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All Rights Reserved © Alcatel-Lucent 2008 WCDMA RNE Workshop Performance Monitoring Metrics UA05 Mohamed Arshad MoAD RNE SSEAI Mumbai January 2009

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Page 1: 19Jan_PM2_UMTS QoS Monitoring UA5

All Rights Reserved © Alcatel-Lucent 2008

WCDMA RNE Workshop

Performance Monitoring Metrics UA05

Mohamed Arshad

MoAD RNE SSEAI

Mumbai

January 2009

Page 2: 19Jan_PM2_UMTS QoS Monitoring UA5

All Rights Reserved © Alcatel-Lucent 20092 | Performance Monitoring Overview | Jan 2009

UTRAN Performance Monitoring

Performance Monitoring Process

Dashboard Metrics

1. Accessibility

2. Retainability

3. Mobility

4. Congestion / Load

5. Quality

6. Traffic

Page 3: 19Jan_PM2_UMTS QoS Monitoring UA5

All Rights Reserved © Alcatel-Lucent 20093 | Performance Monitoring Overview | Jan 2009

Set up the goals

Collect the observation data

Analyze the collected data

Take the necessary actions

Validate the actions taken

UTRAN Performance Monitoring: how?

Process

Page 4: 19Jan_PM2_UMTS QoS Monitoring UA5

All Rights Reserved © Alcatel-Lucent 20094 | Performance Monitoring Overview | Jan 2009

Tools(PrOptima, scripts,…)

Data RetrieveDefinition

Criteria Definition• Hourly / Busy Hour, Daily, Weekly• Alarm detection

• NEs (RNC, FddCell, SGSN, …)Engineering

Mo

nit

ori

ng

S

etu

p• Counters • Metrics• Reports

Observation

Analysis

Correction

Validation

O&M

O&M

Mo

nit

ori

ng

Pro

cess

!

O&M

UTRAN Performance Monitoring

Process

Page 5: 19Jan_PM2_UMTS QoS Monitoring UA5

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Dashboard Metrics

Page 6: 19Jan_PM2_UMTS QoS Monitoring UA5

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Following a summary of the families to be presented:

� Accessibility

� Retainability

� Mobility

� Congestion/load

� Quality

� Traffic

UTRAN Performance Monitoring

Metrics Families

Page 7: 19Jan_PM2_UMTS QoS Monitoring UA5

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1Accessibility

Page 8: 19Jan_PM2_UMTS QoS Monitoring UA5

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Network Accessibility Performance

� The objective of the Accessibility metrics is to evaluate the failure cases during all

the steps allowing the user to access a particular service

� The first phase of a call establishment (speech or data) is the RRC connection.

� One RRC connection can lead to :

� Several Iu SCCP connections ( multi service CS+PS, simultaneous CS + PS attach/detach, CS

location update during a PS call),

� No RAB in case of signalling connections,

� 1 (or several RB sets) in case of one call (multi service).

� The 3 main steps identified during the call establishment for the Performance

Monitoring Activity are the following ones:

� RRC Connection phase � RRC Connection success rate

� SCCP Connection phase � Iu SCCP success rate

� RAB Assignment phase � RAB assignment success rate per requested RAB type

Page 9: 19Jan_PM2_UMTS QoS Monitoring UA5

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Call Establishment Flow (Cell-DCH case)

UE Node B RNC CN

RRC Connection Request

RRC Connection CompleteRRC Connection Setup

Radio Link Setup RequestRadio Link Setup Response RRC Connection Phase

Measurement ControlInit Direct Transfer

SCCP Connection Request (Initial UE Message)SCCP Connection Confirm

Authentication Procedure

Ciphering Procedure

RAB Assignment Request

S.R.L.R. Procedure

Radio Bearer SetupRadio Bearer Setup Complete

RAB Assignment Response

SCCP Connection Phase

RAB establishment PhaseRAB establishment PhaseRAB establishment PhaseRAB establishment Phase

Page 10: 19Jan_PM2_UMTS QoS Monitoring UA5

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RRC Connection Phase

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Accessibility

RRC Connection

Is the logical connection between UE and UTRAN.

It carries control plane information between UE and UTRAN.

Each UE can have only one RRC connection at any time with the UTRAN.

Physical channel AAL2 bearer SIG/AAL5

RRC (logical channel)

Core Network

Circuit Domain

Packet Domain

UE Node B RNC

Page 12: 19Jan_PM2_UMTS QoS Monitoring UA5

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UE

RRC Connection Request

RRC Connection CompleteRRC Connection Setup

Radio Link Setup RequestRadio Link Setup Response

#0409 RRC Connection Request

#0419 First RRC Connection Request

#0403 RRC Connection Success

#0404 RRC Connection Failure/reject

Call establishment flow (Cell-DCH case)

RRC Connection

RRC Connection Phase & Associated Counters

Node B RNC

Establishment CauseFddCellCUMVS.FirstRrcConnectionRequest: Number of RRC Connection Request received by the RNC, without consider the ones that have been repeated by the mobile (if the mobile has not received RRC Connection Setup within T300) in the same cell.

#0419

Establishment CauseFddCellCUMRRC.AttConnEstab: Number of RRC connection request received. #0409

FddCell

FddCell

Location

Failure CauseCUMRRC.FailConnEstab: Number of RRC connection establishment failures.#0404

Establishment CauseCUMRRC.SuccConnEstab: Number of RRC connections successfully established.#0403

ScreeningTypeDefinitionID

Page 13: 19Jan_PM2_UMTS QoS Monitoring UA5

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RRC connection success rate (system view)

� Success rate of the first step of accessibility. Computed at Cell and RNC Level

� Takes into account the RRC establishment repetitions that can be transparent for the user

Not impacted by HSDPA

RRC connection success rate (user’s perception)

� Success rate of the first step of accessibility. Computed at Cell and RNC Level

� Does not take into account the RRC repetitions � representative of the user’s perception

These metrics can be computed per RRC establishment cause :

� Calls only

� CS calls, PS calls

� Registration, …

RRC Connection success [ RRC screenings] ∑#0403.[RRC screenings]

RRC Connection requests [ RRC screenings] ∑#0409. [RRC screenings]=

RRC Connection success [ RRC screenings] ∑#0403. [RRC screenings]

First RRC Connection requests [ RRC screenings] ∑#0419. [RRC screenings]=

RRC Connection success rate

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All Rights Reserved © Alcatel-Lucent 200914 | Performance Monitoring Overview | Jan 2009

Screening 16, Call re-establishment:

� 3GPP: used for CS Call re-establishment, or Routing Area Update

– for the case of ‘Directed Signalling Connection Re-

Establishment‘

� Comment: it may be also used to re-establish PS call after an

Always-On Step 2 downsize

Screening 19, Terminating – cause unknown:

� 3GPP: used by the UE whenever it responds to a paging message

in which the paging cause has not been set (the "paging cause" IE

is an optional field of the paging message)

CS / PSTerminating – cause unknown19

Terminating Low Priority Signaling18

PSTerminating High Priority Signaling17

CS / PSCall re-establishment16

Originating Low Priority Signaling15

PSOriginating High Priority Signaling14

Detach13

Registration12

Inter-RAT cell change order11

Inter-RAT cell re-selection10

CSEmergency call9

PSTerminating Background call8

PSTerminating Interactive call7

CS / PSTerminating Streaming call6

CSTerminating Conversational call5

PSOriginating Subscribed Traffic call4

PSOriginating Background call3

PSOriginating Interactive call2

CS / PSOriginating Streaming call1

CSOriginating Conversational call0

RAB Domain

CauseScreening

CS / PSTerminating – cause unknown19

Terminating Low Priority Signaling18

PSTerminating High Priority Signaling17

CS / PSCall re-establishment16

Originating Low Priority Signaling15

PSOriginating High Priority Signaling14

Detach13

Registration12

Inter-RAT cell change order11

Inter-RAT cell re-selection10

CSEmergency call9

PSTerminating Background call8

PSTerminating Interactive call7

CS / PSTerminating Streaming call6

CSTerminating Conversational call5

PSOriginating Subscribed Traffic call4

PSOriginating Background call3

PSOriginating Interactive call2

CS / PSOriginating Streaming call1

CSOriginating Conversational call0

RAB Domain

CauseScreening

Not impacted by HSDPA

∑#0403.[0, 5, 9] ∑#0409.[0, 5, 9]

CS RRC Connectionsuccess rate =

∑#0403.[1-4, 6-8, 14, 16, 17,19]

∑#0409.[1-4, 6-8, 14, 16, 17,19]

PS RRC Connectionsuccess rate =

Screening from 0 to 9: Originating / Terminating Traffic Classes and Emergency call

Screening 14, Originating High Priority Signalling:

