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US District Court Civil Docket as of September 30, 2013 Retrieved from the court on October 11, 2013 U.S. District Court California Northern District (Oakland) CIVIL DOCKET FOR CASE #: 4:12-cv-05034-YGR Maritime Asset Management, LLC v. Neurogesx, Inc. et al Date Filed: 09/27/2012 Assigned to: Hon. Yvonne Gonzalez Rogers Jury Demand: Plaintiff Case in other court: New York Southern, 1:12-cv-03187 Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question represented by Eduard Korsinsky Levi & Korsinsky LLP 30 Broad Street 15th Floor New York, NY 10006 212-363-7500 Fax: 212-363-7171 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Mark Punzalan Punzalan Law, P.C. 600 Allerton St., Suite 201 Redwood City, CA 94063 650-362-4150 Fax: 650-362-4151 Email: [email protected] ATTORNEY TO BE NOTICED Nicholas Ian Porritt Levi and Korsinsky 1101 30th Street NW Suite 115 Washington, DC 20007 202-524-4290 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Thomas M Gottschlich Levi and Korsinsky 1101 30th Street NW Suite 115 Washington, DC 20007 202-524-4294 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Cause: 15:78m(a) Securities Exchange Act Plaintiff Maritime Asset Management, LLC on Behalf of Itself and All Others Similarly Situated Plaintiff

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Page 1: 12-CV-05034-U.S. District Court Civil Docketsecurities.stanford.edu/.../2013930_r01k_12CV05034.pdfNeurogesx, Inc. represented by Darryl Paul Rains Morrison & Foerster LLP 755 Page

US District Court Civil Docket as of September 30, 2013 Retrieved from the court on October 11, 2013

U.S. District Court California Northern District (Oakland)

CIVIL DOCKET FOR CASE #: 4:12-cv-05034-YGR

Maritime Asset Management, LLC v. Neurogesx, Inc. et al Date Filed: 09/27/2012 Assigned to: Hon. Yvonne Gonzalez Rogers Jury Demand: Plaintiff Case in other court: New York Southern, 1:12-cv-03187 Nature of Suit: 850 Securities/Commodities

Jurisdiction: Federal Question

represented by Eduard Korsinsky Levi & Korsinsky LLP 30 Broad Street 15th Floor New York, NY 10006 212-363-7500 Fax: 212-363-7171 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Mark Punzalan Punzalan Law, P.C. 600 Allerton St., Suite 201 Redwood City, CA 94063 650-362-4150 Fax: 650-362-4151 Email: [email protected] ATTORNEY TO BE NOTICED

Nicholas Ian Porritt Levi and Korsinsky 1101 30th Street NW Suite 115 Washington, DC 20007 202-524-4290 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Thomas M Gottschlich Levi and Korsinsky 1101 30th Street NW Suite 115 Washington, DC 20007 202-524-4294 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Cause: 15:78m(a) Securities Exchange Act

Plaintiff

Maritime Asset Management, LLC on Behalf of Itself and All Others Similarly Situated

Plaintiff

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Ophir Keynan represented by Mark Punzalan Punzalan Law, P.C. 600 Allerton St., Suite 201 Redwood City, CA 94063 650-362-4150 Fax: 650-362-4151 Email: [email protected] ATTORNEY TO BE NOTICED

V

Defendant

Neurogesx, Inc. represented by Darryl Paul Rains Morrison & Foerster LLP 755 Page Mill Road Palo Alto, CA 94304-1018 650-813-5600 Fax: 650-494-0792 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Joel Charles Haims Morrison & Foerster LLP 1290 Avenue of the Americas New York, NY 10104 212-468-8000 Fax: 212-468-7900 Email: [email protected] TERMINATED: 10/12/2012 ATTORNEY TO BE NOTICED

Kevin A. Calia Morrison & Foerster LLP 425 Market Street San Francisco, CA 94105 415-268-7519 Fax: 415-268-7522 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Anthony A. Ditonno represented by Darryl Paul Rains (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Joel Charles Haims (See above for address) TERMINATED: 10/12/2012 ATTORNEY TO BE NOTICED

Kevin A. Calia

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(See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Stephen F. Ghiglieri represented by Darryl Paul Rains (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Joel Charles Haims (See above for address) TERMINATED: 10/12/2012 ATTORNEY TO BE NOTICED

