiIlH1J;40il di~iljb.:JiIotll

. 610~UISCheaank TcipiaryFund.lP, New \'Otll;ll/Y, . '

. .:~ :~ .. ~'

~ ;: "(j::':'." l" " .,.,,:, .. ,,' X

:. .. ., .. ~ . 1!2::,'1 ,:All 1:':;'(',:. t~~~I, I~:;:" I ::I";~:;J Js..---"lx ~!:i:1 L:JI r=::: L:.:~·;

. ;ffC:' ~ >: l ' 1';-:':1 1:";::::1 t ;~l r~(1 fX\l 'r '·t l .. rv .. ' ........ ' . '.' ..... ,."., :~ .... ,~ "."'.' "' X"" I ·1 ·11 .i ':;;::.::: .. :L~3! '~i.;j"}( ;;~-.:/:. ~,o)~.:~: ~ : .~./]~~ .. , ~;;:.~:; :." . :~/:;:J ~ .. <.. . " I'-x'{

1.:j_·J~TB1fIlr~~1 [~[:i~l . f:~fl l'~jll Lj~:J tI~",,'-lxt~~ l ,., .. I II [ I r I II 1'1· -~ -'m 1.:1 r~~': I+'; J'; !i~t- w~ . ~; ';:\!: ~"" l :;i.~:.

1/1111111111 .. d : :.~ )C3''f Ji( J{~, '~I~; ~(~i 'J'::~!Ji J1Jl!:1l'::\'

-.,'

x'I'::" . ~.: .::) .

F7 J:j.~.:"/: 'j .. .

. ' j! .. . :

lJm r~lr,;[ .. jJj::rf JI I~jl 1:"; .. !J l:·''..f If::; ~"'"'.'."" : ,;=::. ; ~{:

'I~~~~~~~~~ ...... Fu ..... F~;I'c.J l,i,l. J~I!.:; l t;;~I · m~ I]~ ~i:1 . ti~ IJ(~I " "",m""I"":';~""''''K-1''' Prior EdiH{Jns ('annul he \.Jsed.

lPlrtc6me $7;94.0,QO

iPPlStriblUic'm . $8Q.aOS

.. [)JII,' 1M .. ··, /:J/i\'.

. Y" :i

:Onl~ · jr , H unlll'aIl\1 :

!'>F .:!-g O~t ... !H :hUf ;)

j (,.f .R 1);11" Zllq 00 not Complete Schedule B if you are a new entrant, nominee, Vice Presidential or Presidential Candidate t' .!'\ . ()Jlil:\.' ,\! < j,1\ I!fIlHwnl 1-11--"""I {epm\,"~ In(il\ I<1I",r, Nallle )a~l' Num!x'i

)avid H, Stevens SCHEDULE B 43

Part I: Transactions None D Rcpon any plln:ha~c. sale. or eKchang.: hy you. your spouse. report a transaction involving property used soldy as your -rrdnsllctinn Amount or 1 mtlsa{,:tl(}n (.'( I

or dC(X,'1lrn:nt ~hildren durinl!.thc rep(lTttnllll<.1'lod <If am rcal ll<.'I's(lnal n;~idt.'Icc. (IT a lransaction solelv hclwL'\."I1 \'OU. Tmc(x property. stocks. honds. comtll(l(lity futurl'$, and mhcr your spnll.Sc. or dept.'ndellt child. Check the "Certificate of Dale 1.110 . •

.: § securities when the alnount (II' the trall~acti(1I1 ClCCt'l',kd div\l$titurc" hlock to indicate salcs made pun;uant to a ~

~ ,l,,\,. l'r I .: § § 88 88 '" ':'8 88 §§ 8 . $1.000. IncluLl.: tnll\sactions thilt rl.'loult .. -o in a los.~ . Do n(ll ccrlilicate IlfdiYcslitllrt: from (XiI:, e .:. § 8 § 8 ' § §. .§ gg .t: 2 8, 8 § ~ § l:l " '~ 8 . 8~ ~§ §.n

" <; r ..: ~ - ~~ ~;;; § ..: 6;; "'0 (den'l tk-~tlh"\n uf Assets :l.. 'J:

_ N

;.~ ~~ "'''' ..... ... ... ... ... .... ... .. .. .. ... Exan\pk: !('t:ntrol Airhn ... .,. ( ·(~n\nwn x :FI.J49 ,

1

2

3

4

5

• This t:UIl'tlory applic~ (lilly '('Iile underlYing asset i~ solely thai "rthe lilds sp(luse (lr dependent t:hildn:ll. If the underlying asset is either held by thl' tiler lit IOlOtly held hv the likr with Ihe 'Ixluse lit dcrcnucnl children usc the ollwr hhdlcr categories orvalue. as anPTlIl'riall!.