� 3GPP: used for Supplementary Services in CS, and to Modify/Deactivate a PDP Context in PS

RRC Connection success rate for calls only

System view

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All Rights Reserved © Alcatel-Lucent 200915 | Performance Monitoring Overview | Jan 2009

SCCP Connection Phase

Page 16: 19Jan_PM2_UMTS QoS Monitoring UA5

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UE

Measurement ControlInit Direct Transfer

SCCP Connection Request (Initial UE Message)SCCP Connection Confirm

Authentication Procedure

Ciphering Procedure

#0548 SCCP Connection Success

#0502 SCCP Connection Unsuccess

Node B RNC CN

RNC

RNC

Location

CsReqByRNCPsReqByRNCCsReqByCNPsReqByCN

CUMVS.IuSccpCnxSuccess: Number of successful SCCP connections at Iu interface

#0548

Core Domain + OriginatorCUMVS.IuSccpCnxUnsuccess: Number of unsuccessful SCCP connections at Iu interface

#0502

ScreeningTypeDefinitionID

Call establishment flow (Cell-DCH case)

Iu SCCP Connection

SCCP Phase & Associated Counters

Page 17: 19Jan_PM2_UMTS QoS Monitoring UA5

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Iu SCCP success rate

� Separation of CS & PS domains results � to facilitate the troubleshooting based on the two interfaces: Iu-

CS and Iu-PS

� The Iu SCCP success rate metric considers also signalling and can only be monitored at RNC level=

Iu SCCP success

Iu SCCP Cnx Success + Iu SCCP Cnx unsuccess=Iu SCCP success rate

Iu SCCP

0

500000

1000000

1500000

2000000

2500000

01-Apr-06 08-Apr-06 15-Apr-06 22-Apr-0699.90%

99.92%

99.94%

99.96%

99.98%

100.00%

Attempts CS

Attempts PS

Iu SCCP Success Ratio

Success Ratio CS

Success Ratio PS

Page 18: 19Jan_PM2_UMTS QoS Monitoring UA5

All Rights Reserved © Alcatel-Lucent 200918 | Performance Monitoring Overview | Jan 2009

Iu SCCP success rate

Not impacted by HSDPA

∑#0548.[0,2]

∑#0548.[0,2]+∑#0502.[0,1]

CS Iu SCCPsuccess rate = ∑#0548.[1,3]

∑#0548.[1,3]+∑#0502.[2,3]

PS Iu SCCPsuccess rate =

Iu-SCCP Connection unsuccess screenings:

#0502 Unsuccess on Iu-ps connection requested by Rnc. (ie: refusal from Core Network PS or SCCP layer or the Control Node (RNC))

2

Unsuccess on Iu-ps connection requested by Core Network PS (ie: refusal from Rnc). 3

Unsuccess on Iu-cs connection requested by Core Network CS (ie: refusal from Rnc)1

Unsuccess on Iu-cs connection requested by Rnc. (ie: refusal from Core Network CS or SCCP layer or the Control Node (RNC) )

0

With PS core network (connection requested by the core network)3

With CS core network (connection requested by the core network)2

Iu-SCCP Connection success screenings:

#0548

With PS core network (connection requested by the RNC)1

With CS core network (connection requested by the RNC)0

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RAB Establishment Phase

Page 20: 19Jan_PM2_UMTS QoS Monitoring UA5

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UE Node B CN

RAB Assignment Request

S.R.L.R. Procedure

Radio Bearer Setup

Radio Bearer Setup Complete

RAB Assignment Response

#0677 RAB Assignment Setup Unsuccess

#0672 RAB Establishment Success Per

Requested RAB Type

#0673 RAB Establishment Success Per Granted

RAB Type

#0671 RAB Establishment Request

Call establishment flow (Cell-DCH case)

RAB Establishment Phase

RAB Establishment Phase & Associated Counters

RNC

RAB TypeRNCCUMVS.RabAssignmentSetupUnsuccess: Number of RAB that could not be established by the RNC.#677

RAB TypeRNCCUMVS.RabEstablishmentSuccessPerGrantedRabType: Number of successful RAB establishment,

screened per granted RAB type. Screening selected according to combination granted by RNC

#673

RNC

RNC

Location

RAB TypeCUMVS.RabEstablishmentSuccessPerRequestedRabType: Number of successful RAB establishment,

screened per requested RAB type. Screening selected according to request from CN

#672

RAB TypeCUMVS.RabEstablishmentRequestsPerRabType: Number of RAB establishment attempts. Screening selected according to request from CN

#671

ScreeningTypeDefinitionID

Page 21: 19Jan_PM2_UMTS QoS Monitoring UA5

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RAB Establishment success rate per requested RAB

� The allocated RAB is not necessary the one requested by the CN.

� The metric provides a view of the RAB assigned as seen by the CN

� Separation of CS domain services and PS domain services � to facilitate the

troubleshooting based on the user behaviour.

� The metric can also be computed per RAB type at RNC level.

� It can not be computed for HSDPA as HSDPA RAB is not requested by the Core

Network.

� #671, #672 and #677 are never pegged for the screenings with HSDPA

� For HSDPA we will use RB setup success rate instead, or the volume of RAB granted

RAB Establishment success ∑ #0672. [RAB Type]

RAB Establishment request ∑ #0671. [RAB Type]=RAB Establishment success rate =

HSDPA RAB assignment success per granted HSDPA RAB = ∑ #0673[10 - 16]

Page 22: 19Jan_PM2_UMTS QoS Monitoring UA5

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∑ #0672.[1]

∑ #0671.[1]

Voice RAB Establishmentsuccess rate =

∑ #0672.[0,5-9]

∑ #0671.[0,5-9]

PS RABEstablishmentsuccess rate

=

∑ #0672.[2]

∑ #0671.[2]

Video RAB Establishmentsuccess rate =

RAB Establishment success rate per requested RAB

CS RAB Establishment Success Rate

0

10000

20000

30000

40000

50000

60000

70000

80000

90000

100000

15/03/2006 22/03/2006 29/03/2006 05/04/2006 12/04/2006

90.00%

91.00%

92.00%

93.00%

94.00%

95.00%

96.00%

97.00%

98.00%

99.00%

100.00%

Requests CS Voice Requests CS V ideo CS Voice CS Video

PS RAB Establishment Success Rate

0

10000

20000

30000

40000

50000

60000

15/03/2006 22/03/2006 29/03/2006 05/04/2006 12/04/2006

60.00%

65.00%

70.00%

75.00%

80.00%

85.00%

90.00%

95.00%

100.00%

Requests PS Success Rate PS

Page 23: 19Jan_PM2_UMTS QoS Monitoring UA5

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UE Node B CN

RAB Assignment Request

S.R.L.R. Procedure

Radio Bearer Setup

Radio Bearer Setup Complete

RAB Assignment Response

#0677 RAB Assignment Setup Unsuccess

#0672 RAB Establishment Success Per

Requested RAB Type

#0673 RAB Establishment Success Per Granted

RAB Type

#0671 RAB Establishment Request

Call establishment flow (Cell-DCH case)

RAB Establishment Phase

RB Setup & Associated Counters

RNC

Failure causeReference

Fddcell

CUMVS.RadioBearerEstablishmentUnsuccess: Number of Radio-Bearer establishments that

have been rejected by the RNC (no RB Setup Request sent).

#0631

TargetCall

Type

Reference

Fddcell

CUMVS.RadioBearerSetupRequest: Number of Radio bearer setup decisions by the RNC

(leading or not to a RB SETUP, ie. even if Call Admission Control rejects the setup)

#0691

Reference

FddCell

Reference

FddCell

Location

Failure causeCUMVS.RadioBearerSetupUnsuccess: Number of Radio Bearers not successfully setup.#0602

TargetCall

Type

CUMVS.RadioBearerSetupSuccess: Number of Radio Bearers successfully setup.#0687

ScreeningTypeDefinitionID

Internal RRM decision to assign resources

#0691 RB Setup Request

#0631 RB Establishment unsuccess

#0687 RB Setup Success

# 602 RB Setup Unsuccess

Page 24: 19Jan_PM2_UMTS QoS Monitoring UA5

All Rights Reserved © Alcatel-Lucent 200924 | Performance Monitoring Overview | Jan 2009

Pure Voice RB to be Setup success rate success rate = (#0687.[1]) / (#0691.[1])

Pure Video RB to be Setup success rate success rate = (#0687.[2]) / (#0691.[2])

Pure PS RB to be Setup success rate success rate = (∑#0687.[0,4-14])

(∑#0691.[0,4-14])

Combined RB Setup success rate = (∑#0687.[0-14]) / (∑#0691.[0-14]

� This metric is the counterpart of RAB assignment success rate but at Cell level

� This metric can be computed at RNC level but will not include the RB setup on the

neighbouring cells

HSDPA RB setup success rate = #0687.[14] / #0691.[14]

RB To be Setup success ratio ==

Radio Bearer To be Setup success ratio

RB Setup SuccessRB Setup Request

∑ #0687.[TargetCall Type]

∑ #0691.[TargetCall Type]

Page 25: 19Jan_PM2_UMTS QoS Monitoring UA5

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Call setup success rate at RNC Level

Page 26: 19Jan_PM2_UMTS QoS Monitoring UA5

All Rights Reserved © Alcatel-Lucent 200926 | Performance Monitoring Overview | Jan 2009

Indicator of the rate of successful call establishment vs call establishment attempts.

