1997 CALENDAR OF CALIFORNIA PUBLIC DEBT ISSUANCEConduit revenue bond F:A+/FI+ (UN) Bear Stearns Single-family housing (TR) State Treasurer 1997 Series C Subject to Alternative Hinimta_Tax

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1997 CALENDAR OF

CALIFORNIA PUBLIC

DEBT ISSUANCE

MAll" FONGState Treasurer and Cl_)airman

1

CDIAC 98-3

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1997CALENDAROF ISSUES

April 1998

CALIFORNIA DEBT AND INVESTMENT ADVISORY COMMISSION915 Capitol Mall, Room 400

P.O. Box942809Sacramento,CA 94209-0001

(916) 653-3269

The CaliforniaDebt andInvestmentAdvisoryCommissioncomplieswiththe AmericansWith DisabilitiesAct(ADA).If youneed additionalinformationor assistance,pleasecontactthe Commissionat (916) 653-3269.

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CALIFORNIA DEBT AND INVESTMENT ADVISORY COMMISSION

The CaliforniaDebt and InvestmentAdvisoryCommissionwas created bythe CaliforniaLegislatureto assiststate andlocalagencieswiththe issuance,monitoring,and managementof publicdebt and the investmentof publicfundsthroughits researchandtechnicalassistanceprograms. CDIAC alsoactsas thestate'sclearinghousefor publicdebtissuanceinformation.

The CaliforniaDebt andInvestmentAdvisoryCommissionmembersinclude:

MattFong VacancyCaliforniaState Treasurer State Senatorand Chairman

Louis J. PapanPete Wilson StateAssemblymanGovernor

or Scott WildmanCraig Brown StateAssemblymanDirector

Departmentof Finance Donald W. MerzTreasurer-Tax Collector

Kathleen Connell SonomaCountyState Controller

Robert LelandVacancy FinanceDirectorState Senator City of Fairfield

Additional information concerning this report or the programs of theCalifornia Debt and Investment Advisory Commission may be obtained bycontacting:

Peter W. SchaafsmaExecutive Director

CaliforniaDebt and InvestmentAdvisoryCommission(916) 653-3269

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ACKNOWLEDGMENT

The CaliforniaDebtandInvestmentAdvisoryCommissiongathers,compiles,and disseminatesinformationon Californiapublicdebt.

The California Debt and InvestmentAdvisoryCommissionwishes to thank those publicagencies which make the timely publicationofinformationpossiblebypromptlyfilingtheir reportspursuantto Section8855(g) of theCalifornia GovernmentCode.

So that public debt informationmay continueto be provided in a useful manner, the Commissionwould be pleased to receive anycommentsor reactionsto thisreport.

Hardy Gumnor had primaryresponsibilityfor productionof this Calendar. Other staff members who contributedto the report includeMartha Riley,Pat Brubakerand BermaWilliams.

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CONTENTS

Calendar Legend ................................................................................................................................................................................... 1

I. State Issuers Reporting 1997 Debt Financings

Califomia Departmentof General Services............................................................................................................................................ 2CaliforniaDepartmentof VeteransAffairs ...................................................................................................................... 2CaliforniaDepartmentof Water Resources ........................................................................................................................................... . 3CaliforniaEconomicDevelopmentFinancingAuthodty.................................................................._....................................................... 3CalifomiaEducationalFacilitiesAuthority.............................................................................................................................................. 7CaliforniaHealth FacilitiesFinancingAuthority...................................................................................................................................... 11CaliforniaHousingFinanceAgency ....................................................................................................................................................... 15CalifomiaPollutionControlFinancingAuthority....................................................................................................................................• 20CaliforniaState PublicWorks Board...................................................................................................................................................... 25CaliforniaState UniversityBuildingAuthodty......................................................................................................................................... 28East BayState BuildingAuthority........................................................................................................................................................... 28State of Califomia................................................................................................................................................................................... 28The Regentsof the Universityof California..................................................................................................:......................................... 34

II. Counties With Local Issuers Reporting 1997 Debt Financings

Alameda ................................................................................................................................................................................................ 34Amador .................................................................................................................................................................................................. 48Butte ...................................................................................................................................................................................................... 48Calaveras .............................................................................................................................................................................................. 50Colusa ................................................................................................................................................................................................... 51Contra Costa ......................................................................................................................................................................................... 53Del Norte ................................................................................................................................................................................................ 62El Dorado ............................................................................................................................................................................................... 63Fresno ................................................................................................................................................................................................... 66Glenn ..................................................................................................................................................................................................... 74Humboldt ............................................................................................................................................................................................... 75Impedal .................................................................................................................................................................................................. 76Inyo......................................................................................................................................................................................................... 79Kern. ...................................................................................................................................................................................................... 81Kings...................................................................................................................................................................................................... 85

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Lake .................................................. $ .................................................................................................................................................... 89

Lassen ............,,...................................................................................................................................................................................... 91Los Angeles ........................................................................................................................................................................................... 91Madera ........................................................................................................................................:.......................................................... 131Marin ...................................................................................................................................................................................................... 133Mariposa ................................................................................................................................................................................................ 137Mendocino ............................................................................................................................................................................................. 138Merced ................................................................................................................................................................................................... 141Mono ..........................................................................................;........................................................................................................... 144Monterey ................................................................................................................................................................................................ 145Napa ...................................................................................................................................................................................................... 151Nevada .................................................................................................................................................................................................. 152Orange ................................................................................................................................................................................................... 153Placer .................................................................................................................................................................................................... 171Plumas ................................................................................................................................................................................................... 175Riverside ................................................................................................................................................:............................................... 175Sacramento ........................................................................................................................................................................................... 193San Benito ...........................................................:.............................,................................................................................................... 202San Bemardino...................................................................................................................................................................................... 203San Diego .............................................................................................................................................................................................. 215San Francisco........................................................................................................................................................................................ 233San Joaquin........................................................................................................................................................................................... 237San LuisObispo .................................................................................................................................................................................... 244San Mateo ............................................................................................................................................................................................. 246Santa Barbara ....................................................................................................................................................................................... 256Santa Clara ............................................................................................................................................................................................ 262Santa Cruz ............................................................................................................................................................................................. 274Shasta ................................................................................................................................................................................................... 276Sierra ..................................................................................................................................................................................................... 280Siskiyou ................................................................................................................................................................................................. 280Solano ................................................................................................................................................................................................... 281Sonoma ................................................................................................................................................................................................. 287Stanislaus.............................................................................................................................................................................................. 298Sutter ..................................................................................................................................................................................................... 302Tehama ................................................................................................................................................................................................. 303Trinity ..................................................................................................................................................................................................... 305Tulare .................................................................................................................................................................................:.................. 306Tuolumne............................................................................................................................................................................................... 311Ventura .................................................................................................................................................................................................. 312

Yolo ....................................................................................................................................................................................................... 320Yuba ...................................................................................................................................................................................................... 322

MultipleCounties ................................................................................................................................................................................... 323

Note:No publicagenciesinAlpineCountyreportedany 1996 publicdebtissuancetothe CaliforniaDebt andInvestmentAdvisoryCommission.

II1. Student Loan Corporations Reporting t997 Debt Financings .......................................................................................................... 366

Abbreviations...................................................................................................................................................... 367

CALENDARLEGEND1997

Information contained in this 1997 Calendar of Issues is reported as of March 15, 1998.

This calendar is based on information reported to the California Debt and Investment Advisory Cocmlissionon the Report of Proposed Debt Issuance and theReport of Final Sale or from sources considered reliable.

TYPE OF SALE/DATE OF SALE RATING AGEBCIES CREDIT ENHANCENENTCocap Competitive S Standard & Poor's LOC Letter(s) of Credit

(The date of the bid opening) N Hoody's Investors Service Ins Bond Insurance

Beg Negotiated or private placement F Fitch IBCA Oth Other third party enhancement(The date of the signing of the bond purchase agreement) D Duff & Phelps SIP State Intercept

RR Not rated

TAXSTATUS REFUNDING

Taxable Interest is subject to federal and State taxation Issue is partially or fully for refunding.Federally Taxable Interest is subject to federal taxationState Taxable Interest is subject to State taxation NATURITY TYPE(S)Subject to ART Interest on this issue is a spocfic Serial Serial bonds

preference item for the purpose of Term Term bondcoroputing the federal alternative minimua tax. " Comb Serial and term bond or several term bonds

or other types of structured financings.

INTERESTCOST PARTICIPANTSNIC Net Interest Cost The Interest Cost represents either the winning competitive NIC/TIC bid or BC Bond CounselTIC True Interest Cost the interest cost financing. The Net Interest Cost (NIC) is calculated by FA Financial AdvisorVar Rate pegged to an index using the total scheduled interest payments plus the underuriter's discount UW UnderuriterNA Rot available or not or minus the premium, dividedbybondyear dollars. The True Interest Cost TR Trustee

able to compute (TIC) is defined as the rate necessary to discount the amounts payable on EN Guarantorthe respective principal and interest maturity dates to the purchase pricereceived for bonds. TIC computations produce a figure slightly differentfrom the NIC method since TIC considers the time value of money.

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ANNUAL REPORT CALENDAR 1997

Type Maturity InterestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount County, Type of Debt, Purpose Enhancmt Sale Fmction, Participant Type Type

State of California

5/25/97 $22,480,000 California Department Of Genera[Services

State of California S:A- geg (BC) SheppardMuttin 10/01/06 5.012CDIAC Debt Issue Number: 97 - 0122 N:A2 (FA) Howarth Nontague Serial (TIC)Certificates of participation/teases F:A- (IN) Rorgan StanleyPublic building (TR) BRY Western TrustFranchise Tax BoardRefUnding

12/10/97 $1D0,000,000 California Department Of VeteransAffairs

State of California S:A+/A-I+ Neg (BC) Hawkins Delafieid 12/01/19 5.176CDIAC Debt Issue Mumber: 98 - 0121 M:Aa3/VNI Term (TIC)Conduit revenue bond F:A+/FI+ (UN) Bear StearnsSingle-family housing (TR) State Treasurer1997 Series CSubject to Alternative Hinimta_TaxRefunding

12/10/97 $154,065,000 California Department of VeteransAffairs

State of California S:AAA Neg (BC) Hawkins Delafieid 12/01/19 5.348CDIAC Debt Issue Number: 98 - 0120 R:Aaa Cordo (TIC)Conduit revenue bond F:AAA (IN) Bear StearnsSingle-family housing (TR) State Treasurer1998 Series ASubject to ALternative Hinimum TaxRefunding

12/10/97 $10,805,000 California Department of VeteransAffairs

State of California S:A+ Neg (BC) Hawkins Detafietd 12/01/28 5.471CDIAC Debt Issue Number: 97 - 1710 N:Aa3 Term (TIC)Conduit revenue bond F:A+ (IN) Bear Stearns

Single-family housing (TR) State Treasurer1997 Series A

Refunding


Type Maturity InterestIssuing Entity, . Rating(s) of Date/ Rate/

Date Amount County, Type of Debt= Purpose Enhancmt Sate Function, Participant Type Type

12/10/97 $10,185,000 california Department Of VeteransAffairs

State of California S:A+ Neg (BC) Haukins Delafield 12/01/18 5.408CDIAC Debt Issue Number: 97 - 1711 H:Aa3 Comb (TIC)Conduit revenue pond F:A+ (LM) Bear StearnsSingle-family housing (TB) State Treasurer1997 Series gSubject to Alternative Minimum TaxRefunding

3/10/97 $20,700,000 California Deportment Of Water ResourcesState of california S:AAA/A-I Neg (BC) Orrick Herrington 12/01/24CDIAC Debt Issue Number: 97 - 0092 M:Aa3/VRI (FA) Hogarth Xontague Term VARPublic enterprise revenue bond (LIW) Jp Morgan SecuritiesWater supply/storage/distribution (TR) State TreasurerCentral VIV Series R-V LOC (EN) Canadian Imperial BkFederally TaxableRefunding

7/30/97 $335,070,000 California Department Of gater ResourcesState of California S:AA Neg (BC) Orrick Herrington 12/01/29 5.120CDIAC Debt Issue RLenber: 97 - 1295 R:Aa2 (FA) Howarth Hontague comb (TIC)Public enterprise revenue bond (UW) PaineWebberWater supply/storage/distrlbution (TR) State TreasurerCentral Valley Series S & TRefunding

3/05/97 $3,500,000 California Economic DevelopmentFinancing Authority

State of California S:AA-/A-1 Neg (BC) Kulak Rock 4/01/12CDIAC Debt Issue Number: 97 - 0097 Term VARConduit revenue bond (LM) Rauscher PierceIndustrial development (TR) First Trust of CAGaiser TOOt Co LOC (ER) Bank of AmericaSubject to Alternative Minimum Tax

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Type Naturity InterestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount County, Type of Debt, Purpose Enhancmt SaLe Function_ Participant Type Type .

3/19/97 $9,0OO,000 CaLifornia Economic DeveLopmentFinancing Authority

State of CaLifornia NR Neg (BC) Kutak Rock 4/01/17CDIAC Debt Issue smt3er: 97 - 0088 Term VARConduit revenue bond (UW) PNC Brokerage CorpIndustrial deveLopment (TR) First Trust of CAKuhnash Proporties/Arkay PLastics LOC (EN) PNC Dank OhioSubject to ALternative Ninimom Tax

6/28/97 -$3,500,000 CaLifornia Economic DeveLopmentFinancing Authority

State of CaLifornia S:A+/A-1 Seg (BC) StradLing Yocca 4/01/27CDIAC Debt Issue Number: 97 - 0084 Term VANConduit revenue bond (LM) WeLLs Fargo BankIndustrial development (TR) Boston Safe DepositCaIco LOU (EN) WeLLs Fargo BankSubject to ALternative Ninimom Tax

7/15/97 $6,500,000 CaLifornia Economic DeveLopmentFinancing Authority

State of CaLifornia S:A/A-1 Seg (go) Kutak Rock 7/D1/27CDIAC Debt Issue Number: 97 - 1085 (FA) Growth Capital Term VARConduit revenue bond (LM) gauscher PierceIndustriaL development (TR) First Trust of CAKiiLion Industries Inc LOC (EN) Union Bank of CASubject to ALternative Hiniu Tax

7/29/97 $3,710,000 CaLifornia Economic DeveLopmentFinancing Authority

State of CaLifornia S:A+/A-1 Seg (BC) Kutak Rock 7/01/22CDIAC Debt Issue Number: 97 - 1083 Term VARConduit revenue bond (UU) gauscher PierceIndustrial development (TR) First Trust of CACosta Nacaroni Hfg Co LOC (EN) WeLts Fargo BankSubject to ALternative Sinimum Tax

4



Date Amount County, Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

8/04/97 $8,500,000 CaLifornia Econocnic Devetol_entFinancing Authority

State of California S:A/A-1 NeD (BE) Kutak Rock 8/01/27CDIAC Debt Issue Number: 97 - 1087 (FA) Growth Capital Term VARConduit revenue bond (IJ_) Rauscher PierceIndustrial development (TR) First Trust of CAAdvanced Aerodynamics & Structures Ins LOC (EN) Sumitomo Banksubject to ALternative Ninimum Tax

8107197 $4,400,000 CaLifornia Economic DevelopmentFinancing Authority

State of CaLifornia S:A+/A-1 NeD (BE) Orrick Herring[on 8/01/27CDIAC Debt Issue Number: 97 - 1229 Term VARConduit revenue bond (LIW) Piper Jaffray Inclnclustriai development (TR) BNY Western TrustSerra Nission LOC (EN) US BankSubject to Alternative RinimumTax


State of CaLifornia S:AA/A-I+ NeD (0C) Kutak Rock 8/01/09CDIAC Debt Issue Number: 97 - 1088 (FA) Growth Capita[ Term VARConduit revenue bond (ug) Sauscher PierceIndustrial development (TR) First Trust of CABoyd Furniture Co lnc LOE (EN) Chase Manhattan BankSubject to Alternative Ninimum Tax

0/13/97 $2,500,000 California Economic DeveLopmentFinancing Authority

State of CaLifornia NR NeD (BE) gutak Rock 8115104 7.165CDIAC Debt Issue Number: 97 - 1084 (FA) Growth Capita[ Sepia[ (TIC)Conduit revenue bond (UW) Finova Govmt FinanceIndustrial development (TB) First Trust of CAAmerican Nateriats & Technologies CorpSubject to ALternative Ninimum Tax

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ANNUALREPORTCALENDAR1997


Date Amount County, Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type


State of California S:A+/A-1 Beg (Be) Orrick Herrington 8/01/27CDIAC Debt Issue Nt_ber: 97 _ 1230 Term VARConduit revenue bond (Ug) Piper Jaffray lncIndustrial development (TR) BNY Western TrustSerra HicroChasais LOC (EN) US Banksubject toALternative Ninimum Tax

9/17/97 $30060,800 California Economic DevelopmentFinancing Authority

State of California S:A/A-1 Nag (BC) gutak Rock 9101122CDIAC Debt Issue Number: 97 - 138/, (FA) Growth Capita[ Term VARConduit revenue bond (UW) Rauscher PierceIndustrial development (TR) First Trust of CA

Vortech Engineering Inc LOC (EN) CA United Banksubject to ALternative Niniraunl Tax


State of California NR Rag (BC) Kulak Rock 9/17/05 5.870CDIAC Debt Issue guider: 97 - 1387 Term (NIC)Conduit revenue bond (UW) GE CapitalIndustrial development (TR) First Trust of CADT Bicycles lncSubject to ALternative Minimum Tax


State of California RR Beg (BC) Kulak Rock 10/01/04 5.920CDIAC Debt Issue Number: 97 - 1385 Term (NIC)Conduit revenue bond (U_) GE Capita[Industrial development (TR) First Trust of CABarvin Engineering Co IncSubject to ALternative Ninimum Tax

%m ANNUAL REPORT CALENDAR 1997


Date Amount County, Type of Debt, Purpose Enhancmt SaLe Funetion_ Participant Type Type

1/14/97 $16,000,000 CaLifornia Educationat FacititiesAuthority

State of CaLifornia S:AAA Neg (BE) Buchalter Nemer 1115106 5.004CglAC Debt Issue Number: 96 - 190/+ H:Aaa Serial (NIC)Co.it revenue bond (UW) Prager McCarthyCoLLege/university facility (TR) US Trust Co of CAPepperdine Univ Ins (EN) AmbacReftalding

1/15/97 $35,000,000 CaLifornia Educational FaciLitiesAuthority

State of CaLifornia S:/g_ Neg (BC) Orrick Herrington 10/01/27 5.741CDIAC Debt Issue Number: 96 - 1910 N:Aaa Comb (NIC)Conduit revenue bond F:AAA (124) BA SecuritiesCoLlegeuniversity facility (TR) First Trust of CAOccidentia| Univ Ins (EN) RBIARefunding

3/05/97 $8,790,000 California Educational FaciLitiesAuthority

State of CaLifornia S:A+/A-1 Neg (Be) Orrick Rerrington 3101127C91AC Debt Issue Number: 97 - 0080 Term VARConduit revenue bond (UW) Gates Cap CorpCoLLege/university facility (TR) US Trust Co of CAHt St Mary's LOC (EN) ALLied Irish Bank


State of CaLifornia R:Aaa Neg (Be) Orrick Herrington 3/01/16 6.096CDIAG Debt Issue Number: 97 - 0177 F:AAA Term (NIC)Conduit revenue bond (UW) Prager HcCarthystudent Loans (TR) First Trust of CACat Loan Ins (EN) NBIASubject to ALternative Hini_ Tax

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REPORT CALENDAR 1997 ..ANNUAL

_ON

Type. Maturity InterestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount • County, Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

4/18/97 S13,105,000 California Educationat FacititiesAuthority

State of Catifornia B:AAA Neg (BE) Arter & Hadden 4/01/13 5.657CDIAC Debt issue Bim_)er: 97 - 0217 N:Aaa comb (TIC)Conduit revenue bond (UW) Prager McCarthyCottage/university facitity (TR) First Trust of CAPitzer Cottage, UOP Ins (EN) MBIARelYing

4/18/97 $16,000,000 Catifornia Educational FacititiesAuthority

State of California N:Baa2 Nag (BE) Arter & Hadden 4101/21 6.371CDIAC Debt Issue Number: 97 - 0218 Comb (TIC)Conduit revenue bond (UW) Prager McCarthyCollege/university facility (TR) First Trust of CASo Eat Cortege of Optometry

8/19/97 $1,570,000 California Educational FacilitiesAuthority

State of Catifornia NR Meg (BE) After & Hadden 11/01/21 7.518CDIAC Debt Issue Number: 97 - 030] comb (TIC)Conduit revenue bond (US/) Prager McCarthyCoitege/university facility (TR) Union Bank of CAPacific 6raduate Schoot of Psychotogy

6/25/97 $10,000,000 California Educationat FacilitiesAuthority

State of CatifornJa N:AB2/V/41 Nag (BC) Orrick Herrington 6/01/27CDIAC Debt Issue Number: 97 - 0912 Term VARConduit revenue bond (UW) Prager McCarthyCollege/uoiversity facility (TR) Union Bank of CACtaremont McKenna Cortege

8


Type Maturity InterestIssuing Entity, Rating(s) of Bate/ Rate/



State of CaLifornia S:AA+/AI+ Neg (BE) Orrick Herrington 7/01/22CDIAC Debt Issue Number: 97 - 0910 H:Aal/VHI Term VARConduit revenue bond (UW) Prager RcCarthyCoLLege/university facility (TR) First Trust of CApomona Cortege


state of California S:AAA Neg (0C) Orrick Herrington 12/01/27 5.457CDIAC Debt Issue Humber: 97 - 1395 H:Aaa Comb (NIC)conduit revenue bond (UW) Prager HcCarthyCollege/university facility (TR) First Trust of CAStanford University


State of CaLifornia S:AAA Neg (BE) Arter & Hadden ]101115 5.019CDIAC Debt Issue Number: 97 - 1473 N:Aaa comb (NIC)Conduit revenue bond (UW) Prager RcCarthyCoLLege/university facility (TR) First Trust of CADominican CoLLege of San Rafael, Ins (EN) NBLAHarvey Rudd CoLLegeRefunding

9/25/97 $3,227,417 CaLifornia Educational FacilitiesAuthority

State of California HR Neg (BE) Orrick Herrington 3101110 6.026CDIAC Debt Issue Number: 97 - 1490 Term (NIC)Other note (UW) Assoc Corm_rciatCoLLege/university facilityWhittier Cortege

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T_ Maturity InterestIssuing Entity, Rating(s) of Date/ Rate/

Date A_t County, Type of Debt= Purpose Enhancmt Sate Funct!on, Participant Type Type

9130197 $5,340,000 California Educational FacilitiesAuthority

State of California S:AA/A-I+ Beg (0C) Orrick Herrington 10/01/19Q)IAC Debt Issue Mu_oer= 97 - 1456 M:Aa3/VNI Term VARCo.it revenue pond (UW) Prager McCarthyCollege/university facility (TR) BNY Western TrustUSCRefunding

10/23/97 $18,000.000 California Educational FacilitiesAuthority

State of California M:Baa2 Meg (BC) Orrick Herrington 11/01/17 5.677C91AC Debt Issue Nun_oer: 97 - 1434 Cor#o (NIC)Cor=_uit revenue bond (US#)Prager McCarthyCollege/university Facility (TR) BNY Western TrustLA College of ChiropracticRef_"mding

10123197 $15,165,000 California Educational FacilitiesAuthority

State of California S:AAA/A-1 geg (BC) Orrick Herrington 10/01/17CDIAC Debt Issue Number: 97 - 1571 M:Aaa Term VARCo_uit revenue bond (t_d) BT Alex Brown IncCollege/university facility (TR) First Trust of CAStanford UniversityRefunding

10/31197 $50,000,000 California Educational FacilitiesAuthority

State of California S:PJ_ Neg (BC) Orrick Herrington 10/01/28 5.415CDIAC Debt Issue NL_aber: 97 - 1634 M:Aa3 Term (NIC)Conduit revenue bond (US#) Prager McCarthyCollege/university facility (TR) BRY Western TrustUSC

10




11/07/97 $11,065,000 California Educational FacilitiesAuthority

State of CaLifornia S:AAA Neg (BC) Orrick Herrington 9/01/22 5.362CDIAC Debt Issue Number: 97 - 1570 N:Aaa Comb (NIC)Conduit revenue bond (UW) Prager NcCarthyCoLlege/university faciLity (TR) Union Bank of CAMiLts ColLege Ins (EM) MRIARefunding

12/0]/97 $19,295,000 CaLifornia Educational FacilitiesAuthority

State of Californle $:AAA Beg (BC) After & Hadden 10/01/22 5.155CDIAC Debt Issue NLanber: 97 - 1673 N:Aaa Co_o (TIC)Conduit revenue bond (US#) BancAmerica RobertCoLlege/university facility (TR) First Trust of CALoyoLa Narymount Ins (E_) HBIARefunding

3127/97 $1,825,000 California Health Facilities FinancingAuthority

State of California NR Comp (BC) Leslie M Lava 5/01/07 6.240CDIAC Debt Issue Number: 97 - 0174 (FA) Public Financial Term (NIC)Other note (UW) ABN AHRO SecuritiesOther/rmJitipte health care purposes (TR) Union BankCA Shock Trauma Air Rescue

4/25/97 $84,000,000 California Health Facilities FinancingAuthority

State of California S:AAA Neg (BC) 8ro_rn & Wood 7101119 5.774CDIAC Debt Issue NuzZler: 97 - 014] Comb (NIC)Conduit revenue bond (U_) PaineWebberHealth care facilities (TR) BNY Western TrustPomona Vty Hospital Ned Ctr Ins (EH) MBIARefunding

11

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State of CaLifornia S:A+ geg (BC) Sro_ & W_ 5/01/20 5.640COlAC Debt Issue Humber: 97 - 0432 Comb (NIC)Conduit revenue bond (LIW) PaineWebberHospital (TR) First Trust of CAValley Care Ins tEN) OSHPDRefunding


State of California HR Heg (BC) Orrick Herring[on 7/02/02 6.580CDIAC Debt Issue Number: 96 - 1282 Serial (NIC)Conduit revenue bond (Ui4) AT & T Capita[ CorpOther/multiple heatth care purposesMethodist Hospital of So CA


State of California S:AAA Neg (BC) Orrick Herrington 8/15/27 5.349CDXADDebt Issue NL_ber: 97 - 1409 M:Aaa (FA) public Financial comb (NIC)Conduit revenue bond (t_) Morgan StanleyHealth care facilities (TR) US Trust Co of CASutter Health Ins (EM) FSARefunding

8121/97 $4,430,000 California Heatth Facilities FinancingAuthority

State of California S:A+ Neg (BE) Quint & Thini_ig 1101119 5.329CDIAC Debt Issue Number: 97 - 1390 (FA) GL Hicks Financial Comb (NIC)Conduit revenue bond (UW) Piper Jaffray IncHealth care facilities (TR) Harris Trust CoSunny View Lutheran Home Oth tEN) OSHPDRefunding

12



Date Amount County, Type of Debt, Purpose Enhancmt Sale Function= Participant Type Type

8127197 $55,155,000 California Health Facilities FinancingAuthority

State of California S:A_J_ Neg (BC) Orrick Herrington 5/01/12 5.036CDIAC Debt Issue Number: 97 - 1280 Cont_ (NIC)Conduit revenue bond (t_/) PaineWel_oerHospital (TR) First Trust of CAValley Presbyterian Ins (EN) NBIARefunding

9/17/97 $_B,660,000 California Health Facilities FinancingAuthority

State of California S:AAA Nag (BC) Orrick Herrington 8/15/22 5.208CDIAC Debt Issue MLc_er: 97 - 1400 M:Aaa Coatb (NIC)Conduit revenue bond (UW) Morgan StanleyHealth care facilities (TR) US Trust Co of CASutter Health Ins (EN) FSARefunding


State of California S:AAA Meg (BC) Orrick Herrington 8/01/27 5.532CDIAC Debt Issue Mun_oer: 97 - 1435 M:Aaa Comb (NIC)CoPx_uit revenue bond {UW) Gold, nan SachsHealth care facilities (TR) BNY Western TrustCedars-Sinai NL_dCtr Ser A ins (EN) MBIARefunding


State of California S:AAA Neg (BC) Broun & Wood 7/01/24 5.225CDIAC Debt Issue Ntadoer: 97 - 1325 H:Aaa Con_ (NIC)conduit revenue bond F:AAA (LIW) PafneWebberHealth care facilities (TR) BNY Western TrustCatholic Heatthcare West Ser A Ins (EN) HSIARefunding

13

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Type Haturity InterestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount County_ Type of Debt, Purpose Enhancmt Sale FLmction, Participant Type Type

10/10197 $63,445,000 California Health Facilities FinancingAuthority

State of California S:AAA Neg (BC) Orrick Herrington 8/01/27CDIAC Debt Issue Nted_er: 97 - 1662 N:Aaa Cocnb VARconduit revenue bond (US/) Goldman SachsHealth care facilities (TR) BNY Western TrustCedars-Sinai Ned Ctr Ser B Ins (EN) HBIA


State of California S:AAA Neg (BC) Brown & Wood 7/01/22CDIAC Debt Issue Number: 97 - 1324 M:Aaa Term VARConduit revenue bond F:AAA (UW) PaineWebberHealth care facilities (TR) BNY Western TrustCatholic Heatthcare West Set B & C Ins (EN) HBIARefunding


State of California S:A+ NeD (BC) Quint & Thimmig 12/01/22 5.518COIAC Debt Issue Number: 97 - 1735 Comb (MIC)Conduit revenue bond (UW) Attura NelsonHealth care facilities (TR) First Trust of CA

El Proyecto del Barrio Oth (EN) OSHPD


State of California S:A+ NeD (BC) Quint & Thimmig 12/01/22 5.485CDIAC Debt Issue Number: 97 - 1736 comb (NIC)Conduit revenue bond lug) Attura NelsonOther/multiple health care purposes (TR) First Trust of CASo CA ALcohol & Drug Programs Oth (EN) OSHPDRefunding

14



Date Amount County, Type of Debt_ Purpose Enhancmt Sale Function_ Participant Type Type

1/17/97 $11,475,000 Catifornia Housing Finance AgencyState of California S:AAA Meg (BC) Orrick Herrtngton 8/01/16 5.973CDIAC Debt Issue Number: 97 - 0003 M:Aaa Term (TIC)Conduit revenue pond (UW) Lehman BrothersSingle-family housing (TR) State TreasurerSeries A Ins (EN) MBIARefunding

1/17/97 $30,000,000 California Housing Finance AgencyState of California S:AAA Meg (BC) Orrick Herrington 8/01/28 7.404CDIAC Debt Issue Muter: 97 - 0002 M:Aaa Comb (TIC)Conduit revenue bond (UW) Lehman BrothersSingle-family housing (TR) State TreasurerSeries C Ins (EN) HBIAFederally Taxable

1/17/9T $87,275,000 California Housing Finance AgencyState of California S:/_A Neg (BC) Orrick Herrington 2/01/28 5.8/,8CDIAC Debt Issue Nt_ber: 97 - 0001 M:Aaa Comb (TIC)Conduit revenue bond (IJW) Lehman BrothersSingle-family housing (TR) State TreasurerSeries B Ins (EN) MBIASt_ject to Alternative Minimum TaxHefunding

2127/97 $70,660,000 California Housing Finance AgencyState of California S:AAA Meg (BC) Orrick Herrington 8/01/38 6.092CDIAC Debt Issue Number:- 97 - 0118 M:Aaa Comb (TIC)Conduit revenue bond (UW) Lehman BrothersMuttifamity housing (TR) First Trust of CASubject to ALternative Minimum Tax Ins (EH) MBIA

3/13/97 S112,000,000 California Housing Finance AgencyState of California S:AAA Neg (BC) Orrick Herrington 8/01/11 6.385CDIAC Debt Issue Nt_ber: 97 - 0139 M:Aaa Co_o (TIC)Conduit revenue bond (tJW) Goldman SachsSingle-family housing (TR) First Trust of CASeries A-1 Ins (EN) MBIASubject to Alternative Nini_um Tax

15

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3113197 mz,8,0OO,OOO California Housing Finance AgencyState of California S:AAA Weg (BC) Orrick Herrington 8/01125 7.510CDIAC Debt Issue NLrnber: 97 - 0140 M:Aaa Term (TIC)Conduit revenue bond (UW) Goldman SachsSingle-family housing (TR) First Trust of CASeries A-2 Ins (EN) MBIAFederally Taxable

3/13/97 " $61,540,000 California Rousing Finance AgencyState of California S:SP-I+/A Neg (BC) Orrick Herrington 8/01/29CDIAC Debt Issue Nuffber: 97 - 02]8 H:MIG1/VN Term VARConduit revenue bond (UW) Goldman SachsSingle-family housing (TR) First Trust of CASeries B Ins (ER) MBIASubject to Alternative MinirX_n Tax

5/08/97 $19,780,000 California Housing Finance Agency

State of California S:AAA Meg (BC) Orrick Herrington 8/01/17 5.714CDIAC Debt Issue Ntlnber: 97 - 0258 N:Aaa Comb (TIC)Conduit revenue bond (LIW) Merrill Lynch & CoSingle-family housing (TR) First Trust of CASeries D Ins (EN) Aa_oac

5/08/97 $62,220,000 California Housing Finance AgencyState of California S:/U_A Neg (BC) Orrick Herrington 8/01/29 5.886CDIAC Debt Issue N_r: 97 - 0257 M:Aaa cotab (TIC)Conduit revenue bond (UW) Merrill Lynch & COSingle-family housing (TR) First Trust of CASeries E Ins (EN) AmbacSubject to Alternative Minimum Tax

5/08/97 $33,000,000 California Housing Finance AgencyState of California $:AAA Meg (BC) Orrick Herrington 8/01/29 7.354CDIAC Debt Issue Number: 97 - 0256 M:Aaa Coalb (TIC)Conduit revenue bond (LIW) Rerrilt Lynch & CoSingle-family housing (TR) First Trust of CASeries F Ins (EN) AmbacFederaUy Taxable

16



Date Amount County, Type of Debt, Purpose Enhancmt SaLe Function, Participant Type Type

5/08/97 $53,045,000 California Housing Finance AgencyState of CaLifornia S:AAA Neg (BC) Orrick Herrington 8/01/17 6.01]CDIAC Debt Issue Number: 97 - 1073 H:Aaa Term (TIC)Conduit revenue bond (LIW) NerriiL Lynch & CoSingie-famity housing (TR) First Trust of CASeries G Ins (EH) AmbacFederaLLy TaxabLe

5/20/97 $45,620,000 CaLifornia Housing Finance AgencyState of CaLifornia S:AA/A-I+ Neg (BC) Orrick Herrington 8/01139CDIAC Debt Issue Number: 97 - 0255 R:Aa]/VSI Term VARConduit revenue bond (UW) Lehman Brothers8uLtifamity housing (TR) First Trust of CASeries B LOC (EN) Credit SuisseSubject to ALternative Hinimum Tax

7/11/97 $7,740,000 CaLifornia Housing Finance AgencyState of CaLifornia S:AAA Meg (Be) Orrick Herring(on 8/01/17 5.500CDIAC Debt Issue Number: 97 - 1208 H:Aaa comb (RIO)Conduit revenue bond (LfW) Lehman BrothersSingle-famiLy housing (TR) State TreasurerSeries H Ins (EN) MBIARefunding

7/11/97 $76,160,000 CaLifornia Housing Finance AgencyState of CaLifornia S:AAA Neg (BC) Orrick Herrington 2/01/29 5.523CDIAC Debt Issue Number: 97 - 1209 comb (NIC)Conduit revenue bond (LIW) Lehman BrothersSingLe-famiLy housing (TR) State TreasurerSeries I Ins (EN) HBIASubject to ALternative Hinimum TaxRefunding

17

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Date Amount County, Type of Debt, Purpose Enhsncmt Sate Functionf Participant Type Type

7/11/97 $5O,OOO,O00 California Housing Finance AgencyState of California S:AAA Neg (BE) Orrick Herrington 2101129 7.021CDIAC Debt Issue Number: 97 - 1210 N:Aaa Term (NIC)Conduit revenue bond (IN) Lehman BrothersSingle-famiLy housing (TR) State TreasurerSeries K Ins (EN) HBIAFederally Taxable

7111/97 $26,000,000 California Housing Finance AgencyState of CaLifornia N:Aa2/Vt41 NeR (BE) Orrick Herrington 8/05/98 3.950CDIAC Debt Issue Number: 97 - 1306 Term (NIC)Conduit revenue bond (IN) Lehman BrothersSingle-family housing (TR) State TreasurerSeries JSubject to Alternative Nini_Tax

7/23/97 S31,295,000 California Housing Finance AgencyState of California S:AA/A-I+ Neg (BE) Orrick Herrington 8/01/30CDIAC Debt Issue Humber: 97 - 1207 N:Aa3/V/4I Term VARConduit revenue bond (IN) Lehman BrothersMultifamity housing (TR) First Trust of CASeries C LOC (EN) Credit 5uisseSubject to Alternative NinimumTax

9/18/97 $15,000,000 California Housing Finance AgencyState of California S:AAA Neg (BC) Orrick Herrington 8/01/11 5.942CDIAC Debt Issue Humber: 97 o 1466 N:Aaa Comb (TIC)conduit revenue bond (IN) Goldman SachsSingle-family housing (TR) First Trust of CA

Series C-1 Ins (EN) HBIARefunding

9/18/97 $10,715,000 California Housing Finance AgencyState of California S:AAA Neg (BE) Orrick Herrington 8/01/25 5.939CDIAC Debt Issue Number: 97 - 1465 H:Aaa comb (TIC)Conduit revenue bond (IN) Goto_an SachsSingle-family housing (TR) First Trust of CASeries B-2FederaLly TaxabLe

18

__ ANNUAL REPORT CALENDAR 19970N

Type Raturity InterestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount County, Type of Debt, Purpose Enhancmt Sate Function= Participant Type Type

9/18/97 S74,670eOOO California Housing Finance AgencyState of California S:AAA Neg (BC) Orrick Herrington 2/01/17 5.284CDIAC Debt Issue Number: 97 - 1469 M:Aaa comb (TIC)Conduit revenuebond (Ug) Gotdrnen SachsSingle-family housing (TR) First Trust of CASeries C-4Refunding

9/18/97 $22,940,000 California Housing Finance AgencyState of California S:AAA Heg (BC) Orrick Herrington 2/01/29 5.942CDIAC Debt Issue Number: 97 - 1468 H:Aaa Term (TIC)Conduit revenue bond (Ll_) Goldman SachsSingle-family housing (TR) First Trust of.CASeries C-3Federally Taxable

9/18/97 $41,785,000 California Housing Finance AgencyState of California S:AAA Neg (BC) Orrick gerringten 2/01/25 5.942COIAC Debt Issue Number= 97 - 1467 H=Aaa comb (TIC)Conduit revenue bond (UW) Goi¢_an SachsSingle-family housing (TR) First Trust of CASeries C-2 Ins (EH) NDIASubject to Alternative RininunTaxRefunding

11/21/97 S35,000,000 California Housing Finance AgencyState of California S:A_ Neg (SC) Orrick Herrington 8/01/29 6.797CDIAC Debt Issue Number: 97 - 1715 H:Aao Comb (TIC)Conduit revenue bond (t_) Herril[ Lynch & CoSingle-family housing (TR) State TreasurerSeries N Ins (EN) NSIAFederally Taxable

19

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ANNUALREPORTCALENDAR1997I


Date Amount County. Type of Debt+ Purpose Enhancmt Sale Function, Participant Type Type

11/21/97 $46,565+000 California Rousing Finance AgencyState of California S:A/L_ Meg (BC) Orrick Herrington 8/01/29 5.496CDIAC Debt Issue Nunioer: 97 - 1714 N:Aaa Co_do (TIC)conduit revenue bond (UW) Merrill Lynch & CoSingle-family housing (TR) State TreasurerSeries M Ins (EN) HBIASubject to Alternative Hinirnu_ TaxRefunding

11/21/97 $18,655,000 California Housing Finance AgencyState of California S:AAA Nag (BC) Orrick Herrington 8/01/24 5o142CDIAC Debt Issue Number: 97 - 1717 M:Aaa comb (TIC)Conduit revenue bond (UW) Merrill Lynch & CoSingle-family housing (TR) State TreasurerSeries L Ins (EN) MBIARefunding

5/22/97 $45,000,000 California Pollution Control FinancingAuthority

State of California S:AAA/A-1 Meg (BC) Leslie R Lava 12/01/18CDIAC Debt Issue Nurr_oer: 97 - 0]55 Term VARConduit revenue bond (US#) JP Morgan SecuritiesPollution control (TR) Bankers TrustP G & E LOC (EN) Toronto Dominion BkRefunding

6112197 $4,000,000 California Pollution Control FinancingAuthority

State of California F:A+/F-1 meg (BC) Orrick Herrington 6/01/12CDIAC Debt Issue Number: 97 - 0157 (FA) Andrew Rose Term VABConduit revenue bond (USJ) Westhoff ConeSolid uaste recovery facilities (TR) BRY Western TrustSOLAGDisposal Inc LOC (EM) Wells Fargo BankSubject to Alternative Minimum Tax "

2O


Type 'Haturity InterestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount County_ Type of Debt= Purpose Enhancrat Sate Function_ Participant Type Type


State of California S:A+/A-1 Reg (BC) Orrick Herrington 6/01/27CDIAC Debt Issue Number: 97 - 0156 (FA) Growth Capital Term VARConduit revenue bond (LIW) Rauscher PierceSolid waste recovery facilities (TR) First Trust of CATALC(] Plastics Inc LOC (ER) CA United BankSubject to Alternative Niniraum Tax


State of California F:AA-/F+ geg (BC) Orrick Herrington 6/0t/12PnIAC Debt Issue Number: 97 - 1099 (FA) Nichael W Ritchie Term VARConduit revenue bond (tM) _esthoff ConeSolid waste recovery facilities (TR) BNY Western TrustUest Valley RRF LOC (EN) Union Bank of CASubject to Alternative NinimumTax


State of California F:AA-/F-1 Neg (BC) Orrick Herrington 7/01/12CDIAC Debt Issue Number: 97 - 1100 (FA) Andre_ Rose Term VARConduit revenue bond (UW) Nesthoff ConeSolid waste recovery facilities (TR) BNY Western TrustBurrtec Waste industries Inc LOC (EN) Union Bank of CASubject to Atternative Mininun Tax

7/02/97 $25,OOO,OOO California Pollution Control FinanclngAuthority

State of California NR Neg (BC) Legoeuf Lamb Greene 7/01/14 9.440CDIAC Debt Issue Muncher: 97 - 1302 (FA) Key Global Finance Term (TIC)Conduit revenue bond (UW) Herril[ Lynch & CoSolid waste recovery facilities (TR) BNY Western TrustCanFibre of Riverside Inc Set BFederally Taxable

21

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I I m I /" I / I I U, I I mm I I mill I U


Type Naturity InterestIssuing Ehtity, Rating(s) of Date/ Rate/

Date Amount County, Type of Debt, Purpose Enhancmt Sale. Function, Participant Type Type

7/02/97 $00,000,000 California Po[|ution Control FinancingAuthority

State of Ca|ifornia NR Neg (BD) LeBoeuf LambGreene 7/01/19 9.000CDIACDebt Issue Rumber: 96 - 1469 (FA) Key GIobot Finance Tem (TIC)Conduit revenue bond (UW) NerriLI Lynch & CoSolid _aste recovery facilities (TR) DNYWestern TrustCanFibre of Riverside Ins Ser ASubject to Alternative Hiniu Tax

7/02/97 $19,500,000 Ca|ifornia Pollution control FinancingAuthority

State of ga[ifornia NR Neg (DC) Orrick Herringten 7/01/07 6.696EDIACDebt Issue Number: 97 - 0965 Term (NIC)Conduit revenue bond (IN) BencAmerica SecPollutien control (TR) US BankLaidlaw Environmental Services InsSubject to Alternative Miniu TaxRefunding


state of California S:A Neg (BC) £eslie H Lava 8/D1/27CDIACDebt Issue Nurabor: 97 - 0365 M:A2 • Term VARconduit revenue bond (IN) Goldr_enSachsPollution control (TR) First Union Ntl BankAir Products Manufacturing Corp Oth (EN) Air ProductsFederally Taxable


State of California F:A+/F-I+ Bng (BC) Orrick Herrington 8/01/12CDIACDebt Issue Number: 97 - 1568 (FA) Andrew Rose Term VARConduit revenue bond (IN) Westhoff ConeSolid waste recovery facilities (TR) BNYWestern TrustGreen Team of San Jose LOC (EN) Wells Fargo BankSubject to Alternative Hinimum Tax

22

%+ ANNUAL REPORT CALENDAR 1997

- Type Maturity InterestIssuing Entity, Rating(s) of Date/ Rate/



State of California S:AA-/A-1 Meg (BC) Orrick Berrington 9/01/07CDIAC Debt Issue Number: 97 - 1378 Term VARconduit revenue bond (LSJ) BancAmerica SecSolid uaste recovery facilities (TR) First Trust of CASanta Clara Vly Disposal Co LOC (EM) Bank of AmericaSubject to ALternative Minimum Tax

9/16/97 $148,550,000 California PoLLution Control FinancingAuthority

State of California S:AA+/A-1 Meg (BC) Orrick Berrington 11/01/26CDIAC Debt Issue Number: 97 - 1374 Term VARCondu(t revenue bond (LIW) Jp Morgan SecuritiesPolLution control (TR) Bankers Trust

. PG&E Series C LOC (EM) KredietbankSubject to ALternative NinimumTaxRefunding

9/16/97 $17,900,000 CaLifornia Pollution Control FinancingAuthority

State of CaLifornia S:A/Aol+ Neg (BC) Orrick Herrington 1/01/10CDIAC Debt Issue Number: 97 - 1373 R:AZ/VMIG " Term VARConduit revenue bond (LIW) GoLdman SachsPollution control (TR) Bankers TrustPG&E Series DSubject to ALternative Hinimum TaxRefunding


State of California • S:AAA/A-1 Beg (BC) Orritk gerrington 11101/26

i: CDIAC Debt Issue Number: 97 - 1375 Term VARConduit .revenue bond (UW) Goldman SachsPoLlution control (TR) Bankers TrustPG&E Series B LOC (EN) Deutsche BankSubject to Alternative Minir_Jm TaxRefunding

23

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I I m I l' l i i m I I l I m I i m u

ANNUAL REPORT CALENDAR 1997ON

Type Maturity InterestIssuing Entity, Ratingls) of Date/ Rate/

Date Amount County. True of Debt, Purpose Enhancmt Dale Function# Participant Type Type


State of California S:A-1 Neg IBC) Leslie N Lava 9/$1/17CDIAC Debt Issue Nu_er: 97 - 1316 R:P-1 Term VARConduit revenue bond (LIW) Goldman SachsSolid waste recovery facilities (TR) LaSaite Nit SankSrowning-Ferris Industries of CA Set B LOC (EN) Texas Commerce BankFederally Taxable

9/18/97 $25,00S,$00 California Pollution Control FinancingAuthority

State of California S:A-1 Reg (SC) Leslie R Lava 9/01/19CDIAC Debt Issue Rted)er: 97 - 1315 N:P-1 Term VARConduit revenue bond (LIW) Goic_an SachsSolid waste recovery facilities ITR) LaSatte Nit BankBrowning-Ferris Industries of CA Sen A LOC (EN) Texas Cotnmerce DankSubject to Alternative Ninir_¢_ Tax

9/18/97 $9,520,0S0 California Pollution Control FinancingAuthority

State of California F:AA-/F-1 Neg (BC) Leslie N Lava 9/01/12CDIAC Debt Issue Number: 97 - 0199 Term VARConduit revenue bond (UW) Westhoff ConeSolid waste recovery facilities (TR) BNY Western TrustCharter Evaporation Resource Recovery LOC (EN) Union Sank of CASubject to Atternative flinimumA Tax

9/18/97 S2,480,000 California Potlution Control FinancingAuthority

State of California F:AA-/F-1 Reg (BC) Leslie H Lava 9/01/12CDIAC Debt Issue Number: 97 - 0200 Term VARConduit revenue bond (UW) Westhoff ConeSolid waste recovery facilities (TR) BMY Western TrustCharter Evaporation Resource Recovery LOC (EM) Union Dank of CAFederally Taxable

24



Date Amount County, Type of Debtf Purpose Enhancmt Sale Function, Participant • Type Type

9/30/97 $25,0D0,000 California Pollution Control FinancingAuthority

State of California S:A Neg (BC) Leslie R Lava 9/01/27CDIAC Debt Issue Number: 97 - 1367 N:A2 Term VARConduit revenue bond (UW) Goldman SachsSolid waste recovery facilities (TR) First Union Nt[ BankAir Products & Chemicats/t_iLmington FacFederally Taxable

12/2:3/97 $108,000,000 California Pollution Control FinancingAuthority

State of California S:A/A-1 Neg {BC) Leslie N Lava 12/01/32CDIAC Debt Issue Ntm_er: 97 - 1674 N:A2/P-1 Term VARConduit revenue bond (t_) Goldman SachsPollution control (TR) Chase Hanhattan DankAtlantic Richfield Co

Federally Taxable

2119197 $40,505,000 California State public Works BoardState of California S:AAA/A Neg (BC) Orrick Derrington 9/01/08 5.075CglAC Debt Issue Nu_oer: 97 - 0127 N:Aaa/A2 (FA) PRAG Serial (TIC)PLd_[ic Lease revenue bond F:AAA/A- (Ui_) Bear StearnsPrisons/jails/correctional facilities (TR) State TreasurerDept of Corrections imperial Co Set D Ins (EN) RBIARefunding

2/19/97 $55,030,000 California State Public Works BoardState of California S:AAA/A Meg (BC) Orrick Herrington 10/01/10 5.223CDIAC Debt Issue N_r: 97 - 0194 H:Aaa/A2 (FA) PRAG Serial (NIC)Public Lease revenue bond F:AAA/A- (UW) Bear StearnsCollege/university facility (TR) State TreasurerTrustees of the CSU Series A Ins (EN) AId_cRefunding

25

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Date Amount County, Type of Debt_ Purpose Enhancmt Sate Function, Participant Type Type

2/19/97 $33,780,000 California State Public Works BoardState of California S:A Neg (BC) Orrick Herrington 9/01/16 5.399CDIAC Debt Issue Number: 97 - 0126 N:A2 (FA) PRAG Serial (TIC)Public Lease revenue bond F:A- (UW) Bear StearnsCollege/university facility (TR) State TreasurerTrustees of the CSU Ser B

Refunding

2/19197 $129,130,000 California State Public Works BoardState of California S:AAA/A Neg (BC) Orrick Herrington 12101116 5.457CDIAC Debt Issue Number: 97 - 0125 H:Aaa/A1 (FA) PRAG Serial (TIC)Public Lease revenue bond F:AAA/A+ (UW) Bear StearnsCollege/university facility (TR) State Treasurer

-UC Resents of CA Ser A Ins tEN) AmbacRefunding

2/19/97 $16,T25,000 California State Public Works BoardState of California S:AAA/A Neg (BC) Orrick Herrington 12/01/12 5:660ODIAC Debt Issue Number: 97 - 0126 H:Aaa/A1 (FA) PRAG Comb (TIC)Public lease revenue bond F:AAA/A+ (LPA) Bear StearnsCollege/university facility (TR) State TreasurerUC Regents of CA Ser B Ins tEN) AmbacRefunding

3/26/97 $65,550,000 California State Public Works BoardState of California S:AAA/A Neg (BC) Brown & Wood 6/01/17 5.520CBIAE Debt Issue Number: 97 - 0260 N:Aaa/A2 Comb (TIC)Public lease revenue bond F:AAA/A- (LIW) Prudential Sec IncCollege/university facility (TR) State TreasurerCA Community CoLLege Ins (EN) Ambac

10/21/97 $166,310,0D0 Catifornia State Public Works BoardState of California S:A(p) Neg (BC) O'Hetveny & Ryers 10/01/22 5.612CDIAC Debt Issue Ntadoer: 97 - 1623 H:A2(c) Serial (TIC)public Lease revenue bond F:A (US#) Jp Rorgan SecuritiesCollege/university facility (TR) State TreasurerTrustees of the CSU

26


Type Naturity InterestIssuing Entity. Rating(s) of Date/ Rate/

Date Amount County+ Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

11/18/97 $8,930,000 California State public Works BoardState of California S:A Neg (BC) Orrick Herrington 11/01/98 3.884CDIAC Debt Issue ML=doer: 97 - 1700 N:A2 Term (NIC)Public Lease revenue bond F:A (UW) Gotc_nan SachsPrisons/jails/correctional facilities (TR) State TreasurerOept of Corrections - Amador CoRefLn*cJing

11/18/97 $158,405,000 California State Public Works Board

State of California S:A_L_/A Nag (BC) Orrick Berrington 9101/22 5.203CDIAC Debt Issue Ntal_oer: 97 - 1701 H:Aaa/Aa3 Co,_ (NIC)

• . Public Lease revenue bond F:AAA/A+ (UW) Goldman SachsCollegeuniversity fscii ty (TR) State TreasurerUniversity of CA Regents Ins (ER) A,_ac

11/18/97 $18,960,000 California State Public Works BoardState of California S:A Neg (BC) OrrJck Berrington 9101/98 3.890CDIAC Debt Issue NLad)er: 97 - 1699 R:A2 Term (NIC)Pubtic tease revenue bond F:A (UW) Goldman SachsPrisons/jailscorrectional facilities (TR) State TreasurerDept of Corrections - CorcoranRefunding

11/18/97 $_1,970,000 California State Public gorks BoardState of California S:A Neg (BC) Orrick Rerrington 9/01/00 4.124CDIAC Debt Issue Number: 97 - 1698 R:A2 Serial (NIC)Public [ease revenue bond F:A (LIW) Goldman SachsPrisonsjailscorrectional facilities (TR) State TreasurerDept of Corrections - De[ NorteRefur¢ling

11/18/97 $9,380,000 California State Public Works BoardState of California S:A Neg (BC) Orrick Herrington 10/01/14 5.162CDIAC Debt Issue Number: 97 - 1702 R:A2 Serial (MIC)Public [ease revenue bored F:A (UW) Goldman SachsHealth care facilities (TR) State TreasurerBarstow Veterans HomeRefLo_ding

27

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U _11 I l i I _, I I l l J -R ,I =m ML_J



Date Amount County+ Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

12102/97 $37,770,000 California State Public Works BoardState of California S:A Neg (BC) After & Hadden 10/01/22 5.244CDIAC Debt Issue Number: 97 - 1672 N:A2(c) Cocb (NIC)Public lease revenue bond F:A (UW) Redwood SecuritiesPublic building (TR) State TreasurerCA Science Ctr

9/23/97 $30,680,000 California State University BuildingAuthority

State of California S:A/_ Neg (BC) Orrick Herrington 9/01/22 5.275O)IAC Debt Issue N_iber: 97 - 1556 H:Aaa (FA) Sutter Securities Co_o (NIC)Public [ease reve_Je bond F:AAA (UW) PaineWel:_erCollegeuniversity facility (TR) State TreasurerRefunding Ins tEN) NBIA

10/16/97 $50,985,000 East Bay State Building AuthorityState of California S:AAA/A Neg (0C) Nossaman Guthner 3/01/16 5.489CDIAC Debt Issue Number: 9Z - 0147 M:Aaa/A2 Comb (TIC)Certificates of participation/teases F:AAA (LM) PaineWebberPublic boitding (TR) State TreasurerRefunding Ins tEN) MBIA

3/18/97 $13,255,000 State of CaliforniaState of California S:AAA/A+ Co_np (BC) Orrick Herrington 10/01/26 5.480CDIAC Debt Issue NL_ber: 97 - 0252 R:Aaa/A1 (FA) PRAG comb (TIC)Genera[ obligation bond F:/L_/A+ (UW) BancAmerica SecK-12 school facility (TR) State Treasurer1990 School Fac Ins (EM) FGICRefunding

3/18/97 $900,000 State of California

State of California S:AAA/A+ Comp (BC) Orrick gerrington 10/01/26 5.480CDIAC Debt Issue Number: 97 - 0251 R:Aaa/A1 (FA) PRAG comb (TIC)General obligation bond F:AAA/A+ (UW) BancAmrica SecPrisonsjailscorrectional facilities (TR) State TreasurerNew Prison Construction 1990 Ins (EM) FGICRefunding

28


Type Maturity Interest• Issuing Entity e Rating(s) of Date/ Rate/


]/18/97 $51,920,000 State of CaliforniaState of California S:AAA/A+ Comp (8C) Orrick Herrington 10101126 5;480CDIAC Debt Issue Number: 97 - 0253 M:Aaa/A1 (FA) PRAG Comb (TIC)General obligation bond F:AAA/A+ (UM) SancAmerica Sec

- Parks/open space (TR) State TreasurerWildlife/Coastal/Park Land Conserv 1988 Ins (EN) FGIC

]/18/97 $2,265,000 State of CaliforniaState of California S:/U_A/A+ comp (BC) Orrick Herrington 10/01/26 5.480CDIAC Debt Issue Number: 97 - 0254 R:Aaa/A1 (FA) PRAG Cocdo (TIC)General obligation bond F:AAA/A+ (UI4) BancAmerica SecWater supplystoragedistribution (TR) State TreasurerWater Conservation 1988 Ins (EN) FG1CRefunding

3/18/97 $11,000,000 State of California

State of California S:AAA/A+ Comp (BC) Orrick Herrington 10/01/26 5.480CDIAC Debt Issue Number: 97 - 0250 R:Aaa/A1 (FA) PRAG Comb (TIC)General obligation bond F:/L_/A+ (UW) BancAmerica SecPrisonsljaits/correctionat facilities (TR) State TreasurerNew Prison Construction 1986 Ins (EN) FGIC

3/18/97 $2,395,000 State. of CaliforniaState of California S:AAA/A+ Comp (BC) Orrick Herrington 10/01/26 5.480CDIAC Debt issue Number: 97 - 0245 R:Aaa/A1 (FA) PRAG Comb (TIC)General obligation bond F:AAA/A+ (UW) BancAmerica SeeWastewater collection and treatment (TR) State TreasurerClean Water & Water Reclamation 1988 Ins (EN) ,FGICRefunding

3118/97 $50,005,000 State of CaliforniaState of California S:/LAA/A+ Comp (8C) Orrick Herrington 10/01/26 5.480CDIAC Debt Issue Number: 97 - 0242 H:Aaa/A1 (FA) PRAG comb (TIC)General obligation bond F:AAA/A+ (UW) BancAmerica SecSeismic safetyimprovementsrepairs (TR) State TreasurerSeismic Retrofit 1996 Ins (EN) FGIC

• Refunding

29

U _ I1 m roll m r I I ,m m_ m I m ¸ .i Ji I m

m RIB I W I I III ,I I II I I ¸ ,I l mE1[

ANNUALREPORT CALENDAR 1997

Type Naturity InterestIssuing Entity, gating(s) of Date/ Rate/

Date AmoLmt County, Type of Debt+ Purpose Enhancmt Sate Function, Participant Type Type

]/18/97 $2,235,000 State of California

State of California S:AAA/A+ Comp (BC) Orrick Herrington 10/01/26 5°480CDIAC Debt issue Number: 97 - 0244 R:Aaa/A1 (FA) PRAG comb (TIC)General obligation bond F:AAA/A+ (UW) BancAmerica SecWater supplystoragedistribution (TR) State TreasurerSafe Drinking Water 1988 Ins tEN) FGICRefunding

3/18/97 $265,165,000 State of California

State of California S:AAA/A+ Comp (BC) Orrick Serrington 10/01/26 5.480COIAC Debt Issue Number: 97 - 0241 R:Aaa/A1 (FA) PRAG Comb (TIC)Genera[ obligation bond F:AAA/A+ (UW) BancAmerica SecK-12 school facility (TR) State TreasurerPublic Education Fac 1996 Series B Ins tEN) FGICRefunding

]/18/97 $9,000,000 State of CaliforniaState of California S:AAA/A+ Comp (BC) Orrick Herrington 10/01/26 5.480CD1AC Debt Issue Nun_er: 97 - 0246 N:Aaa/A1 (FA) PRAG Cor_ (TIC)General obligation bond F:AAA/A+ (UW) BancAmerica SecPrisonsjailscorrectional facilities (TR) State TreasurerCo CorrectionalYouth Fac 1988 Ins tEN) FGICRefunding

]/18/97 $],875,000 State of CaliforniaState of California S:AAA/A+ Comp (BC) Orrick Herrington 10/01/26 5.480CDIAC Debt Issue Number: 97 - 0243 R:Aaa/A1 (FA) PRAG Comb (TIC)General obligation bond F:AAA/A+ (IN) BancAmerica SecPublic building (TR) State TreasurerCA Library Construct & Renovation 1988 Ins tEN) FGICRefunding

3/18/97 $10,230,000 State of CaliforniaState of California S:AAA/A+ Comp (SC) Orrick Herrington 10/01/26 5°480COIAC Debt Issue Nullzber: 97 - 0240 R:Aaa/A1 (FA) PRAG Coffeb (TIC)General obligation bond F:AAA/A+ (UW) BancAmerica SecCollege/university facility (TR) State TreasurerPublic Education Fac 1996 Series C Ins tEN) FGICRefunding

3O

NI&



Date Amount County, Type of Debt, Purpose Enhancmt Sale Function. Participant Type Type

3118197 $500,000 State of CaliforniaState of California S:AAA/A+ Coop (gC) Orrick Herrington 10101_26 5.480CDIAC Debt Issue Nt_ber: 97 - 0247 N:Aaa/A1 (FA) PRAG Co_o (TIC)General obt.igation pond F:AAA/A+ (UW) BancAmerica SecParks/open space (TR) State TreasurerFish/Wildlife Habitat 1984 Ins (EN) FGIC

3/18/97 $2,295,000 State of CaliforniaState of California S:AAA/A÷ Comp (BC) Orrick Herring[on 10/01/26 5.480

CDIAC Debt Issue Number: 97 - 0248 R:Aaa/A1 (FA) PRAG Cord_ (TIC)General obligation bond F:AAA/A+ (UW) Ban_rica SecCottage/university facility (TR) State TreasurerHigher Education Fac 1988 Ins (EN) FGICRefunding

3/18/97 $32,680,000 State of CaliforniaState of California S:AAA/^+ Comp (BC) Orrick Herrington 10/01/26 5.480CDIAC Debt Issue Ntadoer: 97 - 0249 H:Aaa/A1 (FA) PRAG Comb (TIC)General obligation bond F=AAA/A+ (UW) BancAmerica SacCollege/university facility (TR) State TreasurerHigher Education Fac June 1992 Ins (EN) FGICRefUnding

3118/97 $67,280,000 State of CaliforniaState of California S:AAA/A+ Comp (BC) Orrick Herrington 10/01/26 5.480CDIAC Debt Issue Number: 97 - 0103 R:Aaa/A1 (FA) PRAG Comb (TIC)General obligation pond F:AAA/A+ (UW) BancAmerica Secpublic transit (TR) State TreasurerCLean Air & Transportation 1990 Ins (EN) FGICRefunding

9/03/97 S3,OOO_O00,O00 State of CaliforniaState of California S:SP-I+ Coa_o (BC) Orrick Herring[on 6/50/98 3.808CDIAC Debt Issue guldoer: 97 - 1360 M:MIG1 (FA) PRAG Term (NIC)Revenue anticipation note F:F-I+ (UW) Lehman BrothersCash flow, interim financing (TR) State Treasurer

31

i ,_ ml 'U g I • I _m t I I _I g I g I_wI-- L_

F.LA]




10/08/97 $77,000,000 State of CaliforniaState of Catifornia S:A÷ Comp (BC) Orriok Herring[on 10/01/27 5.203CDIAC Debt Issue Number: 97 - 1359 R:A1 (FA) PRAG Comb (NIC)Genera[ obligation bond F:AA- (LIW) Lehman Brotherspublic transit

Clean Air/Transportation 1990Refunding

10108197 $1,000,000 State of CatiforniaState of CaLifornia S:A+ Comp (BC) Orrick Herring[on 10101/27 5.203CDIAC Debt Issue Number: 97 - 1791 N:A1 (FA) PRAG Comb (NIC)General obligation bond F:AA- (LIW) Lehman BrothersMulti cap imprvments and p_b[ic worksLake Tahoe Acquisitions 1982

10/08/97 $1,500,000 State of CaliforniaState of Catifornia S:A+ Comp (BC) Orrick gerrington 10/01/27 5.203CDIAC Debt Issue BLm_er: 97 - 1792 R:A1 (FA) PRAG comb (NIC)Genera[ obligation bond F:AA- (LM) Lehman BrothersPrisons/jaits/correctiona[ facilitiesflew Prison Construction 1986

10/08/97 $6,400,000 State of CalifornlaState of California S=A+ Comp (BC) Orrick Herring[on 10/01/27 5.203CDIAC Debt Issue g_ber: 97 - 1793 R:A1 (FA) PRAG Comb (NIC)General obligation bond " F:AA- (UW) Lehman BrothersParks/opan spacePark/Rec Fac 1984

10/08/97 $2,500,000 State of CatiforniaState of Catifornia S:A+ Comp (BC) Orrick Berrington 10/01/27 5.203CD1AC Debt Issue Number: 97 - 1794 N:A1 (FA) PRAG comb (MIC)Genera[ ob[igation bond + F:AA- (IN) Lehman BrothersWater suppLy/storage/distributionSafe Drinking Water 1976

. 32



Date Anmunt County, Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

10/08/97 $10,000,000 State of CaliforniaState of California S:A+ Con_ (BC) Orrick HePrington 10/01/27 5.203CDIAC Debt Issue NLenber: 97 - 17_6 H:A1 (FA) PRAG Comb (NIC)General obligation bond F:AA- (t_J) Lehman BrothersNater supplystoragedistributionWater Conservation/Water Ouality 1986

10/08/97 $300,000,000 State of CaliforniaState of California S:A+ Comp (Dr) Orrick Berrington 10/01/27 5.203CDIAC Debt Issue Run,oar: 97 - 17_0 N:AI (FA) PRAG Con_ (NIC)General obligation bond F:AA- (UW) Lehman BrothersSeismic safety/improvementsrepairsSeismic Retrofit 1_6RefurKJing

10/08/97 $1,500,000 State of CaLiforniaState of California S:A÷ Con_p (BC) Orrick Herring[on 10/01/27 5.203CDIAC Debt Issue Nuaiber: 97 - 1795 N:A1 (FA) PRAG Con_ (NIC)General obligation bond F:AA- (UW) Lehman BrothersWater supply/storage/distributionSafe Drinking Water 1984

10/08/97 $550,100,000 State of CaLifornia

State of California S:A÷ Con_o (BC) Orrick Herrington 10/01/27 5.203CIIAC Debt Issue Mun_er: 97 - 1_ N:A1 (FA) PRAG Cond_ (HIC)General obligation bond F:AA- (UW) Lehman BrothersK-12 school facilityPubLic Education Fac 1996

Refunding

10/08/97 $50,000+000 State of CaliforniaState of California S:A+ Co_o (BC) Orrick Herrington 10/01/27 5.20]CDIAC Debt Issue Number: 97 - 1789 N:A1 (FA) PRAG Comb (NIC)General obligation bond F:AA- (UW) Lehman BrothersWater sLvppiy/storage/distributionSafe/CLean/Reliable Water Supply 1996RefLnlding

33

m U ;i m fill m ¸ i m I I II I ,m l1E-E_E-JE_.

E



Date • Amount County, Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

12/10/97 $1,052,600,000 State of CaLiforniaState of CaLifornia S:AAA/A+ Neg (BC) Orrick Herrington 12/01/32CDIAC Debt issue Number: 98 - 0209 N:Aaa/A1 CombGeneral obligation bond F:AAA/AA- (LIW) Bear StearnsSingLe-family housing (TR) State TreasurerVeterans Bonds Series BH/BJ/BL Ins (EN) FSARefunding

12110/97 $114,370,000 State of CaLifornia

State of CaLifornia S:AAA/A+ Meg (BC) Orrick Herrington 12/01/16CDIAC Debt Issue Number: 97 - 1744 M:Aaa/A1 SerialGeneral obligation bond F:AAA/AA- (UW) Bear StearnsSingLe-family housing (TR) State Treasurer•Veterans Bonds Series BG/BK Ins (EN) FSARefunding

11/05/97 $283,930,000 The Regents of The University OfCalifornia

State of CaLifornia S:AAA/A romp (BC) Orrick Herrington 9/01/24 5.268C91AC Debt Issue Number: 97 - 1654 H:Aaa/Aa3 (FA) E J De La Rosa Comb (Nit)Public enterprise revenue bond (LIW) BancAmerica RobertOther/muLtipLe educational uses (TR) BNY Western TrustRefunding Ins (ER)I4BIA

ALameda

6/04197 $5,900,000 ALamedaAlameda H:HIG-1 Neg (BC) Jones HaLL HiLl 7/01/98 3.827CDIAC Debt issue Number: 97 - 0849 (FA) KeLLing Northcross Term (NIC)Tax and revenue anticipation note (UI#) BancAmerica SecCash flow, interim financing (TR) ALameda

6_02_97 $6,980,000 Alameda City Unified School DistrictAlameda S:SP-I÷ Neg (BC) Ouint & Thi_lmig 6/30/98 3.849CDIAC Debt Issue Number: 97 - 0814 (FA) Ket[ing Northcross Term (NIC)Tax and revenue anticipation note (Ut4) BT SecuritiesCash flow, interim financing (TR) ALameda Co

34


Type Baturity InterestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount County, Type of Debtf Purpose Enhancmt Bate Functionf Participant Type Type

7/08/97 $110,000,000 Atsmeda CountyAlameda S:SP-I+ Beg (BC) Harrison Taytor 7/08/98 3.900CDIAC Debt Issue Number: 97 - 1171 H:HIG1 (FA) The Knight Group Term (HiC)Tax and revenue anticipation note F:F-I+ (Ut4) Redwood SecuritiesCash flow, interim financing (TR) US Trust Co of CA

9/24/97 $9,480,000 Atamoda CoUntyAlameda S:AAA Comp (BC) Quint & Thi_mig 6/01/12 4.698CDIAC Debt Issue Number: 97 - 1514 H:Aaa (FA) Keiting Northcross Set(at (NIC)Certificates of participation/teases F:AAA (LIW) Smith Barney lncBridges and highways (TR) First Trust of CAABAG 40 Ins tEN) NBIA

12/04/97 $64,630,000 Alameda CountyAtameda S:AAA Beg (BC) Brown & good 6/01/22 5.059CDIAC Debt Issue Number: 97 - 1645 H:Aaa (FA) Kitahata & Co Comb (HIC)Certificates of participatiorV[eases F:AAA (UW) Beer Stearnsflutti cap imprwents and pubtic works (TR) First Trust of CARefunding Ins (EN) Ambac

6/02/97 $18,300,000 Atemoda County Board Of EducationAtameda S:SP-I+ Neg (BC) Quint & Thimmig 7/01/98 ].824CDIAC Debt issue _umber: 97 - 0813 (FA) Ketting Rorthcross Term (NiC)Tax and revenue anticipation note (LIW) BT SecuritiesCash ftow, interim financing (TR) Alameda Co

5/08/97 $8,000,000 Alameda CoUnty Industrial DevelopmentAuthority

Atameda S:A+/A-1 Heg (BC) Webster & Anderson 5/01/27CDIAC Debt issue Number: 97 - 0262 (FA) Progressive Capita[ Term VARConduit revenue bond (UW) John NuveenIndustrial development (TR) Harris Trust COPtyProperties LOC (EN) Wefts Fargo BankSubject to ALternative Hininun Tax

35

l U ,J / "I l I ¸ I m _m I m m ,I mm m= _ t

mm iii m ,I i i. i II m i _I •1 m I _ II I[_J



Date Amount County, Type of Debt, Purpose Enhancmt Sate Function_ Participant Type Type

5113197 $4,825,000 Alameda County lnclustriat DeveLopmentAuthority

Alameda + S:A+/A-1 Necj (BC) Webster & Anderson 5101/03CDIAC Debt Issue Nur_er: 97 - 0261 (FA) Progressive Capita[ Term VARConduit revenue bored (UW) John HuveenIndustrial development (TR) Harris Trust CoDiCun Fiberoptics Inc LOC (EN) WeLls Fargo Banksubject to ALternative Hiniccn Tax

7/31/97 $3,250,000 ALameda County Industrial DevetopmontAuthority

Alameda S:A+/A-1 Hey (BC) Webster & Anderson 7/01127CDIAC Debt Issue Ntad_er: 97 - 1062 (FA) Progressive Capital Term VARconduit revenue bond (UW) CharLes A BeLt SecIndustriaL development (TR) Harris Trust CoToot FamiLy Partnership LOC (EM) Welts Fargo BankSt_Dject to ALternative Minimum Tax

11/06/97 $1,800,000 ALameda County Industrial DeveLopmentAuthority

ALameda S:A+/A-1 Neg (BC) Webster & Anderson 11/01/27

COIAC Debt Issue Hurdoer: 97 o 1531 (FA) Progressive Capital Term VARConduit revenue bond (DW) John Buveen

Industrial development (TR) Harris Trust Co2923 Adetine Assoc LOC (EN) Yells Fargo DankSubject to Alternative Ninimum Tax

1/14/97 $90,000,000 Atan_a County Transportation AuthorityALameda S:AAA Comp (BC) Brown & Wood 11/01/01 4.160CDIAC Debt Issue gL_lber: 96 - 1569 H:Aaa (FA) Rauscher Pierce Serial (NIC)SaLes tax revenue _ F:AAA (UW) BA SecuritiesPubtic transit (TR) US Trust Co of CA

Ins (EN) Ardoac

36




10/23/97 $2,075,000 Atameda CFD Mo 2Atameda NR Meg (0C) Jones Halt 9/01/16 6.141CDiACOebt Issue Number: 97 - 1666 Colld3 (NIC)Limited tax obligation bond (LIW) E Wagner & AssocMulti cap ir_orwnents and public works (TR) First Trust of CAParagon GatewayRefunding

4/09/97 $37,850,000 Alameda Pubtic Financing AuthorityALameda MR Neg (BC) Jones Halt Hill 9/02/14 6.095CDIAC Debt Issue Number: 97 - 0914 Comb (RIC)Revenue bond (Pool) (UW) Stone & YoungbergMulti cap i_rvments and public works (TR) First Trust of CAMarina Viitage AD No89-1Refunding

11/20/97 $4,760,000 AtbanyAlameda H:Aaa Neg (BC) Jones Hart 9/01/12 4.849CDIAC Debt Issue Number: 97 - 1567 F:AAA comb (TIC)Certificates of participation/leases (UW) Rauscher PierceMulti cap imprvments and public works (TR) First Trust of CARefunding Ins (EN) MBIA

6/10/97 $1,770,000 Albany (CSCDA)Alameda S:SP-I+ Neg (BC) Orrick Rerrington 9/30/98 3.915CDIAC Debt Issue MLadoer: 97 - 0970 M:RIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (LrW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCOA1997 TRAMPool B Ins (EN) FSA

5_29_97 $5,000,000 Albany Unified School DistrictAlameda M:Aaa comp (BC) Orrick Herrington 8/01/21 5.436_DIAC Debt Issue Muntber: 97 - 0333 (FA) Ket[ing Northcross Serial (TIC)General obligation bond (UW) Dean WilierK-12 school facility (TR) First Trust of CA

Ins (EN) FGIC

37

U U J / / I ¸ I ¸ 1 m +m I / M _= I I m IIL +


Date AmOL_t County, Type of Debt_ Purpose Enhancmt Sale Function, Participant Type Type

5/20197 $10,000,000 Berkeley

ALameda S:AA-/AAA Co_o (BE) Brown & Wood 9101127 5.573CDIAC Debt Issue Number: 97 - 0180 M:Aa3/Aaa (FA) Project Fin Assoc comb (TIC)General obligation bond (UW) Fidelity Cap MktMulti cap imprw_nts and public Norks (TR) BMY Western Trust

Ins (EN) MBIA

6118197 $10,500,000 BerkeleyAlameda S:AAA Co_p (BC) Brown & Wood 9101127 5.396CDIAC Debt Issue Number: 97 - 0812 M:Aaa (FA} Project Fin Assoc Co_ (TIC)General obligation bond (UW) BancAmerica SecMulti cap imprvments and public uorks (TR) BNY Western Trust

Ins (EM) MBLA

8/26/97 $14,50g,000 BerkeleyAlameda M:MIG1 Beg (BE) Brot+n& Wood 9/09/98 3.849CDIAC Debt Issue Number: 97 - 127] (FA) Project Fin Assoc Term (NIC)Tax and revenue anticipation note (IM) BT SecuritiesCash fLou, interim financing (TR) Berkeley

12/03/97 $5,450,000 Berkeley Redevelopment AgencyALameda Ng Beg (BE) Brown & wood 12/15/12 5.672CDIAC Debt Issue Number: 97 - 1541 (FA) Project Fin Assoc Comb (TIC)Tax allocation bond (UW) Stone & YoungbergRedevelopment, multiple purposes (TR) State Street Bank CAWest Berkeley

6/02197 $11,000,000 Berkeley Unified School DistrictALameda S:SP-I+ Neg (BC) Quint & Thimig 6/30/98 3.827CDIAC Debt Issue Number: 97 - 0416 (FA) KetLing Northcross Term (NIC)Tax and revenue anticipation note (UW) 8ancAmerica SecCash flow, interim financing (TR) ALameda Co

38

ANNUAL REPORT CALENDAR 1997I_ON



6/11/97 $19,000,777 Berkeley Unified School DistrictALameda $:AAA Comp (BC) Orrick Herrington 8/01/21 5.552CDIAC Debt Issue Number: 97 - 0306 H:Aaa (FA) Netting Horthcross Serial (TIC)General obligation bond (iN) BancAmerica SecK-12 school facility (TR) First Trust of CA

Ins (EN)FSA

2/27/97 $2,690,000 Emery Unified School DistrictAlameda S:AAA Comp {BC) Orrick Herring[on 8/01/21 5.440COIAC Debt Issue Number: 97 - 0168 (FA) Kelling Northcross comb (TIC)General obligation bond (iN) BancAmerica SecK-12 school facility (TR) First Trust of CA

Ins (EH) FGIC

4/02/97 $6,175,000 Fremont

ALameda S:A Comp (BE) Ouint & Thimmig 8101/27 5.936CDIAC Debt Issue Number: 97 - OO3O (FA) KelLing Northcross comb (HIC)Certificates of participation/teases (iN) Smith Barney IncNutti cap imprvments and public works (TR) Chase Trust Co of CACorporation Yard

6/04/97 $12,700,000 FremontALameda N:NIG-1 Neg (BC) Jones Halt Hilt 7/01/98 3.836

Q)IAC Debt Issue Number: 97 - 0848 (FA) Ketling Northcross Term (NIC)Tax and revenue anticipation note (iN) BancAmerica SecCash flow, interim financing (TR) Fremont

8/14/97 $8,280,000 FremontALameda S:AAA Comp (BC) Quint & Thimmig 8/01/25 5.157CDIAC Debt Issue Number: 97 - 1394 (FA) Netting Northsross Comb (NIC)Certificates of participation/teases (iN) BancAmerica SecPubLic building (TR) BEY Western TrustPolice Facilities Ins (EN) NBIARefunding

39

m m m m m | i m m _ m mm m m m m uuu n

I I I I I m n m I I I m I I nn I I I i



Date Amount County, Type of Debt, Purpose E_ancmt Sate Function, Participant Type Type

2/21/97 $29,567,002 Fremont Unified School DistrictAlameda S=AAA/A+ Neg (BE) Stradling Yocca 9/01/19 5.286CDIAC Debt Issue Murder: 96 - 0212 N:Aaa Comb (NIC)General obligation bond (UW) A G EdwardsK-12 school facility (TR) First Trust of CARefunding ins (ER) NBIA

6126/97 $12,000,000 Fremont Unified School DistrictAtac_=da S:SP-I+ Neg (BC) Stradting Yocca 6/30/98 3.900CDIAC Debt Issue Number: 97 - 0829 Term (NIC)Tax and revenue anticipotionnote (tP_) A O EdwardsCash flow, interim financing (TR) First Trust of CA

6/06/97 $2,200,000 Fremont-Newark Community CollegeDistrict (CCCFA)

ALameda g:$P-I+ Neg (BC) Stradting Yocca 9/30/98 4.02]CDIAC Debt Issue Nun_0er: 97 - 03_ (FA) Sutro & Co Term (NIC)Tax a_ revenue anticipation note (UW} Lehman BrothersCash flow, interim financing (Tg) US Trust Co of CACCCFA 1_7 TPJ_MPool A & B Ins (EN) FSA

7/L:_/97 $50,952 Hay_ardAtanc_a NR Con_ (BC) Jones Halt 9/02/10 5.653CDIAC Debt Issue Nlanber: 97 - 1217 Serial (Bit)Special assess_nt bond (U_) Fret BankWater supply/storage/distribution (TR) HayuardLiD No 16 Garin Ave

10/01/97 $7,045,000 HaywardAlameda S:AAA Comp (BC) Jones HaLL 8101/17 4.996CDIAC Debt Issue N_r: 97 - 1419 (FA) KeLLing Northcross Co_ (NIC)Certificates of participation/teases (UW) Smith Barney IncSeismic safety/in_orovements/repairs (TR) Chase Trust Co of CARefunding Ins (EN) NBIA

4O




12116/97 $7,300,000 Ray_ardAimeeda S:AAA Comp (BC) Jones Hart 2/01/18 4.942CDIAC Debt Issue Humber: 97 - 0152 (FA) Ketting Northcross Comb (MIC)Certificates of participation/teases (LP_) PaineWebberWastewater co[tection and treatment (TR) Chase Nanhattah Bank

Ins (EN) FGIC

8/13/97 $19,395,000 LivermoreA[amede S:AAA Coznp (BC) Jones Halt 4/01/17 5.097CDIAC Debt Issue Number: 96 - 0032 R:Aaa (FA) KetIing Rorthcross comb (HIC)Certificates of participation/teases (1_) BancAmerica SecRuiti cap imprvments and public Mocks (TR) Union Bank of CARain Set Ctr/SprJngto_n Gotf Course Ins (EN) AmbacRefunding

10115197 $6,600,000 Livermere

Atameda R:RIG1 Comp (BC) Jones Hat[ 10/29/98 3.887CDIAC Debt Issue N_ber: 97 - 1622 (FA) Ketting Rorthcross Term (NIC)Tax and revenue anticipation note (LIW) BT Alex Brown IncCash flow, interim financing (TR) Livecmore

3/10/97 $9,070,000 Livermoce CFD No 90-1Alameda RR Neg (BC) Sturgis Hess 9/01/22 6.980CDIAC Debt Issue Number: 97 - 0067 Sepia[ (NIC)Limited tax obligation bond (UW) Rack PressmanHurt[ cap imprwents and public works (TR) Union Batik of CATriad CtrRefunding

2/11/97 $13,999,954 Hew Haven Unified Schoot DistrictAtameda S:AAA Comp (0C) Jones Halt Hitl 8/01/21 5.799CDIAC Debt Issue Number: 97 - 0063 R:Aaa (FA) Ketting Northcross Seriat (RIC)Genera[ obtigation bond (UW) BancAmerica SecK-12 schoot facitity (TR) First Trust of CA

Ins (EN) FSA

4]

I I II a-- I mm ill I I Im I n I I el I / I u

I _ rm N N I I J _ _ I I U m U M m U __



Date Amount County, Type of Debt n Purpose Enhancmt Sale Function, Participont Type Type

6/17/97 $4,600,000 New Raven Unified School DistrictAlameda S:RP-I+ Cored (DC) Jones Hall 6/30/98 ].8]6CDIAC Debt Issue RL=_ber: 97 - 0850 (FA) Ketting Morthcross Term (SIC)Tax ar_J revenue anticipation note (Ut_) BancAmerica SecCash flow, interim financing (TR) Alar_c=da Co

8/1]/97 $7,499,953 Newark Unified School DistrictAlameda S:AAA Comp (BC) Jones Hall 8/01/22 5.618CDIAC Debt Issue Nt_doer: 97 - 1238 (FA) Ketting Northcross Serial. (RIC)General obligation bond (LIW) BancAmerica SecK-12 school facility (TR) First Trust of CA

Ins (EN)FGIC

2/25/97 $436,289,659 OaklandAlan_=da S:A+/A/L_ Reg (BC) Preston Gates 12/15/10 6.982CDIAC Debt Issue Hurdler: 97 - 0114 N:A2/Aaa (FA) public Financial Comb (TIC)Other boed F:A/AAA {LIW) PaineWebborInsurance aed p_nsion f_s (TR) Texas Commerce RankPension Obligation Series A & B Ins (EN) HBIAFederally Taxable