Kevin A. Calia (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Jeffrey K. Tobias, M.D. represented by Angela Lucille Dunning Cooley LLP 3175 Hanover Street Palo Alto, CA 94304-1130 650-843-5000 Fax: 650-843-7400 Email: [email protected] ATTORNEY TO BE NOTICED

Jeffrey Michael Walker Cooley LLP Five Palo Alto Square 3000 El Camino Real Palo Alto, CA 94306-2155 650-843-5769 Fax: 650-849-7400 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

John C. Dwyer Cooley LLP Five Palo Alto Square 3000 El Camino Real Palo Alto, CA 94306-2155 650-843-5000 Fax: 650-849-7400 Email: [email protected] ATTORNEY TO BE NOTICED

Kevin A. Calia (See above for address) ATTORNEY TO BE NOTICED

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Reed Allen Smith Cooley LLP (NY) 1114 Avenue of the Americas New York, NY 10036 (212)-479-6207 Fax: (212)-202-4154 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Ophir Keynan represented by Kevin A. Calia (See above for address) ATTORNEY TO BE NOTICED

Nicholas Ian Porritt (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

# Docket Text

1 COMPLAINT against Anthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc., Jeffrey K. Tobias, MD. (Filing Fee $ 350.00, Receipt Number 6230)Document filed by Maritime Asset Management, LLC.(ama) Modified on 4/25/2012 (ama). (Entered: 04/25/2012)

SUMMONS ISSUED as to Anthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc., Jeffrey K. Tobias, MD. (ama) (Entered: 04/25/2012)

Magistrate Judge Kevin Nathaniel Fox is so designated. (ama) (Entered: 04/25/2012)

Case Designated ECF. (ama) (Entered: 04/25/2012)

STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. (Signed by Judge Loretta A. Preska on 10/31/2011) (ama) (Entered: 04/25/2012)

04/23/2012

04/23/2012

04/23/2012 2

. 3 NOTICE of Filing of Declaration of Adam Rosen. Document filed by Maritime Asset Management, LLC. (Attachments: # 1 Exhibit Declaration of Adam Rosen, Attaching PSLRA Certificate of Maritime Asset Management, LLC)(Porritt, Nicholas) (Entered: 05/21/2012)

4 MOTION to Appoint the NeurogesX Investor Group to serve as lead plaintiff(s) and approving its selection of counsel . Document filed by Maritime Asset Management, LLC, Ophir Keynan. (Attachments: # 1 Text of Proposed Order)(Porritt, Nicholas) (Entered: 06/22/2012)

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06/22/2012 5 MEMORANDUM OF LAW in Support re: 4 MOTION to Appoint the NeurogesX Investor Group to serve as lead plaintiff(s) and approving its selection of counsel . MOTION to Appoint the NeurogesX Investor Group to serve as lead plaintiff(s) and approving its selection of counsel .. Document filed by Ophir Keynan, Maritime Asset Management, LLC. (Porritt, Nicholas) (Entered: 06/22/2012)

06/22/2012 6 DECLARATION of Nicholas I. Porritt in Support re: 4 MOTION to Appoint the NeurogesX Investor Group to serve as lead plaintiff(s) and approving its selection of counsel . MOTION to Appoint the NeurogesX Investor Group to serve as lead plaintiff(s) and approving its selection of counsel.. Document filed by Ophir Keynan, Maritime Asset Management, LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Porritt, Nicholas) (Entered: 06/22/2012)

06/25/2012 7 NOTICE OF CHANGE OF ADDRESS by Eduard Korsinsky on behalf of Maritime Asset Management, LLC. New Address: Levi & Korsinksy LLP, 30 Broad Street, 24th Floor, New York, New York, 10004, 212-363-7500. (Korsinsky, Eduard) (Entered: 06/25/2012)

