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ACCESSIBILITY MODIFIED 1
BEFORE THE OFFICE OF ADMINISTRATIVE HEARINGS
STATE OF CALIFORNIA
THE CONSOLIDATED MATTERS INVOLVING
PARENT ON BEHALF OF STUDENT, AND
OAKLAND UNIFIED SCHOOL DISTRICT.
CASE NO. 2019101219 CASE NO. 2019090877
DECISION
MARCH 3, 2020
On September 23, 2019, the Office of Administrative Hearings, called OAH,
received a due process hearing request from Parent on Behalf of Student, naming the
Oakland Unified School District as respondent. On October 30, 2019, OAH received a
due process hearing request from Oakland Unified School District naming Student.
OAH consolidated the two matters on November 5, 2020. Administrative Law Judge
Charles Marson heard the matters in Oakland, California, on January 7, 8, 9 and 13, 2020.
Attorney Nicole Hodge Amey represented Student. Student’s Parent and Sister
attended all hearing days on his behalf. Attorney David R. Mishook represented
Oakland. Special Education Local Plan Area Executive Director Neena Bawa Bhabhal,
ACCESSIBILITY MODIFIED 2
Coordinator of Psychological Services Stacey Lindsay, Deputy General Counsel Andrea
Epps, Coordinator of Related Services Anne Zarnowiecki, Coordinator of Young Adult
Program and Career/Transition Services David Cammarata, and Coordinator of
Elementary Networks Cary Kaufman attended successive hearing days on Oakland’s
behalf.
At the parties’ request the matter was continued to February 11, 2020, for written
closing briefs. The record was closed, and the matter was submitted on February 11,
2020.
ISSUES
STUDENT’S ISSUES
1. Did Oakland Unified School District deny Student a free appropriate public
education in the 2018-2019 school year by:
a. Predetermining Student’s placement and the following related services:
i. Transportation via bus without a one-to-one bus aide and the
length of time of travel on the bus;
ii. Adapted physical education;
iii. Augmentative and alternative communication; and
iv. Placement in an inclusion program without a one-to-one aide;
b. Failing to implement the following components of Student’s individualized
education program:
i. One-to-one aide;
ii. Assistive technology; and
iii. Augmentative and alternative communication and speech services;
ACCESSIBILITY MODIFIED 3
c. Failing to make an appropriate offer based on staffing issues;
d. Failing to design a program that would allow Student to make progress;
e. Failing to develop goals that addressed Student’s needs in the following
areas:
i. Communication;
ii. Adaptability;
iii. Occupational therapy;
iv. Self-help;
v. Academics, specifically reading, writing and math;
vi. Sensory support; and
vii. Social interactions; and
f. Denying Parent participation in Student’s individualized education program
process by not providing written notice when Parent requested a change of
placement in August, November, and December 2018?
2. Did Oakland deny Student a free appropriate public education in the 2019-2020
school year by:
a. Predetermining Student’s placement and the following related services:
i. Transportation via bus without a one-to-one bus aide and the
length of time of travel on the bus;
ii. Adapted physical education;
iii. Augmentative and alternative communication; and
iv. Placement in an inclusion program without a one-to-one aide;
b. Failing to implement the following components of Student’s individualized
education program:
i. One-to-one aide;
ii. Assistive technology; and
ACCESSIBILITY MODIFIED 4
iii. Augmentative and alternative communication and speech services;
c. Failing to make an appropriate offer based on staffing issues;
d. Failing to design a program that would allow Student to make progress;
e. Failing to develop goals that addressed Student’s needs in the following
areas:
i. Communication;
ii. Adaptability;
iii. Occupational therapy;
iv. Self-help;
v. Academics, specifically reading, writing and math;
vi. Sensory support; and
vii. Social interactions;
f. Failing to file for due process to defend its individualized education plan
developed in February and May 2019; and
g. Failing to provide Parent with appropriate interpretation and translation
services from August 2019 to present?
OAKLAND’S ISSUE
Did Oakland’s offer of February 11, 2019, as amended on May 13, 2019, offer
Student a free appropriate public education in the least restrictive environment?
JURISDICTION
This hearing was held under the Individuals with Disabilities Education Act, its
regulations, and California statutes and regulations. (20 U.S.C. § 1400 et. seq.; 34 C.F.R.
§ 300.1 (2006) et seq.; Ed. Code, § 56000 et seq.; Cal. Code Regs., tit. 5, § 3000 et seq.)
ACCESSIBILITY MODIFIED 5
The main purposes of the Individuals with Disabilities Education Act, referred to as the
IDEA, are to ensure:
• all children with disabilities have available to them a free appropriate public
education that emphasizes special education and related services designed to
meet their unique needs and prepare them for further education, employment
and independent living, and
• the rights of children with disabilities and their parents are protected.
(20 U.S.C. § 1400(d)(1); see Ed. Code, § 56000, subd. (a).)
The IDEA affords parents and local educational agencies the procedural
protection of an impartial due process hearing with respect to any matter relating to the
identification, assessment, or educational placement of the child, or the provision of a
free appropriate public education, referred to as FAPE, to the child. (20 U.S.C.
§ 1415(b)(6) and (f); 34 C.F.R. § 300.511 (2006); Ed. Code, §§ 56501, 56502, and 56505;
Cal. Code Regs., tit. 5, § 3082.) The party requesting the hearing is limited to the issues
alleged in the complaint, unless the other party consents, and has the burden of proof
by a preponderance of the evidence. (20 U.S.C. § 1415(f)(3)(B); Ed. Code, § 56502,
subd. (i); Schaffer v. Weast (2005) 546 U.S. 49, 57-58, 62 [126 S.Ct. 528, 163 L.Ed.2d 387];
and see 20 U.S.C. § 1415(i)(2)(C)(iii).) In these matters, Student has the burden of
proving the claims he alleged, and Oakland has the burden of proving the claim it
alleged. The factual statements in this Decision constitute the written findings of fact
required by the IDEA and state law. (20 U.S.C. § 1415(h)(4); Ed. Code, § 56505,
subd. (e)(5).)
ACCESSIBILITY MODIFIED 6
Student was 14 years old and in eighth grade at the time of hearing. He resided
within Oakland’s geographic boundaries at all relevant times. Student was eligible for
special education under the primary category of orthopedic impairment and the
secondary category of speech or language impairment.
OAKLAND’S ISSUE: DID OAKLAND’S OFFER OF FEBRUARY 11, 2019, AS AMENDED ON
MAY 13, 2019, OFFER STUDENT A FAPE IN THE LEAST RESTRICTIVE ENVIRONMENT?
STUDENT’S ISSUES NOS. 1.E AND 2.E: DID OAKLAND DENY STUDENT A FAPE IN
THE 2018-2019 AND 2019-2020 SCHOOL YEARS BY FAILING TO DEVELOP GOALS THAT
ADDRESSED STUDENT’S NEEDS IN THE FOLLOWING AREAS:
I. COMMUNICATION;
II. ADAPTABILITY;
III. OCCUPATIONAL THERAPY;
IV. SELF-HELP;
V. ACADEMICS, SPECIFICALLY READING, WRITING AND MATH;
VI. SENSORY SUPPORT; AND
VII. SOCIAL INTERACTIONS?
Oakland contends its February 11, 2019 IEP offer, as amended on May 13, 2019,
offered Student a FAPE in the least restrictive environment. Student contends Oakland
formulated the offered individualized education program, called an IEP, at meetings not
ACCESSIBILITY MODIFIED 7
attended by all required personnel, could not have drafted valid goals without the
absent personnel, and did not propose goals that met all his needs.
A FAPE means special education and related services that are available to an
eligible child that meets state educational standards at no charge to the parent or
guardian. (20 U.S.C. § 1401(9); 34 C.F.R. § 300.17 (2006).) Parents and school personnel
develop an IEP for an eligible student based upon state law and the IDEA. (20 U.S.C.
§§ 1401(14), 1414(d)(1); see Ed. Code, §§ 56031, 56032, 56341, 56345, subd. (a), 56363,
subd. (a); 34 C.F.R. §§ 300.320 (2007), 300.321 (2006) & 300.501 (2006).)
In general, a child eligible for special education must be provided access to
specialized instruction and related services which are individually designed to provide
educational benefit through an IEP reasonably calculated to enable a child to make
progress appropriate in light of the child’s circumstances. (Board of Education of the
Hendrick Hudson Central Sch. Dist. v. Rowley (1982) 458 U.S. 176, 201-204; Endrew F. v.
Douglas County Sch. Dist. RE-1 (2017) 580 U.S. ____ [137 S.Ct. 988, 1000].)