4/13/97 $/+5,200,000 OaklandAlameda S:AAA Comp (BC) Broun& Wood 12/15/22 5.650CDIAC Debt Issue Number: 97- 0160 R:Aaa (FA) public Financial Cortb (TIC)General obtigationboed F:AAA (UW) BancAmerica SecPubli_ building (TR) Texas cona_rce BankLibrary Ins (EN) FGIC

4116197 $22,250+000 OaktaedAtan_=da S:AAA c¢_p (RC) Brown & wood 12/15/22 5.702L1)IAC Debt Issue Number: 97 - 0159 N:Aaa (FA) Public Financial Coalb (RIC)General obligation bond F:AAA (Ug) BancAmerica SecParks/open space (TR) Texas commerce BankSubject to Alternative Ninim_nTax Ins (EN) NBIA

42




7/10/97 $60,000,000 OaklandALameda S:SP-I+ Con_ (BC) Brown & Weed 6_30_98 3.870CDIAC Debt Issue Number: 97 - 1063 N:NIG1 (FA) Pacific Financial Term (NIC)Tax and revenue anticipation note (UW) Goldman SachsCash flow, interim financing (TR) Texas commerce Bank

8/21/97 $5,000,000 OaklandAian_ada S:A+/A-1 Neg (BC) Orrick Herrington 8/01/27CDIAC Debt Issue Nunber: 97 - 1343 (FA) Progressive Capital Term VARConduit revenue bond (UW) Charles A Bell SecRecreation and sports facilities (TR) State Street Bank CAAllen Temple Family Life Ctr LOC (EN) Wells Fargo Sank

11/20/97 $30,500 OaklandAlameda NR Seg (BC) Brown & Wood 9102/99 4.9_CDIAC Debt Issue Number: 98 - 0049 (FA) Pebtic Financial Serial (NIC)Special assessment bond (LIW) Oakland JPFAOther cap imprvments and Ix_[ic works (TR) First Trust'of CALakeshore Phase Ill Underground AD No 1997-3

11/20/97 $12,500 OaklandAian_=da NR Nag (BC) Brown & Wood 9/02/99 4.979CDIAC Debt Issue gun,Bet: 98 - 0048 (FA) Pebtic Financial Serial (NIC)special assessment bond (tJW) Oakland JPFAOther cap imprvments and pubtic works (TR) First Trust of CAProctor Utility UndergrouedAD No 1997-2

11/20/97 $570,000 OaklandAlameda NR Neg (BC) Brown & Wood 9/02112 5.488CDIAC Debt Issue Number: 98 - 0047 (FA) Public Financial Comb (NIC)Special assessment bond (LM) Oakland JPFAOther cap imprvments and ptd_[ic works (TR) First Trust of CALaSalte Liggett Pershing & Wood AD No 1_7-4

43

_ l _ I _ _ _ n _. _ n N _ _ _ _ m U

_ I _ _ l _n_ _ m _ _ n _ u I _ l



Date Amount Cot_ty, Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

11120197 $531,250 OaklandALameda NR Neg (BE) Brown& Wood 9/02112 5.486

CDIAC Debt Issue DL_nber: 98 - 0046 (FA) Public Financial Comb (DIC)Special assessment bond (U_) Oakland JPFAOther cap imprvtnents and public works (TR) First Trust of CAHarbord Estates HcAndrew & Wood AD Do 1997-5

11/20/97 $105,750 OakLandAlameda NR Neg (BC) Brown & Wood 9/02/12 5.523CDIAC Debt Issue Number: 98 - 0045 (FA) PubLic Financial Comb (NIC)Special assessment pond (UW) Oakland JPFAOther cap imprvments and public works (TR) First Trust of CAGrizzly Peak UtiLity Underground A9 No 1997-6

11/20/97 $1,250,000 Oakland Joint Pouers Financing AuthorityAlameda S:BBB Neg (BC) Brown & Wood 9102112 5.487CDIAC Debt Issue Number: 97 - 1554 (FA) PubLic Financial comb (NIC)Revenue bond (PooL) (UW) Henderson CapitalOther cap i_rvments and public works (TR) First Trust of CAUnderground Utility

7/16197 $9,999,977 OakLand Unified School DistrictALameda M:Aaa Comp (BE) Harrison Taylor 8/01/21 5.177CDIAC Debt Issue Number: 97 - 1172 (FA) Ketting Northcross Serial (HIE)Genera[ obligation bond (LM) Bank of AmericaK-12 school facility (TB) First Trust of CA

Ins (EN) FGIC

5/29/97 $8,000,000 Peratta community CoLLege DistrictALameda M:Aaa Comp (BC) Orrick Rerrington 8/01/21 5.464CDIAC Debt Issue Dumber: 97 - 0375 (FA) Dale Scott & Co Comb (TIC)General obligation bond (UW) Smith Barney IncColtege/cmiversity facility (TR) First Trust of CA

Ins (EN) FGIC

44

.= ANNUAL REPORT CALENDAR 1997


Date Amoka_t County, Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

6/04/97 $5,300,g00 Pteasanton Unified Gchoo[ DistrictAtmeda S:GP-I+ Neg (BC) Jones Hail 6/30/98 3.830 dCDIAG Debt Issue Number: 97 - 1060 (FA) Ketting Northcross Term (NIC)Tax and revenue anticipation note (UW) BT SecuritiesCash ftow, interim financing (TR) Atsmeda Co

6/18/97 $6,905,283 Pteasanton Unified Schoo! DistrictAtau_la S:AAA Comp (BC) Jones Hart 8/01/19 5.673CDIAC Debt Issue Number: 97 - 1170 (FA) Ket[ing Northcross Serial (NIC)Genera! obligation bond (LIW) BancA_erica SecK-12 schoo[ fecility (TR) First Trust of CASeries B Ins (EN) MBIA

6/18197 $9;090,000 Pteasanton Unified Schoot District

Atameda S:AAA Comp (BC) Jones Hatt 8101121 5.532CDIAC Debt Issue Nt_ber: 97 - 1169 (FA) Ketting Northcross Cofeb (NIC)Genera[ obtigation bond (UW) gancAmerica SecK-12 schoot facitity (TR) First Trust of CA

Series A Ins (EN) NBIA

1/09/97 . $84,820,000 Port Of OaklandAlameda S:AAA Neg (BC) Webster & Anderson 11/01/19 5.818It)lAg Debt Issue Number: 96 - 1090 R:Aaa (FA) Fut[erton & Friar Con_ (TIC)Public enterprise revenue bond F:AAA (U_) PaineWebberPorts and marinas (TR) First Trust of CASeriesI Ins (EN)HBIARefunding

1/09/97 $85,000,000 Port Of OaktandAialseda S:/L_A Neg (BC) Webster & Anderson 11/01/25 5.870CDIAC Debt Issue Number: 96 - 1888 N:Aaa (FA) Futterton & Friar Coach (TIC)Public enterprise revenue bond F:AAA (LIW) PaineWebberPorts and marinas (TR) First Trust of CASeriesG Ins (EN)NBIASubject to Alternative Hinimum Tax

45

_ I _ I _n _ m _ _ n _1 u _ _ I _

%_ ANNUAL REPORT CALENDAR 1997


Date Ar_unt County m Type of Debt, Purpose Enhancmt SaLe Function, Participant Type Type

1109197 $77,_5,000 Port Of OakLandALameda S:AAA Neg (BC) Webster & Anderson 11/01/15 5.796CDIAC Debt Issue Number: 96 - 1869 M:Aaa (FA) FuLterton & Friar comb (TIC)public enterprise revenue bond F:AAA (tM) PainemebberPorts and marinas (TR) First Trust of CASeries H Ins (EN) NBIASubject to ALternative Ninimum TaxRefunding

1109197 $14,845,000 Port Of OaklandALameda S:AAA Neg (0C) Webster & Anderson 11/01/26 5.847CDIAC Debt IssueNumber: 96 - 1891 R:Aaa (FA) Fullerton & Friar Term (TIC)Public enterprise revenue pond F:AAA (LM) PainewebberPorts and marinas (TR) First Trust of CASeries J Ins (EN) MBIA

10/16/97 $11o220,000 San LeandroAlameda S:AA+/A-1 Neg (BC) Nossaman Guthner 10/01/27COIAC Debt Issue N_ber: 97 - 1492 (FA) Craig L Bettencourt Term VARConduit revenue bond (UW) E Wagner & AssocRuttifamiiy housing (TR) First Trust of CACarlton PLaza Series A LOC (ER) HeLler Fin Leasingsubject to ALternative Minimum Tax

10116197 $2,255,000 San LeandroALameda S:AA+/A-1 Ne9 (0C) Nossaman Guthner 10/01/27CDIAC Debt issue Number: 97 - 1493 (FA) Craig L Bettencourt Term VARConduit revenue bond (LIW) E Wagner & AssocHuLtifamiiy housing (TR) First Trust of CACarlton Plaza Series A-T L(_ (EN) Hei[er Fin LeasingFederally Taxable

2/05/97 $2,670,000 San Leandro Unified School DistrictAlameda S:AA-/A-1 Neg (BC) Jones Halt Hilt 7/01/16CDIAC Debt Issue Number: 97 - 0020 (FA) Kelling Northcross Term VARCertificates of participation/Leases (L_) BT SecuritiesOther/multiple educational uses (TR) First Trust of CA

46



Date Amount County, Type of Debt_ Purpose Enhancmt Sate Function_ Participant Type Type

6/06/97 $4,600,000 San Leandro Unified Schoot DistrictAlameda S:SP-I+ Comp (BC) Jones Halt 6130198 3.836CDIAC Debt Issue Nt_oer: 97 - 1057 (FA) Kelling gorthcross Term (NIC)Tax and revenue anticipation note (UW) BancAmerica SacCash flou, interim financing (TR) Atanleda Co

7115197 $15,500,000 San Leandro Unified School DistrictAlameda S:AAA Comp (BC) Jones Halt 8/01/22 5.102C91AC Debt Issue glibber: 97 - 1185 (FA) Ketting Northcross comb (NIC)General obligation bond (IJW) PaineWel_erK-12 schoot facility (TR) First Trust of CA "

Ins (EN) FGIC

6/02/97 $3,000,000 San Lorenzo Unified School DistrictAlameda S:SP-I+ Nag (BC) Quint & Thimmig 6/30/98 3.855CDIAC Debt Issue NLanber: 97 - 1077 (FA) Ketiing Northcross Term (NIC)Tax and revenue anticipation note (UW) prudential Sac IncCash flow, interim financing (TR) Alameda Co

7/18/97 $17,000,D00 San Lorenzo Unified School DistrictAlameda S:A÷/A-1 Neg (BC) Quint & Thimmig 7/01/22CDIAC Debt Issue Htanber: 97 - 1235 (FA) Honey Heasures Term VARCertificates of perticipotion/teases (UW) Rauscher PierceK-12 schoo[ facility (TR) US Trust Co of CA

LOC tEN) Banque Natt de Paris

6/25197 $250,000 Sunoi GLen Unified School District(CSCRPA)

Alameda S:SP-I+ tier (BC) Orrick Rerrington 7102198 3.851CDIAC Debt Issue Number: 97 - 0433 H:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jsffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Poet A Ins tEN) A_bac

47



Date Amount County, Type of Debt, Purpose Enhancmt Sale Function_ Participant Type Type

6125197 $10,975,000 Union CityAlameda S:AAA/A-1 Neg (BC) Jones HaLL 6115/27CDIAC Debt Issue Rumber: 97 - 0429 Term VARconduit revenue bond (L_) _e_man & AssociatesNuttifamity housing (TR) First Trust of CAGreenhaven Apts Oth (EN) FNHARefunding

_dor

6/25/97 $4,700_000 Amador County Unified School District(CSCRPA)

Amador S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0434 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jeffrey IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Aldoac

4/22/97 $818,500 Sutter CreekAmador NR Neg (Be) Orrick Herrington 5/01/37 4.497CDIAC Debt Issue Number: 97 - 0913 Serial (NIC)Certificates of participation/teases (UM) Rural EconomicWastewater collection and treatment

Butte

6/10/97 $5,000,000 Butte County (CSCDA)Butte S:SP-I+ Reg (BC) Orrick Herrington 6/30_98 3.915CDIAC Debt Issue Number: 97 - 0976 H:RIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (LM) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins (EN) FSA

48

= .ANNUAL REPORT CALENDAR 1997

Type Haturity InterestIssuing Entity, Rating(s) of Bate/ Bate/

Date Amount County, Type of Debt, Purpose Enhancmt Sate Function+ Participant Type Type

7/17/97 $28,500,000 Butte County Board of EducationButte S:SP-I+ Neg (BC) Kronick Roskovitz 7/31/98 3.887CDIAC Debt Issue Number: 97 - 1180 (FA) Governxaent Fin Btrat Term (TIC)Tax and revenue anticipation note (UW) Oppenheimer & CoCash ftow, interim Financing ITR) Butte Co Bd of EdChico USD, Orovitie UBSD, Paradise UBD

4/25/97 $335,000 Chico Unified Schoo[ District

Butte NR Neg 5/25/B0 5.470CDIAC Debt Issue Number: 97 - 1518 (FA) Goverr_ent Fin Strat Serial (TIC)Certificates of participation/teases (tlW) Runicipol Leasing

. K-12 school facitity

4130/97 $52,962 Golden Feather Union School DistrictButte NR Neg 2/13/07 5.350CDIAC Debt Issue BuYer: 97 * 1515 (FA) Government Fin Strat Seriat (TIC)Certificates of participation/teases (UW) Princeton PubticOther/muitipte educationat uses

4/17/97 $360,00g Gridiey Union Etmentary School DistrictButte NR Neg 5108107 5.747Q)IAC Debt Issue Number: 97 - 1517 (FA) Government Fin Strat Serial (TIC)Certificates of porticipation/ieases • (UtJ) Hunicipo[ LeasingOther/muttipte educationa[ uses

9/25/97 $27,670,000 Orovi[teButte S:A+ NeD (BC) Orrick Herrington 12/01/22 5.359CBIAC Debt Issue Number:. 97 - 0968 (FA) Gary L Hicks Comb (SIC)Public enterprise revenue bond (US) Raymond JamesBospita[ (TR) BBY Western TrustRefunding Ins tEN) OSHPD

49

. ANNUAL REPORT CALENDAR 1997


Date Amotmt County, Type of Debt, Purpose Enhancmt gale Function, Participant Type Type

5/09/97 $445,000 Orovitte Union High School District

Butte NR Neg 6/01/04 5.440CDIAC Debt Issue Nun_er: 97 - 1519 (FA) Government Fin gtrat geriat (TIC)Certificates of participation/teases (UW) gtone & YoungbergOther/muLtipLe educational uses

Calaveras

3/13/97 $5,788,538 AngeLsCaLaveras NR Meg (BC) Orrick Herrington 9/02121 7.058CDIAC Debt Issue Number: 97 - 0149 Comb (NIC)Special assessment bond (iN) Westhoff ConeHutti cap imprvments and public uorks (TB) First Trust of CAGreenhorn Creek A9

6/25/97 $1,395,000 Bret Harte Union High School District(CSCRPA).

Cataveras S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0436 N:HIG1 Term (NIC)Tax and revenue anticipation note (iN) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TPAN Pool A Ins (EN) Ambac

6/10/97 $4,880,00D CaLaveras County (CSCDA)CaLaveras S:SP-I+ Beg (BC) Orrick Herrington 9/30/98 3.915CDIAC Debt Issue Number: 97 - 1030 H:NIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Norgan StanLeyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAB Pool B Ins (EN) FSA

6/25/97 $185,000 Cataveras County Board Of Education(CSCRPA)

CaLaveras S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0435 N:HIG1 Term (BIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997TRANPoD[A Ins (Eg) Ambac

50

ANNUAL .REPORT CALENDAR 1997


Date Amount County= Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

9_29/97 $5,595,000 Cataveras County Water DistrictCataveras NR Beg (BC) Best Best & Krieger 9/29/17 5.950CDIAC Debt Issue Number: 97 - 1508 Serial (NIC)Certificates of participation/teases (UW) LaSatte Nit BankWater supply/storage/distribution

6/25/97 $4,505,000 Cataveras Unified School District(CSCRPA)

Cataveras S:SP-I+ Neg (BC) Orrick Herrington 7/02/90 3.851CDIAC Debt Issue Number: 97 - 06]7 R:BlG1 Term (NIC)Tax and revenue anticipation note (L_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAM POD[ A Ins tEN) Ambac

6/25/97 $855,000 Bark Twain Union Elementary SchoolDistrict (CSCRPA)

Cataveras S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0438 R:MIG1 Term (NIC)Tax and revenue anticipation note (tiM) Piper Jaffray IncCash flow, interim financing (TR) BMY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) Ambac

6/25/97 $1,300,000 Vatiecito Union ELementary SchoolDistrict (CSCRPA)

Cataveras S:SP-I+ Beg (8C) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue NLm_oer: 97 - 0439 M:RtG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray ]ncCash flow, interim financing (TR) BNY _estern TrustCSCRPA 1997 TRAN Pool A Ins tEN) Ambac

Cotusa

6/10/97 $],000,000 CoLusa County (CSCDA)Cotusa S:SP-I+ Neg (BC) Orrick Herrington 9/]0/98 3.915CDIAC Debt Issue MLenber: 97 - 0983 M:NIG1 (FA) Sutro & Co Term (NIC)

" Tax and revenue anticipation note (LAJ) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAM Pool B Ins tEN) FSA

51


Type. Haturity InterestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount County, Type of Debt_ Purpose Enhansmt SaLe Function, Participant Type Type

6125/97 $730,000 CoLusa County Board of Education(CSCRPA)

Cotusa S:SP-I+ Neg (BC) Orrick Herrington 7/02198 3.851CDIAC Debt Issue Number: 97 - 0440 N:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray incCash flow, interim financing (TR) BMY Western TrustCSCRPA 1_7 TRAR Pool A Ins (EN) Amber

6/25/97 $1,090,000 Colusa Unified SchooL District (CSCRPA)Co[usa S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851COIAC Debt Issue Number: 97 - 0441 R:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray ]ncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

11/25/97 $260,000 Naxwe[[ Unified School DistrictCo[usa NR Neg 11/14/07 5.046CDIAC Debt Issue NL_ber: 98 - 0159 (FA) Government Fin Strat Serial (TIC)Certificates of participation/Leases (UM) Asset Backed IncocneK-12 school facility

6/25/97 $390,000 MaxweLl Unified School District (CSCRPA)Co[usa S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nuldoer: 97 - 0442 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray lncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $920,000 WiLLiams Unified School District(CSCRPA)

Co[usa S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851

CDIAC Debt Issue Nut,oar: 97 - 0444 N:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jeffrey IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1_7 TRAN POOL A Ins (EN) /_doac

52

ANNUAL REPORT CALENDAR 1997Islilol_


Date Amount County_ Type of Debt, Purpose Enhancmt Sate Function_ Participant Type Type

Contra Costa

6/02/97 $6,000,000 Aca|anes Union High School DistrictContra Costa S:SP-I+ Reg (8C) Quint & Thirffnig 6/30/98 3.751COIAC Debt Issue Number: 97 - 0626 (FA) Ketting gorthcross Term (NIC)Tax and revenue anticipation note (UW) Oppenheimer & CoCash ftou, interim financing (TR) Contra Costa Co

3126197 $20,095,000 AntiochContra Costa NR Neg (BC) Orrick Herrington 9102/07 5.631CDIAC Debt Issue Nu_er: 97 - 0204 (FA) Piper Jaffray Inc Serial (NIC)Specia[ assessment bond (UW) Antioch PFANutti cap imprvments and public _orks (TR) AntiochHiitcrest Ave ReAD No 26RRefunding

6/17/97 $18,820,000 Antioch Area Public FacilitiesFinancing Agency CFD NO 1989-1

Contra Costa S:AAA C_p (BC) Orrick Herrington 8/01/22 5.280CDIAC Debt Issue Nuldoer: 97 - 0336 R:Aaa (FA) Pub[ic Financia[ Coazb (NIC)Limited tax obligation bond (LM) Smith Barney IncK-12 school facility (TR) BNY Western TrustRefunding Ins (EN) MBIA

3/26197 $4,080,000 Antioch Public Financing AuthorityContra Costa NR Neg (BC) Orrick Herrington 9/02/07 5.068CDIAC Debt Issue Number: 97 - 0295 (FA) Piper Jaffray lnc Seria[ (NIC)Revenue bond (Pool) (LM) Prager HcCarthyHuiti cap imprvments and public works (TR) BNY Western TrustHilicrest Ave ReAD NO 26R Set B SubRefunding

53

i i i i 1 i_ I im I i _l m iI I _Jm i I U 1



Date Amount County, Type of Debt_ Purpose Enhancmt Sale Function, Participant • Type Type

3/26197 $16,300,000 Antioch Public Financing AuthorityContra Costa S:A_ Neg (BC) Orrick Herrington 9/02/07 5.068CDIAC Debt Issue Number: 97 - 0205 H:Aaa (FA) Piper Jaffray inc Serial (NIC)Revenue bond (Pool) (L_) Prager RcgarthyRuLti cap imprvments and public uorks (TR) BNY _estern TrustHittcrest Ave ReAD No 26R Ser A Ins (ER) AmbacRefunding

3/20/97 $10,946,483 Antioch Unified School District

Contra Costa S:A_ Neg (BC) Jones Halt Hill 9/01/27 5.825COIAC Debt issue Number: 96 - 1636 H:Aaa Serial (NIC)Certificates of participation/leases (UW) Stone & YoungborgK-12 school facility (TR) BRY Western TrustRefunding Ins (EH) NBIA

6/06/97 $10,900,000 Antioch Unified School District

Contra Costa . S:SP-I+ Neg (BC) Jones gall 6/30/98 3.827CDIAC Debt Issue Number: 97 - 1058 (FA) Kelling Northcross Term (NIC)Tax and revenue anticipation note (UW) BancAmerica SecCash flow, interim financing (TR) Contra Costa Co

5/21/97 $1,467,500 Brent_ood

Contra Costa RR Cornp "(BC) NcDonough Holland 5/19/07 6.300CDIAC Debt Issue Number: 97 - 0853 Serial (RIO)Certificates of participation/Leases (UW) Gardner NichaeLSolid waste recovery facilities (TR) Boat_n=s Trust Co

11/20/97 $239,605 Brentwood

Contra Costa NR Neg (BC) Orrick Herrington 9/02/27 6.042CDIAC Debt Issue Humber: 97 - 1632 (FA) Kadie-Jensen Johnson Comb (HIC)Special assessment bond (Ug) Brent_ood Infra FAWater supply/storage/distribution (TR) First Trust of CAAD g093-2

54



Date Amount County, Type of Debt t Purpose Enhancmt gale Function, Participant Type T_e

11/20/97 $1,164,036 grentwoodContra Costa NR Meg (BC) Orrick Herrington 9/02/27 6.042CDIAC Debt Issue NLtmber: 97 - 1629 (FA) Kadie°Jensen Johnson comb (NIC)Special assessment bond (UW) grentwood Infra FAMulti cap imprwents and public WOrks (TR) First Trust of CAAO No93-3

11120197 $4,346,359 Brentwood

Contra Costa NR Neg (BC) Orrick Herrington 9/02/27 6.042

_IAC Debt Issue N_r: 97 - 1628 (FA) Kadie-Jensen Johnson Comb (NIC)Special assessment bond (UW) Brentwood Infra FAMulti cap impryments and public works (TR) First Trust of CAAD No 94-3

11/20/97 $5,750,000 Brentwood Infrastructure FinancingAuthority

Contra Costa NR Neg (BC) Orrick Herrington 9/02/27 6.042CDIAC Debt Issue Number: 97 - 1633 (FA) Kadie-Jensen Johnson Comb (NIC)Revenue bond (Pool) (UW) Sutro & CoMulti cap imprvnlents and public works (TR) First Trust of CACIFP94-1

6125197 $930,000 Byron Union School District (CSCRPA)Contra Costa S:SP-I+ Neg (BC) Orrick Herrington 7/02190 3.851CDIAC Debt Issue Number: 97 - 0445 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAMPool A Ins tEN) Ambac

8/27/97 $3,820,000 ClaytonContra Costa NR Neg (BC) grown & Wood 9/02/14 8.656CDIAC Debt Issue Number: 97 - 1427 Serial (NIC)Special assessment bond (UW) Piper Jaffray IncStreet construction and improvements (TR) First-Trust of CAOakhurst ReAD No 1997-1

• Refunding

55



Date Amount County, Type of Debtf Purpose Enhancmt Sate Function, Participant Type Type

10/31/97 $6,600,000 CLayton CFD No 1990-1Contra Costa NR Neg (BC) Brown & Wood 9/02/22 5.552CDIAC Debt Issue Number: 97 - 1572 Serial (HIC)Limited tax obligation bond lug) Clayton FAK-12 school facility (TR) First Trust of CARefunding

10/31/97 $7,160,000 CLayton Financing AuthorityContra Costa NR Neg (BC) Brown & Wood 9/02/22 5.7]4CDIAC Debt Issue Number: 98 - 0161 Comb (NIC)Revenue bond (Pool) (LIW) Piper Jaffray InsK-12 school facility (TR) First Trust of CA

Refunding Oth (EN) First Union Capital

6/04/97 $17,000,000 Contra Costa Community College DistrictContra Costa H:HIG1 Neg (BC) Broun & Wood 6/30/98 3.800CDIAC Debt Issue Number: 97 - 0225 Term (NIC)Tax and revenue anticipation note (UN) BancAmerica SecCash ftou, interim financing (Tg) Contra Costa Co

1/06/97 $145,340,000 Contra Costa CountyContra Costa S:AAA Neg (BC) Orrick Herrington 11/01/22 5.661CDIAC Debt Issue Number: 96 o 0220 N:Aaa (FA) C R de Crinis comb (NIC)Certificates of participation/Leases (t_) Smith Barney IncHospital (TR) US Trust CO of CAHerritheMHemoria[ Hospital Replacement Ins (EN) MSIARefunding

2/28/97 $2,020,157 Contra Costa CountyContra Costa gg Beg (BC) Hanson Bridgett 2/01/07 5.490CDIAC Debt Issue Number: 97 - 0064 (FA) Cooporman & Dudlck Serial (TIC)Certificates of participation/teasesEquipmentBelt Helicopter

56


Type Haturity InterestIssu!ng Entity, Rating(s) of Date/ Rate/

Date Amount County, Type of Debtf Purpose Enhancmt Sate Function, Participant Type Type

6103/97 $130,000,000 Contra Costa CountyContra Costa S:SP-I+ Comp (BC) Orrick Herrington 7/01/98 3.806CDIAC Debt Issue NLm_oer: 97 - 0408 M:RIG1 (FA) C H de Crinis Term (_IC)Tax and revenue anticipation note (UW) GoLdman SachsCash fto_, interim financing (TR) US Trust Co of CA

8/21/97 $34,910,000 Contra Costa CountyContra Costa S:AAA Nag (BC) Orrick Herrington 2/01/21 5.416CDIAC Debt Issue Number: 97 - 1313 H:Aaa (FA) C H de Crtnis Comb (TIC)Certificates of participation/leases (UI_) PaineWebberpublic buitdlng (TR) First Trust of CARefunding Ins (EB) funbac

6/02/97 $28,000,000 Contra Costa County Office of EducationContra Costa S:SP-I+ Nag (BC) Quint & Thimmig 7/01198 3.825CDIAC Debt Issue Number: 97 - 0415 (FA) Earring Northcross Term (NIC)Tax and revenue anticipation note (UW) Oppenheimer & CoCash flow, interim financing (TR) Contra Costa Co

7/08/97 $2,523,000 Contra Costa County PubLic FinancingAuthority

Contra Costa NR Comp (8C) Orrick Herrington 7/01/01 5.461CDIAC Debt issue _tmlber: 97 - 1192 (FA) Cooperman & Dudick Term (NIC)PubLic Lease revenue bond (U_) Koch FinancialEquipment (TR) Cypress BankTeLecommunications

1/22/97 $60,000,000 Contrs Costa Nater District

Contra Costa S:A-I+ Beg (SC) Orrick fferrington 1/01/20COIAC Debt Issue Number: 97 - 0034 (FA) public Financial Term VARCommerciaL paper (UW) Herritt Lynch & CoProject, interim financing (TR) Bankers TrustLos Vaqueros Dam Oth (EN) Nestdeutsche

57

i l l I 1 i I I I _ i I l 1 i I l I

_ I U _ I _ N, U _ I _m i i i i n N



Date Amount County. Type of Debt. Purpose Enhancmt Sale Function. Participant Type Type

12/03/97 $36.285.000 Contra Costa Water District

Contr, Costa S:AA- Comp (BC) Orrick Herrington 10/01/22 5.079CDiAC Debt Issue N_ber: 97 - 1798 M:A1 (FA) Public Financial comb (TIC)public enterprise revenue bond (UW) Prudential Sec IncWater supply/storage/distribution (TR) First Trust of CARefunding

10/07197 $5,569,000 DanvilleContra Costa MR Meg (BC) Brown & _ood 9/02/15 5.416COIAC Debt Issue Ntx_er: 97 - 1443 (FA) William F Euphrat Serial (NIC)Special assessment bond (UN) Danville FAStreet construction and improvements (TR) First Trust of CAReAD No 1997-1Refunding

6/10/97 $2,725,000 Danville (CSCOA)Contra Costa S:SP-I+ Reg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97 - 0984 H:MIG1 (FA) Sutro & Co Term (RIC)Tax and revenue anticipation note (LM) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAM Pool A Ins (EN) FSA

10/07/97 $5,865,000 Danville Financing AuthorityContra Costa NR Neg (BC) Drown & Wood 9/02/15 5.310CDIAC Debt Issue Number: 97 - 1441 (FA) William F Eup_rat Serial (NIC)Revenue bond {Pool) (IJW) Piper Jaffray IncStreet construction and improvements (TR) First Trust of CAReAD No 1997-I

6/19/97 $2,000,000 EL Cerrito

Contro Costa S:SP-I+ Meg (BC) Jones Hall 6/30/98 3.865CDIAC Debt Issue N_r: 97 - 1055 (FA) Cuenco & Co Term (NIC)Tax and revenue anticipation note (UW) BancAmerica SecCash ftou, interim financing (TR) EL Cerrito

58



Date Amount County, Type of Debt_ Purpose Enhancmt Sale Function, Participant Type Type

12/02/97 $7,450,000 EL Cerr|to Redeve[opment AgencyContra Costa . S:AAA Keg (BC) Jones Hat[ 7/01/19 5.159CDIAC Debt Issue Number: 97 - 1741 N:Aaa Comb (NIC)Tax attocation bond (UU) Sutro & CoRedevelopment, muttipie purposes (TR) Chase Manhattan BankSeries A Ins (EN) NBIARefunding

4/08/97 $12,300,000 Lafayette Elementary Schoot DistrictContra Costa S:AAA Comp (BC) Orrick Herrington 8/01/21 5.660CDIAC Debt Issue Number: 97- 0182 (FA) Ketting Northcross Comb (TIC)Generat obtigation bond (UW) Smith Barney IncK-12 school facility (TR) First Trust of CA

Ins (EN) MBIA

7/31/97 $8,250,000-Martinez Unified School District

Contra Costa S:AAA Comp (BC) Orrick Herrington 8/01/14 4.708CDIAC Debt Issue Number: 97 - 1252 (FA) Government Fin Strat Seriat (TIC)Generat obtigation bond (U_) BancAmerica SecK112 schoo[ facitity (TR) First Trust of CA

Ins (EN) MBIA

6/25197 $1,820,000 Moraga Etementary Schoot District(CSCRPA)

Contra Costa S:SP-I+ Keg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0446 R:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BEY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) An_oac

10115197 $13,800,000 Mt Diabio Unified Schoo[ District

Contra Costa S:SP-I+ Keg (BC) Ouint & Thimmig 1128/99 ].950CDIAC Debt Issue Nu_oer: 97 - 1512 (FA) Government Fin Strat Term (TIC)Tax and revenue anticipation note (UW) BancAmerica gecCash flow, interim financing (TR) Contra Costa Co

59

I _ I U l 1 _ _ I t _ _m n I I _ N U

m m m u m m m u m m m m m m m m n m u



Date Amount Countyf Type of Debt, Purpose -Enharmmt Sate Function, Participant Type Type

6/25/97 $3,000,000 Orinda Union School District (CSCRPA)Contra Costa S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0447 M:MIG1 Term (NIC)Tax and revenue anticipationnote tug) Piper Jaffray IncCash flow, interim financing (TR) BNY Nestern TrustCSCRPA 1997 TRAN Pool A Ins tEN) Ambac

6/10/97 $3,000,000 Pittsburg (CSCDA)Contra Costa S:SP-I+ Neg (Be) Orrtck Herrington 6/30/98 ].915CDIAC Debt Issue Number: 97 - 1010 M:HIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins tEN) FSA

6/24/97 $14,655,000 Pi-ttsburg Public Financing AuthorityContra Costa S:AAA Neg (BC) Orrick Herrington 6/01/27 5.509CDIAC Debt Issue Number: 97 - 1128 M:Aaa comb (NIC)Public enterprise revenue bond (UW) Piper Jaffray IncRater supptylstorageldistribotion (TR) First Trust of CA

Ins tEN) MBIA

2/13/97 $5,000,000 Pittsburg Unified School DistrictContra Costa S:AAA co¢_p (BC) Jones Halt Hilt 8/01/21 5.341CDIAC Debt Issue Humber: 97 - 0059 (FA) Ketting Borthcross Comb (NIC)Genera[ obligation bond iLIa} BancAmerica SecK-12 school facility (TR) First Trust of CA

Ins tEN) NBIA

4110197 $15,705,000 RichmondContra Costa NR Neg (BC) Orrick Herrington 9/02/19 6.558CDIAC Debt Issue Number: 97 - 0288 comb (glc)Special assessment bond tUN) Stone & youngborgMulti cap imprwaents and public works (TR) DRY Nestern TrustAtlas Rd West & Interchange ReAD go 855Refunding

6O


Type Raturity InterestIssuing Entity, , Rating(s) of Date/ Rate/

Date Amount County_ Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

6/10/97 $14,000,000 Richmond (CSCDA)Contra Costa S:SP-I+ Neg (DC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97 - 1015 R:RlG1 (FA) Sutro & Co Term (NIC)

Tax ar¢l revenue anticipation note (U_/) Rorgan StanleyCash flow, interim financing (TR) US Trust CO of CACSCI)A 1997 TRAN Pool A ins (EN) FSA

4116197 $3,855,000 San Pab[oContra Costa NR Neg (BC) Orrick Herrington 9/02/14 6.49]CDIAC Debt Issue Number: 97 - 0166 Serial (RIC)Special assessment bond (UW) San Pab[o JPFARulti cap imprvments and public works (TR) First Trust of CATown CtrADFederally TaxableRefunding

4/16/97 $3,960,000 San Pabto Joint Powers FinancingAuthority

Contra Costa NR Reg (BC) Orrick Herrington 9/02/14 6.115CDIAC Debt Issue N_r: 97 - 0165 Serial (NIC)Revenue bond (POD/) (LIW) Piper Jaffray IncNutti cap imprvments and public works (TR) First Trust of CARefunding

11/06/97 $10,500,000 San Ramon Valley Unified School DistrictContra Costa R:HIG1 Neg (Dr) Jones Hat[ 11111198 3.933CDIAC Debt Issue Nun_)er: 97 - 1668 -Serial (NIC)Tax and revenue anticipation note (ug) Attura NetsonCash ftow, interim financing (TR) BNY Western Trust

1/29/97 _,5OO,OOO Walnut Creek Ete_ntary School DistrictContra Costa S:AA-/AAA Cornp (BC) Jones gait Hilt 9/01/21 5.527CDIAC Debt Issue NLzd0er: 97 - 0027 (FA) KeLting Northcross Serial (NIC)General obligation bond (LIW) Smith Barney IncK-12 school facility (TR) First Trust of CA

Ins (EN) FSA

61

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TYl_ Naturity -InterestIssuing Entity, Rating(s) of Date/ Rate/

Date AnlOUnt County_ Type of Debt r Purpose Enhancmt Sale Function, Participant Type Type

6125197 $2,785,000 Walnut Creek ELementary School District(CSCRPA)

Contra Costa S:SP-I+ Neg (BC) Orrick Herrington 7102/98 3.851COIAC Debt Issue RLe_10er: 97 - 0448 N:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1_7 TRAN Pool A Ins (EN) A_ac

8/05/97 $2,000,000 WaLnut Creek PLdPlic FacilitiesFinancing Authority

Contra Costa H:A1 Conko (BC) Jones Hall 8/15/17 5.102CDIAC Debt Issue Nzenber: 97 - 0928 (FA) Rauscher Pierce Seria_ (NIC)P_[ic Lease revenue bond (LA_) 8ancAmerica SecRecreation and sports facilities (TR) Chase Trust Co of CABotu_awOak Hunicipat Golf Course

6/11/97 $15,000,000 West Contra Costa Unified SchoolDistrict

Contra Costa S:SP-I+ Neg (BC) Jones Hat( Hilt 6/30/98 3.857COIAC Debt Issue Number: 97 - 0380 N:NIG1 (FA) Vogel Lopez Term (NIC)Tax and revenue anticipation note (US#) Prudential Sec IncCash flow, interim financing (TR) Contra Costa Co

DeE Norte

11/24/97 $750,000 Crescent Fire Protection DistrictDel Norte NR Meg (BC) Orrick Herrington 9/01/22 6.500CDIAC Debt Issue NLaldoer: 97 - 1525 Serial (NIC)Certificates of participation/leases (UW) Rural EconomicPubLic building (TR) De[ Rorte CoFire Station

5/15/97 $3,620,000 De[ Norte CouzltyDe[ Notre R:RIG-2 Neg (BC) Jones HaLt HiLt 11/01/98 5.777CDIAC Debt Issue NLm_oer: 97 - 0/+19 (FA) Leifer Capital Term (NIC)Bond anticipation note (LIW) PaineWebberProject, interim financing (TR) De[ Norte CoCSA NO 1AD No 1

62




12/10/97 $],755,000 De[ Norte CountyDe[ Notre S:AAA Yeg (BC) Yossaman Guthner 12/01/09 4.563CDIAC Debt Issue Number: 97 - 1763 F:AAA Serial (Yic)Certificates of participation/leases (U_) Hitter & SchroederPublic building (TR) BNY Western TrustCourthouse Ins (EN) MBIARefunding

6/10/97 $3,500,000 Det Notre County (CSCDA)Del Notre S:5P-I+ Yeg (BC) Orrick Herrington 6/30/98 ].915CDiAC Debt Issue Humber: 97 - 0985 M:MiG1 (FA) Burro & Co Term (NiC)Tax and revenue anticipation note (UW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCOA1997TRAYPool A Ins (EN) FSA

Et Dorado

6125197 $2,290,000 Black Oak Nine Unified School District(CSCRPA)

El Dorado S:SP-I+ Yeg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0460 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAY Pool A Ins (EN) Ambac

6/25/97 $2,000,000 Buckeye Union Elementary SchoolDistrict (CSCRPA)

E( Dorado S:SP-I+ Neg (BC) Orrick Herring(on 7/02/98 ].851CDIAC Debt issue Number: 97 - 0450 N:MIG1 Term (NIC)Tax and revenue anticipation note (Ug) Piper Jaffray [ncCash flow, interim financing (TR) 8NY _estern TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/10/97 $15,]00,000 El Doraclo County (CSCDA)E[ Dorado S:SP-I+ Neg (tiC) Orrick Herrington 6_30_98 3.915CDIAC Debt Issue Y_er: 97 - 0987 M:HIG1 (FA) Burro & Co Term (NIC)Tax and revenue anticipation note (LM) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAY Pool A Ins (EN) FSA

63


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Date Amount -Cotmty, Type of Debt, Purpose Enhancmt Sale Function= Participant Type Type

6/25/97 $4,400,000 El Dorado County Board of Education(CSCRPA)

El Dorado S:SP-I+ Neg (BC) Orrick Herrington '7/02/98 3.B51CD1ACDebt issue Nt_ber: 97 - 0/+49 H:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997TRANPool A Ins LEg)Ambac

11/20/97 $16,860,000 EL Dorado County Bond AuthorityEL Dorado S:AAA romp (BC) Brown & Wood 11/01/09 4.636CDIAC Debt Issue Number: 97 - 1630 N:Aaa (FA) Houarth Hontague Serial (TIC)public Lease revenue bond (LM) BancAmerica RobertPublic building (TR) First Trust of CARefunding Ins (EN) FSA

8/06197 $13,000,000 EL Dorado Union High School DistrictEL Dorado S:AAA Corer (BC) Kronick Moskovitz 8/01/22 5.139CDIAC Debt Issue Number: 97 - 1189 - (FA) Goverrx_ent Fin Strat comb (TIC)General obligation bond (L_/) Smith Barney IncK-12 school facility (TR) Norwest Bk MN

Ins (EM)FGIC

6/25/9Z $5,OO0,OOO EL Dorado Union High School District(CSCRPA)

El Dorado S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt IssueNumber: 97 - 0451 R:RIG1 Term (NIC)Tax and revenue anticipation note (tJW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TP,AN Pool A Ins (EN) Ambac

6/25/97 $760,000 Gold Oak Union School District (CSCRPA)El Dorado S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Humber: 97 - 0452 N:NIG1 Term (NIC)Tax and revenue anticipation note (tJ_/) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) Ambac

64

ANNUAL REPORTCALENDAR 1997


Date A_t County, Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

6/25/97 $620,000 Gotd Trait Union School District(CSCRPA)

EI Dorado S:SP-I+ Neg (BC) Orrick Herrington 7102/98 3.851CDIAC Debt Issue Number: 97 - 0453 H:RIG1 Tern (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash ftow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Poor A Irks (EM) A_bac

6/25/97 $],800,000 Lake Tahoe Unified Schoo{ District(CSCRPA)

Et Dorado S:SP-I+ Neg (BC) Orrick Herrington 7102/98 3.851CDIAC Debt Issue Nigher: 97 - 0454 - H:RIG1 Term (RIC)Tax and revenue anticipationnote (LPJ) Piper Jaffray IncCash ftow, interim financing (TR) BNY Western TrustCSCRPA 1_7 TRAN PoD[ A Ins (EM) Ant)ac

6/10/97 $120,000 Reeks gay Fire Protection District(CSCDA)

E[ Dorado S:SP-I+ Nag (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97 - 1031 R:RIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (LJW) Rorgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Poor A Ins (EN) FSA

6125197 $1,890,000 Nother Lode Union Eiec_entary SchoolDistrict (CSCRPA)

Et Dorado S:SP-I+ Nag (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Rumber: 97 - 0455 R:RIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash ftow, interim financing (TR) BRY Western TrustCSCRPA 1997 TRAN POD[ A Ins (EN) /_nbac

6/25/97 $560#000 Pioneer Union Elementary SchootDistrict (CSCRPA)

El Dorado S:SP-I+ Nag (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue NL_ber: 97 - 0456 R:RIG1 Term (NIC)Tax and revenue anticipation note (UTJ) Piper Jaffray IncCash ftow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRANPoor A Ins (EN) Ambac

65

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m m m m u m m m n m m u m m m m m m m


Type Maturity InterestIssuin 9 Entity, Rating(s) of Date/ Rate/


6/25/97 $1,015,000 PtacerviL[e Union Etememtary SchootDistrict (CSCRPA)

Ei Dorado $:SP-I+ Nag (BC) Orrick Herringtem 7/02/98 3.851CglAC Debt Issue Nur_ber: 97 - 0457 M:MIG1 Term (KIC)¸Tax arid revenue anticipation note (UW) Pipar Jaffray lncCash ftow, interim financing (TR) BNY Wester 0 TrustCSCRPA 1997 TRAM Poet A Ins (EN) Ar_bac

6/25/97 $1,215,000 Pottock Pines Union Etememtary SchoolDistrict (CSCRPA)

EL Dorado S:SP-I+ Keg (KC) Orrick Herringtem 7/02/9B 3.851CDIAC Debt Issue KtJ_ber: 97 - 0458 M:MIG1 Tam (NIC)Tax and revenue anticipation note (U$/) Piper Jaffray IncCash ftow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRA_#Poet A Ins (ER) Anibac

6/25/97 $1,805,0K0 Rescue Union Elementary Schoo| District(CSCRPA)

Et Dorado S:SP-I+ Keg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Kumber: 97 o 0459 M:MIG1 Term (KID)Tax and revenue anticipation note (Ul_) Piper Jaffray IncCash flow, interim financing " (TR) BNY Western TrustCSCRPA 1997 TRAM Post A Ins (EH) /bnbac

Fresno

6/25/97 $450,000 American Union Eternentary SchoolDistrict (CSCRPA)

Fresno S:SP-I+ Keg (BD) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue NL_r/oer: 97 - 0462 M:MIG1 Term (NIC)Tax and revenue anticipation note (US#) P(par Jaffray IncCash flow, interim financing (TR) BN¥ Western TrustCSCRPA 1997 TItaN Poet A Ins (EN) Amloac

66

% ANNUAL REPORT CALENDAR 1997I_ZOW



6125197 $505,000 Caruthers Union High School District(CSCRPA)

Fresno S:SP-I+ Neg (BC) Orrick Rerrington 7102198 3.851CDIAC Debt Issue NLedoer: 97 - 0/+63 H:HIG1 Term (NIC)Tax and revenue anticipation note (LAJ) Piper Jaffray IncCash flow, interim financing (TR) GNY Western TrustCSCRPA 1997 TRAN Poor A Ins (EN) An/oac

9124197 $2,620,000 Clovis

Fresno H:A3 Neg (BC) Jones Hall 10/01/07 4.782CDIAC Debt Issue Number: 97 - 14_ Serial (NIl)Public lease revenue bond (UW) Sutro & CoMulti cap imprvments and public works (TR) First Trust of CA

6/10/97 $3,000,000 Clovis (CSCDA)Fresno S:SP-I+ Meg (BC) Orrick Herrington 6130198 5.915CDIAC Debt Issue Number: 97 - 0982 M:MIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (LIW) Horgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAMPoD[ A Ins (EN) FSA

6103197 $28,000,000 Clovis Unified School DistrictFresno N:NIG1 Neg (BC) Jones Hall 6/30/98 3.846CDIAC Debt Issue Number: 97 - 1056 (FA) Seidler-Fitzgerald Term (NIl)Tax and revenue anticipation note (LM) BancAmerica SecCash froM, interim financing (TR) Fresno Co

8/26/97 $4,100#798 Clovis Unified School DistrictFresno G:AAA Neg (DC) Jones Hail 8/01/11 5.702CDIAC Debt issue Number: 97 - 08/,3 ' H:Aaa Comb (NIl)General obligation bond (LIW) Seidier-FitzgeratdK-12 school facility (TR) Union Bank of CA

Ins (EN) FGIC

67

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m n m m m m m m m m m m m m m m m m m

ANNUAL REPORT CALENDAR 1997I_ION


Date Amount County, Type of Debt, Purpose E_anc_r( Sale FUnction I Participant Type Type

9/09/97 $10,260,000 Clovis Unified Schoot District

Fresno S:A Comp (BC) Jones Hart 7/01/08 4.563CDIAC Debt Issue Number: 97 - 1418 (FA) Seidier-Fitzgeraid Serial (NIC)Certificates of participation/teases • (Ul#) Stone & YoungbergK-12 school facility (TR) US Trust Co of CAStadium& Relocatabtes

6/25/97 $1,860,000 Firebaugh-Las Deltas Unified SchoolDistrict (CSCRPA)

Fresno S:SP-I+ Reg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nun_ber: 97 - 0473 H:HIG1 Term (NIC)Tax and revenue anticipation note (UtJ) Piper Jeffrey IncCash flow, interim financing (TR) BHY Western TrustCSCRPA 1997 TRAN POD[ A Ins (EN) Ambac

6/25/97 $2,430,000 Fo_ier Unified School District (CSCRPA)

Fresno S:SP-I+ geg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue NLm_ber: 97 - 0466 H:HIG1 Term (NIC)Tax and revenue anticipation note (U$O Piper Jeffrey IncCash flo_, interim financing (TR) BNY _estern TrustCSCRPA1997 TRAN Poor A Ins (EN) _c

4/25/97 $355,000 Fresno

Fresno S:AAA Meg (BC) Orrick Herrington 11/20/02 6.241CDIAC Debt Issue NL_oer: 97 - 03EL3 (FA) CGHS lnc Term (NiC)Conduit revenue bond (LiW) Coughiin & CoHuttifamily housing (TR) Chase Trust Co of CAWoodtands Apts Series A-T Oth (EM) GNMAFederatly TaxabteRefunding

4125197 $7,340,000 Fresno

Fresno S:AAA Neg (BC) Orrick Herrington 5/20/32 6.241CDIAC Debt Issue Humber: 97 - 0145 (FA) CGNS Inc Comb (NIC)Conduit revenue bond (UW) Coughtin & CoRu[tifami[y housing (TR) Chase Trust Co of CAWoodlands Apts Series A Oth (EN) GNMARefunding

68




6/11/97 $]0,6go,ooo FresnoFresno M:MlSl NeD (BC) Brol_n & Wood 6/30/98 3.800CDIAC Debt Issue Nun_oer: 97 - 0950 Term (NIC)Tax and revenue anticipation note (LM) BancAmerica SecCash flow, interim financing (TR) Fresno

12119197 $8,505,000 FresnoFresno S:AAA Neg (BC) Orrick Herrington 1/01/28CDIAC Debt Issue Number: 97 - 1695 (FA) CGflS Inc Term VARConduit revenue bond (UW) Banc One CapitalRultifamily housing (TR) BNY Western TrustJackson Park Place Oth (EN) FMPlARefunding

7102/97 $68,000,000 Fresno CountyFresno S:SP-I+ Neg (BC) Hawkins Detafietd 7/01/98 3.802CDIAC Debt Issue Number: 97 - 0895 (FA) Leifer Capitol Term (NIC)Tax and revenue anticipation note (LP4) Ba_rica SecCash flow, interim financing (TR) Fresno Co

7/30/97 $5,391,653 Fresno CountyFresno NR Neg (BC) Bowie Arneson Kadi 9/02/27 6.758CDIAC Debt Issue Number: 97 - 1130 (FA) Leifer Capital Co_o (TIC)Special assessment bond (UtJ) Stone & YoungpergRulti cap i_orvments and public works (TR) US Trust Co of CAQuail Lake AD No 282

6125197 $5,OO0,OOO Fresno County Board of Education(CSCRPA)

Fresno S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Numbor: 97 - 0461 M:MIG1 Term (MIC)Tax and revenue anticipation note (IJW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

69

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10/03/97 $4,_0,000 Fresno County Housing AuthorityFresno S:AAA Neg (BC) Jones Hat[ 11/01/27 5.598CDIAC Debt Issue Numbor: 97 - 1457 (FAY CGRS Inc comb (NIC)Conduit revenue bond (LIW) Netc_an & AssociatesNuttifamity housing (TRY First Trust of CACreek Park Apts Series A Oth (EN) FNNARefunding

10/03/97 $278,000 Fresno County Housing AuthorityFresno S:AAA Reg (BC) Jones Hart 5/01/02 6.627CDIAC Debt Issue Number: 97 - 1458 (FAY CGNS Inc Term (RIC)conduit revenue bond (UW) Nekman & AssociatesRuitifamity housing (TRy First Trust of CACreek Park Apts Series B Oth (EN) FNNAFederally TaxableRefunding

6/11/97 $3,407,000 Fresno Housing AuthorityFresno S:AAA Neg (Be) Jones Hart 8/01/30 5.940CDIAC Debt Issue Number: 97 - 0290 (FAy CGNS Inc Comb (TIC)Conduit revenue bond (Ug) Hei,_an & AssociatesNuttifamity housing (TRy First Trust of CAVattey Westberry Sq Oth (EN) FNMASubject to Atternative Hinirr_m Tax

6/11/97 $1,863,000 Fresno Housing AuthorityFresno S:AAA Neg (BC) Jones Hat[ 8/01/30 5.935CDIAC Debt Issue Number: 97 - 0289 (FAY CGMS Inc Comb (NIC)Conduit revenue bond (U$#) New,nan & AssociatesRuttifamiiy housing (TRy First Trust of CACentral Vattey Sierra Headows Oth (EN) FNNAsubject to A&ternative Ninimum Tax

7O

ANNUAL.REPORT CALENDAR 1997


Date Anmtmt County, Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

7/17/97 $2,295,000 Fresno Industrial Development AuthorityFresno S:A/A-1 Neg (BC) Kutak Rock 7101/17CDIAC Debt Issue Number: 97 - 1086 (FA) Growth Capital Term VARConduit revenue bond (UW) Rauscher Pierceindustrial development (TR) First Trust of CAgeiser Corp LOC (ER) Comerica Banksubject to Alternative Minimum Tax

2/06/97 $30,000,000 Fresno Unified School DistrictFresno S:/_ romp (BC) Jones Rail Hilt 8/01/21 5.421CDIAC Debt Issue Nuatber: 97 - OO_ M:Aaa (FA) Date Scott & Co Co_ (NIC)Genera[ obligation bond (UW) Merrill Lynch & CoK-12 school facility (TR) State Street Bank CA

Ins (EN) FSA

11/10/97 $20,840,000 Fresno Unified School DistrictFresno R:Aaa Neg (BC) Jones Hat[ 11/01/11 4.759COIAC Debt Issue Number: 97 - 1675 (FA) Date Scott & Co CoMo (NIC)Certificates of participation/teases (LIW) BancAmerica RobertK-12 school facility (TR) US Trust Co oflC_Yosemite Middle School Ins (EN) FSARefunding

7102197 $629,000 Kerman Unified School District: Fresno RR Neg (BC) Rargrove & Costanzo 4/01117 5.000

CDIAC Debt Issue Nun_er: 97 - 0929 Serial (NIC)Certificates of participation/teases (UW) Rural EconomicOther/multiple educational usesEducation & Haedicapped Swimming Fac

6125/97 $2,065,000 german Unified School District (CSCRPA)Fresno S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nu_3er: 97 - 0474 M:NIG1 Term (RIO)Tax and revenue anticipation note (UW) Piper Jaffray [ncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (Eg) /_bac

71

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ANNUAl, REPORT CALENDAR 1997

Type Naturity InterestIssuing Entity, Rating(s) of Bate/ Rate/

Date Amount County_ Type of Bebt, Purpose Enhancmt Sate Function, Participant Type Type

12101197 $9,645,000 Hendota Unified School BistrictFresno S:AAA Neg (BC) Jones Halt 5/01/22 5.311CDIAC Debt Issue Number: 97 - 1742 R:Aaa comb (HIB)General obligation bond (_) Seidter-FitzgeratdK-12 school facility (TR) First Trust of CARefunding Ins (ER) Ambac

6125/97 $3,110,000 Partier Unified School District (CSCRPA}Fresno . S:SP-I+ geg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0471 M:NIG1 Term (NIC)Tax and revenue anticipation note (IN) Piper Jaffray IncCash ftou, interim financing (TR) BNY Western TrustCSCRPA 1997 THAN Pool A ins (END Ardoac

4/23/97 $1,800,000 San Joaquin Redevelopment AgencyFresno NR Heg (BC) Jones Hall Hill 3/01/17 9.656CBIAC Debt Issue gibber: 97 - 0235 Term (NIC)Tax allocation bond (IN) Bank of StocktonIndustriat development (TR) Bank of Stockton

5115197 $1,RO,OOB Banger Unified School BistrictFresno S:AAA Heg (BC) Kronick Hoskovitz 6/01/12 4.976CDIAC Debt Issue Number: 97 - B349 (FAD Government Fin Strat Serial (NIC)Certificates of participation/leases (U_) PaineWeloberK-12 school Facility (TR) Dai-tchi Kangyo

Ins (EN) MBIA

5/27/97 $2,050,000 SelmaFresno gR geg (BC) Hargrove & Costanzo 9/15/16 6.150CDIAC Debt Issue Hc_nber: 97 - 0858 Serial (NIC)Certificates of participation/teases (UW) Selma PFAMulti cap imprv_nta and pubtic _orks (TR) First Trust of CA

72




5/27/97 $530,000 SetmaFresno RR Neg (BC) Hargrove & Costanzo 9/15/16 6.283CDIAC Debt Issue Number: 97 - 0860 Seriat (TIC)Certificates of participation/teases (UW) Setma PFANutti cap imprvments and public works (TR) First Trust of CACorporation'YardRefunding

6110197 $320,000 SetmaFresno NR Nag (BC) Hargrove & Costanzo 9102116 7.428CDIAC Debt Issue Number: 97 - 0859 (FA) Pacific Genesis Seriat (NIC)Special assessment bond (DW) Setma PFAMulti cap imprvr_ents and pubtic worksA9 No 1997-1

10/02197 $1,500,000 Setl_Fresno S:SP-2 Neg (BC) Hargrove & Costanzo 6/30/98 4.750CDIAC Debt Issue Number: 97 - 1372 Term (RIC)Tax and revenue anticipation note (UW) Pacific GenesisCash ftow, interim financing (TR) Setma

5/27/97 $3,700,000 Selma Pubtic Financing AuthorityFresno RR Nag (8C) Hargrove & Costanzo 9/15/16 6.585CDIAC Debt Issue Number: 97 - 0861 comb (NIC)Revenue bond {PooL) (UW) Pacific GenesisHutti cap imprvments end p_Jbtic _orks (TR) First Trust of CAReftmding

6125197 $3,760,000 Selma Unified Schoot District (CSCRPA)Fresno S:SP-I+ Neg (BC) Orrick Herrington 7102/98 3.851CDIAC Debt Issue Number: 97 - 0472 H:HIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jeffrey IncCash ftow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Poor A Ins tEN) Amboc

73

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I I 41B / I m I l _ i J I I _1 I I l I


Type MaturityInterestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount county, Type of Deb% Purpose Enhancmt Gate Function, Participant Type Type

4/30/97 $7,410,000 Sierra Nevada Public Finance AuthorityFresno NR Deg (BC) Hargrove & Costanzo ]/15/03 9.774CDIAC Debt Issue Rtad_er: 97 - 0220 Term (NIC)Revenue bond (Pool) (UW) Pacific GenesisMuLti cap imprv_ents and public works (TR) IBJ Schroder BankBretz Mountain Village

6/06197 $7,0OOoOOO State Center C_ity Cortege District(CCCFA)

Fresno S:SP-I+ NeD (BC) Stradting Yocca 9130198 4.023CDIAC Debt Issue Humber: 97 - 0405 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA 1997 TRAN Pool A & B Ins (EN) FSA

Glenn

9111197 $383,000 Elk Creek community Services DistrictGLenn NR Neg (BC) Jones HaLt 9101137 4.499

CDIAC Debt Issue Hurdaer: 97 - 1558 Serial (NIC)"Certificates of participation/teases (LIW) Rural EconomicWater supptylstorageldistribution (TR) Glenn Co

8/11/97 $2,190,000 Glenn CountyGlenn NH Neg (BC) Orrick Herrington 10/01/08 5.874CDIAC Debt Issue Number: 97 - 1288 (FA) Western Cap Bk Serial (Nit)Certificates of participation/teases (L_) Union Bank of CAPrisons/jails/correctional facilities (TR) Dai-lchi KangyoRefunding

6/10/97 $4,000,000 Glenn County (CSCHA)

Gtenn S:SP-I+ Meg (GC) Orrick Herrington 6130198 3.915CDIAC Debt Issue Humber: 97 - 0990 M:MIG1 (FA) Sutro & CO Term (NIC)Tax and revenue anticipation note . (IJW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAM Pool A Ins (E_) FSA

74


Type Maturity Interestissuing Entity, Rating(s) of Date/ Rate/


Humboldt

1/08/97 $2,840,000 Arcata Joint Powers Financing AuthorityHumboLdt S:AAA NeD (BC) Jones Hail Hi[l 12/01/22 5.705CDIAC Debt Issue Ntafioer: 96 - 1(#.6 N:Aaa comb (NIC)Pubtic enterprise revenue bond (UW) Piper Jaffray lncWaste_ater coitection and treatment (TR) First Trust of CA

Ins (EN)FSA

6125/97 $4,750,000 Eureka City Eier_-=ntary/Eureka City HighSchoo( Districts (CSCRPA)

Humboldt S:SP-I+ NeD (BC) Orrick Herrington 7/02/98 3.851CglAC Debt Issue NL=nber: 97 - 0476 H:NIG1 Term (NIC)Tax and revenue anticipation note (tJIJ) Piper Jaffray IreCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Poor A Ins (EN) Ambac

6/25/97 $15,000,OOO Ht_botdt countyHumboldt S:SP-I+ NeD (BC) Stradting Yocca 7101198 3.751CDIAC Debt Issue Number= 97 - 1117 (FA) Leifer Capitat Term (RIC)Tax and revenue anticipation note (LIW) gancAmerica SecCash flow, interim financing (TR) HumboLdt Co

6/25/97 $2,335,000 Northern Humboldt Union Nigh SchootDistrict (CSCRPA)

EL_nbotdt S:$P-1+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt issue Number: 97 - 0477 N:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash ftou, interim financing (TR) BNY Western TrustCSCRPA1997 TRAM Poor A Ins (EN) _c

75

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Imperial

12104197 $2,845,000 grawtey Public Improvement CorporationIn_0eriat S:AAA Neg (BC) Fuibright & Jaworski 7101116 5.272EDIAC Debt issue Ntsnber: 97 - 1758 N:Aaa Co_ (TIC)Certificates of participation/Leases (UW) OaConnor & CoUasteuater collection and treatment (TR) First Trust of CARefunding Ins LEg)Azd=ac

6125197 $1,475,000 grawtey Union High School District(CSCRPA)

Imperial S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0480 M:NIG1 Term (RID)Tax and revenue anticipation note (UI#) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) Amboc

5/15/97 $7,760,000 Catexico Community Redevelopment Agencyimperial S:AAA HeR (BC) Stradting Yocca 11/01/13 5.123COIAC Debt Issue Number: 97 - 0833 R:Aaa (FA) Urban Futures Serial (NIC)Public tease revenue bond (UW) Piper Jaffray IncRutti cap imprvments and public works (TR) First Trust of WARefunding ins (EN) Ambac

6125/97 $4°975°000 Catexico Unified School District(CSCRPA)

Imperial S:SP-I+ Neg (BC) Orrick Herrington 7102/96 3.851CDIAC Debt issue Number: 97 - 0481 R:RIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray lncCash flow, interim financing (TR) 8NY Western TrustCSCRPA1997 TRAN Pool A Ins LED) Arabac

6/25/97 $2,080,000 Ca[ipatria Unified School District(CSCRPA)

Imperial S:SP*I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAD Debt Issue Number: 97 - 0482 R:RIG1 Term (RID)Tax and revenue anticipation note (UW) Piper Jaffray lncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997TRANPoolA Ins (EB) Ambac

76




5/20/97 $5,150,000 Central Union High School DistrictItnperial S:AAA Comp (BC) Boule Arneson Kadi 8101/21 5.662CDIAC Debt Issue Number: 97 - 0129 (FA) Andrew Ach & Assoc Comb (HIC)Genera[ obligation bond (UW) Piper Jaffray IncK-12 school facility (TR) First Trust of CA

Ins (EN)MBIA

6/25/97 $2,315,000 Central Union High School District(CSCRPA)

Imperial S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 o 0483 H:MIG1 Term (NIC)Tax and revenue anticipetionnote (UW) Piper Jaffray IneCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 THAN Poet A Ins (EH) Ambac

6/10/97 $1,410,000 E[ Centro (CSCDA)Imperiat S:SP-I+ Meg (BC) Orrick Herrington 9/30/98 3.915CDIAC Debt Issue Number: 97 - 0986 H:RIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Morgan StanleyCash ftow, interim financing (TR) US Trust Co of CACSCDA 1997 THAN Poor B Ins (EN) FSA

6/25/97 $4,455,000 EI Centro Elementary School District(CSCRPA)

Imperiat S:SP-I+ Meg (BC) Orrick Herrington 7102198 3.851CDIAC Debt Issue Number: 97 - 0484 M:NIG1 Term (NIC)

Tax and revenue anticipation note (L_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997TRAMPool A Ins (EH) Ambac

10/01/97 $11,195,000 Ei Centro Financing AuthorityImperia[ S:Aaa Heg (BC) Orrick Herrington 10/01/27 5.428CDIAC Debt Issue NUmber: 97 - 1455 M:AAA Comb (NIC)Public enterprise revenue bond (LIW) $utro & CoMulti cap imprwents and pubtic works (TR) State Street Bank CAReftmding ins (EN) Ambac

77

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Date Amount County. TvDe of Debt, Purpose Enhancmt Sate Function, Participant Type Type

6/25/97 $500,000 Heber Etmentary School District(CSCRPA)

Imperial S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0485 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash ftow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN POD[ A Ins (EN) /knibac

11/19/97 $35,)75,000 Imperial CountyImperial S:AAA Meg (BC) Orrick Herrington 8/15/20 6.889CDIAC Debt Issue Number: 97 - 1681 M:Aaa (FA) RB Capital Co_o (TIC)Other bond (tM) Morgan StanleyInsurance and pension funds (TR) US Trust Co of CAPension Funding Ins (EN) AmbacFederally Taxable

12/18/97 $16,200,000 lmpariai CountyImperial M:Aa3/Wll Neg (BC) Orrick Herring[on 9/01/17CDIAC Debt Issue Number: 97 - 1682 (FA) HB Capital Term VARCertificates of participetiun/teases (UW) Morgan Stanley DeanMulti cap imprvments and public works (TR) US Trust Co of CA

LOC (EN) Canadian Imperial Bk

6/10/97 $SrOOO,O00 Imperial County (CSCOA)Imperial S:SP-I+ Neg (BC) Orrick Herrington 6/30/98 3.915COIAC Debt Issue Humber: 97 - 0992 M:MIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Morgan StanleyCash fto_, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Poel A Ins (EM) FSA

6/25/97 $2,000,000 Imperial County Board of Education(CSCRPA)

imperial S:SP-I+ Neg (BC) Orrick Herrington 7/02198 3.851CDIAC Debt issue _umber: 97 - 0479 H:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray lncCash flow, interim financing (TR) BRY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) A_oac

78




3127/97 $2,000,000 Impariat Unified School Districtfmpariat R:Aaa Co_p (BC) Bowie Arneson Kadi 8/01/21 5.513CDIAC Debt issue Number: 97 - 0133 (FA) Andrew Ach & Assoc Comb (NIC)General obligation bond (UW) EancAmerica SecK-12 school facility (TR) State Street Sank CA

Ins (EN)FSA

7/08197 $325,000 Westmorland Union Elementary SchoolDistrict

Imperial NR Neg (BD) Orrick Serrington 7/01113- 5.585CDIAD Debt Issue Nta_er: 97 - 1108 (FA) Andrew Ach 8 Assoc Serial (NIC)Genera[ obtigation bond (U_) Vattey Independent BK-12 school facility (TR) First Trust of CARefunding

Inyo

6125197 $455,000 Big Pine Unified School District(CSCRPA)

Inyo S:SP-I+ Beg (BC) Orrick gerrington 7/02/98 3.851CDIAC Debt Issue Ntm_er: 97 - 0/,87 R:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flou, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $990,000 Bishop Union Elementary School District(CSCRPA)

Inyo S:SP-I+ Beg (SC) Orrick Herring[on 7/02/98 3.851CDIAC Debt Issue N_r: 97 - 0488 N:RIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash ftow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN POD[ A Ins (EN) Ambac

79

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6125197 $155,000 Death VaLLey Unified School District(CSCRPA)

Inyo S:SP-I+ meg (BC) Orrick Herrington 7_02_98 3.851COIAC Debt Issue Number: 97 - 0490 M:MIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) SNY Western TrustCSCRPA 1997 TRAMPool A Ins tEN) An_bac

6/25197 $1,070,000 Inyo County Board of Education (CSCRPA)

Inyo S:SP-I+ meg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0486 M:MIG1 Term (RIC)Tax and revenue anticipation note (Ut_) Piper Jaffray LncCash flow, interim financing (TR) BNY Western T_ustCSCRPA1997 TRAR Pool A Ins tEN) Ar_bac

6125197 $1,995,000 Lone Pine Unified School District(CSCRPA)

Inyo S:SP-I+ Neg (BC) Orrick Herrington 7102198 3.851CDIAC Debt issue Number: 97 - 0491 M:MIG1 Term (NLC)Tax and revenue anticipation note (UW) Piper Jeffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) Ambac

6/25/97 $235,000 Owens VaLLey Unified School District(CSCRPA)

Inyo S:SP-I+ meg (BC) Orrick Herrington 7/02198 3.851CDLAC Debt Issue Ntenber: 97 - 0492 M:MIG1 Term (NLC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BMY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) Ae_oac

8O

ANNUALREPORTCALENDAR1997_uN

Type Raturity Interestlssuing Entity, Rating(s) of Date/ Rate/

Date Amount County, Type of Debt, Purpose Enhancrat Sate Function, Participant Type Type

Kern

6125197 $1,050,000 Arvin Union Elementary School District(CSCRPA)

Kern S:SP-I+ Neg (Be) Orrick Herrington 7/02/98 3.851CDIAC Debt issue Number: 97 - 0493 M:NIG1 Term (NIC)Tax and revenue anticipation note (tJW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAMPool A Ins (EM) Ambac

4/11/97 $40,650°000 BakersfieldKern S:_A Meg (BC) Orrick Herrington 4/01/22 5.860CD1ACDebt Issue Number: 97 - 0082 M:Aaa Comb (NIC)Certificates of participation/teases (Ug) George K BaumConvention center (TR) First Trust of CAConvention Ctr Expansion/Arena Ins (EN) MBIARefunding

12103/97 $13,590,000 BakersfieldKern H:Aaa Beg (BC) Orrick Herrington 9/15106 4.548CD1AC Debt Issue Number: 97 - 1762 Serial (NIC)Public enterprise revenue bond (UW) George K BaumWastewater collection and treatment (TR) First Trust of CA

Ins (EN) FGIC

11/12/97 $1,400,000 gelridge _ater Storage DistrictKern NR Neg (BC) Nossanlan Guthner 9101112 5.510CDIAC Debt issue Number: 97 - 1656 (FA) Battle Welts Serial (NIC)Spaciat assessment pond (ug) Union Bank of CAWater supply/storage/distribution (TR) First Trust of CAZone 5Refunding

6/10/97 $/*80,000 California City (CSCDA)Kern S:SP*I+ Neg (BC) Orrick Herrington 6130198 3.915CD1AC Debt Issue Number: 97 - 0977 M:NIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Norgan StanleyCash flow, interim financing (TR) US Trust Co of CACSEDA 1997 TRAN Pool A ins (EN) FSA

81

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8/27/97 $10,210,000 Cawelo Water DistrictKern S:AAA NeD (BC) Orrick Herrington 5/01/07 4.593£91AC Debt Issue Nurd3er: 97 - 1377 N:Aaa Serial (NIl)General obligation pond (L_) Union Bank of CAWater supply/storage/distribution (TR) First Trust of CARefunding Ins tEN) Ambac

12/22/97 $1,500,000 De[anD Cormc_nity RedeveLopment AgencyKern NR NeD (BC) StradLing Yocca 9/01/14 8.889CDIAC Debt Issue Number: 97- 1773 (FA) Urban Futures Serial (NIC)Tax allocation bond (L_) DeIano FARedevelopment, multiple purposes (TR) First Trust of WAArea No 1

Federally Taxable

1/22/97 $4,915,000 De[anD Union Elementary School DistrictKern S:AAA NeD (DC) Legoeuf Lamb Greene 1/01/22 5°738CDIAC Debt Issue Number: 96 - 1695 Comb (NIC)Certificates of participation/leases (LFW) Rauscher PierceK-12 school facility (TR) Welts Fargo Bank

Ins tEN) An_ac

6/25/97 $4,465,000 De[anD Union ELementary School District(CSCRPA)

Kern S:BP-I+ Neg (BC) Orrick Herrington 7/02198 3.851rnlAC Debt Issue Number: 97 - 0/+94 H:HIG1 Term (NIC)Tax and revenue anticipation note (LI_) Piper Jaffray tncCash flow, interim financing (TR) BNY Western TrustCSCRPA 199Z TRAMPool A Ins (EM) /_nbac

5/16197 $12,045,000 Kero CountyKern S:/U_A ReD (BC) Hawkins De[afieLd 5/01/17 5.313COIAC Debt Issue N_Tdoer: 97 - 0259 N:Aaa (FA) Leifer Capita[ comb (NIC)Certificates of participation/teases (IN) Herr[it Lynch & CoHu[ti cap imprvments and public works (TR) First Trust of CAFire Dept Ins tEN) MBIA

82



Date Amount. County, Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

7_02_97 $70,OOO,OOO Kern CountyKern S:SP-I+ Neg (BC) Haukins Detafield 10/01/98 4.020CDIAC Debt Issue Number: 97 - 1113 (FA) Leifer Capita[ Term (RIC)Tax and revenue anticipation note (L_) PaineWebberCash flow, interim financing (TR) Kern Co

6/23/97 $40,060,000 Kern County Board Of EducationKern S:SP-I÷ romp (BC) LeBoeuf Lamb Greene 7/07/98 3.972CDIAC Debt Issue Number: 97 - 0296 (FA) Rauscher Pierce Term (NIC)

• Tax and revenue anticipation note (UW) DancAmerioa SecCash flow, interim financing

8/14/97 $19,000,800 Kern High School DistrictKern S:SP-I+ cot_ (BC) Jones Hat[ 8/20/98 3.918CDIAC Debt Issue Number: 97 - 1263 (FA) Dale Scott & Co Term (gIC)Tax and revenue anticipation note (LIW) BancAmerica RobertCash flow, interim financing (TR) Kern Co

1123197 $3,850,000 Lakeside Union Elementary SchoolDistrict

Kern NR Nag (BC) Bowie Arneson Kadi 9/01/26 6.632CD1AC Debt Issue H_ber: 97 - 0004 (FA) Date Scott & Co Term (HIC)Certificates of participation/leases (UW) M L Stern & CoK-12 school facility (TR) State Street Bank CA

6/25/97 $2,750,000 Lamont School District (CSCRPA)Kern S:SP-I+ geg (Dc) Orrick Herrington 7102/98 5.851CDIAC Debt Issue _umber: 97 - 0496 N:HIG1 Term (NIC)Tax and revenue anticipation note (LM) Piper Jaffray IncCash flow, interim financing (TR) DHY Western TrustCSCRPA 1997 TRAH Pool A Ins tEN) Ambac

6/25/97 $2,135,000 gichtand-Lerdo Elementary SchoolDistrict (CSCRPA)

Kern S:SP-I+ Heg (BC) Orrick gerrington 7/02/98 3.851CDIAC Debt Issue Ht_ber: 97 - 0497 M:MIG1 Term (NIC)Tax and revenue anticipation note (t_) Piper Jaffray IncCash flow, interim financing (TR) DRY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) Ambac

83

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Date An_unt County, Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

1/07/97 $21,760,000 Shafter Joint Powers Financing AuthorityKern S:BBB+ Neg (BC) Best Best & Krieger 1/01/17 5.931CDIAC Debt Issue Number: 96 - 1715 N:Baa (FA) PRAG Coob (NIC)Public lease revenue bond F:BBB (U_) Lehman BrothersPrisons/jailscorrectional facilities (TR) First Trust of CACoarnL_ity Correction Fac

6/25/97 $5,575,000 Standard School District (CSCRPA)Kern S:SP-I+ Beg (BC) Orrick Herrlngton 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0/+98 N:NIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN POOl A ins (EN) Ambac

1/07/97 $21,740,000 Taft Public Financing AuthorityKern S:BBB+ Neg (BC) NcFartin & Anderson 1/01/17 5.905CDIAC Debt Issue Number: 96 - 1648 H:Baa (FA) PRAG Comb (TIC)Public lease revenue bond F:BBB (UW) Lehman BrothersPrisons/jails/correctional facilities (TR) First Trust of CACoaz_unity Correctional Fac

6/25/97 $4,930,000 Tehachapi Unified School District(CSCRPA)

Kern S:SP-I+ Neg (BC) Orrick Herrington 7_02_98 3.851CDIAC Debt Issue Number: 97 - 04_) H:NlG1 Term (NIC)Tax and revenue anticipation note (U_) Piper Jaffray incCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (ER) Ar_ac

6/25/97 $770,000 Vinetand Elementary School District(CSCRPA)

Kern S:SP-I+ Beg (BC) Orrick Herrington 7102198 3.851CDIAC Debt Issue Number: 97 - 0500 N:RlG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray lncCash flow, interim financing (TR) BBY Western TrustCSCRPA1997 TRANPoolA Ins (EN) Ambac

84



Date Amount County, Type of Debt, Purpose Enhancant Sate Function, Participant Type Type

12116197 $600,000 Wasco Union High Schoot DistrictKern S:BBB Comp (BC) Quint & Thimig 5/01/11 5.265CDIAC Debt Issue Number: 97 - 1777 (FA) Sutter Securities Seria[ (NIC)Certificates of participation/teases tOW) Nilter & SchroederK-12 school facitity (TR) State Street Bank CAROP centersRefunding

KinDs

9/26/97 $10,820,000 Avenat Pubtic Financing AuthorityKings NR Meg (BC) Husick Peeter 9/02/27 7.216CDIAC Debt Issue Number: 97 - 1369 Comb (NIC)Revenue bond (Poor) (L_) Stone & YoungbergNutti cap imprwaents and pubtic works (TR) First Trust of CARefunding

6125/97 $2,295,000 Central Union Etementary Schoo[District (CSCRPA)

Kings S:SP-l+ Neg (BC) Orrick Herrington 7/02198 3.051CDIAC Debt Issue Number: 97 - 0502 N:NIG1 Term (NIC)Tax and revenue anticipation note (Ol#) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) Ambac

6_25_97 $2,435,000 Corcoran Unified School District(CSCRPA)

Kings S:SP-I+ Neg (Be) Orrick Herrington 7/02/98 3.851CDIAC Debt issue Number: 97 * 0503 N:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash ftow, interim financing (TR) BMY Western TrustCSCRPA 1997 TRAN Poor A Ins tEN) Ambac

85

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Type Maturity interestIssuing Entity, Rating(s) of gate/ Rate/

Date Amount County, Type of Debt I Purpose Enhancmt gate Function, Participant Type Type

6/16/97 $1,320,000 HanfordKings S:A/A-1 Beg (BC) Jones HaLl RiLL 3/01/08CDIAC Debt Issue Number: 97 - 0847 Term VABCertificates of participation/teases (UW) SeidLer-FitzgeraidPubLic building (TR) First Trust of CAFire Stations LOC (EN) Union Bank of CARefunding

11115197 $500,000 Hanford E[omentsry School DistrictKings RR Neg 6101101 5.070CDIAC Debt Issue N_nber: 98 - 0363 (FA) Government Fin Strat Serial (TIC)Certificates of participation/teases (LIW) Asset Backed IncomeK-12 school facility

6_25_97 $4,020,000 Hanford Elementary School District(CSCRPA)

Kings $:SP-1+ Beg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nucber: 97 - 0505 M:MIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray lncCash ftou, interim financing (TR) BNY Western TrustCSCRPA1997 TRAMPool A Ins (EM) Ambac

6125197 $285,000 Island Union School District (CSCRPA)Kings S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0507 H:HIG1 Term (BIG)Tax and revenue anticipation note (LM) Piper Jaffray ]ncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAMPool A Ins (EM) A_ac

10/07/97 $141,800 Kett[eman City Capital ImprovementCorporation

Kings NR Beg (BC) Husick Peeler 10/01/37 4.499CDIACDebt IssueNumber:97 - 0922 Serial (NIC)Certificates of participation/Leases (UW) Rural EconomicWater supply/storage/distribution

86

I




6/10/97 $5,000,800 Kings County (CSCDA)Kings S:SP°I+ Neg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97 - 0993 M:RIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (EIW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAMPool A Ins (ER) FSA

6/25197 $2,605,000 Kings County Board of Education (CSCRPA)Kings S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0501 N:RIG1 Term (NIl)Tax and revenue anticipation note (IJ[4) Piper Jaffray lncCash flow, interim financing (TR) BN¥ Western TrustCSCRPA 1997 TRAM Pool A Ins (EN) Ambac

6125/97 $535,000 Kings River-Hardwick Union ElementarySchool District (CSCRPA)

Kings $:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851COIAC Debt Issue N_aber: 97 - 0508 M:HIG1 Term (NIl)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997TRAN Pool A Ins (EN) A_bac

6/25/97 $2,010,000 Lernoore Union Eist_entary SchoolDistrict (CSCRPA}

Kings S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0509 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Poe[ A Ins (EN) Ambac

5/07/97 $9,29T,751 Lemoore Union High School DistrictKings S:AAA Neg (BC) Orrick Herrington 1/01/22 5.758CDIAC Debt Issue Number: 97 - 0329 M:Aaa Serial (TIC)General obligation bond (UW) Piper Jaffray IncK-12 school facility (TR) Kings Co

Ins (EN)Ambac

87

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Date Amount County_ Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

5/07/97 $1,935,000 Lemoore Union High School DistrictKings $:AAA Reg (BC) Orrick Herrington 1/01/17 5.489CDIAC Debt Issue Number: 97 - 0328 N:Aaa Serial (NIC)General obligation bond (tM) Piper Jaffray IncK-12 school facility (TR) Kings CoRefunding Ins (EN) Ambac

6/25/97 $610,000 Lemoore Union High School District"(CSCRPA)

Kings S:SP-I+ Neg (BC) Orrick Herrington 7102198 3.851CDIAC Debt Issue NLmzber: 97 - 0510 N:RIG1 Term (NIC)Tax and revenue anticipation note (LM) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN POOL A ins (EN) Ambac

12/16/97 $128,000 Pioneer Union ELementary School DistrictKings NR Neg 12/16/07 5.211CDIAC Debt Issue RLenber: 98 - 0365 (FA) Government Fin Strut Serial (TIC)Certificates of participation/teases (UW) CA Capital LeasingK-12 school facilityRefunding

6/25/97 $790,000 Pioneer Union School District (CSCRPA)Kings $:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue N_ber: 97 - 0511 H:HIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray incCash flow, interim financing (TR) DRY Western TrustCSCRPA 1997 .TRANPool A Ins (EN) Ambac

6_25_97 $2,830,000 Reef-Sunset Unified School District(CSCRPA)

Kings S:SP-I+ Neg (BC) Orrick Herrington 7102/98 3.851CDIAC Debt Issue Number: 97 - 0512 R:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A ins (ER) Ambac

88



Date Amount County, Type of Debt= Purpose Enhancmt Sate FUnction, Participant Type Type

Lake

6110197 $1,200,000 Cteariake (CSCDA)

Lake S:SP-I+ Meg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97 - 0981 N:NlG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (Lit#) Morgan StanleyCash ftou, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins tEN) FSA

12/11/97 $1,085,000 Ketseyvitte Unified School DistrictLake NR Meg (BC) Kutak Rock 12/01/07 5.174CDIAC Debt Issue g_r: 97 - 1782 Term (NIC)Certificates of participation/leases (UW) Piper Jaffray IncK-12 school facility (TR) First Trust of WA

6/25/97 l$2,200,000 Ke[seyvilte Unified School District(CSCRPA)

Lake S:SP-I+ Neg (BC) Orrick Xerrington 7/02/9B 3.851CDIAC Debt Issue Number: 97 - 0514 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash ftoH, interim financing (TR) BNY Western Trust

CSCRPA 1997 TRAIl Pool A Ins .tEN) And_ac

6/25/97 $3,820,000 Konocti Unified School District (CSCRPA)Lake S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0515 N:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray [ncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAMPoet A Ins tEN) Ambac

6/25/97 $1,805,000 Lake County Board of Education (CSCRPA)Lake S:SP-I+ "Meg (BC) Orrick HerrJngton 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0513 M:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Poor A Ins (EN) Ambac

89

l ¸. I IBR, U l _ _ _l m U _l_ I I I_ I _ _I l

E]E]


Type Haturity Interest. Issuing Entity, Rating(s) of Bate/ Rate/

Date Amount County, Type of Debt+-Purpose Enhancmt Sate Function, Participant Type Type

6/25/97 $1,4g0,000 Lakeport Unified School District(CSCRPA)

Lake S:SP-I+ Nag (BC) Orrick gerrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0516 N:HIG1 Term (NIC)Tax and revenue anticipation note . (U_) Piper Jaffrw IncCash ftou, interim financing (TR) ENY Western TrustCSCRPA 1997 TRAN Pool A Ins (ER) Ambac