The main phases considered in this metric are:

� RRC connection phase

� Iu SCCP phase

� RAB Assignment phase

It is proposed to not take into account the Security Mode Command phase since it has

been observed that it is more impacting the Signalling than User Traffic

� Impacted by HSDPA for the RAB phase (seen with RB Setup)

First RRC success rate (calls only) � user’s perception

Call Setup success rate *= RRC Connection

success rate

SCCP Connection

Success rate

RAB Establishment

success rate*

Call setup success rate at RNC Level

Page 27: 19Jan_PM2_UMTS QoS Monitoring UA5

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� Separation of CS domain results and PS domain results � to facilitate the

troubleshooting based on user behaviour

Call setup success rate at RNC Level

� CS Call Setup Success Rate = (CS RRC Connection success rate)*(CS SCCP

Connection Success rate)*(CS RAB Assignment success rate)

� PS Call Setup Success Rate = (PS RRC Connection success rate)*(PS SCCP

Connection Success rate)*(PS RAB Assignment success rate)

CSSR

65.00%

70.00%

75.00%

80.00%

85.00%

90.00%

95.00%

100.00%

25-Apr-06 02-May-06 09-May-06 16-May-06 23-May-06

CS Voice & Data PS Calls

Page 28: 19Jan_PM2_UMTS QoS Monitoring UA5

All Rights Reserved © Alcatel-Lucent 200928 | Performance Monitoring Overview | Jan 2009

� Separation of Voice, Video and PS domain results � to facilitate the

troubleshooting based on user behaviour

� Iu SCCP Phase is not considered in the dashboard

� RNC Level � RAB

� Cluster and Cell Level � RB

Call setup success rate

� Voice Call Setup Success Rate = (CS RRC Connection success rate)*(Voice RAB Assignment success

rate)

�Video Call Setup Success Rate = (CS RRC Connection success rate)*(Video RAB Assignment success rate)

� PS Call Setup Success Rate = (PS RRC Connection success rate)*(PS RAB Assignment success rate)

� Voice Call Setup Success Rate = (CS RRC Connection success rate)*(Voice RB Setup success rate)

�Video Call Setup Success Rate = (CS RRC Connection success rate)*(Video RB Setup success rate)

� PS Call Setup Success Rate = (PS RRC Connection success rate)*(PS RB Setup success rate)

Page 29: 19Jan_PM2_UMTS QoS Monitoring UA5

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Retainability Metrics

2

Page 30: 19Jan_PM2_UMTS QoS Monitoring UA5

All Rights Reserved © Alcatel-Lucent 200930 | Performance Monitoring Overview | Jan 2009

Network Retainability Performance

The objective of the Retainability metrics is to evaluate the ability of the network to

provide reliable service to the end user

If and only if a call is dropped, the RNC sends the RANAP Iu Release Request message

with the field abnormal reasons.

Three approaches are described :

� Drop rate per RAB established – RNC level

� Drops rate per normally released calls – Cell level

� Drops per minute of RAB

Page 31: 19Jan_PM2_UMTS QoS Monitoring UA5

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#0576 Iu release request CS (cell)

#0577 Iu release request PS (cell)

#0572 Iu abnormal release request CS (cell)

#0573 Iu abnormal release request PS (cell)#0505 Iu release command CS

#0506 Iu release command PS

Node B RNC CN

Radio Link Deletion Response

Iu Release Request

Iu Release Command

Radio Link Deletion Request

Iu Release Complete

#0571 Iu release complete CS

Issue detected

Call Abnormal Release

Flow & Associated Counters

RAB Assignment Response

#0677 RAB Assignment setup unsuccess

#0672 RAB Establishment Success Per

Requested RAB type

#0673 RAB Establishment Success Per Granted

RAB type

TargetCall

Type

Reference

Fddcell

CUMVS.IuAbnormRelReqPs : Number of Iu PS release requests due to abnormal conditions.#0573

RNC

Reference

Fddcell

Location

RAB typeCUMVS.RabEstablishmentSuccessPerGrantedRabType: Number of successful RAB

establishment, screened per granted RAB type

#0673

TargetCall

Type

CUMVS.IuAbnormRelReqCs : Number of Iu CS release requests due to abnormal conditions.#0572

ScreeningTypeDefinitionID

Page 32: 19Jan_PM2_UMTS QoS Monitoring UA5

All Rights Reserved © Alcatel-Lucent 200932 | Performance Monitoring Overview | Jan 2009

Number of drops

Number of RAB success per granted RAB type

Call dropRate =

∑ #0572.[CS TargetCall Type]

∑ #0673.[1-4]

CS Call dropRate =

Call Drop Rate per RAB established – RNC level

Number of Iu abnormal release request versus the number of those specified RAB

granted.

This metric can also be computed for CS and PS but can not be splitted per RB,

� the results would be impacted by reconfigurations due to RB rate adaptation, IRM

Scheduling, …

Page 33: 19Jan_PM2_UMTS QoS Monitoring UA5

All Rights Reserved © Alcatel-Lucent 200933 | Performance Monitoring Overview | Jan 2009

For CS domain: separation of voice and video results to easily identify the CS service the most impacted

For PS domain: the PS Retainability results are dependant on the number of PS RAB and so the results could be

impacted by changing the Always-On Parameters…

� CS CDR = (∑#0572.[0, 2-6])/∑#0673.[1- 4])� Voice CDR = (∑#0572.[2])/∑#0673.[1])� Video CDR = (∑#0572.[3])/∑#0673.[2])� PS RAB Drop Rate = #0573.[1-13])/(∑#0673.[0,5-16])

� HSDPA Call drop rate = (∑#0573[12] / (∑#0673 .[10-16])

Call Drop Rate per RAB established – RNC level

Call Drop Rate

0.00%

0.50%

1.00%

1.50%

2.00%

2.50%

3.00%

27-Apr-06 01-May-06 05-May-06 09-May-06 13-May-06 17-May-06 21-May-060

100

200

300

400

500

600

700

800

900

Voice Iu Rel. Request V ideo Iu Rel. Request Voice CDR Voice CDR

Call Drop Rate

0.00%

0.50%

1.00%

1.50%

2.00%

2.50%

3.00%

3.50%

4.00%

27-Apr-06 01-May-06 05-May-06 09-May-06 13-May-06 17-May-06 21-May-06

0

200

400

600

800

1000

1200

1400

1600

1800

PS Iu Rel. Request PS CDR

Page 34: 19Jan_PM2_UMTS QoS Monitoring UA5

All Rights Reserved © Alcatel-Lucent 200934 | Performance Monitoring Overview | Jan 2009

#0505 Iu release command CS

#0506 Iu release command PS

Node B RNC CN

Radio Link Deletion Response

Iu Release Request

Iu Release Command

Radio Link Deletion Request

Iu Release Complete

#0571 Iu release complete CS

Issue detected or User Inactivity

Call Abnormal Release

Flow & Associated Counters

TargetCall

Type

Reference FddcellCUMVS.IuReleaseCompleteCs: number of RANAP Iu Release Complete sent by RNC to CN

on the Iu interface on CS domain.

#0571

TargetCall

Type

Reference FddcellCUMVS.IuAbnormalReleaseRequestCs: Number of Iu CS release requests due to abnormal

conditions.

#0572

TargetCall

Type

Reference FddcellCUMVS.IuAbnormalReleaseRequestPs: Number of Iu PS release requests due to abnormal

conditions.

#0573

Reference FddCell

Reference FddCell

Location

TargetCall

Type

CUMVS.DownsizingStep2Success: Number of successful always on downsizing step2.#1163

TargetCall

Type

CUMVS.RadioBearerReleaseSuccess: Number of Radio Bearers successfully released.#0688

ScreeningTypeDefinitionID

#0572 Iu abnormal release request CS (cell)

#0573 Iu abnormal release request PS (cell)

#1163 Downsizing Step 2 Success

Page 35: 19Jan_PM2_UMTS QoS Monitoring UA5

All Rights Reserved © Alcatel-Lucent 200935 | Performance Monitoring Overview | Jan 2009

Call Drop Rate per Released Calls – Cell level

Number of Iu abnormal release request versus the number of call released (either

normally or abnormally).