Part II: Gifts, Reimbursements. and Travel Expenses For YOU. \'our ~llnu~c lUll! u..:pcnucnl chilon:n. rCl)or1lh.:: sourc.:. a hricf dc~cri[l- the U.S . (iovcrnment: I!iv..:n \(l \ our Ul!enc\' in t:llnn.:ction wilh ollkia\ltmcl: tion. and the valul! uf: 'lll!itls (~l1ch a~ lanl!ihlc items. Irans()orlution. lodt!.infl. rect!ivcd from rdatives: rcceived tw ,our ~nousc \lr dcncmk111 child tOlalh' food. or cl1h:r1aimm:nt I rcceivcd frol11on.: soure.:: (olulin!!. more than $260: and inde[lcndent ul'thcir rdalionshinlo \'ou: lIr flT\lyid~J ,l~ nl!tsllnal hllsnilnlil\ al 121 travd-rdalcd (;ush tdmhurs~mcnts rcc~i ... cd rrolll one source tOlulin\!. mUT~ the donor's residence. Also. fllT nUrn(lSl!~ uf ul!l!rcLtatinl! I!ilts to 'dcl(;Tlninc th~ than $260, Fur wlliliets analysis. it is hdpJ'ullo indicate U basis tllr receipL ~uch lolal vulue from om: source. ~xdu(k itcms'\\orlh $10-1 or less. SeC inslrul!li(llls a~ r>cTsonai friclld. '11!1!nC,. apnwval under 5 \ :.S .t'. (\ 4111 OT other sllltutorv Jilr other o;:xciusions.

§ ~ § ~

~ ~ ~

authority. etc. for tn\\,c!·rcllll<::d t!.ills and n:imburscmcnts. include tmvel itinemr .... Nunc CJ ti~f(·4.:. nnd tht~ n!thlft' n"I" ' nt~n"-=I'~ nrl\\"id,"(t Fyrltuilli :..\n\1hinH "ivpn tn \'(\11 h\

Suurcc- fSmm'uml :ldt!r('l'SJ Uricf \)cscriplioll Value

E .. mpl.~:k'!:'!l:'-'~ l!r~-:.k..0'!I~"!,:.l'!"J:!.~ _____ Aj!'li~'L.!!c!<~ h~l~ '!'<~ ~ !!.e~I::i!':i<!sn~ 1!l.!''!.I~al ~~.:=!.~~.!?D ~/~ !J>c.EI~n!!!.."£\~Il... ~e]'!.!:.d _1'!iul>L ____________ ________ S50() Frank June!'>. San Fram:isco. ( ',\ Lead\.r hriclb<c Ip."~"n.1 fii~nd) - - -ITt,,; ---

1

2

3

~

5

Prior Editions l 'annClt Ii .. " l !Sl'lt.

Sf !7R t Rov. n.l'1t~HII 5 CF.R Part ~M4 l O.S. OOiI.'\.' ,~f lim' ~rl'u1J~UI Filut.::i

:Rep(lrt'"lllndlVldual'0'lalt\~

David H. Stevens

Part I: Liabilities

I I·a~c :'-lUJuhc.,.

SCHEDULE C 44

Report liabililles oVl.!r $1 O.()OU owed tu any unt: creditor at ao\' time during the n'O(lrtiol! ncriud hv \'(IU. Your spouse. or dependent children. Check the high~'St nmount owed durin!!. the n:noninl! ocriod. Exclude a monuallc on vour

personal n:sidcncc unless it is rented OUl; loans secured

by automobiles. household fumilure or appliances; and linbilili~ (lwcd to certain relatives listed in instructions. Sec instructillns for revolving charg~ accountS.

Noncm ('3.lCI::UI'Y nf Amount \IT Villut." {~t

('rcdtl(1J'S (Nan\<' anll '\odr""l T)'(1e ofUability

Date Incurred

Interest Ra1e

Example. 1fin<1 ~\..ri~I~~ ~..!!~.hinJl.!.l'!!·.QL - • _. _. - • jM!''1Il.''J;''.£!l.t'C.!!?L~~'!:!i:·!~~a.!! • - ~ -. - ~ - • - .L ~Q~. t- -~-•. . [h,illl lonl'>. 123 J St.. Wa.hill~lon. DC Tl'ronlissory Mtl> IIW9 10 ....

3

5

Tem1if appli. cahle

~5 yrs. (~,(k,n.;;;d

§ § g'!i ... '"

·11i[~-i:!it.!i('ry aprll!.'S unly iTihl~iabmty i~'~lllel)i that of Iht' filer's spouse oidcpcndclIl children. If lhe liability is thaI of the filer oii'j'oi,ullilhl!ily Ofthc flier with the SPOU$C or dcn<.'ndl'lIt children. mark the uthcr higher Calegories. as armn'orialt'.

Part II: Agreements or Arrangements

8 §\§ §\& §.\§. 8'1~ g ~~~~~§§~~~ ·-l-~t-·I---,

~§§§g&§ § ~§.§§§g§.§ ~~ 6;;;;~~~l(l~ ll&l .",~ 0.,.