06/25/2012

07/06/2012

07/06/2012

07/06/2012

8 STIPULATION AND ORDER REGARDING SCHEDULE FOR MOTIONS REGARDING PERSONAL JURISDICTION, VENUE, AND DISMISSAL OF COMPLAINT: The parties stipulate as follows: 1. Plaintiff shall file and serve its motion for appointment as lead plaintiff, pursuant to 15 U.S.C. § 78u-4(A)(3), on or before June 22, 2012; 2. Within twenty (20) days following the Court's ruling on plaintiff's motion for appointment as lead plaintiff, plaintiff shall file an amended class action complaint ("Amended Complaint"). In the meantime, defendants shall not be required to answer, move, or otherwise respond to the Initial Complaint; 3. Within twenty (20) days following service of the Amended Complaint, the individual defendants shall submit pre-motion letters regarding their intended motions to dismissfor lack of personal jurisdiction pursuant to Rule 12(b )(2) of the Rules of Civil Procedure; 4. Within twenty (20) days following service of the Amended Complaint, all defendants shall submit pre-motion letters regarding their intended motions to transfer venue pursuant to 28 U.S.C. Section 1404(a) and as further set forth in this order. (Signed by Judge Paul A. Crotty on 6/25/2012) (lmb) (Entered: 06/25/2012)

9 MOTION for Darryl P. Rains to Appear Pro Hac Vice. Document filed by Anthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc.(pgu) (pgu). (Entered: 07/06/2012)

10 MOTION for Kevin A. Calia to Appear Pro Hac Vice. Document filed by Anthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc.(pgu) (pgu). (Entered: 07/06/2012)

11 SUPPLEMENTAL MEMORANDUM OF LAW in Support re: 4 MOTION to Appoint the NeurogesX Investor Group to serve as lead plaintiff(s) and approving its selection of counsel . MOTION to Appoint the NeurogesX Investor Group to serve as lead plaintiff(s) and approving its selection of counsel.. Document filed by Ophir Keynan, Maritime Asset Management, LLC. (Porritt, Nicholas) (Entered: 07/06/2012)

07/10/2012 CASHIERS OFFICE REMARK on 10 Motion to Appear Pro Hac Vice, 9 Motion to Appear Pro Hac Vice in the amount of $400.00, paid on 07/06/2012, Receipt Number 1042901, 1042902. (jd) (Entered: 07/10/2012)

07/10/2012 12 ORDER FOR ADMISSION OF KEVIN A. CALIA PRO HAC VICE granting 10 Motion for Kevin A. Calia to Appear Pro Hac Vice. (Signed by Judge Paul A. Crotty on 7/10/2012) (lmb) (Entered: 07/10/2012)

07/10/2012 13 ORDER FOR ADMISSION OF DARRYL P. RAINS PRO HAC VICE granting 9 Motion for Darryl P. Rains to Appear Pro Hac Vice. (Signed by Judge Paul A. Crotty on 7/10/2012) (lmb) (Entered: 07/10/2012)

07/26/2012 14 MOTION for John C. Dwyer to Appear Pro Hac Vice. Document filed by Jeffrey K.

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Tobias, MD.(pgu) (Entered: 07/30/2012)

07/26/2012 15 MOTION for Jeffrey M. Walker to Appear Pro Hac Vice. Document filed by Jeffrey K. Tobias, MD.(pgu) (Entered: 07/30/2012)

07/31/2012 16 ORDER FOR ADMISSION OF JOHN C. DWYER PRO HAC VICE granting 14 Motion for John C. Dwyer to Appear Pro Hac Vice. (Signed by Judge Paul A. Crotty on 7/31/2012) (djc) (Entered: 07/31/2012)

07/31/2012 17 ORDER FOR ADMISSION OF JEFFREY M. WALKER PRO HAC VICE granting 15 Motion for Jeffrey M. Walker to Appear Pro Hac Vice. (Signed by Judge Paul A. Crotty on 7/31/2012) (djc) (Entered: 07/31/2012)

08/01/2012 CASHIERS OFFICE REMARK on 15 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 07/26/2012, Receipt Number 1044795. (jd) (Entered: 08/01/2012)

08/01/2012 CASHIERS OFFICE REMARK on 14 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 07/26/2012, Receipt Number 1044796. (jd) (Entered: 08/01/2012)

08/17/2012 18 NOTICE OF APPEARANCE by Joel Charles Haims on behalf of Anthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc. (Haims, Joel) (Entered: 08/17/2012)

08/27/2012 19 NOTICE OF APPEARANCE by Reed Allen Smith on behalf of Jeffrey K. Tobias, MD (Smith, Reed) (Entered: 08/27/2012)