6/25/97 $2,030,000 Hiddteto_n Unified School District(CSCRPA)

Lake S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nigher: 97 - 0517 R:NIG1 Term (RIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (ER) Ambac

6/25/97 $110,000 Upper Lake Union ELementary SchoolDistrict (CSCRPA)

Lake S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 5.851CDIAC Debt Issue Number: 97 - 0518 N:NIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EM) Ambac

6/25/97 $625e000 Upper Lake Union High School District(CSCRPA)

Lake S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0519 H:HIG1 Term (NIC)

- Tax and revenue anticipation note (LJW) Piper Jaffray IncCash ftOWe interim.financing (TR) BRY Western TrustCSCRPA 1997 TRAN Pool A Ins (EM) Ambac

9O



Date Amount County, Type of Debt, Purpose Enhancmt Sate Function,Participant Type Type

Lassen

6/10/97 $600,000 Lassen County (CSCDA)

Lassen S:SP-I+ Neg (BC) Orrick Herrington 6/30/90 3.915CDIAC Debt Issue N_ber: 97 - 0996 M:MIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Morgan StanLeyCash flow, interim financing (TR) US Trust CO of CACSC_A 1997 TRAH Pool A Ins (ER) FSA

6125/97 $1,615,000 Lassen Union High School District(CSCRPA)

Lassen S:SP-I+ Neg (BC) Orrick Herrington 7/02198 3.851CDIAC Debt Issue NLm/oer: 97 - 0520 R:RlG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Poot A Ins (EN) Ambac

Los AngeLes

6/05197 $4,695,000 ALhambra City High School District(LACLE)

Los AngeLes S:SP-I+ NeD (BC) Hawkins Detafietd 6/30/90 3.891CDIAC Debt Issue Number: 97 - 0937 Term (NIC)Tax and revenue anticipation note .(UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAH Pool Set A Ins (EN) FSA

6/05/97 $4,570,000 ALhambra City School District (LACLE)Los AngeLes S:SP-I+ Reg (BC) Hawkins DetafieLd 6/30/98 3.891CDIAC Debt Issue Number: 97 - 0938 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAN Pool Ser A Ins (EN) FSA

91

E_[--]

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Date Amount County, Type of Debt a Purpose Enhancmt Sale Function, Participant Type Type

11/20/97 $69,905,000 Antelope Valley Hospital DistrictLos Angeles S:AAA Neg (BC) Orrick gerrington 1/01/27 5.562CDIAC Debt Issue Ntm_oer: 97 - 1738 H:Aaa comb (NIC)Public enterprise revenue bond (UW) Cain Brothers & CoHospital (TR) US Trust Co of CASeries A & B Ins (EN) FSARefLe_ding

6/05/97 $4,200,000 Arcadia Unified School District (LACLE)Los Angeles S:SP-I+ Yeg (BC) Hawkins DeLafieLd 6/30/98 3.891CDIAC Debt Issue Number: 97 - 0939 Term (YIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAY Pool Ser A Ins (EN) FSA

9/24/97 $6,470,000 Azusa Redevetopr0ent AgencyLos Angeles S:AAA Neg (BC) Best Best & Krieger 8/01/22 5.525CDIAC Debt issue Number: 97 - 0786 N:Aaa Comb (YIC)Tax allocation bond (UW) geidLer-FitzgeratdRedevelopment, multiple purposes (TR) First Trust of CARerged Area Ins (EN) MBIARefunding

6/25/97 $5,000,000 Azusa Unified School District (CSCRPA)Los Angeles S:SP-I+ Yeg (8C) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0521 M:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray [ncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ardoac

12/03/97 $20,000,000 ABC Unified School DistrictLos Angeles S:A_J_ Coils) (BC) Jones Hall 8/01/22 5.135CDIAC Debt Issue Nualber: 97 - 1548 H:Aaa (FA) George K Ba_ Cofnb (NIC)General obligation bond (UW) HerriLt Lynch & CoK-12 school facility (TR) First Trust of CA

Ins (EN) FSA

92



Date Amount County, Type of Debt, Purpose Enhancmt Sate F_ction, Participant Type Type

6/05/9T $5,000,000 ABC Unified School District (LACLE)Los AngeLes S:SP-I+ Neg (BC) Haukins DelafieLd 6/30/98 3.891CDIAC Debt Issue NLZT_oer: 97 - 0936 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash fto_, interim financing (TR) US Trust Co of CALACLE 1997 TRAM Pool Ser A Ins (ER) FSA

5106/97 $11,435,000 Bassett Unified School DistrictLos AngeLes S:A/A-1 Meg (BC) Buchatter Nemer 5/01/17CDIACDebt issue NLzuber: 97 - 0282 Term + VARCertificates of porticipotion_fteeses (UtJ) Rauscher Pierce¢-12 school facility (TO) BMY Western Trust

LOC (EN) UnionBankof CA

6/25/97 $4,585,000 Bassett Unified School District (CSCRPA)Los Angeles S:SP-I+ Reg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue N_r: 97 - 0522 M:MIG1 Term (MIC)Tax and revenue anticipotion note (UtJ) Piper Jaffray IncCash flow, interim financing (TR) BMY Western TrustCSCRPA 1997 TRAM Pool A Ins (EM) Ambac

6/10/97 $1,100,000 Bet[ (CS_A)Los Angeles S:SP-I+ Reg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97 - 0975 M:MIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Morgan StanLeyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAM Pool A Ins (EN) FSA

6125197 $5,000,000 Bettftouer Unified School District(CSCRPA)

Los AngeLes S:SP-I+ Reg (BC) Orrick gerrington 7/02/98 3.851CDIAC Debt issue RLCd_er: 97 - 0523 M:NIG1 Term (NIC)Tax a_ revenue anticipation note (UW) Piper Jaffray Inc

' Cash flow, interim financing (TR) BNY Western TrustCSCRPA 1_7 TRAR Pool A Ins LEg) A_oac

93



Date Amount County_ Type of Debt, Purpose Enhancmt SaLe Function, Participant Type Type

6/25/97 $5,000,000 BeverLy BiLLs Unified School District(CSCRPA)

Los AngeLes S:gP-I÷ Beg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nurd0er: 97 - 0524 N:MIG1 Term (NIC)Tax and revenue anticipotionnote (1_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRA_ Pool A Ins (EN) Ambac

6_25_97 $5,000,000 Bonita Unified School District (CSCRPA)Los AngeLes S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number= 97 - 0525 M:NIG1 Term (gIC)Tax and revenue anticipation note (UW) Piper Jaffray ]ncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAMPoolA Ins (EN) Ambac

8/06197 $7,497,787 Burbank Unified School DistrictLos AngeLes S:AAA Beg (BC) Ouint & Thimmig 8/01/22 5.40]COIAC Debt Issue Number: 97 - 1216 N:Aaa Serial (TIC)Genera[ obligation bond (UW) Stone & YoungbergK-12 school facility (TR) First Trust of CA

Ins (EN) FGIC

6/05/97 $6,980,000 Burbank Unified School District (LACLE)Los AngeLes S:SP-I+ Neg (BC) Hawkins Delafietd 9/30/98 4.124CDIAC Debt Issue Number: 97-- 0940 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAN Pool Set B Ins (EN) FSA

6125/97 $%220,000 Castaic Union School District (CSCRPA)Los AngeLes B:SP-I+ Beg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue _c_ber: 97 - 0526 N:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray ]ncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A ins (E_) Ambac

94




6/05/97 $6,365,000 Cerritos Coaz_Jnity College District(LACLE)

Los Angeles S:SP-I÷ Neg (BE) Hawkins Delafietd 9/30/98 3.891CDIAC Debt Issue gurdoer: 97 - 0961 Term (NIC)Tax and revenue anticipation note (IN) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAN Pool Set A Ins (EN) FSA

6105/97 $2,360,000 Charter Oak Unified Schoot District(LACLE)

Los Angeles g:SP-I+ Neg (Be) Hawkins Deiafietd 9/30/98 4.124CDIAC Debt Issue Nu_er: 97 - 0962 Term (NIC)Tax and revenue anticipation note (L_) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAN Pool Ser B Ins (EN) FSA

6/05197 $5,000,000 Citrus community College District(LACLE)

Los Angeles S:SP-I+ geg (BC) Hawkins getafietd 9/30/98 6.126CDIAC Debt Issue N_ber: 97 - 0963 Term (MIC)Tax and revenue anticipation note (IN) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAM Pool Ser B Ins (EN) FSA

6/10/97 $2,000,000 Ctarernont (CSCDA)Los Angeles S:SP-I+ Neg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97 - 0980 M:MIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (LM) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAM Poor A Ins (EN) FSA

6/25/97 $5,000,000 Claremont Unified School District(CSCRPA)

LOS Angeles S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0527 N:NlG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAM Pool A Ins (EN) Ambac

•95

n n _, i n i _nl u n ,I, _, I _ I I a_l IL

ANNUAL REPORT CALENDAR 1997I_lwl

Type Maturity Interest• Issuing Entity, Rating(s) of Date/ Rate/


11/20/97 $19,275,000 Commerce Community DeveLopmentCommission

Los AngeLes . RR Neg (BE) Orrick Herrington 8/01/21 6.026CDIAC Debt Issue Number: 97 - 1576 comb (SIC)Tax ailocation bond (UW) Stone & YoungbergRedeveLopment, t_Jitipie purposes (TR) First Trust of CAsub Lien No 1 Series BRefunding

11/20/97 $30,755,700 Commerce Cotm_mity DevetopaentCommission

LOS AngeLes S:AAA Neg (BC) Orrick Herrington 2/01/24 6.026CDIAC Debt Xssue Number: 97 - 1577 R:Aaa Comb (RIO)Tax aLLocation bond tug) Stone & YoungbergRedeveLopment, multiple purposes (TR) First Trust of CANo 1 Series A Ins tEN) MBIARefunding

1/22/97 $10,220,000 Comn_rce Joint Pouers FinancingAuthority

Los AngeLes N:Baa2 Neg (8C) Orrick Herrington 10/01/22 6.097CDIACDebt Issue glibber: 97 - 0033 comb (NIC)PubLic [ease revenue bond (LIW) Stone & YoungbergRecreation and sports facilities (TR) First Trust of CACoaTnunity CtrRefunding

10/07/97 $26,585,000 Co_otonLos AngeLes S:ggg Reg (BC) Hawkins Detafietd 9/01/15 5.627CBIAC Debt Issue Number: 97 - 0827 Comb (NIC)Certificates of participation/Leases (UW) Siebert BrandfordMuLti cap imprwents and public works (TR) First Trust of WACivic Ctr

Refunding

96

ANNUAL REPORT CENDAR 1997



7110/97 $1,995,000 Covina PubLic Finance AuthorityLos Angeles NR Neg (BC) Jones Halt 12101122 5.854CDIAC Debt issue Number: 97 - 1111 (FA) Stone g Youngberg Serial (NIC)Tax aLLocation pond (UW) ABAGRedevetol_vent , nvJttipte purposes (TR) BNY Western TrustCA RDA Pool Series A6

FederaLLy TaxabLeState TaxabLe

10130/97 _,]50,OOO Covina PubLic Finance AuthorityLOS Angeles S:AAA Meg (BC) Jones Hail 12/01/18 5.194Q)IAC Debt Issue Nurdoer: 97 - 1621 H:Aaa Coa_ (NIC)Revenue bond (Pool) (UW) Stone & YoungbergRedeveLopment, muttipie purposes (TR) BNY Western TrustRefunding Ins (ER) RBIA

6/25/97 $5,000,000 Covina-VatteyUnified School District(CSCRPA)

Los Angeles S:SP-I+ Meg (BC) Orrick Herring[on 7/02198 3.851CDIAC Debt Issue gtanber: 97 - 0528 H:HIG1 Term (NIC)Tax and revenue anticipation note (Ug) Piper Jaffray IncCash flow, interim financing (TR) ggY Western TrustCSCRPA 1997 TRAN Pool A Ins (ER) Ambac

2_06_97 $10,000,000 Cutver City Unified School District

Los Angeles S:AAA Comp (SC) Orrick Herring[on 8101136 5.776CDIAC Debt Issue Ruxnber: 97 - 0106 H:Aaa (FA) Ke[ting Northcross Co_b (TIC)General obligation bond (UW) Smith Barney incK-12 school facility (TR) First Trust of CA

Ins (EM) NBIA

6/25/97 $2,015,000 Cutver City Unified School District(CSCRPA)

Los AngeLes S:SP-I+ Meg (BC) Orrick Serrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0529 N:RIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997TRAMPool A ins (EN)Ambac

97

L

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Type Naturity InterestIssuing Entity, Rating(s) of gate/ Rate/


9117197 $9,925,000 Downey CoAtnunity Development Co_nmissionLos Angeles S:AAA Reg (Be) Jones Hall 8/01/28 5.248CDIAC Debt Issue NL_oer: 97 - 1417 B:Aaa Co_o (MID)Tax allocation bond (UW) Stone & YoLmgbergRedevelopment, multiple purposes (TR) First Trust of CARefunding Ins (EH) HBIA

7123/97 $7,000,000 Ookney Unified School District

Los Angeles S:AAA Comp (Be) gowie Arneson Kedi 8/01/27 5.348COIAC Debt Issue BLadDer: 97 - 1137 (FA) Date Scott & Co comb (NIt)General obligation bond (UW) PaineWebberK-12 school facility (TR) First Trust of CA

Ins (EN) FGIC

6/25/97 $5+000,000 Dokney Unified School District (CSCRPA)Los Angeles S:SP-I+ Heg (BC) Orrick Herrington 7/02/98 3.851EDIAC Debt Issue Number: 97 - 0530 H:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BRY Western TrustCSCRPA 1997 THAN Pool A Ins (ER) Ambac

9/16/97 $4,700,000 Duarte

Los Angeles S:AAA Meg (BC) Best Best & Krieger 5/01/30 5.817CDIAC Debt Issue NLB_er: 97 - 1175 (FA) Rod Gunn comb CFlC)Conduit revenue bond (UW) Newman & AssociatesNultifamity housing (TR) First Trust of CAHeritage Park Apts Oth (EN) FNMASubject to Alternative Hinimum Tax

5/15/97 $13,485,000 guarte Redevelopment AgencyLos Angeles NR Neg (DC) Best Best & Krieger 5/01/18 6.930CDIAC Debt Issue N_ber: 97 - 0311 (FA) Red Gunn comb (TIC)Tax allocation bond (UW) O_Connor & CoRedevelopment, multiple purposes (TR) First Trust of CAAmended gavis AdditionRefunding

98

ANNUAL REPORT CALENDAR1997

Type Maturity Interestissuing Entity, .Rating(s) of Date/ Rate/

Date Amount County, Type of Debt, Purpose • Enhancmt Sale Function+ Participant Type Type

5/15/97 $825,00D Duarte Redevelopment AgencyLos Angeles NR Neg (Be) Best Best & Krieger 9/01/16 7.050CDIAE Debt Issue Number: 97 - 0310 (FA) Red Gunn Term (TIC)Tax allocation bond . (UW) O'Connor & CoRedevelopment, multiple purposes (TR) First Trust of CARancho Ouarte Phase I

6/25/97 $3,700,000 Duarte Unified School District CCSCRPA)Los Angeles S:SP-I+ Neg (BC) Orrick Merrington 7/02/98 3.851CDIAC Debt issue Bundler: 97 - 0531 H:MIG1 . Term (MIC)Tax and revenue anticipation note (UW) Piper Jaffray [ncCash flow, interim financing (TR) BMY Western TrustCSCRPA 1997 TRAM Pool A Ins (EM) Ar_oac

8/05/97 $12,99B,B10 East Whittier City School DistrictLos Angeles S:AAA Neg (BC) Brokn & Wood 8/01/22 7.469CDIAC Debt Issue Number: 97 - 1204 M:Aaa CO_ (NIC)General obligation bond (Ll_) Seidier-FitzgeraidK-12 school facility (TR) Union Bank of CA

Ins (EN) FGIC

6/25/97 $1,835,000 Eastside Union School District (CSCRPA)Los Angeles S=SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nun_ber: 97 - 0532 H:HIG1 Term (HiC)Tax and revenue anticipation note (Ug) Piper Jaffray IncCash flow, interim financing (TR) BMY Western TrustCSCRPA 1997 TRAM Pool A Ins (EM) /L_oac

6105/97 $13,000,000 EL Camino community College District(LACLE)

Los Angeles S:SP-I+ Heg (BC) Hawkins Detafietd 9/30/98 4.124CDIAC Debt issue Number: 97 - 0944 Term (MIC)Tax and revenue anticipation note (ug) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAN Pool Ser S Ins (EN) FSA

99

E]



6/05/97 $4,000,000 EL Monte City School District (LACLE)

Los Angeles S:SP-I+ Neg (8C) Hawkins Detafietd 9/30/98 4.124CDLAC Debt Issue Number: 97 - 0945 Term (NLC)Tax and revenue anticipation note (UU) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 THAN Pool Set B Ins (EN) FSA

6/05/97 $4,OOO,O00 EL Monte Union High School District(LACLE)

Los Angeles S:SP-I+ Neg (Be) Hawkins Delaffetd 9/]0/98 4.124CDIAC Debt Issue NLl_ber: 97 - 0946 Term (NLC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 THAN Pool Set B Ins (EN) FSA

6/02/97 $4,705,000 Gardena

Los Angeles F:F-1 Meg (BC) Ouint & Thimmig 6/30/98 4.504CDIAC Debt Issue Humber: 97 - 1096 Term (MiC)Tax and revenue anticipation note (UW) Seidter-F|tzgeratdCash flow, interim financing (TR) Gardena

6/25/97 $5,000,000 Garvey ELementary Schoot District(CSCRPA)

Los Angeles S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851C91AC Debt Issue Humber: 97 - 0533 M:MIG1 Term (NIC)Tax end revenue anticipation note (UW) Piper Jaffray lncCash flow, interim financins (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/05/97 $5,000,000 GLendale community College District{LACLE)

Los Angeles S:SP-I+ Neg (BC) Hawkins Detafietd 9130/98 4.124CDLAC Debt issue Humber: 97 - 0947 Term (MiC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1_7 TRAH Pool Ser B Ins (EN) FSA

]00



Date Amount County_ Type of Debt_ Purpose Enhancmt Sale FUnction r Participant Type Type

8/12/97 $30,000,000 Glendale Unified School DistrictLos Angeles S:/U_A NeD (BC) Jones Halt 9/01/22 5.301CDIAC Debt Issue Number: 97 - 1219 N:Aaa Comb (NIC)General obligation bond (U_) Sutro & CoK-12 school facility (TR) First Trust of CA

Ins (EN) FGIC

6105197 $12,000,000 Glendale Unified School District (LACLE)Los Angeles S:SP-I+ Neg (BE) Raukins Detafield 9130/98 4o124CDIAC Debt Issue NLBlber: 97 - 0948 Term (NIC)Tax and revenue anticipation note (L_) Sutro & CoCash flow, interim financing (TR) US Trust Co of CAEAGLE 1997 TRAN Pool Set B Ins (EN) FSA

6/25/97 $5,000,000 Hacienda La Puente Unified SchoolDistrict (CSCRPA)

Los Angeles S:SP-I+ Neg {DC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0549 N:MlG1 Term (NIC)Tax and revenue anticipation note (IN) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

12/10/97 $9,95D,ODO HawthorneLos Angeles S:A_ Neg (BC) Quint & Thimmig 7/01/22 5.210CDIAC Debt Issue Number: 97 - 1732 N:Aaa Comb (RIG)Certificates of participation/teases (IN) Sutter SecuritiesMulti cap imprvments and public works (TR) First Trust of CACorporation Yard/Fire Station/Parks Ins (EN) NBIARefunding

10/16/97 $16,500,000 Hawthorne Elementary School DistrictLos Angeles S:AAA Neg (BC) LeDoeuf Lamb Greene 5/01/22 5.211CDIAC Debt Issue Number: 97 - 1341 N:Aaa (FA) Caldwetl Ftores comb (NIC)General obligation bond (UW) PaineWebberK-12 school facility (TR) First Trust of CA

Ins (EN) FGIG

101

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Date Amount CoUnty, Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

6/05/97 $2,500,000 Hawthorne Elementary School District(LACLE)

Los Angeles S:SP-I+ Reg (BC) Hawkins DeLafieLd 6/30/98 3.891COlAC Debt Issue Number: 97 - 0949 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAM Pool Set A Ins (EN) FSA

11/25/97 $400,000 Hermosa BeachLos Angeles NR Neg (BC) Richards Watson 9/02/17 6.500CDIAC Debt Issue mumber: 97 - 1342 (FA) Nark morthcross Serial (NIC)Special assessment bond (UW) LaSaLLe NIL BankStreet construction and improve_mntsLo_er Pier Ave AD

10/]0/97 $8,580,000 Huntington Park Public FinancingAuthority

Los Angeles mR Neg (BC) Best Best & Krieger 10101125 6.199CDIAC Debt Issue Number: 97 - 1463 (FA) Rod Gunn Term (TIC)Public Lease revenue bond (UW) O'Connor & CoWastewater collection and treatment (TR) State Street Bank CARefunding

12/18/97 $5,200,000 Huntington Park Public FinancingAuthority

Los Angeles S:A Neg (BC) Best Best & Krieger 9/01/19CBIAC Debt Issue NL_ber: 97 - 1462 (FA) Rod Gu1_n Term VARPublic Lease revenue bond (UW) O_Connor & CoParking (TR) State Street Bank CARefunding LOC (EN) UnionBankof CA

10/]0/97 $],250,000 Huntington Park Redevelopment AgencyLos Angeles mR meg (BC) Best Best & Krieger 10/01/27 6.1_CDIAC Debt Issue Number: 97 - 14(_ (FA) Rod Guon Term (TIC)Tax allocation bond (UW) O'Connor & CoRedevelopment, tmJttipLe purposes (TR) State Street Bank CASanta FeRefunding

102



Date Amount County+ Type of Debt+ Purpose Enhancmt Sale Function, Participant Type Type

2/11/97 $146,900,000 Industry-urban Development AgencyLos Angeles S:AAA Con_o (BC) Jones Hall Hill 5/01/12 4.971CDIAC Debt Issue Number: 97 - 0078 M:Aaa (FA) DLCO Financial Serial (NIC)Tax allocation bond (LIW) BancAmerica SecRedevelopment, multiple purposes (TR) First Trust of CANo 1 Ins LEg) HBIARefur_ding

12/10/97 $14,955,000 Iruinda[e Community Redevelopment AgencyLos Angeles S:AAA Neg (BC) Rutan & Tucker 8101125 5.220CDIAC Debt Issue Number: 97 - 1807 R:Aaa (FA) Rod Gunn comb (NIC)Tax qttocation bond tIM) First ALbany CorpSingle-family housing (TR) First Trust of CARefLccling Ins (EM) FSA

10/15/97 $1,175,000 La Canada FLintridge

Los Angeles S:AAA Neg (BC) Quint & Thimmig 12/01/21 5.517CDIAC Debt Issue Mun_oer: 97 - 154] R:Aaa Coad_ (MIC)Certificates of participation/Leases (UW) Seidter-Fitzgeratdpzeblic building (TR) First Trust of CACity Hall Ins (EM) HBIARefLglding

12/30/97 $1,818,355 Lancaster CFD No 89-1Los Angeles HR Meg (BC) Stredting Yocca _ 9/01/20 7.263CDIAC Debt Issue Numd_er: 97 - 1771 (FA) Urban Futures Term (NIC)Limited tax obligation bond (LIW) Lancaster FAWater supply/storage/distribution (TR) Ficst Trust of WAE Lancaster Water Storage TankFederally TaxableRefunding

12/12/9_ $19,492,425 Lancaster ELementary School DistrictLos Angeles S:AAA Neg (BC) O'Hetveny & Myers 4101122 6.617CDIAC Debt Issue Number:- 97 - 1780 N:Aaa (FA) Calduett Ftores Comb (NIC)Certificates of participation/Leases (UW) PaineWebberK-12 school facility (TM) State Street Bank CARefunding Ins tEN) FSA

103

E]



Date Amount County, Type of Debt, Purpose Enhancmt Sate FUnction, Participant Type Type

6/25/97 $6,395,000 Lancaster Elementary School District(CSCRPA)

Los Angeles S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0534 H:NIG1 Term (gIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) DRY Western TrustCSCRPA 1_7 TRAN Pool A Ins tEN) An_oac

12/30/97 $3,740,000 Lancaster Financing AuthorityLos Angeles NR geg (BC) Stradling Yocca 9/01/20 6.344CDIAC Debt Issue N_r: 97 - 1769 (FA) Urban Futures Term (XIC)Revenue bond (Pool) (tP_) O'Connor & CoWater supplystoragedistribution (TR) First Trust of WASr Lien Series ARefunding

12/30/97 $2,643,890 Lancaster Financing AuthorityLos Angeles NR Meg (BC) Stradiing Yocca 9/01/20 10.384CDIAC Debt Issue NLe_ber: 97 - 1770 (FA) Urban Futures Cod_ (NIC)Revenue bond (Pool) (LRJ) RichtandventuresWater supply/storage/distribution (TR) First Trust of WAJr Lien Series g

Federally Taxable

9/17/97 $3,065,000 Lancaster Redevelopment AgencyLos Angeles RR Neg (RC) StradIing Yocca 9/01/27 6.710CDIAC Debt Issue grabber: 97 - 1397 (FA) Urban Futures Con_ (NIC)Tax allocation bond (l._) Lancaster FARedevelopment, multiple purposes (TR) First Trust of WALancaster ResidentialRefunding

11/12/97 $155,000 Lancaster RedeveLopment AgencyLOS AngeLes NR Neg (BC) Stradting Yocca 11/01/01 B.265CDIAC Debt Issue Nun_oer: 97 - 1396 (FA) Urban Futures Term (NIC)conduit revenue bond (UW) Hitter &.SchroederSingle-family housing (TR) First Trust of _ADesert Sands Mobile Home Park Series BFederally Taxable

104



Date Amount County_ Type of Debt, Purpose Enhancmt Sate Function= Participant Type Type

11112197 $3,165,000 Lancaster Redevelopment AgencyLos Angeles NR Meg (BC) Stradting Yocca 11/01/27 6.337CDIAC Debt Issue HLa_ber: 97 - 1399 (FA) Urban Futures Comb (RID)Conduit revenue bond (US/) HilLer & SchroederSingle-famiLy housing (TR) First Trust of WADesert Sands Robile Home Park Series A

12/10/97 $6,480,000 Lancaster Redevelopment AgencyLos AngeLes S:AAA Neg (BC) Stradiing Yocca 2/01/14 5o015CDIAC Debt Issue Number: 97 - 1749 H:Aaa (FA) Urban Futures Co_t_ (NIC)Tax allocation band (UW) Lancaster FARedevetopment, multipte purposes (TR) First Trust of WANo5 Ins tEN)MBIARefunding

6125197 $4,000,000 Las Virgenes Unified School District(CSCRPA)

Los Angeles S:SP-I+ Neg (gc) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Humber: 97 - 0535 H:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) Aa_3ac

6/25/97 $3#250,000 Lakndale Elementary School District(CSCRPA)

Los Angeles S:SP-I+ Heg (Be) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Ru=ber: 97 - 0536 H:HIG1 Term (NlC)Tax and revenue anticipation note (US#) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) A_dbac

6/25/97 $4,670,000 Lennox Elementary School District(CSCRPA)

Los Angeles S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0537 H:HIG1 Term (MID)Tax and revenue anticipation note (U_) Piper Jaffray lncCash fiow,interim financing (TR) BNY Western TrustCSCRPA 1997 TRAR Pool A Ins DEN) Anlbac

105

1 N m m N m mmm m 1 I N _m I N N N l N l

ANNUAL REPORT CALENDAR-1997


Date Amount County, Type of Debt, Purpose Enhancmt SaLe Ftmction, Participant Type Type

6/05/97 $2,000,000 LittLe Lake City School District (LACLE)LOS Angeles S:SP-I+ Neg (BC) Haukins DetafieLd 9/30/98 4.124CDIAC Debt Issue NLedoer: 97 - 0950 Term (RIC)Tax and revenue anticipation note " (U_) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAN Pool Ser B Ins (EM) FSA

4/29/97 $5,855,000 Long BeachLos Angeles S:AAA/A- Meg (BC) Quint & Thimmig 5/01/17 5.852COIAC Debt Issue Nun_ber: 97 - 0207 F:A comb (NiC)Certificates of participation/Leases (Lit#) E J De La RosaParking (TR) First Trust of CAOueermway Bay Ins (EN) FSA

9/25/97 $46,945+000 Long BeachLos AngeLes S:AAA Meg (BC) Quint & Thimmig 5/01/24 5.150CDIAC Debt Issue Number: 97 - 1301 N:Aaa Cowed (NIC)PubLic enterprise revenue bond (ut#) Sutro & Co_ater suppLy/storage/distribution (TR) Long BeachRefunding Ins (EN) NBIA

9/30/97 $39,000,000 Long BeachLos AngeLes M:MIG1 NeE (BC) LeBoeuf Lamb Greene 10/08/98 3.895CDIAC Debt Issue Number: 97 - 1340 Term (_IC)Tax and revenue anticipation note (U_) BancAmerica SecCash flow, interim financing

11/20/97 $206,330,000 Long BeachLos AngeLes S:AAA/A- Keg (BC) gutak Rock 5/15/19 5.198

CDIAC Debt issue Number: 97 - 1487 M:Aaa/Aa3 (FA) Sutro & Co Serial (TIC)PubLic enterprise revenue bond (LIW) GeLcknanSachsPorts and marinas (TR) US Trust Co of CASubject to Atternative Ninimum Tax Ins (EM) FGICRefunding

106



Date Amount County. Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

7115/97 $6,717,000 Long Beach Bond Financing AuthorityLos Angeles NR Neg (BC) Quint & ThimmigCDIAC Debt Issue Number: 97 o 1080 (FA) Sutro g CoSpecial assessment bond (LIW) Stone & YoungbergSeismic safety/improvements/repairs (TR) Long BeachAD No 90-3 Sub Series B

Federally TaxableRefunding

7/15/97 $5,900,000 Long Beach Bond Financing AuthorityLos Angeles NR Neg (BC) Quint & Thimmig 9/02/15 9.375CDIAC Debt Issue Number: 97 - 1079 (FA) Sutro & Co Serial (TIC)Special assessment bond (IA4) Stone G YoungbergSeismic safetyimprovements/repairs (TR) BNY _estern TrustAD No 90-3 Series AFederally Taxable

11/19/97 $43,655,000 Long Beach Bond Financing AuthorityLos Angeles S:AAA Reg (BC) LeBoeuf Lamb Greene 10/01/27 5.175CDIAC Debt Issue Number: 97 - 1648 R:Aaa (FA) Sutro & Co Co(nb (NIC)public lease revenue bond F:AAA (Ug) Paine_ebberPublic building (TR) US Trust Co of CACivic Ctr Ins (EN) MBIARefLmding

6/05/97 $5,000,000 Long Beach Cocnmunity College District(LACLE)

Los Angeles S:SP-I+ Neg (BC) Hawkins Oelafieid 5/30/98 3.891CDIAC Debt Issue Number: 97 - 0951 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAN Pool Set A Ins (EN) FSA

107



Date Amount County, Type of Debt, Purpose Enhancmt Sale Functionf Participant Type Type

12110197 $14,645,000 Long Beach Redevelopment AgencyLos Angeles S:AAA Neg (BC) Orrick Herrington 4/01/20 5.269CDIAC Debt Issue NL=nber: 97 - 1740 F:AAA Cot_ (RIC)Tax allocation bond (tJ_) Goldman SachsRedevelopment, multiple purposes " (TR) First Trust of CADowntown Ins (ER) Ar_bacRefunding

1/27/97 $4,190,000 Los Angeles

Los Angeles S:AAA Nag (BC) Kutak Rock 7/01/25 6.153CDIAC Debt Issue _ffoer: 96 - 1664 N:Aaa Comb (NIC)Conduit revenue bond (UW) Banc One CapitalMultifamily housing (TR) First Trust of CAWadsworth Pk Arleta Pk & Cunningham Vlg Ins (EN) MBIARefunding

1/27/97 $335,000 Los AngelesLos Angeles S:AAA Nag (RC) Kutak Rock 1/01/02 6.876CDIAC Debt Issue Number: 96 - 1665 M:Aaa Term (HIC)conduit revenue bond (W) Banc One CapitalRuttifamiiy housing (TR) First Trust of CAWadsworth Pk, Arteta Pk & CunninghamVig Ins (EN) NSIAFederally TaxableRefunding

5/15/97 $36,115,000 Los AngelesLos Angeles S:SP-I+/A Neg (BC) Kulak Rock 12/01/30 4.372CDIAC Debt issue flLB_oer: 97 - 0337 (FA) C6MS ]nc comb (NIC)Conduit revenue bond (UW) FHLRCSingle-family housing (TR) First Trust of CAGNRA& FNMAHortgage-backedsecuritiesSubject to ALternative RinimumTaxRefunding

108

ANNUALREPORTCALENDAR1997_llpl


Date Amount County, Type of Debt, Purpose Enhancmt SaLe Function_ Participant Type Type

5/15/97 $10,OOO,OOO Los AngelesLos Angeles S:A-I+ Beg (BC) Kutak Rock 12/01/26 3.950CDIAC Debt issue Number: 97 - 0338 (FA) CDMS inc Term (NIC)Conduit revenue bond (UW) FHLMCSingle-family housing (TR) First Trust of CAMortgage-backed securitiesSubject to Alternative Minimum TaxRefunding

5/22/97 $8,475,000 Los AngelesLos Angeles S:AAA Meg (BC) Kutak Rock 9/20/]9 6.17PDDIAC Debt issue Number: 97 - 0114 (FA) CDNS Inc • comb (TIC)Conduit revenue bond (IN) Nek_nan& AssociatesNuttifamily housing (TR) First Trust of CARidgecroft Apts 0th (EN) GMNASubject to Alternative Minimum Tax

6/24/97 $258,500,000 Los AngelesLos Angeles S:SP-1 Comp (BC) Preston Gates 6/30/98 3.904CDIAC Debt Issue Number: 97 - 0832 N:NiD1 (FA) PRAG Term (MIC)Tax and revenue anticipation note (UW) Smith Barney IncCash.flow, interim financing (TR) Los Angeles

7/15/97 $5,500,000 Los AngelesLos Angeles S:AAA/A-1 Neg (BC) Kutak Rock 7/01/27CDIAC Debt Issue Number: 97 - 0315 (FA) CGNS Inc Term VARConduit revenue bond (UW) E J De La RosaHuitifamity housing (TR) First Trust of CAMission Village Terrace Arts LOC (EM) East _est BankSubject to Alternative Minimum Tax

109

E--

J ANNUAL REPORT CALENDAR 1997Type Maturity Interest

Issuing Entity, Rating(s) of Date/ Rate/Date _t County, Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

7/16197 $15,450,000 Los AngelesLos Angeles S:AAA Meg (BC) Kutak Rock 7/01/30 5.672CDIAC Debt Issue Number: 97 : 0316 (FA) CDMS Ins Comb (TIC)Conduit revenue bond (UW) Nel_nan & AssociatesMuttifamiiy housing (TR) First Trust of CAEarthquake Rehabilitation Oth (EN) FNRASubject to Alternative Minimum TaxRefm_ling

9102/97 $15,000,0D0 Los AngeLes

Los AngeLes NR geg (BC) Preston Dates 6_30_98 3.920CDIAC Debt Issue Humber: 97 - 1370 (FA) PRAG Term (NIC)Tax and revenue anticipation note (UW) Charles Schwab & CoCash flow, interim financing (TR) Los Angeles

9/09/97 $35,250,000 Los AngelesLos Angeles S:A/AAA Comp (BC) Narilyn L Garcia 12/01/12 4.998CDIAC Debt Issue N_r: 97 - 1337 M:A1/Aaa (FA) P_D Serial (TIC)Public enterprise revenue bond F:A+/AAA (UW) Lehman BrothersWaste#ater collection and treatment (TR) Los AngelesRefunding Ins (EN) MBIA

3/12/97 $48,820,000 Los Angeles Co Schools Reg Bus Serv CorpLos Angeles S:AAA Meg (BC) Hawkins Delafield 3/01/17 5.481CDIAC Debt Issue Number: 97 - 0098 " N:Aaa CoMo (NIC)Certificates of participation/leases (LIW) Sutro & CoOther/multiple educational uses (TR) First Trust of CAAntelope Vty CCD, Cetritos C(_), ins SEN) MBIACharter Oak UBD, Ei Monte City SD,El Monte UnHSD, Long BeachUSD,Dante Monisa-Malibu USDRefunding

7110197 $11,005,000 Los Angeles Co Schools Reg Bus Serv CorpLos Angeles S:AAA Meg (BC) Hawkins De[afield 7/01/17 5.267COIAC Debt Issue Number: 97 - 0920 M:Aaa Coad_ (NIC)Certificates of participation/teases (UW) Sutro & CoOther/multiple educational uses (TR) US Trust Co of CAGlendale CCD, Montebello USD Ins (EN) MBIA

llO

• %== ANNUAL REPORT CALENDAR 1997



10/01/97 S14,065,000 Los Angeles Co Schools Reg Bus Serv CorpLos Angeles S:AAA Beg (BC) Haakins Oelafietd 10/01/09 4.921CDIAC Debt Issue Nurdoer: 97 - 1549 N:Aaa Serial (RIC)Certificates of participation/teases (LIW) Sutro & CoK-12 school facility (TR) First Trust of CALynwoodUSD Ins (EB) FSARefunding

6/26/97 $29,000,000 Los Angeles C_ity College DistrictLos Angeles S:SP-I+ Neg [BC) LeBoeuf Lamb Greene 7/02/98 3.900CDIAC Debt Issue Number: 97 - 0340 Term (N[C)Tax and revenue anticipationnote (UW) Saybrook Capita[Cash flow, interim financing (TR) First Trust of CA

6/02/97 $1,650,000 Los AngeLes ComllLmity RedevelopmentAgency

Los Angeles RR Neg (BC) Pitcher Nichols 3/01/04CDIAC Debt Issue Number: 97 - 1094 Serial VARother note (L_) Union Bank of CARedevelopment, rmJltiple purposesLA Harbor Industrial Ctr

11/18/97 $91,955,000 Los Angeles Community RedevelopmentAgency

Los Angeles S:BBB+ Comp (BC) Robinson & Pearman 11/15/03 4.569CDIAC Debt Issue Number: 96 - 0049 (FA) Butter Securities Comb [TIC)Tax allocation bond (t_) Goldman SachsRedevelopment, multiple purposes (TR) First Trust of CACentral Business DistrictRefunding

111



Date Amount County, Type of Deb% Purpose Enhanc_ Sale Function, Participant Type Type

12130197 $80,000,000 Los Angeles Co_xma_ity Redeveto.pmentAgency

Los Angeles S:AAA/A-1 Neg (BC) Robinson & Pearman 12/01/18CDIAC Debt Issue Number: 97 - 1438 R:Aaa/Vt41 (FA) First Albany Corp Term VARTax allocation bond (U_) PaineWebborRedevelopment, multiple purposes (TR) First Trust of CABunker Hi[l Ins (EN) FSAFederally TaxableRefunding

7/01/97 $1,300,000,000 Los Angeles CoL_ltyLos Angeles S:SP-J+ Neg (BC) O'NeLveny & Nyers 6/30/98 3.814CDIAC Debt Issue Number: 97 - 0856 M:MIG1 Term (TIC)Tax and revenue anticipation note F:F-I+ (UW) Merrill Lynch & CoCash flow, interim financing (TR) Los Angeles Co

6/05/97 $16,000,000 Los Angeles County Board of Education(LACLE)

Los Angeles S:SP-I+ Neg (BC) Hawkins Detafieid 9/30/98 4.124CDIAC Debt Issue Number: 97 - 0935 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAMPool Set B Ins (EN] FSA

7/01/97 $226,894,000 Los Angeles County Capital AssetLeasing Corp

Los Angeles S:A-I+ Meg (BC) O'Helveny & NyersCDIAC Debt issue Number: 97 - 0964 N:Prime-1 (FA) PRAG VARcommercial paper - (UI4) Lehman BrothersProject, interim financing (TR) Bankers TrustRefunding LOC LEg) Westdeutsche

I12

, ANNUAL REPORT CALENDAR 1997

Type Maturity InterestIssuing Entity, gating(s) of Date/ Rate/


4/16/97 $18,575,000 Los Angeles CoLmty CFD NO ]Los Angeles S:AAA Neg (BC) Hawkins Detafietd 9/01/14 5.582COIAC Debt Issue Mua_er: 97 - 0280 M:Aaa Comb (NIC)Limited tax obtigetionbond (UW) PaineWebberHutti cap imprvments and public works (TR) First Trust of CAVaLencia/Neuhatl IA' A Ins (EN) FSARefLmding

9119/97 $11,750,000 Los Angeles County CFD No ]Los Angeles NR Neg (BC) BroWn & Wood 9/01/22 6.415CDIAC Debt Issue Number: 97 - 0110 (FA) Fietdman RoLapp comb (NIC)Limited tax obiigationbond (1_) Stone & Yo_gbergMulti cap imprvments and public works (TR) First Trust of CACascades Bus Park/Golf Course LOC (EM) Royal-CLark Dev Co

5/29/97 $256,870,000 Los Angeles County Metropolitan -Transportation Authority

Los Angeles S:AAA/AA- Comp (De) Kulak Rock 7/01/27 5.565CDIAC Debt Issue Eun_er: 97 - 0]25 H:Aaa/A1 (FA) PRAG Comb (TIC)Sales tax revenue bond F=AAA/A+ (UW) Horgan StanleyPublic transit (TR) BEY Western TrustRefunding Ins (EN)MBIA

5/15/97 $115,680,000 Los Angeles County Public WorksFinancing Authority

Los Angeles S:AAA Neg (BC) Futbright & Jaworski 12/01/29 5.874CDIAC Debt Issue Mumber: 97 - 0094 N:Aaa (FA) OaBrien Partners Comb (TIC)Public tease revenue bond (U_) Smith Barney IncPublic building (TR) BEY Western-TrustCourthouse Ins (EN) Ambac

10/15/97 $186,940,000 Los Angeles County Public WorksFinancing Authority

Los Angeles " S:AAA Meg (BC) Futbright & Jaworski 3/01/15 4.976CDIAC Debt Issue Number: 97 - 1560 M:Aaa (FA) Hogarth Montague Comb (EIC)

" public Lease revenue bond (L_) Banc_erica RobertMulti cap imprvroents and public works (TR) State Street Bank CARefunding Ins tEN) FSA

113

m m m m m m m m m m m m m m m m m

m m m m m m m m m m m m m m n m m m m


Type Naturity InterestIssui_ Entity, Rating(s) of Date/ Rate/

Date Amount County, Type of Debt, Purpose E_anc_ Sale Function, Participant Type Type

11/06/97 $510,185,000 LOS Angeles County PubLic Works

Financing AuthorityLos Angeles S:AA geg (BE) Hawkins Oelafietd 10/01/19 5.127CDIAC Debt Issue Number: 97 - 1574 N:Aa3 (FA) OIBrien Partners Comb (Rio)Revenue bond (Pool) (UW) PaineWebberParks/open space (TR) First Trust of CAL A Co Reg Pk & Open Space DistRefunding

11106197 $510,185,000 Los Angeles County Regional Park andOpen Space District

Los Angeles S:AA Neg (BE) Hawkins Detafietd 9/01/19 5.127CDIAC Debt Issue Number: 97 - 1575 R:Aa3 (FA) O'Brien Partners Cotnb (NIC)Special assessment bond (ug) Los Angeles Co PWFAParks/open space (TR) First Trust of CARefunding

11/04/97 $40,360,000 Los Angeles Department of AirportsLos Angeles S:AA- Comp (BE) Mallory Brown-Curtis 5/15/00 4.045CDIAC Debt Issue Number: 97 - 1371 N:Aa3 (FA) gowarth Nontague Serial (TIC)Public enterprise revenue bond F:AA (UW) BancAmerica RobertAirport (TR) US Trust Co of CALA Int'lRefunding

7115197 $200,000,000 Los Angeles Department of _ater andPoNer

Los Angeles StA-I+ Neg (BE) Orrick HerringtonCDIAC Debt Issue Number: 97 - 0926 N:P*I (FA) PRAG VARCccm_rciai paper F:F-1 (UI4) Norgan StanleyPo_er generation/transmission (TR) Chase Manhattan BankRefunding LOC (E_) Toronto-Dominion

114


J


Date Amount County, Type of Debt, Purpose Enhancmt Bale Function, Participant Type Type

7/11/97 $2,140,000 Los Angeles Industrial DevelopmentAuthority

Los Angeles S:A/A-1 Neg (BC) Kutak Rock 7/01/22CDIAC Debt Issue N_ber: 97 - 1109 (FA) Los Angeles LDC Term VARConduit revenue bond (UW) E J De La RosaIndustrial development (TR) First Trust of CAKaiRak Inc LOC (EN) The Bank of HawaiiSubject to Alternative RinimumTax

8/06/97 $2,285,000 Los Angeles lndustria[ Devetol:_llentAuthority

Los Angeles S:A/A-1 Reg (BC) Kutak Rock 8/01/22CDIAC Debt Issue Number: 97 - 1110 (FA) Los Angeles LDC Term VARConduit revenue bond (LM) E J De La RosaIndustrial development (TR) First Trust of CAKeystone Engineering Co LOC (EN) Bank of HawaiiSubject to Alternative Hinimu_ Tax

1/04/97 $15,585,000 Los Angeles Nunicipol ImprovementCorporation

Los Angeles S:AAA Co_o (BC) Brokn & Wood 2/01/08 5.051CDIAC Debt Issue Number: 96 - 1896 H:Aaa (FA) PRAG Serial (TIC)Public enterprise revenue bond ([M) Smith Barney IncSolid waste recovery facilities (TR) State Street Bank CA

Ins (EN) FBA

10/07/97 $83,240,000 Los Angeles Municipal ImprovementCorporation

Los Angeles S:A+(p)/A coap (BC) Curls grown & Duran 10/01/14 4.723CDIAC Debt Issue Number: 97 - 1448 H:A2(c)/A (FA) Rauscher Pierce Serial (TIC)Certificates of participation/leases (LM) Goldman SachsHu[ti cep imprvrnents and public works (TR) UB Trust Co of CAProgram AC Ins (EN) Ar_ac

115

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10/07/97 $2,420,000 Los AngeLes Municipal Ir_provementCorporation

Los Angeles S:AAA Co_o (BC) Curls Brown & Duran 11/01/14 4.926CDIAC Debt lssue Number: 97 - 1459 R:Aaa (FA) gauscher Pierce Serial (T1C)Certificates of participation/teases (UW) Goldman Sach sParking (TR) First Trust of CAProgram H Series A Ins tEN) Ambac

11/18/97 $42,060,000 Los AngeLes Municipal Ir_orovementCorporation

Los AngeLes S:AAA Comp (BC) MaLLory Brown-Curtis 2/01/06 4.6]5CDIAC Debt Issue BuTt3er: 97 - 1768 M:Aaa (FA) PRAG Serial (TIC)

Public enterprise revenue bond eLM) BancAmerica RobertEquipment (TR) State Street Bank CASanitation Ins tEN) Ambac

6104197 $270,000,000 Los AngeLes Unified School DistrictLos AngeLes S:SP-I+ Beg (BC) Curls Brown & Duran 10/01/98 3.966CDIAC Debt Issue Number: 97 - 0358 N:RlG1 (FA) C H de Crinis Comb (TIC)Tax and revenue anticipation note (LIW) Rerritt Lynch & CoCash flow, interim financing (TR) Harris Trust CoSer A & B

7/15/97 $356,000,000 Los Aogetes Unified School DistrictLos Ange[es S:AAA/AA- Beg (BC) Curls Brown & Duran 7/01/22 5.194CDIAC Debt Issue Humber: 97 - 1151 N:Aaa/Aa3 (FA) C N de Crinis Could (TIC)Genera[ obligation bond F:AAA/AA- (LIW) gancAmerica SecK-12 school facility (TR) Barris Trust

Ins (ER) FGIC

12/08/97 $91,400,000 Los AngeLes Unified School DistrictLos Angeles S:AA-/A-1 Heg (8C) Curls Brown& Duran 12/01/17CDIAC Debt Issue Humber: 97 - 1401 N:Aa2/VMI (FA) C M de Crinis Term VARCertificates of participation/teases F:AAo/FI+ (UW) Merrill Lynch & CoK-12 school facility (TR) Harris Trust CoBeLmont Learning Complex LOC (E_) Co_merzbank

116

ANNUAL PORT CALENDAR 1997



6/25/97 $1,820,000 Los Nietos ELementary School District(CSCRPA)

Los AngeLes S:SP-I+ Nag (BC) Orrick Herrington 7/02/98 5.851COIAC Debt Issue Nt_tber: 97 - 0538 R:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAIl Pool A Ins (EN) Ambac

6105/97 B3,500,000 Manhattan Beach Unified School District(LACLE)

Los AngeLes S:SP-I+ Nag (gC) Hawkins DelafieLd 6/30/9B 3.891CDIAC Debt Issue Number: 97 -0952 Term (RIC)Tax and revenue anticipation note (L_) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAM Pool Ser A Ins (EN) FSA

6/10197 $795,000 Maywond (CSCDA)Los AngeLes S:SP-I+ Neg (BC) Orrick Herrington 6/30/98 3.915COIAC Debt Issue Number: 97 - 0997 " M:HIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (LIW) Morgan StanLeyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAM Pool A Ins (ER) FSA

8121197 B23,999,059 Nonrovia Unified School DistrictLos AngeLes S:AAA Meg (BC) Stradiing Yocca 8/01/22 6.183CDIAC Debt Issue Rumber: 97 - 1221 M:Aaa Co_do (RIC)Genera[ obligation bond (iN) George g BaurnK-12 school facility (TR) First Trust of CA

i Ins (ER) MBIA

6/05/91 $4,000,000 Monrovia Unified School District (LACLE)

Los AngeLes S:SP-I+ Reg (BC) Hawkins Detafietd 9/30/98 4.124CDIAC Debt Issue Number: 97 - 0953 Term (RIC)Tax and revenue anticipation note (iN) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAN Pool Set B Ins (EN) FSA

117

l _ I _ n N I U _ _ _ n _ I _ _ n i




6109/97 $4,500,000 HontebelioLos Angeles F:F-1 Comp (BC) Jones Hail 6/30/98 4.046CDIAC Debt Issue RuBber: 97 - 0422 (FA) SeidIer-Fitzgeraid Term (RIO)Tax and revenue anticipation note (UW) oppenheimer & CoCash froM, interim financing

10/26/97 $3,625,000 NontebelioLos Angeles . S:A/A-1 Rag (BC) Jones Bali 4/01/25CDIAC Debt Issue R_r: 97 1615 (FA) Rod Gunn Term VARCertificates of participation/Leases (UW) Seidier-FitzgeraLdRecreation and sports facilities (TR) BNY Western TrustNunicipai Golf Course Series g LOC (EN) Sumitomo Trust & Bnk

10/24/97 $2,000,000 HontebettoLos Angeles S:A/A-1 Heg (BC) Jones Hall 4/01/25CDIAC Debt Issue Nu_/0er: 97 - 1414 (FA) Rod Gunn Term VARCertificates of participation/Leases (L_) Seidier-FitzgeraidRecreation and sports facilities (TR) BNY Western TrustNunicipai Golf Course Series C LOC (EN). Sumitonlo Trust & BnkFederally Taxable

5/21/97 $7,160,000 NontebeLio community RedevelopmentAgency

Los Angeles S:AAA Neg (BC) Jones Hall Hilt 3/01/19 5.556CDIAC Debt Issue Ruff/oer: 97 - 0420 N:Aaa (FA) Rod Gunn Comb (Hie)Tax allocation bond (IlW) Seidter-FitzgeraidRedevelopment, multiple purposes (TR) BRY Western TrustHontebello Hills Ins (EH) RBIARefunding

9/16/97 $12,050,000 Hontebello conmznity RedevelopmentAgency

Los Angeles S:AAA Neg (BC) Jones Hail 9/01/19 5.518CDIAC Debt Issue Humber: 97 - 1413 N:Aaa (FA) ROd Gunn Comb (TIC)Tax allocation bond (U_#) E J De La RosaMuttifamily housing Set A (TR) BNY Western TrustNontebetto Hills Ins LEg) FSA

zis


Type Naturity InterestIssuing Entity, Rating(s) of . Date/ Rate/

Date Amount County. Tyce of Debt, Purpose Enhancmt Sate Function, Participant Type Type

9116/97 $5,550,000 Rontebel[o Community RedeveLopmentAgency

Los AngeLes S:AAA Neg (BC) Jones Hall 9/01/19 7.238CDIAC Debt Issue Number:. 97 - 1416 N:Aaa (FA) Rod Gunn Con_o (MIC)Tax aLLocation bond LUg) E J De La RosaHultifamily housing (TH) BNY Western TrustHontebetto HiLLs Ser B Ins (EN) FSAFederaLly TaxabLe

6/05_97 $4,230,000 Ht San Antonio community CoLlegeDistrict (LACLE)

Los AngeLes $:SP-I+ Neg (BC) Hawkins Detafietd 9/30/98 4.124CDIAC Debt Issue Humber: 97 - 0954 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAMPool Set B Ins (EN) FSA

6/25/97 £d,,510,OOO Newhatt ELementary School District(CSCRPA)

Los AngeLes S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0539 N:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray InoCash fto_, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAMPool A Ins (EN) Ambac

6/10/97 $2,675,000 PatmdaLe (CSCDA)Los AngeLes S:SP-I+ Neg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue N_r: 97 - 1006 N:RIG1 (FA) Sutro & Co Term (NIC)Tax andrevenue anticipation note (UW) Norgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins (EN) FSA

2126197 $7,230,000 Patmdate Civic AuthorityLos AngeLes NR Neg (BC) Jones HaLL HiLt 9/02/07 5.61,8CDIAC Debt issue Number: 97 - 0079 (FA) Project Fin Assoc Serial (MIC)Special assessment bond (UW) O'Connor & CoHuLti cap imprvments and public _orks (TR) First Trust of CAAD No87-1Refunding

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5/14/97 $10,890,000 Patmdate Civic AuthorityLos Angeles S:AAA geg (BE) Quint & Thimnig 7101/15 5.469CDIAC Debt Issue Nt_doer: 97 - 0373 N:Aaa (FA) Project Fin Assoc Comb (NIC)Revenue bond (Pool) LUg) Stone & YoungbergMulti cap imprvments and public works (TR) First Trust of CACivic Center Ins (EN) HBIARefunding

4/24/97 $5,265,000 PaLmdaLe Community Redevelopment AgencyLos Angeles S:AAA Neg (BC) Jones Hall Hill 9/01/27 8.106CDIAC Debt Issue Number: 97 - 0223 M:Aaa (FA) Project Fin Assoc Comb (NIC)Tax a[Locationbond (Ll_) Stone & YoungbergSingle-family housing (TR) First Trust of CAMobitehome Pks Series B Ins (ED) NBIAFederally Taxable

4/24/97 $13,910,000 Paimdate Community Redevelopment AgencyLos Angeles S:AAA Heg (DC) Jones Hail Hill 9/01/27 5.889CDIAC Debt Issue NL_ber: 97 - 0224 R:Aaa (FA) Project Fin Assoc Comb (NIC)Tax allocation pond - (U_/) Stone & YoungbergSingle-family housing (TR) First Trust of CANobiLehome Pks Series A Ins (EN) MBIA

11/21/97 $7,422,099 Patmdale ELementary School District CFDNo 9o-1

Los AngeLes S:AAA geg (BC) ODMetveny & Nyers 8/01/53 5.656CDIAC Debt Issue Rumber: 97 - 1686 H:Aaa (FA) CaLdwe[[ Ftores Comb (TIC)Limited tax obligation bond LUg) Paine_ebberK-12 school facility (TR) State Street Dank CA

Ins (EN)HBIA

12/23/97 $15,230,053 Palmdale School DistrictLos Angeles S:AAA Neg (BC) OaHeiveny & Myers 10/01/23 6.530CDIAC Debt Issue Number: 97 - 1759 M:Aaa (FA) Caldwei[ Fiores Comb (TIC)Certificates of participation/teases (t_) PaineWebberK-12 school facility (TR) State Street Bank CARefunding ins (EN) FSA

120

NIA



Date Amotalt County, T_pe of Debt, Purpose Enhancmt Sate Function, Participant Type Type

6/05197 $10,000,000 Pa[mdaLe School District (LACLE)

Los AngeLes S:SP-1 + Neg (BC) Hawkins DeLafietd 9/30/98 4.124CDIAC Debt Issue Number: 97 - 0955 Term (MIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAN Pool Set B Ins (EN) FSA

6/10/97 $2,390,000 PaLos Verdes Estates (CSCDA)Los AngeLes S:SP-I+ Neg (BC) Orrick Herrington 6/30/9B 3.915CDIAC Debt Issue Number: 97 - 1007 M:RIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Rorgan StanLeyCash ftoM, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins (EN) FSA

6/05/97 $5,000,000 PaLos Verdes PeninsuLa Unified SchoolDistrict (LACLE)

Los AngeLes S:SP-I+ Neg (BC) Haakins DeLafietd 9/30/98 4.124CDIAC Debt Issue Number: 97 - 0956 Term (NIC)Tax and revenue anticipation note (L_) gutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1_7 TEAN Pool Ser B Ins (EN) FSA

12103197 $5,360,000 ParamountLos AngeLes R:Aaa Neg (BC) Jones Rat[ 2/20/33 5.957CDIAC Debt Issue Number: 97 - 1540 Conch (_IC)Conduit revenue bond (tJW) Banc One CapitalMuttifamity housing (TR) First Trust of CAT_in Towers Apts Series A Oth (EN) GNNASubject to ALternative Hinimum TaxRefunding

12/03/97 $470,000 Paramount

Los AngeLes NR Keg (BC) Jones HaLt 2/20/33 7.000CDIAC Debt Issue Nulober: 97 - 1832 Term (NIC)Conduit revenue bond (UW) Tone Yee InvestmentsHuitifamiiy housing (TR) First Trust of CATwin Towers Apts Sub Ser BSubject to ALternative Hinir_ TaxRefunding

121

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ANNUAL REPORT CALENDAR 1997 •


Date Amount County_ Type of Debt_ Purpose Enhancmt Sate Function, Participant Type Type

4/03197 $9,900,000 Paramount Unified Schoot DistrictLos AngeLes S:AAA/A-1 Meg (BC) Orrick Herrington 9/01/27CDIAC Debt Issue Number: 97 - 0074 M:Aaa/VNl comb VARCertificates of participation/teases (UW) PaineWebberK-12 school facility (TR) First Trust NA MN

Ins (ER) FgA

6/03/97 $16,000,000 Paramount Unified School DistrictLos AngeLes H:NIG1 Neg (BC) Orrick Herrington 10/01/98 4.044CDIAC Debt Issue Nigher: 97 - 0809 Term (NIC)Tax and revenue anticipation note (US/) 8ancAmerica SecCash flow, interim financing (TR) Los AngeLes Co

7/29197 $4,000,000 Paramount Unified School DistrictLos AngeLes S:AAA/A-1 Neg (BC) Orrick Herrington 9/01/17CDIAC Debt Issue Mumber: 97 - 1276 M:Aaa/VMI Co_o VARCertificates of participation/teases (UW) PaineWebberK-12 school facility - (TR) First Trust NA MRCLass size reduction Ins (ER) FSA

11/13/97 $13,290,608 Pasadena CFD No 1Los AngeLes S:AAA Meg (BC) Ouint & Thimmig 12/01/25 5.720CDIAC Debt Issue Number: 97 - 1498 R:Aaa comb (TIC)Limited tax obtigationbond (UW) Stone & YoungbergMulti cap imprvments and public works (TR) BNY _estern TrustCivic Ctr West Ins (EN) FSARefunding

6/05/97 $10,000,000 Pasadena Unified Schoo[ District (LACLE)Los Angeles S:SP-I+ Meg (BC) Hawkins Delafietd 9/30/98 4.124CDIAC Debt Issue Number: 97 - 0957 Term (NIC)Tax and revenue anticipation note (tJW) Sutro & CoCash flow, interim financing (TR) US Trust Co of-CA "LACLE 1997 TRAN PoD[ Set B Ins (ER) FgA

122



Date Amount County, Type of Debtf Purpose Enhancmt Sate Function. Participant Type Type

7/09/97 $8,700,000 Pomona

Los Angeles S:SP-I+ Neg (BC) Jones Halt 7/16/98 4.456CDIAC Debt Issue Number: 97 - 1218 (FA) Dunlap & Associates Term (NIC)Tax and revenue anticipation note (UW) E J De La RosaCash floa, interim financing (TR) Pomona

11/20/97 $3,150,000 Pomona Redevelopment AgencyLos Angeles NR Heg (De) Jones Halt 6/01/16 5.928CDIAC Debt Issue Ntmlber: 97 * 1720 (FA) Pacific Alliance Cap comb (NIC)Tax allocation bond lull) E J De La RosaRedevelopment, multiple purposes (TR) First Trust of CAHolt Ave/indian HillRefunding

11/20/97 $3,485,000 Pomona Redevelopment AgencyLos Angeles NR Neg (BC) Jones Hall 6/01/13 5.861C9IAC Debt Issue Number: 97 - 1721 (FA) Pacific Alliance Cap comb (NIC)Tax allocation bond (LIW) E J De La Rosa

Redevelopment, multiple purposes (TR) First Trust of CAReservoir StRefunding

1/30/97 $52,085,000 Pomona Unified School DistrictLos Angeles S:AAA Neg (BC) Nossaman Guthner 8/01/19 5.771CDIAC Debt Issue Number: 97 - 0043 N:Aaa (FA) Date Scott & Co Comb (NIC)General obligation bond (UW) Hiller & SchroederK-12 school facility (TR) State Street Bank CARefunding Ins tEN) MBIA

7/02/97 $10,000,000 Pomona Unified School DistrictLos Angeles S:AAA Comp (BC) Jones Hall 8/01/21 5.207CDIAC Debt Issue N_ber: 97 - 0934 (FA) Dale Scott & Co Comb (RIC)General obligation bond (UW) Smith Barney IncK-12 school facility (TR) State Street Bank CADiamond Ranch HS Ins tEN) FGIC

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Date Amount County, Type of Debt, Purpose Enhancmt SaLe Fu_tion, Participant Type Type

12/02/97 $5,455,000 Rancho Palos Verdes Redevelopment AgencyLos Angeles NR Neg (Be) Richards Watson 12/02/27 5.000CDIAC Debt Issue Nlad_er: 97 - 1678 Serial (NlC)Tax allocation bond (UW) Los Angeles CoRedevelopment, multiple purposesArea No 1

6/10/97 $5,000,000 gedondo Beach (CSCDA)Los Angeles S:BP-I+ Neg (BC) Orrick Herrington 9/30/98 3.915CDIAC Debt Issue Nuclber: 97 - 1013 H:RIG1 (FAD Sutro & Co Term (NED)Tax arNJ revenue anticipation note (U_J) Horgan StanleyCash f[o_+ interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Poet B Ins (END FSA

6105/97 $4,000,000 Redondo Beach Unified School District(LADLE)

Los Angeles S:SP-I+ Beg (SC) Hawkins DetafieId 6/30/98 3.891CDIAC Debt Issue Nl=_ber: 97 - 0959 Term (NIC)Tax and revenue anticipation note (tS_) Suite & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAM Pool Set A Ins (END FSA

6105197 $3+500,000 Rio Hondo C_ity College District{LADLE)

Los Angeles S:SP-I+ Neg (BC) Hawkins Delafietd 6_30_98 3.891CDIAC Debt Issue NcRnber: 97 - 0958 Term (NIC)Tax and revenue anticipation note (U_/) Burro & CoCash flow0 interim financing (TR) US Trust Co of CALACLE 1997 TRAN Pool Set A Ins (EN) FSA

6_06_97 $2,350,000 Rosemead Elementary School DistrictLos Angeles S:$P-1+ Neg (BC) Quint & Thimmig 6/30/98 3.836CDIAC Debt Issue gun,per: 97 - 0837 (FAD Ketting Northcross Term (NlC)Tax and revenue anticipation note (US#) BT SecuritiesCash flow, interim financing (TR) Los Angeles Co

124




6125197 $4,975,000 RowLand Unified School District (CSCRPA)Los AngeLes S:SP-I+ Neg (BC) Orrick Herrington 7/02190 3.851CDIAC Debt Issue Number: 97 - 0550 N:NIG1 Term (BIC)Tax and revenue anticipation note . (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/05/97 $3,495,000 San Gabriel Unified School District(LACLE)

Los Angeles S:SP-I+ Neg (BC) Hawkins getafietd 9/30/98 4.124CDIAC Debt Issue NL_ber: 97 - 0960 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAN Pool Set B Ins (EN) FSA

6/25/97 $2,500,000 San Narino Unified School District(CSCRPA)

Los Angeles S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt issue Number: 97 - 0540 M:MIG1 Term (NIC)Tax and revenue anticipation note (UN) Piper Jaffray IncCash flow, interim financing (TR)_BNY Western TrustCSCRPA 1997 TRAN Poor A Ins (EN) Ant_ac

8/28/97 $19,670,000 Santa CtaritaLos AngeLes S:AAA Comp (BC) Rusick PeeLer 10/01/21 4.945CDIAC Debt Issue NLarber: 97 - 1264 N:Aaa (FA) Ketting Northcross Comb (TIC)Certificates of participation/teases (L_) Smith Barney IncMuLti cap imbrvments and public works (TR) US Trust Co of CARefunding Ins (EN) RBIA

6/25/97 $4,065,000 Santa Ctarita Coe_x_ity CoLlegeDistrict (CSCRPA)

Los AngeLes S:SP-I+ Neg (BC) Orrick Herrington 7102198 3.851CDIAC Debt Issue Number: 97 - 0541 H:MIG1 Term (NIC)Tax and revenue anticipation note (UN) Piper Jaffray Inc

" Cash flow, interim financing (TR) DNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) A_ac

125

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Date Amount CoUnty, Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

12/11/97 $8,590,000 Santa Fe Springs Community DevelopmentCommission

Los Angeles S:AAA Neg (BC) Jones Hail 9/01/22 5.125CDIAC Debt Issue Number: 97 - 1719 N:Aaa Comb (NIC}Tax allocation bond (US#) Stone & YoUngbergRedevelopment, _Jltipie purposes (TR) First Trust of CAConsolidated Ins (ER) NBIA

7/22/97 $170,228 Santa HonicaLos Angeles NR Meg (BC) Santa Monica 12/01/06 8.750CDIAC Debt Issue Number: 97 - 1729 Serial (NIC)Special assessment bond (UW) LA EngineeringStreet construction and improvements

1/23/97 Sll,315,000 Santa Monica community College DistrictLos Angeles S:A(p) Meg (Be) LeBoeuf Lamb Greene 2/01/27 5.944CDIAC Debt Issue Number: 96 - 1732 comb (NIC)Certificates of participation/teases (UW) Piper Jaffray IncCollege/university facility (TR) First Trust of CA

6/05/97 $5,0OO,OOO Santa Honica community College District(LACLE)

Los Angeles S:SP-I+ Meg (BC) Hawkins Detafield 9/30/98 4.124COIAC Debt Issue Number: 97 - 0961 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CALACLE 1997 TRAMPool Ser g Ins (EN) FSA

6125/97 $8,675,000 Santa Monica-Matibu Unified SchoolDistrict (CSCRPA)

Los Angeles S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0542 M:MIG1 . Term (NIC)Tax and revenue anticipation note (U_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A ins (EN) Ambac

126

ANNUAL REPORT CALENDAR 1997IS_SON

Type Maturity InterestIssuing Entity,. Rating(s) of Date/ Rate/


6125197 $5,000,000 Saugus Union ELementary School District(CSCRPA)

Los AngeLes S:SP-I+ Nag (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0543 N:NIG1 Term (NIC)Tax and revenue anticipation note .(UU) Piper Jaffray lncCash flow, interim financing (TR) BRY Western TrustCSCRPA 1997 TRAN Pooi A Ins (EN) Ambac

2/27/97 $6,800,000 South Gate PubLic Financing AuthorityLos AngeLes S:A+ Neg (BC) Jones Hail Hilt 9101119CDIAC Debt Issue Number: 97 - 0077 Term VARTax attocatiun bond (1_) Sutro & CoRedeveLopment, multipLe purposes (TR) First Trust of CAP_oject go 1 LOC (EN) Banque Ratl de Paris

1127197 $1,662,779 South Montebeito Irrigation DistrictLos AngeLes NR Beg (BE) Best Best & Krieger 2/01/02 5.]00CDIAC Debt Issue Number: 97 - 0042 Seriai (TIC)Certificates of participation/Leases (UW) Municipal LeasingWater supply/storage/distril_JtionRefunding

7/11/97 $2,000,000. South Pasadena Unified School DistrictLos Angeles N:HIG1 Neg (BE) Stradiing Yocca 10/15/98 6.529CDIAC Debt Issue Number: 97 - 1164 Term (NIC)Tax and revenue anticipation note (L_) PaineWebberCash flow, interim financing (TR) Los AngeLes Co

6/10/97 $2,500,000 Southgate (CSCDA)Los AngeLes S:SP-I+ Beg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97 * 1032 N:MlG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Horgan StanLeyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins (EN) FSA

127

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Date Amount CoUnty, Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

6125/97 $],800,000 Sulphur Springs Union ELementary SchoolDistrict (CSCRPA)

Los AngeLes S:SP-I+ Net (Be) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0544 M:MIG1 Term (NIC)Tax and revenue anticipation note (u1J) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN POD[ A Ins (EN) Ambac

9116197 $8,925,000 Sulphur Springs Union School DistrictLos AngeLes S:AAA Beg (gc) O_HeLveny & Myers 2/01/22 5.343CDIAC DebtIssue Number: 97 - 1479 M:Aaa Comb (NIC)Certificates of porticipotiorVLeases (US#) Piper Jaffray IncK_12 school facility (TR) State Street Bank CAHitchett School Fac Ins (EN) AmbacRefunding

6/05/97 $2,935,000 TempLe City Unified School District(LADLE)

Los Angeles S:SP-I+ NeB (BC) Hawkins Detafietd 6/30/98 3.891CDIAC Debt Issue Nz_ber: 97 - 0962 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash f[o_, interim financing (TR) US Trust Co of CALADLE 1997 TRAN pool Set A Ins (EN) FSA

6/25/97 $7,955,000 Torrance Unified School Distr(ct(CSCBPA)

Los AngeLes S:SP-I+ Neg (BC) 0trick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0545 H:MIG1 Term (NIC)Tax and revenue anticipation note .(LIW) Piper Jaffray lncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN POD[ A Ins (EN) Ambac

8/01/97 $/+6,257,718 Walnut VaLLey Unified School DistrictLos AngeLes S:AAA/A Net (BC) Nossaman Guthner 8/01/19 7.620CDIAC Debt Issue Number: 97 - 118] M:Aaa (FA) Date Scott & Co Comb (NIC)General obligation bond (UW) MiLler & SchroederK-12 school facility (TR) State Street Bank CARefunding Ins (Eg) MBIA

128


Type Baturity InterestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount County, Type of Debt, Purpose Enhancant Sale Function, Participant Type Type

6125197 $5,000,000 Walr_Jt Valley Unified School District(CSCRPA)

Los Angeles S:SP-I+ Nag (BC) OrrJck Herrington 7/02/98 3o851CDIAC Debt Issue Number: 97 - 0551 H:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IreCash flow+ interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Poot A Ins (EN) Ambac

7111197 $29,225,000 West and Central Basin FinancingAuthority

Los Angeles S:AAA Neg (BC) Stradting Yocca 8/01/22 5.28BrnIAC Debt Issue Buraber: 97 - 1258 M:Aaa Con_0 (NIC)Ptd_iic enterprise revenue boed (UW) Smith Barney IncWater supplystoragedistribution (TR) Union Bank of CACentral Basin Ins (EN) AmbacRefunding

6104197 $26,420,000 West Basin Hunicipa[ Water District

Los Angeles S:AAA Beg (BC) Stradiing Yocca 8/01/22 5.504CDIAC Debt Issue Number: 97 - 1051 R:Aaa Comb (MIC)Certificates of participation/leases (U_/) Smith Barney IncWater supply/storage/distribution (TR) Union Bank of CARefunding Ins (EN) Ambac

7115/97 $77,500,000 West Basin Nunicipal Water District

Los Angeles N:Aal/VMI Neg (BC) Stradting Yocca 8/01/27CDIAC Debt Issue Number: 97 - 1050 Term VARCertificates of participation/teases (UW) Smith Barney IncWater supply/storage/distribution (TR) Union Bank of CAPhase II Recycled Water Set g and C LOC (EN) gayerischeRefunding

4115/97 $23,535,000 West Covina

Los Angeles S:AJ_ CO¢_ (BC) Rutan & Tucker 9/01/14 5.551CDIAC Debt Issue Ntlnber: 97 - 0119 N:Aaa (FA) Kitahata & Co Serla[ (TIC)Certificates of participation/leases (U_) Prudential Sec IncRutti cap imprvments and public works (TR) BNY Western TrustCivic Ctr Complex ins (EN) FSARefunding

129

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Date Amount Countyi Type of Deb% Purpose Enhancmt Sate Function_ Participant Type Type

4/09/97 $5,]50,000 Whittier City School DistrictLos Angeles $:BDB+ Co_np (BC) Bowie Arneson Kadi 9/01/27 5.977CDIAC Debt Issue RuB_oer: 97 - 0123 (FA) Dale Scott & Co Ca_b (NIC)Certificates of participotion/ieases (Ul_) Smith Barney InsK-12 school facility (TR) State Street Bank

6/05/97 $30000,000 Whittier City School District (LACLE)Los Angetes $:$P-1+ Reg (BC) Hawkins Detafietd 6/30/98 3.891CDIAC Debt Issue Number: 97 - 0963 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash f[OWo interim financing (TR) US Trust Co of CALACLE 1997 TP,_N Pool Set A Ins (ER) FSA

6/11/97 $9°000,000 Uhittier Union High Schoot DistrictLos Angetes H:MIG1 Reg (BC) Brown & Wood 6/30/98 3.830CDIAC Debt Issue Nun_oer: 97 - 0]]1 Term (NIC)Tax and revenue anticipation note (Ug) BancAmerica SecCash flow° interim financing (TR) Los Angetes Co

6/25/97 $5o000,000 Witiiam $ Hart Union High SchoolDistrict (CSCRPA)

Los Angetes S:$P-1+ Neg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0546 M:HIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash ftow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (ER) Aebac

6/25197 $1,940,000 Witsona Schoot District (CSCRPA)Los Angetes S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nund)er: 97 - 0547 M:HIG1 Term (NIC)Tax and revenue anticipation note (US#) Piper Jaffray IncCash ftow, interim financing (TR) BRY Western TrustCSCRPA 1_7 TRAN Poor A Ins (EN) A_oac

130


• Type Maturity InterestIssuing Entity, Hating(s) of Date/ Rate/


7/31/97 $10,996,021 Wiseburn Elementary Schoot District

Los Angeles S:AAA Comp (BC) O'HeLveny & Nyers 8/01/22 5.712CDIAC Debt Issue Number: 97 - 1308 H:Aaa (FA) Catdaell FLores Cond_ (TIC)Genera[ obligation bond (LIW) PaineWekJoerK-12 school facility (TR) Los Angeles Co

Ins (EN) FGIC

6/25/97 $1,770,000 Wiseburn ELementary School District(CSCRPA)

Los Angeles S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue gunber: 97 - 0548 R:NlG1 Term (NIC)Tax and revenue anticipation note (U_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN POD[ A Ins (EN) Alffoac

Radere

6/25/97 $285,000 Alview-gairytandUnion E|ementarySchool District (CSCRPA)

Hedera S:SP-I+ Neg (BC) Orrick Herring[on 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0553 N:NIG1 Term (NIC)Tax end revenue anticipation note (UW) Piper Jaffray IncCash fLo_, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) An_oac

6/25/97 $580,000 ChouchiLLa Elementary School District(CSCRPA)

Nadera S:SP-I+ Neg (SC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nuw_oer: 97 - 0555 M:MIGI Term (NIC)Tax and revenue anticipation note (US#) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) An_ac

6/02/97 $1,3OO,OOO Chowchitia Union High School DistrictNadera S:SP-I+ Comp (BC) Quint & Thimmig 6/30/98 3.959CDIAC Debt Issue Number: 97 - 08:38 (FA) Rauscher Pierce Term (NIC)Tax encl revenue anticipation note (ffi_) Oppenheimer & CoCash ftoM, interim financing (TR) Hadera Co

131

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6_25_97 $850,000 Coarsegotd Union Schoot District(CSCRPA)

Madera S:SP-I+ ReD (Be) Orrick Herrington 7/02/9B 3.851CDIAC Debt Issue Number: 97 - 0556 H:HIG1 Term (HIC)Tax and revenue anticipation note (LIW) Piper Jaffray tncCash ftow, interim financing (TR) BNY Western TrustCSCRPA 1997 THAN Poor A Ins (EM) Ambac

6/25/97 $1_695,000 Hadera County Board of Education(CSCRPA)

Madera S:SP-I+ NeD (SO) Orrick gerrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0552 H:RIG1 Term (NIC)Tax and revenue anticipation note (U_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 THAN POD[ A Ins tEN) Ambac

6/25/97 $5,000,000 Hadera Unified Schoot District (CSCRPA)Madera S:SP-I+ Reg (BC) Orrick gerrington 7/02/98 3.851CDIAC Debt issue Number: 97 - 0557 H:MIG1 Term (NIC)Tax and revenue anticipation note (LM) Piper Jaffray |neCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAM Poor A Ins tEN) Ambac

6/25/97 $1,775,000 Yosemite Union High School District(CSCRPA)

Nadera S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.051CDIAC Debt Issue Number: 97 - 0558 H:HIG1 Term (NIC)Tax and revenue anticipation note (US4) Piper Jaffray IncCash f[o_, interim financing (TR) BHY Western TrustCSCRPA 1997 THAi Pooi A Ins tEN) Ambac

132


Type Haturity InterestIssuing Entity, Rating(s) of Dote/ Rate/

Date Amount County, Type of Debt, Purpose Enhoncmt Sale Functionf Participant Type Type

Narin

6/25/97 $2,600,000 Dixie Elementary School District(CSCRPA)

Harin S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0560 N:HIG1 Term (NIC)Tax and revenue anticipation note (LM) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAP/Pool A Ins (EN) Ambac

6/25/97 $1,800,000 Kentfietd ELementary School District(CSCRPA)

Narin S:SP-I+ Neg (go) Orrick Berrington 7102/98 ].851CDIAC Debt Issue gtanber: 97 - 0561 M:MIG1 Term (NIC)Tax and revenue anticipation note (W) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EM) Ambac

6/25/97 $520,000 Lagunitos ELementary School District(CSCRPA)

Rarin S:SP-I+ Neg (BC) Orrick HerFington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0562 H:HIG1 Term (NIC)Tax and revenue anticipation note (UN) Piper Joffray IncCash flow, interim financing (TR) BgY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) An_ac

6/11/97 $2,890,000 Larkspur CFD No 1987-1

Marin NR Neg (DC) Orrick Herrington 8101113 5.508CDIAC Debt Issue Number: 97 - 0842 Serial (glC)Limited tax obligation bond (UN) Stone & YoungbergNuLti cap imprvments and public works (TR) Union Bank of CADrake's Landing

Refunding

133

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8/08/97 $4,000,000 Matin CO Open Space District CFD No1997-1

Matin NR Meg (BC) Orrick Herrington 7/15/27 5.691CDIAC Debt Issue Number: 97 - 1228 Serial (NIC)Limited tax obligation bond (UW) Mark PressmanMulti cap imprvments and public works (TR) BNY Western TrustOld St Hitary's

6/25/97 $7,955,000 Matin Community College District(CSCRPA)

Matin S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851C9IAC Debt Issue Number: 97 - 0563 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAR Pool A Ins tEN) Ambac

7/01/97 $50,000,000 Marin CountyMatin M:MIG1 Reg (BC) Nossaman Guthner 7/31/98 3.825CDIAC Debt Issue Rumber: 97 - 1131 F:F-I+ (FA) Rauscher Pierce Term (NIC)Tax and revenue anticipation note (L_) JP Horgan SecuritiesCash flow, interim financing (TR) Marin Co

2/13/97 $6,115,000 Mitt ValleyMatin S:A+ Neg (BC) Jones Halt Hilt 12/01/20 5.661CDIAC Debt Issue Number: 97 - 0029 (FA) GL Hicks Financial comb (NIC)Certificates of participation/teases (Ug) Sutro $ CoHealth care faciilties (TR) Harris Trust CoThe Redwoods Oth tEN) OSHPDRefunding

1/22197 $4,600,000 Nit[ Valley CFD No 1996-1Matin NR Reg (BC) Orrick Herrington 8/01/27 5.700CDIAC Debt Issue Number: 96 - 1909 (FA) Mark Pressman Comb (NIC)Limited tax obligation bond (UW) Piper Jaffray Incpublic building (TR) Dai-lchi KsngyoLibrary Renovation/Expansion

134


Type Maturity InterestIssuing Entity, Rating(s) of . Date/ Rate/


6124/97 $14,245,000 NovatoMatin S:AAA Neg (BC) Nossaman Guthner 8/01/20 5.193CDIAC Debt Issue Number: 97 - 1090 M:Aaa (FA) E Wagner & Assoc Comb (TIC)Genera[ obligation bond (UW) PaineWebberMuLti cap imprvments and public works (TR) First Trust of CARefunding Ins (EN) RBIA

2/21/97 $1,]05,000 Rovato Pubtic Finance AuthorityRarin NR Neg (BC) Rossaman Guthner 2/01/90 6.000CDIAC Debt Issue N_r: 97 - 0100 (FA) E gagner & Assoc Term (NIC)Revenue anticipation note (UW) WestAmerica BankProject, interim financing (TR) NovatoYouth CtrFederatty Taxable

4/24/97 $2,745,000 Rovato Unified Schoot DistrictMatin S:AAA Neg (BC) gtradting Yocca 10/01/12 5.181CDIAC Debt Issue Number: 97 - 0330 Seriat (Nit)Certificates of participation/teases (IJW) A G EdwardsK-12 schoot facitity (TR) State Street Bank CARefunding Ins (EN) MBIA

6/25/97 $6,965,000 Novato Unified Schoot District (CSCRPA)Matin S:SP-I+ Neg (BC) Orrick Herring[on 7/02/98 3.051COIAC Debt Issue Number: 97 - 0564 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash ftow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAR Pool A Ins (EN) Ambac

6/25/97 $1,765,000 Reed Union Etementary School District(CSCRPA)

Narin S:SP-I+ Neg (BC) Orrick _errington 7102198 3.851CDIAC Debt Issue Number: 97 - 0565 M:NIG1 Term (RIC)Tax end revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

135

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ANNUAL REPORT CALENDAR 1.997

T)_oe Maturity InterestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount County, T_e of Debtf Purpose Enhancmt Sate Function, Participant T_oe T)q)e

7/16/97 $3,550,000 San AnseImoMarin S:AA- Comp (BC) Nossaman Guthner 8/01/22 5.257CDIAC Debt Issue N_r: 97 - 1125 (FA) Stone & Youngberg Co_d) (TIC)General ob|igation bond (IN) Dean gitterMulti cap ia_orvments end pLd)[ic works (TR) Union Bank of CA

1/08/97 $4°965,000 San RafaeIMatin MR Meg (BC) Sturgis Mess 9/02/11 6.442CDIAC Debt Issue Number: 97 - 0041 Serial (NIC)Bpecia| assessment bond (IN) San Rafael JPFAMulti cap inrprvTnents and public works (TR) San RafaetBeAD No 1997-1gefLu_ding

6/25/97 $5,000,000 San Rafaet City Elementary SchoolDistrict (CSCRPA)

Marin S:SP-I+ Meg (BC) Orrick Berrington 7/02/98 3.851CDIAC Debt Issue Nunlber: 97 - 05_ M:MIG1 Term (NIC)Tax and revenue anticipation note tug) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1_7 TRAN Pool A Ins tEN) An(oac

6/25/97 $5,000,000 San Rafael City High School District(CSCRPA)

Matin S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0567 M:HIG1 Term (NIC)Tax and revenue anticipation note (UI_) Piper Jaffray Inc

Cash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAM Pool A Ins tEN) Ambac

1/08/97 $5,250,000 San Rafaet Joint Powers FinancingAuthority

Matin NR Meg (BC) Sturgis Mess 9/02/11 5.715CDIAC Debt Issue NurSer: 97 - 0040 Serial (NIC)Revenuebond (Pool) (LN_) Mark Pressman