--I--+-~--

Report your agreements or arrangements for: continuing participation in an employee bcnet1t plan (c.l!. 401k. ddCrTCd compensation: (2) continuation payment hy a Ihm1er employer (including SCVCI"<lnCC puyments): (3) leaves

or ahsence: anti (4) future employment. Sec instructions regarding the reporting or negotiatiuns lor any of these arr<lngcments or hcnt.'lits .

StaIU~ "tid Tern,s Ilfuny AI:n.'l:men' or Amngcmcnt

E~amplo: I l'ur.Ulant tu partnc~hip a~rccn\cnt. will receive lump sum payment of capital necount &. partnership share talculaled on service oo:rf{lrmcd lhruulili I-'OU.

1 ILong and Foster 401 (k) plan. This 401(k) is listed on Schedule A. Upon reseignation, neither employer nor I will make any further contributions.

2

3

4

5

6

Prior Edition~ ( 'anllllt Uc \ Isell.

Nnnc 0 l'arties

Doe Jones & Smilh. Hometown. Slate

Long and Foster. Chantilly, VA

Dale

71~5

7106

SF 218 11(", II' 21~IOI

5 C·.F.R I'on 21>1~ l J. S. (}nk\.~ uf(;()\c:nlm\!llll~'hlL!!o

~cp(lning Inui\'idual', Naml'

)avid H. Stevens

Part 1: Positions Held Outside U.S. Government Report iUl\ positiuns hdd during the annlicable rcportinl!. period. whether ~t)ll\tlcnsated or no\. Positions indutl\: but arc not limited tll those of anonica. lIircctor. trust!!!!. Qencral nartll!!r.nTlmrit:lor. representative. employee. or

Organi/.allnn (.'I.'umc allCl.·lcldrr:ss )

Exam lcs: I~'l Assl} . .!!.!: ~uck S'£!!.cE'!!.!:i~NY ._NY ________________ P D<IC J"nc, & SlIuth. Hometown. SUite

1 Long and Foster Companies, Chantilly, Virginia

2 Long and Foster Affiliated Businesses. Chantilly. Virginia

3 Leading Real Estate Companies of the World, Chicago. Illinois

4 The Realty Alliance, Dallas, Texas ·

5 RESPRO. Washington. DC

6

SCHEDULE D

consultant of' any corporation, tirm. partncrshin. or other business enterprise or am t,,,n_nrnfi1 {'ru:.ni7~ti,'\n nr ,-tiJl/'ati"n:,1 in~titlltinn F.",,..llltt~ nn...:.1tinn..: \""ith rf·I'(litlll' social. fmlt:mal. or noliticall!ntitics and thosl! sold\" of (Ul honorar\ nature.

Type uf Organizatioll Pusitioll Held _ .loI~r~~Q!-,,~~tio!!.- ________ _ P_rusid~n..L. ___________

Lawtiml Panllcr

Real Estate President and COO

Real Estate President

Real Estate Board Member



Part II: Compensation In Excess Of $5,000 Paid by One Source Report sources ot' more than $5,000 compensation received by y\)U or your corporation. firm, partncrshiJ'). or other business I:ntcrprisc. or an\' other nOll-protit business al1iliation lhr ~er\'ices prodded directl\' h\ \·ou durilll!. Wl\ one \'ear of organization when \,ou direct\) provided the services gencnllinll. a Icc Ill' pal'mcnt the n .. "Porting period. 111is includes the names of clients and eustumcrs of any ofmon: than $5.000. You need not report the U.s. Govcmmerillls a source.

S"urc~ I ;\'''1'Il1' lind .·lt1dn·.u ) Bri",f D~~ripti"n !If Duties

av.c Numllcr

45

NOIl\; D Frum (M .... Yr., T"{M,, .. Yr.)

_!'.?1 ____ PI'C,<'nl

7·&5 -I-oil-- --

10108 Present

07/06 10108

12/08 Present

12/08 Present

07/06 Present

00 not complete this part if you are an Incumbent, Termination Filer, or Vice Presidential or Presidential Candidate

None D Exnmpk'S: 1~IC)2.!!..C~ ~S.!.n.ill!._!!2!.lI~l.£!V!!.2!a~c __ ~ ____ ~ _________

_ ~~l$~~~~ ___________________________________________

Metro Umverslty (~hcllt of D()~ Jones & Smail). M"nl·ytown. Siale Legal services in connecli()n with univcT$ilY ~ons\lUclion 1

Long and Foster Companies. Chantilly. Virginia President

2

:)

4

5

6

Prior Editiuns ('.mn(\1 Be USed .

Documents

,1./ !ZJJ-'! d-k~s3.amazonaws.com/propublica/assets/financial... · !'It.: /( IKI'\ lJi ~IUl4tl '5 ( J. It Pan ~h '4 t ." OJlit.'c ~llllj)\~ll\Illt.'fIII·du(, JI