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3: การประเมนิความเสีย่ง (risk assessment) และระดบัความปลอดภยัทางชวีภาพ
(biosafety level): งานวจิยัดา้นจลุนิทรยี ์
ศ.ดร. ศรสีนิ คสูมทิธิ ์
คณะเวชศาสตรเ์ขตรอ้น มหาวทิยาลยัมหดิล
Biosafety is the application of safety precautions that
reduce a laboratory personnel's accidental exposure risk of
exposure to a potentially infectious agents or toxins and limit
contamination of the work environment and, ultimately, the
community.
Biosecurity describes "the protection, control and
accountability for valuable biological materials within
laboratories, in order to prevent their unauthorized access,
loss, theft, misuse, diversion or intentional release to pursue
bioterrorism or biological weapons proliferation.”
Biosafety vs Biosecurity
Laboratory acquired infection (LAI) = an infection obtained through laboratory or laboratory-related activities as a result of work with infectious biological agents, which may be either symptomatic of asymptomatic
Factors contributing to LAI
20% are caused by equipment failure
80% of which are caused by human factors
Lack of knowledge of biological agent
Lack of proper emergency responses
Lack of training, passing down of bad habits
Carelessness, ignorance in work practices
Laboratory Acquired Infections (LAI)
MMWR Supplements 2012/61(01);1-101
Practices
20%
Parental inoculations with syringe, needles or
other contaminated sharps;
Spillages & splashes onto skin and mucous
membrane
Ingestion or exposure through mouth
Pipetting or touching mouth or eyes with fingers
or contaminated objects
80%
MMWR Supplements 2012/61(01);1-101
Laboratory Acquired Infections (LAI)
Infectious aerosols (and droplets)-directly or
hand contamination
Purpose
Able to correctly identify & evaluate the risks associated
with handling biological agents; and to put in place
appropriate control measures to mitigate / control / manage
such risks
Risk Assessment & Management
To ensure that risks to employees,
the public, or the environment
are consistently minimize to an acceptable levels
5
Complete BioRisk Assessment
1
2
• Personnel Factor: Personnel supervising & personnel using the material: experience
3
4
5
• Environment Factors: laboratory, facility, community
• Working activity factor: Experimental protocols & lab practices, SOP
• Equipment factors
Agent characteristics & biological materials (RG/BSL etc)Include Biological, chemical, radiological, liquid nitrogen, flammable
6
When is hazard/threat identification done
Whenever you start a job/task
Throughout the life cycle of the job/task
Whenever there is significant change in the
job/task
Whenever there is new knowledge that affects
the job/task
If there has been an accident
Periodically depending on the local legislation
and/or institutional policy
Hazard/Threat identification
7
Risk Assessment/Evaluation
: http://www.austrac.gov.au/elearning_amlctf_programcourse/mod4/module_4_risk_16.html
A process used to estimated risk against a given risk criteria to
determine the significance of the risk
Risk = Severity x Likelihood
8
Factors Should Be Considered in A Risk
Assessment for Pathogen
Virulence/Pathogenicity of the organism
Route of transmission
inhalation/intranasal:infectious aerosol;
ingestion: gastrointestinal tract (eg Salmonella); (e.g.
contaminated fingers in mouth eg mouth pipetting;
eating, drinking in the lab);
contact (mucous (mouth, nose)/eyes/ percutaneous),
skin abrasions/cuts; Parental (needle sticks);
Formites-contaminated environmental surfaces eg
BBP, HIV-virus, Hepatitis B,C; through wound eg
Staphylococcus
: http://www.austrac.gov.au/elearning_amlctf_programcourse/mod4/module_4_risk_16.html 9
Factors Should Be Considered in A Risk
Assessment for Pathogen
Host range (human, broad/multi- host eg human, animals,
plant fish, environmentally or agriculturally important)
Stability: -Agent: prolonged viability (spore formation).