Multi cap in_orvalents and public works (TR) Union Bank of CAReAD No 1997-1

136

ANNUAL REPORT CALENDAR 1997w_



5/27/97 $5,350,000 San Rafae[ Redevelopment AgencyMarin NR Neg (BC) Quint & Thimmig 6/01/07CDIAC Debt Issue Nuc_3er: 97 - 0359 (FA) The ConsuLting Group Term VARConduit revenue bond (IN) Dank of AmericaHuttifamity housingLone Palm Crt AptsSId_ject to Alternative Minimum Tax

6/10/97 $940,000 Sausalito (CSCDA)Harin S:SP-I+ Meg (BC) Orrick Herrington 9/30/98 3.915CDIAC Debt issue NL_Tt_er: 97 - 1019 H:NIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation not e (UW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCOA1997 TRAN Pool B Ins (EM) FSA

6/25/97 $1,550,000 Shoreline Unified School District(CSCRPA)

Marin S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue NLenber: 97 - 0569 M:HIG1 Term (NIC)Tax and revenue anticipation mote (Lg_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAM Pool A Ins (ER) Ambac

6125197 $3,OOO,OOO Tarnatpais Union High Schoo| District(CSCRPA)

Matin S:SP-I+ Neg (BC) Orrick Herrington 7102198 3.851CDIAC Debt Issue Number: 97 - 0568 H:HIG1 Term (NIC)Tax and revenue anticipation note (IN) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAM Pool A Ins (ER) Ambac

Hariposa

7/23/97' $2,730,850 Rariposa CountyHariposa MR Meg (BC) Jones Halt 8/01/17 4.793CDIAC Debt Issue Number: 97 o 1182 Term (MIC)Certificates of participation/leases (UW) Rural EconomicPubLic building (TM) Hariposa CoCo Government Ctr

137

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Type RaturJty InterestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount County, Type of Debt_ Purpose Enhancmt Sate Function, Participant Type Type

5/09/97 $722,000 MarJpasa County Unified Schoot DistrictMariposa NR Neg 7/01104CDIAC Debt Issue Number: 97 - 1522 (FA) Government Fin Strat Serial VAR

Certificates of participation/Leases (UW) Stone & YoungbergOther/multiple educational uses

6/25/97 $3,590,000 Nariposa County Unified School District(CSCRPA)

Rariposa S:SP-I+ Neg (BC) Orrick Rerrington 7/02/98 3.851CDLAC Debt Issue Nu_er: 97 - 0570 N:NIGI Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAR Pool A Ins (EN) Ambac

Mendocino

6/25/97 $750,000 Anderson Valley Unified School District(CSCRPA)

Rendocino S:SP-I+ Neg (BC) Orrick Herrington 7102198 5.851CDIAC Debt Issue RL=ber: 97 - 0572 M:NIG1 Term (NXC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $440,000 Arena Union Elementary School District(CSCRPA)

Rendocino S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Nzmber: 97 - 0573 H:NIG1 Term (glC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN PoD[ A Ins (EN) Ambac

6125197 $2,200,000 Fort Bragg Unified School District(CSCRPA)

Nendocino S:SP-I+ Reg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0574 H:MIG1 Term (N/C)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (Eg) Ambac

138



Date Amount County, Type of Debt, Purpose Enhancmt Sate FUnction, Participant Type Type

6125/97 $90O.OOO Laytonvitte Unified School District(CSCRPA)

Mendocino S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0581 M:RIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jsffray IncCash ftow, interim financing (TR) DRY Western TrustCSCRPA 1997 TRAN Poot A Ins (EN) _c

6/25/97 $185,000 Leggett Vattey Unified Schoot District" (CSCRPA)Mendocino S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851

CDIAC Debt Issue Number: 97 - 0582 M:MIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/10/97 $17,520,000 Mendocino County (CSCDA)Mendocino S:SP-I+ , Neg (BC) Orrick Herrington 6/30/98 5.915COIAC Debt Issue Number: 97 -. 0998 R:MIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Morgan StanteyCash ftow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAM Pool A Ins (EN) FSA

6/25/97 $5,000,000 Mendocino County Board of Education(CSCRPA)

Mendocino S:SP-I+ Meg (BC) Drrick Herrington 7/02/98 ].851CDIAC Debt Issue N_ber: 97 - 0571 M:NIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray ]ncCash flow, interim financing (TR) BRY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $1,700,000 Meedocino Unified SchooL District(CSCRPA)

Mendocino S:SP-I+ Meg (BC) Orrick Rerrington 7/02/98 3.851CDIAC Debt Issue N_ber: 97 - 0575 N:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BRY Western TrustCSCRPA 1997 TRAN Pool A ins (EN) Ambac

139

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Type Maturity InterestIssuing Entity, Rating(s) of gate/ Rate/


6/06/97 $2,800,000 Nendocino_Lake Community College'District (CCCFA)

Mendocino S:SP-I+ Neg (BC) Stredling Yocca 9/30/98 4.023CDIAC Debt Issue Number: 97 o 0392 (FA) Sutro & CO Term (NIC)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA 1997 TRANPool A & g Ins (EN) FSA

6/25/97 $600,000 Potter ValLey Unified School District(CSCRPA)

Hendocino S:SP-I+ Neg (8C) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0580 N:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash fiDe, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EK) Amber

6/25/97 $435,000 Round Valley Unified School District(CSCRPA)

Mendocino S:SP-I+ Keg (DC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Kumber: 97 - 0577 R:NIG1 Term (KIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BKY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6105197 $13,999,343 Ukiah Unified School DistrictRendocino S:AAA Keg (BC) Orriek Herrington 8101/18 9.524CDIAC Debt Issue Kur/ber: 97 - 0353 N:Aaa Serial (KIC)General obligation bond (UW) George K BaumK-1Z school facitity (TR) Dai-lchi Kangyo

Ins (EK) FGIC

6/25/97 $1,550,000 Ukiah Unified School District (CSCRPA)Rendocino S:SP-I+ Keg (Be) Orriek Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0578 N:RIG1 Term (KIC)Tax and revenue anticipation note (UW) Piper Jaffray IneCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EK) Ambac

140


Type Naturity interestIssuing Entity, Rating(s) of Date/ gate/


6/25/97 $2,690,0D0 gittits Unified School District (CSCRPA)Rendocino S:SP-I+ Neg (DC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0579 H:HIG1 Term (NIC)Tax and revenue anticipation note (L_) Piper Jaffray IncCash flow, interim financing (TR) BNY gestern TrustCSCRPA 1997 TRAR Pool A Ins (EN) Ambac

Herced

6125197 $270,000 Baliico-Cressey Elementary SchoolDistrict (CSCRPA)

Nerced S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0584 N:RIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash f(o_, interim financing (TR) BNY Western TrustCSCRPA1997TRANPoorA Ins (EN) Aznbac

6/25_97 $750,000 Hitmar Unified School District (CSCRPA)Herced S:SP-I+ Meg (BC) Orrick Rerrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0585 N:NIG1 Term (NIC)Tax and revenue anticipation note (W) Piper Jaffray inoCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAM Pool A Ins (EN) Ambac

6/21/97 $1,074,980 Le Grand Comncmity Services DistrictNerced NR Neg (BC) Hargrove & Costanzo 4/01/]7 4.500CDIAC Debt Issue Number: 97 - 0229 Serial (NIC)public enterprise revenue bond (UW) Rural EconomicWastewater collection and treatment

6/25/97 $400,000 Le Grand Union Elementary SchoolDistrict (CGCRPA)

Rerced S:SP-I+ Reg (8C) Orrick Herrington 7102/98 3.851COIAC Debt Issue Number: 97 - 0586 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flov; interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

141

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ANNUAL REPORT CALENDAR 1997I_ION


Date Amount County_ Type of Debt+ Purpose Enhancmt Sale Function, Participant Type Type

7/23/97 $4,170,000 Los BanDsNerced S:/L_A Neg (BC) Stradting Yocca 12101/19 5.202CDIAC Debt Issue Number: 97 - 1257 comb (NIC)Certificates of porticipotion/|eases (UW) _ Capital FinanceWastewater coLLection and treatment (TR) BMY Western Trust

Ins (EN) FSA

5/01/97 $2,000,000 Los BanDs RedeveLopment AgencyNerced NR Neg (BC) Stradiing Yocca 5/01/02 6.000CDIAC Debt Issue Nust)er: ,97 - 0374 (FA) Urban Futures Co_o (NIC)Tax aLLocation note (UW) MiLLer & SchroederRedeveLopment, multiple purposes (TR) First Trust of CA

6/25/97 $3,800,000 Los BanDs Unified School District(CSCRPA)

Merced S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt issue Number: 97 - 0587 R:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) An_oac

6/25/97 $720,000 RcS_ain Union E[err_ntary School District(CSCRPA)

Rerced S:SP-I+ Heg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue MUl#Oer: 97 - 05_ H:RIG1 Term (NIC)Tax and revenue anticipation note (ug) Piper Jaffray IncCash flow, interim financing (TR) BMY Western TrustCSCRPA 1997 TRAMPool A Ins (EN) Ambac

6/25/97 $5,000,000 Merced City School District (CSCRPA)Herced S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue guarder: 97 - 0589 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

]42




6/06/97 $3,520,000 Rerced Community CoLLege District(CCCFA)

Herced S:SP-I+ Neg (BC) Stradiing Yocca 9_30_98 4.023CDIAC Debt Issue Number: 97 - 0393 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (IJ_) Lehman BrothersCash ftow, interim financing (TR) US Trust Co of CACCCFA1997TRANPoorA & B Ins (EM)FSA

6/10/97 $7,600,000 Nerced County (CSCDA)Nerced S:SP-I+ Reg (BC) Orrick Rerrington 9/30198 3.915CDIAC Debt Issue Nt=d0er: 97 - 0999 M:NIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (LIW) Rorgan StanteyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAB Pool B Ins tEN) FSA

6/25/97 $4,975,000 Rerced County Board of Education(CSCRPA)

Nerced • S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0583 R:HlG1 Term (NIC)

Tax and revenue anticipation note (UM) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Poor A ins tEN) Ambac

8/13197 $3,200,000 Merced County Board Of EducationHerced S:BBB+(p) Neg (BC) Stradling Yocca 8/01112 5.382CDIAC Debt Issue Number: 97 - 1345 Serial (RiC)Certificates of participation/teases (UW) Piper Jaffray IncK-12 schoot facility (TR) First Trust of CA

6/25/97 $230,000 Rerced giver Union Etementary gchootDistrict (CSCRPA)

Herced S:SP-I+ Reg (BC) Orrick Rerrington 7/02/98 3.851CDIAC Debt Issue N_ber: 97 - 0593 H:HIG1 Term (gic)Tax and revenue anticipation note (UW) piper Jaffray IncCash flow, interim financing (TR) BRY gestern TrustCSCRPA 1997 TRAN Poor A Ins (EN) Ambac

143

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mR u u u n n u u u u n u n n n n m u u

ANNUAL REPORT CALENDAR 1997I$,_

i

IType Naturity Interest

Issuing Entity, Rating(s) of Date/ Rate/Date Amount County, Type of Debt, Purpose Enhanemt Sate FUnction, Participant Type Type

6/25/97 $5,000,000 Herced Union High Schoot District(CSCRPA)

Metred S:SP-l+ geg (Dr) Orrick Rerrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0590 H:HIG1 Term (NIC)Tax and revenue anticipation note (IJW) Piper Jaffray IncCash froM, interim financing (TR) BNY Westerel'TrustCSCRPA1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $1,050,000 Ptanada Etecnentary School District(CSCRPA)

Rerced S:SP-I+ Neg (BC) Orrick Herrington 7102/98 3.851CDIAC Debt Issue RLmlber: 97 - 0591 H:HIG1 Term (RIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAR Pool A Ins (EM) Ambac

6/25/97 $1,215,000 Weaver Union ELementary School District(CSCRPA)

Herced S:SP-I+ Neg (BC) Orrick Rerrington 7102/98 5.051CDIAC Debt Issue Number: 97 - 0592 H:RIG1 Term (NIC)Tax and revenue anticipation note (IJW) Piper Jaffray [ncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) Ambac

Mono

6/25/97 $1,280,000 Eastern Sierra Unified School District(CSCRPA)

Nono S:SP-I+ Reg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0595 R:HIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BRY Western TrustCSCRPA1997 TRAN Pool A Ins (ER) Ambac

144



Date Amount County, Type of Debt= Purpose Enhancrat Sate Function, Participant Type Type

11/20/97 _,725,000 Rammoth Comr_ity Water DistrictHono S:_ Neg (BC) Haight & Weist 12/15/10 4.567CDIAC Debt Issue Number: 97 - I(_B] Serial (NIC)Certificates of paPticipation/teases (Ul_) BancJ_n_rica RobertWasteuater collection and treatment (TR) Union Bank of CARefunding Ins (EN) A_bac

2/12/97 $9,430,000 Nammoth LakesNono S:BBB Neg. (BC) Jones Halt Hilt 6/01/11 5.60]CDIAC Debt Issue Mu_er: 96 - 1740 (FA) Project Fin Assoc Coe_ (NIC)Certificates of participation/teases (L_) wedbush Norgan SecNulti cap i_rvments _ pt_otic works (TR) First Trust ofRefunding

6/25/97 $1,595,000 Ha_moth Unified School District (CSCRPA)Nono S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851COIAC Debt Issue NurSer: 97 - 0596 R:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN POOl A Ins (EN) Ambac

6/25/97 _SO,OOO Nono County Board of Education (CSCRPA)Rono S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0594 R:RISl Term (NIC)Tax and revenue anticipation note (L_) Piper Jaffray IncCash ftoM, interim financing (TR) BEY Western TrustCSCRPA1_7 TRAN Pool A ins (EN) Ambac

Honterey

11/06/97 $11,808,195 Aiisat Union School DistrictNonterey S:A_J_ Keg (BE) LeBoeuf Lamb Greene 8/01/22 5.429CDIAC Debt Issue NLm_ber: 97 - 1649 N:Aaa Serial (TIC)Generat obligation bond (U_J) Sutro & CoK-12 school facility (TR) US Trust Co of CARefur_ding Ins (EN) FGIC

145

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6/25/97 $4,810,000 Carmel Unified School District (CSCRPA)Monterey S:SP-I+ Neg (BC) Orrick Herrington 7/02198 3.851CDIAC Debt Issue Humber: 97 - 0598 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BRY Western TrustCSCRPA 1997 TRAMPool A Ins (EN) Ambac

6/25/97 $400,000 Chualar Union Eter_entary SchoolDistrict (CSCRPA)

Monterey S:SP-I+ Reg (BC) Orrick Herri_ton 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0599 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flo,, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN PooL.A Ins (EN) Ambac

6/25/97 $2,225,000 Gonzates Unified School District(CSCRPA)

Monterey S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0600 M:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAMPool A Ins (EN) Ambac

6/25/97 $2,085,000 Greenfield Union ELementary SchoolDistrict (CSCRPA)

Monterey S:SP-I+ Meg (Be) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Nz_er: 97 - 0601 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray ]ncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (E_) Ambac

6/25/97 $1,700,000 King City Union ELementary SchoolDistrict (CSCRPA)

Monterey S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0603 M:MIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

146



Date Amount County, Type of Debt_ Purpose Enhancmt Sate Function_ Participant Type Type

6/30/97 $2,379,410 Rarina Coast Water DistrictNonterey NR Neg (BC) Nossaman Guthner 2/15/04 5.600CDIAC Debt Issue Number: 97 - 1123 Serial (NIC)Certificates of participation/teases (UW) Cypress BankWater suppty/storage/distributionmalinas River Groundwater Ngmt

4/10/97 $560,000 Hid Carmel Vaitey Fire ProtectionDistrict

Honterey NR Beg (Be) Raymond H Haight 7/15/18 6.304CDIAC Debt Issue Number: 97 - 0281 Seriat (NIC)Certificates of participation/teases (LA_) Union Bank of CAPubtic buitdingRefunding

6110197 $250,000 Rid Carmei.Vattey Fire ProtectionDistrict (CSCDA)

Honterey S:SP-I+ Neg (De) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue NLanber: 97 - 1000 M:HIG1 (FA) Sutro & Co Term (N/C)Tax and revenue anticipation note (UW) Horgan StanteyCash flow, interim financing (TR) US Trust Co of CACSCDA 1_7 TRAN Poor A Ins (EN) FSA

6/25/97 $4,500,000 Honterey County Board of Education(CSCRPA)

Honterey S:SP-I+ Beg (BC) Orrick Berrington 7/02/98 3.851CDIAC Debt Issue NuG_oer: 97 - 0597 N:NIG1 Term (NIC)Tax and revenue anticipation note ((JW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAB Poor A Ins (ER) Al_bac

6/25/97 $4,B00,000 Honterey Peninsuta Community CollegeDistrict (CSCRPA)

Honterey S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0605 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash fto_, interi m financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

147

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Date Ar_ount County, Type of Debt, Purpose Enhancmt Sate Function_ Participant Type Type

6/25/97 $5,000,000 Monterey Peninsuta Unified SchoolDistrict (CSCRPA)

Monterey S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0606 H:MIG1 Term (NIC)Tax and revenue anticipation note (t/W) Piper Jaffray IncCash ftow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Poor A Ins (EN) Ambac

6/25/97 $3,695,000 North Honterey County Unified SchootDistrict (CSCRPA)

Monterey S:SP-I+ geg (BC) Ovrick Rerrington 7102198 3.851CDIAC Debt Issue Number: 97 - 0613 N:MIG1 Term (NIC)Tax and revenue anticipation note (U_) Piper Jaffray IncCash ftow, interim financing (TR) DRY Western TrustCSCRPA 1997 TRAR Poet A Ins (ER) Anbac

6/25/97 $3,810,000 Pacific Grove Unified Schoot District(CSCRPA)

Honterey S:SP-I+ Neg (DC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue N_r: 97 - 0607 H:MIG1 Term (NIC)Tax and revenue anticipotionnote (L_) Piper Jaffray IncCash flow, interim financing (TR) DRY Western TrustCSCRPA 1997 TRAN Poor A ins (ER) Aldoac

5/29197 $8,480,000 SatinasMonterey S:AAA/A-1 Neg (BC) Stradting Yocca 5115/27CDIAC Debt Issue Nti_ber: 97 - 0804 Term VARConduit revenue bond (LIW) E J De La RosaMuitifamity housing (TR) First Trust of CABrentuood Gardens Apts Oth (EN) FNNARefunding

7/01/97 $2,440,000 SatinasHonterey NR Neg (BC) Sturgis Hess 9102117 6.376CDIAC Debt Issue N_ber: 97 - 1160 Seriat (NIC)Special assessment bond (UW) Stone & YoungbergMuLti cap intprwents and pubtic works (TR) BNY Western TrustAD No 97-1

148

ANNUAL REPORT CENDAR 1997


Date Amount County_ Type of Debt, Purpose Enhancmt Sate Function t Participant Type Type

10/24/97 $11,960,000 SatinasMonterey S:A- Rag (DC) Stradting Yocca 10/01/28 5.633CDIAC Debt Issue Number: 97 - 1379 M:Baal Comb (NIC)Certificates of participation/teases tUN) E J De La RosaMulti cap imprvrnents and public uorks (TR) BNY Western TrustRefunding

6/25/97 $3,6D0,000 Satinas City Etementary Schoo[ District(CSCRPA)

Honterey S:BP-I+ Neg (BC) Orrick Herrington 7/02/90 3.851CDIAC Debt Issue Number: 97 - 0608 M:MIG1 Term (NIC)Tax and revenue anticipation note (U_) P(par Jaffray tncCash flow, interim financing (TR) BBY Western TrustCSCRPA 1997 TRAMPool A Ins tEN) Ambac

3/25/97 $1,800,000 Salinas Pubtic Financing AuthorityMonterey S:A/A-1 Neg (BC) Stradting Yocca 3/01/27CDIAC Debt Issue Number: 97 - 0183 Term VARpubtic tease revenue bond (U_) E J De La RosaPubtic buitding (TR) BNY Western Trust

LOC tEN) Sumito_o Bank

• 3/25/97 $1,300,000 5atinas Pubtic Financing AuthorityMonterey S:A/A-1 Rag (BC) StradIing Yocca 3/01/13CDIAC Debt Issue N_ber: 97 - 0184 Term VARPublic tease revenue bond (LIB) E J De La RosaPublic building (TR) BNY Western TrustFederaLly Taxable LOC (ER) Bumitomo Bank

6/25/97 $4,600,000 Satinas Union Righ Schoo[ District(CSCRPA)

Monterey S:SP-I+ Neg (DC) Orrick Herrington 7102198 3.851CDIAC Debt Issue Nund_er: 97 - 0609 M:MIG1 . Term (NIC)Tax and revenue anticipation" note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN POD[ A Ins tEN) Ambac

149

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Date Amount County, Type of Debt+ Purpose Enhancnlt Sate Function, Participant Type Type

10130197 $9,060,000 Satinas VaLLey SoLid Waste AuthorityMonterey S:BBB Neg (BE) 5tradtJng Yocca 8/01/27 5.847CDIAC Debt issue NL_ber: 97 - 1380 M:Baa3 Comb (MIC)Revenue bond (Pool) (UW) Stone & youngbergSoLid waste recovery facilities (TR) BNY Western TrustLandfiLLSubject to ALternative Minimum Tax

6/25197 $320,000 San Antonio Union ELementary SchoolDistrict (CSERPA)

Monterey S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue NLm_r: 97 - 0610 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray lncgash flow, interim financing (TR) BNY _estern TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6110197 $1,500,000 Seaside (CSCDA)Monterey S:SP-I+ Meg (BC) Orrick Herrington 6/30/9B 3.915CDIAC Debt Issue Number: 97 - 1021 M:MIG1 (EA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Morgan StanLeyCash fLo_, interim financing (TR) US Trust Co of CACSCDA 1997 TRAMPool A Ins (EN) FSA

6/25/97 $1,890,000 SoLedad Union ELementary SchoolDistrict (CSCRPA)

Monterey S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0611 M:MlG1 Term (RIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAM Pool A Ins (EN) Ambae

6/25/97 $1,010,000 Washington Union ELementary SchoolDistrict (CSCRPA)

Monterey S:SP-I+ Reg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue RLrd_er: 97 - 0612 M:HlG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash f[o_, interim financing (TR) BRY Western TrustCSCRPA1997TRAMPoetA Ins (EN) Ambac

150



Date Amount County, Type of Debt, Purpose • Enhancmt Sate Function, Participant Type Type

Napa

4/17/97 $4,250,000 American Canyon Joint Powers FinancingAuthority

Napa M:Baa3 Neg (BC) Brown & Wood 6/01/22 6.]]1CDIAC Debt Issue Number: 97 - 0175 comb (NIC)Public tease revenue bond (UW) Piper Jaffray IncRecreation and sports facilities (TR) First Trust of CA

7/15197 $5,?90,00D Napa

Napa NR " Neg (BC) Sturg|s Ness 9/02/11 5.965CDIAC Debt Issue Number: 97 - 1147 Comb (glC)Special assessment bond (UW) Bark PressmenStreet construction and improvements (TR) First Trust of CAgapa Vty Corp Prk ReAD No 1?97-18efLmding

6/25/97 $2,795,000 Napa County Board of Education (CGCRPA)

Napa S:SP-I+ Beg (BC) Orrick Rerrington 7102/98 3.851CDIAC Debt Issue Number: 97 - 0614 M:MIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1797 TRAN POOl A Ins (EN) Ambec

7/2]/97 $4,600,000 Napa Valley Unified School District

Napa S:AAA/A+ Comp (BC) Stradiing Yocca 8/01/22 5.19]CDIAC Debt Issue Number: 97 - 0830 (FA) A G Edwards Comb (NIC)Genera[ obligation bond (UW) BancAmerica RobertK-12 school facility (TR) First Trust of CA

ins (ER) MBIA

6/25/97 $4,200,000 Napa Valley Unified School District(CSCRPA)

gapa S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0616 M:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

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Type Maturity lntbrestIssuing Entity, Rating(s) of Date/ Rate/


7/25/97 $2,000,000 St HeLena Unified School DistrictNapa S:A/_ Meg (BE) Orrick Herrington 8/01/22 5.104CDIAC Debt Issue Number: 97 - 1249 M:Aaa Con_ (NIC)General obligation bond (UW) Stone & YoungbergK-12 school facility (TR) US Trust Co of CA

Ins (EN) FGIC

6125197 $2,225,000 St HeLena Unified School District(CSCRPA)

Nape S:SP-I+ Neg (BC) Orrick Herrington 7_02_98 3.851CDIAC Debt Issue Number: 97 - 0618 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BRY _estern TrustCSCRPA1997 TRAM Pool A Ins (EN) Ardoac

Nevada

6125/97 $2,0]0,000 Nevada City School District (CSCRPA)Nevada S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 ].851COIAC Debt Issue Number: 97 - 0620 M:MIG1 . Term (MIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EM) An_>ac

6/10/97 $4,710,000 Nevada County (CSCDA)Nevada S:SP-I+ Neg (BC) Orrick Herrington 9/]0/98 ].915CDIAC Debt Issue Nun_oer: 97 - 1002 M:MIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool B Ins (EN) FSA

6/25/97 $1,030,000 Nevada County Superintendent of SchooLs(CSCRPA)

Nevada S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0619 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAMPool A Ins (EN) Ambac

[52

__ ANNUAL REPORT CALENDAR 1997ON



6/25/97 $935,000 PLeasant VaLLey Elementary SchoolDistrict (CSCRPA)

Nevada S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0622 N:HIGI Term (NIC)Tax and revenue anticipation note (UW) Piper JaffrayIncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAMPool A Ins (EN) Ambac

6/25/97 $715,000 Twin Ridges Elementary School District(CSCRPA)

Nevada S:SP-I+ NeD (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0624 N:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash fLow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAMPool A Ins (EM) Ambac

OranRe

6/05/97 $5,000,000 Anaheim City School District (SCLE)Orange S:SP-I+ Comp (BC) Orrick Herrington 6130198 ].843CDIAC Debt Issue Number: 97 - 1033 (FA) C H de Crinis Term (NIC)Tax and revenue anticipation note (UW) First ALbany CorpCash flow, interim financing (TR) First Trust of CASCLE 1997 TRAMPOOl Ins (EN) NBIA

5/22/97 $],795,000 Anaheim Housing AuthorityOrange S:AAA/A-1 NeD (BC) Stradiing Yocca 5/15/27CD|AC Debt Issue Dumber: 97 - 0267 (FA) CGHS |nc Term VARConduit revenue bond (UW) Alden CapitalMuitifamiLy housing (TR) BMY Western TrustCasa Granada AptsSubject to Alternative Ninimum Tax

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| | | N | I | | | | | | | l i R R i n


Type Raturity InterestIssuing Entity, Rating{s) of Date/ Rate/


5/22/97 $4,545,000 Anaheim Housing AuthorityOrange S:AAA/A-1 Neg (BC) StradLing Yocca 5/15/27CDIAC Debt Issue Number: 97 - 0268 (FA) CGMS Inc Term VARConduit revenue pond (Ug) ALden CapitalNuttifamity housing (TR) BHY Western TrustRontereyAptsSubject to ALternative Minimum Tax

5/22/97 $2,140,000 Anaheim Housing AuthorityOrange S:AAA/A-1 Neg (BC) Stradting Yocca 5/15/27CDIAC Debt Issue Ruiner: 97 - 0269 (FA) CGHS Inc Term VAH

Conduit revenue bond (UW) ALden CapitalMuitifar0ity housing (TR) DRY Western TrustPort Trinidad AptsSubject to ALternative Rinimum Tax

2/05/97 $221,627,465 Anaheim PubLic Financing AuthorityOrange S:AAA geg (BE) Orrick Herrington 3/01/37 8.706CDIAC Debt Issue Number: 97 - 0141 R:Aaa (FA) PubLic Financial comb (BIC)PubLic Lease revenue bond (LP4) PaineWebberNutti cap imprvr_ents and public works (TR) BgY Western TrustSub Lien Set C Ins tEN) FSA

2/05/97 $49,585,000 Anaheim PubLic Financing AuthorityOrange S:AAA Heg (BC) Orrick Hercington 9101120 7.448CDIAC Debt issue Number: 96 - 1708 N:Aaa (FA) PubLic Financial comb (HIE)PubLic Lease revenue bond (UW) PainewebberNuLti cap imprvments and p_bLic uorks (TR) BHY Western TrustSr Ser B Ins tEN) FSAFederaLLy TaxabLe

2/05/97 S239,215,000 Anaheim PubLic Financing AuthorityOrange S:AAA Heg (gO) Orrick gerrington 3/01/]7 8.706CDIAC Debt Issue Humber: 96 - 1707 H:Aaa (FA) PubLic Financial Comb (NIC)PubLic Lease revenue bond (UW) PaineWebber

HuLti cap imprvments and public _orks (TR) 8HY Western TrustSr Ser A Ins (EH) FSA

154



Date Amount County, Type of Debt, Purpose Enhancmt Sale Function+ Participant Type Type

5121197 $27,905,000 Anaheim Public Financing AuthorityOrange S:AAA Meg (BC) gtradting Yocca 2/01/18 5.468CDIAC Debt Issue Number: 96 - 1739 N:Aaa (FA) O+Brien Partners Co¢_ (NIC)Tax allocation bond (UW) Stone & YoungbergRedevelopment, multiple purposes (TR) First Trust of CAAlpha Ins (EM) MSIARefunding

6/05/97 $10,000,000 Anaheim Union High School District"(SCLE)

Orange S:SP-I+ Co_o (BC) Orrick Herrington 6/50/98 3.843CDIAC Debt Issue Number: 97 * 1036 (FA) C N de Crinis Term (Nit)Tax and revenue anticipation note (UW) First Albany CorpCash flow, interim financing (TR) First Trust of CASCLE 1997 TRAM Pool Ins (EN) MBIA

1/15/97 $2,685,000 Brea CFD No 1988-1Orange HR Neg (BC) Jones HaLt HiLt 10/01/26 6.625

_CDIAC Debt Issue Run,oar: 96 - 1911 (FA) Stone & Youngberg Comb (NIC)Limited tax obligation bond (UW) Prudential Sec IncMulti cap imprvments and public works (TR) First Trust of WAFairway CtrRefunding

12/08/97 $],235,000 Brea CFD No 1996-1Orange NR Neg (BC) Ouint & Thimmig 9/01/21 5.967CDIAC Debt Issue Nur_oer: 97 - 1667 Comb (NIC)Limited tax obligation bond (UW) Stone & YoungbergMulti cap imprvments and public works (TR) BHY Western TrustDowntok11

7/10/97 $5,005,000 Brea Redevelopment AgencyOrange MR Meg (BC) Jones Halt 12/01/16 6.264CDIAC Debt Issue Nun_oer: 97 - 1188 Comb '(N1C)Tax allocation bond (IJ_/) Stone & YoungborgRedevelopment, multiple purposes (TR) BRY Western TrustArea C Sub Series CRefunding

155

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7/10/97 $14,965,000 Drea RedeveLopment AgencyOrange S:A/_ Neg (BE) Jones HaLt 12/01/25 5.728COIAC Debt issue Nuld_er: 97 - 1187 H:Aaa Co_do (NIC)Tax allocation bond (LP_) ABAGRedeveLopment, muLtipLe purposes (TR) BNY Western TrustArea C Rr Ins tEN) FSARefunding

7/51/97 $4,620,000 Brea RedeveLopment AgencyOrange NR Neg (BE) Etradting Yocca 8/01/28 6.89]CDIAC Debt Issue Number: 97 - 1278 Term (MIC)Conduit revenue bond (LG_) Kinsett O'geaiSingle-famiLy housing (TR) US Trust Co of CARancho 8rea HobiLe H_c_ePrk Series A

8/12/97 $950,000 Brea RedeveLopment AgencyOrange NR Neg (BC) StradLing Yocca 8/01/28 6.895CDIAC Debt Issue Number: 97 - 1339 Term (NIC)Conduit revenue bond tUN) Kinset[ O'Nea[SingLe-famiLy housing (TR) US Trust Co of CARancho Brea Hobite Ho_e Prk sub Series B

11/12/97 $11,005,000 Capistrano Unified School DistrictOrange S:A- Meg (BC) StradLing Yocca 2/01/18 5.176CDIAC Debt issue Number: 97 - 1650 M:A2 Co_d_ (NIC)Certificates of participation/teases (UW) Stone & YoungbergK-12 school facility (TR) First Trust of CA

1/10/97 $12,500,000 Capistrano Unified School District CFDNo 92-1

Orange RR Meg (BC) Stradiing Yocca 9/01/21 7.070CDIAC Debt Issue Number: 96 - 148/+ Con_ (MIC)Limited tax obligation bond (US/) Stone & YoungbergK-12 school facility (TR) First Trust of CALas FLores

156



Date Amount County, Type of Debt+ Purpose Enhancmt Sale Function+ Participant Type Type

6/05/97 $2,225,000 Centratia Elementary School District(SCLE)

Orange S:SP-I+ Comp (8C) Orrick Herrington 6_30_98 3.843CDIAC Debt Issue MLcnber: 97 - 1035 (FA) C M de Crinis Term (NIC)Tax and revenue anticipation note (UW) First ALbany CorpCash flow, interim financing (TR) First Trust of CASCLE 1997 TRAMPont Ins (ER) HBIA

5107197 $10,600,000 Coast Community CoLLege DistrictOrange S:AAA Neg (BC) Rutan& Tucker 2101116 5.828CDIAC Debt Issue Number: 97 - 0189 H:Aaa comb (NIC)Certificates of participation/teases (LM) Seidier-FitzgerotdCoLlege/university facility (TR) BNY Western TrustCoastline College Ctr Ins (EN) NBIARefunding

6/06197 $12,425,000 Coast Community Cortege District (CCCFA)Orange S:SP-I+ Neg (BC) Stradiing Yocca 9/]0/98 4.023CDIAC Debt Issue Number: 97 - 0387 (FA) Sutro & Co Term (MIC)Tax and revenue anticipation note (US#) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA 1997 TRAN Pool A & B Ins (EN) FSA

5120197 $11,815,000 Costa HesaOrange NR Comp (BC) Jones HaiL Hit[ 12/01/14 5.718CDIAC Debt Issue NLm_er: 97 - 0366 (FA) Rod Gunn Comb (TIC)Certificates of participation/teases (US/) Smith Barney IncParking (TR) US Trust Co of CARefunding

6/05/97 $2,000,000 Fountain Valley Elementary SchoolDistrict (SCLE)

Orange S:SP-I+ Comp (BC) Orrick Herrington 6/30/98 3.843CDIAC Debt Issue Ni_ber: 97 - 1036 (FA) C H de Crinis Term (NIC)Tax and revenue anticipation note (LIW) First Albany CorpCash flow, interim financing (TR) First Trust of CASCLE 1997 TRAN Pool Ins (EN) HBIA

157


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ANNUAL REPORT 1997

CALENDAR


Date Amount County. TvDe of Debt, Purpose Enhancmt Sale Function, Participant Type. Type

6/10/97 $4,695,000 Futterton (CSCDA)Orange S:SP-I+ Neg (BC) Orrick Herrington 9/30/98 3.915CDIAC Debt Issue RLmlber: 97 - 0989 M:MIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCOA 1997 TRAN Pool B Ins (EN) FSA

6/05/97" $5,000,000 FuIierton Etecnentary School District(SCLE)

Orange S:SP-I+ Comp (BC) Orrick Herring[on 6/30/98 3.843CDIAC Debt Issue Number: 97 - 1037 (FA) C H de Crinis Term (NIC)

Tax and revenue anticipation note (UW) First ALbany CorpCash froM, interim financing (TR) First Trust of CASCLE 1997 TRAg Pool Ins (EN) MBIA

5/07/97 $7,150,000 Garden GroveOrange S:AAA/A-1 Neg (BC) Strad[ing Yocca 12/15/29CDIAC Debt Issue Number: 97 - 0304 Term VARConduit revenue bond (UW) ALden CapitalMu[tifamily housing (TR) BNY _estern TrustCa|-HaLabar Apts Oth (EN) FNMASubject to ALternative Minimum Tax

9/17/97 $18,325,000 Huntington BeachOrange S:SP-I+ romp (BC) Musick Peeler 9_30_98 3.765CD1ACDebt Issue R_nber: 97 - 1376 (FA) Rod Gunn Term (TIC)Tax and revenue anticipation note (UW) Oppenheimer & CoCash flow, interim financing (TR) Huntington Bch

6/05/97 $2,070,000 Huntington Beach City ELementary SchoolDistrict (SCLE)

Orange S:SP-I+ Comp (BC) Orrick Herring[on 6/30/98 3.843CDIAC Debt Issue N_r: 97 - 1038 (FA) C M de Crinis Term (NIC)Tax and revenue anticipation note (U_) First Albany CorpCash flow, interim financing (TR) First Trust of CASCLE 1997 TRAN Pool Ins (EN) HBIA

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__ ANNUAL REPORT CALENDAR 1997



4/23/97. $8,070,000 Huntington Beach Public FinancingAuthority

Orange S:AAA C_o (BC) Musick Peeler 12/15/27 5.456CDIAC Debt Issue Nurtber: 97 - 0201 M:Aaa (FA) Rod Gunn Comb (TIC)Public lease revenue bond (UW) Merrill Lynch & CoPublic building (TR) First Trust of CACentral Public Library/Cultural Ctr Ins (EN) FSA

6/05/97 $7,000,000 Huntington Beach Union High Schoo(District (SCLE)

• Orange S:Spol+ Comp (BC) Orrick Herrington 6130198 3.843CDIAC Debt Issue NLEaber: 97 - 1039 (FA) C N de Crinis Term (MIC)Tax and revenue anticipation note (UW) First Albany CorpCash flow, interim financing (TR) First Trust of CASCLE 1797 TRAM Pool Ins (EN) MBIA

7_23_97 $4,295,000 irvine

Orange NR Neg (BC) Orrick Herrington 9/02121 5.785CDIAC Debt Issue Number: ?7 - 1200 (FA) Fie[drgan Rolapp Coznb (NIC)Special assessment bond (UW) PaipeWebberHutti cap imprvments and public works (TR) Texas Commerce BankAD No 95-12Refunding

9/17/97 $3,695,000 Irvine

Orange RR Neg (BC) Orrick Herrington 9/02/22 5.803CDIACDebt Issue Number: 97 - 1430 (FA) Fielcbtan Rolapp Comb (RlC)Special assessment bond (UW) PaineWebborFlood control/storm drainage (TR) Texas Comnerce BankNorthwest IrvlneAD No 97-16

9127177 $81,600,000 irvine

Orange S:AA-/AI+ Neg (BC) Orrick Rerrington 9/02/22CDIAC Debt Issue Rumber: 97 - 1431 M:Aa3/VMI (FA) Fietdman Rotapp Term VARSpecial assessment bond (UW) Paine_ebberMulti cap imprvznents and public works (TR) Texas COralzerce Bank

Oak Creek AD No74-13 LOC (EN) Canadian Imperial Bk

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9/29197 $60,000,000 IrvineOrange B:AA-/AI+ Neg (BC) Orrick Herrington 9_02_22CglAC Debt Issue Ncldoer: 97 - 1432 N:Aa]/VMI (FA) Fietdman Rotapp Serial VARSpecial assessment bond (UW) PaineWebberRutti cap imprvments and public works (TR) Texas Commerce BankNorthwest Irvine AD No 97-16 LOC (EN) Soeiete GeneraLe

7/2]/97 $4,400,000 Irvine Industrial DeveLopment AuthorityOrange F:AA-/F-I Beg (BC) Rutan & Tucker 7/01/22CDIAC Debt Issue Number: 97 - 1081 (FA) Fieic_an Rotapp Term VARConduit revenue bond (UW) A S EdwardsIndustrial development (TR) Chase Trust Co of CASabritec LDC (EN) Union Bank of CAsubject to Alternative Rinimlcn Tax

6/05/97 $12,000,000 Irvine Unified School District (SCLE)Orange S:SP-I+ Comp (BC) Orrick Herrington 6/30/98 3.843CDIAC Debt issue Number: 97 - 1040 (FA) C H de Crinis Term (NIC)Tax and revenue anticipation note (LIW) First Albany CorpCash flow, interim financing (TR) First Trust of CABCLE 1997 TRAN Pool Ins (EN) HBIA

4122197 $74,320,000 Irvine Unified School District CFD No86-1

Orange B:AAA Comp (gc) Orrick Herrington 11/01/20 5.597CDIAC Debt Issue Number: 97 - 0075 R:Aaa (FA) FieLdman Rotapp C_ (NIC)Limited tax obligation bond (UW) Smith Barney IncK-12 school facitity (TR) Oai-lchi KengyoRefunding Ins (EN) Ambac

5107197 $534,966 Laguna BeachOrange NR Neg (BC) Rutan & Tucker 9/02/12 6.469CD|AC Debt issue Number: 97 - 0192 (FA) Fieidman Rolapp Serial (NIC)Special assessment bond (UW) Stone & youngborgOther cap imprvments and public works (TR) First Trust of CAAD No94-7

160




7123197 $1,505,781 Laguna BeachOrange NR ReD (BC) Rutan & Tucker 9/02/17 5.927CDIAC Debt Issue Number: 97 - 1307 (FA) Fietdman Rolapp Comb (NIC)Special assessment bond (UW) Stone & YoungbergOther cap imprvr_nts and public works (TR) First Trust of CAgndergroundutilityAD No94-3

12104197 $714,514 Laguna BeachOrange RR Neg (BC) Rutan & Tusker 9/02113 5.760CDIAC Debt Issue Number: 97 - 1411 (FA) Fieldman gotapp Serial (NIC)Special assessment bond {Ug) Stone& YoungbergOther Cap impnflnents and public works (TR) First Trust of CAUnderground Utility AD No' 95-2

2/06/97 $4,800,000 Los Atar_itos Unified School DistrictOrange • S:AAA NeD (BC) Kronick Moskovitz 2/01/22 5.488CDIAC Debt issue BLinber: 97 - 0061 N:Aaa (FA) Government Fin Strat comb (TIC)Certificates of participation/leases (UW) BancAmerica SecK-12 school facility (TR) Noruest Bk MR

Ins (EN) MBIA

4/16/97 $10,240,000 Los Alamitos Unified School DistrictCFD No 90-1

Orange B:AAA NeD (BC) Kronick Noskovitz 8/15/21 5.643£OIAC Debt Issue NLinber: 97 - 0134 (FA) Government Fin Strat Co(do (BIC)Limited tax obligation bond (UW) Smith Barney IncK-12 school facility (TR) Norwest Bk MgRefunding Ins (EB)Ambac

6105/97 $3,000,000 Magnolia Elementary Schoo[ District(SCLE)

Orange S:SP-I+ Cor_p (BC) Orrick Herrington 6/30/98 3.843CBIAC Debt Issue Number: 97 - 1041 (FA) C M de Crinis Term (NIC)Tax andrevenue anticipation note (UW) First Albany CorpCash flow, interim financing (TR) First Trust of CASCLE 1997 TRAN Pool Ins (EN) MBIA

161

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Date _unt Countyf TilDe of Debt, Purpose Enhancmt Sale Function, Participant T_q_e Type

6/16/97 $1,915,000 Mission Viejo COmTJJnity DevelopmentAgency

Orange NR Meg (BC) Quint & Thimmig 6/01/00 5.610CDIAC Debt Issue NL_ber: 97 - 1098 (FA) Public Financial Term (NIC)Tax allocation note (UW) Mission ViejoRecleveloprnent, multiple purposes (TR) Mission Viejo CDAFederally Taxable

6/10/97 $9,335,000 Neuport BeachOrange NR Neg (BC) Orrick Herrington 9/01/22 6.490CDIAC Debt Issue Nta_ber: 97 -.1061 C_ (NIC)Special assessment bond (UW) Stone & YounghergMulti cap in_orwents and public _orks (TR) US Trust Co of CAID No 95-1CIOSA

6/05/97 $4,870,000 Ne_aport-Mesa Unifiecl School District(SCLE)

Orange S:SP-I+ Coat_ (BC) Orrick Herrington 6/30/98 3.843CDIAC Debt Issue NL_nber: 97 - 1042 (FA) C M de Crinis Term (NIC)Tax and revenue anticipation note (UW) First Atl0any CorpCash flow, interim financing (TR) First Trust of CASCLE 1997 TRAN Pool Ins (EN) MBIA

6/05/97 $5,000,000 North Orange County Coml_nity CollegeDistrict (SCLE)

Orange B:SP-I+ Comp (BC) Orrick Herrington 6/]0/98 3.843CDIAC Debt Issue Number: 97 - 1043 (FA) C M de Crinis Term (NIC)Tax and revenue anticipation note (UW) First ALbany CorpCash flow, interim financing (TR) First Trust of CASCLE 1997 TRAN Pool Ins (EN) MBIA

8127197 $2,000,000 Ocean View School DistrictOrange S:AAA Comp (BE) Bowie Arneson Kadi 8/01/27 5.555CDIAC Debt Issue N_qd3er: 97 - 1179 (FA) Bale Scott & Co comb (NIC)General obligation bond (US/) Piper Jaffray lncK-12 school facility (TR) First'Trust of CA

Ins (EN) MBIA

162

"%. ANNUAL REPORT CALENDAR 1997


Date Amount Cotmty, TVlOeof Debt, Purpose Enhancmt Sale Function, Participant Type Type

1/14/97 $136,923,081 Orange CountyOrange S:AAA Meg (BC) Wittkie. Farr 9/01/21 8.253CDIAC Debt Issue Number: 97 - 0032 N:Aaa (FA) Salomon Brothers Serial (TIC)Other bond F:AAA (UW) Goldman SachsInsurance and pension funds (TR) US Trust CO of CAPension Ob|igation Ins (EM) MBIAFederally TaxableRefunding

7/30/97 $7,8]0,000 Orange CountyOrange MR Meg " (BC) Joseph J Hughes 8/01101 4.774CDIAC Debt Issue Number: 97 - 1201 (FA) Salomon Brothers Serial (TIC)Certificates of participation/teases (UW) M L Stern & CoEquipment (TR) First Trust of CASuperior Court ICMSRefunding

8/27/97 $7,635,000 Orange CountyOrange S:AAA Neg (BC) Strediing Yocca 6/15/37CDIAC Debt Issue Ntedoer: 97 - 1338 (FA) CGMS Inc Term VARConduit revenue bond (UW) Newman& AssociatesMultifamily housing {TR) First Trust of CALarkspur Canyon AptsRefunding

6/11/97 $10,815,000 Orange County CFD No 8T-4 cOrange S:AAA Neg (BC) Strediing Yocca 8/15/19 5.450CDIAC Debt Issue Number: 97 - 0155 M:Aaa (FA) FieicL_an Rolapp comb (HIC)Limited tax obligation bond (UW) Stone & YoungbergK-12 schoo| faci|ity (TR) First Trust of CAFoothill Ranch Ins (EM) MBIA

11/18/97 $77,300,000 Orange County Financing AuthorityOrange S:AAA Neg (BC) Orrick Herrington 12/01/13 4.929CDIAC Debt Issue Number: 97 - 1690 M:Aaa (FA) PRAG Comb (NIC)Public enterprise revenue bond (UW) Lehman BrothersSolid waste recovery facilities (TR) First Trust of CASubject to Alternative Minimum Tax Ins (EH) AmbacRefunding

163

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I I / I I I I I I, i I I I I IE_ r El

I % ANNUAL REPORT CALENDAR 1997Type Raturity Interest

Issuing Entity, Rating(s) of Date/ Rate/Date ' Araount County, Type of Debt, Purpose Enhancmt SaLe Function. Participant Type Type

9109197 $13,900,000 Orange County Fire AuthorityOrange S:SPI+ Nag (BC) Quint & Thimmig 9/17/98 4.004CDIAC Debt Issue Number: 97 - 1392 (FA) PubLic Financial Term (RIC)Tax and revenue anticipation note (UW) Stone & YoungbergCash flow, interim financing (TR) Orange CO

9/10/97 $57,730,000 Orange County Local TransportationAuthority

Orange S:A+ Nag (BC) Nossaman Guthner 2/15/11 5.058CDIAC Debt Issue Number: 97 - 1450 N:A1 (FA) Sperry Capital Serial (TIC)SaLes tax revenue bond (UW) Lehman BrothersPubLic transit (TR) BNY Western TrustNeasure M Ins (EN) AmbacRefunding

6/05/97 $11,770,000 Orange County Office of Education (SCLE)Orange S:SP-I+ Comp (DC) Orrick Herring[on 6/30/98 3.843CDIAC Debt Issue Number: 97 - 1064 (FA) C H de Crinis Term (NIC)Tax and revenue anticipation note (UW) First ALbany CorpCash flow, interim financing (TR) First Trust of CASCLE 1_7 TRAW Pool Ins (EN) NBIA

7/16/97 $33,000,000 Orange County Water DistrictOrange NR Neg (BC) Stradiing Yocca 8/31/96CDIAC Debt Issue Nu_oer: 97 - 0107 Term VARTax and revenue anticipation note (UW) Smith Barney incProject, interim financing (TR) First Trust of CARefunding

7/18/97 $25,605,000 Orange County Water DistrictOrange S:AAA Neg (BC) Strad[ing Yocca 8/15/16 5.166CDIAC Debt Issue Number: 97 - 1277 M:Aaa Co_i_ (BIC)Certificates of participation/Leases (tJW) Smith Barney IncWater suppiy/storage/distribotion (TR) State Street Bank CARefunding Ins (ER) NBIA

164

N_

aND ANNUAL REPORT CALENDAR 1997



5122197 $5,000,000 Orange Industrial Development AuthorityOrange B:AA+/A-1 Heg (BC) Best Best & Krieger 5101122CDIAC Debt Issue Number: 97 - 0273 (FA) Fietdman Rolapp Term VARConduit revenue bond (UW) A G EdwardsIndustrial development (TR) First Trust of CAControl Air Conditioning Corp Ins lEg) STRSSubject to Alternative Hinimum Tax

6/10/97 $3,280,000 Orange Redevelopg_nt AgencyOrange S:AAA Meg (BC) Best Best & Krieger 9/01127 5.570CDIAC Debt Issue Number: 97 - 0274 H:Aaa (FA) Fietdman Rolapp Comb (NIC)Fax allocation bond (UW) E J De La RosaRedevelopment, multiple purposes (TR) First Trust of CATustin St Series A Ins (EH) tiBIARefunding

6/10/97 $6,500,000 Orange Redevelopment AgencyOrange S:AAA Neg (BC) Best Best & Krieger 9/01/27 5.570CDIAC Debt Issue Number: 97 - 0275 N:Aaa (FA) Fieldman Rolapp Comb (NIC)Tax allocation bond (LIW) E J De La RosaRedevelopment, multiple purposes (TR) First Trust of CATustin St Series B Ins (EN) RBIAFederally TaxableRefunding

6/05/97 $5,000,000 Orange Unified School District (SCLE)Orange S:SP-I+ Comp (BC) Orrick Herrington 6/30/98 3.863CDIAC Debt Issue Number: 97 - 1045 (FA) C H de Crinis Term (NIC)Tax and revenue anticipation note (UW) First Albany CorpCash ftow_ interim financing (TR) First Trust of CASCLE 1997 TRAN Pool Ins (ER) NBIA

7108197 $4,400,000 Piacentia

Orange F:F-I+ Comp (BC) Jones Hall 7/16/98 3.962CDIAC Debt Issue Number: 97 - 0621 (FA) Seidier-Fitzgeraid Term (NIC)Tax and revenue anticipation note (UW) BancAmerica SecCash flow, interim financing (TR) Piacentia

165

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Date Amount Countyf Type of Debt, Purpose Enhancmt SaLe Function, Participant Type Type

6/05/97 $6,900,000 Piacentia-Yorba Linda Unified SchoolDistrict (SCLE)

Orange S:SP-I+ Cor_ (BC) Orrick Herrington 6/30/98 3.843CDIAC Debt Issue Number: 97 - 1046 (FA) C M de Crinis Term (NIC)Tax and revenue anticipation note (LIW) First Atbany CorpCash ftou, interim financing (TR) First Trust of CASCLE 1997 TRAH Poor Ins (EN) HBIA

6106/97 $5,000,000 Rancho Santiago ComllJnity CollegeDistrict (CCCFA)

Orange S:SP-I+ Meg (BC) Stradting Yocca 9130198 4.023CDIAC Debt Issue Number: 97 - 0397 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Lehman BrothersCash ftow, interim financing (TR) US Trust Co of CACCCFA 1997 TRAN Pool A & B Ins (EB) FSA

1/08/97 $15,686,602 Saddieback Valley Unified SchoolDistrict CFD Mo 89-2

Orange NR Neg (BC) Rutan & Tucker 9/01/20 6.392CDIAC Debt Issue Number: 96 - 1503 (FA) Fieidman Rotapp comb (TIC)Limited tax obligation bond (US4) Sadd[eback Viy USD PK-12 schoot facility (TN) Dai-lchi KangyoRefunding

1/08/97 $12,213,718 Saddteback Valley Unified SchoolDistrict CFD No 89-3

Orange MR Neg (BC) Rutan & Tucker 9/01/20 6.388CDIAC Debt Issue Number: 96 - 1504 (FA) Fieicknan Ro[app Comb (TIC)Limited tax obtigation bond (Ug) Saddieback Viy USD PK-12 school facitity (TR) Oai-lchi gangyoRefunding

166

"% ANNUAL REPORT CALENDAR 1997



1/08/97 $29,484,918 Saddieback Valley Unified SchoolDistrict Public Financing Authority

Orange S:AAA Reg (DC) Rutan & Tucker 9/01/20 5.923CDIAC Debt Issue Number: 96 - 1505 H:Aaa (FA) Fieic_an golapp comb (TIC)Revenue bond (Poet) (Ug) Stone & YoungbergK-12 school facility (TR) Dai-ichi KangyoSer A Sr Lien Ins (EN) FSARefunding

1108197 $2,365,000 SaddIeback Valley Unified SchoolDistrict CFD No 88-1

Orange MR Meg (go) Rutan & Tucker 9/01/20 6.601CDIAC Debt Issue Nu_er: 96 - 1506 (FA) Fietdman gotapp • comb (TIC)Limited tax obligation pond (ug) Saddieback VIy USD PK-12 school facility (TR) Dai-Ichi Kangyo

6/05197 $11,345,000 Saddieback Valley Unified SchoolDistrict (SCLE)

Orange S:SP-I+ Comp (BC) Orrick Herrington 6/50/98 3.843CDIAC Debt issue Number: 97 - 1048 (FA) C M de Crinis Term (NIC)Tax and revenue anticipation note (UW) First Albany CorpCash Flow, interim financing (TR) First Trust of CASCLE 1997 TRAM Pool ins (EN) MBIA

9/26/97 $1,448,274,315 San Joaquin Hilts TransportationCorridor Agency

Orange S:AAA/BBB Neg (BC) Stradiing Yocca 1/15/36 5.810CDIAC Debt Issue Number: 97 - 1368 N:Aaa/Baa (FA) PRAG comb (TIC)Public enterprise revenue bond F:AAA/BBB (UW) Smith Barney IncBridges and highways (TR) BNY Western TrustToll Road Ins (EN) MBIARefunding

167

n n a_ am ,m m: m m Ill m mint mmm Ul _ ii m m m In

I I m i _! _ I _ m I II I1 I m I I m ,! .m

I ANNUALREPORTCALENDAR 1997Type Maturity Interest

Issuing Entity, Rating(s) of Date/ Rate/Date Amount County, Type of Debt, Purpose Enhancmt Sate FLmction_ Participant Type Type

5/06/97 $1,800,000 San Juan Capistrano Co¢_ityRedevelopment Agency

Orange S:A/L_ C_np (BC) Strsdting Yocca 8/01/17 7.731CDIAC Debt Issue Number: 97 o 0179 (FA) Fieldman Rolapp comb (NIC)Tax allocation bond (U&#) $_heat First ButcherRedevelopment, multiple purposes (TR) BRY Western TrustCentral Ins (EN) NBIAFederaLly Taxable

12/18/97 $2,540,000 Santa Ana Housing AuthorityOrange NR Neg (BC) Jones Hail 6/01/17CDIAC Debt Issue Number: 97 - 1757 (FA) CGHS Inc Term VARConduit revenue bond (UW) NationsCreditMuitifamiiy housing (TR) First Trust of WAHeninger Village Sr Aptssubject to Alternative Minimum TaxRefunding

6/05/97 $11,000,000 Santa Aria Unified School District (SCLE)Orange S:SP-I+ Comp (BE) Orrick Herrington 6/30/98 3.843CBIAC Debt Issue Number: 97 - 1047 (FA) C M de Crinis Term (NIC)Tax and revenue anticipation note (tM) First Albany Corp.Cash flow, interim financing (TR) First Trust of CASCLE 1997 TRAM Pool Ins (EM) RBIA

9/30/97 $49+175,000 Santa Margarita Water DistrictOrange NR Neg (BC) Strad[ing Yocca 8/01/18 5.111CDIAC Debt Issue Mu_ber: 97 * 1535 (FA) Evensen Dodge SePia[ (NIC)Genera[ obligation bond (Ug) Santa Margarita/DanaMulti cap imprvments and public works (TR) Union Dank of CAID No 4Refunding

168




9/30/97 $3,575,000 Santa Hargarita Water DistrictOrange NR Nag (BC) Stradling Yocca 8/01/11 5.111CDIAC Debt Issue Number: 97 - 1532 (FA) Evenaen Dodge Serial (NIC)Genera[ obligation bond (UW),Santa Nargarita/DanaHutti cap imprvments and public works (TR) Union Bank of CAIO No 2Refunding

9/30/97 $13,615,000 Santa Rargarita Water DistrictOrange NR Neg (BC) Stradting Yocca 8/01/11 5.111CDIAC Debt Issue Number: 97 - 1533 (FA) Evensen Dodge Serial (NIC)Genera[ obligation bond (Ug) Santa Nargarito/DanaRuLti cap imprvments and public uorke (TR) Union Bank of CAID No 2ARefunding

9/30/97 $6,060,000 Santa Hargarita Water DistrictOrange NR Neg (BC) StradLing Yocca 8/01/18 5.111CDIAC Debt Issue Number: 97 o 1534 "(FA) Evensen Dodge Serial (RIC)General obligation bond (tM) Santa Nargarita/DanaHutti cap imprvments and public works (TR) Union Bank of CAID No 3Refunding

9/30_97 $72,425,000 Santa Hargarita/Dana Point AuthorityOrange S:AAA Neg (BC) Btradting Yocca 8/01/18 5.111CDIAC Debt Issue Number: 97 - 1355 H:Aaa (FA) Evensen Dodge Comb (NIC)Revenue bond (PooL) (UW) PaineWebberMulti cap imprvioents and public works (TR) Union Bank of CAID Ros 2. 2A, 3 & 4 Ins (EN) AmbacRefunding

6/10/97 $1,605,000 Seal Beach (CSCDA)Orange S:SP-I+ Nag (BC) Orrick Herring[on 6/30/98 3.915CDIAC Debt Issue Number: 97 - 1020 N:RIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Horgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins (EN) FSA

169

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. Type Maturity InterestIssuing Entity, Rating(s) of Date/ Rate/


6/06/97 $11,500,000 South Orange County community CollegeDistrict (CCCFA)

Orange S:SP-I+ Beg (BC) Stradting Yocca 9/30/98 4.023CDIAC Debt Issue Number: 97 - 0398 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA1997TRAMpoD[A & B Ins (EN) FSA

5122/97 $14,330,000 StsntonOrange S:AAA Neg (BC) Riehards Watson 8/01109 5.625CDIAC Debt Issue Bunter: 97 - 0326 Term (NIC)COndUit revenue bond (US/) O'Connor & CoMultifamity housing (TR) First Trust of CAContinental Gardens Apts Oth (EN) FNHASubject to Alternative Minimum Tax

10123/97 $3,300,000 Tustin Public Finance AuthorityOrange S:AAA Neg (BE) Orrick Herrington 9102113 4.997CDIAC Debt issue gun,oar: 97 - 1199 M:Aaa Comb (NIC)

Revenue bond (Pool) (U_) PaineWebberMulti cap in,Dry,ants and p(folic works (TR) State Street Bank CATustin Ranch Conversion No 1 ReAD 95-2 Ins (EN) FSARefunding

6105197 $4,860,000 Tustin Unified School District (SCLE)Orange S:SP-I+ Comp .(BC) Orrick gerrington 6/30/98 3.843CDIAC Debt Issue Number: 97 - 1049 (FA) C N de Crinis Term (NIC)Fax and revenue anticipation note (UW) First Albany CorpCash flow, interim financing (TR) First Trust of CASCLE 1_7 TRAM Pool Ins (EN) MBIA

12123197 $40,250,000 Westminster Redevetopalent AgencyOrange S:AAA/A-1 Meg (BC) Best Best & Krieger 8/01/27CDIAC Debt Issue Number: 97 - 1405 M:Aaa/VMI Term VARTax allocation bond (UW) Westminster PFA

Redevelopment, multiple purposes (TR) First Trust of CANo 1 Ins (EN) AmbacRefunding

170



Date Amount County, Type of Oebtf Purpose Enhancmt Sale FLmction, Participant Type Type

Placer

9118/97 $20,750,000 Auburn Union School DistrictPlacer S:A+/A-1 geg (BE) Quint & Thimmig 12/01/23CDIAC Debt Issue Number: 97 - 1391 (FA) Honey Heasures Term VARCertificates of participation/leases (IJW) Sutter SecuritiesK-12 school facility (TR) US Trust Co of CARefunding LOC lEg) Banque Natl de Paris

10/07197 $2,850,000 Auburn Union School District

Placer S:SP-I+ Co_p (BC) Quint & Thimmig 10/13/98 .3.777CDIAC Debt Issue Number: 97 - 1507 (FA) Sutter Securities Term (NIC)Tax and revenue anticipation note (UW) Zions 1st Rt'[ BnkCash flow# interim financing (TR) Placer Co

7/28/97 $3,569,316 Eureka Union School DistrictPlacer S:AAA Heg (BC) Stradiing Yocca 8101/22 8.305CDIAC Debt Issue Number: 97 - 1255 M:Aaa Co_b (NIC)Genera[ obligation bond (UW) Stone& YoLmgbergK-12 school facility (TR) Placer Co

Ins (Efl) FSA

5/14/97 $1,950,000 Foresthil[ Public Utility DistrictPlacer NR Neg (BC) Jones Hall flit[ 6/03/98 6.304CDIAC Debt Issue Number: 97 - 0896 Term (Nit)Bond anticipation note (UW) H L Stern & Co

; Project, interim financing (TR) First Trust of CAWater System AD No 2

7111197 $1,364,150 Foresthi[[ Public Utility DistrictPlacer NR fleg (BC) Jones Hall 9/02156 4.833

-CDIAC Debt Issue Number: 97 - 1267 Term (RIC)Spocia[ assessment bond (LIW) Rural EconomicWater supply/storage/distribution (TR) Foresthit[ PUDAD No 2Refunding

171

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Date Amount County, Type of Debt, Purpose Enhancmt Sale Function t Participant Type Type

8/26197 $1,600,000 Loomis Union ELementary School DistrictPLacer S:SP-I+ Beg (BC) Strod[ing Yocca 9110/98 3.900CDIAC Debt Issue Nu_er: 97 - 0905 Term (NIC)Tax and revenue anticipation note (UW) George K BaumCash flow, interim financing (TR) Dai-lchi Kangyo

7109/97 $4,170,000 North Lake Tahoe Public FinancingAuthority

PLacer S:AAA Neg (BC) Orrick Herrington 6101/12 4.683CDIAC Debt Issue Number: 97 - 1140 R:Aaa (FA) Fietdman Rolapp Serial (NIC)PubLic enterprise revenue bond (UW) BoncAmerica SecSoLid waste recovery facilities (TR) Dai-lchi Kangyo

Ins (ER) MBIA

2/20/97 $15,000,000 PLacer CountyPLacer S:AAA Neg (BC) Orrick Herrington 6/01/24 5.579CDIAC Debt Issue Ru_er: 96 - 1396 M:Aaa Con_ (NIC)Certificates of participation/teases (UW) George K BaumPubLic building (TR) Dai°Ichi KangyoAdministrative/Emergency Services Ins (EN) MBIA

8/26/97 $1,570,080 PLacer County Office Of EducationPLacer S:SP-I+ Neg (BC) Stradting Yocca 9/10/98 3.900CDIAC Debt Issue Number: 97 - 0906 Term (NIC)Tax and revenue anticipation note (UW) George K BaumCash fLow, interim financing (TR) Dai-lchi Kangyo

8/26/97 $1,025,000 PLacer HiLLs Union ELementary SchoolDistrict

PLacer S:SP-I+ Reg (BC) Stradting Yocca 9/10/98 3.900CDIAC Debt Issue Number: 97 - 0903 Term (NIC)Tax and revenue anticipation note (U_) George K BournCash flow, interim financing (TR) Dai-lchi Kangyo

172




8/26/97 $5,000,000 PLacer Union High School District

PLacer S:SP-I+ Meg (BC) Stred[ing Yocca 9/10/98 3.900CDIAC Debt Issue NLenber: 97 - 0902 Term (NIC)Tax and revenue anticipation note (LIW) George K BaumCash flow, interim financing (TR) Dai-ichi gangyo

12/04/97 $4,080,000 Bocktin Coernunity FaciLities DistrictNo 7

PLacer NR Neg (BC) Jones Hat[ 9/01/22 6.081CDIAC Debt Issue NLcnber: 97 - 1760 (FA) Project Fin Assoc Con_ (NIC)Limited tax obligation bond (UW) Sutro & CoStreet construction and improvements (TR) First Trust of CASunset _est-lnterchange/Najor St LOC (ER) LaSalte Nt[ Bank

4/30/97 $3,605,000 Rocktin CFD No 4PLacer NR Neg (BC) Jones Ha[[ Hill 9/01/11 5.691CDIAC Debt Issue NtsrLber: 97 - 0317 (FA) Project Fin Assoc comb (NIC)Limited tax obtigation bond (LIW) Stone & YoungbergHu[ti cap impr_nents and public _orks (TR) First Trust of CASE RocktinRefunding

4/10/97 $3,410,000 Rocktin Redevelopment AgencyPlacer S:BSB Meg (Be) Jones Ha[[ Hilt 9/01/27 6.056CDIAC Debt Issue Number: 97 - 0334 (FA) Project Fin Assoc comb (NIC)Tax allocation bond (UW) PaineWebberRedevelopment, muttip[epurposes (TR) Union Bank of CARefunding

8/26/97 $3,330,000 Rock[in Unified School District

PLacer S:SP-I+ Reg (BC) Strad[ing Yocca 9/10/90 3.900CDIAC Debt Issue Number: 97 - 0901 Term (NIC)Tax and revenue anticipation note (UW) George K BaumCash flow, interim financing (TR) Dai-lchi Kangyo

173

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Type Maturity InterestIssuing Entity, RatingCs) of Date/ Rate/


12/16/97 $3,040,000 Rocktin Unified School DistrictPlacer M:Aaa Comp (Be) Kronick Hoskovitz 9101123 5o144CDIAC Debt Issue Number: 97 - 1761 (FA) Stone & Youngberg Comb (TIC)Certificates of participation/leases (L/W) Smith Barney ]ncK-12 school facility (TR) First Trust of CA

Ins (EN)NSIA

8/26/97 $2,575,000 Roseviite City School DistrictPLacer S:SP-I+ Neg (BC) Stradiing Yocca 9/10/98 3.900COIAC Debt Issue Number: 97 - 0900 Term (NIC)Tax and revenue anticipation note (UW) George K BaumCash flow, interim financing (TR) Dai-lchJ gangyo

9/17/97 $33,000,000 Roseville Finance AuthorityPLacer S:AAA gag (BC) Brown & Wood 12/01/18 5.142CDIAC Debt Issue Number: 97 - 0108 M:Aaa (FA) Public Financial comb (SIC)PubLic enterprise revenue bond (LM) PaineWebberWater suppLy/storage/distribution (TR) First Trust of CA

Ins tEN) FGIC

10131/97 $11,880,000 Roseviite Finance AuthorityPLacer S:AAA Reg (BC) Brown & Wood 2/01/17 5.184CDIAC Debt Issue Number: 97 - 0144 M:Aaa (FA) public Financial Cor_o (NIC)Certificates of participation/teases (UW) PaineWebberPower generation/transmission (TR) First Trust of CARefunding Ins (EN) Arrbac

8126197 $2,200,000 Western PLacer Unified School DistrictPLacer S:SP-I+ Neg (BC) Stradting Yocca 9/10/98 3.900CDLAC Debt Issue Number: 97 - 0897 Term (SIC)Tax and revenue anticipation note (UW) George K gau_Cash flow, interim financing (TR) Dai-ichi Kangyo

174




PLums

9103197 $1,225,000 Eastern PLumas HeaLth Care DistrictPtumas Ng Neg (BC) Hinshaw & Cuibertson 8/01107 8.146CDIAC Debt Issue Humber: 97 - 1333 Term (NIC)Other note (UW) Riller Johnson & KueHealth care facilities (TR) State Street Bank CA

11/21/97 $3,4OO,OOO Pturnas Countypturnas S:Spol+ Neg (Be) Stradting Yocca 12/03/98 3.850CDIAC Debt Issue gL_rber: 97 - 1706 (FA) Leifer Capita[ Term (NIC)"Tax and revenue anticipatJonnote (UW) 8T Alex Broun ]ncCash flow, interim financing (TR) Plums Co

3/26/97 $1,155,400 PLums Unified Schoot Districtpiumas NR Reg (BC) Jones HaLL HiLt 7/01/01 4.938CDIAC Debt Issue NurSer: 97 - 0158 Serial (MIC)

Certificates of participation/teases (UW} City National BankK-12 school facility (TR) Municipal LeasingRefunding

5128197 $1,173,000 Portota Water Financ'ing Authoritypit.as NR Reg (BC) Richards Watson 5/01/37 5.000CDIAC Debt Issue Number: 97 - 0146 (FA) A R Nitter & Co Serial (NIC)

PubLic enterprise revenue bond (U_) Rural EconomicWater suppLy/storage/distribution (TR) PortoIaRefunding

Riverside

7122197 $12,000,000 Aivord Unified SchooL DistrictRiverside R:Aaa Comp (BC) Jones Hail 8/01/27 5.309CDIAC Debt Issue Number: 97 - 1191 (FA) Andrew Ach & Assoc comb (NIC)

Genera[ obligation bond (LIW) Prudential Sec Inc. K-12 school facility (TR) State Street Bank CA

Ins (EN) FGIC

175

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m n m m m m m mm m m m m m m m m m m m




2/21/97 $6,810,000 BanningRiverside B:Aaa Neg (BC) StradLing Yocca 11/01/20 5.534CDIAC Debt Issue Number: 97 - 0142 (FA) Evensen Dodge Comb (NIC)Certificates of participation/Leases (L_) Stone & YoungbergPubLic building (TR) Oai-lchi KangyoAa_inistration Btdg Ins (EN) MBIARefunding

6/10/97 $1,915,000 Banning (CSCDA)Riverside S:SP-I+ NeD (BC) Orrick gerrington 9/30/98 3.915CDIAC Debt Issue Number: 97 - 0976 H:BIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (Lit#) Norgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool B Ins (ER) FSA

6/19/97 $2,000,000 Banning Unified School District (RCOSFA)Riverside H:HIG1 Neg (BC) Brown & Wood 10/01/98 5.962CDIAC Debt issue Number: 97 - 0789 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) Riverside CoRCOSFA1997 TRAN Pool

4/09/97 S3,D60,OO0 Beaumont Unified School DistrictRiverside S:AAA NeD (BC) StradLing Yocca 1/01/21 5.892CDIAC Debt Issue Number: 97 - 0t5] . B:Aaa Comb (NIC)Certificates of participation/teases (Ut/) Paine_ebberK-12 school facility (TR) First Trust of CARefunding ins (EN) FSA

6/19/97 $1,000,000 Beaumont Unified School District(RCOSFA)

Riverside H:RIG1 ReD (Be) Bro_ & Wood 10/01/98 3.962CDIAC Debt Issue Number: 97 - 0790 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Lehman DrothersCash flow, interim financing (TR) Riverside CoRCOSFA1997 TRAR PooL

176



Date Amount County. Type of Debt. Purpose Enhancmt Sale Function, Participant Type Type

10/01/97 $5,085,000 Btythe Financing Authority

Riverside B:AAA Neg (BC) Richards Watson 9/01/27. 5.517CDIAC Debt Issue Rumber: 97 - 1190 M:Aaa (FA) A M Miller & Co comb (MIC)public Lease revenue pond (L_) KinseLt O'Nea{Public building (TR) First Trust of CACity Ball/County Courthouse Ins (EH) MBIA

11/25/97 $3,400,000 BLythe Redevelopment AgencyRiverside S=BBB Meg (BC) Richards Watson 5/01/28 5.827CDIAC Debt Issue Number: 97 - 1587 (FA) A M Hiller & Co Comb (MIC)Tax allocation bond (UW) KinseL[ O'NeaLRedevelopment, multiple purposes (TR) First Trust of CANo 1Refunding

3/19/97 $5,920,000 Cathedral City Public FinancingAuthority

Riverside S:AAA Neg (BC) Jones Ball Hill 8/01/27 7.962CDIAC Debt Issue Number: 97 - 0193 H:Aaa Comb (NIC)Public Lease revenue bond (LIW) Stone & YoungborgMulti cap imprvments and public works (TR) BNY gestern TrustCccnm/Sr Ctrs, Fire Stations 411 & 422 Ins (EM) MBIAFederally Taxable

8/19/97 $10,000,000 Coachetta Valley Unified School District

Riverside S:AAA Comp (BC) Bowie Arneson Kadi 8/01/22 5.100CDIAC Debt Issue Hun(bet: 97 - 1135 M:Aaa (FA} George g Bauta Comb (TIC)General obligation bond (UW) Piper Jaffray IncK-12 school facility (TR) Dai-Jchi Kangyo

Ins (EH)FSA

1/16/97 $7,010,000 Corona

Riverside • S:AAA Comp (BC) Best Best & Krieger 8/01/16 5.799CDIAC Debt Issue Number: 96 _ 1886 M:Aaa (FA) Public Financial Serial (NIC)Certificates of participation/Leases (UW) PainegebberNastewater collection and treatment

Refunding Ins (EN) MBIA

177

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Date Amount County, Type of Debt I Purpose Enhancmt GaLe Function I Participant Type Type

0/27/97 $1,605,000 CoronaRiverside RR Comp (BC) Best Best & Krieger 9102122 6.562CDIAC Debt Issue Number: 97 - 1663 (FA) Fietdman RoLapp Comb (NIC)Special assessment bond (LIW) M L Stern & CoMulti cap imprvments and public works (TR) DRY Western TrustMt Gate West AD No 96-1 Set B Zone 6 & 7

8/27/97 $685,000 CoronaRiverside BR Comp (Be) Best Best & Krieger 9/02/22 6.073CDIAC Debt Issue Number: 97 - 1329 (FA) Fietdman RoLapp Comb (Nit)Special assessment bond (UW) M L Stern & CoMulti cap imprvments and public works (TR) BNY Western TrustMt Gate West AD No 96-1 Set A Zone 3 & 4

6/19/97 $5,000,000 Desert Community College District(RCOSFA)

Riverside M:MIG1 Meg (BC) Brown & Wond 10/01/98 3.962CDIAC Debt Issue B_doer: 97- 0791 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (LIW) Lehman BrothersCash flow, interim financing (TR) Riverside CoRCOSFA 199T TRAN Pool

8/14/97 $1,275,000 Desert Hot SpringsRiverside F:F-2 Comp (BC) Ouint & Thimmig 11/26/98 5.465CDIAC Debt Issue Number: 97 - 1332 (FA) Seidier-Fitzgeraid Term (NIC)Tax and revenue anticipation note (LIW) Zions 1st NtJ[ BnkCash flow, interim financing (TR) Desert Hot Springs

6/10/97 $9,20B,000 Desert Sands Unified School DistrictRiverside S:SP-I+ Comp (BC) Stradling Yocca 7/07/98 3.750CDIAC Debt Issue Number: 97 - 0348 (FA) Burro & Co Term (NLC)Tax and revenue anticipation note (LIW) Oppenheimer & CoCash flow, interim financing (TR) Riverside Co

178


Ty_ Naturity InterestIssuing Entity, Rating(s) of Date/ Rate/


6/18/97 $21,835,000 Eastern Municipal Water DistrictRiverside S:AJU_ Keg (BC) StradLing Yocca 7101123 5.564CDIAC Debt Issue NLenber: 97 - O0_ N:Aaa (FA) FieLdman RoLapp Comb (NIC)Certificates of participation/teases tUN) Painegebt_rgater su1_oLy/storage/distriloution (TR) US Trust Co of CARefLmding Ins tEN) MBIA

5_22_97 $6,000,000 HemetRiverside S:AAA Keg (BC) Jones Hat[ Hilt 2/01/12 5.321CDIAC Debt Issue Nun_oer: 97 - 0431 M:Aaa Serial (NIC)Pubtic enterprise revenue bond (LIW) Alden CapitalWater supply/storage/distribution (TR) First Trust of CARefunding ins tEN) FSA

4123197 $5,420,000 Hemet Unified School DistrictRiverside S:AAA Neg (go) Bo_ie Arneson Kadi 4101127 5.984CDIAC Debt Issue Kumber: 97 - 0198 H:Aaa (FA) Municipal Leasing Comb (TIC)Certificates of participation/Leases (LM) Paine_ebberOther/mattipie educational uses (TR) US Trust Co of CANutrition Ctr Ins tEN) FSA

6119/97 $4,690,000 Hmet Unified School District (RCOSFA)Riverside R:MIG1 Neg (BC) Brot_n & Woed 10/01/98 3.962CDIAC Debt Issue Number: 97 - 0792 (FA) Sutro & Co Term (Kic)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) Riverside CoRCOSFA1997 TRAN POD[

6110197 $300,000 Iclyttwitd Fire Protection District(CSCDA)

Riverside S:SP-I+ Keg (BC) Orrick Herrington 6/30/98 3.915C9IAC Debt Issue Number: 97 - 0991 R:RIG1 (FA) Sutro & Co Term (KIC)Tax and revenue anticipation note (US/) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1_x)7 TRAN Pool A Ins tEN) FSA

179

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6124/97 $7t040,000 Indian WellsRiverside NR Neg (BC) Orrick Herrington 9/02/12 5.690CDIAC Debt Issue N_ber: 97 - 0915 Serial (NIC)Special assessment bond (L_) Stone & YoungbergNutti cap imprvments and public _orks (TR) First Trust of CAReAD No 13Refunding

8/12/97 $1,105,000 Indio public Financing AuthorityRiverside S:AAA Neg (BC) Futbright & Jaworski 8/15/19 7.680CDIAC Debt Issue Number: 97 - 1124 N:Aaa (FA) Rod Gunn Term (NIC)Revenue bond (Pool) (LM) O'Connor & CoRedevelopment, rr_ltipte purposes (TR) First Trust of CAThe Indio Center Series A Ins (EN) HBIAFederally TaxableRefunding

8/12/97 S7,935,000 lndio Public Financing AuthorityRiverside S:AAA Neg (BC) Fulbright & Jaworski 8/15/27 5.290CDIAC Debt Issue Number: 97 - 150/* H:Aaa (FA) Rod Gunn comb (NIC)Revenue bond (Pool) (tJW) O_Connor & CoRedevelopment, multiple purposes (TR) First Trust of CAThe ledio Center Series B Ins (EN) HSIARefunding

0/12/97 S2,585,000 Iedio Public Financing AuthorityRiverside NR Neg (BC) Fuibright & Jauorski 8/15/27 6.590CDIAC Debt Issue Number: 97 - 1505 (FA) Rod Gunn Term (NIC)Revenue bond (Pool) (Ug) OmConnor & CoRedevelopment, r_Jttipte purposes (TR) First Trust of CAThe lndio Center Series CRefunding

6/25/97 $5,000,000 Jurupa Unified School District (CSCRPA)Riverside S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Ncafloer: 97 - 0626 R:RIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) Ambac

180

ANNUAL REPORT CALENDAR 199718BOX

Type Naturity interestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount Countyf Type of Debt_ Purpose Enhancmt Sate .Function r Participant Type Type

8_04_97 $4,255,000 Lake Etsinore CFD No 88-3Riverside NR Heg (BE) Quint & Thir_nig 9/01/20 12.000 t

CDiAC Debt Issue Ntmnber= 97 - 1318 (FA) Rod Gtmn Term (HIE) •Limited tax obligation bond (UW) Lake EtsinoreRuttl cap imprwents and pob[ic works (TR) Union Bank of CAWest Lake Eisinore Series BFederaLly TaxableRefunding

8/04/97 $24,550,000 Lake Eisinore CFD No _-3Riverside . NR Reg (BE) Quint & Thim_ig 9/01/20 7.099CDIAC Debt Issue Nu_er: 97 1317 (FA) Rod Gunn Term (N1C)Limited tax obligation bond (LIW) Lake Elsinore PFANulti cap imprvments and public works (TR) Union Bank of CAWest Lake Etsinore Series A

Federally TaxableReftmding

8104/97 $24,550,000 Lake Etsinore Public Finance AuthorityRiverside HR Heg (BE) Jones Halt 9101/20 7.098COiAC Debt Issue NL_doer: 97 - 1282 (FA) Red 6unn Term (TIC)Revenue bond (Pool) (UW) O,Co_aor & CoMulti cap imprvments and public works (TR) Union Bank of CALake Elsinore CFD No 88-3Refunding

1/22/97 $14,680,000 Lake Elsinore Recreation AuthorityRiverside HR Neg (BE) Jones Halt Hilt 2/01/32 7.260CDiAC Debt Issue Rurdoer: 96 - 1879 (FA) Rod Gunn Co_t) (TIC)Public tease revenue bond (UW) O,Connor & CoRecreation and sports facilities (TR) Union Bank of CARefunding

4/09/97 $6,930,000 Lake Elsinore School Financing AuthorityRiverside S:BBB Neg (BE) goMie Arneson Kadi 9/01/19 6.166CDiAC Debt issue Nuldoer: 97 - 0208 comb (NIC)Revenue pond (Pool) (UW) George K BaumK-12 school facility (TR) US Trust Co of CARefunding

181

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Type Maturity Interestissuing Entity, RatingCs) of Date/ Rate/


4/09/97 $1,930,000 Lake Etsinore Unified School DistrictRiverside . S:BBB Neg (BC) Bowie Arneson Kedi 9/01/19 6.129CDIAC Debt Issue Rua_)er: 97 - 0209 Conzb (NIC)Certificates of participation/teases (UW) Lake Etsinore Sch FAK-12 school facility (TR) US Trust Co of CAFederatty TaxabLeRefunding

4/09/97 $2,610,000 Lake Etsinore Unified School DistrictCFD No 90-1

Riverside S:BBB Neg (BC) Bo_ie Arneson Kadi 9/01/16 6.104CDIAC Debt Issue Number: 97 - 0211 Comb (RIC)Limited tax obligation bond (UW) Lake Etsinore Sch FAK-12 school facility (TR) US Trust Co of CAFederaLLy TaxabLeRefunding

4/09/97 $2,390,000 Lake Etsinore Unified School DistrictCFD Ro89-1

Riverside S:BBB Neg (BC) Bowie Arneson Kadi 9/01/19 6.132CDIAC Debt Issue Number: 97 - 0210 Comb (Nit)Limited tax obligation bond (UW) Lake Etsinore Sch FAK-12 school facility (TR) US Trust Co of CAFederaLLy TaxableRefunding

6/19/97 $7,500,000 Lake Eisinore Unified School District(RCOSFA)

Riverside M:MIG1 Neg (BC) Brown & Woed 10/01/98 3.962CDIAC Debt Issue Number: 97 - 0793 (FA) Sutro & CO Term (RIC)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) Riverside CoRCOSFA 1997 TRAN Pool

182


Type Maturity InterestIssuing Entity, Rating(s) of - Date/ Rate/


6/19/97 $4,600,000 Menifee Union School District (RCOSFA)Riverside M:MIG1 Neg (BC) Brokn & Wood 10/01/98 3.962CDIAC Debt Issue Humber: 97 - 0794 (FA) Sutro & Co Term (Nit)Tax and revenue anticipation note (U_) Lehman BrothersCash flow, interim financing (TR) Riverside Co

RCOSFA 1997 TRAM Pool

5127/97 $10,955,000 Moreno Valley

Riverside S:A/A-1 Meg (BC) Quint & Thimmig 11/01/16CDIAC Debt Issue Number: 97 - 0916 Term VARCertificates of participation/Leases (UW) SeidLer-FitzgeratdPublic building (TR) US Trust Co of CACity Hall LOC (ED) Union BankRefunding

11/20/97 $5,300,000 Moreno Valley Public Financing AuthorityRiverside S:RAA Neg (BC) Brown Diven 11/01/22 5.342CDIAC Debt Issue NtaT/oer: 97 - 1611 M:Aaa (FA) Miller & Schroeder Cord_ (NIC)Public Lease revenue bond (UW) Piper Jaffray IncPublic building (TR) US Trust Co of CA

Ins (EN)Ambac

6/16/97 $29,260,000 Moreno Valley Unified Schoo( DistrictRiverside S:AAA Meg (BC) Jones Halt 3101127 _ 5.661CDIAC Debt Issue Number: 97 - 0932 . M:Aaa (FA) Dale Scott & Co Coe_b (N1C)Certificates of participation/leases (UW) Union Bank of CAK_12 school facility (TR) First Trust of CARefunding Ins (EN) FSA

6/24/97 $9,000,000 Moreno Valley Unified School District

Riverside M:MIG1 Nag (BC) StradLing Yocca 6/30/98 5.901CDIAC Debt Issue Nu_/oer:. 97 - 1119 Term (NIC)Tax and revenue anticipation note (US#) BancAmerica SecCash flow, interim financing

183

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6/06/97 $4,500,000 Ht Ran Jacinto Community CollegeDistrict (CCCFA)

Riverside S:SP-I+ ReD (BC) Stradting Yocca 9/30/98 4.023CDIAC Debt Issue Number: 97 - 0395 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (LM) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA 1997 TRAN Pool A & B Ins (EM) FSA

5129197 $11,000,000 HurrietaRiverside S:8BB New (BC) Harper & Burns 4/01/27 6.157CDIAC Debt Issue Nudoer: 97 - 0831 (FA) Urban Futures Comb (BIC)Certificates of participation/teases (L_} Hitler & SchroederBridges and highways (TR) First Trust of CA

6119/97 $2,050,000 Hurrieta Valley Unified School District(BCOSFA)

Riverside H:MIG1 Neg (BC) Brown & Wood 10101198 3.962CDIAC Debt Issue Number: 97 - 0795 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) Riverside CoRCOSFA1997 THAN POD[

12/01/97 $3,460,000 Norco Redevelopment AgencyRiverside R:AAA New (BC) Harper & Burns 3101106 4.282CDIAC Debt Issue MLm_er: 97 - 1687 M:Aaa (FA) Urban Futures Serial (NIC)Tax allocation bond (IN) Norco FARedevelopment, ImJttipte purposes (TR) First Trust of _AArea No I Ins (EN) MBIARefunding

12/11/97 $5,332,000 Palm DesertRiverside NR New (BC) Briggs & Morgan 9102/19 6.193CDIAC Debt Issue Number: 97 - 1619 (FA) Munisoft Serial (NIC)Special assessment bond (IN) Palm Desert FAMulti cap imprvments and public works (TR) First Trust of CABighorn AD No 94-1Refunding

184

.