SUBSTANCE OF THE OFFER
FAILURE OF THE GENERAL EDUCATION PLACEMENT
Student had Down Syndrome and was orthopedically impaired and intellectually
disabled. He was generally non-verbal except for a few words, could not read, could not
reliably count past one or two, and could not write anything more than his four-letter
nickname even with extensive verbal and physical prompting. He required assistance in
toileting and did not understand safety signs. He communicated mostly with gestures
and with a speech-generating device.
ACCESSIBILITY MODIFIED 8
Student attended elementary school in the Berkeley Unified School District, which
placed him in a general education inclusion program with a one-to-one aide and other
supports and services. Parent believed Student was successful there, and his elementary
school teachers reported Student was able to display basic skills in reading, writing and
math. Parent and Student’s sister testified that he had those basic skills in elementary
school because he displayed them both at school and at home. Parent believed that
Student was “gifted” at math, and her daughter stated that she saw him write the entire
alphabet.
Student entered sixth grade in Berkeley’s Willard Middle School in fall 2017, again
in a general education inclusion class, but did not have the same success. At his annual
IEP team meeting in February 2018, Student’s teachers uniformly reported that Student
could not display the academic skills attributed to him in elementary school. He could
not recognize upper and lower case letters by name and sound and could not spell
many words, as had been claimed. He could only speak or approximate five to ten core
vocabulary words. He could write only the first three letters of his nickname with
extensive prompting and with support for his elbow and pressure on his arm or wrist.
He could not read.
Student’s elementary school teachers had also claimed he could sequence and
write numbers to the thousandth place, count objects with one-to-one correspondence,
and add two single-digit numbers and write the answer. Berkeley’s middle school
teachers did not observe Student display those skills.
Even though Berkeley described Student’s instructional level as “far, far below
grade level,” it did not propose to change his classroom. Its February 2018 IEP offer
continued his placement in general education inclusion, with a wide variety of
ACCESSIBILITY MODIFIED 9
accommodations, modifications, services and supports. It also proposed 10 goals in the
areas of self-help, visual motor skills, fine and gross motor skills, expressive and
receptive language, writing and vocabulary. However, the offered IEP proposed
reducing adapted physical education support, and also proposed to remove direct
support of Student’s communication device because Student had learned how to use it.
Parent agreed to the IEP except for the reductions.
Student’s family moved to Oakland in 2016. Berkeley did not learn this until the
end of April 2018. Berkeley then informed Parent that Student would be dis-enrolled for
non-residence at the end of the school year.
Berkeley held a final IEP team meeting for Student in June 2018, at which it and
Parent resolved some of their remaining differences over services in the February 2018
IEP, and Parent agreed to nearly all of the amended IEP. The February 2018 Berkeley
sixth grade IEP, as amended in June 2018, was the last IEP to which Parent agreed, and
was still in effect at the time of hearing.
OAKLAND’S ATTEMPTS TO CHANGE THE PLACEMENT
Parent enrolled Student in Oakland in the summer of 2018 and agreed to his
placement in Montera Middle School under the terms of the Berkeley IEP. Student
started the fall semester late because Parent disliked the one-to-one aide assigned to
him and stated she would not send him to school until the aide was replaced. Oakland
declined and instituted attendance proceedings, whereupon Parent relented and sent
Student to school. He missed at least two weeks of classes, and when his IEP team first
met on September 10, 2018, they had little first-hand experience with him.
ACCESSIBILITY MODIFIED 10
When Oakland members of the IEP team convened for Student’s first Oakland IEP
on September 10, 2018, Parent did not appear. The parties dispute whether she was
given notice of the meeting. Contrary to Student’s characterizations, the Oakland
members of the IEP team did not hold a meeting and did not make an offer. It did take
the opportunity to write or complete a draft of an offer.
The team reconvened on November 1, 2018, with Parent present. By then,
Student’s teachers had made the same observations as had Berkeley’s middle school
teachers: Student was in general education inclusion pursuant to the Berkeley IEP for all
his academic classes, but he was not able to show the skills he was said to have had in
elementary school. He could write only three letters of his name. He could not add two
single-digit numbers, and still could not read.
Oakland wrote several new goals for Student in the November 1, 2019 IEP offer
and proposed that his placement be changed to a special day class where he could
receive training in core subjects while mixing with typical peers during elective courses,
physical education, lunch and recess. The proposal would have kept him out of the
general education environment for about one-third of his school day. The November 1,
2019 IEP offer was similar to the Berkeley IEP in its accommodations, modifications,
services, and supports. Parent declined to agree to it.
The IEP team met again on February 11, May 13 and September 24, 2019, and
could not resolve the basic disagreement between Oakland staff and Parent. Oakland
staff believed Student was not learning anything and could not make any progress in
general education inclusion because he was unable to access the seventh-grade and
eighth-grade curriculum. They believed he should be moved for core subjects to a
special day class where his curriculum could be individualized and he could study at his
ACCESSIBILITY MODIFIED 11
own pace among others doing the same, while benefiting from smaller class size, a
higher adult-to-student ratio, and far more individual attention. Parent, at least
throughout the 2018-2019 school year, believed Student could prosper academically in
general education inclusion if he were given more and better services and supports, and
a greater focus on academics.
At the IEP team meetings in 2019, Oakland continued to offer Student placement
in a special day class. Its offers, from the first IEP team meeting on November 1, 2018,
to the last one on September 24, 2019, were essentially the same: placement in a
special day class for core academic subjects and mainstreaming for electives, physical
education, recess and lunch. Oakland seeks a declaration that the offer constitutes a
FAPE.
SPECIAL DAY CLASS
Oakland’s February 11 and May 13, 2019 offer gave Parent the choice of one of
three moderate special day classes, although the parties appeared to regard the special
day class at Montera, which is closest to his residence, as the most likely placement. The
other two were functionally similar, but at different campuses.
Jennifer Quintanilla taught the Montera special day class for three years, and had
previous experience teaching a mild-to-moderate special day class in Oakland. She
obtained a bachelor’s degree in psychology at the University of California at Berkeley,
and a master’s degree from Alliant University in 2017. Ms. Quintanilla had a
mild-to-moderate educational specialist credential.
Ms. Quintanilla was a persuasive witness. She was well-informed, careful in her
statements, willing to admit the limits of her knowledge, and greatly concerned with the
ACCESSIBILITY MODIFIED 12
welfare of her students. Her testimony was not damaged or undermined by
cross-examination. Ms. Quintanilla’s testimony was entitled to substantial weight.
There were 11 students in the Montera moderate special day class at the time
Ms. Quintanilla testified. The class was limited to a maximum of 13 students. Typically,
the students were eligible for special education in the categories of specific learning
disorder, intellectual disability, or speech and language impairment. Their common
areas of need were in writing, reading, math, speech and language, and social and
behavioral development. Most were globally impaired. Ms. Quintanilla’s students
usually had deficits in the areas of social communication and receptive or expressive
language. Some used speech-generating devices. None of this group of students was
nonverbal, but Ms. Quintinella had experience with nonverbal students and was
confident such a student could benefit from her class.
Three paraprofessionals were assigned to the class, and usually the students also
had one-to-one aides, as Student would have had if he were in the class. The ratio of
adults to students varied but was roughly one to three. This enabled Ms. Quintanilla
and her aides to pay much more attention to individual students than could be done in
general education.
Ms. Quintanilla used “Unique to You,” a district-wide curriculum for moderate
and moderate-to-severe special day classes. Every month the curriculum alternated
between a science unit and a history unit, and also addressed life skills. Reading and
writing were embedded in the curriculum, and it was differentiated, so students with
varying needs could use it. The curriculum was language-enriched and included audio
and visual tools to allow students who did not read at all to access the material.
ACCESSIBILITY MODIFIED 13
Ms. Quintanilla also used Oakland’s regular curriculum, which she modified individually
for each student.
Ms. Quintanilla gave an example of how she mixed academic and life skills
instruction in her class. Her curriculum on the day she testified was Oakland’s standard
United States history curriculum, which she modified for each student. She taught
chapter one, on conflict and war, and then immediately afterward taught a life skills
component on dealing with conflicts in social settings and among peers.
Oakland used a block schedule, which alternated every day between English and
history subjects and science and math subjects. Ms. Quintanilla usually taught the
material by combining whole class lessons with small group instruction, using Unique to
You and materials she created. She and her aides targeted each student’s goals. When
she taught math, the students learned addition, subtraction and multiplication but also
learned about money and currency manipulation at levels consistent with their goals
and individual needs.
An average day in the Montera moderate special day class began with set
morning routines. The students began with mindfulness meditation and then
assembled for whole class or small group instruction. During the day, students learned
movement routines and worked with Ms. Quintanilla individually, and then went as a
group to lunch, an elective class like art, and general education PE. In the latter
activities, students were being mainstreamed, and were able to talk to typical peers and
sometimes form relationships with them.