- Survival in environment eg. Rickettsia, B.
anthracis
Infectious dose (low eg. M. tuberculosis , Francicella
tularensis etc.
Disease outcomes (pathogenicity of the organism / severity
(morbidity / mortality)
Availability of effective preventive measure (e.g., vaccines)
Availability of effective treatment (e.g., antibiotics)
Whether the pathogen is indigenous to the country
: http://www.austrac.gov.au/elearning_amlctf_programcourse/mod4/module_4_risk_16.html 10
Classification of Infectious Microorganism by Risk Group
WHO Laboratory Biosafety Manual 3rd Edition (2004)
Risk
Group 1
no or low
individual and
community risk
A microorganism that is unlikely to cause human disease or animal disease
eg. non-pathogenic organisms , non-pathogenic E. coli-K12, B. subtilis;
well established animal tissues and cell lines; well established human cell
line- history of safe
Risk
Group 2
moderate
individual risk,
low community
risk
A pathogen that can cause human or animal disease but is unlikely to be a
serious hazard to laboratory workers, the community, livestock or the
environment. Laboratory exposures may cause serious infection, but
effective treatment and preventative measures are available and the risk of
spread of infection is limited.Eg. Bacillus cereus, Clostridium spp, Campylobacter, Most wild type E. coli
eg E.coli O157 , Pseudomonas aeruginosa, Proteus vulgaris, Staph aureus,
Dengue, Hepatitis A, B & C , Adeno virus, CMV, Vaccinia virus,
Toxoplasma, human blood & blood products, clinical samples,
Risk
Group 3
high individual
risk, low
community risk
A pathogen that usually causes serious human or animal disease but does
not ordinarily spread from one infected individual to another. Effective
treatment and preventive measures are available.Serious respiratory agents Eg. Bacillus anthrasis , Mycobacterium
tuberculosis, Rickettsia spp, HIV (culture), Yersenia pestis (resistant
strains), prion
Risk
Group 4
high individual
and community
risk
A pathogen that usually causes serious human or animal disease and
that can be readily transmitted from one individual to another, directly
or indirectly. Effective treatment and preventive measures are not
usually available.Eg. Ebola virus, Marburg virus, Crimean-Congo hemorrhagic fever
Titer/Concentration and Volume of material used Higher concentrations increase the risks of working withthat agent. Working with large volumes of concentrated infectious material also increases the risks, sinceadditional handling of the materials is often required.
What are the laboratory factors? (Lab procedures withrisk of exposure: e.g., potential for splashes, vortexing, centrifugation, sharps, needles or injection, animals; skillsand training level of investigators.
Health status of investigator: personal factorsinfluencing risk e.g. health status, immune state: immunosuppression, pregnancy, vaccination status, allergies etc.
External factors to be considered in a risk
assessment include…………….
12
Risk Assessment: Large Scale and High
Concentration
Small scale or bench scale: < 10 liters
Eg. BSL1, bench-top experiment
BSL2, PPE required experiment
Large scale: > 10 liters
High concentrations: 103 versus 1010 have different requirements
Modified from http://ehs.unc.edu/training/self_study/bsl2_dlam/container.php?page=66&x=15&y=13
Risk Assessment: Blood and Body Fluids
Risk associated with blood and bodily fluids is the potential exposure to BBP which may be present in contaminated blood and bodily fluids and are capable of causing disease in exposed individuals. The pathogens of greatest concern are
Hepatitis B virus (HBV): It can be transmitted not only by percutaneous exposures, but also via mucous membranes. The incubation period for hepatitis B is 45 to 160 days.
Hepatitis C virus (HCV): the interval between exposure and seroconversion is approximately 8 to 10 weeks.
HIV: It is difficult to become infected with HIV through a needle stick injury or other exposure to blood or other body fluids. The risk depends on the amount of virus to which one is exposed and the titre of HIV viral RNA. There is no vaccine for HIV, but drugs are available which reduce the risk of becoming infected with the virus.