12/11/97 $1,678,000 Palm DesertRiverside NR Reg (BC) griggs & Horgan 9/02/12 5.817CDIAC Debt Issue NmWoer: 97 - 1618 (FA) Hunisoft Serial (NIC)Special assessment bond (LIW) Palm Desert FAStreet construction and improvements (TR) First Trust of CATierra Vista AD No 92-1

Refunding

12/11/97 $22,989,000 Palm Desert CFD No 91-1Riverside NR geg (BC) Briggs & Horgan 10/01/20 6.175CDIAC Debt Issue Number: 97 - 1616 (FA) Munisoft Serial (NIC)Limited tax obligation bond (t_) Palm Desert FAMulti cap imprvments and public works (TR) First Trust of CAIndian RidgeRefunding

7/24/97 $71,955,000 Palm Desert Financing AuthorityRiverside S:AAA Neg (BC) Richards Watson 6/01/23 5.579CDIAC Debt Issue Number: 96 - 0081 H:Aea (FA) Nunisoft comb (NIC)Tax allocation bond (UW) Kinset[ O'ReatRedevelopment, multiple purposes (TR) First Trust of CAArea No 1 Ins (ER) NBIARefunding

12/11/97 $30,915,000 Palm Desert Financing AuthorityRiverside NR Neg (BC) Briggs & Norgan 10/01/20 5.733CDIAC Debt Issue Number: 97 - 1615 (FA) Nunisoft Comb (NIC)Revenue bond (Pool) (UW) Reclwood SecuritiesMulti cap imprvments and public works (TR) First Trust of CAAD Nos 92-1/94-1/CFD No 91-1Refunding

9/18/97 $12,]00,000 Palm Springs Financing AuthorityRiverside S:AAA Neg (BC) Rutan & Tucker 11/01/21 5.366CDIAC Debt Issue Nciffoer: 97 - 1361 N:Aaa (FA) Rod Gunn Comb (NIC)public tease revenuebond (L_) Stone & YoungbergConvention center (TR) BNY Western TrustRefunding Ins (EN)RBIA

185

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7/24/97 $10,OOO,O00 Palm Springs Unified School DistrictRiverside $:AAA Comp (BC) Bowie Arneson Kedi 2/01/22 5.260CDIAC Debt Issue Number: 97 - 1134 lEA) Dale Scott & Co comb (NIC)General obtigationbond (UW) BancAmerica SecK-12 school facility (TR) State Street Bank CA

Ins (ER) FSA

6/25/97 $_,975,000 Palm. Springs Unified School Oistrict(CSCRPA)

Riverside S:SP-I+ Meg (De) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0627 M:HIG1 Term (MIC)Tax and revenue anticlpetion note (UW) Piper Jaffray IncCash flow, interim financing (TR) DRY Western TrustCSCRPA 1997 TRAM Pool A Ins (EM) Ambac

6/19/97 $1,210,000 Paid Verde Unified School District(RCOSFA)

Riverside M:MIG1 Meg (BC) Brown & Wood 10/01/98 3.962CDIAC Debt Issue Number: 97 - 0796 lEA) Sutro & Co Term (NIt)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) Riverside CoRCOSFA 1997 TRAMPool

10/22/97 . $4,300,000 Perris Union High School DistrictRiverside S:$P-1+ Neg (BC) Quint & Thir_mig 10/29/98 3.884CDIAC Debt Issue Number: 97 - 1511 lEA) Kelling Rorthcross Tem (RIC)Tax and revenue anticipation note (UW) BancAmerica $ecCash flow, interim financing (TR) Riverside Co

6/25/97 $11,305,000 Rancho MirageRiverside RR HeR (DC) Orrick Herrington 9/02/11 5.807COIAC Debt Issue Htnnbor: 97 - 1105 lEA) C H de Crinis Serial (MIC)Special assessment bond (tJW) Piper Jaffray lncBridges and highways (TR) First Trust of CAFrank $inatra Dr ReAD No R 22-85Refunding

186




1/29/97 $95,000,000 Rancho Rirage Joint Powers FinancingAuthority

Riverside N:Aaa/VNIG1 Meg (BC) Orrick Herrington 7/01/22CDIAC Debt Issue Number: 96 - 1637 . F:AAA (FA) Pubtic Financiat Comb VARCertificates of participation/leases (IJg) Herrit[ Lynch & CoHospitat (TR) US Trust Co of CAEisenhouer Red Ctr Ins (EN) NBIARefunding

10/21/97 $3,575,000 Rancho Nirage RedeveLopment AgencyRiverside S:AAA CoCo (BC) Orrick fferrington 4/01/24 5.219CDIAC Debt Issue Bumber: 97 - 1547 H:Aaa (FA) C R de Crinis Comb (gIc)Tax allocation bond (Ug) Smith Barney IncRedevetoprnent, n_Jitipie purposes (TR) First Trust of CAWhiteuater Series B Ins (EN) FSA

10/21/97 $4,850,000 Rancho 8irage Redevelopment AgencyRiverside S:AAA Comp (BC) 0rrick Herrington 4101126 5.219CDIAC Debt Issue Number: 97 - 1551 8:Aaa " (FA) C N de Crinis Co¢/_ (NIC)Tax attocation bond (Ug) Smith Barney IncRedevetopment, muttipte purposes (TR) First Trust of CAWhite_ater Series A Ins (EN) FSA

4/16197 $21,834,879 Riverside County

Riverside S:AAA Neg (BC) Kutak Rock 11/01/27 5.780CDIAC Debt Issue Number: 97 - 0302 N:Aaa (FA) Rauscher Pierce comb (TIC)Certificates of porticipotion/teases (UW) Stone & Youngbergpubtic buitding (TR) US Trust Co of CAHistoric Courthouse Ins (EN) HBIARefunding

7"/01/97 $200,000,000 Riverside County

Riverside S:SP-I+ Neg (BC) O_Helveny & Hyers 6138/98 3.982CDIAC Debt Issue guider: 97 - 0855 N:NIG1 (FA) Rauscher Pierce Term (TIC)

• Tax and revenue anticipation note F:F-I+ (L_) Lehman BrothersCash flow, interim financing (TR) Riverside Co

187

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Date Amount County_ Type of Debt_ Purpose Enhancmt " Sate Function_ Participant Type Type

9/26/97 $58,070,000 Riverside CountyRiverside S:A_ Neg (BC) O'Netveny & Myers 11/01/21 5.076CDIAC Debt Issue Number: 97 - 1426 R:Aaa (FA) Rauscher Pierce Comb (TIC)Certificates of participation/teases F:AAA (tJW) Lehman BrothersHutti cap imprvments and pub|ic works (TR) First Trust of CARefunding Ins tEN) RBIA

10/29/97 $18,000,000 Riverside CountyRiverside S:AA-/A-1 Neg (BC) Kutak Rock 11/01/27CDIAC Debt Issue Number: 97 - 1578 R:Aa2/VHI (FA) Rauscher Pierce Term VARCertificates of participation/teases (UW) Smith Barney IncPublic building (TR) US Trust Co of CABankruptcy Courthouse LOC tEN) COnlnerzbankFederally Taxable

11/07/97 $23,808,000 Riverside CountyRiverside . B:A-I+ Neg (BC) Orrick HerringtonCDIAC Debt Issue Number: 97 - 1597 N:P-1 (FA) Rauscher Pierce VARcommercial paper tUg) Smith Barney lncOther purpose (TR) US Trust Co of CATeeter Ptan Series A LOC (EN) WestdeutscheFederally Taxable

11/07/97 $65,305,000 Riverside CountyRiverside B:A-I+ Neg (BC) Orrick HerringtonCBIAC Debt Issue Number: 97 - 1598 H:P-I (FA) Rauscher Pierce VARCommercial paper (UI#) Smith Barney IncOther purpose (TR) US Trust Co of CATeeter Plan Series B LOC tEN) WestdeutscheRefunding

2/20/97 $41,170,073 Riverside County Asset Leasing CorpRiverside S:AAA Neg (BC) O'Hetveny & Nyers 6/01/26 6.110CDIAC Debt Issue Nun_er: 96 - 0131 M:Aaa (FA) Rauscher Pierce Serial (NIC)Public tease revenue bond F:AAA (L_) S_ith Barney IncHospital (TR) First Trustof CA

Ins (EN) HBIA

188

ANNUALPORTCALENDAR1997



2/27/97 $12,165,000 Riverside County Asset Leasing CorpRiverside S:A/U_ Nag (BE) O'Relveny & Hyers 11/01/27 5.697CDIAC Debt Issue Nuf_er: 97"- 0035 R:Aaa (FA) Rauscher Pierce Cordo (NIC)Certificates of participation/leases (U1J) Lehman BrothersPublic building (TR) First Trust of CAFamiLy Law Court Ins LEg) NBIA

7/31/97 $],265,000 Riverside County Asset Leasing CorpRiverside B:AA- Neg (BC) O_Hetveny & _b/ers 6/01/19CDIAC Debt Issue RLxdoer: 97 - 1227 H:Aa2 (FA) Rauscher Pierce Term VARpublic Lease revenue boncl (UW) Smith Barney IncHospital (TR) First Trust of CARiverside General LOC (EN) CommerzbankFederaLLy TaxabLe

7/31/97 $68,720,000 Riverside County Asse t Leasing Corp" Riverside S:AAA Neg. (BC) O_Netveny & Hyers 6/01/19 5.]63

CDIAC Debt Issue gunther: 97 - 1226 H:Aaa (FA) Rauscher Pierce Con_o (TIC}Public Lease revenue bond F:AAA (UW) Smith Barney IncHospital (TR) First Trust of CARiverside Genera[ Ins (EN) RBIARefunding

6/19/97 $4,900,000 Riverside County Board of Education(RCOSFA)

Riverside H:HIG1 Neg (BC) Brown & Wood 10/01/98 3.962CDIAC Debt Issue Number: 97 - 0799 (FA) SuLfa & Co Term (NIC)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) Riverside CoRCOSFA1997 TRAN POOL

4/23/97 Sl,OSO,O00 Riverside County CFD No 87-5Riverside NR Coa_p (BC) HcFariin & Anderson 9/01/13 12.000

CDIAC Debt Issue Rurdoer: 97 - 00/*9 (FA) Fietdman RoLapp Term (NIC)Limited tax obligation bond (UW) O'Connor & CoHuiti cap i_rvments and public works (TR) State Street Bank CAJr Lien Series BFederaLLy TaxabLeRefLn_ding

189

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ANNUAL REPORT •CALENDAR 1997


Date Amount County. Type of Deb% Purpose Enhancmt Sate Function_ Participant Type Type

4/2]/97 $12,025.000 Riverside County CFD No 87-5Riverside NR Neg {BC) HcFartin & Anderson 9/01/1] 6.938CDIAC Debt Issue Number: 97 - 0048 (FA) Fietdman Rotapp Co_ (NIC)Limited tax obtigatlon bond (UW) OaConnor & CoHuiti cap in_orvments and pubtic works (TR) State Street Bank CASr Lien Series ARefunding

7110197 $28,000,OOO Riverside County CFD No 88-4Riverside R:Aa2/VHIG1 Neg (BC) RcFartin & Anderson 9/01/14CDIAC Debt Issue Number: 97 - 1095 (FA) Fietdman Rolapp Term VARLimited tax obligation bond (UW) PaineWebber

• Multi cap imprvments and public works (TR) First Trust of CAWinchester Ranch LOC (EN) KredietbankRefunding

3/17/97 $z,,640,000 Riverside County Industrial DevelopmentAuthority

Riverside S:A+/A-1 Neg (BC) Kutak Rock ]101127CDIAC Debt issue Ntmnber: 97 - 0089 Term VARConduit revenue bond (UW) WeLts Fargo BankIndustrial development (TR) First Trust of CARerrick Engineering inc LOC (EN) Nelts Fargo BankSubject to Atternative HinimumTax

]124197 $3,900,000 Riverside County Industrial DevelopmentAuthority

Riverside S:A/A-1 Heg (BC) Kutak Rock ]/01/17CDIAC Debt Issue gladder: 97 - 0090 Term VARConduit revenue bond (UW) First Atbany CorpIndustriat development (TR) First Trust of CACat-HoLd Inc LOC (EW) Union Bank of CAsubject to Atternative Hinimum Tax

190

ANNUAL REPORT CALENDAR 1997Bsl_

Type Haturity InterestIssuing Entity, Rating(s) of gate/ Rate/

Date Amount County_ Type of Debt, Purpose Enhancmt SaLe Function_ Participant Type Type

9/30/97 $69,625,000 Riverside County Public FinancingAuthority

Riverside S:BBB- Neg (BC) gossaman Guthner 10/01/33 5.682CDIAC Debt Issue Number: 97 - 1494 R:Baa2 (FA) Stephens RcCarthy Comb (TIC)Tax allocation bond (UH) Stone & Young_rgRedeveLopment, multiple purposes (TR) US Trust Co of CAArea No 1

Refunding

11/06/97 $13,470,000 Riverside County Public FinancingAuthority

Riverside S:A(p)/AA Beg (SC) Best Best & Krieger 10/01/22 5.350CDIAC Debt Issue Ntn_ber: 97 - 1565 H:A2(c)/A (FA) Rauscher Pierce Comb (Nit)PubLic tease revenue bond F:A(c)/AA (U_) Artemis CapitalPubLic puiiding (TR) State TreasurerCourt of Appeal 4th AppeLLate gist giv 2 Ins (ER) Ambac

8/15/97 $13,245,000 Riverside County TransportationCo_nmission

Riverside S:AAA Neg (BC) OIHetveny & Hyers 6/01/09 4.740CgIAC Debt Issue Nur_ber: 97 - 1486 H:Aaa (FA) CharLes A Belt Sec Serial (TIC)Sates tax revenue bond (t_) Smith Barney IncPubLic transit (TR) First Trust of CAJr Series B Ins tEN) AmbacRefunding

8/15/97 $47,910,000 Riverside County TransportationCommission

Riverside S:AAA Neg (BC) O'Hetveny & Hyers 6/01/09 4.700CDIAC Debt Issue Hun_ber: 97 - 1290 X:Aaa (FA) Charles A BeU Sec Serial (TIC)Sates tax revenue bond (t_) Smith Barney lncPubLic transit (TR) First Trust of CASeries A Ins (EN) AmbacRefunding

191

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Date Amount County_ Type of Debt_ Purpose Enhancmt Sate Function, Participant Type Type

6119197 $10,000,000 Riverside Unified School District(RCDSFA)

Riverside M:HIG1 Neg (BC) BroWn & Wood 10/01/98 3.962CDIAC Debt Issue Number: 97 - 0797 (FA) Sutro& Co Term (NIC)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) Riverside CoRCOSFA 1997 THAN Pool

8/05/97 _,SOO,OO0 San Jacinto Financing AuthorityRiverside S:AAA Camp (BC) Best Best & Krieger 10/01118 5.56)CDIAC Debt Issue Number: 97 - 1331 H:Aaa (FA) A M Hitter & Co Comb (Nit)Public enterprise revenue bond (UW) Kinseit OmNea[Water suppiy/storage/distril0ution (TR) Union Bank of CA

Ins (EM) FSA

3/14/97 $3,500,000 San Jacinto Unified SchooL DistrictRiverside S:AAA Meg (BC) Best Best & Krieger 6/01/22 5.790COIAC Debt Issue N_ber: 97 - 0163 H:Aaa Serial (NIC)General obligation bond (IJW) Sutro & CoK-12 school facility (TR) US Trust Co of CA

Ins (EN) FGIC

5/01/97 $1O,OOO,OOO San Jacinto Unified School DistrictRiverside S:AAA Meg (BC) Orrick Herrington 9/01/17CDIAC Debt Issue Nu_er: 97 - 0018 M:Aaa (FA) CA Financial Service comb VAR

Certificates of participation/teases (LIW) PaineWebberK-12 school facility (TR) First Trust of CARefunding Ins (EM) FSA

6/19/97 $5,000,000 Temecuta Valley Unified School District(RCOSFA)

Riverside H:RIG1 Meg (BC) Brown & Wood 10/01196 3.962CDIAC Debt Issue Number: 97 - 0798 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) Riverside CoRCOSFA 1997 TRAN Pool

192



Date Amount County. TYpe of Debt, Purpose Enhancmt Sate Function, Participant Type Type

2105197 $6,470,000 Vat Verde Unified School DistrictRiverside S:/L_-/A-1 Neg (8C) Jones Hat[ HiLt 7/01/25COlAC Debt Issue N_r: 97 - 0023 (FA) Kelling Rorthcross Term VARCertificates of participation/teases (L_) BT SecuritiesK-12 school facility (TR) First Trust of CA

• 10/22/97 $5,800,000 Vat Verde Unified School District

Riverside S:SP-I+ Neg (BC) Quint & Thimmig 10/29/98 ].88/,CDIAC Debt Issue ML_T_er: 97 - 1542 (FA) Kelling Northcross Term (NIC)Tax and revenue anticipation note (UW) DancAmerica SecCash flow, interim financing (TR) Riverside Co

Sacramento

6/10/97 $5,000,000 /unerican River Fire Protection District(CSCDA)

Sacramento S:SP-I+ Neg (BC) Orrick Herrington 6/30/98 ].915CDIAC Debt Issue Nun_er: 97 - 0971 N:NIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note - (UW) Horgan StanleyCash flow, interim financing (TR)US Trust Co of CACSCDA 1997 TRAN Pool A Ins (EN) FSA

12/03/97 $45,000,000 Arcade Water District FinancingCorporation

Sacramento S:AAA Neg (BC) Orrick Herrington 11/01/27 5.248CDIAC Debt Issue Mumber: 97 - 1707 N:Aaa (FA) Reiter Lowrey Cond) (_IC)Certificates of participation/leases (UW) Stone & YoungbergWater supply/storage/distribution (TR) First Trust of CA

Ins (EN) FGIC

2/21/97 $15,974,099 Center Unified School DistrictSacramento S:/_A Neg (BC) Stradting Yocca 9/01/21 10.629CDIAC Debt Issue Ntadoer: 97 - 0070 H:Aaa (FA) Ca[d_eil Ftores Serial (NIC)General obligation bond (UW) PaineWebberK-12 school facilityReining Ins (EN) RBIA

193

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Date Amount County, Type of Debt, Purpose Enhanomt Sate Function, Participont Type Type

4116197 $11,415,000 FotsomSacramento S:AAA Comp (BC) Brown & good 8/01/17 5.599CDIAC Debt Issue Number: 97 - 0137 M:Aaa (FA) public Financiat SeriaL (NIC)Genera[ obligation bond (W) BancAmerica SacK-12 school facility (TR) Foisorn

Ins (EH) FGIC

6/19/97 $795,000 FoLsomSacramento R:Baa2 Neg (BC) Orrick Herrington 10/01/20 5.8]9CDtAC Debt Issue Number: 97 - 1176 (FA) pubLic Financial Comb (NIC)Certificates of participation/teases (UW) Westhoff ConeMutt[ cap imprvments and public works (TR) Union Bank of CACity Parks & Traffic SignatsRefurciing

6/24/97 $15,905,000 FoLsomSacramento MR Neg (BC) Orrick Herrington 9/02/19 7.157CDIAC Debt Issue Nun/oer: 97 - 0335 (FA) public Financial Con_b (NIC)Special assessment bond (US/) FoLsomPFAStreet construction and i0_orovements (TR) Union Bank of CAPrairie Oaks Ranch AD No 92-2

Refunding _6/10/97 $3,240,000 FoLsom (CSCDA)Sacramento S:SP-I+ Neg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Nunber: 97 - 0988 M:HIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Morgan StanLeyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Poet A Ins (EN) FSA

9/05/97 $6,320,000 FoLsom CFD No 1Sacramento S:AAA Nag (BC) Orrick Herrington 12/01/06 4.458CDIAC Debt Issue Number: 97 - 1406 (FA) PubLic Financia[ Serial (NIC)Limited tax obligation bond (LIW) Westhoff ConeMuLti cap imprvments and public works (TR) Union Bank of CAWilLow Creek Ins (EH) ConnieLee InsuranceRefunding

194




9105/97 $19,000,000 Fotsom CFD No 2Sacramento S:AAA Reg (BC) Orrick Herrington 12/01/19 5.365CDIAC Debt issue Number: 97 - 1607 (FA) Public Financial Comb (NIC)Limited tax obligation bond (UW) Westhoff ConeMulti cap imprvn_nts and public works (TR) Union Bank of CANatoma Station "Ins (ER) ConnieLeeRefunding

6119197 $2,685,000 Fotsom Public Financing Authority

Sacramento NR geg (BC) Orrick Rerrington 9/02/19 6.955COIAC Debt Issue Number: 97 - 1305 (FA) Public Financial Comb (MIC)Revenue pond (Pool) (LIW) Westhoff ConeStreet construction and improvements (TR) First Trust of CAsub Series B

• Refunding

6119/97 $13,640,000 Fotsom Public Financing AuthoritySacramento NR Neg (BC) Orrick Herrington 9/02/19 6.955CDIAC Debt Issue Rualber: 97 - 0]45 (FA) Public Financial C04TEb (Nit)Revenue bond (Pool) (LM) Uesthoff ConeStreet construction and improvements (TR) First Trust of CASeries ARefunding

6/19/97 $7,000,000 Foisom Redevelopment AgencySacramento S:AAA Neg (BC) Orrick Herrington 8/01/13 4.978CDIAC Debt Issue M_ber: 97 - 0376 N:Aaa (FA) Public Financial Serial (NIC)Tax allocation bond (LIW) Westhoff ConeRedevelopment# multiple purposes (TR) Union Sank of CACentral Fotsom Ins (EN) FSARefunding

10/22/97 $5,900,000 Foisom-Cordova Unified School District

+ Sacramento S:SP-I+ Nag (go) Stradting Yocca 1/30/99 3.987CDIAC Debt Issue RLmlber: 97 - 1610 Term (NIC)Tax and revenue anticipation note (UW) Stone & YoungbergCash flow, interim financing (TR) Sacramento Co

195

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5128197 $9,500,000 Natomas Unified School DistrictSacramento S:AAA Comp (BC) Kronick Moakovitz 9/01121 5.419CDIAC Debt Issue NLrnber: 97 - 0361 (FA) Liberty PubLic comb (TIC)General obligation bond (UW) Smith Barney IncK-12 school facility (TR) Sacramento Co

Ins (EN) FGIC

11/08/97 $33,865,000 Natomas Unified School DistrictSacramento S:AAA Neg (BC) Jones HaLt 9/01/19 5.111CDIAC Debt Issue Ntad_er: 97 - 1676 F:AAA Comb (NIC)Genera| obligation bond (UW) Union Bank of CAK-12 school facility (TR) Union Bank of CARefunding Ins (EN) FGIC

6125197 $2,290,000 Natomas Unified School District (CSCRPA)Sacramento S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Ntedoer: 97 - 0637 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAIl Pool A Ins (EB) Ambac

6/25/97 $3,155,000 North Sacramento Elementary SchoolDistrict (CSCRPA)

Sacramento S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt issue NL_ber: 97 - 0633 R:RIG1 Term (NIC)Tax and revenue anticipation note (UN) Piper Jaffray IncCash f[ow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $4,975,000 Rio Linda Union ELementary SchoolDistrict ¢CSCRPA)

Sacramento S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue NLmlber: 97 - 0634 R:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN POD[ A Ins (EN) Ambac

196

•... ANNUAL REPORT CALENDAR 1997

Type Maturity interestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount County, Type of Debt_ Purpose Enhancmt Sate Functionf Participant Type Type

2119197 $18,105,000 Rio Linda Union School District

Sacramento S:AAA Neg (BC) Stradling Yocca 8/01/17 5.345C1)IAC Debt Issue N_r: 96 - 0078 H:Aaa Coaxed (RIC)General obligation bond (IJl_) George K BaumK-12 school facility (TR) Dai-Ichi KangyoRefunding Ins tEN) FSA

6/13/97 $995,000 River Delta Unified School District

Sacramento NR fleg 6/15/07 5.196CDIAC Debt Issue Humber: 97 - 1521 (FA) Government Fin Strat Serial (TIC)Certificates of participation/teases (UW) Stone & YoungbergK-12 school facilityWhite ELementary

6/25/97 $1,945,000 River DeLta Unified School District(CSCRPA)

Sacramento S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nmzber: 97 - 0635 N:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray ]ncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAB Pool A Ins LEg) Ao_oac

6/25/97 $1,310,000 Robta ELementary School District(CSCRPA)

Sacramento S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0636 H:RIGI Term (BIC)Tax aed revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) RNY Western TrustCSCRPA 1997 TRAN POD[ A Ins tEN) An_oac

5/28/97 $3,377,000 SacramentoSacramento NR Meg (BC) Rossaman Guthner 9/15/04 5.330CDIAC Debt Issue NLa_ber: 97 - 0379 Conzb (NIC)Certificates of participation/teases (LIW) Union Bank of CAEquipment (TR)UnionBankof CACentrex system

197

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ANNUAL REPORT CALENDAR 1997iI


Date Amount Countyt Type of Debt= Purpose Enhancmt Sale Function, Participant Type Type

6_23_97 $210,000 SacramentoSacramento NR Neg (8C) gossamn Guthner 8/01/02 4.990CDIAC Debt Issue Number: 97 - 1148 Term (glC)Certificates of participation/leases lUg) Union Bank of CAEquipment (TR) Union Bank of CALED Retrofit

7/15/97 $14,268,563 SacramentoSacramento NR Neg (BC) Orrick Herrington 9/02/22 6.510CDIAC Debt Issue Number: 97 - 1181 Comb (NIC)Special assessment bond (UW) Stone & Youngberg.Rulti cap imprv_ents and public works (TR) First Trust of CAWittowcreek I! AD No96-01Refunding

8/12/97 $5,307,000 SacramentoSacramento NR Neg (BC) gossaman Guthner 9/01/05 4.690CDIAC Debt Issue Nu_er: 97 - 1265 C_rb (RIC)Certificates of participation/leases (IJg) Union Bank of CAMulti cap imprvments and public uorks (TR) Union Bank of CARadio System/ZooRefunding

10/06/97 $315,0/+0 SacramentoSacramento NR Neg (BC) Orrick Herrington 9/02/12 6.873CDIAC Debt Issue Number: 97 - 1501 Serial (gic)Special assessment bond lug) Local investorsMulti cap imprvments and public _orks (TR) SacramentoDisplay gay AD No 96-04

12/10/97 $6,675,000 SacramentoSacramento H:A1 Neg (8C) Orrick Herrfngton 7/01/20 5.380CD1AC Debt Issue Nucber: 97 - 1743 comb (NIC)Conduit revenue bond lug) Sutter SecuritiesOther purpose (TR) First Trust of CAKVIE Inc LOC (EN) Union Bank of CARefunding

198

:__=. ANNUAL REPORT CALENDAR 1997


Date Amount County, Type of Debt r Purpose Enhancmt Sate Function, Participant Type Type

7117197 $73,725,000 Sacramento City Financing AuthoritySacramento S:/U_A Reg (Be) Orrick gerrington 7115127CDIAC Debt Issue Number: 97 - 0203 H:Aaa Term VARPublic lease revenue bond (UW) Nerrit[ Lynch & CoRecreation and sports facilities (TR) First Trust of CAArco Arena Ins (EN) MBIAFederally Taxable

3/26/97 $11,810,000 Sacramento City Unified SchooL DistrictSacra_nto M:Aaa Neg (BC) Jones Hall Hit( 8/01/22 5.761CDIAC Debt issue Number: 97 - 0236 (FA) Ketting Northcross Comb (TIC)Certificates of participation/teases (UW) Smith Barney IncOther/multiple educational uses (TR) BNY Western TrustSkirts Ctr Ins (EN) FSA

11118/97 $20,000,000 Sacramento City Unified School DistrictSacramento S:SP-I+ Neg (BC) Orrick Herrington 12/01/98 3.821CDIAC Debt Issue Number: 97 * 1657 (FA) Vogel Lopoz Term (NIC)Tax and revenue anticipation note (tJW) BancAmerica Robert

Cash flow, interim financing (TR) Sacrmento Co

1/16/97 $22,285,000 Sacramento CountySacramento S:AAA Reg (BC) Orrick Rerrington 12/01/16 5.516CDIAC Debt issue Rumber: 95 - 0413 R:Aaa (FA) O'Brien Partners Comb (NIC)Certificates of participation/leases F:AAA (LIW) Lehman BrothersSolid waste recovery facilities (TR) Harris Trust

Ins (EN) MBIA

1/17/97 $58,020,000 Sacramento CountySacramento S:AAA Neg (BC) Orrick Rerrington 2/01119 5.534COIAC Debt Issue RcRdoer: 96 - 1718 H:Aaa (FA) O'Brien Partners Cold) (NIC)Certificates of participation/teases (UW) Merrill Lynch & CoNutti cap imprvments and public works (TR) First Trust of CARefunding Ins (EN) MBIA

199

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6/11/97 $205,000°000 Sacramento CountySacramento S:SP-I+ Co¢_o (BC) Orrick Herrington 9/30/98 3.945CDIAC Debt Issue Number: 97 - 0313 H:HIG1 (FA) O'Brien Partners Term (RlC)Tax and revenue anticipation note (US#) BancAmerica SecCash flow, interim financing (TR) Sacramento Co

12/16/97 $88,360,000 Sacramento CountySacram_to S:AAA Neg (BC) Orrick Rerrington 10/01/27 5.246CDIAC Debt issue Nuciber: 97 - 1822 N:Aaa (FA) O'Brien Partners Cor_o (RIC)Certificates of participation/teases (US#) Paine$(eIdoerPublic building (TR) BNY Western TrustCoroner/Crime Lab & Data Center ins tED) Ar_acRefunding

12/0]/97 $16,500,000 Sacramento County Board of EducationSacramento S:SP-I+ Comp (BC) Kronick Noskovitz 3/17/99 3.931CDIAC Debt Issue N_r: 97 - 16/,6 (FA) Government Fin Strat Term (TIC)Tax and revenue anticipation note (LIg) First Atbany CorpCash ftoH, interim financing (TR) Sacramento CoDet Paso Heights ESD

7124197 $21,415,000 Sacramento County CFD No 1Sacramento NR fleg (BC) Orrick Rerrington 9/01/21 6.239CDIAC Debt Issue Number: 97 - 0532 Comb (NIC)Limited tax obligation bond (UW) Westhoff ConeHuiti cap imprvments and public works (TR) Chase Trust Co of CAEltiott Ranch IA Ro 2Refunding

12/12/97 $31,980,000 Sacramento County CFD No 1Sacramento NR Reg (BC) Orrick Herrington 12/01/20 5.680CDIAC Debt Issue Number: 97 - 1500 (FA) O'Brien Partners Comb (NIC)Limited tax obligation bond (LIW) Westhoff ConeNuiti cap inIprvments and public works (TR) Chase Manhattan DankLaguna Creek Ranch/Ettiott Ranch IA No 1Refunding

200

%NIA


Type Haturity Interest• Issuing Entity, Rating(s) of Date/ Rate/

Date _ount County_ Type of Debt, Purpose Enhancmt Sate Function_ Participant Type Type

5/28/97 $4,500,000 Sacramento County Housing AuthoritySacramento S:AA/A-I+ Neg (BC) Jones HaLt gilt 5/01/27CDIAC Debt Issue Number: 97 - 0323 Term VAR

Conduit revenue bond (U_) Banc One CapitalRuitifamiLy housing _ (TR) First Trust of WACA PLace Apts LOC (EN) Bank One ArizonaSubject to Atternative Ninimum Tax

5/28197 $33,000,000 Sacramento Cou=_ty Housing AuthoritySacramento B:AA/A-I+ Neg (BC) Jones HaLL Rill 5/01/27CDIAC Debt Issue Number: 97 - 0324 Term VANConduit revenue bond (tJ_) Banc One CapitalMuitifamity housing (TR) First Trust of WAChesapeake Cccn_ons Apts LOC (EN) Bank One ArizonaSubject to ALternative Nini_ Tax

11/07/97 $13,450,000 Sacramento County Rousing AuthoritySacramento g:AAA/A-1 Reg (BC) Orrick Herring(on 11/15/27CDIAC Debt Issue Number: 97 - 1585 Term VARConduit revenue bond . (L_/) Re_an & AssociatesNuLtifamiLy housing (TR) First Trust of CAStone Creek AptsRefunding

8/07/97 $2,711,500 Sacramento County Redevetopment AgencySacramento NR Neg (go) Jones HaLL 9/20/32 6.286CDIAC Debt Issue Number: 97 - 1299 Cotd_ (NIC)Conduit revenue bond (tJW) Bank of America FSSNuLtifamiLy housing (TR) First Trust of CAHaLlmark Apts Oth (EN) HUD

9/18/97 $20,175,000 Sacrameqto CFD No 97-1Sacramento NR Neg (BC) Orrick Herring(on 9/01/27 6.731CDIAC Debt Issue Number: 97 - 1347 Comb (RIC)Limited tax obligation bond (LM) Stone & YoungbergFIond controL/storm drainage (TR) US Trust Co of CANorth Natomas

201

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Date Amount County_ Type of Debt, Purpose Enhancmt SaLe Function, Participant Type Type

6104197 $6,975,000 San Juan Unified School DistrictSacramento S:AAA Comp (BC) Kronick Noskovitz 6/01/17 4.915CDIAC Debt Issue Number; 97 - 0370 (FA) Government Fin Strat Serial (TIC)Certificates of participation/Leases (UW) PaineWebberK-12 school facility (TR) Norwest Bk MN -

Ins (EN) MBIA

9/17/97 $30,000,000 San Juan Unified School DistrictSacramento S:SP*I+ gag (BC) Kronick Moskovitz 12/30/98 3.924CDIAC Debt Issue Number: 97 - 1358 (FA) Goverm_nt Fin Strat Term (TIC)Tax and revenue anticipation note (tJW) A H WiLLiams & CoCash flow, interim financing (TR) Sacran_nto Co

San genito

6/25/97 $1,670,000 Aromas-San Juan Unified School District(CSCRPA)

San Bonito S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0639 N:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray lncCash flow, interim financing {TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Amboc

5/16/97 $9,025,000 HotLister Redevetopo_nt AgencySan Denito S:AAA Neg (BC) Brown & Wood 10/01/13 5.240CDIAC Debt Issue Number: 97 - 0095 M:Aaa Co_o (RIC)Tax aLLocation bond (UW) Sutro & CoRedeveLopment, muLtipLe purposes (TR) BNY Western TrustRefunding Ins (Eft) Ar_bac

7/30/97 $3,300,000 Hottister School DistrictSan Denito S:AAA Comp (BC) Brown & _ood 9/01/21 5.039CDIAC Debt Issue Number: 97 - 1232 (FA) Ketting Northcross Serial (TIC) "General obligation bond (UW) O'connor & CoK-12 school facility (TR) San Benito Co

Ins (EN) FSA

2O2

-% ANNUAL REPORT CALENDAR 1997



6_25_97 $2,755,000 San Benito High School District (CSCRPA)San Benito S:SP-I+ Neg (BC) Orrick Herrington, 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0638 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing • (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) Ambac

San Dernardino

8/20197 $7,499,622 Adetanto School DistrictSan Dernardino S:AAA Meg (Be) Atkinson Anderson 9/01/22 5.697C91AC Debt Issue Number: 97 - t296 H:Aaa (FA) Catdweil Ftores Serial (TIC)General obligation bond (UTJ) PaineWebberK-12 school facility (TR) State Street Dank CA

ins (EM) MBIA

6/10/97 $1,225,000 AppLe VaLLey Fire Protection District(CSCDA)

San 8ernardino S:SP-l+ Neg (BC) Orrick Herrington 6_30/98 3.915CDIAC Debt Issue Number: 97 - 0972 M:MIG1 (FA) Sutro & Co Term (Nit)Tax and revenue anticipation note (UW) Morgan StanLeyCash flow, interim financing. (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins (EN) FSA

6/25/97 $4,800,000 Apple VaLLey unified School District(CSCRPA)

San Bernardino S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Num_oer: 97 - 0646 H:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray lncCash flow, interim financing (TR) BMY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) Ambac

6125/97 $2,500,000 garstow Unified School District (CSCRPA)San gernardino S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Hund3er: 97 - 0640 M:MIG1 Term (HlC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) Ambac

203

___JEJ

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Type Maturity InterestIssuing Entity, Rating(s) of Date/ gate/

Date Amount County, Type of Debt+ Purpose Enhancmt SaLe Function+ Participant Type Type

12/09/97 $4,640,000 Big Bear Area Regional Wastewater AgencySan Bernardino S:AAA geg (BC) Stradtin9 Yocca 4/10/10 4.976CDIAC Debt Issue Nu_er: 97 - 1694 (FA) BattLe WeLts Co_nb (NIC)Public enterprise revenue bond (UW) Henderson CapitalNastewater cottection and treatment (TR) First Trust of CARefunding Ins (EN) Ambac

6/06/97 $5,000,000 Chaffey Community College District(CCCFA)

San Bernardino S:SP-I+ Neg (BC) Stradting Yocca 9/30/98 4.023CDIAC Debt Issue Nm_ber: 97 - 0]86 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA 1997 TRAMPool A & B Ins (EN) FSA

6/25/97 $7,960,000 Chino Unified School District (CSCRPA)San Bernardino S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue N_ber: 97 - 0641 H:HIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/10/97 $3,4]0,000 Chino VaLLey Independent Fire District(CSCDA)

San Bernardino S:SP-I+ Neg (BC) Orrick Herrington 9/]0/98 ].915CDIAC Debt Issue Number: 97 - 0978 H:HIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (LIW) Rorgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool B Ins (EN) FSA

12/22/97 $6,750,000 Cotton PubLic Financing AuthoritySan Bernardino NR Neg (BC) Sabo & Green 12/01/98 5.796CDiAC Debt issue Number: 97 - 1783 (FA) Rauscher Pierce Term (NIC)Bond anticipation note (UW) Stone & YoungborgRedevelopment, muitipte purposes (TR) First Trust of WASanta Ana giver

204




12/05/97 $52,170,000 Fontana Redevelopment AgencySan Bernardino S:BBB+ Neg (gc) Stradiing Yocca 10/01/27 5.596CDIAC Debt Issue Number: 97 - 1671 (FA) CGHS lnc Comb (NIC)Tax aitocation bond (UU) Stone & YoungbergRedeveLopment, rguttipte purposes (TR) State Street Bank CAJurupa RiftsRefunding

5/22/97 $18,451,712 .Fontana Unified School DistrictSan Bernardino S:AAA Neg (BC) Stradting Yocca 5/01/22 5.770CDIAC Debt Issue Nust_r: 97 - 0232 N:Aaa comb (RID)General obtigation bond (L_) Sutro & CoK-12 schoot facility (TR) US Trust Co of CA

Ins (EN) FGIC

6110197 $10,000,000 Fontana Unified School DistrictSan Eernardino S:SP-I+ Comp (BC) Strsdiing Tocca 7/10/98 3.800CDIAC Debt Issue Number: 97 - 0272 (FA) Sutro & CO " Term (NIC)Tax and revenue anticipation note (UW) BT SecuritiesCash fioH, interim financing (TR) San Bernardino Co

6/18/97 $18,670,227 Fontana Unified School DistrictSan Bernardino S:AAA/A+ Neg (BC) Best Best & Krieger 7/01/18 6.875CDIAC Debt Issue RL_ber: 97 - 0425 N:Aaa (FA) Vaurinek Trine Day Serial (TIC)General obligation bond (UW) Kinseil O'NealK-12 schoo[ facitity (TR) US Trust Co of CARefunding Ins (EN) HBIA

9/08/97 $3,730,000 Grand TerraceSan Bernardino S:AAA Reg (BC) Harper & Burns 8/01/21 5.728CDIAC Debt Issue Number: 97 - 1053 M:Aaa (FA) C N de Crinis comb (NIC)Certificates of participation/Leases (UW) SpeLman & CoPubtic building (TR) First Trust of CACity Hail Ins (EN) MBIARefunding

205

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[--E_L__]




3127/97 $1,500,000 Hesperia Community Redevelopment AgencySan germardino NH Neg (BE) Stradling Yocca ]/01/02 6.384CDIAC Debt Issue N_ber: 97 _ 0185 (FA) Urban Futures Term (NIC)Tax allocation note (UW) Hiller & SchroederSingle-family housing (TR) Union Bank of CA

6/25/97 $5,000,000 Hesperia Unified Schoot_District(CSCRPA)

San Bernardino S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0645 H:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 THAN Pool A Ins tEN) Ambac

3/19/97 $46,485,000 Inland Valley Development AgencySan Bernardino S:A-/A2 Neg (BC) Sabo & Green ]/01/07CDIAC Debt Issue Number: 97 - 0091 Term VARTax allocation bond (UW) Hitler & SchroederRedevetopn_nt, multiple purposes (TR) First Trust of CARefunding LOC (EN) Sumitomo Trust & Bnk

10/29/97 $5,400,000 Joshua Basin-Hi-Desert FinancingAuthority

San Bernardino S:AAA Neg (BC) FuLbright & Ja_/orski 5/01/11 5.094CDIAC Debt Issue Number: 97 - 1561 N:Aaa Serial (TIC)Public enterprise revenue bond (UW) O,connor & CoWater supply/storage/distribution (TR) First Trust of CARefunding ins (EN)Ambac

5/14/97 $26,290,000 Hojave Water AgencySan Bernardino S:AAA/A Neg (Be) HcFari'in & Anderson 9/01/22 5.599CDIAC Debt Issue Number: 97 - 0270 H:Aaa/A] (FA) Rogers Anderson Con_o (NIC)Certificates of participation/Leases (UW) O'Connor & CoWater supply/storage/distribution (TR) First Trust of CA

Ins (E_) HBIA

206




10/26/97 $17,220,000 Hontciair Redevelopment AgencySan gernardino S:AAA Neg (BE) Stradting Yocca 12/01/27 5.516CDIAC Debtlssue Number: 97 - 1398 N:Aaa Comb (MIC)Tax allocation bond (tM) Hitter & $chroederRedevelopment, multiple purposes (TR) BNY Western TrustArea go llI Ins (EN) AmbacReftmding

11/12/97 $325,000 Hontctair Redevelopment AgencySan Bernardino NR Keg (BC) .gtradiing Yooca 10/01/21 8.573CDIAC Debt Issue Nt_ber: 97 - 1693 Term (RIC)Tax allocation bond (LM) Hitter & SchroederRedevelopment, multiple purposes (TR) BRY Western TrustArea No 1Federally Taxable

12/01/97 $1,315,000 Hountain View School DistrictCFD No 97-1

San Bernardino NR Comp (BC) Best Best & Krieger 9/01/27 5.918CDIAC Debt Issue Number: 97 - 0427 (FA) Sage Institute Comb (NIC)Limited tax obligation bond (UM) Stone & YoungbergK-12 school facility (TR) First Trust of CA

2/25/97 $21,145,000 Needles Public Utility AuthoritySan Bernardino - NR Keg (BC) Best Best & Krieger 2/01/32 6.8_CDIAC Debt Issue Nuld0er: 97 - 0093 (FA) Red Gunn Comb (TIC)public enterprise revenue bond [LJW)O_Connor & CoHutti cap imprvments and p_blic works (TR) State Street Bank CARefunding

6109197 $10,000,000 OntarioSan Bernardino S:SP-I+ Comp (8C) Stradting Yocca 6/30/98 3.800CDIAC Debt Issue Number: 97 - 1143 (FA) Seidter-Fitzgeratd Term (NIC)Tax and revenue anticipation note (UW) Prudential Sec IncCash flow, interim financing (TR) Ontario

207

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Date Amount • County, Type of Debt, Purpose Enhanc_t Sale FUnction, Participant Type Type

9/17/97 $2,400,000 OntarioSan Bernardino $:A/A-1 Neg (BC) Quint & Thimmig 9/01/27L'DIACDebt Issue Number: 97 - 1310 (FA) Kitahata & Co Tem VARConduit revenue bond (UW) E J De La RosaMultifamily housing (TR) State Street Bank CAVineyard Village & CinnamonRidge Set A LOC (EN) Sumiton_ Trust & BnkRefunding

9117/97 $3,875,000 OntarioSan Bernardino S:A/A-1 Neg (BC) Quint & Thimig 9/01/27CDIACOebt Issue Number: 97 o 1311 (FA) Kitahata & Co Term VARConduit revenue bond (UW) E J De La RosaMuitifami[y housing (TR) State Street Bank CAVineyard viiiage & CinnamonRidge $er B LOC (EN) Sumita_noTrust & BnkFederally Taxable

9/18/97 $8,000,000 OntarioSan Bernardino NR Neg (BC) Ouint & Thimi_ 8/01/27

CDIAC Debt Issue Number: 97 - 1312 (FA) Kitahata & Co Term VARConduit revenue bond (b_/) General ELectricMultifamiiy housing (TR) First Trust of CAVineyard Village & CinnamonRidge Set CRefunding

8/06/97 $11,275,000 Ontario CFDNo 5San Bernardino NR Neg (BC) BroWnDivert 9/01/17 6.011CDIACDebt Issue Number: 97 - 1639 (FA) EvensenDodge comb (NIC)Limited tax obiigationbond (_) Stone & YoungborgStreet construction and improvements (TR) Dai-lchi KangyoFreeway Interchange

5/29/97 $6,917,000 Ontario Redevelopment AgencySan Bernardino $:AAA Neg (BC) Quint & Thirnmig 1/01/27 5.373CDIACDebt Issue Nur_0er: 97 - 0414 (FA) Kitahata & Co comb (TIC)Conduit revenue bond (UI#) Newman& AssociatesNultifamily housing (TR) First Trust of CARaintree Apts Oth (EN) FNRARefunding

208



Date A_t County, Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

3/26/97 $18,700,000 Ontario-Nontctair School District

San Bernardino S:AAA Reg (BC) Orrick gerrington 9/01/17 5.624CDIAC Debt Issue Number: 97 + 0072 N:Aaa (FA) Ratlock & Assoc Cor_ (RIC)Certificates of participation/teases (UW) PaineWebberK-12 school facility (TR) First Trust of HNRefunding ins (EN) FSA

6125197 $9,950,000 0ntario-Hontciair School District(CSCRPA)

San Bernardino S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Nunfloer: 97 - 06/,2 M:RIG1 Term (NiC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAmPooL A Ins (ER) _c

8/04/97 $2,990,000 Rancho Cucamonga

San Bernardino RR Neg (BC) Brow Divert 9102/22 6.266CDIAC Debt Issue N_doer: 97 - 16/,0 (FA) Fieldman Rolapp Comb (NIC)Spocia[ assessment bond (LIW) Stone & YoLmgbergStreet construction and improvements (TR) First Trust of CANasi PLaza AD No 93-1

6/10/97 $1,595,000 Rancho Cucamonga Fire ProtectionDistrict (CSCDA)

San Bernardino S:SP-I+ Neg (BC) Orrick Herrington 6/30/98 ].915CDIAC Debt Issue Number: 97 - 1011 M:NlG1 (FA) Sutro & Co Term (RIG)Tax and revenue anticipation note (UW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN POD[ A Ins (EN) FSA

4128/97 $6,754,000 Rancho Cucamonga Redevelopment Agency

San Bernardino NR Neg (BC) Best Best & Krieger 4/01/27CDIAC Debt Issue Number: 97 - 0277 Term VARConduit revenue bond (UW) B of A CommDev BankHuttifamiiy housingViLla Pacifica Sr Ccm_nunity Series A & BSubject to ALternative Hinirnum Tax

209

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6110197 $5,OOO,O00 Red[ands (CSCDA)San Bernardino S:SP-I+ Meg (DC) Orrick Herrington 9/]0/98 ].915CDIAC Debt Issue Number: 97 - 1012 M:NiG1 (FA) Sutro & Co Term (HIC)Tax and revenue anticipation note (UW) Morgan Stan|eyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAM Pool B Ins (EN) FSA

6125197 $5,000,000 Rediands Unified School District(CSCRPA)

San Bernardino S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Numd>er: 97 - 0643 H:RIgl Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray incCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN PooL A Ins (EN) Ambac

2107197 $7,420,000 RialtoSan Bernardino S:AAA Heg (BC) Jones Halt Hilt 2101/22 5.563CDIAC Debt Issue Number: 97 - 0039 H:Aaa (FA) C M de Crinis Comb (TIC)Certificates of participation/teases (tM) Piper Jaffray IncMulti cap imprwaents and public _orks (TR) Union Bank of CARefunding Ins (EN)FSA

6110197 $3,350,000 Rialto (CSCDA)San Bernardino S:SP-I+ Heg (BC) Orrick Herrington 9130198 3.915CDIAC Debt Issue Number: 97 - 1014 M:MIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN pool B Ins (EN) FSA

8112197 $9,000,000 Rialto Unified School DistrictSan Bernardino S:SP-I+ Comp (BC) Stradting Yocca 8/25/98 3.800CDIAC Debt Issue Ribber: 97 - 1222 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) BancAmerica SecCash flow, interim financing (TR) San Bernardino Co

210



Date Amount County t Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

8/28/97 $12,530,000 Rialto Unified School DistrictSan Bernardino S:AAA Neg (BC) Stredting Yocca 9/01/27 4,777CDIAC Debt Issue Number: 97 - 0933 H:Aaa Term (NIC)Certificates of participation/teases (UW) Sutro & CoK-12 school facility (TR) First Trust of CARefunding Ins (ER) FSA

6/10/97 $7,500,000 San gernardino (CSCDA)San Bernardino S:SP-I+ Neg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97 - 1016 N:NIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Norgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins (EN) FSA

4130/97 "$16,095,000 San Bernardino Associated CommunitiesFinancing Authority

San Bernardino S:BBB- Neg {BC) Sabo & Green 5/01/27 6.919CDIAC Debt Issue Number: 97 - 0057 Term (NIC)Conduit revenue bond (L_) O'Connor & CoHealth care facilities (TR) First Trust of CAGranada Hills Set ARefunding

4/30/97 $],785,000 San Bernardino Associated CommunitiesFinancing Authority

San Eernardino S:BBB- Neg (BC) Sabo & Green 5/01/17 9.165CDIAC Debt Issue Number: 97 - 0056 Term (XIC)Conduit revenue bond (LI_) O'Connor & CoHealth care facilities (TR) First Trust of CAGranada Rills Ser B

Federally Taxable

2/18/97 $3,700,000 San Bernardino CountySan gernardino S:AAA/A-1 Neg (BC) Preston Gates 2/01/27CDIAC Debt Issue Nun_er: 97 - 0051 (FA) Kinsett O'Nea[ Term VARConduit revenue bond (UU) ALden Capita[Muttifamity housing (TR) US Trust Co of CAVillage Crossing Arts LOC (EN) Red[ands Fed BnkRefunding

211

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== ANNUAL REPORT CALENDAR 1997


Date Amount County, Type of Debt, Purpose Enhancrnt Sate Function, Participant Type Type

2/18/97 $300,000 San Bernardino CountySan Bernardino S:AAA/A-1 Neg (BE) Preston Gates 2/01/27CDIAC Debt Issue Ntmber: 97 - 0120 (FA) Kinseit O_Neat Term VAR

Conduit revenue pond tUg) Arden Capita[NuLtifami[y housing (TR) US Trust Co of CAVitiage Crossing Apts LOC tEN) gedtands Fed gnkFederatty TaxabLeRefunding

3/27197 $16,130,000 San Bernardino CountySan Bernardino S:AAA/A-1 Neg (BC) Preston Gates 3/01127CDIAC Debt Issue Rtadoer: 96 - 1565 (FA) Kinsett O_Neal Term VARConduit revenue pond (L_) ALden Capita[Muttifamity housing (TR) US Trust Co of CA_ountain View & Park View PLace LOC tEN) FHLBRefunding

5/13/97 $27,754,806 San Bernardino CountySan Bernardino S:AAA Nag (00) Preston Gates 5/01/31 6.009CDIAC Debt issue Number: 97 - 0357 Term (HIE)conduit revenue bond (UW) Kinsett O_NeaLSingLe-famiLy housing (TR) US Trust Co of CAHortgage-backed securities Oth tEN) GNRAsubject to Alternative Rini_ Tax

7/01/97 $225,000,000 San Bernardino CountySan Bernardino S:SP-I+ Neg (BE) Whitnlan Breed 6/30/98 3.052CDIAC Debt Issue Number: 97 - 0287 M:MIG1 Term (NIC)Tax and revenue anticipation note F:F-I+ (_) Smith Barney IncCash flow, interim financing (TR) San gernardino Co

8/27/97 $121,095,000 San Bernardino CountySan flernardino S:A/L_ Neg (BE) Quint & Thia]nig 8/01/08 5.006CDIAC Debt Issue NLcd_er: 97 - 1389 H:Aaa (FA) Seidter-Fitzgeraid Seria[ (NIC)Certificates of participation/teases F:AAA (LIW) Herritt Lynch & CoOther/multiple health care purposes (TR) Texas Comnerce BankHedicat Ctr Ins tEN) NBIA

212



Date Amount County, Type of Debt, Purpose Enhsncmt Sate Function, Participant Type Type

10/15/97 $17,790,000 San 8ernardino CountySan Bernardino S:A/_ Neg (BC) guint & Thimmig 10/01/25 5.270CDIAC Debt Issue Number: 97 - 1506 H:Aaa Comb (NIC)Certificates of participation/leases F:AAA (UW) Hiller & SchroederRuiti cap imprvlnents and public works (TR) Texas Commerce Bank

Ins (EN)HBIA

8/21/97 $75,000,000 San Bernardino County FinancingAuthority

San Bernardino S:A+ Beg (BC) guint & Thimmig 9/02/00 6.957CDIAC Debt Issue Ntanber: 97 - 1408 N:Aa] Term (NIC)Revenue bond (Pool) (UW) Herrili Lynch & CoNulti cap imprvments and public works (TR) US Trust Co of CAFederally TaxableRefunding

10/30/97 $65,000,000 San Bernardino County TransportationAuthority

San Bernardino B:AAA Beg (BC) Nossaman Guthner 3/01/10 4°850COIAC Debt Issue N_ber: 97 - 1566 N:Aaa (FA) Rovarth Nontague Serial (TIC)Sales tax revenue bond (UW) Smith Barney IncBridges and highways (TR) BBY Western Trust

Ins (EN)FSA

7/31/97 $10,370,000 San Bernardino Joint Powers FinancingAuthority

Ban Bernardino B:A_ Beg (BG) Sabo & Green 9/01/13 5.067CDIAC Debt Issue Number: 97 - 0354 M:Aaa Comb (NIC)Public lease revenue bond F:AAA (UW) Hiller & SchroederPublic building (TR) First Trust of CAFire stationLibraryStorage yard Ins (EB) AmbacRefunding

213

l I _i _I _ l m m m, i g m !l i i ,lFJL7

l i 4, -4 4 ¸ m _M -4 i il_ I 4 4 I1 4E_E_

ANNUAL.REPORT CALENDAR 1997

Type Raturity interestIssuing Entity, Rating(s) of Date/ Rate/


7/30/97 $6,320,000 "UplandSan Bernardino S:A+ Neg (BC) Quint & Thimmig 6/01/21 5.316CDIAC Debt Issue Humber: 97 - 1234 (FA) GL Hicks Financial comb (NIC)Certificates of participation/teases (UW) Piper Jaffray IncHealth care facilities (TR) First Trust of RgSunsetHaven Oth (EN)OSEPDRefunding

12/11/97 $2,450,000 UplandSan gernacdino NR Neg (BC) Richards Watson 9/02/07 5.420CDIAC Debt Issue Number: 97 - 1605 (FA) Urban Futures Serial (NIC)Special assessment bond (UW) Rack PressmanStreet construction and improvements (TR) First Trust of CAAD No 87-1Refunding

6/10/97 $5,000,000 Upland (CSCDA)San Bernardino S:SP-I+ Neg (Be) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97 - 1028 H:HIG1 (FA) Sutro & Co Term (glC)Tax and revenue anticipation note (UW) Horgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins (EN) FSA

2/13/97 $5,220,000 Upland Unified School DistrictSan Bernardino S:/U_A Neg (BC) Orrick Herrington 9/01/27 5.384CDiAC Debt issue NUmber: 97 - 007] H:Aaa (FA) CA Financial Service comb (NIC)Certificates of participation/teases (IN) PaineWebberK-12 school facility (TR) First Trust of HN

Ins (EN) FSA

6/25/97 $5,970,000 Victor Valley Cofma_ity CollegeDistrict (CSCRPA)

San Bernardino S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Humber: 97 * 0644 M:HIG1 Term (NIC)Tax and revenue anticipation note (IN) Piper Jaffray IncCash flow, interim financing (TR) BHY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

214



Date Amount County, Type of Debt= Purpose Enhancmt Sale Function, Participant Type Type

1107197 $7.000.000 Victor Valley Economic DevelopmentAuthority

San gernardino NR Neg (BC) Sabo & Green 12/01/01 8.670CDIAC Debt Issue Number: 96 - 1657 Term (NIC)Other note (UW) Kinseit O'NealRedevelopment, multiple purposes (TR) Dai-Ichi KangyoSouthern CA International AirportFederally TaxableRefunding

6/12/97 $3,500,000 Victor Valley Union High School DistrictSan Bernardino S:AAA Neg (BC) 8ouie Arneson Kadi 11/15/21 5.930CDIAC Debt Issue Number: 97 - 0371 N:Aaa (FA) Public Economics comb (NIC)Certificates of participation/leases (U_) ABH ANRO SecuritiesK-12 school facility (TR) US Trust Co of CAInstructional Academy Ins (EN) NBIA

9/30/97 $24,455,000 _ater Facilities AuthoritySan Bernardino S:AAA CoCo (BC) Best Best & Krieger 10101/15 5.134CDIAC Debt Issue Number: 97 - 1470 N:Aaa (FA) Kinse[I OINeal Cor_o (NIC)Certificates of participation/teases (UW) Miller & Schroeder_ater supply/storage/distribution (TR) First Trust of CAAgua De Lejos Ins (EN) FGICRefunding

San Diego

9/17/97 $6,875,605 Alpine Union School DistrictSan Diego S:AAA Neg (BC) Foley Lardner 8/01/22 5.319CDIAC Debt Issue N_r: 97 - 1502 M:Aaa (FA) Caidwei[ FLares Con_ iTIC)Genera[ obligation bond (U14) Piper Jaffray IncK-12 school faciilty (TR) San Diego Co

Ins (EN) FGIC

215

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Date Amount County, Type of Debt, Purpose Enhan_nt Sale Function_ Participant Type Type

6/11/97 $1,400,000 Atpine Union $choot District ($DAL$)San Diego S:SP-I+ NeD (BC) Jones Hart Hitl 10/01/98 4.181CDIACDebt Issue Number: 97 - 0862 Term (NIC)Tax and revenue anticipation note (LIW)Sutro & CoCash fto_, interim financing (TR) US Trust Co of CA$DALG1997 TRANPool Ins (EN) FSA

6/11/97 $1,000,000 Bonsai[ Union School District (SDALG)San Diego $:$P-1+ NeD (BC) Jones Hail Hilt 10101/98 4.181CDIACDebt Issue Number: 9? - 0863 Term (N1C)Tax and revenue anticipation note (U14) $utro & CoCash flow, interim financing (TR) US Trust Co of CA$DALG1997 TRANPoor Ins (EN) FSA

3/19/97 $1,900,000 Borrego Water DistrictSan Diego NR NeD (BC) $tradting Yocca 4/01/27 6.949CDIACDebt Issue Number: 97 - 0178 comb (NIC)Certificates of participation/leases (UW) $utter SecuritiesWater supply/storage/distribution (TR) First Trust of CA

6111/97 $5,000,000 Cajon Valley Union School District($DALG}

San OieDo $:$P-1+ Keg (BC) Jones Hall Hill 10/01/98 4.181CDIACDebt IssueNumber: 97 - 0864 Term (NIC)Tax and revenue anticipation note (UW) $utro & CoCash fto_, interim financing (TR) US Trust Co of CASDALG1997 TRANPool Ins (EN) FSA

6111/97 $645,000 Cardiff School District ($DALG)San Diego $:5P-1+ NeD (0C) Jones Hail Hitt 10/01/90 4.181CDIACDebt Issue Number: 9? - 0065 Term (NIC)Tax and revenue anticipation note (UW) $utro & CoCash ftow, interim financing (TR) US Trust Co of CA$DALG1997 TRANPool Ins (EN) F$A

216




9/10/97 $6,595,000 Cartsbad

San Diego S:AAA Neg (BE) Stradting Yocca 8/01/08 4.497CDIAC Debt Issue Number: 97 - 1582 N:Aaa (FA) DiLLon Read Serial (NIC)Certificates of participation/teases tug) Dean NitterParks/open space (TR) First Trust of CAHomp Grove Ins tEN) FSARefunding

12/19197 $18,675,000 Cartsbad

San Diego NR Neg (BC) Brown Diven 9/02/11 5.226CDIAC Debt Issue N_mber: 97 - 1607 (FA) Peter J Ross Serial (NIC)Special assessment bond (tiN) Horgan Stanley DeanStreet construction and improvements (TR) First Trust of CAALga Rd & CoLlege gLvd ReAD No 97-1Refunding

9/10/97 $7,400,000 Cartsbad Municipal Water DistrictSan Diego S:AAA Neg (Be) Stradting Yocca 5101104 4.219CDIAC Debt Issue NL_ber: 97 - 118] M:Aaa (FA) Ditton Read Serial (NIC)Certificates of participation/teases (UN) Dean NitterNater suppLy/storage/distribution (TR) First Trust of CARefunding Ins tEN) FSA

6111197 $11,455,000 Cartsbad Unified School District

San Diego S:AAA Neg (BC} Best Best & Erieger 6101/22 5.282CDIAC Debt Issue N_ber: 97 - 1092 (FA) RLmicipa[ Leasing comb (NXC)Certificates of participotion/ieases tUN) Herritl Lynch & CoK-12 school facility (TR) Dai-lchi KangyoAviara Oaks RiddLe School Ins tEN) HBIA

10/16/97 $26,498,696 Cartsbad Unified School District

San Diego S:AAA Neg (BCi Bowie Arneson Kadi 5/01/22 5.218CDIAC Debt Issue Number: 97 o 1163 N:Aaa Serial (TIC)General obligation bond tUN) PaineNebberK-12 school facility (TR) San Diego Co

Ins (EN) FGIC

217

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Type Maturity InterestIssuing Entity, Rating(s) of Date/ kate/


6/11/97 $3,000,000 Carlsbad Unified School District (SDALG)San Diego S:SP-I+ Nag (BC) Jones Hail Hilt 10/01/98 4.181CDIAC Debt Issue Number: 97 - 0866 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 TRAN Pool Ins (EN) FSA

5/30/97 $3,459,864 Chuta VistaSan Diego NR Neg 6/01/07 6.390CDIAC Debt Issue Number: 97 - 1082 Serial (NIC)Certificates of participation/teases (UW) Cargill InvestmentEquipment (TR) First Trust of CA

9/30/97 $25,000,000 Chula VistaSan Diego S:A/A-1 keg (BC) Orrick Herring(on 3/01/23CDIAC Debt Issue kumber: 97 - 1461 N:A2/VNIG Term VARConduit revenue bond (U_) Horgan StanleyPower generation/transmission (TR) First Trust of CASan Diego Gas & Electric CoRefunding

11/03/97 $18,300,000 Chu[a VistaSan Diego NR Neg (BC) Stradiing Yocca 11/01/25CDiAC Debt Issue Number: 97 - 1509 Term VARConduit revenue bond (UW) General ElectricMultifami[y housing (TR) First Trust of WAEucalyptus Grove AptsRefunding

6/10/97 $9,080,000 Chula Vista (CSCDA)San Diego S:SP-I+ keg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97 - 0979 M:MIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note lute) Norgan StanleyCash ftow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins _ (EN) FSA

218


. Type Haturity InterestIssuing Entity, Rating(s) of Date/ Rate/


6/11/97 $9,100,000 Chula Vista ELementary School District(SDALG)

San Diego S:SP-I+ Beg (BC) Jones Halt Rill 10/01/98 4.181CDIAC Debt Issue Number: 97 - 0867 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 TRAN Pool Ins tEN) FSA

6/11/97 $750,000 Coronado Unified School District (SDALG)• San Diego S:SP-I+ Neg (BC) Jones Hail Hilt 10/01/98 4.181

CDIAC Debt Issue NUmber: 97 - 0068 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 THAN Poet Ins tEN) FSA

6/11/97 $115,009 Dehesa School District (SDALG)San Diego S:SP-I+ Heg (BC) Jones Halt Hill 10/01/98 4.181CDIAC Debt Issue Ntm_er: 97 - 0869 Term (SIC)Tax and revenue anticipation note (DW) Butte & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 TRAN Pool Ins tEN) FSA

6127/97 $1,450,000 EL CajonSan Diego S:AAA/A-1 Heg (BC) FuLbright & Jaworski 6/01/37CDIAC Debt Issue Number: 97 - 1112 Term VARConduit revenue bond (UW) Banc One Capita[Nuttifamiiy housing (TR) Bank One IndianaPinewood Apts Ins tEN) East West BankSubject to Alternative Hinim_,Tax

10/07/97 $35.745.000 EL Cajon Redevelopment AgencySan Diego S:AAA Heg (Be) Best Best & Krieger 10/01/22 5.302CDIAC Debt Issue Number: 97 - 1429 M:Aaa comb (NIC)Tax allocation bond (UW) Hitter & SchroederRedevelopment, multiple purposes (TR) BNY Western TrustRefunding Ins (EH) Ambac

219

m m m mm m m ,m mmm U n m m B m. m m mmF_

i m i l l i I I iI i M I _ !N l iL___] E]



Date Amount County, Type of Debt, Purpose Enhancmt Sate FunCtion, Participant Type Type

2/20/97 $18,640,000 Encina Financing Joint Powers AuthoritySan Diego S:AAA Beg (BC) Stradting Yocca 8101114 5.161CDIAC Debt Issue Number: 97 - 0024 M:Aaa Comb (NIC)pubtic enterprise revenue bond (UW) Stone & YoungbergWastewater correction and treatment (TR) State Street Bank CARefunding Ins (EN) Ambae

12/02/97 $7,550,000 EncinitasSan giego S:AAA Beg (BC) Jones Hart 12/01/16 4.967CDIAC Debt Issue Number: 97 - 1623 R:Aaa (FA) Fieldr_an Rotapp comb (Nit)Certificates of participation/teases (UW) Sutro & Copubtic building (TR) State Street Bank CAC_vic Center Ins tEN) MBIARefunding

6/11/97 $5,000,000 Encinitas Union Schoot District (SDALG)San Diego S:SP-I+ Neg (BC) Jones Bait Hilt 10/01/98 4.181CDIAC Debt Issue Number: 97 - 0870 Term tNIC)Tax and revenue anticipation note (UW) Sutro & CoCash ftow, interim financing (TR) US Trust Co of CASDALG 1997 TRAN Poor Ins tEN) FSA

6/04/97 $11,000,000 EscondidoSan Diego S:A_, Beg (gC) Stradting Yocca 1/01/27 5.373CDIAC Debt issue Number: 97 - 0788 Comb (NIC)conduit revenue bond (UW) Newman & Associates

. Ruttifamity housing (TR) First Trust of CAMountain View Terrace AptsRefunding

6104197 $8,1OO,OOO EscondidoSan Diego S:AAA Beg (BC) Stradting Yocca 1/01/27 5.373CDIAC Debt Issue Number: 97 - 0787 comb (NIC)Conduit revenue bond (UW) Ne_an & AssociatesMuttifamity housing (TR) First Trust of CATerrace gardens AptsRefunding

220


Type Maturity InterestIssuing Entity, Rating(s) of gate/ Rate/


6/11/97 $5,000,000 Escondido Union gigh School District(SDALG)

San Diego S:SP-I+ ReD (BC) Jones Halt Hilt 10/01/98 4.181CDIAC Debt Issue Number: 97 - 0872 Term (NIC)Tax and revenue anticipation note (UW) gutro & CoCash lieu, interim financing (TR) US Trust Co of CASDALG 1997 TRAN Pool Ins (ER) FSA

6/11/97 $1,500,000 Escondido Union School District (SDALG)San Diego S:SP-I+ geg (Be) Jones Halt Hilt 10/01/98 4.181CDIAC Debt Issue Rurd_r: 97 - 0871 Term (HIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 THAN Pool Ins (EH) FSA

6/11/97 $3,500,000 Fattbrook Union Elementary SchoolDistrict (SDALG)

San Diego S:SP-I+ Neg (BC) Jones Halt Hill 10/01/98 4.181CDIAC Debt Issue Number: 97 - 087] Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 TRAN Pool Ins (ER) FSA

6/11/97 $4,0go,ogo Fallbrook Union High School District{SDALG)

San Diego S:SP-I+ Reg (DC) Jones Hall Hit[ 10/01/98 4.181CDIAC Debt Issue Nm_oer: 97 - 0874 Term (N1C)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 TRAN Pool Ins (Eg) FSA

2119197 $18,885,000 Grossmont Union High School DistrictSan Diego S:AAA Reg (Be) Stradting Yocca 9/01/26 4.099CDIAC Debt Issue Nmber: 97 - 0055 R:Aaa (FA) gauscher Pierce Term (NXC)Certificates of participotion/ieases (UW) PaineWebberK-12 school facility (TR) First Trust of CARefunding Ins (ER) FSA

221

l I i m I M I I _ m l R _1 I m ,U i m

m n m i n m m m m i m ---,m m mL__T

ANNUAL REPORT CALENDAR 1997Q_


Date Amount County, Type of Debt m Purpose Enhancrnt Sate Function, Participant Type Type

6/11/97 $15,DD0,000 Orossrnont Union High School District(SDALD)

San Diego S:SP-I÷ Beg (BC) Jones Halt Hill 10101198 4.181COIAC Debt Issue Number: 97 - 0875 Term (NIC)Tax and revenue anticipationnote (US#) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 THAN Pool _ ins (EN) FSA

6/06/97 $5,0OO,OOO Grossmont-Cuyamaca Coornunity CollegeDistrict (CCCFA)

San Diego S:SP-I+ Neg (BC) Stradting Yocca 9/30/98 4.02:3CDIAC Debt Issue gm_oer: 97 - 0390 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA 1097 TRAN Pool A & g Ins (EN) FSA

6/11/97 $1,350,000 Jamut-Outzura Union Elementary SchoolDistrict (SDALG)

San Diego S:SP-I+ Neg (BC) Jones Halt Hill 10/01/98 4.181CDIAC Debt Issue Humber: 97 - 0876 Term (NIC)Tax and revenue anticipation note (LJW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 TRAN Poet ins (EN) FSA

6111197 $250,000 Julian Union High School District(SDALG)

San Diego S:SP-I+ Beg (BC) Jones Wall Hill 10/01/98 6.181CDIAC Debt Issue Number: 97 - 0878 Term (NIC)Tax and revenue anticipation note (IJW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1097 THAN Pool ins (EN) FSA

6/11/97 $400,000 Julian Union School District ($DALG)San Diego S:SP-I+ Neg (BC) Jones Hail Hilt 10/01/98 4.181CDIAC Debt Issue Number: 97 - 0877 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust CO of CASDALG 1997 TP_N Pool Ins (EN) FSA

222


Type Naturity InterestIssuing Entity, _ Rating(s) of Date/ Bate/

Date Amount County, Type of D(4>t, Purpose Enhancmt Sate Function_ Participant Type Type

6110197 $3,160r000 La Mesa (CSCDA)San Diego S:SP-I+ Neg (BC) Orrick Herrington 9/30/98 5.915CDIAC Debt Issue g_r: 97 - 0_4 N:HIG1 (FA) Sutro & Co Term (NIC)Tax a_ revenue anticipation note (UW) Norgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1_7 TRAN Pool B Ins (EN) FSA

6/11/97 $5,000,000 La Nesa-Spring ValLey School District(SDALG)

San Diego S:SP-I+ Heg (BC) Jones Hail giLl 10/01/98 4.181CDIAC Debt Issue N_r: 97 - 08_ Term (NIC)Tax a_ revenue anticipation note (UIJ) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1_7 TR_ Pool Ins (EN) FSA

6/10/97 $1,(_45,000 Lakeside Fire Protection District(CSCDA)

San Diego S:SP-I+ Neg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue NLinber: 97 - O_ H:NIG1 (FA) Sutro & Co Term (NIC)Tax a_ revenue anticipation note (UW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1_7 TP.A}_Pool A Ins lEg) FSA

6/11/97 $3,500,000 Lakeside Union Eler_entary SchoolDistrict (SDALG}

San Diego S:SP-I+ Heg (BC) Jones Hall Hill 10/01/98 4.181CDIAC Debt Issue Ntanber: 97 - 0080 Term (NIC)Tax a_ revenue anticipation note (UI_) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 TRAN Pool Ins (EN) FSA

6/11/97 $2,500,000 Lemon Grove School District (SDALG)San Diego S:SP-I+ Neg (BC) Jones Hail HiLt 10/01/98 4.181CDIAC Debt Issue Number: 97 - _1 Term (glC)Tax arid revenue anticipation note lull) Sulfa & Co

Cash flow, interim fina.ncing (TR) US Trust Co of CASDALG 1797 TR_ PoD[ Ins (EN) FSA

223

m mm m mm m m m m m m n m m m um m ,mnmU___]

m mm i imBI m I m m N I _ m m u I i i mmE



Date Amount County, Type of Debt r Purpose Enhancmt Sate Function, Participant Type Type

6/06/97 $5,000,000 NiraCosta Community College District(CCCFA)

San Diego S:$P-1+ Neg (BC) Stradiing Yocca 9/30/98 4.023CDIAC Debt Issue Number: 97 - 0394 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA 1997 TRAN Pool A & B Ins tEN) FSA

6111/97 $1,500,000 Nountain Empire Unified School District(5DALG)

San Diego S:SP-I+ Heg (BC) Jones Hail Hill 10/01/98 4.181Q)IAC Debt Issue Number: 97 - 0882 Term (NIC)Tax and revenue anticipation note (US#) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 TPJ_ POD[ Ins tEN) FSA

5/28/97 $12,000,000 National City Community DevelopmentCotnmission

San Diego S:AAA Heg (BC) Jones Halt Hilt 1/20/40 5.943CDIAC Debt Issue Number: 96 - 1726 Comb (NIC)Conduit revenue bond (UW) Band One CapitalHultifamity housing (TR) First Trust of CAPark Villas Apts Ser A Oth tEN) GNNA

5/28/97 $1,000,000 National City Community DevelopeentCommission

San Diego S:/U_A NeD (BC) Jones Hail Hilt 7/20/09 5.943CDIAC Debt Issue Humber: 97 - 1303 Term (NIC)Conduit revenue bond (UW} Banc One CapitalHultifamiiy housing (TR) First Trust of CAPark Villas Apts Set A-T Oth (EN) GNNAFederatty TaxableState Taxable

224



Date Amount County, Type of Debt_ Purpose Enhencmt Sate Function, Participant Type Type

8121197 $500,000 National City ComTImity DevelopmentConlaission

San Diego NR NeD (BC) Jones Hail 4/01/39CDIAC Debt Issue Number: 97 - 0808 Term VARConduit revenue bond (UW) Banc One Capita[Huttifamtty housing (TR) First Trust of CAPark Villas Apts LOC (EN) Fed Home Ln Bnk IndiFederally TaxableState Taxable

6111/97 $4,000,000 National School District (SDALG)

San Diego S:SP-I+ NeD (Be) Jones Halt Hilt 10/01/98 4.181CDIAC Debt Issue Nuldoer: 97 - 0883 Term (NIC)Tax and revenue anticipation note (L_) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDAL6 1997 TRAN Pool Ins (EN) FSA

8/21/97 $33,735,000 North City West School FacilitiesFinancing Authority CFD No 1

San Diego S:AAA NeD (BC) Jones ffatt 9/01/27 5.570CDIAC Debt Issue Number: 97 - 1344 N:Aaa Conch (glC)Limited tax obligation bond (UW) Dean UitterK-12 school facility (TR) State Street Bank CA

Ins (EN)Ambac

6/10/97 $1,900,000 North County Fire Protection District(CSCDA)

San Diego S:SP-I+ Neg (BC) Orrick Herrington 6/30_98 3.915CDIAC Debt Issue Number: 97 - 1003 M:NIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (Ug) Norgan Stanley

: Cash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins (EN) FSA

6/10/97 $6,365,000 Oceanside (CSCDA)

San Diego S:SP-I+ Neg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97 - 1004 R:HIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (LIW) Rorgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins (Eft) FSA

225

m m m -- m m m m m m m m m m m mE_m_ -


Type Hatur|ty InterestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount Countyt Type of Debtf Purpose Enhancmt SaLe Function, Participant Type Type

8/27/97 $Z*,500,000 Oceanside Unified School DistrictSan Diego S:AAA Neg (BC) Kutak Rock 6/01/12CDIAC Debt Issue Number: 97 - 1433 F:AAA Serial VARCertificates of participation/Leases (UW) Rauscher PierceOther/muLtipLe educational uses (TR) Chase Trust Co of CA

Ins (EN)FSA

7/26/97 $22,5]0,000 OLivenhain Municipal Water DistrictSan Diego S:AAA Reg (BC) Orrick Herrington 9102127 5.338CDIAC Debt issue Number: 97 - 1203 N:Aaa (FA) Fietdznan Rolapp comb (NIC)Special assessment bond (LIW) Stone & YoungbergWater suppLy/storage/distribution (TR) Union Bank of CAAD Ko 96-1 Ins (EK) MBIA

12/04/97 $50,000,000 Otivenhain Hunicipat Water DistrictSan Diego S:AAA Conzp (BC) Orrick Herrington 6/01/28 5.095CDIAC Debt Issue N_ber: 97 - 1680 H:Aaa (FA) FieLc_an Rotapp Comb (glC)Certificates of participation/Leases (US#) BancAmerica RobertWater suppLy/storage/distribution (TR) Union Bank of CARefunding ins (ER) FGIC

6/06/97 $4,000,000 PaL<xnar cormlunity CoLlege District(CCCFA)

San Diego S:SP-I+ Keg (BE) $tradLing Yocca 9/]0/98 4.0?-]CDIAC Debt Issue Rumber: 97 - 0396 (FA) Burro & Co Term (Kic)Tax and revenue anticipation note (iN) Lehman BrothersCash ftow, interim financing (TR) US Trust Co of CACCCFA 1997 TRAN Pool A & B Ins (EN) FBA

6/11/97 $/*50,000 Pauma School District (SDALG)San Diego S:SP-I+ Keg (BC) Jones HaLL Hilt 10/01/98 4.181CDIAC Debt Issue Nm_er: 97 - 0885 Term (RlC)Tax and revenue anticipation note (iN) Sutro& CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 TRAN Pool Ins (EN) FSA

226


Type Maturity InterestIssuing Entity, Ratingis) of Date/ Rate/

Date Amount County, Type of Debt, Purpose Enhancmt Sale FUnction, Participant Type Type

6/11/97 $5,000,000 Poway Unified School District (BDALG)San Diego . S:SP-I+ Meg (BC) Jones Hall Hilt 10/01/98 4.i81CDIAC Debt Issue Number: 97 - 0886 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust CO of CASDALG 1997 TRAN Pool Ins (EN) FSA

2/0/6/97 . $3,485,000 Rar_ona Unified School DistrictSan Diego S:A- geg (BC} Stradiing Yocca 2/01/07 5.501CDIAC Debt Issue Number: 97 - 0017 Serial (MIC)Certificates of participation/teases. (t_) Piper Jaffray IncK-12 school facility (TR) US Trust Co of CA

6/11/97 $2,000,000 Ramona Unified School District (SDALG}Ban Diego S:SP-I+ Neg (BC) Jones Hail Hit| 10/01/98 4.181CDIAC Debt Issue Number: 97 - 0887 Term (NIC)Tax and revenue anticipation note (IN} Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 TRAN Pool Ins (EN) FgA

6/05/97 $82,000,000 San DiegoSan Diego S:SP-I+ geg (BC) Strad[ing Yocca 9/30/98 3.950CDIAC Debt Issue Number: 97 - 1141 M:MIG1 Term (_IC)Tax anticipation note (IN) Bear StearnsCash flow, interim financing (TR) Dai-lchi Kengyo

5/30/97 $28,035,000 San Diego CountySan Diego S:AAA Keg (BC) Orrick Herrington 6/15/06 4.629CDLACDebt Issue Number: 97 - 0925 N:Aaa (FA) A g Edwards Serial (NLC)Certificates of participation/Leases F:AAA (IN) Herriil Lynch & CoMulti cap imprvments and public works (TR) State Street Bank CABurnham gidg, Potinky Chiidrens Ctr Ins (Eg) AmbacRefunding

227

B _ I M _ l I m _ I i i I i ¸ mB U I i


Type Maturity InterestIssuing Entity, Rating{s) of Date/ Rate/


6/04/97 $225,000,000 San Diego CountySan Diego S:SP-I+ Meg (BC) Orrick Rerrington 6/30/98 3,994CDIAC Debt Issue Number: 97 - 0923 M:MIG1 Term (NIC)Tax and revenue anticipation note (tAJ) Smith Barney IncCash flow, interim financing {TR) US Trust Co of CA

LOC (ER) Coamerzbank

6/23197 $32,750,000 San Diego CountySan Diego S:A-1 Meg (BC) Orrick Herrington 11125/01COIAC Debt Issue Number: 97 - 0924 R:P-1 Term VARCon_nerciat paper (LrW) Smith Barney IncOther purpose (TR) Bankers TrustTeeter Plan LOC (EN) Indus Sk of JapanRefunding