The activities of the class could have included community outings, but the school
was in a hilly residential neighborhood that did not offer many opportunities for outside
learning. To compensate, Ms. Quintanilla had her class create mock stores inside the
ACCESSIBILITY MODIFIED 14
classroom to practice money exchange. She also used a coffee cart, which a student
took around the campus on Fridays, selling coffee to adults on the campus. This
encouraged conversational skills and social engagement with adults, and was an
opportunity to practice money exchange.
Ms. Quintanilla’s students did not present significant behavioral problems. Some
of them found it hard to sit still, and frequently protested having to do non-preferred
work or simply did not do it, but their behavior was directed to the adults in the class,
not other students. None of them engaged in aggressive behavior. They did not hit
each other, destroy property, or spontaneously leave the classroom. Most of them just
had “a hard time sitting through work.”
The class was occasionally noisy, but all public school classes are occasionally
noisy. Ms. Quintanilla and other witnesses established that the Montera special day
class was no noisier than a general education class, and perhaps less noisy. At hearing,
Ms. Quintanilla examined Student’s goals and explained how she could implement them
in her special day class. Student’s goals were similar to the goals of other students in
her class, and she and her aides worked on such goals every day. She believed that
Student would make academic progress in her class.
Several other Oakland employees who were familiar with Student testified that,
based on his needs, they supported moving him to the moderate special day class.
Amy Chinn, Student’s resource teacher, wrote many of the goals in Oakland’s
February-May offer and explained at hearing how they would be implemented. She
stressed that it was important for a student to be working at approximately the same
level as other students in the class, for the purposes of modeling and practicing
ACCESSIBILITY MODIFIED 15
pragmatic speech. Ms. Chinn, an inclusion teacher, stated that the whole purpose of
inclusion was to have a student doing what the other students were doing.
Ms. Chinn believed the Montera moderate special day class could have met all
Student’s needs and would have allowed him to make much more progress than he was
making at the time of hearing, in the eighth grade general education class. Academics
would have been at his level and the higher ratio of adults to students would have
allowed him to receive a lot more individual attention to his goals. In the special day
class, students worked on their own goals. In a general education class, they worked on
state common core standards.
Jenna Williams was a speech-language pathologist from the Speech Pathology
Group, on contract to Oakland. Her specialty was augmentative and alternative
communication. As a clinical supervisor, she supervised and consulted with the Oakland
staff who helped Student use his speech generating device, a Saltillo NovaChat tablet
with which he communicated his basic wants and needs. The NovaChat was a small
computer that produced programmed speech when one of several icons on the screen
was touched.
Ms. Williams trained Student’s teachers and aides to help him use the device,
which Student acquired in the fourth grade and knew how to use. She also provided
direct services to Student pursuant to the Berkeley IEP. Ms. Williams believed that
Student would have been better able to learn in the Montera moderate special day class
because it was smaller and had more structure, and because it offered the language
enrichment he needed.
Phoebe Nguyen, a licensed occupational therapist, worked with Student for
60 minutes once a week under the Berkeley IEP. At the time of hearing, she was
ACCESSIBILITY MODIFIED 16
encouraging Student to write his name independently, and observed that he needed
extensive prompting, repetition and practice. She also assisted him in his daily activities
such as washing his hands and cleaning out his backpack. Ms. Nguyen believed that
Student would make more progress in the moderate special day class than he was
making in general education. She had worked in a moderate special day class, and
agreed with other witnesses that it would have provided Student a greater opportunity
to progress. The curriculum would have been tailored to his specific needs and
delivered at a slower rate than in general education, so he could learn it at his own pace.
It would have taught him more functional skills and increased his safety awareness.
Robert Kendall, a school psychologist, had pupil personnel services and school
psychologist credentials and was a board-certified behavior analyst with 23 years of
experience in assessing students. Oakland assigned Mr. Kendall to assess Student for
his 2020 triennial review. Although Mr. Kendall had not completed his report by the
time of hearing, he was able at hearing to describe the results of the several
standardized tests he administered, or attempted to administer, to Student. Because of
his cognitive impairment, Student was unable to produce valid scores on standardized
measures such as the Differential Ability Scales, Second Edition, or the Beery-Buktenica
Developmental Test of Visual-Motor Integration. Mr. Kendall reviewed the 2014 and
2017 triennial psychoeducational assessments reported by Berkeley, and found his own
conclusions commensurate with them. The 2017 assessment concluded that Student
was intellectually disabled, and Mr. Kendall concurred. He noted that Student also had
substantial deficits in expressive and receptive language.
Mr. Kendall interviewed Student’s family and observed Student twice in his
classes. Student was friendly, well behaved, and smiled a lot. But Student did not
express himself verbally and was not participating in or relating to any of the materials
ACCESSIBILITY MODIFIED 17
or instruction being delivered. When the art teacher was demonstrating how to use art
materials, Student laid down on the middle of a table and tried to get the attention of
the other students by smiling. His aide was unable to redirect him. In Ms. Chinn’s
resource class, the students were cutting paper snowflakes in preparation for the
holidays, but Student could not participate. Even with extensive prompting and
hand-over-hand help from Ms. Chinn and an aide, he was unable to cut the paper.
Mr. Kendall concluded Student would be better educated in a special day class or
functional skills program where functional academic skills such as basic reading, writing,
and math and money handling were taught. In a special day class, he would have more
intensive individual support due to the lower ratio of students to adults, and his
program could be individually adjusted to his needs and goals. He would also benefit
from working with other students doing similar work.
Maria Pious, a speech-language pathologist, delivered direct services to Student
at Montera in 30-minute sessions twice a week. She administered a speech and
language assessment to Student for his 2020 triennial review, although she had not
completed her report at the time of hearing. She believed Student would have more
opportunity in a special day class working on a modified curriculum. At the time of
hearing, the general education staff did not have enough time to work with him.
Ms. Pious reviewed the speech goals in the February 11 and May 13, 2019 IEP
and believed that they were accurate and appropriate. She described the goals as
sufficiently lofty to challenge him, but not beyond his capabilities. Like Ms. Chinn and
Mr. Kendall, Ms. Pious stressed the importance of being able to work with other
students on the same materials, and being able to practice pragmatic language with his
classmates.
ACCESSIBILITY MODIFIED 18
No professional testified in support of Student’s current placement or in
opposition to placing him in a special day class. Student called Dr. Jacob Randall, a
licensed educational psychologist who had also been a school psychologist, to testify
about the importance of having school psychologists at IEP team meetings. However,
Dr. Randall only met Student the day before his testimony, so he did not venture an
opinion about Student’s needs and whether Student should have been placed in a
special day class. He candidly stated he did not know enough about Student to know
what kind of program he needed without the help of an entire IEP team.
Student also called Rhonda Kimball-Kelly, a case manager for the Regional Center
of the East Bay. Student was eligible for regional center support because he was
intellectually disabled, and Ms. Kimball-Kelly had been coordinating various vendors to
serve him in the home, including providers of applied behavior analysis and respite
supporters. Ms. Kimball-Kelly opined that Student should be given a chance to succeed
in general education, and that all children, even those with intellectual disability, should
be given that chance.
Ms. Kimball-Kelly, who described herself as an advocate for Student and his
family, did not have the educational expertise to describe how the general education
curriculum could be modified to accommodate Student, although she was convinced
that it could. She vigorously advocated, for example, for the modification of the eighth
grade science class so Student could participate in it, but did not explain how that could
be done. Ms. Kimball-Kelly attended one of Student’s IEP team meetings, but never
observed him in a classroom. Her opinion was based more on faith in and hope for all
disabled children than any educational experience with Student, and as a result was not
persuasive. The consensus of Student’s teachers was that the general education
curriculum could not be modified enough to teach at his level.
ACCESSIBILITY MODIFIED 19
The weight of evidence strongly favored Oakland’s proposal to move Student to
a special day class. Student was not able to benefit from his general education inclusion
program, and the special day class offered to Student would have provided him a much
better setting for progress and growth. This conclusion was supported by the opinions
of Ms. Quintanilla, Ms. Chinn, Ms. Williams, Ms. Nguyen, Mr. Kendall, and Ms. Pious, and
the only contrary evidence was the generic opinion of Ms. Kimball-Kelly.
Oakland proved that its offer of February 11, 2019, as amended on May 13, 2019,
offered Student an appropriate classroom in which he could learn and benefit.
GOALS
Oakland’s offer contained nine annual goals. Oakland contends the goals are
measurable, appropriate, and in compliance with all legal requirements. Student does
not criticize the content of the goals but argues that additional goals were required to
meet his needs.