09/13/2012 20

ORDER APPOINTING THE NEUROGESX INVESTOR GROUP AS LEAD PLAINTIFF AND APPROVING ITS SELECTION OF COUNSEL: Having considered the papers filed in support of the Motion of class members Maritime Asset Management, LLC and Ophir Keynan (the "NeurogesX Investor Group") for Appointment as Lead Plaintiff and Approval of Its Selection of Counsel pursuant to the Private Securities Litigation Reform Act of 1995 (the "PSLRA"), 15 U.S.C. § 78u-4(a)(3)(B), and for good cause shown, the Court hereby enters the following Order: The NeurogesX Investor Group has moved this Court to be appointed as Lead Plaintiff in the above captioned action (the "Action") and to approve the counsel it retained to be Lead Counsel. Having considered the provisions of Section 21D(a)(3)(B) of the PSLRA, 15 U.S.C. § 78u-4(a)(3)(B), the Court hereby determines that the NeurogesX Investor Group is the most adequate plaintiff and satisfies the requirements of the PSLRA. The Court hereby appoints the NeurogesX Investor Group as Lead Plaintiff to represent the interests of the class in the Action.Lead Counsel shall be the contact between plaintiffs' counsel and defendants'counsel, as well as the spokespersons for all plaintiffs' counsel, and shall direct and coordinate the activities of plaintiffs' counsel. Lead Counsel shall be the contact between the Court and plaintiffs and their counsel. IT IS SO ORDERED. (Signed by Judge Paul A. Crotty on 9/12/2012) (ama) (Entered: 09/13/2012)

09/21/2012 21 ORDER TRANSFERRING VENUE TO THE NORTHERN DISTRICT OF CALIFORNIA: The Court finds that venue would be proper in the Northern District of California, that a transfer would serve the convenience of the parties and witnesses, and that a transfer would promote the interest of justice. Accordingly, pursuant to 28 U.S.C. § 1404(a) and the stipulation of the parties, this action is transferred to the United States District Court for the Northern District of California. The parties shall request a schedule for the filing of an amended complaint and for defendants' response to the amended complaint from the assigned judge after transfer. (Signed by Judge Paul A. Crotty on 9/21/2012) (lmb) (Entered: 09/21/2012)

09/27/2012 22 Case transferred in from District of New York Southern; Case Number 1:12-cv-03187. Original file certified copy of transfer order and docket sheet received. (Entered: 09/27/2012)

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09/27/2012 23 ADR SCHEDULING ORDER: Case Management Statement due by 1/24/2013. Case Management Conference set for 1/31/2013 01:30 PM in Courtroom F, 15th Floor, San Francisco. (Attachments: # 1 Standing Order, # 2 Standing Order For All Judges)(hph, COURT STAFF) (Filed on 9/27/2012) (Entered: 09/27/2012)

10/12/2012 24 NOTICE of Change In Counsel by Kevin A. Calia Notice of Withdrawal of Attorney (Calia, Kevin) (Filed on 10/12/2012) (Entered: 10/12/2012)

10/12/2012 25 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge . (Walker, Jeffrey) (Filed on 10/12/2012) Modified on 10/15/2012 (hph, COURT STAFF). Modified on 10/18/2012 (wsn, COURT STAFF). Modified on 11/6/2012 (kk, COURT STAFF). (Entered: 10/12/2012)

10/18/2012 26 CLERK'S NOTICE of Impending Reassignment to U.S. District Judge. (wsn, COURT STAFF) (Filed on 10/18/2012) (Entered: 10/18/2012)

10/19/2012 27 ORDER REASSIGNING CASE. Case reassigned to Judge Hon. Yvonne Gonzalez Rogers for all further proceedings. Magistrate Judge Jacqueline Scott Corley no longer assigned to the case.. Signed by Executive Committee on 10/19/12. (sv, COURT STAFF) (Filed on 10/19/2012) (Entered: 10/19/2012)

10/19/2012 28 NOTICE of Appearance by Mark Punzalan (Punzalan, Mark) (Filed on 10/19/2012) (Entered: 10/19/2012)