14
Examples: Blood-borne Pathogens
Hepatitis B virus (HBV)/Hepatitis C virus
Human immunodeficiency virus (HIV)
Staphylococcus and Streptococcus
Salmonella and Shigella
Syphilis
TB
Treponema pallidum (syphilis)
Plasmodium spp. (malaria)
Brucella spp.
Leptospira interrogans
Arboviruses
Hemorrhagic fever viruses
etc
15
Blood Borne Pathogen:
Transmission Potential
Contact with another person’s blood or bodily fluid that may contain blood
Mucous membranes: eyes, mouth, nose
Non-intact skin
Contaminated sharps/needles
16
Risk Assessment of Fungal Agents
Infections are not communicable, but require common exposure from a point source.
Some fungi have dimorphic: yeast form and mold form
Yeast forms may be present in the tissues of infected animals and in clinical specimens, identifying isolates, and processing animal tissues.
Mold form cultures containing infectious conidia or spore may pose a hazard of aerosol exposure.
BSL-2 and ABSL-2 practices, containment equipment, and facilities are recommended for activities with clinical materials, animal tissues, yeast-form cultures, and infected animals eg. Crytococcus neoformans, yeast form of Blastomycesdermatitidis.
BSL-3 practices, containment equipment, and facilities are required for or propagating and manipulating sporulating mold-form cultures eg. Blastomyces dermatitidis, eg. Coccidioidesspp, Histoplasma capsulatum etc.
BMBL 5th Edition (2010) 17
Risk Assessment
Cells, Tissues and Cell Lines
The origin of the cells or tissues (species and tissue type) :
infectious for humans are most likely to arise from cells of
human or primate origin but other mammalian, avian and
invertebrate cell lines may also present risks
The source (recently isolated or well- characterized).
This will give an indication of potential contaminants and
potential for expression/reactivation of latent viruses.
Type of cell line: primary cell cultures present the
greatest risk of carriage and followed by continuous cell
lines unless known to be persistently infected
18
Potential Harzadous Human Cell Lines
Potential laboratory hazards associated with human cells and
tissues include
Blood borne pathogens HBV, HIV, HCV, EBV, HPV and CMV
M. tuberculosis that may be present in human lung tissue. Other
primate cells and tissues also present risks to laboratory
workers.
Cells immortalized with viral agents such as SV-40, EBV
adenovirus or human papilloma virus (HPV), as well as cells
carrying viral genomic material also present potential hazards to
laboratory workers.
Tumorigenic human cells also are potential hazards as a result of
self-inoculation.
Laboratory workers should never handle autologous cells or
tissues, blood, lymphoid and neural tissues and should always
be considered potentially hazardous 19
Primary Cell Culture/Cell Lines vs RG/BSL
Primary cultures of human, primate, mammalian or insect cells
from a source known to NOT contain infectious agents (RG 1)
should be treated using BSL-1 practices and procedures
Untransformed mammalian cell lines - Risk Group 1
MCF-7 (Human breast carcinoma cell line)
NIH 3T3 (Mouse fibroblast cell line)
All primary human cell cultures (explants) and subsequent in vitro passages fall under the blood-borne pathogen standard (BSL2)
Human cell lines are considered to be potentially infectiousunless the specific cell line has been characterized to be free ofhepatitis viruses, HIV, EBV, human papilloma viruses and otherrecognized blood borne pathogens (BSL2)
20
Primary Cell Culture/Cell Lines vs RG/BSL
Transformed mammalian cell lines – Risk Group 2 -HeLa cell lines
Primary cultures of insect or mammalian cells from a source where infection status is UNKNOWN (or known to be infected) are considered to be potentially infectiousand should be handled using BSL-2 practice and containment. All work should be performed in a BSC (BMBL 5 th edition(CDC)
Any injections with human cell lines into animals will be conducted in a BSC and handled at ABSL-2.