An annual IEP must contain a statement of the individual’s present levels of
academic achievement and functional performance, including the manner in which the
disability of the individual affects his involvement and progress in the regular education
curriculum. (20 U.S.C. § 1414(d)(1)(A)(i)(I); 34 C.F.R § 300.320 (a)(1)(2007); Ed. Code,
§ 56345, subd. (a)(1).) The present levels of performance create baselines for designing
educational programming and measuring a student’s future progress toward annual
goals.
An annual IEP must also contain a statement of measurable annual goals
designed both to meet the individual’s needs that result from the individual’s disability
to enable the pupil to be involved in and make progress in the general curriculum; and
ACCESSIBILITY MODIFIED 20
meet each of the pupil’s other educational needs that result from the individual’s
disability. (20 U.S.C. § 1414(d)(1)(A)(i)(II); Ed. Code, § 56345, subd. (a)(2).) Annual goals
are statements that describe what a child with a disability can reasonably be expected to
accomplish within a 12-month period in the child’s special education program. (Letter
to Butler, 213 IDELR 118 (OSERS 1988); U.S. Dept. of Educ., Notice of Interpretation,
Appendix A to 34 C.F.R., part 300, 64 Fed. Reg., pp. 12,406, 12,471 (1999 regulations).)
The February-May 2019 IEP offer contained nine annual goals for Student in the
areas of reading, safety/life skills, math, writing, adapted physical education, expressive
and receptive language, and pragmatics. The goals bore a close and specific correlation
to the present levels of performance in the offered IEP. They were derived from specific
baselines which reflected Student’s then-current capabilities. They used an adequate
level of specificity and sufficient numerical standards.
For example, the baseline of Student’s first expressive language goal was:
“[Student] is able to use want, go more, [and] like with 80 percent [accuracy] with
minimum to medium prompt per instance. Also, he is able to use stop with no prompt
when he does not like something (e.g. tickles).” The baseline accurately reflected
Student’s present level of performance when it was written. The related goal was:
By January 2020, [Student] will use 10 core vocabulary words (more, help, stop,
go, I, you, want, it, that, like) from his SGD [speech generating device] in 2-3 word
combinations when given no more than 3 verbal, visual, or gestural prompt[s] per
session, in a variety of settings (classroom, therapy, small group) with 80% accuracy, as
measured by data collection and observation from the SLP, aide, or special education
teacher.
ACCESSIBILITY MODIFIED 21
The other eight offered goals were similarly quantified and specific. All of them
were capable of numeric measurement throughout the year. All of them stated how
progress would be measured and who was responsible for measuring it.
For a student taking alternative assessments aligned to alternative achievement
standards, as Student was, annual goals must be accompanied by short-term objectives.
(20 USC § 1414 (d)(1)(A)(i)(I)(cc).) Short-term objectives are measurable, intermediate
steps between the present levels of educational performance and the annual goals that
are established for the child. Only one of Oakland’s nine proposed goals contained
objectives.
The absence of objectives from the other goals constitutes a technical violation of
the IDEA. However, the IDEA allows for harmless errors. A procedural violation results
in a denial of a FAPE only if the violation: (1) impeded the child’s right to a FAPE;
(2) significantly impeded the parent’s opportunity to participate in the decision making
process regarding the provision of a FAPE to the parent’s child; or (3) caused a
deprivation of educational benefits. (20 U.S.C. § 1415(f)(3)(E)(ii); see Ed. Code, § 56505,
subds. (f)(2), (j).)
The absence of objectives is harmless in this case because it would not impede
the delivery of a FAPE to Student, cause him educational loss, or impede parental
participation in the IEP process. The goals are so basic, mechanical and arithmetical that
they do not need interim objectives. For example, both Parent and Oakland staff would
be able to calculate Student’s progress from five to ten core words over a year, without
intermediate objectives.
Ms. Quintanilla addressed at hearing each of the academic goals offered in the
February 11 and May 13, 2019 IEP, and opined that Student could make significant
ACCESSIBILITY MODIFIED 22
progress on them in her class. She established that each of them could be implemented
in the proposed moderate special day class.
Ms. Pious explained each speech and language goal at hearing and described
how it would be implemented. The goals emphasized multimodal communication with
speech, sign, and Student’s augmentative communication device. Ms. Pious believed all
the speech and language goals offered in the February-May IEP were appropriate for
him.
Independent examination of the nine goals in the offered IEP shows that they
complied with all the above requirements except the requirement for objectives. The
February 11 and May 13, 2019 IEP recognized that Student’s intellectual deficits affected
his participation in the general education curriculum to such a degree that he required
an alternative curriculum and alternative assessments. The goals met each of the
educational needs the evidence showed Student had. The IEP extensively described his
present levels of academic and functional performance in general, and then used those
levels to establish benchmarks for each of the nine goals. The goals described advances
Student could reasonably expect to reach in a year, in light of his deficits. Each goal
described in detail how progress would be measured, who would measure it, and how it
would be reported to Parent. The goals did all of this with adequate specificity and
precision.
For the reasons above, the nine goals in the February 11 and May 13, 2019 IEP
and their related baselines were measurable, adequately addressed his unique needs,
and complied with legal requirements, with the exception of the omission of short-term
objectives from eight of them, which was harmless.
ACCESSIBILITY MODIFIED 23
Student’s separate argument about goals, in his Issues No. 1.e. and 2.e., is drafted
broadly enough to address the November 2018 IEP offer as well as the IEP offer of
February and May 2019. However, Student in his closing brief does not mention the
goals in the November 2018 IEP offer and appears to have abandoned any argument
concerning them. Student’s argument is essentially an attack on the goals proposed in
the February-May 2019 offer and is addressed here.
Student contends Oakland denied him a FAPE in the February-May 2019 offer by
failing to develop goals in the areas of communication, adaptability, occupational
therapy, self-help, academics, specifically reading, writing and math, sensory support,
and social interactions. Student’s closing brief does not mention communications or
occupational therapy goals. Student appears to have abandoned those parts of his
argument. The evidence did not support those claims.
No professional testified that February-May 2019 IEP was missing any goal in any
area of Student’s needs. Student’s expert Dr. Randall had significant experience with
goals but was not asked to evaluate the goals in the February and May 2019 IEP. Nor
did Parent or Student’s sister identify any additional goals they thought the IEP should
have included.
Student’s argument for additional goals rests entirely on collecting snippets from
testimony and documents in his closing brief and claiming they add up to a need for
more goals. For example, Student argues he should have had at least one sensory goal.
No professional recognized the existence of such a need, and Student does not explain
what a sensory goal might contain. Student notes that in Ms. Chinn’s resource class, a
corner was set aside for students to take sensory breaks when they felt the need. If a
student taking a break wished, a sheet could be pulled down between the break area
ACCESSIBILITY MODIFIED 24
and the rest of the class. On at least one day, Student went to the corner for a break
and pulled down the sheet separating him from the class. In another incident, Student
got distracted by his own image in a mirror. Student then concludes, “[Student] gets
distracted by his own image in the mirror when in the bathroom, and the sensory goal
will be necessary in any placement.” Student’s conclusion does not follow from the facts
relied upon.
Student in his closing brief assumes that every reference in his files or in
testimony to a need, a deficit, a challenge, or an area of struggle means that Oakland
was required by law to write a separate annual goal for each. That is not the law. An
annual IEP must contain annual goals that are measurable, and are designed to “meet
the child’s needs that result from the child’s disability to enable the child to be involved
in and make progress in the general education curriculum” and “meet each of the child’s
other educational needs that result from the child’s disability . . .” (20 U.S.C.
§ 1414(d)(1)(i)(A)(II)(aa), (bb); 34 C.F.R. § 300.320(a)(2)(i)(A), (B)(2007); Ed. Code, § 56345,
subds. (a)(2)(A), (B).) This language does not require that each identifiable need, deficit,
or area of struggle or challenge be addressed in a separate goal.
In Coleman v. Pottstown Sch. Dist. (E.D.Pa. 2013) 983 F.Supp.2d 543, parents
made the same contention as Student does here, but the District Court disagreed:
Plaintiffs interpret [§ 1414(d)(1)(A)(i)(II)] as requiring a school district to
create measurable goals for every recognized educational and functional
need of a student with disabilities. . . .[I]t would . . . be inconsistent with
the longstanding interpretation of the IDEA to find that providing a FAPE
requires designing specific monitoring goals for every single recognized
need of a disabled student. As noted above, a FAPE is a threshold
ACCESSIBILITY MODIFIED 25
guarantee of services that provide a meaningful educational benefit, not a
perfect education.