10/19/2012 29 STIPULATION WITH PROPOSED ORDER REGARDING SCHEDULE FOR FILING AN AMENDED COMPLAINT AND DEFENDANTS' RESPONSE TO THE AMENDED COMPLAINT filed by Maritime Asset Management, LLC, NeurogesX, Inc.; Anthony DiTonno; Stephen F. Ghiglieri, Jeffrey K. Tobias, M.D. . (Punzalan, Mark) (Filed on 10/19/2012) Modified on 10/22/2012 (cpS, COURT STAFF). (Entered: 10/19/2012)

10/26/2012 30 ORDER by Judge Yvonne Gonzalez Rogers granting 29 Stipulation Regarding Schedule AS MODIFIED BY THE COURT (fs, COURT STAFF) (Filed on 10/26/2012) (Entered: 10/26/2012)

10/31/2012 31 AMENDED COMPLAINT with Jury Demand, against Anthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc., Jeffrey K. Tobias, MD. Filed by Maritime Asset Management, LLC. (Punzalan, Mark) (Filed on 10/31/2012) Modified on 11/1/2012 (jlm, COURT STAFF). (Entered: 10/31/2012)

11/02/2012 32 CLERKS NOTICE SETTING Initial Case Management Conference set for 2/25/2013 02:00 PM in Courtroom 5, 2nd Floor, Oakland. (Attachments: # 1 Standing Order) (fs, COURT STAFF) (Filed on 11/2/2012) (Entered: 11/02/2012)

12/07/2012 33 MOTION to Dismiss First Amended Class Action Complaint filed by Anthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc.. Motion Hearing set for 2/26/2013 02:00 PM in Courtroom 5, 2nd Floor, Oakland before Hon. Yvonne Gonzalez Rogers. Responses due by 12/21/2012. Replies due by 12/28/2012. (Attachments: # 1 Proposed Order)(Rains, Darryl) (Filed on 12/7/2012) (Entered: 12/07/2012)

12/07/2012 34 Request for Judicial Notice re 33 MOTION to Dismiss First Amended Class Action Complaint filed byAnthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc.. (Related document(s) 33 ) (Rains, Darryl) (Filed on 12/7/2012) (Entered: 12/07/2012)

12/07/2012 35 Declaration of Kevin A. Calia in Support of 33 MOTION to Dismiss First Amended Class Action Complaint filed byAnthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc.. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit)(Related document(s) 33 ) (Calia, Kevin) (Filed on 12/7/2012) (Entered: 12/07/2012)

12/07/2012 36 MOTION to Dismiss Countis I, III, V and VI of First Amended Class Action Complaint

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filed by Jeffrey K. Tobias, MD. Motion Hearing set for 2/26/2013 02:00 PM in Courtroom 5, 2nd Floor, Oakland before Hon. Yvonne Gonzalez Rogers. Responses due by 1/9/2013. Replies due by 1/24/2013. (Dwyer, John) (Filed on 12/7/2012) Modified on 12/10/2012 (cpS, COURT STAFF). (Entered: 12/07/2012)

12/10/2012 37 Correction of Opposition/Response or Reply Deadlines pertaining to 33 MOTION to Dismiss First Amended Class Action Complaint (Reason: Correcting an error) filed byAnthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc.. Responses due by 1/9/2013. Replies due by 1/24/2013. (Rains, Darryl) (Filed on 12/10/2012) (Entered: 12/10/2012)

01/09/2013 38 RESPONSE (re 36 MOTION to Dismiss Counts I, III, V and VI of First Amended Class Action Complaint , 33 MOTION to Dismiss First Amended Class Action Complaint ) filed byMaritime Asset Management, LLC, Ophir Keynan. (Attachments: # 1 Declaration of Mark Punzalan, # 2 Exhibit 1 to Declaration of Mark Punzalan)(Punzalan, Mark) (Filed on 1/9/2013) Modified on 1/28/2013 (kk, COURT STAFF). (Entered: 01/09/2013)

01/09/2013 39 Proposed Order Denying re 33 , 36 Motions to Dismiss by Ophir Keynan, Maritime Asset Management, LLC. (Punzalan, Mark) (Filed on 1/9/2013) Modified on 1/10/2013 (cpS, COURT STAFF). (Entered: 01/09/2013)