21
The risk assessment for recombinant DNA should
include:
source of the DNA to be transferred (host)
ability of vector to survive outside the laboratory
(vector)
interaction between transferred gene and host
(product)
When assessing the risk group and containment level for a genetic
engineered protocol, if one of the components is potentially
hazardous, a risk level appropriate to the known hazard is
assigned.
Risk Assessment: Recombinant DNA
22
What are the vectors (viral vector) / host / product?
1. Host /recipient system:
Intrinsic characteristics of host/recipient (risk group)
Source of DNA, nature of insert gene
- Is the gene or sequence (including synthetic) from RG-2,
RG-3, or RG-4 agent, biological toxin, or select agent?
- Is there any risks associated w/ the gene or sequence
such as: up-regulation/silencing expression, regain of
function, oncogenes, virulence factors, toxins, or
expanded host range?
- Does the gene or sequence change sensitivity to
antibiotics, herbicides, pesticides, or insecticides that
would be used to control the host?
Factors Should Be Considered in a Risk
Assessment for Recombinant Research
WHO Laboratory Biosafety Manual 3rd Edition (2004); Section III-D of the NIH Guidelines 23
Factors Should Be Considered in a Risk
Assessment for Recombinant Research
2. Vector system
Intrinsic characteristics (risk group)
Replication competence
Residual viral gene expression
3 End product/Gene product effects:
Expression of a foreign gene
Possible introduction or increase of virulence
Toxicity (Gene code for toxin)
Increased ability to evade immune system
Allergenicity
Pharmaceutical activity eg. antibiotic resistance
WHO Laboratory Biosafety Manual 3rd Edition (2004); Section III-D of the NIH Guidelines 24
Viral Vector Considerations
1. Route of Transmission
Blood-borne
Lentivirus
Direct contact
Vaccinia
Respiratory
Adenovirus, Adeno-associated virus (>150 pfu
intranasal)
Influenza virus (790 pfu nasopharyncheal)
WHO Laboratory Biosafety Manual 3rd Edition (2004)25
WHO Laboratory Biosafety Manual 3rd Edition (2004)
2. Host Range
Based on human pathogens
Replication incompetent eg Lentivirus
Potential for oncogenesis through insertional
mutagenesis eg Lentivirus
Non-pathogenic viruses eg. Adeno-associated
virus
Based on non-human pathogens
Reduced pathogenicity (Vaccinia, Avipox)
Non-pathogenic (Baculovirus)
Tropism and host range
Change in cell type or species affected
Viral Vector Considerations
26
3. Contamination
Viral vectors, e.g. adenovirus may be contaminated
with replication-competent viruses, generated by
rare spontaneous recombination events in the
propagating cell lines, or may derive from
insufficient purification.
These vectors should be handled at the same
biosafety level as the parent adenovirus from which they are derived.
WHO Laboratory Biosafety Manual 3rd Edition (2004)
Viral Vector Considerations
27
Classification of Recombinant DNA Activities by Risk Group
WHO Laboratory Biosafety Manual 3rd Edition (2004)
Risk
Group
1
no or low
individual and
community risk
-rDNA activities holding no or a negligible risk eg. rDNA
activities using such non-pathogenic organisms as hosts for
the expression of genes incorporated into bacterial plasmids or
low risk viral vectors eg E. coli K-12, Saccharomyces
cerevisiae or Saccharomyces uvarum, baculovirus or Adeno
Associated Virus; vector from commercial supplier RG1
Risk
Group
2
moderate
individual risk,
low community
risk
-recombinant DNA activities using viral vector systems such as
Adenoviruses and some Retroviral vectors, particularly
Lentiviral vectors, and expression of recombinant DNA in
BSL-2 organisms.