(Id. at pp. 572-573.) The Court of Appeal affirmed that part of the District Court’s
decision. (Coleman v. Pottstown Sch. Dist. (3d Cir. 2014) 581 Fed.Appx. 141, 147-148;
see also N.M. v. The School Dist. of Philadelphia (3d Cir. 2010) 394 Fed.Appx. 920, 923
[nonpub. opn.]; L.M. v. Downingtown Area Sch. Dist. (E.D. Pa., April 15, 2015,
No. 12-CV-5547) 2015 WL 1725091, p. 16; Benjamin A. v. Unionville-Chadds Ford Sch.
Dist. (E.D. Pa., Aug. 14, 2017, Civ. No. 16-2545) 2017 WL 3482089, pp. 12-13.)
Student notes that the February-May 2019 IEP offer provided for consultation to
staff in the areas of occupational therapy, augmentative and adaptive communication,
assistive technology, physical therapy and speech and language. He then argues that
the offered IEP “does not have goals to drive the consultations or measure progress
from the consultations.” It is not clear what that means, but there is no legal
requirement for consultation goals.
Student ‘s only criticism of the speech and language goals in the February-May
IEP offer is to point out that Gloria Zepeda, the advocate from his attorney’s office, left
the May 13, 2019 IEP team meeting with a version of the speech and language goals
that was different from the final version in that it had fewer speech and language goals.
The origin and nature of Ms. Zepeda’s copy of the offer were not made clear at hearing,
and it may have been a draft. The meeting notes stated that Oakland staff requested
the advocate return that version at the meeting, which she refused to do. The
advocate’s version introduced at hearing was also missing a title page and cannot be
assumed to be complete. The version the advocate took from the meeting was not
necessarily the same as the offer made to Parent. There was no proof the offer made to
ACCESSIBILITY MODIFIED 26
Parent was missing anything, and there is no claim that Parent was given a version that
was any different from the version introduced in evidence by Oakland.
Student argues the February and May 2019 IEP offer lacked “goals in the areas of
social interactions and adaptability that would build upon [Student’s] friendly, social
nature.” That claim is incorrect. One of the offered goals was for pragmatics and was
intended to “increase [Student’s] language skills for social communication.” Two others
sought to improve his expressive language and a fourth his receptive language, which
are prerequisites to social interaction. Student identifies no evidence that would
support the need for a goal for adaptability, which he did not define.
Student also incorrectly claims the offered goals did not address self-help. One
of the expressive language goals aimed “to support [Student’s] self-advocacy skills” and
expand his ability to say such things as “stop” and that he does not like something. His
other expressive language goals would also have improved his self-advocacy skills.
Student does not address the previously alleged lack of academic goals in the
areas of reading, writing, and math except to argue that there were not enough of them,
and that his deficits were so serious there should have been more goals. But the law
does not require any particular number of goals. Berkeley’s goals were more numerous,
but that did not set a legal minimum for Oakland, which believed that many of
Berkeley’s goals were unattainable by Student.
Student did not prove that the February-May 2019 IEP offer denied him a FAPE
due to the absence of any annual goals.
ACCESSIBILITY MODIFIED 27
ACCOMMODATIONS, MODIFICATIONS, SERVICES AND SUPPORTS
Oakland contends its February-May 2019 IEP offer contained all the
accommodations, modifications, services and supports necessary to allow Student to
access the curriculum and benefit from his education. Student does not criticize or
mention the accommodations, modifications, services and supports in the February-May
2019 IEP.
An IEP must contain a statement of the related services, supplementary aides and
services, program modifications and supports that will allow the student to advance
toward his goals, access and make progress in his curriculum, participate in activities
and to be educated with other disabled and nondisabled children. (20 U.S.C.
§ 1414(d)(1)(A)(i)(IV); 34 C.F.R. §§ 300.34 (2006); Ed. Code, § 56345, subd. (a)(4).)
The February-May 2019 IEP contained an extensive variety of accommodations,
modifications, supports, and supplementary aids and services. It offered Student
preferential seating near positive role models, frequent breaks, extended time, reduction
of background noise and distractions, visual cues, a visual schedule, modeling, first/then
language, a first/then chart, and alternative response options for reading, writing, and
listening. It offered a modified curriculum, modified grading, and alternate assignments
when needed. It offered academic instruction at Student’s level and in accordance with
his IEP goals.
In addition, the February-May 2019 IEP offered technical support, consultation,
and any needed training of staff on Student’s speech-generating device, adult support
for toileting, consultation between the speech-language pathologist and the IEP team,
and consultation between the occupational therapist and the IEP team. The IEP also
offered Student the full-time support of a one-to-one aide, direct therapy individually
ACCESSIBILITY MODIFIED 28
and in groups by a speech-language pathologist, adapted physical education, and
similar services during the extended school year.
The accommodations, modifications, services, and supports in the February and
May 2019 IEP adequately addressed Student’s needs related to his disabilities, and
Student does not argue otherwise.
TRANSPORTATION
The February-May 2019 IEP offer provided for transportation of Student to and
from school but did not specify the method. At the IEP team meeting of February and
May 2019, Oakland offered to transport Student by bus. Oakland contends that offer
was adequate. Student contends he was denied a FAPE because the transportation
option did not include a one-to-one aide on the bus and the bus would arrive too early
in the morning.
In California, related services include transportation must be provided if they may
be required to assist a special education student to benefit from his education. (Ed.
Code, § 56363, subd. (a).) However, transportation is for the student; it is not measured
by its convenience to a parent. (Fick v. Sioux Falls Sch. Dist. 49-5 (8th Cir. 2003) 337 F.3d
968, 970; S.K. v. North Allegheny Sch. Dist. (W.D.Pa. 2015) 146 F.Supp.3d 700, 712-714.)
Bussing was the obvious method of transportation for Oakland to offer. Student
had been bussed to elementary school. Parent drove him to Berkeley’s middle school
and received reimbursement.
Student’s argument that Student needed a one-to-one aide on the bus had no
support in the evidence. Parents did not request a one-to-one bus aide, and there was
no reason to offer it. Student did not have a bus aide in elementary school. At the
ACCESSIBILITY MODIFIED 29
November 2018 IEP team meeting, Parent sought transportation by private car and
driver, which would not have involved an aide. It is true that at hearing one teacher, in
discussing Student’s level of life skills, testified that he could not recognize safety signs
and would probably never be able to cross the street independently. That by itself is not
proof he needed an aide on the bus.
The school bus would have picked Student up at 6:30 in the morning. Parent
stated that was too early and would mean Student would be tired at school. That
speculative concern was not enough to invalidate the bus offer. (DeLeon v.
Susquehanna Community Sch. Dist. (3d Cir. 1984) 747 F.2d 149, 150; Choruby v.
Northwest Regional Educ. Service Dist. (D.Ore, January 14, 2002, Civ. 01–54–JE) 2002 WL
32784016, p. 10 [nonpub. opn.].) Student introduced no evidence concerning the length
of the bus trip. In the end, Oakland and Parent agreed that Parents would drive
Student to and from school and be reimbursed at the Internal Revenue Service rate, as
Berkeley had done. Student did not prove that the transportation portion of the
February-May 2019 offer denied him a FAPE.
LEAST RESTRICTIVE ENVIRONMENT
Oakland contends the February and May 2019 IEP complied with the IDEA’s
requirement that a disabled student must be placed in the least restrictive environment
in which he can satisfactorily be educated. Student does not address the issue.
Federal and state law require a school district to provide special education in the
least restrictive environment appropriate to meet the child’s needs. (20 U.S.C.
§ 1412(a)(5); 34 C.F.R. § 300.114(a)(2006); Ed. Code, § 56040.1.) This means a school
district must educate a special needs pupil with nondisabled peers “to the maximum
extent appropriate,” and the pupil may be removed from the general education
ACCESSIBILITY MODIFIED 30
environment only when the nature or severity of the student’s disabilities is such that
education in general classes with the use of supplementary aids and services “cannot be
achieved satisfactorily.” (20 U.S.C. § 1412(a)(5)(A); 34 C.F.R. § 300.114(a)(2)(ii); Ed. Code,
§ 56040.1; see Sacramento City Unified Sch. Dist. v. Rachel H. (1994) 14 F.3d 1398,1403;
Ms. S. v. Vashon Island School Dist. (9th Cir. 2003) 337 F.3d 1115, 1136-1137.)
Placement in the least restrictive environment is not an absolute. In an
appropriate case, it must yield to the necessity that a student receive a FAPE: “The IDEA
does not permit, let alone require, a school district to mainstream a student where the
student is unlikely to make significant educational and non-academic progress.” (D.F. v.