This metric can also be screened per CS, but for PS it must be computed globally, it

can not be splitted per RB

� the results would be impacted by reconfigurations due to RB rate adaptation, IRM

Scheduling ….

Iu abnormal release requests CS

Iu release complete CS

CS Call dropRate at cell level =

∑ #0572.[CS TargetCall Type]

∑ #0571.[CS TargetCall Type]

CS Call dropRate =

Page 36: 19Jan_PM2_UMTS QoS Monitoring UA5

All Rights Reserved © Alcatel-Lucent 200936 | Performance Monitoring Overview | Jan 2009

Iu abnormal release requests PS Iu abnormal release requests PS +

Downsizing Step 2 + Radio Bearer release success ( PS + FACH)

PS Call drop

Rate at cell level =

Impacted by HSDPA

Included in PS metric

∑ #0573 ( PS TargetCallType)

∑ #0573 (PS TargetCallType) +

∑ #1163 (PS TargetCallType) +

∑ #0688 (PS + FACH TargetCallType)

PS Call drop

Rate at cell level =

∑(VS.IuAbnormalReleaseRequestCs [SRB TargetCallType + PS pure TargetCallType] +

∑(VS.IuAbnormalReleaseRequestPs [SRB TargetCallType + CS pure TargetCallType])

(∑ VS.Iu release completeCs + ∑ VS.Iu release completePs)

Signalling Call drop Rate at cell level =

Call Drop Rate per Released Calls – Cell level

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All Rights Reserved © Alcatel-Lucent 200937 | Performance Monitoring Overview | Jan 2009

This metric can be screened per TargetCallType for CS, for PS it must be computed globally

� The metric allows to count the number of drops versus the duration of the RAB.

It is based on :

Number of drops per minute of RAB – RNC level

Iu abnormal release requests CS / PS

Allocation time of the RAB

Number of drops per min of RAB CS / PS =

Number of drops per min of HSDPA Call = 60*10*#0573[12] / #0692.Cum [14]

60*10* (∑∑∑∑ VS.IuAbnormalReleaseRequestCs/Ps [CS / PS TargetCallType])∑∑∑∑ VS.DlAsConfIdAvgNbrEstablished.CUM [CS / PS TargetCallType]

Reference

Fddcell

Reference

Fddcell

Location

TargetCall

Type

CUMVS.IuAbnormalReleaseRequestCs/Ps: Number of Iu Cs/Ps release requests due to abnormal

conditions.

#0572

#0573

TargetCall

Type

LoadVS.DlAsConfIdAvgNbrEstablished: Indicates an average of the number of DlAsConfIds

established per iRNC, based on time average over collection period.

#0692

ScreeningTypeDefinitionID

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All Rights Reserved © Alcatel-Lucent 200938 | Performance Monitoring Overview | Jan 2009

Mobility Metrics

3

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Following a summary of the mobility metrics that will be considered:

� 3G-2G CS HHO

� 3G-2G PS HHO

� 3G-3G HHO

� 3G-3G SHO

� Mean Sector Per User

UTRAN Performance Monitoring

Mobility Metrics

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All Rights Reserved © Alcatel-Lucent 200940 | Performance Monitoring Overview | Jan 2009

Network Mobility Performance

� The objective of the Mobility metrics is to evaluate the ability of the network to

ensure UE’s calls continuity

� The UE is ensuring the continuity of the call inside 3G network mainly based on

macro diversity

� When there is lack of 3G coverage, the 2G network should be able to ensure the

continuity with the Hard Handover from 3G to 2G procedure

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All Rights Reserved © Alcatel-Lucent 200941 | Performance Monitoring Overview | Jan 2009

3G-2G CS Handover

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All Rights Reserved © Alcatel-Lucent 200942 | Performance Monitoring Overview | Jan 2009

3G-2G CS Handover

Successful case

UE Node B RNC CN - CS

Handover from UTRAN Command

BSS

Relocation Command

Radio Link Deletion Request

Radio Link Deletion Response

Relocation Required

Physical information

Measurement Report

Handover Access

Handover Complete

Iu Release Command

Iu Release Complete

Decision for HHO

Released

….

3G2G CS HHO Preparation Phase3G2G CS HHO Preparation Phase3G2G CS HHO Preparation Phase3G2G CS HHO Preparation Phase

3G2G CS HHO Execution Phase3G2G CS HHO Execution Phase3G2G CS HHO Execution Phase3G2G CS HHO Execution Phase

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UE Node B RNC CN - CS

Handover from UTRAN Command

BSS

Relocation Command

Radio Link Deletion Request

Radio Link Deletion Response

Relocation Required

Physical information

Measurement Report

Handover Access

Handover Complete

Iu Release Command

Iu Release Complete

Decision for HHO

Released

….

#0164 3g to 2g ho detection from fddcell

#0556 Iu relocation required

#0557 Iu relocation command

#0154 HO from UTRAN command

#0505 Iu Release Command

3G-2G CS Handover (Successful case)

3G2G CS HHO preparation success rate

RNC

RNC

Location

3Gto3GCs

3Gto3GPs

3Gto2GCs

CUMVS.IuRelocationCommands: Number of relocation commands at Iu interface.#0557

3Gto3GCs

3Gto3GPs

3Gto2GCs

CUMVS.IuRelocationRequired: Number of relocation required at Iu interface.#0556

ScreeningTypeDefinitionID

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All Rights Reserved © Alcatel-Lucent 200944 | Performance Monitoring Overview | Jan 2009

Iu Relocation Command in CS domain

Number of Iu Relocation Required in CS domain

3G2G CS HHOpreparation success rate =

3G2G CS HHO preparation success rate

Metric to monitor during the 3G to 2G CS HHO, the preparation phase on the target

side in order to evaluate the :

� failures from the target network when allocating the resources for the mobile

(Relocation Preparation Failure)

� failures from 2G due to wrong neighbouring definition of 2G in 3G and opposite

This metric can be only used at RNC level

New : distinction between 3G3G and 3G2G is possible for this metric

#0557.[2]

#0556.[2]

3G2G CS HHOpreparation success rate =

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All Rights Reserved © Alcatel-Lucent 200945 | Performance Monitoring Overview | Jan 2009

For a deep investigation and troubleshooting the metric must be computed at Cell Level

At Cell Level, when the Reference Cell belongs to the Serving iRNC, it allows to assess:

� the failures from the target network when allocating the resources for the mobile

(Relocation Preparation Failure)

� failures from 2G due to wrong neighbouring definition of 2G in 3G and opposite

� call dropped after Relocation Required and before HO from UTRAN Command

To cover also the cases when the Reference Cell belongs to a Drift iRNC, the metric must be

computed at RNC Level

Rate of 3G2G CS HHO detection leading to a HHO

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UE Node B RNC CN - CS

Handover from UTRAN Command

BSS

Relocation Command

Relocation Required

Physical information

Measurement Report

Handover Access

Handover Complete

Decision for HHO….

#0164 3g to 2g ho detection from fddcell

#0165 3g to 2g ho detection from fddcell on Neighb Rnc

#0556 Iu relocation required

#0557 Iu relocation command

#0154 HO from UTRAN command#0155 HO from UTRAN command on Neighb Rnc

3G-2G CS Handover (Successful case)

Rate of 3G2G CS HHO detection leading to a HHO

Reference FddCell

Neighboring RNC

Reference FddCell

Neighboring RNC

Location

HO causeCUMVS.3gto2gHoDetectionFromFddcell / VS.3gto2gHoDetectionFromFddcellNeighbRnc : Number of HO detection taken from

fddcell at RRM level in RNC with a reference cell for which the iRNC is serving / Drift.

This is in the scope of HO 3G to 2G initiation, for CS and PS.

#0164

#0165

HO causeCUMVS.RrcHoFromUtranCommand / VS.RrcHoFromUtranCommandNeighbRnc : Number

of Inter Rat handover from utran command sent by RNC with a reference cell for

which the iRNC is serving / Drift. This is in the scope of 3G to 2G handover, CS only.