7/10/97 $80,675,000 San Diego CountySan Diego S:AAA Neg {8C) Orrick Herrington 10/01/25 5.393CDIAC Debt Issue Nt=nber: 97 - 1178 F:AAA Con_ (N1C)Certificates of participation/teases (UW) Merrill Lynch & CoPrisonsljailslcorrectiona[ facilities {TR) State Street Bank CACentral Jail Ins (EN) ARt_acRefunding

7/29/97 $21,755,000 San Diego CountySan Diego HR Neg (BC) Orrick Herrington 9/02/12 5.930CDIACDebt Issue Rufioer: 97 - 1202 Cocd_ (NIC)Spacia[ assessment bond (UW) Stone & ¥oungbergMulti cap irnprwents and public works (TR) First Trust of CA4-S Ranch ReAD No 97-1

Refunding

12/19/97 $162,315,000 San Diego County Water AuthoritySan Diego S:AA- Meg (Be) Orrick Herrington 5/01/20 4.920CDIAC Debt Issue Number: 97 - 1828 M:Aa3 (FA) Dean Witter Serial (NIC)Certificates of participation/teases F:AA- (IN) Prudential Sec IncWater supply/storage/distribution {TR) First Trust of CARefunding

228




2126197 $250,000,000 San Diego public FaciLities FinancingAuthority

San Diego S:AAA Neg (Be) Orrick Herrington 5115127 5.553CDIAC Debt Issue Number: 97 - 0096 R:Aaa (FA) PRAG Comb (NIC)PubLic enterprise revenue bond (U_) Smith Barney IncWastewater collection and treatment (TR) State Street Bank CA

Ins (EM)FGIC

11/19/97 $70,OOO,O00 San Diego Unified Port District

San Diego B:A-I+ Nag (BC) Orrick Rerrington 11/19/98CDIAC Debt Issue Number: 97 - 1219 M:F-I+ (FA) First ALbany Corp Term VARC_nmerciat paper (LM) Merrill Lynch & CoAirport (TR) Bankers TrustSan Diego Inttt-Lir_oergh FieLd Series A LOC (EN) Canadian Imperial BkSUbject to ALternative Minimu_ Tax

11119197 $30,000,000 San Diego Unified Port District

San Diego S:A-I+ Neg (BC) Orrick Rerrington 11/19/98CDIAC Debt Issue Number: 97 - 1748 N:F-I+ (FA) First ALbany Corp Term VARCommercial paper (LIW) MerriLL Lynch & CoAirport (TR) Bankers TrustSan Diego IntBi-Linc_oergh FieLd Series B LOC (EN) Canadian Imperial Bk

4/23/97 $54,715,000 San Diego Unified School District

San Diego S:/U_A/AA- Neg (BC) Orrick Herrington 7/01/03 5.018CDIAC Debt Issue Number: 97 - 0197 M:Aaa/Aa2 (FA) Rauscher Pierce Serial (NIC)Certificates of participation/teases (UW) gancAmerica SecK-12 school facility (TR) Union Bank of CA

Ins (EN)NBIA

6/04197 $21,870,000 San Diego Unified School District

San Diego S:AAA Neg (BC) Orrick Berrington 7/01/04 4.552CDIAC Debt Issue Nuff/oer: 97 - 0409 N:Aaa : (FA) Rauscher Pierce Serial (NIC)Certificates of participotion/Leases (LIg) DiLLon ReadOther/muLtipLe educational uses (TR) Union Bank of CA

Ins (EB) Ambac

229

U _ i _ _ _ i _ _ n I _ U n _ _ tE



Date Amount COUnty mType of Debt, Purpose Enhancmt Sale Function, Participant Type Type

6/18/97 $90,000,000 San Diego Unified School DistrictSan Diego N:HIG1 Neg (BC) Orrick Herrington 10/01/98 4.119CDIAC Debt Issue Number: 97 - 1107 Term (TIC)Tax and revenue anticipation note (UW) Ban_rica SecCash flow, interim financing (TR) Union Bank of CA

10/23/97 $30,000,000 San Diego Unified School DistrictSan Diego N:RIG1 Neg (BC) Orrick Herrington 1/29/99 4.132CDIAC Debt Issue Number: 97 - 1552 Term (TIC)Tax and revenue anticipation note (LIW) BancAmerica SecCash flow, interim financing (TR) Union Bank of CA

6111197 $5,000,000 San Oieguito Union High School District(SDALG)

San Diego S:SP-I+ Neg (Be) Jones Hall Hill 10101198 4.181CDIAC Debt Issue Bumber: 97 - 0888 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 TRAR Pool Ins tEN) FSA

6/10/97 $2,405,000 San Niguel Consolidated Fire ProtectionDistrict (CSCDA)

San Diego S:SP-I+ Beg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt issue BuYer: 97 - 1017 R:NIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Norgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins (EN) FSA

8/08/97 $11,150,000 San Ysidro School DistrictSan Diego S:AAA Neg (BC) Orrick Herrington 8/01/21 5.192CDIAC Debt Issue Number: 97 - 1102 N:Aaa Comb (NIC)General obligation bond (UW) Rauscher PierceK-12 school facility (TR) San Diego Co

Ins (EN) Ambac

230



Date Amount County. Ty_e of Debt, Purpose Enhancmt Sate Function, Participant Type Type

6/11/97 $4,585,000 San Ysidro School District (SDALG)San Diego S:SP-I+ Meg (BC) Jones HaLt HiLt 10/01/98 4.181CDIAC Debt Issue RLunber: 97 - 0889 Term (RIC)Tax and revenue anticipation note (UW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 TRAN Pool ins LEg) FSA

6/11/97 $S,O00,OOO Santee School District (SDALG)

San Diego S:SP-I+ Neg (BC) Jones HaLL HiLL 10/01/98 4.181CDIAC Debt Issue Nualber: 97 - 0890 Term (HIC)Tax and revenue anticipationnote (LIW) Sutro & CoCash flow, interim financing (TR) US Trust Co of CA.SDALG 1997 THAN Pool Ins (EN) FSA

6/11/97 $3,000,000 Sotana Beach School District (SDALG)

San Diego S:SP-I+ Neg (BC) Jones HaLt HiLL 10/01/98 4.181Q)IAC Debt Issue NLc_oer= 97 - 0891 Term (MIC)Tax and revenue anticipation note (UW} Sutro & CoCash flow, interim financing (TR) US Trust Co of CASDALG 1997 TRAN Pool Ins LEg) FSA

6/19/97 $8,496,918 South Bay Union School DistrictSan Diego S:AAA Neg (BC) Stradting Yocca 7/01/22 8°075CDIAC Debt Issue Nund_er: 97 - 0228 R:Aaa Comb (Nit)General obligation bond (U_) PainegebberK-12 school facility (TR) San Diego Co

Ins (EN) FGIC

6/06/97 $5,000,000 Southwestern Cotmc_ity ColLege District(CCCFA)

San Diego S:SP-I+ Reg (BC) Strsdting Yocca 9/30/90 4.023CDIAC Debt Xssue R_nber: 97 - 0402 (FA) Sutro & Co Term (HXC)Tax and revenue anticipationnote (LM) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA 1997 TRAN Pool A & B Ins (EH) FSA

231

i _ _ i I I i i I N i U i _ _ I _E




3124197 $5,185,000 Sweetwater Union High School DistrictSan Diego S:BBB+(p) Comp (Re) Buchatter Nemer 4/01/10 5.486CDIAC Debt Issue Number: 97 - 011] (FA) Rauscher Pierce Serial (NIC)Certificates of participation/Leases (IJW) OtConnor & CoOther/multiple educational uses (TR) BN¥ gestern Trust

6/11/97 $110,000 Vattecitos School District (SDAL6)San Diego S:SP-I+ Meg (BC) Jones gall Bill 10/01/98 4.181COIAC Debt Issue Number: 97 - 0892 Term (glC)Tax and revenue anticipation note (IN) Sutro & CoCash flow, interim financing (TR) US Trust Co of CKSDALG 1997 TRAM Pool. Ins (EN) FSA

5/22/97 $21,1]0,000 Vista Joint Powers Financing AuthoritySan Diego H:Aaa Beg (BC) Best Best & Krieger 5/01/16 5.741CDZAC Debt Issue BL_oer: 97 - 0279 F:AAA (FA) Evensen Dodge comb (TIC)Public tease revenue bond (UW) E J De La RosaMulti cap imprvments and public works (TR) State Street Bank CARefunding Ins (EN) MBIA

12/17/97 $1,745,000 Vista Joint Powers Financing AuthoritySan Diego F:A- Meg (DC) Brown Diver 9101120 5.61]CDIAC Debt Issue Nmber: 98 - 0195 (FA) Fieic_an Rotapp Term (BIC)Public tease revenue bond (IN) Kinseit O'NeaiMulti cap i_rvments and public works (TR) State Street Bank CASeries D

Refunding

12/17/97 s],go0,o00 Vista Joint Powers Financing AuthoritySan Diego • NR Neg (BC) Brown Diver 9/01/20 5.841CDIAC Debt issue Number: 97 - 1608 (FA) Fietdnlan Rotapp comb (BIG)public tease revenue bond (IN) Kinsetl O'NealMulti cap imprvments and public works (TR) State Street Bank CASeries ARefunding

232



Date Amount County, Type of Debt, Purpose Enhancmt gate Function, Participant Type Type

6111197 $10,000,000 Vista Unified Schoo[ District (SDALG)San Diego S:SP-I+ Neg (Be) Jones HaLl HiLl 10101198 4.181CDIAC Debt Issue Number: 97 - 0893 Term (NIC)Tax and revenue anticipation note (UW) Sutro & Co.Cash flow, interim financing (TR) US Trust Co of CASDALG 10@7 TRAR Poe[ Ins (ER) FSA

6/11/97 $200,000 Warner Union Schoot District (SDALG)San Diego 5:SP-I+ Neg (BC) Jones Hail HiLt 10/01/98 4.181COIAC Debt Issue Nun_oer:. 97 - 0894 Term (NIC)Tax and revenue anticipation note (UW) Sutro & CoCash ftowt interim financing (TR) US Trust Co of CASDALG 1997 TRAN Pool Ins (EN) FSA

San Francisco

6/25/97 $22,050,000 San Francisco City & CountySan Francisco S:AAA Co_p (BC) O'Heiveny & Hyera 6/15/17 5.028CDIAC Debt Issue Number: 97 - 1115 H:Aaa (FA) Kitahata & Co Set[at (TIC)General obtigation bond F:AAA (UW) BancAmerica SecK-12 school facility (TR) First Trust of CASchoo[ District Fac Ins (EN) MBIA

6125/97 $25,105,000 San Francisco City & CountySan Francisco S:AAA Comp (BC) Brown & Wood 6/15/17 5.028CDIAC Debt Issue _u_ber: 97 - 1114 N:Aea (FA) gitahata & Co Serial (TIC)Genera[ obligation bond F:AAA (UW) BancAmerica SecParks/open space (TR) First Trust of CAGolden Gate Park Ins (EN) HBIA

7/29/97 $20,800,000 San Francisco City & CountySan Francisco S:AAA/A-1 Meg (BC) Hawkins Detafietd 6/15/25COIAC Debt Issue'Number: -97 - 0908 (FA) CGNS Inc Term VARConduit revenue bond (UW) Newman & AssociatesNuitifamiLy hoIJsing (TR) First Trust of CACity Heights AptsSubject to Atternative NinimumTaxRefunding

233

m m m m m m m N m m m N m m m m m m m



Date Amount County. Type of Debt, Purpose Enhancmt SaLe Function, Participant Type Type

9/18/97 $10,615,000 San Francisco City & CountySan Francisco B:A_ Con_o (BC) Brown & Wood 9101117 4.971CDIAC Debt Issue Nuwber: 97 - 1442 R:Aaa (FA) Kitahata & Co Serial (NIC)Certificates of participation/leases F:/_ (UW) Banc_rica SecPubLicbuilding (TR) UnionBankof CA2789 25th St Ins (EN) Ambac

10115197 $449,085,000 San Francisco City & CountySan Francisco S:A/_'AA- Camp (BC) O_Betveny & Ryers 6/15/16 4.883CDIAC Debt Issue Number: 97 - 1566 B:Aaa/Aa3 (FA) PubLic Financial Serial (TIC)General obLigationbond F:AAA/AA (UW) Banc/_erica RobertHulti cap imprvments and public works (TR) S F CtyCoRefuncling Ins (EN) FGIC

1/21/97 $11,825,000 San FFancisco City & CountyRedeveLopment Financing Authority

San Francisco S:A Camp (8C) Giancar[o & Gnazzo 8/01/07 7.080CDIACDebt Issue Number: 96 - 1692 R:A (FA) Stephens NcCarthy Comb (TIC)Tax allocation bond (UW) Wheat First ButcherRedeveLopment, r_Jltiple purposes (TR) First Trust of CAFederally TaxabLe

1121197 $28,375,000 San Francisco City & CountyRedeveLopment Financing Authority

San Francisco S:A Camp (BC) Giancar[o & Gnazzo 8/01/18 5.755CDIAC Debt Issue _un_er: 96 - 1693 N:A (FA) Stephens McCarthy Comb (TIC)Tax aLLocation bond (UW) Smith Barney lncRedeveLopment, multiple purposes (TR) First Trust of CASeries B

8115197 $20,110,000 San Francisco City & CountyRedeveLopment Agency

San Francisco S:AAA meg (BC) Jones HaLl 7/01/24 6.850CDIAC Debt Issue N_ber: 97 - 1599 H:Aaa (FA) Joe Litten Term (NIC)Conduit revenue bend (UW) PaineWebberHuttifami[y housingNorthridge Cooperative Hoznes Sec 8 ins (EN) HBIARefunding

234



Date Amount County. TYPe of Debt, Purpose Enhancmt Sate Function_ Participant Type Type

10/29/97 $16,575,0D0 Sen Francisco City & CountyRedeveLopment Financing Authority

San Francisco S:A Comp (BC) Nossaman Guthner 8/01/22 5.420CDIAC Debt Issue Number: 97 - 1653 N:A2 (FA) Stephens McCarthy Cor_b (TIC)Tax allocation bond (IN) BancAmerica RobertRedeveLopment, multiple purposes (TR) First Trust of CA

7_24_97 $150,000,000 San Francisco City & County AirportComnission

San Francisco S:A-I+ Meg (SC) Orrick HerringtonCDIAC Debt Issue Number: 97 - 0577 M:P-1 (FA) Lazard Freres VARCommercial paper F:F-I+ (IN) GoLdman SachsAirport (TR) Chase Trust Co of CASan Francisco IntUt Sub Series A LOC (E_) Bayerischesubject to ALternative Minim_n Tax

7124197 $150,000,000 San Francisco City & County AirportCor_mission

San Francisco . S:A-I+ Peg (BC) Orrick RerringtonCDIAC Debt Issue N_ber: 97 - 0378 M:P-1 " (FA) Lazard Freres VARComsercia[ paper F:F-I+ (IN) GoLdman BachsAirport (TR) Chase Trust Co of CASan Francisco Int't sub Series B LOC tEN) Bayerische

9125197 $93,355,000 San Francisco City & County AirportCommission

San Francisco S:AAA Neg (BC) Orrick Herrington 1/01/27 6.205CDIAC Debt Issue Nuntber: 97 - 1455 H:Aaa (FA) Lazard Freres & Co Comb (NIC)Conduit revenue bond F:AAA (IN) Smith Barney IncAirport (TR) BNY Western TrustSFO Fuel Co Series A Ins tEN) AmbacSubject tO ALternative Minimum Tax

235



Date Amount Countyi Type of Debt, Purpose Enhancmt SaLe Function_ Participant Type Type

9/25/97 $12,255,000 San Francisco City & County AirportCommission

San Francisco $:AAA Neg (BC) Orrick Herrington 1/01/07 6.205CDIACDebt Issue Number: 97 - 1454 N:Aaa (FA) Lazard FrePes & Co Serial (NIC}conduit revenue bend F:AAA (UW) Smith Barney In(Airport {TR) BNYWestern Trust$FO Fuet Co Series B Ins (EN) AmbacFederat[y TaxabLe

6/03/97 $22,635,000 San Francisco City & County FinanceCorporation

San Francisco $:AAA Comp (BC) O,Ne[veny & Nyers 4/01/24 5.483CDIADDebt Issue Number: 97 - 1101 N:Aaa (FA) PubLic Financial comb (TIC)PubLic Lease revenue bend F:AAA (UW) BannAmerica &ecPubLic building (TR) First Trust of CAEmergency Communications Ctr Ins (EM) HBIA

9/23/97 $13,715,000 San Francisco City & County FinanceCorporation

San Francisco $:A(p) Comp (BC) Orrick Herrington 10/01105 4.206CDIACDebt Issue Number: 97 - 1488 N:A2(c) (FA) Nitahata & Co Serial (NIC)Public tease revenue bend F:A+ (UW) Ban(America RobertEquil_nent (TR) First Trust of CA

7/22/9Z $55°00D,000 San Francisco Unified School DistrictSan Francisco $:$P1-1+ Neg (BC) Brown & Wood 10/30/98 3.910CDIACDebt Issue Number: 97 - 0264 M:HIG1 Term (NIC)Tax and revenue anticipation note (UW) &eidter-FitzgePatdCash fLow, interim financing (TR) $ F CtyCo

236


Type Maturity InterestIssuing Entity, gating(s) of Date/ Rate/


San Joaquin

6/25/97 $185,000 Delta Island Union ELementary SchoolDistrict (CSCRPA)

San Joaquin S:SP-I+ Meg (8C) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nur_ber: 97 - 0658 N:RIG1 Term (NIC)Tax and revenue anticipation note (IJW) Piper Jaffray incCash flow, interim financing (TR) BRY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $2,510,000 Escaton Unified School District (CSCRPA)San Joaquin S:SP-I+ Neg (BC) Orrick gerrington 7102190 3.851CDIAC Debt Issue Number: 97 - 0648 . N:MIG1 Term (RIO)Tax and revenue anticipation note (UW) Piper Jaffray lncCash flow, interim financing • (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EM) /_nbac

6125197 $520,000 Jefferson Elementary School District(CSCRPA)

San Joaquin S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0649 N:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TbustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $215,000 Lammersviite ELementary School District(CSCRPA)

San Joaquin S:SP-I+ Rag (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0650 N:MIG1 Term (NIC)Tax and revenue anticipation note (UN) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) /ufioac

6/25/97 $5,000,000 LincoLn Unified School District (CSCRPA)San Joaquin S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0623 M:MIG1 Term (glc)Tax and revenue anticipation note (UW) Piper Jaffray ]ncCash flow, interim financing (TR) BNY Western TrustCSERPA 1997 TRAR PoD[ A Ins (EN) Ambac

237

I t mm M N I U I U I U _ I I I m I I mm

ANNUAL REPORT CALENDAR 1997Iltml_



6/25/97 $2,170,000 Linden Unified School District (CSCRPA)San Joaquin S:SP-I+ geg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0651 N:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

8113197 $10,000,000 Lodi Unified School District (CVSFA)San Joaquin S:SP-I+ Comp (BC) Kronick Roskovitz 8/27/98 3.910CDIAC Debt Issue mumber: 97 - 1604 (FA) GoverrQnent Fin Strat Term (TIC)Tax and revenue anticipation note (IAJ) DancPa_erica SecCash flow, interim financing (TR) Norwest Dk HMCVSFA 1997 TRAN Pool

6/25/97 $4,400,000 Hanteca Unified School District (CSCRPA)San Joaquin S:SP-I+ meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 o 0652 R:NIG1 Term (NIC)Tax and revenue anticipation note (tJW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAMPool A Ins (Em) Ambac

6/25197 $185,000 New Hope Elementary School District(CSCRPA)

San Joaquin S:SP-I+ meg (BC) Orrick Herrington 7102198 3.851CDIAC Debt lssue NLed0er: 97 - 0653 H:HIG1 Term (mtc)Tax and revenue anticipation note (LIW) Piper Jaffray incCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A ins (EN) Ambac

6/25/97 $245,000 Oak View Union ELementary SchoolDistrict (CSCRPA)

San Joaquin S:SP-I+ meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 o 0654 H:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray incCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A ins (EN) Ambac

238


Type Maturity InterestIssuing Entity, RatingCs) of gate/ Rate/

Date Amount Cotmty= Type of Debt_ Purpose Enhancmt Sate Function= Participant Type Type

6/25/97 $2,230,000 Ripon Unified Schoot District (CSCRPA)San Joaquin S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0655 N:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAMPoor A Ins (EM) Ambac

10/01/97 $58,000,000 San Joaquin CountySan Joaquin M:MIG1 Co¢@ (BC) Orrick Herrington 1/15199 3.844CDIAC Debt Issue Number: 97 - 1412 (FA) Prager McCarthy Terra (NIC)Tax and revenue anticipation note (Ug) Morgan StanleyCash flou, interim-financing (TR) San Joaquin Co

6/25/97 $5,000,000 San Joaquin County Board of Education(CSCRPA)

San Joaquin S:SP-I+ Neg (BC) Orrick Herrington 7/02/90 3.851CDIAC Debt Issue Nuff_oer: 97 - 0647 M:MIG1 Term (NIC)Tax end revenue anticipation note (UW) Piper Jaffray InoCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRANPoot A Ins (EN) Ar_bac

10/09/97 $65,000,000 San Joaquin County TransportationAuthority

San Joaquin S:A-I+ Neg (BC) Nossamn Guthner 3/31/11CDIAC Debt Issue Nua_oer: 97 - 1550 M:P-1 (FA) Pubtic Financiat Term VARCommercial paper (UW) BT ALex Brown IncBridges and highways (TR) First Trust of NY

LOC " (EN) Westdeutsche

6/25/97 $5,000,000 San Joaquin Delta Coalmunity CollegeDistrict (CSCRPA)

San Joaquin S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue N_r: 97 - 0656 R:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flo_° interim financing {TR) BBY Western TrustCSCRPA 1_7 TRAMPool A . Ins (EN) Ambac

239

ANNUAL REPORT CALENDAR 1997ItmmN

Type Maturity InterestIssuing Entity, Rating(s) of Datel Rate/

Date Amount Co_ty_ Type of Debt r Purpose Enhancmt Sale Function, Participant Type Type

10/29/97 $1,410,000 South San Joaquin Irrigation DistrictSan Joaquin NR Meg (BC) Stradting Yocca 9/01/99 4.362CDIAC Debt Issue Number: 97 - 1365 Term (NIC)Certificates of participation/leases (UW) CA Capital FinanceWater s_ppty/storage/distribution (TR) US Trust Co of CASo County Surface

5/28/97 $15,085,000 South Stockton CFD No 90-1San Joaquin NR Meg (BC) Orrick Herrington 9101115 6.237CDIAC Debt Issue Number: 97 - 0807 iFA) Henderson Capital Con_ (NIC)Limited tax obligation bond (UW) Westhoff ConeWasteMater collection and treatraent (TR) First Trust of CARef_ing

2/20/97 $2,280,000 StocktonSan Joaquin NR Beg (BC) Timothy J Hachman 9/02/23 6.875CDIAC Debt Issue Number: 96 o 1550 Comb (NIC)Special assessment bond (IJW) Westhoff ConeMulti cap imprvments and public works (TR) First Trust of CALa Morada AD No 96-04

4123197 $7,055+000 StocktonSan Joaquin NR Neg (BC) Orrick Herrington 9/02/16 6.125CDIAC Debt Issue Number: 97 - 0826 Serial (NIC)Spocia[ assessment bond (UW) Stockton PFAMulti cap imprvments and public works (TR) First Trust of CASpanos Park ReAD 91-RRefunding

6/26197 $1,390,000 StocktonSan Joaquin NR Neg (BC) Timothy d Hachman 9/02/22 7.412CDIAC Debt Issue Number: 97 - 1149 comb (NIC)Spociat assessment bond (U_/) Westhoff ConeMulti cap imprvments and public works (TR) First Trust of CALittle John Creek AD No 97-01

24()



Date Amount Co_ty, Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

8/21/97 $32,320,000 Stockton

San Joaquin NR Meg (BC) Timothy J Hach_an 8/01/15 6.597CDIAC Debt Issue Number: 97 - 1173 comb (NIC)Revenue bond (Pool) (t_) Stone & YoungborgMufti cap imprv_ents and pubtic works [TR) First Trust of CACFD go 90-2 Brookside Estates

9104197 $22,920.000 StocktonSan Joaquin S:BBB+ Neg (BC) Quint & Thimmig 12/01/14 5.448CDIAC Debt Issue Number: 97 - 1513 (FA) G L Hicks Financial C_b (NIC)Conduit revenue bond (UW) Piper Jaffray IncOther/a_Jttipte health care purposes (TR) First Trust of CADar_eron Hospitat AssocRefunding

6/10197 $8,500,000 Stockton (CSCDA)San Joaquin S:SP-I+ geg (BC) Orrick Herring[on 6/30/98 3.915C91AC Debt Issue Number: 97 - 1025 M:MIG1 (FA) gutro & Co Term (NIC)Tax and revenue anticipation note (UW) Morgan StanteyCash flo_, interim financing (TR) US Trust Co of CACSCDA 1997 TRAM POD[ A Ins (ER) FSA

8/21/97 $32,320,000 Stockton CFD No 90-2

San Joaquin NR Meg (BC) Jones Hat[ 8/01/15 6.597CDIAC Debt Issue Number: 97 - 1485 (FA) Henderson Capita[ Comb (NIC)Limited tax obligation bond (t_) StocktonMulti cap imprvments and pubtic works (TR) First Trust of CABrookside EstatesRefunding

4/22/97 $8,625,000 Stockton Port District

San Joaquin S:AAA Neg (BC) Schuering Zimmermn 7/01/17 5.833CDIAC Debt Issue Number: 97 - 0300 M:Aaa comb (NIC)Pubtic enterprise revenue bond (UW) Sutter SecuritiesPorts and marinas (TR) First Trust of CASeries A Ins (EN) FSARefunding

241



Date Amount County, Type of Debt, Purpose Enhancmt SaLe Fc_ction= Participant Type Type

4/22/97 $4,300,000 Stockton Port DistrictSan Joaquin S:AAA Neg (BC) Schuering Zimmerman 7/01/12 5.902CDIAC Debt Issue Number: 97 - 0301 R:Aaa . Term (NIC)Public enterprise revenue bond (UW) Sutter securitiesPorts and marinas (TR) First Trust of CASeries B Ins (EN) FSASubject to ALternative Minim_ TaxRefunding

4/23/97 $15,355,000 Stockton PubLic Financing AuthoritySan Joaquin NR Neg (8C) Orrick Herrington 9/02/16 6.226CDIAC Debt Issue Nc_ber: 97 - 0828 comb (NIC)Revenue bond (PooL) (t_) Sutro & CoMuLti cap imprvments and public works (TR) First Trust of CASpanos Park Sub Series BRefunding

4/23/97 $9,590,000 Stockton PubLic Financing AuthoritySan Joaquin S:AAA Neg (BC) Orrick Rerrington 9/02/16 6.226CDIAC Debt Issue Number: 97 - 0081 Co_o (NIC)Revenue bond (Pool) (UW) Sutro & CoNutti cap imprvments and public works (TR) First Trust of CASpanos Park Series A Ins (EN) FSARefunding

4123197 $17,890,000 Stockton PubLic Financing Authority CFDRo90-6

San Joaquin NR Neg (BC) Orrick Herrington 9/02116 6.125CDIAC Debt Issue Number: 97 - 0825 Serial (NIC)Limited tax obligation bond (L_) Stockton PFAHuiti cap imprvments and public works (TR) First Trust of CASpanos ParkRefunding

242

=. ANNUAL REPORT CALENDAR 1997


Date Amount County= Type of Debt, Purpose Enhancrnt Sate Function, Participant Type Type

2/12197 . S17,500,000 Stockton Unified School DistrictSan Joaquin S:AAA Neg (BC) Kronick Hoskovitz 2/01/22 5.423CDIAC Debt issue Number: 96 - 1605 H:Aaa (FA) Govermzent Fin Strat Cocab (TIC)Certificates of participation/Leases (UW) FideLity Cap HktK-12 school facility (TR) Norwast Bk RN

ins tEN) NBIA

8113197 $20,000,000 Stockton Unified School District (CVSFA)San Joaquin S=SP-I+ Cocnp (BC) Kronick Hoskovitz 8/27/98 3.910CDIAC Debt Issue Number: 97 - 1052 (FA) Government Fin Strat Term (TIC)Tax and revenue anticipation note (UW) BancAmerica SecCash flow, _nterim financing (TR) Noruest Bk HNCVSFA 1997 TRAN POD[

12/19/97 $11,300,000 Stockton-East Water District

San Joaquin S:AAA Neg (BC) Stradiing Yocca 4/01122 5,209CDIAC Debt Issue Number: 97 - 1366 comb (NIC)Certificates of participation/teases (U_) CA Capital FinanceWater suppLy/storage/distribution " (TR) First Trust of CAReftmding Ins tEN) Ambac

6/03/97 $14,925,000 TracySan Joaquin _R Beg (BC) Jones gait Eiil 9/02/11 7.486CDIAC Debt Issue Number: 97 - 0424 Serial (NIC)Special assessment bond (LM) Tracy (]per Ptrs JPAWater supply/storage/distribution (TR) First Trust of CAAD No 87-3Refunding

12/03/97 $1,599,042 TracySan Joaquin Rg Neg (Be) Orrick Herrington 9/02/22 5.938CDIAC Debt Issue Number: 97 - 1647 Comb (NIC)Special assessment bond (U_) Stone & YoungbergHutti cap imprvments and public works (TR) First Trust of CAPrk Atherton AD No 97-1 Phases I & li

243



Date Amount COUnty+ Type of Debt, Purpose Enhanc_ Sate FUnCtiOn+ Participant Type Type

8126197 $1,250,000 Tracy CommUnity DeveLopment AgencySan Joaquin H:Baa2 Comp (BC) Jones HaLL 3/01/03 7.324CDIAC Debt Issue Humber: 97 - 1297 (FA) Seidter-Fitzgeratd Serial (Nit)Tax aLlocation bond (W) Stone & YoungbergMuttifamity housing (TR) First Trust of CAStone Pine Meadous

FederaLLy TaxabLe

6105/97 $4,980,000 TracyOperating Partnership JointPowers Agency

San Joaquin HR Meg (8C) Jones HaLL HiLt 9102/11 6.353CDIAC Debt Issue Number: 97 - 1157 Comb (NIC)Revenue bond (Pool) (UW) Stone & YoungbergMuLti cep imprvments and public works (TR) First Trust of CAAD No 87-3 Jr LienRefunding

6/05/97 $11,920,000 Tracy Operating Partnership JointPowers Agency

San Joaquin S:AAA Meg (BC) Jones HaLt HiLt 9/02/11 5.107CDIAC Debt Issue Humber: 97 - 0921 H:Aaa Corsb (Nit)Revenue bond (PooL) (IN) Stone & YoungbergMuLti cap ia_orwlents and public works (TR) First Trust of CAAD No 87-3 gr Lien Ins (EM) MBIARefunding

San Luis Obispo

6/10/97 S1,200,000 Atascadero CCSCDA)

San Luis Obispo S:SP-I+ Neg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97- 0973 M:MIG1 (FA) Sutro & Co Term (HIC)Tax and revenue anticipation note GIN) Morgan StanLeyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAH PooL A Ins (EN) FSA

244


Type Naturity InterestIssuing Entity, . Rating(s) of Date/ Rate/

Date Amount County, Type of Debt, Purpose Enhanomt Sate Function, Participant Type Type

7/10/97 $21,749,593 Lucia Her Unified Schoot DistrictSan Luis Obispo B:AAA Neg (BC) Btrad[ing yocca 8/01/22 6.148CDIAC Debt Issue Number: 97 - 1162 N:Aaa Comb (MIC)Generat obtigation bond (UW) George K BaumK-12 schoot facltity (TR) First Trust of CA

Ins (EN) FGIC

12/17/97 S6,180,000 Lucia Hat Unified Schoot DistrictSan Luis Obispo S:AAA Neg (Be) Stradting Yocca 5/01/15 4.974CDIAC Debt Issue Number: 97 - 1820 N:Aaa Serial (NIt)Certificates of participation/Leases (UW) George K BaumKo12 schoot facit_ty (TR) First Trust of CAHesa RiddLe Schoot Ins (EN) NBIARefunding

7130197 $53,160,000 San Luis ObispoSen Luis Obispo NR Neg (BC) FoLey & Lardner 7/01/29 8.375CDIAC Debt Issue Ntanber: 97 - 0907 Term (TIC)Certificates of participotion/teases (UW) Cain BrothersHealth care facilities (TR) BNY Western TrustVista Hospital Syst Ins French Ned Ctr

6124197 $17,000,000 San Luis Obispo CountySan Luis Obispo S:SP*I+ Comp (BC) LeBoeuf Lamb Greene 7/08/98 ].904

CDIAC Debt Issue Number: 97 - 0188 8:8IG1 (FA) Pubtic Financial Term (NIt)Tax and revenue anticipation note (UW) BT SecuritiesCash flow, interim financing (TR) San Luis Obispo Co

6/12/97 $27,053,000 San Luis Obispo County office ofEducation

San Luis Obispo S:BP-1 Meg (Be) Stradting Yocca 6/]0/98 ].750COIAC Debt issue N_ber: 97 - 0214 (FA) Andrew Ach & Assoc Term (MIC)Tax and revenue anticipation note (UW) BancAmerica SecCash ftow, interi m financing (TR) US Trust Co of CAAtascadero USD, Cayucos ESD, Coast USD,Lucia NaP USD, Paso Robtes JtUSD,San Luis Coastat USD, San Luis Obispo Co CCD,San Niguet JtUSD, Shandon JtUSD, Tempteton USD

245

I I U I I I 1 I U N I I In N I I N

n n _ i i u _mn_ U I U I I _ _ n u



Date Amo_t County, Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

San Mateo

6/25/97 $485,000 Bayshore ELementary School District(CSCRPA)

San Mateo S:SP-I+ Meg (BC) Orrfck Herrington 7102198 3.851CDIAC Debt Issue Number: 97 - 0660 fl:NlG1 Term (Nit)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $2,785,000 BeLmont ELementary School District(CSCRPA)

San Nateo" S:SP-I+ Neg (BC) Orrick Berrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0661 N:MIG1 Term (MZC)Tax and revenue anticipation note (UW) Piper Jaffray incCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAM Poet A Ins (EM) Ambac

10/10/97 $12,000,000 BeLmont-Redwood Shores School DistrictSan Mateo S:AA Meg (BC) StradLing Yocca 9/01/22 5.438CDIAC Debt Issue Number: 97 - 1223 H:Aa] (FA) CA Financial Service Comb (NIC)General obligation bond (UW) PaineWebborK-12 school facility (TB) San Nateo Co

6125/97 $840,000 Brisbane ELementary School District(CSCRPA)

San Mateo S:SP-I+ Meg (BC) Orrick Herr_ngton 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0662 M:HIG1 Term (NIC)Tax and revenue anticipation note (IN) Piper Jaffray IncCash flow, interim financing (TB) BNY Western TrustCSCRPA 1997 TRAMPOOL A Ins (EM) Amboc

5/13/97 $6,000,000 Buriingame ELementary School DistrictSan Mateo S:AAA Comp (BC) Orrick Berrington 7/15/21 5.475CDZAC Debt Issue Number: 97 - 0309 (FA) Katz Hotlis Comb (NIC)General obligation bond (UW) BancAmerica SecK-12 school facility (TR) San Mateo CoRoosevelt School Ins tEN) FSA

246


Type Maturity InterestIssuing Entity, Rating[s) of Date/ Rate/


6/25/97 $3,085,000 Burlingan_ Elementary School District(CSCRPA)

San Mated S:SP-I+ Neg (8C) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0663 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western Trust

-CSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $5,000,000 Cabrit[o Unified School District(CSCRPA)

San HateD S:SP-I+ Keg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0664 H:NIG1 Term (MLC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

12/09/97 $7,415,000 Coastside County Water DistrictSan Rated NR New (BC) Sturgis Hess 9/02/06 5.397CDIAC Debt Issue Number: 97 - 1730 (FA) Brad Keruin & Assoc Serial (MIC)Special assessment bond (UW) Henderson CapitalWater su_oly/storage/distribution (TR) First Trust of CA "Crystal Springs ReADRefunding

6/17/97 $7,550,000 Cotma

San HateD NR Keg (BC).G A Laster 9/02/05 5.479CDIAC Debt Issue Nu_er: 97 - 1103 (FA) Brad Kerwin & Assoc Serial (NiC)Special assessment bond (UW) Henderson CapitalMulti cap imprvments and public works (TR) First Trust of CALID Mo 1Refunding

"12/18/97 $5,000,000 HittsboroughSan RateD S:AAA Neg (BC) Hossaman Guthner 6/01/27 5.309CDIAC Debt Issue NL_ber: 97 - 1652 R:Aaa Comb (TIC)Certificates of participation/leases (tM) Stone & YoungpergRutti cap imprwents and public works (TR) First Trust of CA

Ins (EN) HSIA

247

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7/02/97 $2,600,000 Hittsborough City School DistrictSan HateD S:SP-I+ Comp (8C) Hanson Bridgett 7/10/98 3.850CDIAC Debt Issue NLenber: 97 - 0852 (FA) Cooporman & Dudick Term (NIC)Tax and revenue anticipation note (UW) Union Bank of CACash flow, interim financing

5/22/97 $6,000,000 Jefferson Union High School DistrictSan HateD S:AAA Comp (Be) Jones HaIL gilt 8/01/27 5.541CDIAC Debt Issue Number: 97 - 02]7 H:Aaa (FA) DaLe Scott & Co Comb (HIC)General obligation bond (UW) O'Connor & CoK-12 school facility (TR) San HateD Co

Ins (EM) FSA

6/25/97 $4,480_000 Jefferson Union High School District(CSCRPA)

Sen Hated S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0665 N:MIG1 Term (HIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TB) BNY Western TrustCSCRPA 1997 TRAMPool A Ins (EB) Ambac

6/25/97 $750,000 La Honda-Pescadero Unified SchoolDistrict (CSCRPA)

San Nateo S:SP-I+ Neg (BC) Orrick Herrington 7702/98 3.851CDIAC Debt Lssue MLepber: 97 - 0666 N:MIGJ Term (NLC)Tax and revenue anticipation note (UI_) Piper Jaffray IncCash flow, interim financing (TR) BMY Western TrustCSCRPA 1997 TRAMPool A Ins (EN) Ambac

6/24/97 $451,817 Ladera Recreation DistrictSan HateD NR Meg (BC) Orrick Herrington 9/02/12 5.565CDIAC Debt Issue NLm_r: 97 - 1163 Serial (NIC)Special assessment bond (UW) Stone & YoungbergRecreation and sports facilities (TR) First Trust of CA

248


Type Maturity InterestIssuing Ehtity, Rating(st of Date/ Rate/


6/06/97 $2,200,000 Laguna Salada Union ELementary SchoolDistrict

San MateD S:SP-I+ Neg (BCt Quint & Thimmig 6_30_98 3.875CDIAC Debt Issue Number: 97 - 0411 (FAt Ketiing Rorthcross Term (NIC)Tax and revenue anticipation note (Ug) BancAmerica DecCash flow, interim financing (TR) San MateD Co

8105/97 $2,792,661 Laguna $atada Union Eier_ntary SchoolDistrict

San RateD S:A/_ Co_p (BC) Orrick Herrington 8/01/22 5.281CDIAC Debt Issue Nu_er: 97 - 1251 (FAt Keiting Northcross . Serial (TIC)General obligation bond (Ug) Dean WitterK-12 school facility (TRt San MateD Co

Ins (EN)FGIC

6/25/97 $1_605,000 Las Lomitas ELementary School District(CSCRPA)

Ban RateD S:SP-I+ Neg (BCt Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Rumber: 97 - 0667 N:NIG1 Term (NIC)Tax and revenue anticipation note (UWt Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TP_N Pool A Ins (EN) An_ac

6/25/97 $3,140,000 Menlo Park City Eteraentary SchoolDistrict (CSCRPA)

San HateD S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 3o851CDIAC Debt Issue N_T_er: 97 - 0668 M:MlG1 Term (BIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) DRY Western TrustCSCRPA 1997 TRAWPool A Ins (EB) Ambac

5/23197 $2,743,700 Miitbrae

San Rated NR Beg (BCt Jones Hall Hill 9/01/08 5.641CDIAC Debt Issue Nu_oer: 97 - 0382 Serial (NIC)Certificates of participation/leases (UW) City National Bank

" Wastewater collection and treatment (TR) BNY Western TrustRefunding

249

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Type Maturity InterestIssuing Entity, Rating(s) " of Date/ Rate/

Date Amount County, Type of Debt, Purpose Enhancr_t Sate Function, Participant Type Type

9/23/97 $3O,OOO,OOO RiilbraeSan Mated NR Neg (BC) Hanson 8ridgett 9/01/27 7.375CDIAC Debt Issue Number: 97 - 0834 (FA) Stone & Youngberg Term (NIC)Conduit revenue bond (US#) A H Williams & CoHealth care facilities (TR) First Trust of CAMagnolia of Millbrae LOC (EN) CareHatrix of MassSubject to Alternative MinimLmTax

6/18/97 $2,600,000 Hit[brae Etementary School DistrictSan Hateo S:SP-I+ Comp (BC) Stradling Yocca 6/30/98 3.800CDIAC Debt Issue Number: 97 - 0230 (FA) The Stiepat Group Term (NIC)Tax and revenue anticipation note (IJW) BancAmerica SecCash flow,, interim financing (TR) San Mateo Co

1/13/97 $1,085,000 PacificaSan Mateo NR meg (BC) Stradling Yocca 8/01/01 5.230CDIAC Debt Issue Number: 97 - 0019 (FA) Battle _etls Serial (NIC)Certificates of participationteases (UW) WestAmerica BankMulti cap intprvments and public worksRefunding

6/10/97 $975,000 Peninsula Library System (CSCDA)San Hateo S:SP-I+ Neg (BC) Orrick gerrington 6/30/98 3.915CDIAC Debt Issue Number: 97 - 1008 M:MIG1 (FA) Sutro & Co Term (NIC)Tax'and revenue anticipation note (U_) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins (EN) FSA

6/25/97 $1,200,000 Portola Valley Elementary SchoolDistrict (CSCRPA)

San Mateo S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0669 M:HIG1 Term (NIC)Tax and revenue anticipation note (US#) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

250


Type Maturity InterestIssuing Entity, Rating(e) of Date/ Rate/


6/19/97 $4,700,000 Ravenswood City School DistrictSan Mateo M:MIG1 Comp (BC) Stradling Yocca 7/08/98 ].750CDIAC Debt Issue Number: 97 - 0368 (FA) A M Peche • Term (RIC)Tax and revenue anticipation note (LIW) BancAmerica SecCash flow, interim financing (TR) San Mateo Co

8/06/97 $3,000,000 Ravenswood City School DistrictSan Mateo S:AAA Meg (8C) Stradling Yocca 8/01/22 5.2]4COIAC Debt Issue N_ber: 97 - 0967 M:Aaa (FA) A M Peche comb (NIC)General obligation bond (UW) M L Stern & CoK-12 school facility (TR) San Mateo Co

Ins (EN)FGIC

7116197 $43,995,195 Redwood City ELementary School DistrictSan Hateo S:AAA Meg (BC) Orrick Herrington 8/01/22 6.740CDIAC Debt Issue Number: 97 - 1291 H:Aaa Serial (NIC)General obligation bond (UW) Piper Jaffray IncK-12 school facility (TR) San Mateo Co

Ins (ER)FGIC

6/25/97" $6,975,000 Redwood City Elementary School District• (CSCRPA)San Hateo S:SP-I+ Neg (BC) Orrick Herrington 7/02198 3.851CDIAC Debt Issue Number: 97 - 0670 M:M|G1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A ins (EM) A_c

6/18/97 $15,430,000 Redwoed City RedeveLopment AgencySan Mateo S:AAA Neg (BC) Stradling Yocca 7/15/11 4.862COIAC Debt Issue Number: 97 - 0121 M:Aaa (FA) Katz Hotlis Serial (NIC)Tax allocation bond (UW) Rauscher PierceRedevelopment, multiple purposes (TR) First Trust of CAArea No 2 Ins (EN) AmbacRefunding

251

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Date Amount county_ Type of Debt, Purpose Enhancmt Sate Function_ Participant Type Type

6/25/97 $4,000,000 San Bruno Park Elementary SchoolDistrict (CSCRPA)

San MateD S:SP-I+ Neg (BC) Orrick Herrington 7/02198 3.851CDIAC Debt Issue Number: 97 - 0671 H:HIG1 Term (NIC)Tax and revenue anticipation note (Lll_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1_7 TRAN Pool A Ins tEN) Ambac

7/01/97 $1,950,000 San Carlos Elementary School DistrictSan HateD S:SP-I+ Con_> (BC) gichardsWatson 6130198 3.904CDIAC Debt Issue NLceber: 97 - 0327 (FA) The gtiepa[ Group Term (gIC)Tax and revenue anticipation note (UM) BancAmerica SecCash flow, interim financing

10/08/97 $3,000,000 San Carlos Elementary School DistrictSan HateD S:AA- Co¢_ (BC) gichards Watson 10/01/22 5.125CDIAC Debt Issue NLenber: 97 - 1322 (FA) The Stiepat Group Serial (NIC)General obligation bond (LP_) Banc/_nerica SecK-12 school facility (TR) Sao RateD Co

2104197 $9,070,000 San Caries Redevelopment AgencySan Hated S:AAA Neg (BC) Jones Bait Hit[ 9/01/26 5.600CBIAC Debt Issue Number: 97 - 0028 H:Aaa Comb (NIC)Tax allocation bond (LIW) Stone & YoungborgRedevelopment, multiple purposes (TR) First Trust of CARefunding Ins tEN) HBIA

6/06/97 $12,310,000 San MateD community College District(CCCFA)

San HateD S:SP-I+ Neg (BC) Stredting Yocca 9/30/98 4.023CDIAC Debt Issue Nunzber: 97 - 03_ (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (US#) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA 1997 TRAN Pool A & B Ins (EN) FSA

252

REPORT CALENDAR 1997ANNUAL

o_


Date Amount County_ Type of Debt_ Purpose Enhancmt Sale Function_ Participant Type Type

6/20/97 $50,000,000 Ban RateD CountySan RateD S:SP-I+ Reg (BC) Orrick Berrington 7/01/98 ].800C91AC Debt Issue Number: 97 - 1106 F:F-I+ Term (NIC)Tax and revenue anticipation note (U_) Lehman BrothersCash flow, interim financing (TR) San HateD Co

6/25/97 $5,000,000 San MateD County Board of Education(CSCRPA)

San RateD S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0659 N:NIG1 Term (NIC)Tax and revenue anticipation note (t_) Piper Jaffray IneCash froM, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAR Pool A Ins (EN) Ambac

1013019T $15,780,000 San RateD County Flood Control District

San RateD S:AAA Neg (BC) Orrick Herrington 8/01/32 5.5]4CDIAC Debt Issue Number: 97 - 1584 R:Aaa (FA) CA Financial Service Comb (TIC}Certificates of porticipotion/ieases (IM) Stone & YoungbergFLood control/storm drainage (TR) First Trust of CAColma Creek Flood Control Zone Ins (EN) NBIA

12/05/97 $63_205,000 San RateD County Joint Pouers FinancingAuthority

San HateD S:AAA Neg (BC) Orrick Herrington 7/15/]2 5.109CDIAC Debt issue Number: 97 - 171] N:Aaa (FA} CA Financial Service Comb (NIC)Public Lease revenue bond (LIW) Salomon Smith BarneyPublic building (TR) First Trust of CARefunding ins (EN) FSA

8/05/97 $61,875,000 San HateD County Transit DistrictSan HateD S:AAA Co_o (BC) Orrick Herrington 6/01/18 4°836CDIAC Debt Issue Number: 97 - 1205 N:Aaa (FA) Rauscher Pierce Serial (NIC)Sales tax revenue bond (IJW) BaneAmerica SecPublic transit (TR) First Trust of CA

ins (EN)RBIA

253

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_,_ ANNUAL REPORT CALENDAR 1997


Date Amount County. TYPe of Debt, Purpose Enhancmt Sate Function, Participant T_q>e Type

8105197 $80,310,000 San MateD County TransportationAuthority

San HateD S:A/U_ Con1_ (BC) Orrick Herrington 6/01/08 4.321CDIAC Debt Issue Number: 97 - 1206 N:Aaa (FA) Rauscher Pierce Serial (NIC)Sates tax revenue bend (UW) BancAmerica Secpublic transit (TR) First Trust of CA

Ins (EN) MBIA

10/22/97 $6,155,000 San Nateo Redevelopment AgencySan MateD S:A- Cocnp (BC) Orrick Herrington 8/01/27 8.432COIAC Debt Issue gucdoer: 97 - 1661 H:Baal (FA) Rauscher Pierce Comb (NIC)Tax allocation bond (UW) Stone & YoungbergSingle-family housing (TR) BgY Western TrustMerged Area Series AFederally Taxable

10/22/97 $11,240,000 San MateD Redevetopraent AgencySan RateD S:A- Co_ (Be) Orrick Herrington 8/01/08 7.197CDIAC Debt Issue Nua_oer: 97 - 1660 M:Baal (FA) Rauscher Pierce comb (NIC)Tax allocation bond (UW) BancAmerica RobertRedevelopment, multiple purposes (TR) BNY Western TrustDowntown/Shoreline Merged Areas Series BFederally TaxableRefunding

10122197 $21,965,000 San RateD Redevelopment AgencySan Hated S:A- Comp (BC) Orrick Herrington 8/01/27 5.577CDIAC Debt Issue Number: 97 - 1659 M:Baal (FA) Rauscher Pierce comb (NIC)Tax allocation bond (UW) Nerrilt Lynch & CoRedevelopaent, ¢_Jitiplepurposes (TR) BNY Western TrustDowntown/Shoreline NergedAreas Series A

7/11/97 $7,500,000 San MateD Union High School DistrictSan MateD S:SP-I+ Cornp (BC) Hanson Bridgett 7/10/98 3.850CD|AC Debt Issue Number: 97 - 0851 (FA) Cooperman & Dudick Term (NIC)Tax and revenue anticipation note (UW) Oppenheimer & CoCash flow, interim financing

254



Date Amount County. Tvoe of Debt u Purpose Enhancmt SaLe Function+ Participant Type Type

8/06/97 $10;825,000 San Rateo-Foster City School District

San Rateo S:/L4A Comp (BC) Orrick Herringtom 8/01/27 5.240CDIAC Debt Issue Number: 97 - 1254 N:Aaa (FA) Stone & Youngberg Cord3 (TIC)General obligation bond (LIW) Smith Barney IncK-12 school facility (TR) San Mateo Co

Ins (EM) I(BIA

6/25/97 $7,460,000 San Mateo-FosterCity School District(CSCRPA)

San Hateo S:SP-l+ Rag (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 = 0672 M:RIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 199T TRAH Pool A Ins (EN) Ambac

1/25/97 $18,000,000 Sequoia Union High School District

San Hateo S:AAA Comp (BC) Orrick Herrington 7/01/26 5.610CDIAC Debt Issue Number: 96 - 1902 R:Aa2/Aaa (FA) Andrew Ach & Assoc Comb (TIC)General obligation bond (LIW) Smith Barney IncK-12 school facility (TR) San Rateo Co

Ins (ER) FSA

6/25197 $4,555,000 Sequoia Union High School District(CSCRPA)

San Nateo S:SP-I+ Heg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0673 M:MIG1 Term (NIC)Tax and revenue anticipation note (LM) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

9/11/97 $11,590,000 South San Francisco RedeveLopment AgencySan Hateo S:AAA Heg (BC) Jones HaLL 9/01/27 5.571CDIAC Debt Issue HL_bor: 97 - 0227 M:Aaa Co_nb (NIC)Tax allocation bond (Ug) Paine_ebberRedeveLopment, tlaJttipie purposes (TR) First Trust of CA ,.gowntotcn/Central LOC (EN) Ambac

255

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. ANNUAL REPORTCALENDAR 1997

Type Raturity InterestIssuing Entity, RatingCs) of Date/ Rate/

Date Amount County. Type of Debt. Purpose Enhancmt SaLe Function. Participant Type Type

2/05/97 $1,815,000 South San Francisco Unified SchoolDistrict

San Hateo S:AA-/A-1 Nag (BC) JOnes Hat[ HiLL 7/01/17CDIAC Debt Issue Number: 97 - 0022 (FA) Ketting Northcross Term VARCertificates of participation/teases (LR/) BT SecuritiesOther/neJttipte educational uses (TR) First Trust of CA

6125197 $6,965,000 South San Francisco Unified SchoolDistrict (CSCRPA)

San Nateo S:SP-I+ Beg (Be) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0674 R:RIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

7123197 $10,000.000 South San Francisco Unified SchoolDistrict

San Nateo H:Aaa Comp (Be) Orrick Herrington 9/01/21 5.148CDIAC Debt Issue Number: 97 - 1250 (FA) KetLing Northcross Comb (TIC)General obligation bond (LPA) BancAr_erica SecK-12 school facility (TR) San Nateo Co

Ins (EN) FGIC

6/25/97 $go0,ooo Woedside ELementary School District(CSCRPA)

San Rateo S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0675 N:MIG1 Term (HIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

Santa Barbara

5/14/97 $4,000,000 Carpinteria Unified School DistrictSanta Barbara S:AAA Coco (BC) Bowie Arneson Kadi 8/01/27 5.74]CDIAC Debt Issue Number: 97 - 0219 (FA) Date Scott & Co Comb (NIC)General obligation bond (UW) BancAmerica SecK-12 school facility (TR)'State Street Bank CA

Ins (EN) FSA

256




6/23/97 $1,000,000 Carpinteria Unified School District(CSCRPA)

Santa Barbara S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.831CDIAC Debt Issue Number: 97 - 0677 H:MIG1 Term (NIC)Tax and revenue anticipation note (US/) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAMPool A Ins tEN) An_oac

6/25/97 $300,000 Cold Spring ELementary School District(CSCRPA)

Santa Barbara S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 3.831CDIAC Debt Issue Number= 97 - 0678 M:HIG1 Term (NIC)Tax and revenue anticipation note (LA_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAMPool A Ins (EN) Ambac

3113197 $1,430,000 Cold Springs ELementary School DistrictSanta Barbara S:AAA Comp (BC) Bowie Arneson Kadi 8/01/27 3.779CDIAC Debt Issue Number: 97 - 0132 (FA) Date Scott & Co Co_b (NIC)General obligation pond (l_) BancAmerica SecK-12 school facility (TR) State Street Bank CA

Ins tEN) FGIC

6/25/97 $300,000 College Elementary School District(CSCRPA)

Santa Barbara S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3o831CDIAC Debt Issue Nuo_er: 97 - 0679 M:MIG1 Term (NIC)Tax and revenue anticipation note (Lfl_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/11/97 $5,000,000 Goleta Union Elementary School District(SBSFA)

Santa Barbara • H:HIG1 Neg (BC) Brown & Wood 6/30/98 3.800CDIAC Debt Issue Number: 97 - 0800 Term (NIC)Tax and revenue anticipation note (UW) BancAmerica SecCash flow, interim financing (TR) Santa Barbara CoSBSFA 1997 TRAR pool

257

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.. ANNUAL REPORT CALENDAR 1997


Date Amount Cot_ty, Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

5/08/97 $3,800,000 GoLeta Union School District

Santa Barbara S:AAA Comp (BC) Bowie Arneson Kadi 8/01/27 5.727Cl)IAC Debt Issue _umbec: 97 - 0150 (FA) Dale Scott & Co Comb (MIC)General obligation band (US/) BancAmerica SecK-1Z school facility (TR) State Street Bank CA

Ins (EM)FSA

9/17/97 $1,510,000 Guadalupo Redevelopment AgencySanta Barbara S:AAA Meg (BC) Haight & Weist 1/01/09 5.090CDIAC Debt Issue N_ber: 97 - 1422 M:Aaa Sepia[ (MIC)Tax allocation band (UW) Seidler-FitzgeraidRedevelopment, multiple purposes (TR) First Trust of CARefunding Ins (EN) Antoac

5/28/97 $6,500,000 L_pocSanta Barbara F:F-I+ CoInp (BC) Quint & Thimmig 9/30/98 5.154CDIAC Debt Issue N_ber: 97 - 1065 (FA) SeidLer-Fitzgeratd Term (NIC)Tax and revenue anticipation note (UW) BancAmerica DecCash flow, interim financing (TR) Lompac

6/25/97 $5,000,000 Lompoc Unified School District (CSCRPA)Santa Barbara S:SP-I+ Nag (BC) Orrick Rerrington 7/02/98 3.851CDIAC Debt Issue H_nber: 97 - 0680 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) Ambsc

5/01/97 $1,150,000 Los O[ivos Elementary School DistrictSanta Barbara S:AAA Comp (BC) Bowie Arnoson Kadi 8/01/27 5.935CDIAC Debt Issue Humber: 97 - 0131 (FA) Dale Scott & CO comb (NIC)Genera[ obligation bond (UW) Stone & YoungbergK-12 school facility (TR) State Street Bsnk CA

Ins (EM) MBIA

258




7/26/97 $977,234 Mission Hilts Coa_cmity ServicesDistrict

Santa Barbara NR Neg (BC) Nossaman Guthner 7/24/17 6.2]0CDIAC Debt Issue NL=doer: 97 - 1283 Seriat (NIC)Certificates of participation/teases (UW) LaSatte Nt[ BankWater supply/storage/distribution

• Refunding

6/25/97 $5,000,000 Orcutt Union Elementary Schoo[ District• (CSCRPA)

Santa Barbara S:SP-I+ Beg (Be) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0681 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash ftow, interim financing (TR) BMY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6102197 $68,000,OOO Santa Barbara CountySanta Barbara S:SP-I+ Neg (BC) Orrick Herrington 10/01/98 4.215COIAC Debt Issue Number: 97 - 0841 Tem (NIC)Tax and revenue anticipation note (tM) BancAmerica SecCash fLow, interim financing (TR) Santa Barbara Co

6/03/97 $7,310,000 Santa Barbara County

Santa Barbara S:A+ Neg (BC) Orrick Herrington 12/01/06 5.084COIAC Debt Issue Number: 97 - 0824 H:A1 Seriat (NIC)Certificates of participation/teases (LIW) BancAmerica SecMufti cap imprvments and pubtic works (TR) State Street Bank CARefunding

6/11/97 $4,000,000 Santa Barbara Etementary SchoolDistrict (SBSFA)

Santa Barbara R:HIG1 Neg (BC) Brown& Wood 6/30/98 3.800CDIAC Debt Issue Number: 97 - 0801 • Term (NIC)Tax and revenue anticipation note (UW) BancAmerica SecCash ftow, interim financing (TR) Santa Barbara CoSBSFA 1997 TRAN Pool

259

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Type Maturity InterestIssuing Entity, Hating(s) of Date/ Hate/

Date AmoLmt County, Type of Debt_ Purpose Enhancmt Sate Fta_ction, Participant Type Type

6/11/97 $7,500,000 Santa Barbara Nigh School District(SBSFA)

Santa Barbara M:MtG1 Beg (BC) BroWn & Wood 6130198 3.800CDIAC Debt Issue Hu_er: 97 o 0802 Term (NIC)Tax and revenue anticipation note (US/) BancAmerica SecCash flow, interim financing (TR) Santa Barbara CoSBSFA 1997 TRAMPool

1/16/97 $1,_0,800 Santa Barbara Housing AuthoritySanta Barbara NH Neg (BC) Jones HaLt HiLt 2/01/17 6.125CDIAC Debt Issue Nur_c)er:96 - 1658 Term (NIC)Other note (_) GHAC Conlnerciat MortMuLtifamiLy housing418 Santa Fe PLaceRefunding

7/01/97 $253,500 Santa Barbara Housing AuthoritySanta Barbara NR geg (BC) Quint & Thintnig 7/01/02 6.250CDIAC Debt Issue Number: 97 - 1078 Serial (SIC)Revenue anticipation note tUg) Santa Barbara BankMuttifamity housing922 Castitto St

10/31/97 $188,287 Santa Barbara Housing AuthoritySanta Barbara NR Neg (BC) Quint & Thimmig 11/01/17CDIAC Debt Issue Humber: 97 - 1529 Term VAROther note (UW) Santa Barbara BankNuLtifamiLy housing616 _ Mission StHeftmding

11/04/97 $1,047,260 Santa Barbara Housing AuthoritySanta Barbara SR Heg (He) Quint & Thimmig 11/01/27CDIAC Debt Issue Humber: 97 - 1530 Term VAROther note (US#) Santa Barbara BankMuLtifamity housingSanta Barbara Coatn Housing Corp

260




10/10/97 $30,320,404 Santa HariaSanta Barbara S:AAA Nag (Be) Jones Halt 8/01/27- 5.609CDIAC Debt Issue _umber: 97 - 1314 H:Aaa Co0/o (HlC)Certificates of participation/Leases (LB4) George K BaumNuLti cap imprvments and public works (TR) BNY Western TrustSeries A Ins (EB) AmbacRefunding

10/10/97 $8,035,538 Santa Naria

• Santa Barbara S:AAA Beg (BC) Jones Halt 8/01/22 7.305CDIAC Debt Issue Number: 97 - 1723 N:Aaa . Serial (TIC)Certificates of participation/leases (UW) George K DaumHu[ti cap imprvments and public works (TR) BNY gestern TrustSeries B Ins (EN) Ambac

6/25/97 $5,000,000 Santa Naria-Bonita School District(CSCRPA)

Santa Barbara S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0676 M:MIG1 Term (NIC)Tax and revenue anticipation note (U$/) Piper Jaffray IncCash f[ou, interim financing (TR) BHY Western TrustCSCRPA1997 TRAN"Pool A Ins (ER) Ambac

6/25/97 $1,515,000 Santa Ynez Valley Union High SchoolDistrict (CSCRPA)

Santa Barbara S:SP-I+ Heg (8C) Orrick Herrington 7/02/9B 3.851CDIAC Debt • Issue Number: 97 o 0682 N:MlSl Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash ftow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EB) Ambac

261

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Santa Clara

6/17/97 $1,999,651 Alum Rock Union Elementary SchoolDistrict

Santa Clara M:Aaa Comp (BC) Stradling Yocca 9/01/17 5.485CDIAC Debt Issue Number: 97 - 1231 (FA) Ketling Rorthcross Serial (TIC)General obligation pond (UW) BancAmerica SecK-12 schoo| facility (TR) First Trust of CA

Ins (EN)FSA

6117197 $10,000,000 Alum Rock Union Elementary SchoolDistrict

Santa Clara M:Aaa Comp (BC) Stradting Yocca 9/01/21 5.461COIAC Debt Issue Number: 97 - 0350 (FA) Kelling Northcross Comb (TIC)General obligation bond (UW) Merrill Lynch & CoK-12 school facility (TR) First Trust of CA

ins (EN) FGIC

12/17/97 $6,385,000 Alum Rock Union Elementary SchoolDistrict

Santa Clara S:AAA Neg (BC) Stradling Yocca 9/01/18 6.163CgIAC Debt Issue Rund)er: 97 - 1821 N:Aaa (FA) Ketting Northcross Co_¢3 (N1C)General obligation bond (US#) BancAmerlca RobertK-12 school facility (TR) First Trust of CARefunding Ins (EN) FGIC

12/17/97 $3,757,782 Aiurn Rock Union Elementary SchoolDistrict

Santa Clara S:AAA Neg (0C) Stradting ¥occa 9/01/16 6.163CDIAC Debt Issue Number: 98 - 0073 M:Aaa (FA) Kelling Northcross Serial (NXC)General obligation bond (UW) Prudential Sec lncK-12 school facility (TR) First Trust of CARefunding Ins (EN) FGIC

262



Date Amount County_ Type of Debt_ Purpose Enhanemt Sate Function, Participant Type Type

6/25/97 $5,000,000 gerryessa Union Elementary SchoolDistrict (CSCRPA)

Santa Ctara S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue NLa_bor: 97 - 0584 M:MIG1 Term (Nit)Tax and revenue anticipation note . (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAM Pool A Ins (EN) Ambac

10/07/97 $13,480,000 CampbellSanta Clara S:AAA Neg (BC) Jones Hail 10/01/28 5.]47CDIAC Debt Issue N_r: .97 - 1439 M:Aaa Co_ (NIC)Certificates of participation/teases (US#) Stone & YoungbergPubLic building (TR) First Trust of CACivic Ctr Ins (EN) RBIARefunding

5/13/97 $4,838,039 Campbell Union Elementary SchoolBistrict

Santa CLara S:AAA Neg (BC) Stradiing Yocca 6/01/22 5.582CDIAC Debt Issue Nuldoer: 97 - 0239 R:Aaa Corab (NlC)General obligation bond (LJW) PaineWeloberK-12 school facility (TR) First Trust of CA

Ins (EN) FGIC

8/20/97 $4,250,000 CampbeLL Union ELementary SchoolDistrict

Santa CLara N:NIG1 Beg (BC) Stradting Yocca 9/15/98 3.901CDIAC Debt Issue Number: 97 - 1449 Term (N/C)Tax and revenue anticipation note (UW) PainegebberCash ftou, interim financing (TR) Santa CLara Co

6125197 $5,000,000 Campbell Union High School District(CSCRPA)

Santa Clara S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Humber: 97 - 0685 H:HIG1 Term (NIC)Tax and revenue anticipation note (US#) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) Ambac

263

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Date Amount Countyf Type of Debt, Purpose Enhancmt SaLe Function, Participant Type Type

6_02_97 $7,250,000 Cupertino Union School DistrictSanta CLara S:SP-I+ Neg (BC) Quint & Thimmlg 6/30/98 3.826CDIAC Debt Issue Bun_er: 97 - 0816 (FA) Ketting Horthcross Term (NIC)Tax and revenue anticipation note (UtJ) 8ancAmerica SecCash flow, interim financing (TR) Santa Clara Co

6/05/97 $18,250,000 Cupertino Union School DistrictSanta CLara S:AAA Camp (BC) Brown & Wood 8/01/21 5.658CDIAC Debt Issue Number: 97 - 0854 H:Aaa (FA) KetLing Northcross Comb (TIC)General obligation bond (LIW) BancAmerica SacK-12 school facility (TR) First Trust of CA

Ins (EH) FGIC

6/05/97 $8,749,985 Cupertino Union School DistrictSanta CLara S:AAA Camp (BC) Brown & Woc_l 8/01/16 5.602CDIAC Debt issue Number: 97 - 1198 H:Aaa (FA) KetLing Horthcross Serial (TIC)Genera[ obligation bond (UW) MerriLL Lynch & CoK-12 school facility (TR) First Trust of CA

ins (EN) FSA

4124197 $29,999,912 East Side Union High School DistrictSanta Clara S:AAA Con_o (BC) StradLing Yocca 9/01/21 6.696CDIAC Debt Issue Number: 97 - 0213 M:Aaa (FA) Ke[[ing Northcross Conzb (NIC)General obligation bond (LIW) BancAmerica SecK-12 school facility (TR) First Trust of CA

Ins (EN) FGIC

6/18197 $10,000,000 East Side Union High School DistrictSanta CLara S:SP-I+ Reg (RE) Quint & Thimmig 7/01/98 3.875CDIAC Debt issue Number: 97 - 1075 (FA) Government Fin Strat Term (NIC)Tax and reverpJe anticipation note (UW) BancAmerica SecCash flow, interim financing (TR) Santa CLara Co

6/23/97 $10,000,000 Evergreen ELementary School DistrictSanta CLara H:Aaa Camp (BE) Brown & Wood 9/01/21 5.514CDIAC Debt Issue Number: 97 - 0418 (FA) Kei[ing Rorthcross Cor_ (TIC)General obligation bond (UW) BancAmerica gecK-12 school facility (TR) First Trust of CA

Ins (EN) HBIA

264

" ANNUAL REPORT CALENDAR 1997



6125197 $5,000,000 Foothill-De Anza Community CollegeDistrict (CSCRPA)

Santa Clara S:SP-I÷ Neg (Be) Orrick Herrington 7/02/98 3.851COIAC Debt Issue Number: 97 - 0686 N:HIG1 Term (NIC)

Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAM Pool A Ins (EN) Ambac

10/07/97 $12,520,000 Foothill-De Anza Community CollegeDistrict

Santa CLara S:AAA Meg (BC) StradtingYocca 6101112 4.598CDIAC Debt Issue Ntanber: 97 - 1517 H:Aaa Serial (NIC)Certificates of participation/teases (UW) Dean WitterCollege/university facility (TR) State Street Bank CA

Ins (EN)FSA

6/25/97 $5,000,000 Franklin-McKinley School District(CSCRPA)

Santa Clara S:SP-I+ Meg (BC) Orrick Herrington 7102/98 5.851CDIAC Debt Issue Number: 97 - 0687 R:HlG1 Term (HIC)Tax and revenue anticipation note (UW} Piper Jaffray IncCash flow, interim financing (TR) BMY Western TrustCSCRPA 1997 TRAg Pool A Ins (EH) An_oac

6/06/97 $9,000,000 Fremont Union High School DistrictSanta CLara g:SP-I+ Meg (BC) Quint & Thimmig 6/30/98 3.837CDIAC Debt Issue Number: 97 - 0815 (FA) Ketting Morthcross Term (NIC)Tax and revenue anticipation note (UW) First Albany CorpCash flow, interim financing (TR) Santa Clara Co

6/25/97 $5,000,000 Gitroy Unified School District (CSCRPA)Santa Clara S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0688 M:HlG1 - Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BEY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

265

L_

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Date Amount County, Type of Debt, Purpose Enhancr0t Sate Function, Participant Type Type

6/06/97 $3,800,000 Los Altos SchooL DistrictSanta CLara S:SP-I+ Neg (BC) Quint & Thimmig 6/30/98 3.843CDIAC •Debt Issue Ncimber: 97 - 1076 (FA) geLLing Northcross Term (NIC)Tax and revenue anticipation note (LIN) A H WiLLiams & CoCash flow, interim financing (TR) Santa CLara Co

6/25/97 $3,SO0,OOO Los Gatos Union School District (CSCRPA)Santa CLara S:SP-I+ geg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue gLmllber: 97 - 0691 N:RIG1 Term (NIC)Tax and revenue anticipation note (US/) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) Ambac

6/25/97 $490,000 Luther Burbank School District (CBCRPA)Santa CLara S:SP-I+ geg (BC) Orrick Herring(on 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0693 H:HIG1 Term (gIC)Tax and revenue anticipation note (US#) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) Ambac

7/15197 $5,310,000 RitpitasSanta CLara NR Neg (BC) Jones HaLl 9/02/06 5.394CDIAC Debt Issue Number: 97 - 0423 Serial (NIC)Spocial assessment bond (U$#) E gagner & AssocBridges and highways (TR) First Trust of CAID No 19Reftxnding

8/13/97 $39,345,000 MitpJtes RedeveLopment AgencySanta CLara S:AAA Neg (BC) Jones HaLt 1115124 5.454CDIAC Debt Issue Nun@oer: 97 - 1328 H:Aaa (FA) Frank Fargo Co_d_ (NIC)Tax aLLocation bond (UW) Westhoff ConeRedeveLopment, muLtipLe purposes (TR) First Trust of CANO 1 Ins (EN) HBIA

266



Date Amount County= Type of Debt= Purpose Enhancmt Sate Function= Participant Type Type

6106197 $3,OOO,OOO Mitpitas Unified Schoot DistrictSanta CLara S:SP-I+ Neg (BC) Quint & Thimmig 6/30/98 3.850CDIAC Debt Issue Nu_er: 97 - 0412 (FA) getting Northcross Term (NIC)Tax and revenue anticipation note (IM) BT SecuritiesCash flow, interim financing (TR) Santa CLara Co

6101./97 $3,000,000 MoreLand School DistrictSanta CLara S:SP-I+ Neg (BC) Jones Halt 6/30/98 3.055CDIAC Debt Issue Ntanber: 97 - 0846 (FA) getting Northcross Term (NIC)Tax and revenue anticipation note (LM) Prudential Sec IncCash flow, interim financing (TR) Santa Clara CO

6125197 $6,965,000 Rorgan HiLt Unified School District(CSCRPA)

Santa CLara S:SP-L+ Reg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue _umber: 97 - 0694 N:RIG1 Term (NIC)Tax and revenue anticipation note (Ug) Piper Jaffray IncCash flow, interim financing (TR) DRY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/04/97 $2,000,000 Hountain View School DistrictSanta Clara S:SP-I+ Camp (BC) Stradting Yocca 7/02/98 3.750CDIAC Debt Issue Number: 97 - 0263 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (Ug) BancAmerica SecCash flow, interim financing (TR) Santa CLara Co

4/24/97 $29,275,000 Rountain VieH-Los ALtos Union HighSchool District

Santa Clara S:AA/AAA Keg (Be) Brown & _ood 5/01/22 6.79]CDIAC Debt Issue Ruiner: 97 - 0136 N:Aa3/Aaa comb (NIC)General obligation bond (LIW) Sutro & CoK-12 school facility (TR) First Trust of CASeries B & C Ins (EN) NSIA

267

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% ANNUAL REPORT CALENDAR 1997



6/06197 $1,750,000 Mountain View-los Altos Union HighSchool District

Santa Clara s:SP-l+ Comp (BC) Brown & Wood 7/02/98 3.750CDIAC Debt Issue Number: 97 - 0266 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (iN) BancAmerica SecCash flow, interim financing (TR) Santa CLara Co

6/25/97 $2,820,000 Mt Pleasant Etecnentary School District(CSCRPA)

Santa Clara S:SP-I+ Neg (BC) Orrick gerrington 7/02198 3.851CDIAC Debt Issue Number: 97 - 0695 M:MIG1 Term (Nit)Tax and revenue anticipation note (UW) Piper Jaffray lncCash flow, interim financing (TR) BNY Western Trust

.CSCRPA 1997 TRAg Pool A Ins (EN) Ambac

6125/97 $805,000 Orchard School District (CSCRPA)Santa CLara S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851EDIAC Debt Issue Number: 97 - 0696 M:MIG1 Term (NIC)Tax and revenue anticipation note (iN) Piper Jaffray IncCash fiou, interim financing (TR) BRY _estern TrustCSCRPA 1997 TRAN PoD[ A Ins (EN) Ambac

6/25/97 $5,000,000 PaiD Alto Unified School District(CSCRPA)

Santa CLara S:SP-I+ Neg (BC) Orrick Herringten 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0697 R:RIG1 Term (NIC)Tax and revenue anticipation note (iN) Piper Jaffray IncCash ftou, interim financing (TR) BNY _estern TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

3/26/97 $2,000,000 San JoseSanta Clara. NR NeD (BC) Orrick Herrington 3/01/32CDIAC Debt Issue Number: 96 - 1685 (FA) Litten Financial Term VARConduit revenue bond (UW) Newman & AssociatesMuLtifamiiy housing (TR) First Trust of CAAlmaden Lake Village Series BSubject to Alternative Rinia_zn Tax

268

• ANNUAL REPORT CALENDAR 1997


Date Amount County, Type of Debt, Purpose EnhancrAt Sate FUnction, Participant Type Type

3/26197 $25,000,000 San JoseSanta CLara N:AA- Neg (BC) Orrick Herrington 3101132CDIAC Debt issue Number: 96 - 1679 (FA) Litten Financial Term VARConduit revenue bond (UW) Newan & AssociatesRuttifamity housing (TR) First Trust of CAALmaden Lake ViLLage Series A LOC tEN) Bank of AmericaSubject to ALternative Hinimum Tax

11/04/97 $4,100,000 San Jose EFD No 1997-1Santa CLara NR Co_o (BE) Jones Rail 11/01/22 5.631CDIAC Debt Issue'Number: 97 - 1562 EFA) Dean WiLier Co_b (NIC)Limited tax obligation bond (UW) Smith Barney ]ncStreet construction and improver_ents (TR) First Trust of CACapitol Expressway Auto Matt

7110/97 $6,875,000 San Jose Financing Authority

Santa Clara S:AAA Cocnp (Be) Nossaman Suthner 8115127 5.632COIAC Debt Issue Number: 97 - 1091 H:Aaa (FA) E Wagner & Assoc Coab (TIC)PubLic tease revenue bond F:A/L_ (UW) gancAmerica Sec

Recreation and sports facilities (TR) FiPst Trust of CAThunderbird GoLf Course ins tEN) A_ac

7/16/97 $9,805,000 San Jose Financing AuthoritySanta CLara S:AAA Comp (BC) Ouint & Thimmig 8/01/12 4.697CDIAC Debt Issue Number: 97 - 1153 N:Aaa (FA) PRAG Serial (NIC)PubLic tease revenue bond F:AAA (LIW) PaineWebberNutti cap imprvments and public works (TR) First Trust of CAFire Apparatus/Chiidcare Fac/Library Ins tEN) /_T_ac

3/18/97 $106,000,000 San Jose Redevelopment AgencySanta Clara S:AAA Comp (BC) Nossaman Guthner 8101128 5.623CDIAC Debt Issue Number: 97 - 0148 H:Aaa (FA) Stone & Youngberg comb (TIC)Tax allocation bond F:/_A (UW) Rerrit[ Lynch & Cogedeveiopmant, muLtipLe purposes (TR) Union Bank of CARerged area Ins (EN) HBIARefunding

269

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_J l_

M l _ll / m l / l m I Q U l I lEJ E.

|

ANNUALREPORT CALENDAR 1997es


Date Amount county+ Type of Debt, Purpose Enhancmt BaLe Function_ Participant Type Type

6109197 $17,045,000 San Jose RedeveLopment AgencySanta Clara B:ARA Beg (BC) Lofton De Lancie 8/01/27 5.978CDIAC Debt Issue Number: 97 - 0/,10 M:Aaa (FA) Litten Financial Cot_ (TIC)Tax allocation bond (UW) Dillon ReadMultifamiLy housing (TR) First Trust of CAMerged Area Ins tEN) MBIASubject to Atternative Rinimum Tax

7/25/97 $10,595,000 San Jose Redevelopment AgencySanta Clara S:AAA Meg (BC) Ouint & Thimmig 7/20/38 5.716CDIAC Debt Issue NUmber: 97 - 1064 Comb (NIC)Conduit revenue bond (UW) BancAmerica SecMuttifamity housing (TR) Union Bank of CAThe Miraido Village Oth (EN) GNMASubject to Alternative Minimum Tax

8/06/97 $28,670,956 San Jose Unified School DistrictSanta Clara S:AAA Meg (BC) Stradting Yocca 8/01/22 7.991CDIAC Debt Issue Number: 97 - 1348 M:Aaa Serial (N1C)General obligation bond (LM) Stone & YoungbergK-12 school facility (TR) First Trust of CA

Ins (EN)FGIC

9/23/97 $18,750,000 San Jose Unified School DistrictSanta Clara S:SP-I+ Comp (BC) BroWn & Wood 10/08/98 3.860C_IAC Debt Issue Number: 97 - 1159 (FA) Kelling Northcross Term (NIC)Tax and revenue anticipation note (LIW) Zions 1st Nt't SnkCash ftou, interim financing (TR) Santa Clara Co

12/04/97 $25,765,000 San Jose Unified School DistrictSanta CLara . S=/U_A Comp (BC) Brown & Wood 6/01/22 5.087CDIAC Debt Issue Ribber: 97 - 1692 (FA) Ketting Northcross comb (TIC)Certificates of participation/teases (UW) BancAmerica RobertK-12 school facility (TR) US Trust Co of CA

Ins (EN)FSA

270


Type Maturity InterestIssuing Entity,- Rating(s) of Date/ Rate/


7/10/97 $35,215,000 San Jose-Santa Clara Clean Water

Financing AuthoritySanta C|ara S:AAA Comp (BE) Leslie M Lava 11/15/02 4.349CDIAC Debt Issue Number: 97 - 1056 M:Aaa (FA) PRAG Serial (TIC)public enterprise revenue bond F:AAA (UId) gancAnmrica gecWastewater collection and treatment (TR) First Trust of CARefunding Ins (EN) Ambac

6/25/97 $4,500,000 San Jose/Evergreen Community CollegeDistrict (CSCRPA)

Santa Clara S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt issue Number: 97 - 0698 . M:MID1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) DNY Western TrustCSCRPA 1997 TRAMPool A Ins (EM) Ambac

6/17/97 $16,050,000 Santa ClaraSanta Clara S:AAA Co_p (EC) Jones Hall 8101122 5.277CDIAC Debt Issue Number: 97 - 0381 H:Aaa (FA) Dean Witter Comb (NIC)Certificates of participation/leases (UW) DancAmerica SecPublic building (TR) BNY Western TrustPolice Administration ins (EM) MBIA

2112197 $15,675,000 Santa Clara CountySanta Clara S:AAA/A-1 Neg (BC) Stradiing Yocca 2/15/27CDIAC Debt Issue Number: 97 - 0085 Term VARConduit revenue bond (t_) Newman & AssociatesMuitifamily housing (TR) First Trust of CADrove Garden AptsRefunding

6/10/97 $175,000,000 Santa Clara CountySanta Clara S:SP-I+ Cornp (Be) Orrick Herrington 10101198 3.927CDIAC Debt Issue Number: 97 - 0805 M:MIG1 (FA) C M de Crinis Term (TIC)Tax and revenue anticipation note (L_) BT SecuritiesCash flow, interim financing (TR) US Trust Co of CA

271

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ANNUALREPORTCALENDAR1997MIIN


Date Araount County, Type of Debtf Purpose Enhancmt Sate Function, Participant Type Type

12/2]/97 $1,479,188 Santa Clara CountySanta Clara NR Neg 12/30/02 5.590CDIAC Debt Issue Number: 97 - 1811 Serial (NIC}Certificates of participation/Leases (UW) Ford MotorEquipment (TR) First Trust of CARaster Lease Agreec_nt Sup #7

6/10/97 $4,995,000 Santa CLara County Board Of EducationSanta CLara M:A](c) Cocnp (BC) Orrick Herrington 6/01/13 5.006CDIAC Debt Issue Runner: 97 - 0806 (FA) Ketting Northcross Serial (RIC)Certificates of participotion/teases (IJW) BancAmerica SecOther/multiple educational uses (TR) BNY Western TrustChild Care Fac

10/01/97 $188,405,000 Santa Clara County Financing AuthoritySanta Clara S:AAA Neg (BC) Orrick Herrington 11/15/22 5.518CDIAC Debt Issue N_ber: 96 - 0135 M:Aaa (FA) C M de Crinis Comb (TIC)PubLic tease revenue bond (UW) MerriLl Lynch & CoHealth care facilities (TR) US Trust Co of CAVMC Ins tEN) A_bacRefunding

11/24/97 $40,570,000 Santa CLara County Transit DistrictSanta CLara S:_ Cotnp (BC) Nossaman Guthner 6/01/21 5.172COIAC Debt Issue Number: 97 - 1651 F:/L_ (FA) Peter J Ross Comb (TIC)Sales tax revenue bond (llW) BancAmerica Robertpublic transit (TR) First Trust of CARefunding

6118/97 $11,000,000 Santa Clara Unified School District

Santa Clara S:SP-I+ Neg (BC) Quint & Thimmig 7/01/98 ].875CDIAC Debt issue N_ber: 97 - 1097 (FA) Government Fin Strat Term (NIC)Tax and revenue anticipation note (UW) BancAmerica SecCash ftou, interim financing (TR) Santa CLara Co

272




7/30197 $50,000,000 Santa Clara Unified School DistrictSanta CLara S:AAA/AA- Comp (Dr) Jones Halt 8101/22 5.003CDIAC Debt Issue Number: 97 - 1326 (FA) Government Fin Strat comb (NIC)General obligation bond (LIW) Prudentia[ Sec ]ncK-12 school facility (TR) First Trust of CA

Ins (EN)FGIC

6/25/97 $2,650,000 Saratoga Union Elementary SchoolDistrict (CSCRPA)

Santa Clara S:SP-I+ NeD (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0699 N:RIG1 Term (NIC) -Tax and revenue anticipationnote (UW) Piper Jaffray Inc

• Cash flow, interim financing (TR) DRY gestern TrustCSCRPA1997 TRAN Pool A Ins (EN) _c

11/13/97 $29,528,402 Saratoga Union School DistrictSanta Clara S:AAA NeD (Dr) Stradting Yocca 9/01/22 5.406CDIAC Debt issue Number: 97 - 1606 H_Aaa Comb (TIC)General obligation bond (IJW) PaineWebberK-12 school facility (TR) First Trust of CA

Ins (EN) FGIC

8107197 $1,935,000 SunnyvaleSanta C[ara N:A1 Neg (BC) Quint & Thimmig 8/01/13 5.030CDIAC Debt Issue Number: 97 - 1233 (FA) Ketting gorthcross Serial (NIC)Certificates of participation/leases (IJW) Stone & YoungbergOther/multiple educatiemal uses (TR) First Trust of WASunnyvale ESD, ABAG39