Risk
Group
3
high individual
risk, low
community risk
Recombinant DNA activities using genetic material from BSL-
3 organisms or such organisms as host cells, cell lines
modified using DNA from Risk Group 3, cell lines contains a
toxin with an LD50 of less than 100 nanograms per kg/kg
body weight
Risk
Group
4
high individual
and community
risk
Recombinant DNA activities using genetic material from
BSL-3 organisms or such organisms as host cells, cell lines
modified using DNA from Risk Group 428
Mitigation Control Measures
Engineering Controls (EC)
Physical changes to work stations, equipment, materials,
production facilities, or any other relevant aspect of the
work environment that reduce or prevent exposure to
hazards (lab design)
Administrative Controls (AC)
Policies, standards and guidelines use to control risks
Practices & Procedures (P&P)
Processes and activities that have been shown in
practice to be effective in reducing risks
Personal Protective Equipment (PPE)
Devices worn by the worker to protect against hazards in the laboratory
Summary of Biosafety Level Requirements (physical structure/ airflow system/equipment/waste management system)
BSL1 BSL2 BSL3 BSL4
Isolation1 of laboratory No No Yes Yes
Room sealable for decontamination No No Yes Yes
Ventilation
- inward airflow
- controlled ventilating system
- HEPA-filtered air exhaust
No
No
No
Desirable
Desirable
No
Yes
Yes
Yes/No2
Yes
Yes
Yes
Double-door entry No No Yes Yes
Airlock No No No Yes
Airlock with shower No No No Yes
Anteroom No No Yes -
Anteroom with shower No No Yes/No3 No
Effluent treatment No No Yes/No3 Yes
Autoclave
- on site
- in laboratory room
- double-ended
No
No
No
Desirable
No
No
Yes
Desirable
Desirable
Yes
Yes
Yes
Biologicalsafety cabinet No Desirable Yes Yes
Personnel safety monitoring capacity4 No No Desirable Yes
WHO Laboratory Biosafety Manual 3rd Edition (2004)
Biosafety Level 1 (BSL1)
http://www.cdc.gov/biosafety/publications/bmbl5/BMBL.pdf
Biosafety Level 1 is suitable for work involving
well-characterized agents not known to consistently
cause disease in immunocompetent adult humans, and present minimal potential hazard to
laboratory personnel and the environment
Practices -Standard microbiological practices /aseptic
technique
- Sharps” precautions
- Red bag waste disposal
Safety Equipment
(Primary barriers)
- No primary barriers required
- PPE: laboratory coat, gloves, eye and
face protection
Facilities
(Secondary barriers)
- Laboratory bench, sink, eye-wash, fume hood
emergency shower outside the area31
http://www.cdc.gov/biosafety/publications/bmbl5/BMBL.pdf
Biosafety Level 2 is suitable for work involving agents that
pose moderate hazards to personnel and the environment.
Practices BSL1++ practice plus:
- Limited access
- Door posts biohazard warning sign
-“Sharps” precautions
- Biosafety manual defining any needed waste
decontamination or medical surveillance policies
Safety Equipments
(Primary barriers)
-Class I or II BSCs or other physical containment device used
for all open manipulations of agents that cases
splashes or aerosols of infectious materials
-PEE: Laboratory cloths, gloves, gown, face and eye protection
Facilities
(Secondary
barriers)
-BSL-1 facilities with the addition of: accessible autoclave,
directional airflow, no air recirculation, disinfection/
decontamination procedures in place.
Biosafety Level 2 (BSL2)
Biohazard Warning Sign
http://www.cdc.gov/biosafety/publications/bmbl5/BMBL.pdf
7. A sign incorporating the universal
biohazard symbol must be posted at
the entrance to the laboratory when
infectious agents are present.
The sign may include the name of
the agent(s) in use, and the name and
phone number of the laboratory
supervisor or other responsible
personnel. Agent information should
be posted in accordance with the
institutional policy.