#0154

#0156

#0155

#0157

ScreeningTypeDefinitionID

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All Rights Reserved © Alcatel-Lucent 200947 | Performance Monitoring Overview | Jan 2009

∑ #0154.[0] + #0156.[0] + #0155.[0] + #0157.[0]

∑ #0164.[0] + #0165.[0]

∑ #0154.[0] + #0156.[0]

∑ #0164.[0]

At RNC Level

Success RateCell Level =

Success RateRNC Level =

At Cell Level

Rate of 3G2G CS HHO detection leading to a HHO

VS.RrcHoFromUtranCmdTrigByEcNoNRnc#0155

VS.RrcHoFromUtranCmdTrigByRscp#0156

VS.RrcHoFromUtranCmdTrigByEcNo#0154

VS.RrcHoFromUtranCmdTrigByRscpNRnc#0157

VS.3gto2gHoDetectionFromFddcell#0164

VS.3gto2gHoDetectionFromFddcellNeighbRnc#0165

CountersID

Rescue PS1

Service2

No Resource Available (CAC

Failure)

3

Rescue CS0

Ho CauseScreening

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All Rights Reserved © Alcatel-Lucent 200948 | Performance Monitoring Overview | Jan 2009

3G-2G CS Handover

Failure on target system

UE Node B RNC CN - CS BSS

Handover from UTRAN Command

Relocation Command

Relocation Required

Measurement Report

Handover failure on the target system

Handover from UTRAN Failure

Relocation Cancel

#0160 HO From UTRAN Failure#0161 HO From UTRAN Failure on Neighb Rnc

#0154 HO from UTRAN command#0155 HO from UTRAN command on Neighb Rnc

Reference FddCell

Neighboring RNC

Reference FddCell

Neighboring RNC

Location

Rescue CS

Service CS

CAC Failure

CUMVS.RrcHoFromUtranFailure / VS.RrcHoFromUtranFailureNeighbRnc: Number of

Inter Rat Handover from Utran failure received by RNC with a reference cell for

which the iRNC is serving / Drift. This is in the scope of 3G to 2G handover, CS only.

#0160

#0161

Rescue CSCUMVS.RrcHoFromUtranCommand / VS.RrcHoFromUtranCommandNeighbRnc : Number

of Inter Rat handover from utran command sent by RNC with a reference cell for

which the iRNC is serving / Drift. This is in the scope of 3G to 2G handover, CS only.

#0154

#0156

#0155

#0157

ScreeningTypeDefinitionID

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All Rights Reserved © Alcatel-Lucent 200949 | Performance Monitoring Overview | Jan 2009

∑ #0160.[0]

∑ #0154.[0] + #0156.[0]

∑ #0160.[0] + ∑ #0161.[0]

∑ #0154.[0] + #0156.[0] + #0155.[0] + #0157.[0]

If the UE can not synchronize with the 2G target network during the 3G2G HHO execution

phase, the UE sends the HO from UTRAN Failure message to the RNC to come back on the 3G

network

The CS 3G2G HHO execution failure rate (2G side) metric is proposed to evaluate the 2G target

cell synchronization failure.

In case of high CS 3G2G HHO execution failure rate (2G side) performance � Issues on the target

2G Network have to be detected

Failure RateRNC Level =

Failure RateCell Level =

3G2G HHO CS execution failure rate

2G side

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All Rights Reserved © Alcatel-Lucent 200950 | Performance Monitoring Overview | Jan 2009

If the RNC does not receive :

� the HO from UTRAN Failure RRC message from the UE

� neither the Iu release command with the cause “successful 3g2g relocation” from the

CN,

It means that occurred a failure at 3G side and the call is dropped during the 3G2G HHO

execution

This metric is at Cell Level

3G2G HHO CS execution failure rate

3G side

0: Rescue CS

1: Service CS

2: CAC Failure

Reference

FddCell

CUMVS.RrcHoFromUtranFailure: Number of Inter Rat Handover from Utran failure

received by RNC with a reference cell for which the iRNC is serving. This is in the

scope of 3G to 2G handover, CS only.

#0160

Reference

FddCell

Reference

FddCell

Location

Rescue Cs / PS

Service Cs / PS

CAC Failure CS / PS

CUMVS.3gto2gOutHoSuccess: This measurement provides the number of successful

3G to 2G outgoing Handovers.

#0167

Rescue CSCUMVS.RrcHoFromUtranCommand: Number of Inter Rat handover from utran

command sent by RNC with a reference cell for which the iRNC is serving. This is

in the scope of 3G to 2G handover, CS only.

#0154

#0156

ScreeningTypeDefinitionID

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All Rights Reserved © Alcatel-Lucent 200951 | Performance Monitoring Overview | Jan 2009

CS 3G2G HHO Execution failure

rate (3G side)= 1-

3g to 2g Out Ho Success

HO From UTRAN Command - HO From UTRAN failure

CS 3G2G HHO Execution failure

rate (3G side)= 1-

∑ #0154.[0] + #0156 .[0] - #0160.[0] - #0167.[0] Number of CS calls

lost during 3G2G HHO =

This metric is the Rate of execution 3G2G handover failure due to call lost, and is

computed at Cell Level

3G2G HHO CS execution failure rate

3G side

∑ #0167.[0]

∑ #0154.[0] + #0156 .[0] - #0160.[0]

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All Rights Reserved © Alcatel-Lucent 200952 | Performance Monitoring Overview | Jan 2009

3G2G Global CS HHO success rate

It evaluates success rate of the overall 3G2G CS HHO procedure (preparation + execution) by

considering all the cases of failures (3G or 2G failures), and is computed at Cell Level

If very low 3G2G Global CS HHO success rate , then identify in which steps, preparation, or

execution, based on the previous metrics to determine the failure causes

3g to 2g Out Ho Success

3G2G HHO Detections

Global HHO 3G2GCS success rate =

∑ #0167.[0]

∑ #0164.[0]

Global HHO 3G2GCS success rate =

Rescue Cs / PS

Service Cs / PS

CAC Failure CS / PS

Reference

FDDCell

CUMVS.3gto2gOutHoSuccess: This measurement provides the number of

successfull 3G to 2G outgoing Handovers.

#0167

Reference

FddCell

Location

HO causeCUMVS.3gto2gHoDetectionFromFddcell: Number of HO detection taken from

fddcell at RRM level in RNC with a reference cell for which the iRNC is

serving. This is in the scope of HO 3G to 2G initiation, for CS and PS.

#0164

ScreeningTypeDefinitionID

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All Rights Reserved © Alcatel-Lucent 200953 | Performance Monitoring Overview | Jan 2009

3G-2G PS Handover

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All Rights Reserved © Alcatel-Lucent 200954 | Performance Monitoring Overview | Jan 2009

3G-2G PS Handover

Successful case

UE Node B RNC 3G SGSN

Cell Change Order from UTRAN

2G SGSN

Radio Link Deletion Request

Radio Link Deletion Response

RA update response

Measurement Report

RA update request

Iu Release Command

Iu Release Complete

Decision for HHO

….

#0164 3g to 2g ho detection from fddcell PS

#0162 Cell Change Order from UTRAN

#0506 Iu Release Command PSSRNS Data Forward Command

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All Rights Reserved © Alcatel-Lucent 200955 | Performance Monitoring Overview | Jan 2009

3G-2G PS Handover

Failure case

UE Node B RNC

Cell Change Order from UTRAN

Measurement Report

Decision for HHO

#0164 3g to 2g ho detection from fddcell

#0162 Cell Change Order from UTRAN#0106 Cell Change Order from UTRAN Neigh RNC

#0163 Cell Change Order from UTRAN Failure#0108 Cell Change Order from UTRAN Failure N-RNCCell Change Order from UTRAN Failure

0: Rescue PS

1: Service PS

2: CAC Failure

Reference

FddCell

CUMIRATHO.FailOutPSUTRAN: Number of Inter Rat Cell Change Order failure received by

RNC with a reference cell for which the iRNC is serving. This is in the scope of 3G to 2G

handover, PS only.

#0163

0: Rescue PS

1: CAC Failure

Neighboring

RNC

CUMVS.RrcCellChangeOrderFailureNeighbRnc: Number of Inter Rat Cell Change Order

failure received by RNC with a reference cell for which the iRNC is drift. This is in the

scope of 3G to 2G handover, PS only.

#0108

Neighboring

RNC

Reference

FddCell

Location

0: Rescue PS

1: CAC Failure

CUMVS.RrcCellChangeOrderNeighbRnc: Number of Inter Rat Cell Change Order form Utran

sent by RNC with a reference cell for which the iRNC is drift. This is in the scope of 3G to

2G handover, PS only.

#0106

0: Rescue PS

1: Service PS

2: CAC Failure

CUMIRATHO.AttOutPSUTRAN: Number of Inter Rat Cell Change Order from Utran sent by RNC

with a reference cell for which the iRNC is serving. This is in the scope of 3G to 2G

handover, PS only.

#0162

ScreeningTypeDefinitionID

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All Rights Reserved © Alcatel-Lucent 200956 | Performance Monitoring Overview | Jan 2009

3G2G HHO PS execution failure rate

2G side

� If the UE can not synchronize with the 2G target network during the 3G2G HHO execution

phase, the UE sends the Cell Change Order from UTRAN Failure message to the RNC to

come back on the 3G network

� The 3G2G PS HHO execution failure rate (2G side) metric is proposed to evaluate the 2G

target cell synchronization failure.