Western School Corp. (S.D.Ind. 1996) 921 F.Supp. 559, 571 [citation omitted]; see also
Rowley, supra, 458 U.S. at p. 181, fn. 4.)
Consequently, in appropriate cases, courts frequently approve placements
outside of general education. In cases like this one, when it is clear that a student
cannot benefit academically or socially from general education, the Ninth Circuit has
repeatedly approved placements for all or part of a school day in self-contained special
education classrooms. (See Baquerizo v Garden Grove Unified Sch. Dist. (9th Cir. 2016)
826 F.3d 1179, 1181, 1187-1188 [approving placement of autistic student in mild-to-
moderate special class]; A.R. v. Santa Monica Malibu Sch. Dist. (9th Cir. 2016) 636
Fed.Appx. 385, 386 [nonpub. opn.] [approving placement of autistic student in special
day class for part of school day]; B.S. v. Placentia-Yorba Linda Unified Sch. Dist. (9th Cir.
2009) 306 Fed.Appx. 397, 398-400 [nonpub. opn.][same]; Ms. S. v Vashon Island Sch.
Dist., supra, 337 F.3d at pp. 1136-1137; Clyde K. v. Puyallup Sch. Dist., No. 3 (9th Cir.
1994) 35 F.3d 1396, 1398, 1400-1402 [approving placement of student with Tourette’s
Syndrome in private school for the disabled].)
ACCESSIBILITY MODIFIED 31
In Rachel H., supra, 14 F.3d 1398, the Ninth Circuit set forth four factors that must
be evaluated and balanced to determine whether a student is placed in the least
restrictive environment:
• the educational benefits of full-time placement in a regular classroom;
• the non-academic benefits of full-time placement in a regular classroom;
• the effects the presence of the child with a disability has on the teacher and
children in a regular classroom; and
• the cost of placing the child with a disability full-time in a regular classroom.
(Id. at p. 1404.)
The parties agree Student was not making acceptable progress in his general
education inclusion placement. He learned almost nothing academically. Much of the
time he hid his face and did not respond to questions. He often guessed at answers, or
just smiled and put his head down on his desk. While he greeted and was greeted by
typically developing peers with smiles and fist bumps, they did not pay attention to him,
or he to them, when class was in session, so he did not benefit socially during class.
Student was not disruptive, and the cost of the proposed placement was not an issue
addressed by either party.
Oakland’s offered placement would have had Student taking core academic
classes in the special day class, leaving him outside the general education environment
for approximately 33 percent of his school day. He would be in the general education
environment for the rest of his day, during lunch, recess, an elective class and physical
education. On balance, applying the criteria of Rachel H., supra, that placement was the
least restrictive environment for him. It would remove him from the general education
ACCESSIBILITY MODIFIED 32
environment only for the core academic subjects in which he could not be satisfactorily
educated in a general education class.
OTHER IEP REQUIREMENTS
The IDEA requires an IEP to contain a wide variety of matters in addition to those
already discussed. Student does not contend the February-May 2019 IEP was defective
for failure to contain any of those additional required provisions. Independent
examination of the IEP reveals that it does contain all of the matters, statements, and
provisions required by law.
PROCEDURAL COMPLIANCE
Student’s principal argument in his closing brief in opposition to the February-
May 2019 IEP offer is that the IEP was crafted at meetings that did not have the legally
required personnel in attendance. Oakland does not address this issue.
An IEP team must include:
• at least one parent;
• a representative of the local educational agency;
• a regular education teacher of the child if the child is, or may be, participating in
the regular education environment;
• a special education teacher or provider of the child;
• an individual who can interpret the instructional implications of assessment
results;
• other individuals who have knowledge or special expertise regarding the pupil, as
invited at the discretion of the district or the parent and
• when appropriate, the student.
ACCESSIBILITY MODIFIED 33
(20 U.S.C. § 1414(d)(1)(B); 34 C.F.R. § 300.321(a)(2007); Ed. Code, § 56341,
subd. (b).)
The IEP offer was created at two parts of the same IEP team meeting on February
11 and May 13, 2019. Student does not argue that any of the participants expressly
listed in the statute were not present. He argues, however, that six additional
participants were legally required:
• A school psychologist
• A speech pathologist
• An assistive technology specialist
• A translator or interpreter
• A moderate special day class teacher
• An augmentative and alternative communication specialist
Student does not cite any legal authority in support of his contention that the law
required the attendance of these additional team members, and does not mention the
statutory list of required attendees. (20 U.S.C. § 1414(d)(1)(B)(i), (iv-vi); Ed. Code,
§ 56341, subds. (b)(1), (5-6).) Instead, Student argues on the assumption that an
adequate goal in a particular area cannot be written except by a specialist in that area.
For example, Student implies only a school psychologist can write a lawfully compliant
social-emotional goal, only an occupational therapist can write a lawful occupational
therapy goal, only a speech pathologist can write a lawful speech and language goal,
and so forth.
This argument does not apply to some of Oakland’s offer because the speech
goals were written by speech-language pathologist Maria Hermana, and the
occupational therapy goal by occupational therapist Phoebe Nguyen. More importantly,
ACCESSIBILITY MODIFIED 34
the argument is baseless. The IDEA and related laws regulate the quality of goals, not
the authorship of drafts. There is no legal requirement that anyone in particular draft
any particular kind of goal. Student’s argument also assumes that the drafter of a goal
unilaterally determines its content, but the IDEA requires that the entire IEP team,
including parents, consider and approve a goal’s contents, and changes and
amendments to proposed goals are routine in IEP team meetings. The argument also
denigrates the skills of every other member of the IEP team. For example, Ms. Chinn,
Student’s case manager and resource teacher, knew him better than any other Oakland
team member and wrote several of the goals in the offered IEP. Student’s argument
wrongly implies she was incompetent to do so. Notably, Student does not directly
criticize any of the goals she wrote.
There is no legal requirement that the absent specialists Student lists were
required to attend the IEP team meetings at which the February-May 2019 IEP was
drafted. The closest rule is that the IEP team must include “at the discretion of the
parent or the agency, other individuals who have knowledge or special expertise
regarding the child, including related services personnel as appropriate.” (20 U.S.C.
§ 1414(d)(1)(B)(i), (iv-vi); 34 C.F.R. § 300.321(a)(6)(2007); Ed. Code, § 56341, subds. (b)(1),
(5-6).) As the statutory language shows, inviting such participants is within the
discretion of the parties but is not required. (See Missouri Dept. of Elementary and
Secondary Educ. v. Springfield R-12 Sch. Dist. (8th Cir. 2004) 358 F.3d 992, 999 (“parents
are free to invite other individuals with expertise to participate”); Cone v. Randolph
County Schools (M.D.N.C. 2004) 302 F.Supp.2d 500, 506-507, aff’d 103 Fed.Appx. 731.)
If Parent had wanted additional specialists to attend the February and May 2019
IEP team meetings, she could have invited them. Student now inaccurately claims that
there was “no evidence” Parent was ever informed she could request the attendance of
ACCESSIBILITY MODIFIED 35
additional participants at an IEP team meeting. On the contrary, the record contains
several examples of meeting notices that advised her of that right. Parent received
multiple copies of procedural safeguards in English, and at least one in Arabic. Parent
herself did not claim she did not know of this right, and she freely did invite additional
participants to meetings. For example, she invited Rhonda Kimble-Kelley, Student’s
regional center case manager, to the meeting on November 1, 2018, two advocates
from Family Resource Navigators to the February 11, 2019 meeting, and another
advocate to the May 13, 2019 meeting. Parent was well aware of her right to invite
additional participants.
SCHOOL PSYCHOLOGIST
There was no evidence Parent wanted or needed the presence of a school
psychologist at the February and May 2019 IEP team meeting. There was no recent
psychological report to review or explain. Student’s expert witness, the psychologist
Dr. Randall, offered few opinions about Student or his IEP’s, as he had only met Student
the previous day. Dr. Randall was repeatedly asked whether the presence of a school
psychologist was “necessary” or “needed” at Student’s IEP team meetings, but Oakland
successfully objected that the questions called for a legal conclusion. Dr. Randall then
testified that the presence of a school psychologist would have been “helpful,” that it
would be “difficult” to fashion a placement without one, and that he himself would find
the presence of a school psychologist necessary to writing an adequate program.
However, he testified he did not know if Student’s IEP team had acted on sufficient
information in its placement decisions. Dr. Randall’s testimony did not establish that a
school psychologist was a required member of Student’s IEP team. That is in any event
a legal judgment that Congress has made, not one to be determined by expert opinion.