6/06/97 $5,000,000 Sunnyvale Elementary School DistrictSanta CLara S:SP-I+ Neg (BC) Quint & Thimmig 6/30/98 3.8]7CDIAC Debt Issue Number: 97 - 0413 (FA) Ketting Northcross Term (NIC)Tax and revenue anticipation note (L_) BancAmerica SacCash flow, interim financing (TR) Santa Clara Co

273

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Type Haturity InterestIssuing Entity, Rating(s) of Date/ gate/


6/25/97 S5,000,000 Un_on School District (CSCRPA)Santa Clara S:SP-I+ Neg (00) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0700 H:RIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) SHY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

11120197 $6,78/+,6/+6 t_hisman Elementary School DistrictSanta Clara S:AAA Neg (BC) Jones Hall 0/01/22 5.589CDIAC Debt Issue Number: 97 - 1625 N:Aaa Serial (NIC)Genera[ obligation bond (IJW) PainewebberK-12 school facility (TR) First Trust of CA

Ins (EN) RBIA

6/23/97 $2,710,000 Whisman Elementary School District(CSCRPA)

Santa Clara S:SP-I+ Neg (BC) Orrick Serrington 7/02/98 3.851CDIAC Debt Issue Nurdoer: 97 * 0701 H:HIG1 Term (NIC)Tax and revenue anticipationnote (Ug) Piper Jaffray IncCash fIo_, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

Santa Cruz

8/25/97 $2,566,457 Library Joint PoMers AuthoritySanta Cruz NR Neg (BC) Stradling Yocca 6/]0/02 5.145CDIAC Debt Issue Number: 97 - 1346 (FA) Municipal Leasing Serial (NIC)

" Certificates of porticipotion/teases (LP4) Pitney Sowescreditpublic buildingLibraries

5101/97 $10,000,000 Pajaro Valley Unified School DistrictSanta Cruz S:AAA Neg (BC) Orrick Eerr!ngton 9/01/32 5.934CDIAC Debt Issue Number: 97 - 0363 H:Aaa Conlb (NIC)Certificates of participation/teases (UW) PaineWebberK-12 school facility (TR) First Trust of CA

Ins (EN) FSA

274



Date Amount County. Tv_e of Debt, Purpose Enhancmt Sate Function, Participant Type Type

2/19/97 $%750,000 San Lorenzo Valley Unified SchoolDistrict

Santa Cruz S:A Neg (BC) Jones Rat[ Hit[ 9/02/21 5°680CDIAC Debt issue Number: 97 - 0099 (FA) Andrew Ach & Assoc Co¢_ (BIC)Special assessment bond (UW) Stone & YoungbergRecreation and sports facilities (TR) US Trust Co of CA

1/09/97 S24,B55,000 Santa Cruz CountySanta Cruz S:AAA Comp (BC) Rutan & Tucker 9/01/26 5.617CDIAC Debt Issue Number: 96 - 1380 H:Aaa (FA) god Gtmn comb (TIC)Certificates of participation/teases (UI#) BA SecuritiesPublic boiiding (TR) Wefts Fargo BankRefunding Ins (ER) HBIA

5/15/97 $10,400,000 Santa Cruz CountySanta Cruz • S:SP-I+ Comp (BC) Rutan & Tucker 5/27/98 3.855£DIAC Debt Issue Nuldoer: 97 - 0362 (FA) Rod Gunn Term (NIC)Tax and revenue anticipation note (U_) BancAmerica SecOther purpose (TR) BRY Western TrustTeeter Ptan LOC (ER) Canadian Imperial BkRefunding

6/10/97 $46,485,000 Santa Cruz County (CSCDA)

Santa Cruz S:SP-I+ Beg (BG) Orrick Herrington 9/30/98 3.9!5CDIAC Debt Issue Number: 97 - 1018 H:NIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (IN} Norgan StanLeyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool B Ins (EB) FSA

7/22/97 $22,995,000 Santa Cruz County Board of EducationSanta Cruz S:SP-I+ Beg (BC) Stradting Yocca 7/30/98 3.850CDIAC Debt Issue Number: 97 - 1261 (FA) Andrea Ach & Assoc Serial (NIC)Tax end revenue anticipation note (IN) gancAtaerica SecCash flow, interim financing (TR) US Trust Co of CA

275

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•ANNUAL REPORT CALENDAR 1997


Date Amount County, Type of Debt, Purpose Enhancmt gate Function, Participant Type Type

9/23/97 $4,940,588 gcotts VatieySanta Cruz S:AAA Meg (gO) Haight & Waist 10/01/26 5.520CDIACDebt Issue Wumber: 97 - 1421 Comb {TIC)Certificates of participation/teases (tJW)RedwoodgecuritiesMutti cap imprvments and pub|ic works (TR) Union Bank of CARefunding Ins (EN) FCA

8/05/97 $18,200,000 gcotts Vattey Union Elementary $chootDistrict

Santa Cruz M:Aaa Cor_o (BE) Bowie Arneson Kadi 8/01/27 5.397CDIACDebt Issue Number: 97 - 1136 (FA) Andrew Ach & Assoc Ca_b (TIC)General obtigation bond (UW) Merritt Lynch & CoK-12 school facility (TR) First Trust of CA

Ins (EN) FGIC

5/13/97 $4,250,D00 $cotts Valley Water DistrictSanta Cruz S:A-1 Meg (BE) Raight & Waist 7/01/27 6.005CDIACDebt Issue M_nnber: 97 - 0344 Conch (WIE)Certificates of participation/teases (tJW) RedwoodSecuritiesMulti cap imprvments and pubtic works (TR) First Trust of CA

6/25/97 $2,840,000 $oque[ Union School District (CSCRPA)Santa Cruz 5:SP-1÷ Nag (BE) Orrick Herrington 7/02/98 3.851COIACDebt Issue Number: 97 - 0703 M:MIG1 Term (NIC)Tax and revenue anticipation note (IM) Piper Jaffray IncCash fiou0 interim financing (TR) BN¥Western TrustCSCRPA1997 TRANPoor A Ins (EN).Ar_bac

$hast_

10/23/97 $2,370,700 AndersonShasta NR Neg (BE) Jones Hail 12/01/10 5.335CDIACDebt Issue Ntmnber: 97 - 1589 Serial (_IC)Certificates of participation/teases (UW) City National SankMutti cap imprvrnents and public works (TR) Municipat LeasingRefunding

276




8/07/97 $201,470 Bella Vista Water DistrictShasta NR Meg (BC) Orrick Herrington 9_02_36 5.000CDIAC Debt Issue Number: 97 - 1289 SePia[ (NIC)Special assessment bond (UW) Rural EconomicWater suppLy/storage/distribution (TR) Be[ia Vista ia)Logan gd AD go 1996-1

10/16/97 $2,100,000 CoLumbia School District

shasta S:AAA Comp (BC) Bowie Arneson Kadi 8/01/22 5.108CDIAC Debt Issue Number: 97 - 1445 (FA) Stone & Youngborg Comb (MIC)Genera| obligation bond (UI_) Smith Barney IneK-12 school facility (TR) Union Bank of CA

Ins (EM) FSA

6/25197 $2,690,000 Enterprise Elementary School District(CSCRPA)

Shasta S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0704 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash fiou, interim financing (TR) BMY Western TrustCSCRPA1997 TRAM Pool A Ins (EN) Ambac

9/25/97 $15,450,000 Enterprise School DistrictShasta M:Aaa NeD (BC) Musick PeeLer 9/01/19 5.246CDIAC Debt Issue Number: 97 - 1436 (FA) Keiting Rorthcross Comb (TIC)General obligation bond (UI4) Prudential Dec IncK112 school facility (TR) First Trust of CASeriesA&B Ins (EN)FGICRefunding

9/25/97 $595,320 Enterprise School DistrictShasta M:Aaa Meg (BC) Musick Peeler 9/01/04 5.246CDIAC Debt Issue Number: 97 - 1437 (FA) Ke[[ing Northcross Serial (TIC)General obligation bond (UM) Prudential Sac IncK-12 school facility (TR) First Trust of CASeriesG Ins (EN)FGIC

277

U '_llm m, m I _ J m I I i I m m' I IE[---

i m I I l I _ ,l m i Illl i m / I i[_]


Type Maturity InterestIssuing Entity, Rating(s) of Date/ Bate/


6/25/97 $4,880,000 Gateway Unified School District (C_CRPA)Shasta S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0709 M:MIG1 Term (BIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (ER) Anbac

6/25197 $625,000 Junction Elementary School District(CSCRPA)

Shasta S:SP-I+ Nag (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0705 H:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray ]ncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAB Pool A Ins tEN) PJnbac

6/25/97 $250,000 Mo_tain Union Elementary SchoolDistrict (CSCBPA)

Shasta S:SP-I+ Beg (BC) Orrick Herring,on 7/02/98 r3.851CDIAC Debt Issue Number: 97 - 0708 M:MIG1 Term (NIC)Tax and revenue anticipationnote (U_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) /L_bac

12/11197 $8,111,000 ReddingShasta NR Rag (8C) Orrick Herrington 9/02/11 5.567CDiAC Debt Issue Nu_er: 98 - 0051 Serial (TIC)Spociai assessment bond (IJW) Redding JPFAMuLti cap imprvments andpublic uorks (TR) ReddingReAD Ro 1997-1

Refunding

3127197 $11,625,000 Redding Joint Powers Financing AuthorityShasta S:AAA Neg (BC) Orrick Herrington 3101126 5.903CDIAC Debt Issue Number: 96 - 1650 M:Aaa (FA) John S Dey Municipal Comb (BIC)Public tease revenue bond (UW) A G EdwardsPublic building (TR) First Trust of CACivic Ctr Ins tEN} HBIA

278


Type Haturity InterestIssuing Entity t Rating(s) of Date/ Rate/

Date Amount County, Type of Debt, Purpose Enhancmt Sate FUnction t Participant Type Type

12/11/97 $3,850,000 Redding Joint Powers Financing AuthorityShasta N:Aaa Reg (BC) Orrick Herrington 9/02/11 5.036CDIAC Debt Issue Number: 97 - 1813 Serial (NIC)Revenue bond (Pool) (UW) N L Stern & CoNu[ti cap impr_Tnents and pubiic works (TR) First Trust of CAReAD 1997-1 Series A Ins (EN) NBIARefunding

12/11/97 $4,650,000 Redding Joint Powers Financing AuthorityShasta NR Meg (gc) Orrick Herrington 9/02/11 5.036

COIAC Debt Issue Number: 98 - 0050 Serial (RIG)Revenue bond (Pool) (LM) R L Stern & Co

MuLti cap imprvn_mts and pubti F works (TR) First Trust of CAReAD No 1997-1 Sub Series BRefunding

2/18/97 $7,215;000 Redding School District

Shasta R:Aaa Comp (BC) Brokn & Wood 3/01/22 5.291CDIAE Debt issue Number: 97 - 0030 (FA) KetLing Rorthcross comb (NIC)General obligation bond (UW) BancAmerica SecK-12 school facility (TR) First Trust of CA

Ins (EN) FGIC

10/23197 $6,790,000 Shasta Joint Powers Financing AuthorityShasta S:AAA Neg (BC) Orrick Herrington 7/01/10 4.712COIAC Debt Issue NUZT/oer: 97 - 1460 N:Aaa Serial (RIC)Public enterprise revenue bond (UW) A G EdwardsSoLid waste recovery facilities (TR) First Trust of CAWest Central Landfill Ir,s (EN) MBIAReftmding

2/05/97 $20,000,000 Shasta Union High School DistrictShasta S:AA-/A-1 Neg (BC) Jones HaLl Hill 7/01/23CDIAC Debt Issue Number: 97 - 0021 (FA) Kelling Northcross Term VARCertificates of participation/leases (UW) BT SecuritiesK-12 school facility (TR) First Trust of CA

279

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6125197 $3,980,000 Shasta Union High Sdhoot District(CSCRPA)

Shasta S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0706 H:RlG1 Term (Nit)Tax and revenue anticipation note (IN) Piper Jaffray [ncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

Sierra

6/10/97 $780,000 Sierra County (CSCDA)Sierra S:SP-I+ Neg (BC) Orrick Herrington 9_30_98 3.915CDIAC Debt Issue Htad0er: 97 - 1022 N:NIG1 (FA) Sutro & CO Term (NIC)Tax and revenue anticipation note (UW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool B Ins (EN) FSA

Siskiyou

9/25/97 $1,017,933 HcCtoud Conlnunity Services DistrictSiskiyou RR geg (BC) 0trick Herrington 9/02/37 4.497CDIAC Debt Issue H_nber: 97 - 0906 Serial (HIC)Special assessment bond (LM) Rural EconomicMulti cap imprvments and public works

7/10/97 $2,198,229 Rt Shasta Union School DistrictSiskiyou S:AAA Neg (BC) Stradling Yocca 7/01/22 5.916CDIAC Debt Issue Number: 97 - 0927 M:Aaa Serial (NIC)General obligation bond (UW) Stone & YoungbergK-12 school facility (TR) First Trust of CA

Ins lEg) FGIC

6/10/97 $4,500,000 Siskiyou County (CSCDA)Siskiyou S:SP-I+ geg (BC) Orrick Herrington 6130198 3.915CDIAC Debt Issue Number: 97 - 1023 H_HIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (LM) Rorgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A Ins (EH) FSA

280


Type Maturity InterestIssuing Entity, • Rating(s) of Date/ Rate/


Sotano

8/12/97 $5,000,000 BeniciaSoLano M:Aaa Cornp (BC) Jones Halt 8/01/17 5.063CDIAC Debt Issue Number: 97 - 1186 (FA) Barite Welts Serial (NIC)General obligation bond (UW) gancAraerica Secgastewater collection and treatment (TR) First Trust of CA

Ins (EN) MBIA

7/30/97 $12,499,844 Benicia Unified School DistrictSolano S:AAA Co_p (BC) O'Metveny & Myers 8/01/22 5.653CDIAC Debt Issue Mumber: 97 - 1309 M:Aaa (FA) Caidweil Flores Serial (TIC)General obligation bond (IN) BancAmerica gecK-12 school facility (TR) Union Bank of CASeries A & B Ins (EN) FGIC

7/30/97 $14,820,000 Benicia Unified School DistrictSolano S:AAA Comp (BC) O'Reiveny & Myers 8/01/16 5.000CDIAC Debt Issue Number: 97 - 1524 M:Aaa (FA) Catdue[[ Fiores Comb (TIC)Genera[ obligation bond (UW) BancAmerica SecK-12 school facility (TR) Union Bank of CASeries B Ins (EN) FGICRefunding

6/25/97 $2,985,000 geni¢ia Unified School District (CSCRPA)Sotano B:SP-I+ Meg (BC) Orrick Herring[on 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0712 M:MIG1 Term (Nit)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) A_ac

1/28/97 $],300,000 Dixon Public Financing Authoritygoiano S:AAA Comp (BC) Jones Hat[ Hit[ 4/01/22 5.403CDIAC Debt Issue NLav_er: 97 - 0025 M:Aaa (FA) Kelling Northcross Comb (NIC)Public [ease revenue bond (LIW) PaineWebberPublic boi[ding (TB) Union Bank of CAFire Station Ins (EN) MBIA

281

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3106197 $7,000,000 Dixon Unified School DistrictSotano S:AAA NeD "(BC) Kronick Hoskovitz 3/01/12 4.905CDIAC Debt Issue Muldoer: 97 - 0135 (FA) Government Fin Strat Serial (NIC)Certificates of participation/Leases (LM) BancAmerica SecK-12 school facility (TR) Noruest Bk RNRefunding Ins tEN) FSA

6/25/97 $1,320,000 Dixon Unified School District (CSCRPA)Sotano S:SP-I+ Neg (BC) Orrick gerrington 7102/98 3.851CDIAC Debt Issue Number: 97 - 0713 R:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $5,190,000 FairfieLdSotano S:SPI+ Neg (BC) Jones Hat[ HiLl 9/30/98 4.245CDIAC Debt Issue NLmlber: 97 - 0844 Term (NIC)Tax and revenue anticipation note (LIW) Stone & YoungbergCash flow, interim financing (TR) FairfieLd

9/30/97 $5,546,189 FairfieLd Housing AuthoritySotano NR geg (BC) Jones HaLt 9/30/27 8.250CDIAC Debt Issue Nigher: 97 - 1351 Serial (NIC)Conduit revenue bond (UW) Stewart FamiLy TrustHuttifamily housing

5/01/97 $9,9000000 FairfieLd Industrial DeveLopmentAuthority

Sotano S:A+/A-1 Neg (BC) Jones HaLL gilt 5/01/27COIAC Debt Issue Number: 97 - 0284 (FA) Progressive Capital Term VARConduit revenue bond (LM) John NuveenIndustrial development (TR) Harris TrustReyer Cookuare Industries Inc LOC tEN) Banque Natal de ParisSubject to ALternative HinimurnTax

282

% ANNUAL REPORT CALENDAR 1997$$S1_"


Date /_nount County, Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

1/09/97 $5,290,000 Fairfield Redevelopment AgencySolano NR Neg (De) Jones Hail HiU 7/01/02 8.006CDIAC Debt Issue Nur_oer: 97 - 0054 Term (NIC)Tax allocation note (UW) Stone & Youngborg

Redevelopment, multiple purposes (TR) First Trust of CACordelia Area

Federally TaxableRefunding

7130197 $8,350,000 Fairfietd-Suisun Unified SchoolDistrict CFD No 5

Solano NR Neg (BC) Jones Halt 8/15/27 9.986COIAC Debt Issue Rumber: 97 - 1211 (FA) Andrew Aeh & Assoc Serial (NIC)Limited tax obligation bond (LIW) ABAGK-12 school facility. (TR) First Trust of CAFederally Taxable

7/30/97 $3,470,000 Fairfield-Suisun Unified SchoolDistrict CFD Ro 2

Solano MR Neg (DC) Jones Hail 8/15/18 6.266CDIAC Debt Issue Number: 97 - 1215 (FA) Andrew Ach & Assoc Serial (NIC)Limited tax obligation bond (LM) ABAGK-12 school facility (TR) First Trust of CARancho SotanoFederatty TaxableRefunding

7/30/97 $4,215,000 Fairfieid-Suisun Unified SchoolDistrict CFD NO 1

Sotano NR Neg (BC) Jones Hall 8/15/23 6.297CDIAC Debt Issue Number: 97 - 1214 (FA) Andrew Ach & Assoc Seriat (NIC)Limited tax obligation bond (UW) ABAGK-12 school facility (TR) First Trust of CASuisun City SchoolsFederally TaxableRefunding

283

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Date Amount County, Type of Debt, Purpose Enhancmt Sate Ft_lction, Participant Type Type

7/30/97 $5,380,000 Fairfield-Suisun'Unified SchoolDistrict CFD No 5

Sotano NR Beg (BE) Jones Halt 8/15/22 6.288CDIAC Debt Issue R_ber: 97 - 1213 (FA) Andrew Ach & Assoc Serial (NIC)Limited tax obligation bond (UN) ABAGK-12 school facility (TR) First Trust of CAFederally TaxableRefunding

7130197 $1,855,000 Fairfietd-SuJsun Unified SchootDistrict CFD No 4

Solano NR Beg (BE) Jones Hall 8/15/22 6.288CDIAC Debt Issue RudDer: 97 - 1212 (FA) Andrew Ach & Asset Serial (NIC)Limited tax obligation bond (UW) ABAGK-12 school facility (TR) First Trust of CALawler RanchFederally TaxableRefunding

6103197 $5,000,000 Fairfietd-Suisun Unified School DistrictSoLano S:SP-I+ Neg (BC) Jones Halt 6/30/98 3.836CDIAC Debt Issue N_ber: 97 - 0845 (FA) Kelting Northcross Term (NIC)Tax and revenue anticipation note (UW) BancAmerica SecCash flow, interim fLnanc|ng (TR) Solano Co

4/10/97 $2,000t000 Rio VistaSoLano NR Neg (BC) Jones Hall Hill 9102/22 7.6/+8CDIAC Debt Issue Number: 97 - 0308 Term (NIC)Special assessment bond (tM) Stone & YoungbergHultJ cap imprvments and public works (TR) First Trust of CARiver View Point AD No 96-1

12116197 $20,000,000 Solano CountySolano R:HID1 Cornp (BE) Nossaman Guthner 12115198 3.831CDIAC Debt Issue Number: 98 - 0056 (FA) Public Financial Term (TIC)Tax and revenue anticipation note (UW) A H Williams & CoOther purpose (TR) Sotano CoTeeter PLan

284




6110/97 $21,500,000 Solano County (CSCDA)Sotano S:SP-I+ Meg (BC) Orrick gerrington 9/30/98 3.915CDIAC Debt Issue Nuldoer: 97 - 1024 M:MlG1 (FA) Sutro & Co • Term . (NIC)Tax and revenue anticipation note (UW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAM Pool B Ins (EN) FSA

10130197 $13,535,000 Travis Unified School DistrictSolano S:AAA Meg (BC) Kutak Rock 9/01/27 6.850C91AC Debt Issue Number: 97 - 1603 R:Aaa COldO (HIC)Certificates of participation/teases (Ug) Piper Jaffray ]noK-12 school facility (TR) First Trust of WARefunding Ins (EN) Ambac

4/16/97 $8,434,307 Vacavittegolano gg New (Be) Jones Halt Hilt 9/02/22 6.964EDIAC Debt Issue Number: 97 - 0307 (FA) getting Northcross Comb (NIC)Special assessment bond (UW) gedbush Morgan SecMutti cap imprvments and pubtic works (TR) First TrUSt of CANE Sector AD

5130197 $13,660,000 VacavitteSolano - S:AAA Neg (BC) Jones gall 8/15/27 5.551CDIAC Debt Issue Number: 97 - 0909 (FA) getting Horthcross Cotmb (MIC)Certificates of participation/leases (IJ_) BancAmerica SecRutti cap imprvments and public works (TR) Chase Trust Co of CACity Halt ComplexCorporation Yard Ins (EN) MBIARefunding

6/12/9 T $9,140,000 VacavitteSotano NR Meg (BC) Jones Hall 9102107 5.136COIAC Debt Issue Number: 97 - 1138 (FA) getting Horthcross Serial (MIC)Special assessment bond (UW) PaineWebberWater suppty/storage/distribotion (TM) First Trust of CAWater Rights ADRefunding

285

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Date Amount County, Type of Debt, Purpose Enhanc_t gale Function, Participant Type Type

6104197 $4,850,000 Vacavilte Unified School DistrictSotano S:SP-I+ HeR (BC) Jones Hail 6/30/90 3.052CDIAC Debt Issue Number: 97 - 1059 (FA) Ketting Northcross Term (NIC)Tax and revenue anticipation note (UW) First ALbany CorpCash flow, interim financing (TR) Solano Co

1122197 $63,465,000 ValtejoSoLano NR Neg (BE) Jones Halt Hill 2101128 7.130CDIAC Debt Issue Number: 96 - 1881 (FA) Red Gunn comb (TIC)Certificates of participation/Leases (UW) O'Connor & CoRecreation and sports facilities (TR) BHY Nestern TrustMarine Worldgefurciing

/3/10197 $5,450,000 Vattejo

SoLano S:AAA/A-1 Neg (BC) Jones Hail HiLL 3115/27CDIAC Debt Issue Number; 97 - 0101 Term VARConduit revenue bond (UW) ALden CapitalMuttifamity housing (TR) BNY Western TrustHillside Terrace Apts Oth (EN) FNHAsubject to ALternative Minimum Tax

7/22/97 $6,675,000 VattejoSolano NR Neg (RC) OuJnt & Thimmig 7/15/99 4.751CDIAC Debt Issue Number: 97 - 1281 (FA) Rod Gtmn Term (TIC)Bond anticipation note (UW) O'Connor & CoWater supply/storage/distribution (TR) Union Bank of CA

6110/97 $30,000,000 Vattejo City Unified School DistrictSoLano S:AAA co_o (BC) Orrick Herrington 0/01/21 5.382CDIAC Debt Issue Number: 97 - 0367 (FA) Ketting Northcross Comb (TIC)General obligation bond LUg) BancAmerica SecK-12 school facility (TR) First Trust of CA

Ins (ER) FGIC

286




10/09/97 $11,500,000 VaLLejo City Unified School DistrictSotano S:SP-1 Meg (BC) Orrick fferrington 10/22/98 3.901Q)IAC Debt Issue Number: 97 - 1388 (FA) KeL[ing Northcross Term (NIC)Tax and revenue anticipation note (IJ_) First Albany CorpCash flow, interim financing (TR) $oLano Co

11114197 $2,500,000 Vai(ejo Pubtic Financing AuthoritySolano NR Neg (BC) Quint & Thimmig 11102198 5.500CDIAC Debt Issue Number: 97 - 1642 (FA) Rod Gunn Term (NIC)Revenue anticipation note (UW) Va[tejo RDACash from, interim financing (TR) VattejoSeries BFederatty Taxable

11/14/97 $7,000,000 VaLLejo public Financing AuthoritySoLano NR Neg (BC) Quint & Thimmig 11/01/98 4.750CDIAC Debt Issue Number: 97 - 1641 (FA) Red Gunn Term (NIC)Revenue anticipation note (UW) O,connor & CoProject, interim financing (TR) BMY Western TrustSeries A

Refunding

Sonoma

6125197 $115,000 Alexander Valley Union ELementarySchool District (CSCRPA)

Sonoma S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0716 M:MIG1 Term (NIC)Tax and revenue anticipation note (IJW) Piper Jaffray IncCash fLo_, interim financing (TR) BNY _estern TrustCSCRPA 1997 TRAN POOL A Ins (EM) Ambac

2/21/97 $7,273,374 Bellevue Union Elementary Schoo[District

Sonow S:AAA geg (BC) Orrick Herrington 8/01/21 5.541+ CDIAC Debt Issue RLa_ber: 96 - 1903 H:Aaa (FA) Catchier[ Ftores Seriat (TIC)

General obligation bond (tJI#) PaineWebberK-12 school facitity (TR) First Trust RA Mg

Ins (EN)MBIA

287




Date /_nount County, Type of Debt= Purpose Enhancmt Sate Function, Participant Type Type

6/25/97 $1,785,000 Betie_Je Union Elementary SchoolDistrict (CSCRPA)

Sonoma S:SP-l+ Meg (BC) Orrick Herrington 7/02/98 3.851CgIAC Debt Issue Number: 97 - 0718 H:HIG1 Term (NIC)Tax and revenue anticipation note (L_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $960,000 Bennett Valley Union Ele_nentary SchoolDistrict (CSCRPA)

Sonotila S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0719 N:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) /_bac

6/25/97 $280,000 Cinnabar ELementary School District(CSCRPA)

Sonorna S:SP-I+ Neg (BC) Orrick HerrJngton 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0720 R:HIG1 Term (HIC)Tax and revenue anticipation note (LIW) Piper Jaffray lncCash flow, interim financing (TR) SNY Western TrustCSCRPA 1997 TRAN PooL A Ins (EN) Ambac

6125197 $1,815,000 CtoverdaLe Unified School District(CSCRPA)

Sonorna S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0721 M:MIG1 Term (NIC)Tax and revenue anticipation note (US#) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

1/30/97 $8,999,095 Cotati-Rohnert Park Unified SchoolDistrict

Sonoma H:Aaa Coifed (Be) Jones Hail Hill 8/01/21 6.005CDIAC Debt Issue Number: 97 - 0062 (FA) KelLing Northcroas Serial (NIC)General obligation bond (LIW) Merrill Lynch & CoK-1Z school facility (TR) First Trust of CA

Ins (EN) FGIC

288

% ANNUAL REPORT CALENDAR 1997IS$1ON



6/25/97 $4,690,000 Cotati-Rohnert Park Unified SchootDistrict (CSCRPA)

Sonoma S:SP-I+ Neg (gC) Orrick gerringtan 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0741 N:HIG1 Term (NIC)Tax and revenue anticipation note (IN) Piper Jaffray IncCash fto_, interim financing (TR) BgY gestern TrustCSCRPA 1997 TRAN Poor A Ins (Eg) Ambac

6/25/97 $145,000 Dunham Etementary Schoot District(CSCRPA)

Sonoma S:SP-I+ Beg (gc) Orrick Herrington 7102198 3.851CDIAC Debt Issue N_r: 97 - 0722 N:RIG1 Term (NIC)Tax and revenue anticipation note (IN) Piper Jaffray IncCash ftou, interim financing (TR) NNY Western TrustCSCRPA 1997 TRAg Poor A Ins (Eg) Ambac

6/25/97 $795,000 Foreatvitte Union Etementary Schoo[District (CSCRPA)

Sonoma S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0725 H:NIG1 Term (NIC)Tax end revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) NNY Western TrustCSCRPA 1997 TRAN POD[ A Ins (EN) Ambac

6/25/97 $650,000 6eyservitte Unified School District(CSCRPA)

Sonoma S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0724 N:HIG1 Term (NIC)Tax and revenue anticipation note (IN) Piper Jaffray IncCash ftow, interim financing (TR) BNY Western Trust

CSCRPA 1997 TRAN Poor A Ins (EN) Ambac

6/25/97 $750 OOO Gravenstein Union Etementary SchootDistrict (CSCRPA)

Sonoma S:SP-I+ Neg (BC) Orrick Herrington 7102198 3.851CDIAC Debt Issue NLenber: 97 - 0725 R:HIG1 Term (NIC)Tax and revenue anticipation note (Ug) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Poor A Ins (EN) Ambac

289

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Date Amount County, Type of Debt, Purpose Er_lansmt Sale Function, Participant Type Type

6125197 $565,000 Guernevitte School District (CSERPA)Sonsr0a S:SP-I+ Neg (BC) Orrick Herrington 7/02198 3.851CDIAC Debt Issue RLaTJoer: 97 - 0726 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A ins (EN) Ambac

6/25/97 £605,000 Harmony Union ELementary SchoolDistrict (CSCRPA)

Sons_a S:SP-I+ Meg (BE) Orrick Herrington 7102198 3.851CDIAC Debt Issue Nt=_ber: 97 - 0727 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAM Pool A Ins (EM) Ambac

1/10/97 $9,499,998 Heatdsburg Unified School DistrictSonoma S:AAA Neg (BC) Orrick Herrington 7/15/21 5.758CDIAC Debt Issue Number: 96 - 1704 M:Aaa Serial (TIC)General obligation bond (UW) Seidler-FitzgeratdK-12 school facility (TR) First Trust of CA

Ins (EN) FGIC

6/25/97 $2,985,000 Heatdsburg Unified School District(CSCRPA)

Sono_ S:SP-I+ Neg (BE) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue gLinber: 97 - 0743 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray InsCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAR Pool A Ins (EN) Ambac

4/22/97 $4,200,000 Horicon ELementary School DistrictSonsma M:Baa2 comp (BC) Orrick Herrington 8/01/21 6.121CDIAC Debt Issue NL_ber: 97 - 0191 (FA) Ketting Northcross co_ (TIC)Genera[ obligation bond (IJW) Stone & YoungbergK-12 school facility (TR) First Trust of CA

290



Date Amount County, Type of Debt, Purpose E_ancmt Sate Function, Participant Type Type

6/25/97 $195,000 Horicon Elementary School District(CSCRPA)

Sonoma S:SP-I+ Nag (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue N_r: 97 - 0728 R:NiG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (ER) Afdoac

6/25/97 $2_,OOO Kenwood Ete_ntary School District(CSCRPA)

Sonotrm S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt issue Number: 97 - 0729 M:MIG1 Term (NIC)Tax ancl revenue anticipation note (UI_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAM Pool A Ins (EN) Ardoac

6/25/97 $125,000 Liberty Elementary School District(CSCRPA)

Ronoma S:SP-I+ Meg (BE) Orrick Rerrington 7/02/98 ].851COIAC Debt Issue Number: 97 - 0730 R:RIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRP=MPool A Ins (EN) Ambac

6/25/97 $1,385,000 Mark West Union School District (CSCRPA)Sonoma S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue NUlTber: 97 - 0731 M:RIG1 Term (NIC)Tax and revenue anticipation note (UW) piper Jaffray lncCash flow, interim financing (TR) 8NY Western TrustCSCRPA1997 TRAM Pool A ins (EN) Ardoac

6125197 $630,000 Oak Grove Union Elementary SchoolDistrict (CSCRPA)

Sonoom S:SP-I+ Meg (BC) Orrick Herringtoo 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0_2 N:MIG1 Term (NIC)Tax and revenue anticipation note (UW) piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAM Pool A Ins (EN) /_nbac

291

U m m m m mm m m m m m m m m m m m m



Date Amount County, Type of Debt, Purpose Enhancmt Sale Function+ Participant Type Type

8/11/97 $600,000 Oak Grove Union ELementary SchoolDistrict

Sonoma S:A- Meg (BC) Orrick Herrington 9/01/22 5.380CDIAG Debt Issue Number: 97 - 1253 (FA) Government Fin Strat Comb (TIC)Genera[ obligation bond (LIW) Stone & YoungborgK-12 school facility (TR) First Trust of CA

5/29/97 $3,499,490 OLd Adobe Union Elementary SchoolDistrict

Sonorna S:AAA Reg (BC) Orrick Herrington 6/01/2Z 8.696CDIAC Debt Issue Number: 97 - 0430 M:Aaa Co_b (NIC)General obligation bond (LIW) Stone & YoungborgK-12 school facility (TR) First Trust of CA

Ins (EM) FSA

6125/97 $1,300,000 Old Adobe Union Elementary SchoolDistrict (CSCRPA)

Sonoma S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0733 M:RIG1 Term (NIC)Tax and revenue anticipation note (IN) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) Ambac

10/20/97 $1,800,000 PetaLum

Sonoma NR Neg (BC) Sturgis Ness 9/02/18 6.442COIAC Debt Issue Number: 97 - 1156 Serial (RIO)Special assessment bond (UW) Mark PressmanStreet construction and improvements (TR) Chase Trust Co of CAHcNear Landing AD No 25

6/10/97 $1,875,000 Petatuma (CSCDA)Sonoma S:SP-I+ Neg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97 - 1009 M:MIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAN Pool A ins (EN) FSA

292

%AN_

ANNUAL REPORT CALENDAR 1997_lmd



4129197 $4,500,000 Petaturaa City Elementary School DistrictSonoma S:AAA Comp (BC) Orrick Herrington 8/01/21 5.678CDIAC Debt Issue Number: 97 - 0221 (FA) getting Northcross comb (TIC)General obligation bond (UW) O'Cennor & CoK-12 school Facility (TR) First Trust of CA

Ins (EN) FSA

6/02/97 $1,600,000 Petatuma City Elementary School DistrictSonoma S:SP-I+ NeD (BC) Quint & Thimmig 6/30/98 3.855CDIAC Debt Issue Number: 97 - 0840 (FA) gelling Xorthcross Term (NIC)Tax and revenue anticipation note (LIg) Prudential Sec IncCash flow, interim financing (TR) Son_a Co

6/18/97 $4,382,647 Piner-Otivet Union ELementary SchoolDistrict

Sonoma S:AAA Neg (BC) Orrick Herrington 7/01/22 10.232CDIAC Debt Issue Number: 97 - 0278 N:Aaa (FA) Catdwett Ftores Serial (NIC)General obtigatlon bond (LM) PaineWebberK-12 school facility (TR) First Trust of CA

Ins (EN) FGIC

6/25/97 $1,]65,000 Piner-Otivet Union School District(CSCRPA) c

Sonora S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 07]/, R:HIG1 Term (NIC)Tax aud revenue anticipotion note (UW) Piper Jsffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) An_oac

6/25/97 $2,950,000 Rincon Valley Union Elementary SchoolDistrict (CSCRPA)

Sonoma S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number; 97 - 0735 M:MiG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY gestern TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

293

U__



Date Amount County. Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

6/25/97 $1,235,000 Rosetand ELementary School District(CSCRPA)

Sonoroa S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nt_ff_er: 97 - 0736 ti:tilG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Lns (EN) /_abac

5/22/97 $12,850,000 Santa RosaSonoGza S:A-1 Neg (BC) Jones Halt Hill 6/01/27CDIAC Debt Issue Rumber: 97 - 0102 Term VARconduit revenue bond (UI_) US Bank of Washtiuttifamity housing (TR) Chase Trust Co of CAOuait Run Apts LOC (Eg) US Bank of Washsubject to ALternative Rinimum Tax

7/09/97 $2,821,000 Santa RosaSonoma NR Neg (BC) Jones Hall 9/02/11 6.515CDIAC Debt Issue Number: 97 - 1220 Serial (Nit)Special assessment bond (UW) Hark PressmanHutti cap imprvments and public uorks (TR) First Trust of CABorthpoint Business Park AD No 1985-1Refunding

4/16/97 $18,200,000 Santa Rosa High School DistrictSonoma S:AAA Comp (BC) Orrick Herrington 5/01/22 5.728CDIAC Debt Issue Number: 97 - 0190 (FA) Government Fin Strat Cond_ (TIC)Genera| obligation bond (UW) BancAmerica SecK-12 school facility (TR) First Trust of CA

Ins (EN) tiBIA

6/12/97 $13,000,000 Santa Rosa School District/SantaRosa High School District

Son_cna S:SP-I+ Heg (BC) Orrick gerrington 7/02/90 3.800CDIAC Debt Issue Nun_oer: 97 - 0810 (FA) Government Fin Strat Term (TIC)Tax and revenue anticipation note (Lg_) BancAmerica gecCash flow, interim financing (TR) Sonoma Co

294

ANNUAL REPORT CEND 1997

Type Haturity Interestissuing Entity, Rating(s) of . Date/ Rate/

Date Amount Cotmty, Type of Debt, Purpose Enhancmt gate Function, Participant Type Type

8120197 $1,700,000 gebastopetSonoma S:A+ Keg (BC) Quint & Thimmig 9/01/22 5.454CDIAC Debt Issue NLcd_er: 97 - 1602 (FA) GL Hicks Financial Co¢_o (NIC)Certificates of participatlon/teases (LIW) Piper Jaffray InsHeaLth care facilities (TR) Harris Trust Co

r True to Life ChiLdren's Services Ins (EM) OSHPD

12/03/97 $732,475 SebastopoLSonom RR comp (Be) Brown & Wood 9/02/22 6.485CDIAC Debt Issue Ntad_er: 97 - 1177 (FA) Sutro & Co Serial (RiC)Spaciat assessment bond (UW) Hark PressBanNutti cap iu_orvments and pcd_[ic works (TR) First Trust of CAWoodstone CtrAD No 1992-1

9/19/97 $6,300,000 SebastopaL Coat_ity Development Agencygonoma S:APJ_ Reg (BC) DroWn & Wood 12/01/21 5.377CDIAC Debt Issue NLur_oer: 97 - 1293 N:Aaa comb (HIC)Tax aLLocation bond (uIJ) Sutro & CoRodevelopment, muLtipLe purposes (TR) BNY Western TrustRefur_ding Ins (EN) HDIA

6/25/97 $1,660,000 Sebastopol Union ELementary SchoolDistrict (CSCRPA)

Sonorna S:SP-I+ Heg (BC) Orrick Herrington 7102/98 3.851r_IAC Debt Issue NLanber: 97 - 0737 H:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAM Poor A Ins (EN) Ambac

7/17/97 $3,200,000 Sebastopat Union ELementary SchoolDistrict

Sonoma N:Aaa COnlp (Be) Jones HaLL 8/01/21 5.078CDIAC Debt Issue NUmber: 97 - 1186 (FA) Keiting Northcross Comb (NIC)General obligation bond (UW) PaineWebborK-12 school facility (TR) First Trust of CA

Ins (EH) HBIA

295

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7/10197 $2,885,000 Sonoma Comity Development AgencySonoma NR Neg (SC) Jones Halt 12/01/22 5.854CDIAC Debt Issue Nurdoer: 97 - 1120 (FA) Stone & Youngberg Serial (NIC)Tax allocation bond (W) ABAGRedevetopmento multiple purposes (TR) DRY Western TrustCA RDA Pool Series A6Federally TaxableState TaxabLe

11/04/97 $55,000,000 Sonr_ Countygon_ela S:SP-I+ Neg (BC) Jones Day Reavis 2/01199 4.500COIAC Debt issue Number: 97 - 154G (FA) Leifer Capita[ Term (_IC)Tax and revenue anticipation note (UW) Horgan StanleyCash flow, interim financing (TR) Sonoma Co

12/02/97 $9,416,000 Sonoma CotmtySonoma NR Neg (BC) Sturgis Ness 9/02/11 5.894CDIAC Debt _ Issue Number: 97 - 1684 (FA) FieLdman Rotapp Serial (RIC)SpociaL assessment bond (UW) Sonor_ Co PFAMulti cap in_orv_lents and public works (TA) Sonoma CoReAD No 1997-1 Set A-E

Refilling

6/25/97 $4,850,000 Sonoma County Board of Education(CSCRPA)

Sonoma S:SP-I+ meg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Nun_)er: 97 - 0715 M:MIG1 Term (RID)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) SNY Western TrustCSCRPA1997 TRAN Poor A Ins (ER) Ambac

12/02/97 $9,800,000 Sonorna County Public Financing AuthoritySonoma NR Neg (BC) Sturgis Ness 9/02/11 5.414

CDIAC Debt Issue Nurdoer: 97 - 1685 (FA) Fietdman Rotapp Serial (NIC)Revenue bond (PooL) (UW) Hark Pressman

Multi cap ir_orvrnents and public works (TR) BRY Western Trust

296



Date Amount County. TvI3e of Debt, Purpose Enhancmt Sate Function, Participant Type Type

6112197 -$3,800,000 Sonoma Va[Jtey Unified School DistrictSonoma S:SP-I+ Reg (BC) Orrick Herrington 7/02/98 3.821CDIAC Debt Issue Mumber: 97 - 0811 (FA) Government Fin Strat Term (TIC)Tax and revenue anticipation note (UW) Prudential Sec IncCash flow, interim financing (TR) Sonoma Co

6/25/97 $815,000 Twin Rills Union ELementary SchoolDistrict (CSCRPA)

Sonoma S:SP-I+ Heg (BC) Orrick Rerrihgton 7/02/98 5o851CDIAC Debt Issue Number: 97 - 0738 R:HIG1 Term (RIC)Tax and revenue anticipation note (LM) Piper Jaffray IncCash flo_, interim financing - (TR) BNYWestern TrustCSCRPA1997 TRAN Pool A Ins (EM) Ambac

6/25/97 $2,350,000 West Sonorna CoUnty Union High SchoolDistrict (CSCRPA)

Sonora S:SP-I+ Neg (BC) Orrick Herring(on 7/02/98 3.051CDIAC Debt Issue Number: 97 - 0717 R:MIG1 Term (Hie)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) DMY Western TrustCSCRPA 1997 TRAN Pool A Ins (EM) Ambac

6/25/97 $240,000 Wiimar Union Elementary School District(CSCRPA)

Sonoma S:SP-I+ Reg (BC) Orrick Herrington 7/02/98 ].851CDIAC Debt Issue Number: 97 - 0739 R:MlG1 Term (HlC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash ftoH, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $2,755,000 Windsor Unified School District (CSCRPA)Sonoma S:SP-I+ Neg (BC) Orrick Herrington 7102198 3.851CDIAC Debt Issue Number: 97 - 0742 R:RID1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BHY Western TrustCSCRPA1997 TRAM Pool A Ins (EM) Ambac

297

_n N _ _ I _ I _ _ _ I _ I _ I i I _




6125197 $1,335,000 Wright Elementary School District(CSCHPA)

Sonoma S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nt_d_er: 97 - 0740 M:MIG1 Term (glC)Tax and revenue anticipation note (UW) Piper Jaffray lncCash flow, interim financing (TR) BHY Western TrustCSCRPA 1997 TRAM Pool A Ins (EN) Ambac

Stanis[aus

9/26/97 $504,500 HughsonStanislaus HH Heg (BC) Hargrove & Costanzo 4/01/37 4.500CDIAC Debt Issue Number: 97 - 1336 Serial (N1C)Certificates of participation/teases (UW) Rural EconomicWater supply/storage/distribution

4/23/97 $32,400,000 ModestoStanistaus S:AAA Meg (BC) Brown & Wood 11/01/22 5.813CDIAC Debt Issue Number: 97 - 0151 M:Aaa (FA) Public Financial Comb (NIC)Public enterprise revenue bond (LIW) Lehman BrothersWastewater collection and treat_nt (TR) First Trust of CA

Ins (EM)MBIA

8121197 $18,755,000 ModestoStanisLaus $:AAA Heg (BC) Orrick Herrington 6/01/21 5.271CDIAC Debt Issue Number: 97 - 1410 M:Aaa (FA) PubLic Financial Cond_ (NIC)Conduit revenue bond (UW) Morgan StanLeyHealth care facilities (TR} US Trust Co of CAMemorial Hospitals Assoc Ins (EN) MB1ARefunding

6/10/97 $12,000,000 Hodesto (CSCDA)StanisLaus S:SP-I+ Heg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue Number: 97 - 1001 M:MIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Morgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAH Pool A Ins (EN) FSA

298



Date Amount County. TYPe of Debt, Purpose Enhancmt Sate Function, Participant Type Type

1/16/97 $],600,000 Modesto Public Financing AuthorityStanisiaus S:BBB+ Neg (BC) Brown & _ood 11101116 6.332CDIAC Debt Issue N_nber: 96 - 1877 R:Baal (FA) Public Financial Term (NIC)PubLic Lease revenue bond (ug) Lehman BrothersRecreation and sports facitities (TR) First Trust of CAJohn Thurman FieLd

11/05/97 $25,585,000 Modesto PubLic Financing AuthorityStanisLaus S:/UkA Neg (EC) grokn & Wood 10/gl/22 5.237CDIAC Debt Issue Number: 97 - 1631 N:Aaa (FA) PubLic Financial comb (NIC)Certificates of participation/leases (Ug) Lehman Brothers_ater supply/storage/distribution (TR) State Street Bank CARefunding Ins (EN) FGIC

12/02/97 $3,985,000 NetalrlanRedevelopl_ent AgencyStanisiaus F:BBB Cor_ (BC) Jones Hat/ 8/01/27 5.401C91AC Debt Issue Number: 97 - 1626 (FA) DLCO Financial comb (TIC)Tax allocation bond (UW) Piper Jaffray IncRedeveLopment, muLtipLe purposes (TR) State Street Bank CA

5/15/97 $7,845,000 OakdaLe PubLic Financing AuthorityStanisLaus NR Reg (BC) Jones HaLt HitL 6/01/27 6.057CDIAC Debt Issue Number: 97 - 0564 (FA) Sutro & Co comb (NIC)Tax allocation bond (UW) Dean WirierRedevelopment, multiple purposes (TR) First Trust of CACentral CityRefunding

12/03/97 $1,100,000 PattersonStanistaus NR Meg (Be) Ouint & Thin_nig 9/02/2] 6.542CDIAC Debt Issue Rumber: 97 - 1756 Serial (TIC)Special assessment bond (l_) Mark PressmanMulti cap imprvments and public works (TR) Chase Manhattan DankHeartland Ranch AD Phase 1

299

U l t U Ill _ II U i IJ ill I l N U I I i U

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I




12/01/97 $29,225,000 Satida Area Public Facilities FinancingAgency CFD No 1988-1

Stanistaus S:AAA Meg (BC) Orrick Herrington 9/01/28 5.415CDIAC Debt Issue N_r: 97 - 1689 N:Aaa comb (NlC)Limited tax obtigationbond (UW) Stone & youngbergMulti cap iaprwents and public works (TR) First Trust of CA "Refunding Ins (ER) FSA

6/25/97 $1,730,000 Satida Union School District (CSCRPA)Stanisiaus S:SP-I+ Meg (BC) OPrick Eerrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0744 H:RIG1 Term (NIC)Tax and revenue anticipationnote (UI_) Piper Jaffray lncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAMPool A Ins tEN) Ambac

4/30/97 $12,035,000 $tanislaus CountyStanislaus S:A-(p) Neg (Dr) Stradiing Yocca 5/01/17 5.749CDIAC Debt Issue Number: 96 - 1535 g:A3(c) (FA) Leifer Capital comb (NIC)Certificates of participation/teases (UW) BancAmerica SecPublic building (TR) First Trust of CAAgricultural Ctr/Potice Off Training Fac

7/01/97 $24,000,000 Stanisiaus CountyStanisiaus S:SP-I+ Neg (BC) StradIing Yocca 7/09/98 3.901CDIAC Debt Issue Number: 97 - 1118 (FA) Leifer Capital Term (NIC)Tax and revenue anticipation note (US#) Oppenheimer & CoCash flow, interim financing (TR) Stanisiaus CO

12/03/97 $10,630,000 Stanistaus CountyStanisiaus S:APJ_ Neg (BC) Stradiing Yocca 6/01/12 4.9]2CDIAC Debt Issue Nuff/_er: 97 - 1545 M:Aaa (FA) Leifer Capital Serial (BIC)Certificates of porticipation/[eases (US#)BancAr_erica Robertpublic buitdlng (TR) First Trust of CARefunding Ins (EN) A_c

" 300

ANNUAL REPORT CALENDAR 1997I


Date Amount County, T_pe of Debt, Purpose Enhancmt Sate Function_ Participant Type Type

7/23/97 $17,690,000 Stanistaus County Office of EducationStanistaus S:SP-I+ Neg (BC) Stradling Yocca 11/04/98 5.950CDIAC Debt Issue Rtav_er: 97 - 1247 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (US#) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CAChatora UngD, Keyes UnSD, Oakdaie UnSD,Rodesto City Schools, Sylvan UnSD,Nel_an-Crows Landing USD, Patterson JtUSD

2114197 $1,950,000 WaterfordStanislaus NR Neg (BC) Buchaiter Hemer 9_02_20 8.950CI)IAC Debt Issue Nuu_oer: 96 - 17"28 Serial (NIC)Specie[ assessment bond (UW) Waterford PFAHulti cap i_rw_ents and i_Jbiic works (TR) US Trust Co of CAReAD No 1991-5RefLaading

2/14/97 $2700000 WaterfordStanistaus NR Neg (BC) Buchatter Nemer 9/02/20 8.950CDIAC Debt Issue N_er: 96 - 1729 Serial (NIC)Spectat assessment bond (U_) Waterford PFAStreet construction arKI ig_orovements (TR) USTrust CO of CAReAD NO 1991-7Refunding

2114197 $408,000 WaterfordStanistaus NR Beg (BC) Buchatter Nemer 9/02/20 8.950CDIAC Debt Issue Nun_oer: 96 - 1T_O Serial (NIC)Special assessment bond (UW) Waterford PFARutti cap imprvments and pubtic works (TR) US Trust Co of CAReAD NO 1993-1Refunding

2/14/97 $4,200,000 Waterford public financing AuthorityStanislaus NR Neg (BC) Buchaiter Nemer 9/15/26 7.448CDIAC Debt Issue Ntanber: 96 - 1727 Comb (NIC)Revenue bond (Pool) (US#) Pacific GenesisRutti cap ir_prwents and public _orks (TR) US Trust Co of CARefunding

301

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Type Naturity InterestIssuing Entity, Rating(a) of Date/ Rate/

Date Amotmt County, Type of Debt, Purpose Enhancmt SaLe Function, Participant Type Type

gutter

6/13/97 $102,000 Brittan ELer_entary School DistrictButter HR Neg 7/01/02 5.368CDIAC Debt Issue Number: 97 - 1520 (FA) Government Fin Strat Serial (TIC)Certificates of participation/Leases (UW) Stone & YoungbergOther/muLtipLe educational uses

8/26/97 $665,000 Sutter Countygutter NR Neg (BC) Raymond N Haight 9/02/12 6.047CDIAC Debt Issue Number: 97 - 1362 Cocb (TIC)Special assessment bond (UW) Coast Partners SecSoLid waste recovery facilitiesBoyd Ranch Estates/StonegateRefunding

10/15/97 $8,620,000 gutter County Office of Educationgutter S:SP-I+ Neg (BC) Kronick Hoskovitz 10129/98 3.870CDIAC Debt Issue HL_ber: 97 - 1481 (FA) Government Fin Strat Term (TIC)Tax and revenue anticipation note (UW) Oppenheir_er & CoCash flow, interim financing (TR) Sutter Coyuba City USD, Live Oak oso,Narcum-lttinois UnESg, gutter UnHSD

11113197 $575,000 gutter Union High School DistrictSutter NR Reg 11/13/02 4.879CDIAC Debt Issue Number: 98 - 0160 (FA) 6overnr_ent Fin Strat Serial (TIC)Certificates of participation/Leases (UW) Stone & YoungbergK-12 school facility

9/23/97 $],040,000 Yuba Citygutter S:AAA Neg (BC) Haight & Weist 2/01/05 4.471CDIAC Debt Issue Nuraber: 97 - 1420 Serial (HIe)

Certificates of participation/Leases (UW) Redwood SecuritiesPubLic building (TR) Union Bank of CAPoLice BuiLding Ins (ER) NBIARefunding

302

A UAL REPORT CALENDAR 1997

Type Haturity InterestIssuing Entity, Bating{s) of Date/ Bate/


11114197 $78,000 Yuba CitySutter NB Neg (BC) Haight & Weist 9102/12 6.100CDIAC Debt Issue NLmber: 97 - 1330 Serial (TIC)Special assessment bond (LIW) Yuba CityWater su]_oiy/storage/distribution (TR) Yuba CityHarcia Ave ID

8/07/97 $11,765,000 Yuba City Unified School District

Butter S:AJ_ Beg (BC) StradLing Yocca 2/01/22 5.363CDIAC Debt Issue NLe_ber: 97 - 1279 H:Aaa Coldo (NIC)Certificates of participation/Leases (LI_) Sutro & CoK-12 school facility (TR) Norwest Bk HXSeries A Ins (EB) HBIARefunding

8107197 $1,375,000 Yuba City Unified School District

Sutter S:A/U_ NeD (BC) Stradting Yocca 2/01/02 7.317CDIAC Debt Issue Number: 97 - 1364 N:Aaa Serial (HIE)Certificates of participation/teases (UW) Sutro & CoK-12 school facility (TR) Horxest Bk HXSeries B . Ins (EX) HBIAFederaLLy TaxabLeRefunding

Tehama

12/05/97 $3,800,000 Corning

Tehama XR Beg (BC) Jones HaLL 12101/00 5.333CDIAC Debt Issue Number: 97 - 17Z7 (FA) Project Fin Assoc Term (NIC)Other note (UW) Hark PressmanProject, interim financing (TR) Union Bank of CA

4110197 $2,500,000 Coming PubLic Financing CorporationTehama NR Beg (BC) Jones BaLL HiLL 9/01/27 6.774CDIAC Debt Issue XLed_er: 97 - 0104 (FA) Project Fin Assoc Comb (N1C)Certificates of participation/teases (UW) Wedbush Horgan SecHuiti cap imprvments and pobtic _orks (TR) Union Bank of CA

303

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6/25/97 $705,000 Evergreen Union Eternentary SchootDistrict (CSCRPA)

Tehama S:SP-I+ Reg (BC) Orrick Rerrington 7/02/98 3.851CDIAC Debt Issue Nu_er: 97 - 0745 M:RIG1 Term (NIC)Tax and revenue anticipation note (US#) Piper Jaffray IncCash ftow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) A_3ac

6/25/97 $615,000 Gerber Union Etementary Schoot District(CSCRPA)

Tehama $:SP-1+ Reg (go) Orrick Herrington W02/98 3.851CDIAC Debt Issue Number: 97 - 0746 H:HIG1 Term (NIC)Tax anti revenue anticipation note iLl,J) Piper Jaffray IncCash flow, interim financing (TR) BWY Western TrustCSCRPA 1997 TRAN Poor A Ins tEN) /_nbac

6/25/97 $2,205,000 Red Bluff Union High Schoo[ District(CSCRPA)

Tehama S:SP-I+ Reg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nu_3er: 97 - 0747 M:RIG1 Term (NIC)Tax and revenue anticipation note (LltJ) Piper Jaffray IncCash flow, interim financing (TAt BMY Western TrustCSCRPA 1997 TRAH PoD[ A Ins tEN) Ambac

6/10/97 $3,935,000 Tehama County (CSCDA)Tehama S:SP-I+ Reg (BC) Orrick Herrington 6/30/98 3.915CDIAC Debt Issue NuffJ_er: 97 - 1026 M:HIG1 (FA) Sutro & Co Term (NIC)Tax anti revenue anticipation note (UtJ) Horgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCDA 1997 TRAR Pool A Ins tEN) FSA

304


Type Naturity InterestIssuing Entity, Rating(s) .of Date/ Rate/


Trinity

10120197 $1,625,000 Trinity CountyTrinity S:AAA Neg (BC) Nossaman Guthner 10101109 5.120CgIAC Debt Issue gumbor: 97 - 1588 F:AAA Serial (TIC)Certificates of participation/leases (LM) Hitter g SchroederNuiti cap imprvments and public works (TR) BRY Western TrustLibrary/Jail Ins (EN) HBIARefunding

6/10/97 $1,745,000 Trinity County (CSCDA)Trinity S:SP-l+ Neg (BC) Orrick Herrington 9_30_98 3.915CDIAC Debt Issue gumber: 97 - 1027 N:Hlgl (FA) Sutro & Co Term (N1C)

• Tax and revenue anticipation note (UW) Horgan StanleyCash flow, interim financing (TR) US Trust Co of CACSCgA 1997 TRAR Pool g Ins (ER) FSA

1/13/97 $59,138 WeaverviiteCommonity Services DistrictTrinity NR Neg (BC) Orrick Herrington 9/02136 4.699CDIAC Debt Issue Number: 97 - 0115 Serial (NIC)Special assessment bond (UW) Weavervitte CSDWater supply/storagedistributionDouglas CtyAD

2/20/97 $2,671,000 Weavervitte Community Services DistrictTrinity RR Reg (BC) Orrick fferrington 2101/37 4.497CDIAC Debt Issue Number: 97 - 0116 Serial (MIC)Certificates of participation/leases (UW) Rural EconomicWater supply/storage/distributionTrinity River

305

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• Type Maturity InterestIssuing Entity, Rating(s) of Date/ Rate/

Date Amount County+ Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

Tutare

6/25/97 $1,550,000 Burton Elementary School District(CSCRPA)

Tulare S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue NL_nber: 97 - 0748 M:MIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flo_, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAB Pool A Ins (EM) Ambac

6/25/97 $2#305,000 Cutler-Orosi Unified School District(CSCRPA)

Tutare S:SP-I+ Reg (BC) Orrick Xerrington 7/02198 3.851CDIAC Debt Issue Number: 97 - 0749 M:MIG1 Term (XIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAMPool A Ins (EN) Ambac

7/25/97 $10560,000 Dinuba Redevelopment AgencyTulare S:AAA Neg (BC) Stradiing Yocca 9/01/27 7.581CDIAC Debt Issue Number: 97 - 1260 M:Aaa (FA) Urban Futures Comb (NIC)Tax allocation bond (UW) Miller & SchroederRedevelopment, rmJltipie purposes (TR) First Trust of CANo 2 Series B Ins (EM) MBIAFederally TaxableRefunding

7/25/97 $3,600,000 Dinuba Redevelopment AgencyTulare S:AAA Neg (BC) Stredting Yocca 9/01/27 5.479CDIAC Debt Issue Number: 97 - 1259 M:Aaa (FA) Urban Futures Cotnb (RIC)Tax allocation pond (IN) Hitter & Schroeder

Redevelopment, multiple purposes (TR) First Trust of CANo 2 Series A Ins (EN) MBIARefunding

306


Type Maturity InterestIssuing Entity, Rating(s) of Date/ gate/

Date Amount County. Tvne of Debt, Purpose Enhancmt Sate Function, Participant Type Type

6/25/97 $1,115,000 Exeter Union Etementary Schoot District(CSCRPA)

Tutare S:SP-I+ Neg (Dr) Orrick Herrington 7/02/98 3.851CDIAC Debt issue Number: 97 - 0750 R:NIG1 Term (giG)Tax and revenue anticipationnote (L_) Piper Jaffray ]noCash from, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $1,890,000 Farmersvitte Unified Schoot District(CSCRPA)

Tuiare S:SP-I+ NeD (BC) Orrick Herrington 7/02/98 3.851COIAC Debt Issue Number: 97 - 0764 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash ftow, interim financing (TR) 8NY Western TrustCSCRPA 1997 TRAN Poet A Ins (EN) Ambac

7117197 $3,000,000 Goshen pubtic Finance Authority

Tutare NR Meg (BC) Quint & Thimmig 7/01/37 4.500CDIAC Debt Issue Number: 97 - 1152 Seriat (NIC)Pubtic enterprise revenue bond (UW) Rural Economic

l Wastewater eoitection and treatment (TR) First Trust of CA

6/25/97 $3.260,000 Lindsay Unified School District (CSCRPA)Tutare S:SP-I+ Meg (BC) Orriek Herrington 7102198 3.851CDIAC Debt Issue Number: 97 - 0751 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BAY Western TrustCSCRPA 1997 TRAN Poor A Ins (EN) Ambac

6/25/97 $850,000 Pixtey Union Elementary Schoot District(CSCRPA)

Tuiare S:SP-I+ NeD (BC) Orrick Herrington 7102198 3.851CDIAC Debt Issue N_ber: 97 - 0752 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BAY Western TrustCSCRPA 1997 TRAN Poet A Ins (EN) Ambac

307

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Date Amount County. Type of Debt, Purpose¸ Enhancmt Sale Function, Participant Type Type

8/27/97 $14,425,000 PortervilteTutare $:AAA Neg (Dr) Quint & Thimmig 10101123 5.412CDIAC Debt Issue Number: 97 - 1393 M:Aaa comb (NIC)Certificates of participation/leases (US#) Seidter-FitzgeraidWastewater collection and treatment (TR) First Trust of CARefunding Ins (EN) Af_oac

6125197 $5,000,000 Portervi[ie Elementary School District(CSCRPA)

Tutare S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0753 N:HIG1 Term (NIC)Tax and revenue anticipation note (LM) Piper Jaffray IncCash flow, interim financing (TR) DRY Western TrustCSCRPA 1997 TRAH pool A Ins (EN) Ambac

6/25/97 $4,765,000 Porterville Union High School District(CSCRPA)

Tulare S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0754 H:NIG1 Term (NiC)Tax and revenue anticipation note (US#) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAR Pool A Ins (EN) A_oac

6/25/97 $515,0D0 Strathmore Union High School District(CSCRPA)

Tulare S:SP-I+ Neg (BC) Office Herrington 7102198 3.851CDIAC Debt Issue Number: 97 - 0756 M:NIG1 Term (Nit)Tax and revenue anticipation note (UW) Piper Jaffray IncCash ftou, interim financing (TR) BNY Western TrustCSCRPA 1_7 TRAN Pool A Ins (EM) Anbac

10/09/97 $1,230,000 Terra Belts Irrigation DistrictTulare NR Neg (BC) Hargrove & Costanzo 4/01/37 4.500CDIAC Debt Issue Number: 97 - 1491 Serial (NIC)Certificates of participation/teases (US#) Rural EconomicWater supply/storage/distribution

308




• 6/25/97 $935,000 Terra Betta Union ELementary SchoolDistrict (CSCRPA)

Tutare S:SP-I+ _eg (BC) Orrick Herrington 7102/98 3.851CDIACDebt Issue Number: 97 - 0757 M:MIG1 Term (RIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN Pool A Ins (EN) Ambac

9/16/97 $130,000 Teviston Conmunity Services District

TuIere NR Neg (BC) Jones Halt 10/01/36 6.500CDIAC Debt Issue Number: 97 - 1652 Term (RIC)Public enterprise revenue bond (IN) Rura| EconomicWater supply/storage/distribution

6125197 $5,000,000 Tulare City Elementary School District(CSCRPA)

Tutere S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 5.851CDIAC Debt Issue Number: 97 - 0758 N:NIG1 Terra (glC)Tax and revenue anticipotionnote (IN) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

5/22/97 $41,660,000 Tu[are CountyTuiare S:AAA Ne9 (BC) Nossaman Guthner 8/15/11 7.293CDIAC Debt Issue Number: 97 - 0966 H:Aae (FA) Public Financial Serial (RIC)Other bond F:AAA (UW) Rorgan StanleyInsurance and pension funds (TR) US Trust Co of CAFederally Taxable Ins (ER) Ambac

7/01/97 $28,000,000 Tu[are CountyTutare R:HIG1 Reg (BC) Nossarnan Guthner 6/30/98 3.967CDIAC Debt Issue Number: 97 - 1132 (FA) Public Financial Term (NIC)Tax and revenue anticipation note (IN) Norgan StanleyCash flow, interim financing (TR) US Trust Co of CA

Oth (EN) TuIare Co

309

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ANNUAL REPORT CALENDAR 1997i


Date Amount CoLmty, Type of Debt+ Purpose Enhancmt Sale Function, Participant Ty_ TyL_

9/24/97 $30,165,000 Tu[are County Public Finance AuthorityTuLare S:AAA Neg (Be) Nossaman Guthner 12/01/00 4.060CDIAC Debt Issue Humber: 97 - 1573 H:AAA (FA), PubLic Financial Serial (MIC)Other bond F:AAA (UW) Horgan Stanleyinsurance and pension funds (TR) US Trust Co of CACo Health Insurance Ins (EN) A£doac

9116197 $6,740,000 Tulare Public Financing AuthorityTuLare S:AAA Conzp (BC) StradLing Yocca 10/01/27 5.243CDIAC Debt Issue Number: 97 - 1447 (FA) Battle Wells cont_ (NIC)Public Lease revenue bond (tJW) BancAmerica SecPublic building (TR) First Trust of CACity Hall Ins (EN) MBIA

7110/97 $3,255,000 TuLare Redevelopment AgencyTutare RR Neg (BC) Jones Halt 12101125 5.745CDIAC Debt Issue Nu._oer: 97 - 1116 (FA) Stone & Youngberg Serial (RIC)Tax allocation bond (UW) ADAGRedevelopment, multiple purposes (TR) First Trust of WACA RDA Pool Series A6Federally TaxableState Taxable

6/25/97 $4,975,000 Visa[ia Unified School District (CSCRPA)Tutare S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Humber: 97 - 0760 N:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Pipor Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAR Pool A Ins tEN) Ambac

6/25/97 $1,695,000 Woodiake Union ELementary SchoolDistrict (CSCRPA)

Tu[are S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0761 H:RIG1 Term (NIC)Tax and revenue anticipation note (U_/) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN PooL A Ins (EN) Ambac

310




• 6125197 $1,005,000 WoodIake Union High School District(CSCRPA)

TuLare S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0762 H:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper daffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAMPool A Ins (ER) Ambac

6/25197 $485,000 WoodvilIe Etecmntary School District(CSCRPA)

Tu[are S:SP-I+ Neg (0C) Orrick Herrington 7/02/98 3.851COIAC Debt Issue Number: 97 - 0763 M:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jeffrey IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAM Pool A Ins (EM) Ambac

Tuotumne

6125197 $1,285,000 Big Oak Flat-Groveland Unified SchoolDistrict (CSCRPA)

Tuolurane S:SP-I+ Neg (BC) Orrick Herrington 7/02/90 3.851COIAC Debt Issue RLEnber: 97 - 0765 M:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) And3ac

9/10/97 $2,276,500 Sonora public Financing AuthorityTuolumne NR Meg (BC) Orrick Herrington 8/01/17 4.997CDIAC Debt Issue Number: 97 - 1327 Serial (NIC)Public lease revenue bond (UW) Rural EconomicPublic building (TR) SonoraFire Station/City HaLLRefunding

311

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7/01/97 $8,500,000 Tuotumne County Board of EducationTuotumne S:SP-I+ Comp (BC) Buchatter Nemer 6/30/98 6.250CDIAC Debt Issue NLed0er: 97 - 0817 (FA) Rauscher Pierce Term (RIC)Tax and revenue anticipation note (IN) First ALbany CorpCash lieu, interim financing (TR) Tuot_ne Co BdofEdCurtis Creek ESD, Jamestown ESDeSonora SD, Sonora UnRSDo SLmnervitte UnHSD

6/18/97 $12e0000000 Tuotumne Park & Recreation DistrictTuoLurnne NR Neg (BC) Hargrove & Costanzo 4/15/12 8.219CDIAC Debt Issue Number: 97 - 0969 comb (NIC)Certificates of participation/teases (IN) Pacific GenesisRecreation and sports facilities (TR) BNY gestern TrustCherry VaLLey HunicipoI Golf Course

Ventura

6/25/97 $325,000 Briggs Eiee_entarySchool Oistrict(CSCRPA)

Ventura S:SP-I+ Reg (BC) Orrick Herrington 7/02/98 3.051CDIAC Debt Issue Number: 97 - 0766 M:MIG1 Term (NIC)Tax and revenue anticipation note (IN) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

5/06/97 $6,500,000 camariLLo Industrial DevelopmentAuthority

Ventura NR Neg (BC) Nusick PeeLer 7/01/07CDIAC Debt Issue Number: 97 - 0322 (FA) Fieidman Rotapp Term VARConduit revenue bond (IN) BroklaBros HarrimanIndustrial developmentLander Co Ins Oth (EN) Ctaneii EnterprisesSubject to ALternative Minimum Tax

6/04197 _,000°000 Conejo Valley Unified School DistrictVentura S:SP-I+ romp (BC) Stradting Yocca 7102198 3.800CDIAC Debt Issue Number: 97 - 0271 (FA) Sutro & Co Term (RIC)Tax and revenue anticipation note (IN) Zions 1st Rt't BnkCash flow° interim financing (TR) Ventura Co

312


Type Maturity InterestIssuing Entity, Rating(s) of • Date/ Rate/

Date Amount County, Type of Debt, Purpose Enhancmt Sale function, Participant Type Type

6111197 $7,345,000 Fillmore

Ventura S:A/A_I Neg (BC) Quint & Thinmlig 5/01/29CDIAC Debt Issue Ncmlber: 97 - 0417 Term • VARCertificates of participation/teases (UW) Seid[er-FitzgeratdWater supply/storage/distribution (TR) First Trust of CARefunding LOC (EM) Union Bank of CA

6/27/97 $11,999,9.48 Fillmore Unified School DistrictVentura S:AAA Neg (BC) Btradting Yocca 7/01/22 6.595CDIAC Debt Issue Number: 97 - 0231 H:Aaa Comb (Nit)General obligation bond (LIW) George K BaumK-12 school facility (TR) Dai-lchi Kangyo

Ins (EN) FGIC

6125197 $1,220,000 Fillmore Unified School District(CSCRPA)

Ventura S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue NLmtber: 97 - 0767 H:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1_7 TP_N POD[ A Ins (EN) A_oac

6/25/97 $3,630,0D0 guenerne ELementary School District(CGCRPA)

Ventura S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851COIAC Debt Issue Number: 97 - 0768 H:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $455,000 Hesa Union ELementary School District(CSCRPA)

Ventura S:BP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue NLallber: 97 - 0769 M:MIG1 Term (RIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCgCRPA 1997 TRAN PoD[ A Ins (EN) Ambac

313

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7/24/97 $7,645,000 Hoorpark CFD No 97-1Ventura NR Neg (BC) Quint & Thimmig 9/01/27 6._2CDIAC Debt Issue Number: 97 - 1133 (FA) Urban Futures comb (NIC)Limited tax obtigation bond (US/) Hitter & $chroederHutti cap imprvments and public works (TR) First Trust of CACarLsberg Business Park

6106197 $4,250,000 Moorpark Unified School DistrictVentura S:SP-I+ Neg (BC) Quint & Thimmig 6/30/98 3.855CDIAC Debt Issue Number: 97 - 0836 (FA) Kelling Northcross Term (NIC)Tax and revenue anticipation note (Uld) Prudentiet Sec lncCash flow, interim financing (TR) Venture Co

6/25/97 $2,615,000 Oak Park Unified $choot District(CSCRPA)

Venture S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0779 M:HIG1 Term (N1C)Tax and revenue anticipation note (tJW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAR Poor A Ins (EN) Ambac

6/25/97 $1,890,000 Ocean View Elementary School District(CSCRPA)

Ventura S:SP-I+ Reg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0770 N:MiG1 Term (NiC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

7/10/97 $4,615,000 Ojai Redevetopment AgencyVenture NR Neg (BC) KcFartin & Anderson 12/01/21 5.950

CDIAC Debt Issue Humber: 97 - 1292 Serial (TIp)Tax allocation bond (UW) ABAG

Redevelopment, muttipte purposes (TR) BNY _estern TrustDowntokn

Federatty TaxabteRefunding

314




6/25197 $3,OOO,OOO Ojai Unified School District (CSCRPA)Ventura S:SP-I+ Beg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Mumber: 97 - 0771 M:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY _estern TrustCSCRPA 1997 TRAN POOL A Ins tEN) Ambac

6/05/97 $31,120,000 OxnardVentura NR Neg (Be) Brown Divert 9/02/06 5.408CDIAC Debt Issue Nu_doer: 97 - 1150 (FA) Evensen Dodge Serial (NIC)special assessment bond (LM) Stone & YoungbergMuLti cap imprvments and public works (TR) BMY Western TrustPacific commerce Ctr AD go 97-I-RRefunding

6110197 $5,000,000 Oxnard (DSCDA)

Ventura - S:SP-I+ Keg (BC) Orrick Herringten 9/30/98 3.915CDIAC Debt Issue Mumber: 97 - 1005 M:MIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (U_) Morgan StanLeyCash flow, intqrim financing (TR) US Trust Co of CACSCDA 1997 TRAMPool B ins tEN) FSA "

4109/97 $19,890,672 Oxnard School DistrictVentura S:AAA Meg (BC) Best Best & Krieger 8/01/19 6.850

'CDIAC Debt Issue Number: 97 - 0167 M:Aaa Con_b (TIC)General obligation bond tug) Kinset[ O'Bea[K-12 school facility (TR) State Street Bank CARefunding Ins tEN) MBIA

8107/97 $4,750,000 Oxnard School DistrictVentura S:SP-I+ Comp (BC) Jones BaLL 8113198 4.500CDIAC Debt !ssue Number: 97 - 1262 (FA) Date Scott & Co Term (RID)Tax and revenue anticipation note ((M) Oppenheimer & CoDash flow, interim financing (TR) Ventura Co

315

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8/20/97 $7,265,000 Oxnard School DistrictVentura M:Baal Cooxo (BC) Bowie Arneson Kadi 8/01/27 5.611CDIAC Debt Issue Rumbor: 97 - 1256 (FA) Date Scott & Co Co_nb (NIC)Certificates of participation/leases (UW) PaineWebberK-12 school facility (TR) First Trust of CA

8/20/97 $5,0D0,000 Oxnard School District

Ventura M:Aaa Domp (BC) Bowie Arneson Kadi 8/01/27 5.269CDIAC Debt Issue N_xaber: 97 - 1353 (FA) Dale Scott & Co Co_zb (NlC)Genera[ obligation bond (UW) BancAmerica SecK-12 school facility (TR) First Trust of CA

Ins (EM) FGIC

4/23/97 $13,625,000 Oxnard Union High School DistrictVentura S:AAA Neg (BE) Jones Hall Hili 8/01/27 8.051CDIAC Debt Issue Number: 97 - 0285 M:Aaa (FA) Date Scott & Co comb (NIC)General obligation bond (tr¢) Union Hank of CAK-12 school facility (TR) State Street Bank CAFederally Taxable Ins (Eft) HBIARefunding

6123197 $10,000,000 Oxnard Union High School DistrictVentura S:AAA Eomp (BE) Jones Halt Hilt 8/01/27 5.795CDIAC Debt Issue Hi,doer: 97 - 0286 M:Aaa (FA) Dale Scott & Go comb (NIC)General obligation bond (tlW) BancAmerica SecK-12 school facility (TR) State Street Bank CASeries B Ins (EH) FSA

6/25/97 $/+,975,000 Oxnard Union High School District(CSCRPA)

Ventura S:SP-I+ Meg (BE) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0772 M:RIG1 Term (HIE)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BHY Western TrustCSCRPA 1997 TRAM Pool A Ins (EN) An_ac

316

%= ANNUAL REPORT CALENDAR 1997



5/08/97 $4,550,000 PLeasant Valley School DistrictVentura S:AAA Neg (BC) LeBoeuf Lamb Greene 8/01/18 5.944CDIAC Debt Issue Nu_oer: 97 - 0187 H:Aaa Comb (TIC)Certificates of participation/Leases (UW) Sutro & CoK-12 school facility (TR) US Trust Co of CATierra Linda Ins (EN) RBIARefunding

6/25/97 ¢#%160,000 Pleasant Valley School District (CSCRPA)

Ventura S:SP-I+ geg (SC) Orrick Herrington 7/02/98 3.851COIAC Debt Issue Number: 97 - 0773 N:RIG1 Term (RID)Tax and revenue anticipation note (UW) Piper Jaffray lncCash fto_, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $2,990,000 Rio ELementary School District (CSCRPA)

Ventura S=SP-I+ geg (8C) Orrick Herrington 7/02/98 5.851CDIAC Debt Issue Number: 97 - 0774 N:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) SHY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

]/25/97 $1,106,800 Santa Paula ELementary School DistrictVentura NR Neg (BC) Jones Hall Hilt 5101102 4.946CDIAC Debt Issue Number: 97 - 0162 Serial (NIC)Certificates of participation/Leases (UW) Hunicipat LeasingK-12 school facility (TR) BNY Western TrustRefunding

6_04_97 $1,100,000 Santa Pauta Eter_ntary School DistrictVentura S:SP-I+ Comp (BC) Strad[ing Yocca 7/02/98 3.750CDIAC Debt Issue Number: 97 - 0276 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (Ug) Ban_rica SecCash f[o_, interim financing (TR) Ventura Co

317

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ANNUAL REPORT CALENDAR 1997I


Date Amount County. TV_ of Debt, Purpose E_ancmt Sale Functionf Participant Type Type

6/25197 $1,445,000 Santa Paula Union High School District(CSCRPA)

Ventura S:SP-I+ Nag (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0775 N:NIG1 Term (NIC)Tax and revenue anticipation note (LA_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1_7 TRAN Pool A Ins (EN) /L_oac

12/04/97 $15,310,000 Simi Vattey Unified School DistrictVentura S:AAA Nag (BC) Kutak Rock 8/01/22 6.050CDIAC Debt Issue Nuniber: 97 - 178i M:Aaa Coat) (NIC)Certificates of participation/[eases (UW) Piper Jaffray IncK-12 schoot facility (TR) State Street Bank CARefunding Ins (ER) Ambac

6/25/97 $5,000,000 Simi VaLLey Unified Schoot District(CSCRPA)

Ventura S:SP-I+ Neg (BC) Orrick Herrington 7102/98 3.851CDIAC Debt Issue Number: 97 - 07/6 N:NIG1 Term (NIC)Tax aed revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BRY Western TrustCSCRPA 1997 TRAR Pooi A Ins (EN) Ambac

6/25/97 $335,000 Semis Union Etementary School District(CSCRPA)

Ventura S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0777 M:NIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1_x37 TPJ_NPoor A Ins (ER) /Lrd_ac

10/15/97 $7,530,000 Thousand Oaks Redevetopment AgencyVentura , S:AAA Meg (RE) Jones Hart 11/01/27 5.809CDIAC Debt Issue Number: 97 - 02]4 Term (NIC)Conduit revenue bond (LfR) Niiter & SchroederNuttifamity housing (TR) BNY Western TrustThe Shadows Apts Series A Oth (ER) FRNARefunding

318




10/15/97 $575,000 Thousand Oaks RedeveLopment AgencyVentura S:AAA Meg (BC) Jones Hat[ 11/01/0] 7.3(#*CDIAC Debt Issue Number: 97 - 1708 Term (NIC)Conduit revenue bond (LA_) MiLler & SchroederHultifamiLy housing (TR) BMY Western TrustThe Shadows Arts Series B + Oth (EN} FXHAFederaLLy TaxabLeReflalding

7/01/97 $1OO,OOO,OOO Ventura CountyVentura S:SP-I+ Meg (BC) O'Metveny & Hyers 7/01/98 4.500CDIAC Debt Issue MLed_er: 97 - 0857 N:MIG1 Term (TIC)Tax and revenue anticipation note (UN) Lehman BrothersCash flow, interim financing (TR) Ventura Co

6/02/97 $12,000,000 Ventura County Com_ity CoLLegeDistrict

Ventura S:SP-I+ Comp (BC) StradLing Yocca 6/]0/98 ].800CDIAC Debt Issue Nun_oer: 97 - 0]67 (FA) Rauscher Pierce Term (NiC)Tax and revenue anticipation note (t_) Oppenheimer & CoCash flow, interim financing (TR) Ventura Co

8/28/97 $10,000,000 Ventura Unified School DistrictVentura $:AAA Comp (BC) Bowie Arneson Kadi 8/01/27 5.]06EDIAC Debt Issue Number: 97 - 1354 " (FA) DaLe Scott & Co Comb (NIC)Genera[ obligation bond (t_) BancAmerica SecK-12 school facitity (TR) First Trust of CA

ins (EN) FSA

6/25/97 $5,000,000 Ventura Unified School District (CSCRPA)

Ventura S:SP-I+ Neg (Be) Orrick Herring[on 7/02/98 3.851CDIAC Debt Issue Nudger: 97 - 0778 N:NlG1 Term (gIG)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TB) BMYWestern TrustCSCRPA 1997 TRAMPool A ins (EN) Ambac

319

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ml m l Im m m _ m, I Nil I m roll m IL___ E



Date Amount County= T_oe of Debt_ Purpose Enhancmt Sate Function, Participant Type Type

12116/97 21,500,000 gesttake VillageVentura S:AAA Coa_o (BC) Richards Watson 6101/22 5.583CDIAC Debt Issue Nunt)er: 97 - 15_ R:Aaa (FA) Seidter-Fitzgeratd Conrad (NIC)Certificates of participation/teases (LIW) Prudential Sec IncPublic bu|tding (TR) First Trust of CALibrary Ins tEN)FSARefuncling

Yo[o

8/20197 231,220,000 Davis CFD No 1991-2YarD NR Reg (BC) 2chuering zimmer_n 9/01/25 6.549COIAC Debt Issue Number: 97 - 1158 (FA) Project Fin Assoc Comb (MIC)Limited tax obligation _ (UW) Davis PFFAMulti cap imprvments and public works (TR) Union Bank of CAEast Davis-Race Ranch

Refunding

8/20197 $]1,220,000 Davis Public Facilities FinancingAuthority

Yo[o NR Neg (BC) Schuering Zirnmerman 9/01/25 6.549CDIAC Debt Issue Nug_er: 97 - 1161 (FA) Project Fin Assoc Comb (NIC)Revenue bond (Pool) (UW) Stone& Youngberg

Multi cap iraprwents and public works (TR) Union Bank of CARefereeing

10/28/97 22,500,000 Davis Redevelopment AgencyYO[O NR Reg (BC) Jones Hall 10/01/02 5.000CDIAC Debt Issue Nu_@oer: 97 - 1620 (FA) Project Fin Assoc Term (NIC)Tax allocation note (US) Wedbush Morgan SecRedevetopraent, multiple purposes (TR) First Trust of CA

4/16/97 21,000,000 Esparto Unified School DistrictYoto S:AAA Comp (BC) Jones Halt Hill 8/01/27 5.905CDIAC Debt Issue NLmdoer: 97 - 0195 (FA) Dale Scott & Co Ca (NIC)General obtigatlon bond (UW) PaineWebberK-12 school facility (TR) State Street Bank CA

Ins tEN) MBIA

320




6125/97 $1,000,000 Esparto Unified School District (CSCRPA)Yolo S:SP-I+ Nag (BC) Orrick Rerrington 7102/98 3.851CDIAC Debt Issue Number: 97 - 0781 N:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing {TR) BNY Western TrustCSCRPA 1997 TRAS Pool A Ins (EN) Ambac

12/18/97 $1,760,000 Washington Unified School DistrictYolo MR Neg (BC) Stradiing Yocca 1/01/08 4.750CDIAC Debt Issue NLcnber: 98 - 0007 Term (NIC)Certificates of participation/teases (Ug) Piper Jaffray IncK-12 school facility (TR) First Trust of WASouthport ES

7/30/97 $4;250,000 West Sacramento CFD No 6Yo[o F:AA-/F-1 Neg (BC) Brown & Woed 8/01/22 3.610CDIAC Debt Issue Nuff/oer: 97 - 1139 Term (NIC)Limited tax obligation bond (UW) Westhoff ConeMuLti cap inqorvrnents and public uorks (TR) First Trust of CAHarbor Reed/I-SO AD Series A LOC (EN) Union Sank of CARefunding

7130197 $1,765,000 West Sacramento CFD No 6Yoto NR Comp (BC) Brown & Wood 8/01/22 9.554CDIAC Debt Issue Number: 9T - 1306 Term (NIC)Limited tax obligation bond (UW) Westhoff ConeMulti cap imprvments and public works (TR) First Trust of CAHarbor Reed/I-80 AD Series B LOC (EN) Union Sank of CARefunding

9116197 $8,995,000 West Sacramento Financing AuthorityYolo S:AAA Con_o (BC) Brown & Word 9101130 5.262CDIAC Debt Issue Nuld0er: 97 - 0083 M:Aaa (FA) P A Hoon & Co Inc Coldo (NIC)Public tease revenue bond (UW) BancAmerica SecPLd_[ic building (TR) First Trust of CACity Admin Fac Ins (EN) MBIA

321

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I m I m L_I l, I U I ! I I i I--7F_ R 1k__..-J

ANNUAL REPORT CALENDAR 1997ISlII_



6110197 $2,295,000 WoodLand (CSCDA)Yolo S:SP-I+ Neg (BC) Orrick Herrington 6/30198 3.915CDIAC Debt Issue Number: 97 - 1029 N:MIG1 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UT/) Norgan StanteyCash ftow, interim financing (TR) US Trust Co of CACSCOA 1997 TRAN PODIA Ins (EN) FgA

6/02/97 $10,500,000 Yo[o CountyYoto S:SP-I+ Comp (BC) Kronick Hoskovitz 7/02/98 3.821CDIAC Debt Issue NLenber: 97 - 0]69 (FA) Government Fin Strat Term (TIC)Tax and revenue anticipation note (UN) BancAmerica SecCash ftow, interim financing

6/25/97 $3,620,000 Yoto County Board of Education (CSCRPA)Yolo S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3o851CDIAC Debt Issue Number: 97 - 0780 H:NIG1 Term (NIC)Tax and revenue anticipation note (L_/) Piper Jaffray lncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Poor A ins (EN) Ambac

Yuba

6125/97 $1,880,000 t_heatland Etementary School District(CSCRPA)

yuba S:SP-I+ Neg (BC) Orrick gerrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0784 H:RIG1 Term (NIC)Tax and revenue anticipation note (LM) Piper Jaffray IncCash fioH, interim financing (TR) BNY Western TrustC$CRPA 1997 TRAN Poor A ins (EN) Anlbac

6125197 $790,000 _leattand Union High Schoo[ District(CSCRPA)

Yuba S:SP-I+ Neg (BC) Orrick Herring(on 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0785 H:HlG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray incCash ftow, interim financing (TR) BNY gestern TrustCSCRPA 1997 TRAN pool A Ins (EN) Ambac

322

ANNUAL REPORT CALENDAR 1997m



8/20/97 $9,000,000 Yuba County

Yuba S:SP-I+ Camp (BC) gronick Moskovitz 12/04/98 3.937CDIAC Debt Issue Nt_nber: 97 - 1104 (FA) government Fin Strat Term (TIC)Tax and revenue anticipation note (IAJ) BancAmerica SecCash flow, interim financing (TR) Yuba Co

NuLtipte ".