� In case of high 3G2G HHO PS failure rate (2G) performance �Issues on the target 2G

Network have to be detected

#0163.[0] + #0108.[0]

#0162.[0] + #0106.[0]

Failure RateRNC Level =

#0163.[0] #0162.[0]

Failure RateCell Level =

VS.RrcCellChangeOrderNeighbRnc#0106

IRATHO.FailOutPSUTRAN#0163

VS.RrcCellChangeOrderFailureNeighbRnc#0108

IRATHO.AttOutPSUTRAN#0162

CountersID

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All Rights Reserved © Alcatel-Lucent 200957 | Performance Monitoring Overview | Jan 2009

3G-3G Hard Handover

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All Rights Reserved © Alcatel-Lucent 200958 | Performance Monitoring Overview | Jan 2009

UE Serving Node B

Serving RNC

CN

Radio Bearer Reconfiguration

Relocation RequestRadio Link Setup Request

Radio Link Setup Response

Relocation Required

SCCP Connection Request

Target Node B

Target RNC

SCCP Connection Confirm

Relocation Request Acknowledge

Relocation Command

Radio Bearer Reconfiguration CompleteRelocation Detect

Relocation Complete

Iu Release CommandRadio Link Deletion Request

Radio Link Deletion ResponseIu Release Complete

Released

#0535 Iu Relocation Requests

#0536 Iu Relocation Requests failures CS

#0537 Iu Relocation Requests failures PS

Relocation preparation

Relocation execution

#0569 Iu Relocation Complete

3G-3G Handover

Successful case

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All Rights Reserved © Alcatel-Lucent 200959 | Performance Monitoring Overview | Jan 2009

HHO Incoming 3G3G CS preparation success ratio

A first metric during the 3G to 3G HHO monitors the preparation phase success rate

on the target side in order to evaluate the :

� the failures from the target RNC when allocating the resources for the mobile (Relocation

Preparation Failure)

� failures due to wrong neighbouring definition

The metric should be based on the following fddcell counters:

� Number of relocation requests at Iu interface(# 0535)

� Number of relocation request failures on CS Iu interface(#0536)

� Number of relocation request failures on PS Iu interface (#0537)

HHO Incoming 3G3G CS/PS preparation success ratio = 1 - Iu Relocation Request Failures [CS/PS 3G-3G]

Iu Relocation Requests [CS/PS 3G-3G]

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All Rights Reserved © Alcatel-Lucent 200960 | Performance Monitoring Overview | Jan 2009

HHO Incoming 3G3G CS execution success ratio

If there is no configuration in the target RNC that matches the number and type of

radio bearer in the existing configuration (managed by the serving RNC) then the

relocation is failed and a RELOCATION FAILURE is sent back to the Core Network.

HHO incoming 3G3G execution success rate is based on the RNC counters

� Number of relocation complete sent by the target RNC on the Iu (#0569)

� Number of relocation requests received by the target RNC at Iu interface(# 0535)

� Number of relocation request failures sent by the target RNC on Iu-CS (#0536)

� Number of relocation request failures sent by the target RNC on Iu-PS (#0537)

HHO Incoming 3G3G CS/PS execution success ratio = Iu Relocation complete [CS/PS] /(Iu Relocation Requests [CS/PS 3G-3G] - Iu relocation request failure CS/PS [3G3G])

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All Rights Reserved © Alcatel-Lucent 200961 | Performance Monitoring Overview | Jan 2009

Other Mobility Metrics

HHO 3G3G Inter RNC outgoing success rate

From the serving RNC point of view the metric HHO 3G3G Inter RNC outgoing

success rate can be used based on the reference fddcell counters

� The number of attempted outgoing relocation to another RNC in the same PLMN, which is

not connected by an Iur (#0131)

� The number of successful outgoing relocation to another RNC in the same PLMN, which is

not connected by an Iur (#0133)

HHO 3G3G Inter RNC outgoing success rate =Outgoing Inter-RNC without IUR Handover Success/ Outgoing Inter-RNC without IUR Handover Attempt

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Other Mobility Metrics

HHO 3G3G Inter PLMN Outgoing HHO success rate

In case of the target cell PLMN is different from source cell PLMN, the metric is

based on the following reference cell counters

� Number of attempted outgoing relocation toward another PLMN (#0128)

� Number of failed outgoing relocation toward another PLMN (#0129)

� Number of successful outgoing relocation toward another PLMN (#0166)

HHO 3G3G Inter PLMN Outgoing HHO success rate =Outgoing Inter-PLMN Handover Success / Outgoing Inter-PLMN Handover Attempt

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3G-3G Soft Handover

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3G-3G Soft Handover

UE Node B RNC

Active Set Update

Measurement Report

#0415 Active Set Update Complete#0402 Active Set Update UnsuccessActive Set Update Complete

FddCell

FddCell

Location

0: Failure

1: Timeout

CUMVS.RrcActiveSetUpdateUnsuccess: Number of unsuccessful RRC ACTIVE SET UPDATE due

to procedure failure or timer expiry.

#0402

CUMVS.RrcActiveSetUpdateCompleteProcedure: Number of successful RRC ACTIVE SET

UPDATE procedure for which the cell is in the list of the active set before or after the AS

execution. Incremented once per AS procedure for the cell.

#0415

ScreeningTypeDefinitionID

RL Setup Request

RL Setup Respond

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All Rights Reserved © Alcatel-Lucent 200965 | Performance Monitoring Overview | Jan 2009

∑ #0402.[0 - 1]

∑ #0402.[0 - 1] + #0415

SHO 3G-3Gsuccess rate =

3G-3G Soft Handover Success Rate

It evaluates success rate of the overall 3G-3G Soft & Softer Handover for each cell in the active

set.

1 -

AS Update Unsuccess

AS Update Unsuccess + AS Update Complete

SHO 3G-3Gsuccess rate = 1 -

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All Rights Reserved © Alcatel-Lucent 200966 | Performance Monitoring Overview | Jan 2009

Mean Sector per User

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Mean Sector Per User

� Average number of Radio Link per user / mobile

� Mean Sector Per User evaluates the efficiency of macro-diversity and detects

eventual areas to be optimized.

� The metric is based on the following counter:

� This metric can be monitored at Cell and RNC levels

Mean Sector per User = weighted average of number of users having 1 RL

= ∑ i*(#0025.[∑iRadioLinks].[Avg] / (∑#0025.Avg)

Reference

FddCell

Location

Number of

radio links

[1..6]

NiRLiRciSBtsiABts

LoadVS.UeWithNRadioLinksEstCellsBts: This measurement provides the average number of

mobiles having N Radio-inks in their Active Set, during an observation period. Minimum

and maximum number of mobiles having N Radio-Links in their Active Set over the period

are also provided.

#0025

ScreeningTypeDefinitionID

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All Rights Reserved © Alcatel-Lucent 200968 | Performance Monitoring Overview | Jan 2009

Mean Sector Per User

� This metric can be monitored at Cell and RNC levels

� If the Mean Sector Per User is too low, check the macro-diversity algorithms

and resources congestion

� If the Mean Sector Per user is too high, the macro-diversity algorithms & RF

tuning have to be checked

[(nb of UE with 1 RL) + (2*nb of UE with 2 RLs) + (3*nb of UE with 3 RLs) +

(4*nb of UE with 4 RLs) + (5*nb of UE with 5 RLs) + (6*nb of UE with 6 RLs)]

[(nb of UE with 1 RL) + (nb of UE with 2 RLs) + (nb of UE with 3 RLs) +

(nb of UE with 4 RLs) + (nb of UE with 5 RLs) + (nb of UE with 6 RLs)]

Mean Sector Per User =

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Congestion / Load Metrics

4

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All Rights Reserved © Alcatel-Lucent 200970 | Performance Monitoring Overview | Jan 2009

Network Congestion Performance

The objective of the Congestion metrics is to evaluate the ability of the network to avoid the blocking in the

network and to foresee further capacity issues

Blocking represents the failures or rejections due to lack of resources: power, downlink codes, Uplink overload

(UL RSSI), Iub Tx Link or any board overload (i.e. CEM, TMU).