ACCESSIBILITY MODIFIED 36
INTERPRETER OR TRANSLATOR
A district must take whatever action is necessary to ensure that the parent
understands the proceedings of the IEP team meeting, including arranging for an
interpreter for parents whose native language is other than English. (34 C.F.R.
§ 300.322(e)(2018).)
Parent spoke a particular dialect of Arabic. She spoke enough English to have
unassisted conversations with Oakland staff, though probably not enough to
understand an IEP team meeting on her own. Oakland did not bring an Arabic
interpreter to the February 2019 meeting because Parent had previously told Student’s
case manager that she wanted her daughter to interpret during the meeting.
Parent’s daughter was a 19-year-old college student studying criminal justice at
San Francisco State University who lived with Parent and Student. She was fluent both
in the dialect of Arabic spoken by Parent and in English. The daughter attended
Student’s IEP team meetings since he was in the third grade, and frequently translated
for Parent at them. In her testimony at hearing, the daughter showed herself to be
highly intelligent and mature, dedicated to her younger brother, and completely familiar
with his special education history. There was no reason in the record to believe her
interpretation and translation assistance was anything less than excellent. She testified
that she was not “trained” to understand special education acronyms like “IEP” but did
not claim she did not understand them, and her testimony at hearing showed she did.
Although the facts are not clear, Oakland’s understanding with Parent about the
use of her daughter as an interpreter probably did not qualify as “arranging” for an
interpreter (20 U.S.C. § 1414 (d)(1)(B)(i)). This technical violation was harmless because
there was no consequence of the absence of a hired interpreter. Parent had her
ACCESSIBILITY MODIFIED 37
daughter immediately available and used her as the interpreter by choice. Oakland did
not need to hire an interpreter for the first part of the meeting on February 11, 2019. It
did have one present at the second part of the meeting on May 13, 2019.
SPEECH-LANGUAGE PATHOLOGIST
At the February 11, 2019 IEP team meeting, Parent objected to the absence of a
speech-language pathologist. Oakland agreed to arrange a second session of the
meeting at which a speech-language pathologist could be present, and did so. A
speech-language pathologist was present at the second part of the meeting on May 13,
2019, answered Parent’s questions, and assisted in drafting speech and language goals
for the IEP. The pathologist was a participant the parties desired to have at the meeting,
but she was not required by statute to be present. Oakland did not violate the IDEA by
failing to have a speech-language pathologist at the first part of the IEP team meeting.
ASSISTIVE TECHNOLOGY/AUGMENTATIVE AND ALTERNATIVE
COMMUNICATION SPECIALIST
Jenna Williams, Oakland’s assistive technology and augmentative and alternative
communication specialist, attended much of the first part of the IEP team meeting on
February 11, 2019. She reported on Student’s present abilities and explained the
consultation staff was receiving on the use of his speech generating device. Parent
asked Ms. Williams several questions, which were answered. The meeting notes then
state: “The family gave Jenna [Williams] permission to leave early.” Apparently this
permission was not written.
Student argues that it was unlawful for Ms. Williams to leave the first part of the
meeting without written permission from Parent, but Student misreads the applicable
ACCESSIBILITY MODIFIED 38
law. The only IEP team members to whom that requirement applies are the members
whose presence is mandatory. Members whose presence is not mandatory may be
permitted to leave without written permission of the parent. (34 C.F.R. § 321(e)(2007).)
Ms. Williams was permitted to leave the meeting with oral permission as she was not a
mandatory member of the IEP team. Ms. Williams was again present for the second part
of the meeting on May 13, 2019.
MODERATE SPECIAL DAY CLASS TEACHER
There was no teacher of a moderate special day class present at the first session
of the annual meeting on February 11, 2019. There is no legal requirement that an
IEP team contain the teacher of the class to which the school district proposes to move
a student. Sarah Vogelstein, an instructional coach who was a supervisor of most of the
attendees, attended the meeting. Ms. Vogelstein was competent to explain the nature
of the proposed special day class placement, and did explain its basics. The notes of the
second part of the meeting on May 13, 2019, show that a special day class teacher was
present.
None of the additional personnel identified by Student as essential the February
and May 2019 IEP team meetings was required by law to be present. In formulating the
offered IEP, Oakland did not violate the IDEA in selecting the personnel who attended
the meeting.
Oakland proved its IEP offer to Student of February and May 2019 was an offer of
a FAPE in the least restrictive environment. Student did not prove that Oakland failed to
develop any needed goals.
ACCESSIBILITY MODIFIED 39
STUDENT’S ISSUES 1.C AND D AND 2.C AND D: DID OAKLAND DENY STUDENT
A FAPE IN THE 2018-2019 AND 2019-2020 SCHOOL YEARS BY FAILING TO MAKE AN
APPROPRIATE OFFER BASED ON STAFFING AND TO DESIGN A PROGRAM THAT WOULD
ALLOW STUDENT TO MAKE PROGRESS?
Student contends that Oakland failed to provide him an adequate offer and
program from his entry into seventh grade in Oakland’s Montera Middle School in fall
2018 to the start of hearing, causing him to regress in his skills. Oakland contends that
all its IEP offers were lawful and appropriate.
THE NOVEMBER 1, 2018 IEP OFFER
The offer presented to Parent at the November 1, 2018 IEP team meeting was
essentially the same offer as later presented in the February-May 2019 offer that
Oakland seeks permission to implement. Student recognizes this in his closing brief,
and does not make any argument specific to the November 2019 offer. Those
arguments have already been analyzed and rejected. For those same reasons, Student
did not show that the November 1, 2018 IEP offer denied him a FAPE.
THE FEBRUARY-MAY 2019 IEP OFFER
For the reasons already discussed, the February-May 2019 IEP offer was a
substantively and procedurally valid offer of a FAPE.
Student argues that Oakland’s offers were made “based on staffing,” but there
was no proof of that. This is an apparent reference to Student’s inaccurate claim that
speech and language goals were removed from the offer at the February 2019 meeting,
only to be restored at a separate meeting in May. In fact, the February and May
ACCESSIBILITY MODIFIED 40
meetings were parts of the same meeting, and in February the discussion of speech and
language goals was postponed to the May meeting at Parent’s request so that a
speech-language pathologist could be present.
Student did not prove Oakland failed to make him an appropriate offer, and did
not prove Oakland failed to devise a program that would provide him a FAPE.
STUDENT’S ISSUES 1.A. AND 2.A: DID OAKLAND DENY STUDENT A FAPE IN THE
2018-2019 AND 2019-2020 SCHOOL YEARS BY PREDETERMINING STUDENT’S
PLACEMENT AND THE FOLLOWING RELATED SERVICES:
I) TRANSPORTATION VIA BUS WITHOUT A ONE-TO-ONE BUS AIDE AND THE
LENGTH OF TIME OF TRAVEL ON THE BUS;
II) ADAPTIVE PHYSICAL EDUCATION;
III) AUGMENTATIVE AND ALTERNATIVE COMMUNICATION; AND
IV) PLACEMENT IN AN INCLUSION PROGRAM WITHOUT A ONE-TO-ONE AIDE?
Student contends Oakland predetermined his placement and in addition,
predetermined its offer of transportation, adapted physical education, augmentative and
alternative communication, and placement in an inclusion program without a
one-to-one aide.
Oakland contends it did not and could not predetermine anything because
Student arrived in Oakland having an IEP from Berkeley that Oakland was bound to
follow and was still following, and that no evidence of predetermination of offers was
introduced at hearing.
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An educational placement means that unique combination of facilities, personnel,
location, or equipment necessary to provide instructional services to an individual with
exceptional needs, as specified in the IEP, in any one or a combination of public, private,
home and hospital, or residential settings. (Cal. Code Regs. tit. 5, § 3042, subd. (a).)
Predetermination occurs when an educational agency has decided on its offer
prior to the IEP meeting, including when it presents one placement option at the
meeting and is unwilling to consider other alternatives. (HB. v. Las Virgenes Unified
School Dist. (9th Cir. 2007) 239 Fed.Appx. 342, 344-345 [nonpub. opn.].) A district may
not arrive at an IEP meeting with a "take it or leave it" offer. (JG v. Douglas County Sch.
Dist. (9th Cir. 2008) 552 F.3d 786, 801, fn. 10.) However, school officials do not
predetermine an IEP simply by meeting to discuss a child's programming in advance of
an IEP meeting. (N.L. v. Knox County Schools (6th Cir. 2003) 315 F.3d 688, 693, fn. 3.)
Although school district personnel may bring a draft of the IEP to the meeting, the
parents are entitled to a full discussion of their questions, concerns, and
recommendations before the IEP is finalized. (Assistance to States for the Education of
Children with Disabilities and the Early Intervention Program for Infants and Toddlers
with Disabilities, 64 Fed.Reg. 12406, 12478 (Mar. 12, 1999).)