4/10/97 $31,675,000 Alan_=da-contra Costa Schools Financir_Authority

HuLtipLe S:AA/A-I+ Neg (0C) Jones Hall Hill 7/01/25CDIAC Debt Issue Number: 97 - 0556 (FA) gelling Northcross Term VARCertificates of participation/teases (UW) gT Securitiesg-12 school facility (TR) First Trust of CAALameda USD, Castro VLy USD, Dublin USD, LOC tEN) Natal WestminsterCuLver City USD, Pittsburg USD,Sacramento City USD, Vattejo City USD

7_30_97 $26,590,000 Atameda-contra Costa Schools FinancingAuthority

Multiple S:AA-/A-1 Meg (BC) Jones Hail 7/01/18CDIAE Debt Issue HLznber: 97 - 1557 (FA) getting _orthcross Term VARCertificates of participation/Leases (LIW) BT Securitiesg-12 school facility (TH) First Trust of CAAtumRock UnESD, Atwater ESD, LOC (EH) Canadian Imperial BkOakland USD, Pittsburg USD, Rosemead SD,Shasta UnHSD, Sotano Co Board of Ed,Sylvan UnESD

8/15/97 $16,610,000 Atameda-contra Costa Schools FinancingAuthority

Nuttipte S:AA/A-I+ Neg (BC) Jones Hall 6/01122CDIAC Debt Issue Nund)er: 97 - 1072 (FA) gelling Horthcross Term VARCertificates of participation/teases (UW) BT Securitiesg-12 school facility (TR) First Trust of CAVat Verde USD LOC tEN) Nat't WestminsterRefunding

323

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l In I U _11 m i U m I me IFL_ L _m..=.



Date Amount County, Type of Debtf Purpose Enhancmt Sale Function, Participant Type Type

6_06_97 $5,OOO,OOO Allan Hancock Joint community CoLLegeDistrict (CCCFA)

Huttipte S:SP-I+ Neg (BD) Stradting Yocca 9/30/98 4.023CDIAC Debt Issue HL_ber: 97 - 0384 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (U_4) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA 1997 TRAM Pool A & B Ins (EH) FSA

7/08/97 $6,120,000 Association of Bay Area GovernmentsHuttipte S:A+ HeR (BC) Hanson Bridgett 11115/22 5.689CDIAC Debt Issue Number: 97 - 0835 Comb (NIC)Certificates of participation/leases (tM) Zlegler SecuritiesHealth care facilities (TR) First Trust of CARedwood Town Crt Ins (EN) CA Health Fac Constr

7109/97 $12,555,000 Association of Bay Area GovernmentsMultipLe S:A+ HeR (BC) Hanson Bridgett 5/15/22 5.724CDIAC Debt Issue Number: 97 - 0312 Comb (NIC)Certificates of participation/teases (UW) Ziegler SecuritiesHealth care facilities (TR) Harris Trust CoHome for Jewish Parents Ins (EN) CA Health Fac Constr

7/10/97 $7,845,000 Association of Bay Area GovernmentsHuttipte NR geg (BC) Jones Halt 12/15/25 6.110CDIAC Debt Issue Number: 96 o 1256 Comb (NIC)Revenue bond (PooL) (IN) Stone & Yo_gbergRedevelopment, multiple purposes (TR) First Trust of WACA RDA Pool Series B6

7110197 $19,870,000 Association of Bay Area GovernmentsNuttipte S:AAA Heg (BC) Jones Halt 12115/25 5.303CBIAC Debt Issue Number: 96 - 1255 N:Aaa Comb (NIC)Revenue bond (Pool) (1_) Stone & YoungbergRedevelopment, multip[e purposes (TR) First Trust of WACA RDA Pool Series A6 Ins (EH) FSA

324



Date Amou_lt County, Type of Debt, Purpose Enhancmt SaLe Function, Participant Type Type

7/30/97 $25,000,000 Association of Bay Area GovernmentsMuLtipLe S:AAA Neg (BC) Jones HaLL 9/01/27 5.141CDIAC Debt Issue Nuzd0er: 97 - 1216 N:Aaa (FA) Andrew Ach & Assoc con_ (NIC)Revenue bond (PooL) (LM) PaineWebberK-12 schoot facitity (TR) First Trust of CA

Ins (EN)FSA

10/03/97 $12,880,000 Association of Bay Area GovernmentsNuttipte NR Neg (BC) Jones Hat[ 9102/27 6.491CDIAC Debt Issue Nurdoer: 97 - 1536 Comb (NIC)Special assessment bond (UW) Attura NeLsonWater suppLy/storage/distribution (TR) First Trust of CAWindemere Ranch AD No 1997-1

1/09/97 $1,515,000 ABAG Finance Authority For NonprofitCorporations

MuLtiple S:A+ Neg (0C) Jones Hat[ HiLt 1/01/22 6.320CDIAC Debt Issue Number: 96 - 1590 (FA) GiLbert Servin Term (NIC)Certificates of participation/teases (1_) Attura NeLsonHeaLth care facilities (TR) First Trust of CAL A Centers for Alcohol & Drug Abuse Oth tEN) Cat Hortgage

3/04/97 $8,7]0,000 AELAGFinance Authority For NonprofitCorporations

Huttipte N:Aa3/VHIG1 Nag (BC) Jones HaLt HiLL 9/01/22CDIAC Debt Issue Number: 97 - 0060 Term VARCertificates of participation/teases (UW) Stone & YoungborgK-12 school facility (TR) First Trust of CABentLey HS LOC (EH) Banque Nat[ de Paris


Nuttipte S:AAA Neg (BC) Orriok Xerrington 4120132 11.488CDIAC Debt Issue Number: 97 - 0109 Con_o (NIC)Conduit revenue bond (L_) A G EdwardsNultifamity housing (TR) First Trust of CATen-O-One Apts Oth tEN) GNNAsubject to ALternative Ninirnum Tax

325

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_ / _ _ ._ tml- I1 L _ "_ _, II[---F,V

ANNUALREPORTCALENDAR1997_


Date Amount County. Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

5128197 $1,O4O,OOO ABAG Finance Authority For NonprofitCorporations

Multiple RR Meg (BC) Orrick Herrington 10/01/28CDIAC Debt Issue Number: 97 - 0011 Term VARConduit revenue bond (UW) D of A CommOev DankNuttifamity housingCochrane Village AptsSubject to Alternative Minimum Tax


Multiple NR Meg (BC) Orrick Herrington 5/01/29 7.070CDIAC Debt Issue Number: 97 - 001] Serial (TIC)Conduit revenue bond (LM) B of A CommDev BankMuitifamity housing (TR) US Bank of CAOakcreek AptsSubject to Alternative HinimumTax

7111197 $2,795,000 ABAGFinance Authority For NonprofitCorporations

Multiple S:A+ Meg (BC) Brokn & Wood 7/01/22 5.550CDIAC Debt Issue Rumber: 97 - 0931 Comb (NIC)Certificates of participation/leases (LIW) PainewebberHealth care facilities (TR) First Trust of CAMilestones Human Services Inc Ins (EM) OSHPDRefunding

7/21/97 $2,500,000 ABAGFinance Authority For NonprofitCorporations

Multiple NR Neg (DC) Orrick Herrington 7/01/12CDIAC Debt Issue Number: 97 - 0117 Term VARConduit revenue bond (LM) US BankRuttifamity housingMcKinley Place AptsSubject to ALternative Minimum Tax

326

ANNUALREPORTCALENDAR1997I_IMI


Date Amount County, Type of Debt_ Purpose Enhancmt SaLe Function_ Participant Type Type


Nuitipte S:A/A-1 Neg (BC) Quint & Thimmig 8/01/27CDIAC Debt Issue Number: 97 - 1142 Seriat VARConduit revenue bond (UW) Stone& YoungbergHuitifamity housing (TR) First Trust of CANountain View Apts LOC (EN) Comerica BankSubject to Atternative Ninis=_ Tax

8/25/97 $],400,000 ABAG Finance Authority For NonprofitCorporations

Nuttipte NR Neg (BC) Rossaman Guthner 8/26114 -CDIAC Debt Issue Nmber: 97 - 1126 ce_ VARConduit revenue bond (tM) US Bank of CAHuttifamity housing (TR) US Bank of CAgun Garden Ptaza AptsSubject to Atternative Hinir_um Tax

8/26/97 $7,760,000 ABAG Finance Authority ForNonprofitCorporations

Ruitipte NR Neg (BC) Orrick Berrington 7/01/29CDIAE Debt Issue Number: 97 - 1193 Term VARconduit revenue bond (LIW) B of A CommDev BankMuttifamity housing (TR) US Trust Co of CAVintage Court $r AptsSubject to ALternative Rinimum Tax


Nuttipte S:BBB geg (BC) Jones Hail 10/01/27 5.837CDIAC Debt Issue Number: 97 - 1440 (FA) Berg & Co Comb (NIC)Certificates of participation/teases (tM) Nelcaan & AssociatesHeaLth care facitities (TR) First Trust of CAAmerican Baptist Homes of the West Set ARefunding

327

"I _ _ I m i. 'i ,m _ m m., .w u, i .,l. .i, mF-7E_

m m u i m_ a i ill .l ill l i .l

I



Date Amount County_ Type of Debt_ Purpose Enhancmt Sate Functionf Participant Type Type

10115197 $45,140,000 ABAG Finance Authority For NonprofitCorporations

Huttiple S:BBB Ne9 (Be) Jones Halt 10/01/27 7.680CDIAC Debt issue Number: 97 - 1724 (FA) Berg & Co comb (Nit)Certificates of porticipation/teases (UW) Newman & AssociatesHeaLth care facilities (TR) First Trust of CAAmerican Baptist Homes of the West Set BFederaLLy TaxabLeState TaxabLeRefunding


HuitipLe S:AA/A-1 Neg (BC) Jones HaLt 10/01/27CDIAC Debt Issue Number: 97 - 1726 (FA) Berg & Co Term VARCertificates of participation/teases (UW) Newman & AssociatesHealth care facilities (TR) First Trust of CAAmerican Baptist Homes of the West Set D LOC (EN) Barque Nail de ParisFederaLLy TaxabteRefunding

10130/97 $14,775,000 ABAG Finance Authority For NonprofitCorporations

Nuttipte S:AA/A-1 Neg (BC) Jones Hat[ 10/01/27CDIAC Debt Issue Number: 97 - 1725 (FA) Berg & Co Term VARCertificates of participation/teases (tM) Nel_nan & AssociatesHeaLth care facilities (TR) First Trust of CA

American Baptist Homes of the West Ser C LOC (EN) Barque RatI de ParisFederalLy TaxabLeRefunding

6125/97 $1,490,000 Bass Lake Joint Union School District(CSCRPA)

Nultipte S:SP-I+ Heg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0554 N:NIBl Term (NIC)Tax and revenue anticipation note (LM) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (ER) Ambac

328




6125/97 $1,040,000 Bishop Joint Union High School District(CSCRPA)

HuttipLe S:SP-I+ Neg (BC) Orrick Herrington 7102198 3.851CDIAC Debt Issue Number: 97 - 0489 N:NIG1 Term (NIC)Tax end revenue anticipationnote (ug) Piper Jaffray lncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 THAN Pool A Ins (EN) Ambac

6/06/97 $5,000,000 Butte-GLenn Community College District(CCCFA)

Multiple S:gP-l+ Neg (0C) StradLing Yocca 9/30/98 4.023CDIAC Debt Issue Number: 97 - 0385 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (UW) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA 1997 TRAN Pool A & B Ins (EM) FSA

6/25/97 $5,000,000 Cabritto Comcmity College District(CSCRPA)

Huttipte S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0702 N:NIG1 Term (HIC)Tax and revenue anticipationnote (U_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 THAN Pool A Ins (EH) AId_ac

5/15/9_ $12,265,000 CalifOrnia Community College FinancingAuthority

Huttipte S:/_ Neg (8c) Stradting Yocca 5/01/22 5.643CDIAC Debt Issue Nund3er: 97 - 0428 H:Aaa Comb (NIC)public lease revenue pond (UM) Sutro & Co

College/university facility (TR) US Trust Co of CAgest Vty-Hission CCD Ins (EN) _BIA

329

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Date Amount County, Type of Debt, Purpose Enhancmt Sale Function. Participant Type Type

3105197 $15,000,000 California Desert public FinancingAuthority

Nuttipie NR Neg (BC) Hargrove & Costanzo 2115126 0.844CDIAC Debt Issue N_er: 97 - 0128 Cold_ (NIC)Conduit revenueborci (UW) Pacific GenesisMulti cap irr_orwents and public works ITR) IBJ Schroder BankShadowrock Destination ResortRefunding

3/10/97 $15,485,000 California Local Goverr_ent FinanceAuthority

Nuttiple s:_ Neg (BC) Kutak Rock 10/01/27 5.910CDIAC Debt Issue N_r: 97 - 0065 M:Aaa (FA) P A H_n & Co Inc Comb (NIC)Revenue pond (Pool) (_) Sutro & Co

Single-f_iiy housing (TR) First Trust of CAMarin VLy Mobite Country club Prk Ser A Ins (EN) FSA

3/12/97 $1,505,000 California Local Gover_nt FinanceAuthority

Multiple NR Neg (BC) Kutak Rock 10/01/26 7.500CDIAC Debt Issue Number: 97 - 0066 (FA) P A Hoon & Co Inc Term (TIC)Revenue borK_ (Pool) (UW) Sutro & Co

•Single-family housing (TR) First Trust of CAMatin VLy Mobile Country CLub Prk Set B Oth (EN) Novato RDA

3107197 $5,165,000 California Rural Home Mortgage FinanceAuthority

Multiple S:AAA Neg (BC) Orrick Herrington 3/01/07 5.910CDLAC Debt Issue Number: 97 - 0215 (FA) American Gov't Term (TIC)Conduit revenue bond lUg) George E BaumSingle-family housing (TR) US Trust Co of CAMortgage-backed securities Series A-1Federally Taxable

330



Date Amount County, Type of Debt, Purpose Enhancrat .Sate Function, Participant Type Type

3/07/97 $43,050,000 California Rurat Home Rortgage FinanceAuthority

Ruttipte S:AAA/A-1 Neg (BE) Orrick Herrington 9/01/29CDIAE Debt Issue Number: 97 - 0216 (FA) American Gov't comb VARConduit revenue bond (UW) George K BaumSingte-famity housing (TR) US Trust Co of CASeries A-2 & Series BSubject to Atternative Hinim_nTaxRefunding

8/25/97 $1],]05,000 Catifornia Rurat Home Rortgage FinanceAuthority

Ruttipte S:AAA NeD (BE) Kutak Rock 3/01/28 6.883CDIAE Debt Issue Number: 97 - 1503 (FA) American Gov't comb (N/C)Conduit revenue bond (UW) George K Baud1Singte-family housing (TR) US Trust Co of CAHortgage-backed sec $er C Class 1,2,3,4Federatty Taxabte

8/25/97 $6,695,000 California Rurat BomeMortgage FinanceAuthority

Ruitipte S:AAA NeD (BC) Kutak Rock 3101129 6.423• CDIAC Debt Issue Nl_ber: 97 - 1334 (FA) American Gov't Term (NIC)

Conduit revenue bond (UW) George K SamSingte-famity housing (TR) US Trust Eo of CANortgage-backed securities Ser C Crass 5Subject to Atternative NinimL_ TaxRefunding

10/21/97 $12,400,000 Catifornia Rurat Home Rortgage FinanceAuthority

Huttipte S:AAA Neg (BE) Kutak Rock 5101128 6.750CDIAC Debt Issue Humber: 97 - 1559 (FA) American Gov_t Comb (NIC)Conduit revenue bond (UW) George K BaumSingLe-ramify housing (TR) US Trust Co of CAHortgage-backed sec Set D crass 1,2_3,4Federatty TaxabLe

331

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10121197 $9,520,000 California Rural Home Mortgage FinanceAuthority

Multiple S:AAA Neg (BC) Kutak Mock 5/01/29 6.380CDIAC Debt issue Mt_ber: 97 - 1558 (FA) American gov't Term (NIC)Conduit revenue bond (Ut#) George K ga_llSingle-family housing (TR) US Trust Co of CAMortgage-backed sec Set D CLass 5subject to Alternative Minimutn Tax

11/26/97 $1,125,000 California Mural RonzeHortgage FinanceAuthority

Multiple NR Neg (BC) Kutak Rock 2/01119 7.120CDIAC Debt Issue Number: 97 - 1335 (FA) Anlerican Gov't Term (NIC)Conduit revenue bond (U_I) FNHASingle-family housing (TR) US Trust Co of CADown Payment Asst ProgFederally Taxable

8/04/97 $334,125 California School Boards AssociationFinance Carp

Multiple NR Meg (BC) Davis Wright 9/01/05 6.113CDIAC Debt issue Number: 97 - 1323 Serial (TIC)Certificates of participation/leases (UW) N L Stern & CoK-12 school facility (TR) M L Stern & CoRio Bravo-Greeley USD, Wiliits USD

10/31/97 $12,535,000 California School Boards AssociationFinance Corp

Huttipte S:AAA Meg (BC) Kulak Rock 2/01/11 5.050• CDIAC Debt Issue Number: 97 - 1602 H:Aaa COmb (NIC)

Certificates of participation/teases (UW) Piper Jaffray IncK-12 school facility (TR) First Trust of WAStandard ESD, Saugus UnSD, Nm_hat[ SD Ins (EN) AmbacRefunding

332




11103197 $237,065 California School Boards AssociationFinance Corp

Multiple NR Neg (BC) Davis WrightCDIAC Debt Issue Number: 97 - 1595 SerialCertificates of participation/leases (UW) M L Stern & CoOther/nvJttipte educational usesFeather River CUD, Keyes UnESD

12/05/97 $316,189 California School Boards AssociationFinance Corp

Multiple NR Neg (BC) Davis Wright 9101105 6.149CDIAC Debt Issue Number: 98 - 0]70 Serial (RIC)Certificates of participation/teases (UW) M L Stern & CoK-12 school facilityChatom UnESD+ Mapa Co Office of Education

2/13/97 $1,895,000 California Special District AssociationFinance Corporation

Multiple S:AAA Meg (BC) Mossarnan 6uthner 1/01/27 5.950CDIAC Debt Issue Nutnber: 96 - 1721 N:Aaa Con_) (NIC)Certificates of participation/leases lUte) Prager McCarthyRecreation and sports facilities (TR) Dai-lchi gangyoPleasant Hill Recreation & Pk Dist Ins (EN) FSA

2/13/97 $375,000 California Special District AssociationFinance Corporation

MuLtiple MR Reg (BC) Bossamn Guthner . 1/01/17 6.970COIAC Debt Issue Number: 96 - 1722 Term (NIC)Certificates of participation/leases (LiW) Prager McCarthyWater supply/storage/distribution (TR) Dai-lchi KangyoMariana Ranchos CBD

333

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3/20/97 $6,795,000 California Special District AssociationFinance Corporation

HuLtipLe NR Neg (BC) Hossaman Guthner 12/01/13 5.750CDIAC Debt Issue Number: 96 - 1723 Serial (_IC)Certificates of participation/Leases (UW) Prager HcCarthyHutti cap imprvT_nts and public works . (TR) Dai-lchi KsngyoAmerican Canyon, Arcade Creek Rec & PklRefunding

1/24/97 $9,360,000 California Statewide communitiesDevelopment Authority

Huttipte S:A+ meg (BC) Orrick Herrington 8/01/21 5.930CDIAC Debt Issue Nc_ber: 97 - 0026 Comb (NIC)Certificates of participation/Leases (UW) PaineWebberHealth care facilities (TR) State Street Bank CAFACT Retirement Services Int (EN) OSHPD

2114197 $7,025,000 California Statewide ComncbaitiesDevelopment Authority

Hultipie S:A+ Neg (8C) Orrick Herrinmton 6/01/20 5.665CDIAC Debt Issue mumber: 96 - 1887 (FA) Gary L Hicks Comb (NIC)Certificates of participation/teases (UW) Piper Jaffray IncHealth care facilities (TR) Harris TrustEastfieLd Ring Ouong Inc Ins (EN) Cal HortgageRefunding

3/19/97 $3,032,542 California Statewide CommunitiesDevelopment Authority CFD No 97-1

Multiple mR meg (BC) Orrick Herrington 9/01/27 8.956CDIAC Debt Issue Number: 97 - 0186 comb (mlc)Limited tax obtigation pond (UW) Stone & YoungbergMuLti cap imprints and public works (TR) First Trust of CASalinas P[aza club Apts

334


Type Haturity InterestIssuing Entity, Rating(s) of - Date/ Rate/

Date Amount County, Type of Debt+ Purpose . E_ancmt Bale Function+ Participant Type Type

3125197 $2,165,000 California StatewideCommunitiesDevelopment Authority

Huitiple F:AA-/F-1 Nag (BC) Orrick Herrington 3/01/12CDIAC Debt Issue Number: 97 - 0181 (FA) Union Bank Term VARConduit revenue bond (UW) Artemis Capita[Industrial development (TR) First Trust of _ •Co_den Beta[ Stamping & Tooling lnc LOC (EB) Union Bank of CASubject to ALternative Rininuu Tax

3/26/97 $14,900,000 California Btateeide CommunitiesDevelopment Authority

Ruttipte " S:AI/VRIG Beg (BC) Orrick Berrington 9101131CDIAC Debt Issue Number: 97 - 0164 Term VARConduit revenue bond (UW) Stone & YoungbergRultifamily housing (TR) First Trust of CAPlaza Club Apts LOC (EB) Comerica Bank

5113/97 $3,427,000 California Stateside Co_rmJnitiesDevelopment Authority

Huitiple S:AAA/A-1 Neg (BC) Orrick Herrington 5115127CDIAC Debt Issue Number: 97 - 0343 (FA) EB Capita[ Term VARCor_uit revenue bond " (UW) Alden Capita[Huitifami[y housing (TR) BNY Western TrustWooclsong Arts Oth (EN) FNI4ASubject to ALternative Ninirmam Tax

5/22/97 $5.960,000 California Statewide Cog_itiesDevetop_nent Authority

Hu[tiple S:AA+/A-1 Meg (BC) Orrick Herrington 5/01/27CDIAC Debt Issue Nll_ber: 97 - 0341 (FA) Unison Resources Serial VARConduit revenue bond (Ug) 8T Securities

Mu[tifami[y housing (TR) First Trust of CAOalanont at Stockton Series C LOC (EM) Heifer Fin/CommerzbkSubject to Alternative Ninimum Tax

335

m l, m i i -,m m l m ,l m m m mm m m--iI __

E.




5122/97 $455,000 CaLifornia Statewide EommLmitiesDevelopment Authority

Multiple S:AA+/A-1 Rag (BE) Orrick Berrington 5/01/27CDIAC Debt Issue Number: 97 - 0352 (FA) Unison Resources Term VARConduit revenue bond (LJW) BT SecuritiesMuttifamiiy housing (TR) First Trust of CASunrise at Danville Series D-T LOC (EN) Heifer Fin/CommerzbkFederaLLy Taxable

5122197 $495,000 CaLifornia Stateside CommunitiesDeveLopment Authority

MuLtipLe S:AA+/A-1 Nag (BE) Orrick Herrington 5/01/27CDIAC Debt Issue Number: 97 - 0351 (FA) Unison Resources Term VARConduit revenue bond (LI_) ST SecuritiesMuttifamity housing (TR) First Trust of CAOakmont at Stockton Series C-T LOC (EN) Hei[er Fin/CommerzbkFederally Taxable

5/22/97 $6,165,000 CaLifornia Statewide CommunitiesDevelopment Authority

Hultipie S:AA+/A-1 Reg (BC) Orrick fferrington 5/01/27CDIAC Debt Issue NLadoer: 97 - 0342 (FA) Unison Resources Term VARConduit revenue bond (UM) BT SecuritiesNuitifami[y housing (TR) First Trust of CAS_rise at DanviLLe Series D LOC (ER) Heiter Fin/CommerzbkSubject to Alternative Minimum Tax

5/28/97 S3,000,O00 California Statewide ConxaunitiesDeveLopment Authority

MuLtipLe F:AA-/F-1 Neg (BC) Orrick Herrington 5/01/22CDIAC Debt Issue Number: 97 - 0320 (FA) HB Capital Term VARConduit revenue bond (IJW) Artemis Capita[Industrial development (TR) First Trust of CASioco[ Investments LOC (EN) Union Bank of CASubject to ALternative Hinimum Tax

336



Date Amount County, Type of Debt, Purpose Erlhancmt • Sate Function. Participant Type Type

5/28/97 $2,800,000 California Stateuide communitiesDevelopment Authority

Huttipte S:A-/A-2 Neg (Be) Orrick Herring[on 5/01/22CDIAC Debt Issue Number: 97 - 0521 (FA) HB Capita[ Term VABConduit revenuebond (LDJ) Artemis CapitalIndustrial development (TB) First Trust of CAWatt Four LOC (EN) Santa Banksubject to Alternative NinimumTax

6/25/97 $9,260,000 California Statewide CommunitiesDevelopment Authority

Huttipte S:A+ Neg (BC) Orrick Herring[on 5/01/21 5.857COIAC Debt Issue Nuldoer: 97 - 0058 (FA) Gary L Hicks Co(z_o (TIC)Certificates of participation/teases (UW) Sutro & CoHealth care facilities (TR) Chase Trust Do of CAThe Arc of San Diego Ins (EN) OSHPDRefunding

6/30/97 $255,000 California Statewide CommunitiesDevelopment Authority

Nuttipte NR Neg (BC) Gilmore & Belt 6_30_02 5.950CDIAC Debt Issue Nund3er: 97 - 1127 Serial (NIC)Con_SJit revenue bond (UW) The CIT GroupEquipment (TR) First Trust of CADukes lncSubject to Alternative Hinimum Tax

7/09197 $3,400,000 California Statewide ComnulitiesDevelopment Authority

Huttipte F:A+/F-1 geg (BC) Orrick Herring[on 7/01/17CDIAC Debt Issue Number: 97 - 0119 (FA) HB Capita[ Term VARConduit revenue bond (LM) Artemis Capita[Industrial development (TB) First Trust of CALynwood Enterprises LOC (EN) Fleet Nati BankSubject to Alternative Ninimum Tax

337

n _ n i m _ u m _ i I _ _ I _ i




7117/97 $6,290,000 California Statewide Conm_JnitiesDevelopment Authority

Multiple S:AAA Neg (Be) Jones Hall 2/01/25 5.649CDIAC Debt Issue Number: 97 - 0293 comb (TIC)Conduit revenue bond (UW) He,than & AssociatesRultifamity housing (TR) State Street Bank CAvillage Apts at Riviera Hills Oth (ER) FHRASubject to ALternative Ninimum Tax

7/17/97 $525,000 California Statel+ide CommunitiesDevelopment Authority

Huttip[e S:AA+/A-1 Heg (BC) Orrick Herrington 7/01/27CDIAC Debt Issue Number: 98 - 0018 Term VARconduit revenue bond (UW) Piper Jaffray IncHuttifamity housing (TR) First Trust of CASunrise of Horaga Series G*T LDC tEN) HetLer Fin/CommerzbkFederally Taxable


Multiple S:AA+/A-1 Neg (BC) Orrick Herrington 7/01/27CDIAC Debt Issue HuwJoer: 97 - 1167 Term VANConduit revenue bond (L_) Piper Jaffray IncHuttifamity housing (TR) First Trust of CASunrise of Noraga Series G LOC tEN) geller Fin/CoATnerzbkSubject to ALternative Rinimum Tax


Nuitipte S:AAA Neg (BC) Jones Halt 2/01/25 5.511CDIAC Debt Issue Number: 97 - 0292 Coa_ (TIC)Conduit revenue bond (LIW) Nekman & AssociatesHuttifamity housing (TR) State Street Bank CAVillage Apts at Lakeside Oth tEN) FNHASubject to ALternative NinimumTax

338



Date AllOt County, Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

7/21/97 $2,575,000 California Statewide ConxnunitiesDevelopment Authority

Multiple F:AA-/F-1 Neg (BC) Orrick Herrington 7/01/17COIAC Debt Issue Number: 97 - 1268 (FA) H8 Capital Term VARConduit revenue bond (IJW) Artemis CapitalIndustrial development (TR) First Trust of CAArtefex LOC (EN) Union Bank of CASubject to ALternative Minimum Tax

7121197 $2,700,000 California Statewide CommunitiesDevelopment Authority

Multiple F:AA-/F-1 Neg (BC) Orrick Herrington 7/01/04C91AC Debt Issue NLmzber: 97 - 1269 (FA) HB Capital Term VARConduit revenue bond (UW) Artemis CapitalIndustrial development (TR) First Trust of CAPrimary Color PrintingSubject to Alternative Minimum Tax

7/23/97 $375,770 California Stateuide Conl_cu_itiesDevelopment Authority

Multiple HR Reg (BC) Gilmore & Bell 7/23/04 6.600• CDIAC Debt Issue Number: 97 - 1272 Serial (NIC)

Conduit revenue bond (UW) Safeco Credit CoEquipment (TR) First Trust of CAAmerican Service Systems Series 1997-2Subject to ALternative Minimum Tax

7123197 $6,270,000 California Stateuide CommunitiesDeveLol:ment Authority

Multiple M:A2/VMIG Neg (8C) Orrick Herrington 7/01/27CDIAC Debt issue Nu_bor: 97 - 1166 (FA) HB Capital Term VARconduit revenue bond (UW) Piper Jaffray IncMuitifemity housing (TR) First Trust of CAAegis at Pleasant Hill LOC (EN) Banque ParibasSubject to ALternative Minimum Tax

339

_ In n _ t In, u t ul HI _ HI N _1 N N _

r_L_

% ANNUAL REPORT CALENDAR 199721_llOk[



7124/97 $7,476,000 California Statewide Com_JnitiesDevelopment Authority

Huitipie S:AAA Beg (BC) Orrick Herrington 3120/39 6.300CDIAC Debt Issue Nug_ber: 97 - 1165 Comb (NIC)Conduit revenue bond (LIW) Hitler & SchroederHuitifamity housing (TR) Norwest Bank AZBorregas Court Series J Oth (EB) FRA Insured Hortsubject to Alternative Ninimum Tax


Hultipie S:AAA Neg (BC) Orrick Herrington 3120139 6.300Q)|AC Debt Issue Number: 98 - 0070 Comb (NIC)Conduit revenue bond (UW) Hiller & SchroederHuttifamity housing (TR) Noruest Bank AZDorregas Court Series J-T Oth (EN) FHA Insured HortFnderatty Taxabte

7/28/97 $345,000 California Stateside ComllunitiesDevelopment Authority

HuLtiple S:A-/A-2 Heg (EC) Orrick Herrington 7/01/27CDIAC Debt Issue Briber: 98 - 0019 (FA) Unison Resources Term VARConduit revenue bond (UW) BT Securities

guttifamliy housing (TR) First Trust of CAThe Terraces at Park Harino Series I-T LOC (EN) Sanwa BankFederally Taxable

7128/97 $7,655,000 California Stateside COOl_itiesDevelopment Authority

Huttipte S:A-/A-2 Neg (BC) Orrick Herrington 7/01/27CDIAC Debt Issue Number: 97 - 1168 (FA) Unison Resources Term VARConduit revenue bond (UW) BT SecuritiesHuttifamily housing (TR) First Trust of CAThe Terraces at Park Harino Series I LOC (EN) Sanwa Banksubject to Alternative Ninir_Jm Tax

340

PJ_




7131197 $770,100 Catifornia Statewide C_l_unitiesDevetopment Authority

Ruttipte NR Neg (BC) GiLmore & BeLt 7/31/02 5.750CDIAC Debt Issue Number: 97 - 1225 Seriat (NIC)Conduit revenue bond (UW) The CIT GroupEquipment (TR) First Trust of CAAPN IncSubject to Alternative Rinimum Tax

7131/97 $770,100 Catifornia Statewide Coaz_t_itiesDevelopment Authority

Nuttipte RR Neg (BC) 6itmore & Belt 7/31/02 5°750CDIAC Debt Issue Number: 97 - 1271 Seriat (NIC)Conduit revenue bond (UW) Safeco Credit.CoIndustria[ devetopment (TR) First Trust of CAAmerican Services SystemsSubject to Atternative Ninin-_m] Tax

8/01/97 $6,000,000 Catifornia Stateuide Com_L_itiesDevelopment Authority

Nuitipte Ng Neg (BC) Orrick Rerrington 8/01/27 .CDIAC Debt Issue Number: 97 -1270 Term VARConduit revenue bond (U_) _etis Fargo BankIndustriat development (TR) BNY Western Trus¢Chatsworth Products Inc

Subject to Alternative Minimum Tax

8/13/97 $154,845,000 California Stateaide CoranunitiesDevetopment Authority

Huttipte S:BB+ Neg (BC) Orrick Herrington 10/01/]] 5.891CDIAC Debt Issue Humber: 97 - 0346 H:Baa3 Term (NIC)PubLic [ease revenue bond (UU) Jp Norgan SecuritiesAirport (TR) Chase Trust Co of CAUnited Air Lines Inc SF Int_[Subject to Alternative Nininua Tax

341

n i i i _ _im i u i m m _ i _ Ii _ Jim m lJ

ANNUAL REPORT CALENDAR 1997_IZON

Type Maturity InterestIssuing Entity, gatingCs) of Date/ Rate/

Date Amount Countya Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type


Multiple MR Neg (BC) Gilmore & Bell 8/28/02 6.250.CDIAC Debt Issue Number: 97 - 1352 Serial CHIC)

Conduit revenue pond (UW) Orrix CreditEquipment (TR) First Trust of CAAttwire IncSubject to ALternative Minimum Tax

9/17/97 $4,600,000 California Statewide Cont_JnitiesDevelopment Authority

Multiple B:AAA/A-1 Neg (BC) Orrick Herrington 9/01/27CDIAC Debt Issue Humber: 97 - 1446 (FA) HB Capital Term VARConduit revenue bond (UW) Hutchinson ShockeyNultifamiLy housing (TR) BNY Western TrustPittsborg Plaza Apts. LOC (EN) FHLBSubject to Alternative Ninirnum Tax

9/22/97 $1,825,000 California Stateuide CornmunitiesDevelopment Authority

Multiple MR Meg (BC) Orrick Serrington 10/01123CDIAC Debt Issue Number: 97 - 1471 (FA) HB Capital Term VARConduit revenue bond (U_/) Bank of AmericaMuttifamiLy housing (TR) US Trust Co of CASonoma Court AptsSubject to ALternative Minimum Tax

10/01/97 $44,000,000 California Statewide CoalmJnitiesDevelopment Authority

Multiple S:AAA Neg (BC) Orrick Herrington 8/15/27CDIAC Debt Issue Number: 97 - 1709 N:Aaa Term VARCertificates of participation/Leases (UW) Shattuck Hanr_ondHospital (TR) First Trust of CAJohn Muir Med Ctr/Ht Diabto Health Sys Ins LEg) A_acRefunding

342


Date Amount County, Type of Debt, Purpose . Enhancmt Sate Function, Participant Type Type

10/01/97 $46,000,000 California StateHide CommunitiesDevelopment Authority

Ruttiple S:AAA Neg (BC) Orrick Rerrington 8115/27 5.443COIAC Debt Issue Number: 96 - 1602 R:Aaa Comb (NIC)Certificates of participation/Leases (L_) Shattutk HammondHospital (TR) First Trust of CAJohn Nuir Ned Ctr/Rt Diabto Health Sys Ins tEN) MBIARefunding


RuttipLe S:AA Reg (BC) Orrick Rerrington 7101121 5.347CDIAC Debt Issue Number: 97 - 1298 R:Aa3 (FA) H8 Capital Comb (NIC)Certificates of participation/Leases (IJW) Norgan StanleyHealth care facilities (TR) First Trust of CASt Joseph Health System & Nission RospRefunding

10107/97 $501,8/,0 California Statewide CommunitiesDevelopment Authority

Rultiple NR Beg (BC) Gilmore & Bell 10/07/02 6.250CDIAC Debt Issue Number: 97 - 1495 Serial (NIC)Other note (UW) Assoc commercialEquipment (TR) First Trust of CASmith & Roan LncSubject to ALternative Minimum Tax

10122/97 $1,748,000 California Statewide CommunitiesDevelopment Authority

Multiple MR Reg (Bc) Gilmore & Bell 10/22/04 6.950COLAC Debt Issue Number: 97 - 1569 Serial (NLC)conduit revenue bond tUg) Orrix CreditEquipment (TR) First Trust of CALoftin's Business Forms InsSubject to ALternative Ninimum Tax

343


Type Maturity InterestIssuing Entity, RatingCs) of Date/ Rate/

Date Amount County, Type of Debt, Purpose Enhancmt Sate Fufiction, Participant Type Type

10/22/97 $8,500,000 CaLifornia Statewide CommunitiesDeveLopment Authority

MultipLe S:AAA Meg (BC) Orrick Berrington 3101/22 5.449COIAC Debt Issue Number: 98 - 0166 CO_3 (NIC)Certificates of participation/leases (tJW) Education SecuritiesCoLLege/university facility (TR) First Trust of CASan Diego State University Foundation Ins (EN) A_acRefunding

10/28/97 $3,092,300 CaLifornia Statewide CommunitiesDevetoplnent Authority

MuLtipLe NR Meg (BE) Orrick Eerrington 9130103 7.000EDIAC Debt Issue Number: 97 - 1526 Serial (N/C)Certificates of participation/teases (IJ_) GE Capital PFOther/multiple health care purposes (TR) First Trust of CABrain Mapping Ned Research

11/10/97 $998,000 CaLifornia Statewide EoemxnitiesDevelopment Authority

MuLtipLe NR Neg (BE) GiLmore & BeLt 12/01/04 5.990CDIAC Debt Issue Nmlber: 97 - 1691 Serial (NIC)Conduit revenue bond (UW) Safeco Credit CoEquipment (TR) First Trust of CANLO Products In¢Subject to ALternative Minimum Tax

11/13/97 $1,020,000 CaLifornia Statewide CommunitiesDevelopment Authority

MuLtipLe NR Meg (BC) GiLmore & Belt 11/13/04 6.090CDIAC Debt Issue Number: 97 - 1712 Serial (NIC)Conduit revenue bond (LR_) Assoc ComnerciatEquipment (TR) First Trust of CASetton Pistachio of Terra BeLta Inc

Subject to ALternative Minimutn Tax

344

i

-%=. ANNUAL REPORT CALENDAR 1997

Type Haturity InterestIssuing Entity, Rating(o) of Date/ Rate/


11/13/97 S190,240,000 Catifornia Stateuide C_itiesDevelopment Authority

Huttipie B:BB+ Neg (BC) Orrick Herrington 10101134 5.784CDIAC Debt Issue Bmtber: 97 - 1472 M:Baa3 Term (NIC)Conduit revenue bond (UW) Jp Horgan SecuritiesAirport (TR) Chase Manhattan BankLA Int=t-United Air LinesSubject to Alternative Minimum Tax

11/19/97 $1,0OO,O00 Catifornia Statewide Cocm_JnitieoDevelopment Authority

Huitipte F:AA+/F-1 Neg (Be) Orrick Herrington 11/01/22CDIAC Debt Issue Number: 97 - 1637 (FA) HB Capital Term VARConduit revenue bond (IN) Artemis CapitalIndustrial development (TR) First Trust of CACHIG LOC (EN) Santa Barbara BankSubject to Alternative HinimumTax

11119197 $3,600,000 Catifornia Statewide CommunitiesDevelopment Authority

Hultipie F:AA-/F-1 Beg (SC) Orrick Herrington 11101/17CDIAC Debt issue Number: 97 - 1636 (FA) HB Capital Term VARConduit revenue bond (UW) Artemis CapitalIndustrial development (TR) First Trust of CADrip In Irrigation Co LOC (EN) Bank of AmericaSubject to Alternative Minimum Tax

12/03/97 $16,050,000 California Statewide Cornn_nitiesDevelopment Authority

Nuttipie NR Neg (BC) Jones Hall 7/01/19CDIAC Debt Issue Number: 97 - 1544 Term VARConduit revenue bond (UW) Bans One Capital*Nuttifamily housing (TR) First Trust of WAPoinsettia Apts Series N & N-C LOC (EN) Relier FinancialSubject to Alternative Hinirnum TaxRefunding

345

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N N N _ m N m N. _ m m N N N N m m _i



Date Amount County, Type of Deb% Purpose Enhancmt Sate Function, Participant Type Type

12/06/97 $9,100,000 California Statewide CorrztunitiesDeveLopment Authority

MuLtipLe S:AAA Neg (BC) Orrick Herrington 12/01/27 5.362CDIAC Debt Issue NL=nber: 97 - 1737 R:Aaa Co_ (HIC)Certificates of participation/teases (US/) Cain Brothers & CoHealth care faciHties (TR) First Trust of CAHuntington East VaLley Hospital Ins lEg) AmbacRefunding

12/17/97 $200,000,000 California Transit Finance AuthorityMultiple S:AAA/A-1 Cow_p (BC) Nossaman Guthner 10/01/27CDIAC Debt Issue Number: 97 - 1797 (FA) Public Financial Term VARRevenue bond (Pool) (IN) Merrill Lynch & CoMulti cap imprvrnents and public _orks (TR) Dai-Ichi Kangyo

Ins (ER) FSA

11/21/97 $22,085,000 California Valleys Housing FinanceAuthority

Multiple S:AAA Neg (BC) Orrick Berrington 2/01/27 5.651CDIAC Debt Issue Number: 97 - 1716 H:Aaa Term (TIC)Revenue bond (PooL) (UW) Herritt Lynch & CoSingle-family housing (TR) State TreasurerCHFA Series O Ins (EN) MBIASubject to Alternative HinimumTaxRefunding

6/25/97 $1,115,000 Calistoga Joint Unified School District(CSCRPA)

MultipLe S:SP-I+ Neg (BC) Orrick Herrlngton 7/02/98 3.851CDIAC Debt Issue Humber: 97 - 0615 H:HIG1 Term (HIC)Tax and revenue anticipation note (IN) Piper Jaffray IncCash flow, interim financing (TR) SHY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

346




6/25197 $850,000 Chawanakee Joint Elementary SchoolDistrict (CSCRPA)

Multiple S:SP-I+ Meg (BC) Orrick Herrington 7102/98 3.851CDIAC Debt Issue Number: 97 - 0559 N:MTG1 Term (RIC)Tax and revenue anticipation note (LIg) Piper Jaffray IncCash flow, interim financing (TR) BRY Western TrustCSCRPA1997TRANPool A Ins tEN) Ambac

9/23/97 $454,753 Coachetla Valley Water DistrictMultiple NR Neg (BC) stredting Yocca 9102117 6.396CDIAC Debt Issue Number: 97 - 156] (FA) Fieldman Rotapp Serial (RIC)Special assessment bor¢l " (UW) Stone & YoungbergWater supplystoragedistribution (TR) Coachella Vty WDAD No 32

9/25/97 $15,445,000 Coachetla Valley Water DistrictMultiple S:AAA Neg (BC) Stradling Yocca 10/01/12 4°756CDIAC Debt Issue Number: 97 - 1527 N:Aaa (FA) Fietdman Rotapp Serial (NIC)Certificates of participation/teases ¢LM) Stone & YouzlgbergFlond control/storm drainage (TR) BNY Western Trust10 No 71 Ins tEN) AmbacRefunding

5129197 $4,200,000 Coatinga/guron Joint Unified SchoolDistrict

Multiple S:AAA Comp (BC) Orrick Herrington 8/01/21 5.422CDIAC Debt Issue Nun_r: 97 - 0360 (FA) Ketllng Northcross Serial (NIC)General obligation bond (IJN) Dean WitterK-12 school facility (TR) Zions 1st Nt'L Bnk

Ins (EN)FSA

6125197 $3,765,000 Coatinga/Huron Joint Unified SchoolDistrict (CSCRPA)

Nuitipte " S:SP-I+ Meg (Be) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nun_oer: 97 - 0464 M:MIG1 Term (NIC)Tax and revenue anticipation note rUN) Piper Jaffray ]ncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) /_bac

347



Date Amount County, Type of Debt, Purpose Enhanc_nt SaLe Function, Participant Type Type

4/08/97 $/+,225,000 CoLLegeof the Sequoias Cor_r_JnityCottege District

Huttipte S:Aaa Reg (BC) Davis Wright 11/01/17 5.614CDIACDebt Issue Number: 97 * 0297 Serial (NIC)Certificates of participation/teases (UW) N L Stern & Cocortege/university facitity (TR) First Trust of CAReft_ding Ins (ES) FSA

6/25/97 $4,975,000 Cottege of the Sequoias CommunityCoLlege District (C$CRPA)

NuttipLe S:SP-I+ Neg (DC) Orrick Herrington 7/02/98 3.851CDIACDebt Issue 8L_ber: 97 - 0755 H:HIGI Term (NIC)Tax end revenue anticipation note (UW) Piper Jaffray IncCash ftoN, interim financing (TR) BNYWestern TrustCSCRPA1997 TRA8Pool A Ins CEN) Ambac

9/16/9Z $3,7&5,000 Davis Joint Unified School District CFDNo 2

NuLtipLe N:Aaa Neg (BC) Kronick Noskovitz 8/15/24 5.227CDIACDebt Issue Number: 97 - 1319 (FA) GovernmentFin $trat Comb (TIC)Limited tax obligation bond (U14)Ba_rica SecK-12 school facility (TR) First Trust of CA

Ins (E8) Ambac

9/16/97 $2,780,000 Davis Joint Unified Schoot District CFDMo 1

8uttipte 8:Aaa Neg (BC) Kronick Roskovitz 8/15/27 5.270CDIACDebt Issue 8t_bor: 97 - 1320 (FA) Government Fin Strat comb (TIC)Limited tax obligation bond (UI4) smith Barney IncK-12 school facility (TR) First Trust of CA

Ins (ES) A_bac

12/16/97 $480,000 Detano Joint Union High School District8uLtipte S:BBB Comp (BC) Quint & Thimmig 5/01/11 5.265CDIACDebt Issue 8L_bor: 97 - 1779 (FA) Sutter Securities SeriaL (81C)Certificates of participationteases (IN) Hitter & $chroederK-12 school facility (TR) State Street Bank CARDPCentersRefunding

348

ANNUAL REPORT CALENDAR 1997 "



6/25/97 $3,680,000 Detano Joint Union High School District(CSCRPA)

Ruttipte S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0495 N:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BRY Western _rustCSCRPA1997TRANPool A Ins tEN) Ambac

6/25/97 $85,000 De[ta View Joint Union ElementarySchool District (CBCRPA)

Ru|tipte S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CgIAC Debt Issue Number: 97 - 0504 N:NIG1 Term (NIC)Tax and revenue anticipation note (LM) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAMpool A Ins (EN) Ambac

5/14/97 $13,033,042 Dry Creek Joint Elementary SchoolDistrict

Huttipte S:AAA Neg (BC) Orrick Herrington 5/01/22 9.547CDIAC Debt Issue Number: 97 - 0196 H:Aaa Comb (R1C)Genera[ obligation bond lull) Stone & YoungborgK-12 school facility (TR) Union Bank of CASilverado Hiddte School Ins (EN) FSA

11/20/97 $5,025,000 DubLin San Ramon Services District

Huitipie S:AAA Neg (BC) Jones HaLt 12/01/20 5.083CDIAC Debt Issue M_Tber: 97 - 1381 R:Aaa comb (RiC)PubLic enterprise revenue bond (UW) Stone & YoungbergPubLic building (TR) BMY Western TrustRefunding Ins (EN) Ambac

6/25/97 $480,000 ELverta Joint Elementary SchoolDistrict (CSCRPA)

MultipLe S:5P-1+ geg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue NLedoer: 97 - 0629 R:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TRAN PoD[ A Ins tEN) Ambac

349



gate Amount County. Type of Debt, Purpose Enhancmt SaLe Function, Participant T_e Type

6/25/97 $1,435,000 Feather River community CortegeDistrict (CSCRPA)

Ruttipte S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDLACDebt Issue Nun_ber: 97 - 0625 M:MIG1 Term (NIC)Tax and revenue anticipation note LUg) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA1997 TPJ_RPool A Ins (EN) An_oac

4/24197 $46,565,000 Financing Authority for ResourceEfficiency of CaLifornia

Ruttipte S:AAA Reg (BC) Fuibright & Jaworski 4101127 5.806COLACDebt Issue Nut,her: 97 - 0130 N:Aaa (FA) OtBrien Partners C_ (NLC)Certificates of participation/teases (LIW) Bear StearnsHuiti cap imprvraents and public works (TR) Chase Trust Co of CAAnaheim, Cotton & Trinity Co PUD Ins (EN) AmbacRefunding

1/31/97 $15,800,000 Four Corners PubLic Financing AuthorityMuLtipLe NR Neg (BC) Hargrove & Costanzo 12/15/98 11.835CDIAC Debt Issue NL=nber: 96 - 1883 Term (NIC)Bond anticipation note (UW) Pacific GenesisRecreation and sports facilities (TR) IBJ Schroder BankJensen Ranch PubLic Golf Course

11114197 $19,850,000 Four Corners PubLic Financing AuthorityMultipLe NR Meg (SC) Hargrove & Costanzo 10/15/07 9.145COLACDebt Issue NLadoer: 97 - 1624 Comb (NIC)Revenue bond (PooL) (UW) Pacific GenesisRuiti cap imprvTnents and public works (TR) Norwest Bank AZRiverbend Ranch/Jonson Ranch Gotf CourseRefunding

6/25197 $2,170,000 GaLL Joint Union ELementary SchoolDistrict (CSCRPA)

Ruttipte S:SP-I+ Meg (Be) Orrick Herrlngton 7/02/98 3.851CDLACDebt Issue Number: 97 - 0630 M:RIG1 Term (RIC)Tax and revenue anticipation note (LlIJ) Piper Jaffray IncCash ftoa, interim financing (TR) BNY Western TrustCSCRPA1997 TRAR Pool A ins (EN) Ar_ac

350

_ ANNUAL REPORT CALENDAR 1997 IType Raturity Interest .

. Issuing Entity, Rating(s) of gate/ Rate/Date Amount County, Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

6_25197 $1,650,000 Gait Joint Union High School District(CSCRPA)

Nuttipte S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nud_r: 97 -0631 N:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray lncCash ftow, interim financing (TR) BNY Western TrustCSCRPA1997 T_ Pool A Ins (EM) _ac

4115197 $14,385,000 Gait Schoots Joint Powers AuthorityMuLtipLe S:AAA Neg (BC) Jones HaLt HiLt 11/01124 5.891CDIAC Debt Issue Number: 97 - 0176 R:Aaa • Comb (MIC)Revenue_ (Poor) (_) Stone& Y_rgK-12 schoot facility (TR} BNY Western TrustRefunding Ins (EN) NBIA

6/06/97 $3,500,000 Gavitan ComlMnity College District(CCCFA)

Huttipie S:SP-I+ Neg (BC) Stradting Yocca 9/30198 4.023CDIAC Debt Issue Number: 97 - 0389 (FA) Sutro & CO Term (M/C)Tax and revenue anticipation note (_) Lehman BrothersCash ftou, interim financing (TR} us Trust Co of CACCCFA 1997 TRAM Poor A & g Ins (EN} FSA

6/25/97 $5,000,000 Grant Joint Union High Schoot District(CSCRPA)

Ruitiple S:SP-I+ Meg (BC) Orrick Herringtun 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0632 N:RIG1 Term (NlC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash ftow, interim financing (TR} BNY Western TrustCSCRPA 1997 TRAM Pool A Ins (EN} Ambac

6/25/97 $2,485,000 Hartford Joint Union High SchoolDistrict (CSCRPA)

MuLtipLe S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0506 N:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BMY Western TrustCSCRPA1997 TRAM Poor A Ins (EH) Ambac

351

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Date Amount CoLmty, Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

6/25197 $5,000,000 Hartnetl Community College District(CSCRPA)

MuLtipLe S:SP-I+ Neg tBC) Orrick Herrington 7102198 5.851CDIAC Debt Issue Number: 97 - 0602 N:MlG1 Term (MIC)Tax and revenue anticipation note tug) Piper Jaffray IncCash flow, interim financing (TR) BRY Western TrustCSCRPA 1997 TRAN Pool A ins tEN) Anlbac

6/06197 $13,000,000 Kern Community Cortege District (CCCFA)MultipLe S:SP-I+ Meg (BC) Stradiing Yocca 9130198 4.023CDIAC Debt Issue Number: 97 - 0391 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (US#) Lehman BrothersCash flow, interim financing ITR) US Trust Co of CACCCFA 1997 TRAN PoD[ A & B Ins (EM) FSA

6/25/97 $1,]60,000 King City Joint Union High SchoolDistrict (CSCRPA)

MuLtiple S:SP-l+ Neg (BC) Orrick Herrington 7/02/98 5.851CDIAC Debt Issue Number: 97 - 0604 R:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash TiDy, interim financing (TR) BNY Western TrustCDCRPA 1997 TRAN PoD[ A Ins tEN) Ambac

6125197 $],800,000 KinDs Canyon Joint Unified SchoolDistrict (CSCRPA)

Multiple S:5P-1+ Neg IBC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue RLed_er: 97 - 0469 R:RIG1 Term tNIC)Tax and revenue anticipation note tUW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAH POD[ A Ins tEN) Ambac

6125/97 $1,525,000 Kingsl0urg Joint Union Elementary SchoolDistrict (CSCRPA)

Multiple S:SP-I+ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0467 M:MIG1 Term (NIC)Tax and revenue anticipation note (US#) Piper Jaffray IncCash f|ow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) Ambac

352



Date Anmunt County, Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

6125197 $835,000 Kingsburg Joint Union High SchoolDistrict (CSCRPA)

Huttipte S:SP-I+ Reg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0468 N:RIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) Ambac

6/25/97 S2OO,OOO Lakeside Joint School District (CSCRPA)

Huttipte S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Ru_er: 97 - 0689 R:NIG1 Term (NIC)Tax and revenue anticipationnote (LIW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins tEN) Ambac

6125197 $675,000 Laton Joint Unified School District(CSCRPA)

Multiple S:SP-I+ Reg (BC) Orrick Herrington 7102198 3.851CDIAC Debt Issue Number: 97 - 0470 M:RIG1 Term (NIC)Tax and revenue anticipation note (Ul_) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A ins tEN) Ambac

9/17/97 $8,00O,OOO Livermore Valley Joint Unified SchoolDistrict

Ruttipie S:SP-I+ Neg (BC) Kronick Roskovitz 12/]0/98 ].926CDIAC Debt issue Number: 97 - 1157 (FA) Government Fin Strat Term (TIC)Tax and revenue anticipation note (UW) Oppenheimer & CoCash flow, interim financing (TR) Alameda Co

6/25/97 $905,000 Loma Prieta Joint Union Eiem_entarySchoot District (CSCRPA)

Rutttpte S:SP-I+ Neg (BC) 0rrick Herrington 7102198 3.851CD1AC Debt Issue Number: 97 - 0690 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow+ interim financing (TR) BNY Western Trust " "CSCRPA 1997 TRAN Poet A Ins tEN) A_J0ac

353



Date Amount County r Type of Debt, Purpose Enhancmt Sate Function, Participant Type Type

6/25/97 $],970,000 Los Oatos*garatoga Joint Union HighSchool District (CSCRPA)

MultipLe S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Member: 97 - 0692 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

9/17/97 $16,500,000 Los RiDS COlllmtmity CoLLege DistrictMuLtipLe S:SP-I+ geg (BC) Kronick Moskovitz 12/30/98 3.931CDIAC Debt Issue Number: 97 - 1356. (FA) Government Fin Strat Term (TIC)Tax and revenue anticipation note (UN) ST SecuritiesCash flow, interim financing (TR) Sacramento Co

2/04/97 $97,515,000 M-S-R public Power AgencyMuLtiple S:AAA Meg (BC) Onrick Herrington 7101/14 5.289CDIAC Debt issue Number: 97 - 0036 M:Aaa (FA) John S Dey Municipal Serial (RIO)Publicenterprise revenue pond (UW) JP Morgan SecuritiesPower generation/transmission (TR) First Bk Htnt AssocSan Juan Series G Ins (EN) MBIARefunding

2/19/97 $86,700,000 M-S-R PubLic PoNer AgencyMuLtipLe S:/_ Meg (He) Orrick Herrington 7/01/20 5.895CDIAC Debt issue Humber: 97 - 0047 N:A (FA) John S Dey Municipal Term (NIC)PubLic enterprise revenue bond (UW) JP Morgan SecuritiesPower generationtransmission (TR) First Bk Htni AssocSan Juan Series H Oth (EM) MBIARefunding

3/05/97 S65,000,OOO M-S-R Public Power AgencyMultipLe S:A/U_/A-1 Meg (BC) Orrick Herrington 7/01/18CDIAC Debt Issue B_ber: 97 - 0045 M:Aaa/VMI (FA) John S Dey Municipal Term VARPubLic enterprise revenue bond (UW) Jp Morgan SecuritiesPoaer generation/transmission (TR) First Trust of CASan Juan Jr Lien Series D Ins (EN) NBIARefunding

354

I



Date Amount County, Type of Debt, Purpose Enhancr_ Sate Function. Participant Type Type

3/05/97 _5,OOO,OOO H-S-R Public Power AgencyNuttipte S:AAA/A-1 Neg (BC) Orrick Herrington 7101122CDIAC Debt Issue Number: 97 - 0046 R:Aaa/VNIG1 (FA) John S DeyRunicipal Term VARPublic enterprise revenue bond (UW) Bear Stearns

Power generation/transmission (TR) First Trust of CASan Juan Jr Lien Series E Ins (EN) RBIARefunding

0/20/97 $6,500,000 Na_sville Joint Unified School District

Nultiple S:SP-I+ C_ (BC) Kronick Noskovitz 12/04/98 3.937CDIAC Debt Issue Number: 97 - 1093 (FA) Government Fin Strat Term (TIC)Tax and revenue anticipation note (UW) Ba_rica SecCash flow, interim financing (TR) Ytd_aCo

12/19/97 $3,156,193 Harysvitte Joint Unified Schoot DistrictMultipte NR Meg 6/01/07 4.880COIAC Debt Issue Number: 98 - 0210 (FA) Government Fin Strat Serial {TIC)Certificates of participation/teases (tM) SEN Capital CorpK-12 school facility

11120197 $650,000,000 Metropotitan Water District of SouthernCatifornia

MultipLe S:AA//L4A Neg (BC) O'Helveny& Hyers 7/01/37CDIAC Debt Issue Nt_oer: 97 - 1719 N:Aa2/Aaa (FA) O'Brien Partners CombPubLic enterprise revenue bond (UW) Smith Barney IncWater supply/storage/distribution

Ins (EN)RBIA

6/25/97 $5,000,000 Napa Valiey Comr_nity College District(CSCRPA)

MuLtipLe S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Nurdoer: 97 - 0617 H:RIG1 Term (NIC)Tax and revenue anticipation note {Ug) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

355

ANNUAL REPORT CALENDAR 1997 [Type Maturity Interest

Issuing Entity, Rating(s) of Date/ Rate/Date • Amount County, Type of Debt_ Purpose Enhancmt Sate Function, Participant Type Type

1/30/97 $13,085;000 Nevada Irrigation DistrictMultiple S:AAA Neg (BC) StradLing Yocca 1/01/17 5.609CDIAC Debt Issue Humber: 97 - 0068 N:Aaa Comb (NIC)Certificates of participation/leases (UW) CA Capital FinanceWater supply/storage/distribution (TR) First Trust of CACascade Bench FLume Ins tEN) HBIA

6/25197 $4,500,000 Nevada Joint Union High School District(CSCRPA)

Multiple S:SP-I+ Heg (BC) Orrick Herrington 7/02/98 3.051CDIAC Debt Issue Number: 97 - 0621 N:NIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash ftou, interim financing (TH) BNY Western TrustCSCRPA 1997 TRAMPool A Ins tEN) Ambac

9/10/97 $4,110,000 North Kern-South Tutare HospitalDistrict

Multiple NH Meg (BC) Quint & Thimmig 4101120 6.052CDIAC Debt Issue Number: 97 - 1510 (FA) G L Hicks Financial Comb (NIC)Conduit revenue bond (U_) Piper Jaffray IncHealth care facilities (TR) First Trust of CARefunding

2/12/97 S18,310,000 Northern California Pouer AgencyMultiple S:AAA Neg (BC) Orrick Herrington 6/01/01 4.226CDIAC Debt Issue Humber: 96 - 1905 H:Aaa (FA) PaineWebber Serial (HIC)Public enterprise revenue bond F:AAA (tM) gutter SecuritiesPower generation/transmission (TR) State Street Bank CANorthwest Resource Ins tEN) MBIA

4129197 $10,623,276 Petaluma Joint Union High SchoolDistrict

MuttipLe S:AAA Comp (0C) Orrick Herrington 8/01/09 5.973CDIAC Debt Issue N_aber: 97 - 0222 {FA) Ketiing Horthcross Serial (TIC)General obligation bond (U_) Smith Barney ]ncK-12 school facility (TH) First Trust of CA

Ins (EN) FGIC

356




6/02/97 $2,000,000 Petatuma Joint Union High SchoolDistrict

Multiple S:SP-I+ Neg (BC) Quint & Thimmig 6/30/98 3.855COIAC Debt issue Number: 97 - 0839 (FA) Ketting Morthcross Term (NIC)Tax and revenue anticipati'on note (LS/) Prudential Dec lncCash flow, interim financing (TR) Sanoma Co

6125197 $675,000 Pierce Joint Unified School District(CSCRPA)

Multiple S:SP-I+ Neg (BC) Orrick Rerrington 7/02/98 3.851CDIAC Debt Issue Nz=nber: 97 - 0443 R:RIG1 Term (NIC)Tax and revenue anticipation note (LP_) Piper Jaffray ]ncCash flow, interim financing (TR) DRY Western TrustCSCRPA 1997 TRAMPool A Ins (EN) Ambac

6/25/97 $250,000 Point Arena Joint Union High SchoolDistrict (CSCRPA)

Huttipte S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0576 R:RIG1 Term (NIC)

Tax and revenue anticipation note (U_/) Piper Jaffray ]ncCash flow, interim financing (TR) DRY _estern TrustCSCRPA 1997 TPJ_NPool A Ins (EN) Ambac

7/31/97 $9,550,000 Rancho Lucerne Valley Public FinancingAuthority

Ruttipie NR Reg (DC) Hargrove & Costanzo 7/01/03 9.320CDIAC Debt Issue Nunzber: 97 - 1275 comb (NIC)Revenue bond (Pool) (UW) Pacific GenesisMulti cap imprvments and ptd_lic works (TR) IBJ Schroder BankMuni Golf Course/Res Planned CornPhase IRefunding

7131197 $450,000 Rancho Lucerne Valley Public FinancingAuthority

Rultipie NR Neg (BC) Hargrove & Costanzo 7/01/98CD1AC Debt Issue Number: 97 - 1274 TermRevenue bond (PooL) (UW) Pacific GenesisMulti cap imprvments and public works (TR) IBJ Schroder DankFord Estates Phase I

357

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ANNUAL REPORT CALENDAR 1997Isl;l_



2111197 $140,000 Red Bluff Joint Union High SchoolDistrict

MuLtiple RR Neg 3131102 5.241CDIAC Debt Issue NLnnber: 97 - 1516 (FA) Government Fin Strat Serial (TIC)Certificates of participation/leases (UW) CA Capital FinanceOther/multiple educational uses

6125/97 $4_,200,000 Redwoods Conlnunity College District(CSCRPA)

Multiple S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt issue Number: 97 - 0478 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) DRY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $900,000 Riverdale Unified School District(CSCRPA)

Multiple S:SP-I* Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0475 M:MIG1 Term (glC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) DRY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $5,00O,OOD Riverside COmT_Jnity College District(CSCRPA)

Multiple S:SP-I+ Heg (8C) Orrick Herrington 7/02198 3.851CDIAC Debt Issue NLanber: 97 - 0628 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BHY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

8/26/97 $2,780,000 Roseville Joint Union High SchoolDistrict

Multiple S:SP-I+ Neg (BC) Stredling Yocca 9110/98 3.900CDIAC Debt Issue Nun_oer: 97 - 0899 Term (NIC)Tax and revenue anticipation note (LIW) George g 8aumCash flow# interim financing (TR) Dai-lchi Kangyo

358



Date Amount County, Type of Debt, Purpose Enhancmt Sate Function! Participant Type Type

6/19/97 $131,030,000 Sacramento Municipal Utitity DistrictHuttipte S:AAA Neg (BC) Orrick Herrington 7/01/24 5.250CDIAC Debt Issue NLIT_Oer: 97 - 0911 M:Aaa Comb (NIC)Public enterprise revenue bond F:AAA (LIW) Gotdman SachsPower generation/transmission (TR) First Trust of CAReftmding Ins tEN) Ambac

7/09/97 $243,460,000 Sacramento Municipa[ Utitity DistrictNuitipie S:AAA NeD (8C) Orrick Nerrington 7/01/22 5.296CDIAC Debt Issue Number: 97 - 1129 M:Aaa comb (NIC)Public enterprise revenue bond F:A/_ (UW) Goldman SachsPower generation/transmission (TR) First Trust of CARefunding Ins tEN) KBIA

5/14/97 $500,000 Sacramento-Yo[o Port DistrictNuttipie NR Meg (BC) Schuering zimmerman 11/01/22CDIAC Debt Issue NL_doer: 97 - 0299 Termpublic enterprise revenue bond (LIW) Paine_ebberPorts and marinas (TR) First Trust of CACA Free Trade Zone Sub Series Bsobject to Atternative Ninincra TaxRefunding

5114197 $4,100,000 Sacramento-Yolo Port DistrictRuttipte M:AA3/VMIG1 NeD (BC) Schuering zimmennan 11/01/22CDIAC Debt Issue Number: 97 - 0298 Term VARPublic enterprise revenue bond (LIW) Paine_ebberPorts and marinas (TR) First Trust of CACA Free Trade Zone Series A LOC (EN) Tokai Banksubject to Atternative Hiniffclm TaxRefunding

12/02/97 $3,460,000 San Luis Obispo County ComnunityCoiled e District

MultipLe M:A2 Meg (BC) Jones Hail 7/15/17 5.313CDIAC Debt Issue NL_r_er: 97 - 1677 (FA) Andrew Ach & Assoc Serial (NIC)Certificates of participation/teases (UU) LOCAL InvestorsCotLege/university facitity (TR) First Trust of CACuesta CoLlege North Campus

359

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Date Amount County, T_q_e of Debt, Purpose Erd_ancmt Sate Function_ Participont Type T_)e

6/11/97 $5,000,000 Santa Maria Joint Union High SchoolDistrict (SBSFA)

Multiple R:HIG1 Neg (BC) Brot4n & Wo_<J 6/50/98 3.800CDIAC Debt Issue Nt=nl_er: 97 - 0803 Term (gIC)Tax and revenue anticipation note (UW) Banc/_nerica SecCash ftou, interim financing (TR) Santa Barbara CoSBSFA 1997 TPO_NPool

6/18/97 $3,520,000 Santa Maria Joint Union High SchoolDistrict

Multiple M:_(c) Meg (BC) BroWn & Woc_J 6101/13 5.215CDIAC Debt Issue Nt=T/oer: 97 - 1155 Serial (NIC)Certificates of participation/leases (UW) Banc/_erica SecK-12 school facility (TR) State Street Bank CA

6/25/97 $5,000,000 Shasta-Tehama-Trinity Joint CommunityCollege District (CSCRPA)

Multiple S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue NLad3er: 97 - 0707 M:MIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray lncCash flow, interim financing (TR) BRY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) /_nbac

6106/97 $5,000,000 Sierra Joint Cortr_ity College District(CCCFA)

Ruttipte S:SP-I+ Meg (BC) Stradting Yocca 9130198 4.023CDIAC Debt Issue Nc=r_oer: 97 - 0400 (FA) Sutro & Co Term (NIC)Tax a_ revenue anticipation note (IA/) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA 1997 TPJ_NPool A & B Ins (EN) FSA

6/25/97 $2,390,000 Siskiyou Joint Community CollegeDistrict (CSCRPA)

Multiple S:SP-I+ Reg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue NCIT/_r: 97 - 0710 M:NIG1 Term (RIC)Tax and rever_Je anticiDation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) And_ac

360

"%=. ANNUAL PORT CALENDAR 1997



6106197 $5,000,000 Sotano community College District(CCCFA)

Nuttipie S:SP-I+ Neg (BC) Stradiing Yocca 9/]0/98 4.023CDIAC Debt Issue Number: 97 - 0401 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (LIW) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA 1997 TRAM Pool A & B . Ins (EN) FSA

1/27/97 $57,150,000 Southern california Home FinancingAuthority

Huttipie NR Neg (BC) Stradting Yocca- 7/01/26CDIAC Debt Issue Number: 97 - 0052 (FA) CSRS Inc Comb VARPublic enterprise revenue bond (LM) FNRASingle-family housing . (TR) First Trust of CASubject to Alternative Ninimum TaxRefunding

4116197 $77,990,000 Southern California Home FinancingAuthority

Nultipte S:AAA/SP- Neg (Be) StradLing Yocca 11/01/29 6.211CDIAC Debt issue Number: 97 - 0154 (FA) CGHS Inc Comb (NIC)Conduit revenue bond (UW) FNHASingle-family housing (TR) First Trust of CAGNNA & FNMAHortgaged-backed securitiesSubject to ALternative HinimL_ Tax

8105197 $44,505,000 Southern California,Home FinancingAuthority

• Huttipte S:AAA/SP1 geg (BC) Orrick Herrington 5101129 5.708CDIAC Debt issue Number: 97 - 1321 (FA) CGHS Inc comb (glC)Public enterprise revenue bond (UW) FHLHCSingle-family housing (TR) First Trust of CAMortgage-backed securitiesSubject to Alternative Ninimma TaxRefunding

361

n in n i N _ I I I I I n I I _ i N I



Date Amount County, T_oe of Debt, Purpose Enhancmt Sale Function a Participant Type Type

12/05/97 f#*l,000,O00 Southern California Home FinancingAuthority

Multiple S:_ NeD (BC) Stradting Yocca 5/01/29 5.800CDIAC Debt Issue Nun_er: 97 - 1745 (FA) CGMS Inc Comb (NIC)Conduit revenue bond (UW) FNMASingle-family housing (TR) First Trust of CAGNMA/FNHA Mortgage-backed securities Oth (E_) FNHASubject to Alternative MinimumTaxRefu_ng

9117197 $345,675,000 Southern California Public PowerAuthority

MultipLe S:AAA geg (BC) Cunts Brown & Ouran 5115117 6.930CDIAC Debt Issue Nun_ber: 97 - 1195 M:Aaa (FA) OIBrien Partners Term (NIC)Public enterprise revenue bond (UW) Dear StearnsPower generation/transmission (TR) BNY Western TrustPato Verde Series B Ins (EN) FSAFederally TaxabteRefunding

9/17/97 $29,975,000 Southern California Public PowerAuthority

Multiple S:AAA Meg (BC) Curls Drown & Ouran 7/01/04 4.209CDIAC Debt Issue Nuctoer: 97 - 1196 M:Aaa (FA) O'Brien Partners Serial (NIC)Public enterprise revenue bo_ (UW) Dear StearnsPower generation/transmission (TR) BNY Western TrustPale Verde Series A Ins (EN) FSARefur_ding

7/15/97 $5,180,000 Tahoe-Truckee Unified School DistrictMultiple S:_ Neg (BC) Stradting Yocca- 11/01/10 4.972CDIAC Debt Issue Nuld_r: 97 - 0071 M:Aaa Serial (NIC)Certificates of participation/teases (UW) George K BaumK-12 school facility (TR) First Trust of CARefu_ing Ins (E_) MBIA

362




8_26_97 $4,130,000 Tahoe-Truckee Unified School DistrictMuLtipLe S:SP-I+ Neg (BC) Stradting Yocca 9/10/98 3.900CDIAC Debt Issue Number: 97 - 0898 Term (NIC)Tax aed revenue anticipation note (UW) George K BaumCash flow, interim financing (TR) Dai-Ichi Kangyo

6/25/97 $5,000,000 Tracy Joint Unified School District(CSCRPA)

Multiple S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Ncunher: 97 - 0657 H:MIG1 Term (NIC)Tax and revenue anticipation note (LS_) Piper Jaffray IncCash flow, interim financing (TR) BNY _estern TrustCSCRPA 1997 TRAM Pool A Ins (EN) Ambac

6/25/97 $4,035,000 Tutare Joint Union High School District(CSCRPA)

MuLtipLe S:SP-I+ Neg (BC) Orrick Rerrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0759 M:MIOl Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY _estern TrustCSCRPA1997 TRAM Pool A Ins tEN) Ambac

2104/97 $33,655 Turtock Irrigation DistrictMuLtipLe NR Meg (BC) Griffith & Masuda 7/01/07 6.500CDIAC Debt Issue Number: 96 - 1686 Serial (NIC)Special assessment bond (UW) Turlock IRDWater suppLy/storage/distribution (TR) Turtock IRDID No 1564

FederaLLy TaxabLe

12/18/97 $53,450,000 Victor Valley cors_unity Cortege District

MuLtiple S:A/A-I Neg (BC) Quint & Thimnig 12/01/28CDIAC Debt Issue Number: 97 - 1752 Term VARCertificates of participation/teases (UW) Sutter SecuritiesCoLLege/university facility (TR) State Street Bank CARefunding LOC (EN) Banque Nat't de Paris

• 363

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6125197 $2,670,000 West gills Cornrmmity College District(CSCRPA)

Multiple S:SP*I+ Meg (BC) Orrick Herrington 7/02198 3.851CDIAC Debt Issue Muni)er: 97 - 0465 M:HIG1 Term (NIC)Tax and revenue anticipation note (UW) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (ER) Ambac

6/06/97 $4,500,000 West Valley-Mission Cortmunity CollegeDistrict (CCCFA)

Multiple S:SP-I+ Neg (BC) Stradling Yocca 9/30198 4.023CDIAC Debt Issue NL_nber: 97 - 0406 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (IJW) Lehman BrothersCash flow0 interim financing (TR) US Trust Co of CACCCFA 1997 TRAM Pool A & B Ins (EN) FSA .

8401197 $305,000 Winters Joint Unified School DistrictMultiple NR Meg 8101104 4.987CDIAC Debt Issue gLm)ber: 97 - 1523 (FA) Goverrm_ent Fin Strat Serial (TIC)Certificates of participation/Leases (UW) Stone & You_gbergOther/multiple educational uses

6125/97 $1,510,000 Winters Joint Unified School District(CSCRPA)

Multiple S:SP-I+ Neg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0782 M:MIG1 Term (NIC)Tax and revenue anticipation note (LSl) Piper Jaffray IncCash flow, interim financing (TR) BNY Western TrustCSCRPA 1997 TRAN Pool A Ins (EN) Ambac

6/25/97 $5,000,000 Woodland Joint Unified School District(CSCRPA)

Multiple S:SP-I÷ Meg (BC) Orrick Herrington 7/02/98 3.851CDIAC Debt Issue Number: 97 - 0783 M:MIG1 Term (NIC)Tax and revenue anticipation note (LIW) Piper Jaffray IncCash flow+ interim financing (TR) BNY Western TrustCSCRPA 1997 TRAM Pool A Ins lEg) Ambac

364



Date Amount Countyf Type of Debt, Purpose Enhancmt Sale Function, Participant Type Type

4103/97 $19,250,000 Y/S School Facilities FinancingAuthority

Multiple B:AAA Comp (BC) Broun Divan 9/01/22 5.642CDIAC Debt Issue Number: 97 - 0202 M:Aaa (FA) Kadie-Jensen Johnson Comb (RID)Public tease revenue bond (LIW) Smith Barney InsK-12 school facility (TR) First Trust'of CARancho deL ReyMiddie Sch Ins (EN) MBIA

9/50/97 $9,000,000 Y/S School FaciLities FinancingAuthority

Multiple . B:AAA Coap (BC) Brown Diven 9/01/20 5.060CDIAC Debt Issue Number: 97 - 1618 M:Aaa (FA) Kadie-Jensen Johnson Cocb (NIC)Revenue bond (Pool) (US#) Merrill Lynch & CoK-12 school facility (TR) US Trust Co of CAChuta Vista ESD Ins (EN) MBIA

6/06/97 $5,000,000 Yosemite C_ity College District(CCCFA)

Multiple S:SP-I+ Neg (BC) Strad[ing Yocca 9130198 4.023CDIAC Debt Issue Number: 97 - 0407 (FA) Sutro & Co Term (NIC)Tax and revenue anticipation note (t_) Lehman BrothersCash flow, interim financing (TR) US Trust Co of CACCCFA 1997 TRAM Pool A & B Ins (EB) FSA

8/20/97 $5,000,000 Yuba Coe_xtnity College DistrictHuttiple S:SP-I+ Comp (BC) Kronick Moskovitz 12/04/98 3.937CDIAC Debt Issue Number: 97 - 1089 (FA) Governt_ent Fin Strat Term (TIC)Tax and revenue anticipation note (UW) BancAmerica SecCash flow, interim financing (TR) Yuba Co

6/05/97 $5,000,000 Yucaipa-calimesa Joint Unified SchoolDistrict

Multiple M:MIG1 Rag (BC) Brown & Wood 6/30/98 ].850CDIAC Debt Issue Number: 97 - 0265 Term (NIC)Tax and revenue anticipation note (UW) BancAmerica SecCash flow, interim financing (TR) San Bernardino Co

365

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I I I I I I I I I. I I H H I I I I I




StateNide NPC

]125197 $50,000,000 CheLa Financial lncStatewide NPC H:Aaa Heg (BC) KuLak Rock 6/01/10CDIAC Debt Issue HLmber: 97 - 0112 F:AAA (FA) J F Wallace & Assoc Term VARConduit revenue bond (t_) Smith Barney IncStudent Loans (TR) Union Bank of CASr Series J


]/25/97 $50,000,000 CheLa Financial IncStatewide NPC H:Aaa/A2 Nag (BC) Kutak Rock 6/01/]1CDIAC Debt Issue Number: 97 - 0111 F:AAA/A (FA) J F WaUace & Assoc Comb VARConduit revenue bond (L_) Smith Barney IncStudent Loans (TR) Union Bank of CASr Series K & sub Series LSubject to ALternative Hinir_Jm TaxState TaxabLe

12/18/97 $50,000,000 Student Education Loan MarketingCorporation

Statewide NPE H:Aaa Nag (BC) Orrick Herrington 7/01/31CDIAC Debt issue Number: 97 - 1765 F:AAA (FA) O'NeilL Company Term VAR .conduit revenue bond (UW) Rauscher PierceStudent loans (TR) Texas Eomperce DankSenior Series Ill-A-]


366

ABBREVIATIONS

ABAG Associationof BayArea Governments Hwy HighwayAD AssessmentDistrict I InterstateAdmin Administration IA ImprovementAreaAprt Airport ID/Imp ImprovementDistdct/ImprevementApts Apartments Inc IncorporatedAssoc Association Indus IndustrialAve Avenue Ins InsuranceBldg Building JtSD JointSchoolDistrictBlvd Boulevard Jr JuniorBus Business LA LosAngelesCA California LACLE Los AngelesCountyLocalEducationalAgenciesCCD CommunityCollegeDistdct LID Local ImprovementDistdctCCCFA CA CommunityCollegeFinancingAuthority. Ltd LimitedCFD CommunityFacilitiesDistrict Main MaintenanceCntrl Control Mfg ManufacturingCO/Co County/Company Med MedicalCommDev CommunityDevelopment NCoSFA NorthCountySchoolsFinancingAuthorityCOP Certificatesof Participation N/No North/NumberCorp Corporation Off of Ed Officeof EducationCSA CountyServiceArea PFNFA PublicFinancingAuthorityCSBA CaliforniaSchoolBoardsAssociation Pk/Pkwy Park/ParkwayCSCDA CaliforniaStatewideCommunitiesDevelopment Reg Regional

Authority RCOSFA RiversideCountySchoolsFinancingAuthorityCSCRPA • CaliforniaSchoolCash Reserve Program Rd Road

Authority RDA RedevelopmentAgencyCSD CommunityServicesDistrict ReAD Re-assessmentDistrictCSU CaliforniaState University San Dist SanitaryDistrictCtr Center SBC San BernardinoCountyDist District SCLE South CoastLocal EducationAgenciesDr Drive SCCE SantaCruz CountyOffice of EducationE East SCS StanislausCountySchoolsEd Education SD SchoolDistrictESD ElementarySchoolDistrict SDALG San DiegoArea Local GovernmentFac Facilities S .SouthFNMA FederalNationalMortgageAssociation $q SquareGNMA GovernmentNationalMortgageAssociation Sr SeniorHosp Hospital St StreetHSD HighSchoolDistrict Sub Subordinate

367

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m m n u m m m m m m m m m m m m m m m

ABBREVIATIONS

TCBE Tuolumne County Board of EducationTD TransitDistrictTRAN Tax and Revenue Anticipation NotesUC University of CaliforniaUD Utility DistrictUESD Union Elementary School DistdctUnHSD Union High School DistrictUniv UniversityUnSD Union School DistrictUSD UnifiedSchool DistrictVly ValleyW WestWD Water District/Agency

368

m U JIB m I mmm ' m m I m mmm m m n m I m

California Debt and Investment Advisory Commission915 Capitol Mall, Room 400

P.O. Box 942809Sacramento,CA 94209-0001

(916) 653-3269

Documents

1997 CALENDAR OF CALIFORNIA PUBLIC DEBT ISSUANCEConduit revenue bond F:A+/FI+ (UN) Bear Stearns Single-family housing (TR) State Treasurer 1997 Series C Subject to Alternative Hinimta_Tax