01/24/2013 40 MOTION for leave to appear in Pro Hac Vice by Nicholas Porritt ( Filing fee $ 305, receipt number 0971-7430844.) filed by Ophir Keynan, Maritime Asset Management, LLC. (Punzalan, Mark) (Filed on 1/24/2013) (Entered: 01/24/2013)

01/24/2013 41 MOTION for leave to appear in Pro Hac Vice for Thomas Gottschlich ( Filing fee $ 305, receipt number 0971-7430872.) filed by Ophir Keynan, Maritime Asset Management, LLC. (Punzalan, Mark) (Filed on 1/24/2013) (Entered: 01/24/2013)

01/24/2013 42 REPLY (re 33 MOTION to Dismiss First Amended Class Action Complaint ) filed byAnthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc.. (Attachments: # 1 Exhibit Exhibit A)(Rains, Darryl) (Filed on 1/24/2013) (Entered: 01/24/2013)

01/24/2013 43 REPLY (re 36 MOTION to Dismiss Countis I, III, V and VI of First Amended Class Action Complaint ) filed byJeffrey K. Tobias, MD. (Dwyer, John) (Filed on 1/24/2013) (Entered: 01/24/2013)

01/25/2013 44 ORDER by Judge Yvonne Gonzalez Rogers granting 41 Motion for Pro Hac Vice as to Thomas Gottschlich representing Lead Plaintiff Maritime Asset Management. (fs, COURT STAFF) (Filed on 1/25/2013) (Entered: 01/25/2013)

01/25/2013 45 ORDER by Judge Yvonne Gonzalez Rogers granting 40 Motion for Pro Hac Vice as to Nicholas Porritt representing Lead Plaintiff Maritime Asset Management. (fs, COURT STAFF) (Filed on 1/25/2013) (Entered: 01/25/2013)

01/31/2013 46 STIPULATION WITH PROPOSED ORDER Continuing Case Management Conference filed by Anthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc., Jeffrey K. Tobias, M.D.. (Calia, Kevin) (Filed on 1/31/2013) Modified on 2/1/2013 (cpS, COURT STAFF). (Entered: 01/31/2013)

02/04/2013 47 ORDER CONTINUING CASE MANAGEMENT CONFERENCE Case Management Conference set for 2/25/ 2013 is CONTINUED to 4/22/2013 02:00 PM in Courtroom 5, 2nd Floor, Oakland.. Signed by Judge Yvonne Gonzalez Rogers on 2/4/13. (fs, COURT STAFF) (Filed on 2/4/2013) (Entered: 02/04/2013)

02/12/2013 48 STIPULATION WITH PROPOSED ORDER Continuing Hearing on Motions to Dismiss filed by Anthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc., Jeffrey K. Tobias, M.D., Maritime Asset Management LLC. (Calia, Kevin) (Filed on 2/12/2013) Modified on 2/13/2013 (cpS, COURT STAFF). (Entered: 02/12/2013)

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02/12/2013 49 Declaration of Darryl P. Rains in Support of 48 STIPULATION WITH PROPOSED ORDER Continuing Hearing on Motions to Dismiss filed byAnthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc.. (Related document(s) 48 ) (Rains, Darryl) (Filed on 2/12/2013) (Entered: 02/12/2013)

02/13/2013 50 ORDER by Judge Yvonne Gonzalez Rogers granting 48 Stipulation Continuing Hearing on Motions to Dismiss (fs, COURT STAFF) (Filed on 2/13/2013) (Entered: 02/13/2013)

02/13/2013 Set/Reset Deadlines as to 36 MOTION to Dismiss Countis I, III, V and VI of First Amended Class Action Complaint , 33 MOTION to Dismiss First Amended Class Action Complaint . Motions Hearing set for 2/26/2013 is vacated and reset for Tuesday, 4/9/2013 02:00 PM in Courtroom 5, 2nd Floor, Oakland before Hon. Yvonne Gonzalez Rogers. (fs, COURT STAFF) (Filed on 2/13/2013) (Entered: 02/13/2013)

04/05/2013 51 ORDER RE: NOTICE OF TENTATIVE RULING ON MOTIONS TO DISMISS. Signed by Judge Yvonne Gonzalez Rogers on 4/5/13. (fs, COURT STAFF) (Filed on 4/5/2013) (Entered: 04/05/2013)