There was no evidence that any of Oakland’s offer was predetermined. The
Oakland members of the IEP team met in September 2018, shortly after Student’s arrival,
but Parent did not attend and stated she was not notified. Oakland prepared or
completed a draft of an IEP to be presented at a meeting attended by Parent. That did
not violate the IDEA.
There was no evidence that Oakland’s offer of transportation in the November
2018 and February-May 2019 IEP’s was predetermined. Oakland offered bus
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transportation, and now Student argues that since there was only one method of
transportation offered, it must have been predetermined. There is no requirement that
a district present multiple options for a parent’s choice to avoid a predetermination
claim.
Student’s argument that Oakland predetermined its offer of transportation would
be without a one-to-one aide rests only on the false assumption that if only one method
is offered it must have been predetermined. Student did not introduce any evidence
concerning the length of the bus trip.
Student’s only argument in support of his claim that his adapted physical
education was predetermined is that there was no adapted physical education specialist
at some of his IEP team meetings. That fact does not show predetermination.
Student’s argument that his assistive technology/augmentative and alternative
communications offer was predetermined is unpersuasive because it conflates several
separate subjects that do not relate to predetermination. For example, Student argues:
“The failure to write expressive language goals using his AAC/SGD device was a
predetermination of placement resulting from the absence of a speech pathologist who
could report on goals and who could write new communications goals.”
Student also charges that Oakland predetermined that Student “would not
receive direct AAC services from the SLP.” There was no evidence that this part of
Oakland’s offer was predetermined. In Student’s sixth grade year, Berkeley had also
proposed to cease direct services for Student’s speech generating device, apparently in
recognition of the fact that he knew how to use it and did not need further training.
Oakland later proposed the same reduction for the same reason. A proposal to reduce
a service is not, by itself, predetermination.
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Student’s argument that placement in an inclusion program without a one to one
aide was predetermined is difficult to understand. Student had a one-to-one aide under
the Berkeley IEP, and every offer Oakland made included a one-to-one aide, including
the February-May 2019 offer. Student’s argument in his closing brief simply repeats his
claim that essential members were not at IEP team meetings.
Student did not prove that Oakland predetermined any portion of any of its
program offers. Student makes a different argument, which he also characterizes as a
predetermination claim, but it is mislabeled. Student argues at length that Oakland
failed to have all the IEP team members whom the law requires to be present at his
various IEP team meetings. This contention is fairly brought against Oakland’s case,
since Oakland must prove procedural compliance in drafting its February-May 2019 IEP.
But Student directs the claim to every other IEP team meeting in the relevant period as
well. Student labels this claim predetermination in an apparent effort to introduce a
new argument in his case that was not mentioned in his complaint, his prehearing
conference statement, or the statement of issues in the order following prehearing
conference issued on December 24, 2019.
Student may not introduce a new issue in his case by labeling it as something
else. The alleged absence of required personnel from IEP team meetings is separate
from any predetermination claim and was never part of Student’s case. By law, this
Decision may only decide those issues that are presented in Student’s complaint.
(20 U.S.C. § 1415(f)(3)(B); Ed. Code, § 56502, subd. (i).) In addition, basic fairness requires
that the argument not be entertained because Oakland, not having warning of it, has
not had an adequate opportunity to introduce evidence concerning it or brief it. This
new argument cannot be considered here.
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STUDENT’S ISSUES 1.B. AND 2.B.: DID OAKLAND DENY STUDENT A FAPE IN THE
2018-2019 AND 2019-2020 SCHOOL YEARS BY FAILING TO IMPLEMENT THE
FOLLOWING COMPONENTS OF STUDENT’S IEP:
I. THE ONE-TO-ONE AIDE,
II. ASSISTIVE TECHNOLOGY; AND
III. AUGMENTATIVE AND ALTERNATIVE COMMUNICATION AND SPEECH
SERVICES?
Student contends Oakland did not implement three portions of his Berkeley IEP:
the one-to-one aide, assistive technology, and augmentative and alternative
communication and speech services. Oakland contends the one-to-one aide was
provided, and all or nearly all of the required assistive technology/augmentative and
alternative communication and speech services were provided.
A district commits a substantive violation of the IDEA when it departs from a
provision of an agreed-upon IEP, unless the deviation is only a minor variation from the
IEP. (Van Duyn v. Baker School Dist. 5J (9th Cir. 2007) 502 F.3d 811, 822.) The
Ninth Circuit held in Van Duyn that failure to deliver related services promised in an IEP
is a denial of FAPE when "there is more than a minor discrepancy between the services
provided to a disabled child and those required by the child's IEP." (Ibid.)
ONE-TO-ONE AIDE
There was no lapse in Oakland’s delivery to Student of the service of a
one-to-one aide. At the start of the fall 2018 semester Parent did not like the aide and
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tried to replace her, but that is not relevant to Student’s contention. At all times
Oakland provided a one-to-one aide.
Later, Parent was angered to learn that the aide sometimes assisted Student with
an assigned classroom chore such as folding towels or selling coffee to adults from a
cart. The evidence showed that this was a normal part of the curriculum. All students in
general education had chores which taught life skills, and in the case of the coffee cart
offered opportunity for socializing and pragmatic speech. These chores made up an
insignificant proportion of the curriculum and on the average day were not done at all.
Far from showing an aide was not provided, the evidence showed the aide assisted
Student with his assignments.
ASSISTIVE TECHNOLOGY/AUGMENTATIVE AND ALTERNATIVE
COMMUNICATION SERVICES
Student acquired his speech-generating device, the NovaChat, in the
fourth grade. He used it regularly since then as his principal communication device.
Teachers reported that Student liked the device and took care of it.
There was some initial confusion among Oakland staff about which Berkeley IEP
governed the direct services for Student’s device. The Berkeley documents were
ambiguous with respect to Parent’s approval of assistive technology and augmentative
and alternative communications supports. That ambiguity complicated the relationship
of the parties and continued into the hearing and the parties’ briefs. In addition, the
evidentiary record was incomplete and Student’s argument is not entirely clear.
Part of Student’s argument is that Oakland did not deliver all of the direct
assistive technology services the Berkeley IEP required because Oakland used
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unauthorized aides to deliver the service. During most of the fall of 2018 and spring of
2019, Oakland lacked a licensed speech-language pathologist to deliver services.
During that period, it used speech-language pathology assistants under the supervision
of a licensed speech-language pathologist to deliver Student’s speech-related services.
That use was generally authorized by law. (Ed. Code, § 56363, subd. (b)(1); Cal. Code
Regs., tit. 5, § 3051.1, subd. (d).) However, the regulation authorizes the use of the
pathology assistants only “if specified in the IEP.” The governing Berkeley IEP did not
specify the use of pathology assistants, so Student reasons that the services they
rendered to Student should be regarded as not delivered at all.
Another part of Student’s argument is that Student had three expressive
language goals in the Berkeley IEP, which were to be executed by a speech-language
pathologist and others, but not by pathology assistants, so those goals were not
implemented properly because a speech pathology assistant implemented them in part.
One of the expressive language goals was to be implemented by a speech-language
pathologist only, another by a speech-language pathologist, an aide, or a special
education teacher, and a third by a speech-language pathologist and the IEP team. A
pathology assistant was not part of the IEP team.
Ms. Williams, a speech-language pathologist as well as an assistive technology
expert, testified that she and a pathology assistant implemented the one Berkeley goal
that mentioned Student’s speech generating device. Sarah Panien, Oakland’s lead
speech-language pathologist, testified that she supervised a pathology assistant,
Janay Mosley, in implementing Student’s IEP. There was no reason to doubt their
testimony, but the exact division of labor cannot be determined from the record. For
example, the log of services Ms. Williams kept did not include all the services she
ACCESSIBILITY MODIFIED 47
testified she rendered. The evidence did show that some of the implementation of
Student’s IEP and goals was left to Ms. Mosley, a pathology assistant.
A third aspect of Student’s argument is that Ms. Williams did not provide all the
services she should have because she deducted too many days from the services owed
Student for Student’s frequent absences. Parent testified that Student was sometimes
present when Ms. Williams thought he was absent. Student does not attempt to
quantify this alleged loss except by reference to a single day, October 7, 2018.
It is not necessary to fully untangle these factual issues because any variation
from Student’s IEP in the delivery of direct assistive technology support for Student’s
device, or in the delivery of speech services, had no apparent effect on his education.
Student does not argue there was any real-world consequence to the use of a speech
pathology assistant rather than a licensed speech-language pathologist during part of
the 2018-2019 school year, either to support his use of the com