However the blocking could happen at different stages of the call:

� At call set-up

� At incoming HHO attempts

� At SHO attempts

Following are the possible blocking families:

� RRC connection

� Radio link

� RAB setup

� RB setup

� SCCP establishment

� In the performance monitoring the RB Blocking rate is studied as it impacts directly the accessibility

performance results

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All Rights Reserved © Alcatel-Lucent 200971 | Performance Monitoring Overview | Jan 2009

Ratio of RRC connection reject vs number of RRC

connection request

� This metric can be computed with the RRC

Connection failure causes at cell and RNC level

#404(all causes except Time Out)

Σ409.[RRC Call screenings]

RRC connection Reject rate

(system view)=

RRC Connection Blocking

Unspecified3

unavailable dl code resources1

unavailable dl power resources2

timeout0

Cell Fach Unspecified CAC5

Overload6

3G to 2G Redirection for Emergency Calls7

RRC context CAC, pegged when CAC fails8

Unavailable FACH context resource, FACH context exhausted10

Unavailable RRC context resource, RRC context exhausted9

Lack of C-RNTI12

No answer from the NodeB11

UE Ec/No lower than qQualityMin13

RSSI4

Causes for RRC Failures

Establishment causeFddCellCUMRRC.AttConnEstab: Number of RRC connection request received. #0409

FddCell

FddCell

Location

Failure causeCUMRRC.FailConnEstab: Number of RRC connection establishment failures.#0404

Establishment causeCUMRRC.SuccConnEstab: Number of RRC connections successfully established.#0403

ScreeningTypeDefinitionID

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UE Node B RNC CN

RAB Assignment Request

S.R.L.R. Procedure

Radio Bearer Setup

Radio Bearer Setup Complete

RAB Assignment Response

#0677 RAB assignment setup unsuccess#0672 RAB Assignment Success Per Requested RAB type#0673 RAB Assignment Success Per Granted RAB type

#0671 RAB Assignment Request

#0687 RB Setup Success

#0602 RB Setup Unsuccess

Accessibility: call establishment flow (Cell-DCH case)

RAB Establishment Phase & Associated Counters

TargetCall TypeReference

Fddcell

CUMVS.RadioBearerSetupRequest: Number of Radio bearer setup decisions by the RNC

(leading or not to a RB SETUP, ie. even if Call Admission Control rejects the setup)

#0691

Failure causeReference

Fddcell

CUMVS.RadioBearerEstablishmentUnsuccess: Number of Radio-Bearer establishments that

have been rejected by the RNC (no RB Setup Request sent).

#0631

Reference

FddCell

Reference

FddCell

Location

Failure causeCUMVS.RadioBearerSetupUnsuccess: Number of Radio Bearers not successfully setup.#0602

TargetCall TypeCUMVS.RadioBearerSetupSuccess: Number of Radio Bearers successfully setup.#0687

ScreeningTypeDefinitionID

Internal RRM decision to assign resources

#0691 RB Setup Request

#0631 RB Establishment unsuccess

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Mean Radio Bearer Blocking rate

� In case of sharp increase of Mean Radio Bearer blocking rate, congestion happens and

Accessibility decreases (RAB Assignment success rate decreasing)

� If congestion happens, investigation on RB Establishment Unsuccess causes (#0631) must be

assessed.

� Can be computed at Cell and RNC level

Radio Bearer Blocking rate

= RB establishment unsuccess /

RB to be setup

= ∑#0631 / ∑#0691

Mean Radio Bearer Blocking Rate

0

20000

40000

60000

80000

100000

120000

140000

15/03/2006 22/03/2006 29/03/2006 05/04/2006 12/04/2006

0.00%

1.00%

2.00%

3.00%

4.00%

5.00%

6.00%

7.00%

8.00%

9.00%

10.00%

RAB Requests RB Blocking Rate

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Mean Radio Bearer Blocking rate

This metric can be split per failure cause (VS.RadioBearerEstablishmentUnsuccess) to monitor the

blocking at different steps of Call admission

� Step1:

� Screening 0: Invalid RAB parameters value.

� Step 2 or 3:

� Screening 1: Unavailable dl code resources

� Screening 2: Unavailable dl power resources

� Screening 6: Lack of RNC processing resources

� Screening 9: Lack of CID on the Iu

� Screening 10 : Lack of bandwidth on the Iu

� Screening 11 : Lack of CID on the Iur

� Screening 12: Lack of bandwidth on the Iur

� Screening 13 : Lack of CID on the Iub

� Screening 14 : Lack of bandwidth on the Iub

� Step4:

� Screening 3: Unspecified

� Screening 4 & 5 � unused ; 7 & 8 not incremented

RAB Matching

RAB to RB mapping

Request RAB

Resource reservation&

Call Admission Control

Matched RAB

Granted RB

Resource allocation

RL Reconfiguration

RB Setup

1

2

3

4

5

RL Reconfigured

RB SetupSuccess

RAB Matching

RAB to RB mapping

Request RAB

Resource reservation&

Call Admission Control

Matched RABs

Granted RB

Resource allocation

RL Reconfiguration

RB Setup

RL Reconfigured

RB SetupSuccess

1

2

3

4

5

Radio Bearer Blocking rate

= ∑#0631 [1-3,6,9-14] / ∑#0691

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Cell color counters

RAB Blocking happens every time a RAB establishment or a RB reconfiguration procedure fails because of

lack of resources (iRM CAC applies to PS call only).

Impacted by HSDPA

FddcellLoadVS.IrmPreemptionTimeCellColorCongestedBecauseOfPower: Ratio of time a cell is considered to be

congested because of power consumption by the iRM during a reporting period (Average value).

#1138

FddcellLoadVS.IrmPreemptionTimeCellColorCongestedBecauseOfOvsfCodes: Ratio of time a cell is considered to be

congested because of OVSF codes by the iRM during a reporting period.

#1137

FDDCellLoadVS.IrmTimeDlIubTransportColorRed: This measurement provides the ratio of time a cell is considered

red for Downlink IubTransport by iRM during a reporting period

#1182

Fddcell

FddCell

Location

LoadVS.IrmPreemptionTimeCellColorCongested: Ratio of time a cell is considered to be congested by the Irm

during a reporting period.

#1136

LoadVS.IRMTimeCellColorRed: Percentage of time during a collection period that a particular cell is

considered red by iRM.

#1124

TypeDefinitionID

The congestion of the network can be seen thanks to iRM CAC metrics as it reveals the status of cell color

(codes/ Power) or link color (Ec/No, RSCP)

For a top N cells report, some counters can be used to assess the congestion by giving the number of cells

having been red during a day

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Traffic Metrics

5

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Network Traffic Monitoring

The objective of the Traffic metrics is to evaluate the traffic volume seen on the network in

downlink and in uplink

Therefore the metric results are helpful to define the overall call model in the network (e.g.

what is the main service used: PS, voice, video…)

These inputs are also very useful complementary information to better understand the other

performance results: accessibility, retainability, mobility & congestion

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The average number of calls (RAB established) is based on the counter:

� Average number of Voice calls = #0675. Avg[1]� Average number of Video calls = #0675.Avg[2]� Average number of PS calls = #0675.Avg[0,5-16]

� Average number of HSDPA calls = #0675.Avg[10-16]

This metric can only be monitored at RNC level

Is screened per granted RAB

Average Number of calls

RNC Level

Load

Type

RAB type

Screening

RNCVS.NumberOfRabEstablished: This counter is the average number of RABs established of

the "granted RAB type" in the RNS during a reporting period. The counter does not peg any

iRM Scheduling downgrade, upgrade, Always ON.

#0675

LocationDefinitionID

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Average Number of calls

Cell Level

� Average number of Voice calls = #0692. Avg[1]� Average number of Video calls = #0692.Avg[2]� Average number of pure PS calls =

#0692.Avg[4-15]

� Average number of HSDPA calls = #0692.Avg[14]

The average number of calls (RAB established) at Cell Level is based on the counter:

It is screened per AsConfId (UserService)

Reference

FDDCell

Reference

FDDCell

Location

UlAsConfLoadVS.UlAsConfIdAvgNbrEstablished: Indicates an average of the number of UlAsConfIds

established per iRNC, based on time average over collection period.

#0693

DlAsConfLoadVS.DlAsConfIdAvgNbrEstablished: Indicates an average of the number of DlAsConfIds

established per iRNC, based on time average over collection period.

#0692

ScreeningTypeDefinitionID

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Uplink / Downlink PS Traffic

RNC Level

The Uplink / Downlink PS Traffic metrics aims at providing the amount of data traffic

This global information is interesting to correlate with eventual decrease of network

performance results (e.g. congestion)

These metrics are based on the following counters :

These metrics can only be monitored at RNC level

The RLC retransmissions are not counted

DL PS Traffic per RNC = ∑#1473. [0,6,7-13]

UL PS Traffic per RNC = ∑#1472. [0,6-11,12]

Screening 6: HSDPA

RNC

RNC

Location

RBSet DL Bit

rate

CUMVS.DedicatedDownlinkKbytesRlc: Total count of downlink RLC payload (SDU) sent on

dedicated channels.