04/08/2013 52 Joint Statement re Tentative Ruling and Oral Argument 51 by Jeffrey K. Tobias, MD, Maritime Asset Management LLC, Ophir Keynan, et al. (Dunning, Angela) (Filed on 4/8/2013) Modified on 4/9/2013 (cpS, COURT STAFF). (Entered: 04/08/2013)

04/09/2013 53 Minute Entry: Motion Hearing held and submitted on 4/9/2013 before Judge Yvonne Gonzalez Rogers (Date Filed: 4/9/2013) re 36 Motion to Dismiss Counts I, III, V and VI of First Amended Class Action Complaint, 33 Motion to Dismiss Amended Class Action Complaint (Court Reporter: Diane Skillman.) (fs, COURT STAFF) (Date Filed: 4/9/2013) Modified on 4/11/2013 (jlm, COURT STAFF). (Entered: 04/10/2013)

04/11/2013 54 TRANSCRIPT ORDER by Anthony A. Ditonno, Stephen F. Ghiglieri, Ophir Keynan, Neurogesx, Inc., Jeffrey K. Tobias, MD for Court Reporter Diane Skillman. (Calia, Kevin) (Filed on 4/11/2013) (Entered: 04/11/2013)

04/12/2013 55 TRANSCRIPT ORDER by Maritime Asset Management, LLC for Court Reporter Diane Skillman. (Punzalan, Mark) (Filed on 4/12/2013) (Entered: 04/12/2013)

04/15/2013 56 STIPULATION WITH PROPOSED ORDER Continuing Case Management Conference filed by Anthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc., Jeffrey K. Tobias, M.D.. (Calia, Kevin) (Filed on 4/15/2013) Modified on 4/16/2013 (cpS, COURT STAFF). (Entered: 04/15/2013)

04/18/2013 57 ORDER by Judge Yvonne Gonzalez Rogers granting 56 Stipulation Continuing Case Management Conference. The 4/22/2013 Case Management Conference is VACATED. Within 14 days of the Court's Order ruling on the motions to dismiss, the parties will meet and confer and propose to the Court a date for a Case Management Conference. (fs, COURT STAFF) (Filed on 4/18/2013) (Entered: 04/18/2013)

04/22/2013 58 Transcript of Proceedings held on April 9, 2013, before Judge Yvonne Gonzalez Rogers. Court Reporter Diane E. Skillman, Telephone number 510-451-2930, [email protected] . Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 7/22/2013. (Related documents(s) 54 , 55 ) (Skillman, Diane) (Filed on 4/22/2013) (Entered: 04/22/2013)

04/25/2013 59 ORDER RE: SUPPLEMENTAL BRIEFING. Signed by Judge Yvonne Gonzalez

Page 10: 12-CV-05034-U.S. District Court Civil Docketsecurities.stanford.edu/.../2013930_r01k_12CV05034.pdfNeurogesx, Inc. represented by Darryl Paul Rains Morrison & Foerster LLP 755 Page

Rogers on 4/25/13. (fs, COURT STAFF) (Filed on 4/25/2013) (Entered: 04/25/2013)

05/09/2013 60 Supplemental Brief in Support of Motions to Dismiss Counts IV, V and VI of Plaintiffs First Amended Class Action Complaint, filed byAnthony A. Ditonno, Stephen F. Ghiglieri, Neurogesx, Inc., Jeffrey K. Tobias, MD. (Dunning, Angela) (Filed on 5/9/2013) (Entered: 05/09/2013)

05/23/2013 61 Supplemental Brief in Support of Opposition re 38 Motion to Dismiss, filed by Maritime Asset Management, LLC. (Related document(s) 38 ) (Punzalan, Mark) (Filed on 5/23/2013) Modified on 5/24/2013 (jlm, COURT STAFF). Modified on 5/24/2013 (jlm, COURT STAFF). (Entered: 05/23/2013)

09/30/2013 62 ORDER by Judge Yvonne Gonzalez Rogers granting with leave to amend 33 Motion to Dismiss; granting with leave to amend 36 Motion to Dismiss. Case Management Conference set for January 13, 2014 at 2:00pm. (fs, COURT STAFF) (Filed on 9/30/2013) (Entered: 09/30/2013)

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