#1473

RBSet UL Bit

rate

CUMVS.DedicatedUplinkKbytesRlc: Total count of uplink RLC payload (SDU) received on

dedicated channels.

#1472

ScreeningTypeDefinitionID

Screening 12: HSUPA

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Uplink / Downlink PS Traffic

Cell Level

The amount of traffic can be monitored per UL/DL Bit rate and so identify the main

bearers which convey the main traffic

These metrics are based on the following counters :

These metrics can only be monitored at Cell level

The RLC retransmissions are not counted

DL PS Traffic per cell = ∑#1485.[0,6,7-13]

UL PS Traffic per cell = ∑#1484.[0,6-11,12]

Fddcell

Fddcell

Location

RBSet DL Bit

rate

CUMVS.DedicatedDownlinkKbytesRlcActiveCells: Total number of Kbytes of RLC SDU sent on

downlink on dedicated channels for each cell of the active set.

#1485

RBSet UL Bit

rate

CUMVS.DedicatedUplinkKbytesRlcActiveCells: Total number of Kbytes of RLC SDU received

on uplink on dedicated channels for each cell of the active set.

#1484

ScreeningTypeDefinitionID

Screening 6: HSDPA

Screening 12: HSUPA

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Quality Metrics

6

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Network Quality Performance

The objective of the Quality metrics is to evaluate the ability of the network to

provide quality transmission of the user requested services

The focus is made on

� iRM pre-emption

� Always-On

� iRM Scheduling Downgrade / Upgrade

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iRM pre-emption

iRM pre-emption feature, allows to

� reduce the allocated resources on the PS I/B RB of connected users

� according to user OLS priority as soon as a certain load (power / code shortage) is experienced

iRM pre-emption monitoring metrics allow to evaluate the number of RB impacted by this feature

RNC

RNC

Loc.

dlRbSetIdCUMVS.IrmPreemptionRbHigh/Medium/LowPriorityRejected: Number of times RB with High (gold) / Medium

(silver) / Low (bronze) Priority is released due to iRM pre-emption (cell color is congested).

#1140

#1142

#1144

CUM

Type

dlRbSetIdVS.IrmPreemptionRbHigh/Medium/LowPriorityDowngraded: Number of times RB with High (gold) /

Medium (silver) / Low (bronze) Priority is downgraded due to iRM pre-emption (cell color is congested).

#1139

#1141

#1143

ScreeningDefinitionID

These metrics are computed at RNC level per DlRBsetId

These results can be correlated with metrics which evaluate the user

� accessibility of the network like the call set up

� and the blocking rate, as this feature intends to decrease call blocking and free code and power at cell

level

Number of I/B RB downgraded by iRM Preemption = #1139 + #1141 + #1143

Number of I/B RB rejected by iRM Preemption = #1140 + #1142 + #1144 Screening HSDPA: 17,20

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Always – On

UE Node B RNC CN

RRC / Radio Bearer Reconfiguration

RRC / Radio Bearer Reconfiguration Complete

S.R..L. R. procedure

Downsizing (Step 1) / Upsizing

#685 Radio Bearer Reconfigure Request

# 684 Radio Bearer Reconfiguration Success # 1159 Downsizing Step1 Success# 1165 Upsizing Success

dlAsConfIdRef. FddCellCUMVS.UpsizingSuccess: Number of successful upsizing from always on step1.#1165

dlAsConfIdNeighboring

RNC

CUMVS.DownsizingStep1UnsuccessNeighbRnc: Number of unsuccessful always on downsizing

step1 for calls having their primary cell located on a neighboring RNC.

#1162

dlAsConfIdRef. FddCellCUMVS.DownsizingStep1Unsuccess: Number of unsuccessful always on downsizing step1.#1161

dlAsConfIdNeighboring

RNC

CUMVS.DownsizingStep1SuccessNeighbRnc: Number of successful always on downsizing step1 for

calls having their primary cell located on a neighboring RNC.

#1160

dlAsConfIdNeighboring

RNC

CUMVS.UpsizingSuccessNeighbRnc: Number of successful upsizing from always on step1 for calls

having their primary cell located on a neighboring RNC.

#1166

dlAsConfIdRef. FddCellCUMVS.UpsizingUnsuccess: Number of unsuccessful upsizing from always on step1.#1167

Neighboring

RNC

Ref. FddCell

Location

dlAsConfIdCUMVS.UpsizingUnsuccessNeighbRnc: Number of unsuccessful upsizing from always on step1 for

calls having their primary cell located on a neighboring RNC.

#1168

CUM

Type

dlAsConfIdVS.DownsizingStep1Success: Number of successful always on downsizing step1.#1159

ScreeningDefinitionID

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Always – On

UE Node B RNC CN

RRC / RRC Connection Release

RRC / RRC Connection Release Complete

RANAP / IU Release Request

RANAP / IU Release Command

RANAP / IU Release Complete

SCCP Released

Downsizing to Idle mode (Step 2)

# 676 VS.RabNormalRelease per granted RAB

# 577 Iu Release Request Ps Always On Downgrade

# 506 Iu Release Command Ps .ReleaseDueToUtranGeneratedReason

# 405 RrcConnectionRelease.UserInactivity

Neighboring RNC

Reference

FddCell

Location

dlAsConfIdCUMVS.DownsizingStep2SuccessNeighbRnc: Number of successful always on downsizing

step2 for calls having their primary cell located on a neighboring RNC.

#1164

CUM

Type

dlAsConfIdVS.DownsizingStep2Success: Number of successful always on downsizing step2.#1163

ScreeningDefinitionID

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Always – On metrics

Always-On feature allows to reduce or release the allocated resources when timer

activity expires

These metrics allows us to assess how adapted are the inactivity timers to the call

profile…

The metrics can be computed at RNC or Cell level and are screened per DlAsConfIdDownsizing step 2 vs downsizing step 1 (Source DlAsConfId) =

(# 1163 + #1164) / (#1159 +#1160)

Upsizing attempts (Target DlAsConfId) vs. downsizing step 1 (source DLAsconfid) =

(#1165 +#1166+ #1167 +#1168 ) / (#1159 +#1160) Available for HSDPA

Impacted by HSDPA

Included in global metric

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iRM Scheduling downgrade metrics

on Transmitted Code Power criteria

� This is based on the number of successful / failed RB throughput downgrades based on TxCP

encountered by the iRM scheduling(# 1149 / #1153) screened per DlAsConfId)

� This metric is at fddcell level and can be computed per Radio Bearer.

Number of iRM Scheduling Downgrade on TxCP success rate =

#1169[source DlAsConfId] / (#1169 [source DlAsConfId] + #1170 [source DlAsConfId])

Not applicable for HSDPA

FDDCell (Reference)

FDDCell (Reference)

Location

DlAsConfCUMVS.IRMSchedulingDowngradedFailure: This measurement provides the

number of failed RB throughput downgrades based on TxCP encountered by

the iRM scheduling feature.

#1170

CUM

Type

DlAsConfVS.IRMSchedulingDowngradedSuccess: This measurement provides the

number of success RB throughput downgrades based on TxCP encountered by

the iRM scheduling feature.

#1169

ScreeningDefinitionID

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iRM Scheduling Upgrade metrics

iRM scheduling upgrade, allows to upgrade a RB, which has been previously downgraded by iRM scheduling

downgrade, based on Transmitted Code Power criteria

Metrics are based on the following counters

Percentage of calls attempted to upgrade = #1174 / #1131

iRM scheduling upgrade success rate = #1173 / #1174

Percentage of calls eligible to upgrade which are delayed = #1132 / #1131

Not applicable for HSDPA

RNCCUMVS.IrmUpgradingActivationDelayed: Number of times iRM upgrading monitoring has not

been triggered immediately after a call has been downgraded due to iRM Scheduling

downgrading (bad radio conditions).

#1132

high Bitrate

Intermediate

Bitrate

RNCCUMVS.IrmUpgradingCommand: Number of times iRM Scheduling Upgrading was performed

(call has been downgraded before due to bad radio conditions and is now experiencing good

radio conditions, ie. DL transmit power low enough).

#1174

RNCCUMVS.IrmUpgradingDeactivation: Number of times iRM Scheduling Upgrading was deactivated

while the DL transmitted power was monitored.

#1134

RNC

RNC

Location

dlAsConIdCUMVS.IrmUpgradingSuccessful: Number of times the iRM Upgrading was successfully executed

(upgrading to a high or intermediate bit rate).

#1173

CUM

Type

VS.IrmUpgradingActivation: Number of times iRM upgrading monitoring has been triggered

for a call which has just been downgraded due to iRM Scheduling downgrading (bad radio

conditions).

#1131

ScreeningDefinitionID

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