BSL2-4
33
Risk Management
Hazard Communication
Biohazard labels shall be placed on:
the surface of all equipment (freezers, incubators,
refrigerators) which may be contaminated with
biohazardous materials.
sample transport outer containers.
medical waste bins
Biohazard signs shall be placed on:
the outer door of BL-2 labs.
medical waste storage areas
34
Biosafety Level 3 is applicable to special clinical and
diagnostic services, research, or production facilities
where work is performed with indigenous or exotic agents
that may cause serious or potentially lethal disease through
the inhalation route of exposure.
Practices BSL1+2++ practice plus:
- Full training (Worker certification)
- PEE: Protective laboratory clothing
(Wrap around disposable clothing is required), gloves, gown, face
shield or other splatter guard, eye protection (goggles), respiratory
protection (N95 Respirator) , shoe covers, boots
- Restricted access (Entry and exiting procedures to cover)
- Personnel safety monitoring capacity eg. window, closed circuit television
two-way communication; escort requirements
- Decontamination of laboratory clothing before laundering.
- Decontamination of all waste
- Emergency response
http://www.cdc.gov/biosafety/publications/bmbl5/BMBL.pdf
Biosafety Level 3 (BSL3)
35
Biosafety Level 3 is applicable to special clinical and
diagnostic services, research, or production facilities
where work is performed with indigenous or exotic agents
that may cause serious or potentially lethal disease through
the inhalation route of exposure.
Safety Equipment
(Primary barriers)
-Class I or II Biological Safety Cabinet (BSC) or equivalent
containment for all open manipulations of agents
- Safety centrifuge cups and rotors
- Double door autoclave or equivalent
http://www.cdc.gov/biosafety/publications/bmbl5/BMBL.pdf
Biosafety Level 3 (BSL3)(continued)
Facilities
(Secondary
barriers)
-2 doors in a series to access lab and anteroom
-Special exhaust ventilation
(Not re-circulated, airflow (HVAC)
-Negative pressure
-Sinks, doors, floor, airlock…
-Able to wash entire lab
36
Biosafety Level 4 is required for work with dangerous and exotic agents
that pose a high individual risk of aerosol-transmitted laboratory infections
and life-threatening disease that is frequently fatal, for which there are no
vaccines or treatments, or a related agent with unknown risk of transmission.
Practices BSL3 practice plus:
- Laboratory staff must have specific and thorough training
in handling extremely hazardous infectious agents
-Clothing change before entering
-Shower on exist
-All material decontaminated on exist from facility
-Special Disposal
Safety Equipment
(Primary barriers)
-All procedures conducted in Class III BSCs or
in combination with full-body, air-supplied,
positive pressure suit
Facilities
(Secondary barriers)
BSL3 plus:
- Separate building or isolated zone
- Design specifications are extremely stringent
- Lab. must be sealable
- Suit Laboratory or Cabinet Laboratory/ Air lock entry /Shower exit
- Dedicated supply and exhaust, vacuum, and decontamination systems
- Other requirements outlines in the text
- No such facilities exist in Thailand
http://www.cdc.gov/biosafety/publications/bmbl5/BMBL.pdf
Biosafety Level 4 (BSL4)
37
Standard Microbiological Practices
http://www.cdc.gov/biosafety/publications/bmbl5/BMBL.pdf
1. Control access to the laboratory
2. A documented safety) manual must be available for all staff
3. Personal Protective Equipment (PPE) to be used
for laboratory procedures: PPE acts as a barrier to
minimize the risk of exposure to aerosols, splash
and accidental inoculation
4. Proper foot wear (No sandals in lab)
5. Tie long hair back to prevent catching in the
equipment or catching fire over Bunsen burner flame
6. Eating, drinking, smoking, handling contact lenses,
applying cosmetics, and storing food for human
consumption must not be permitted in laboratory areas
7. Mouth pipetting is prohibited.
8. Perform procedures to minimize splashes or aerosolseg. Pipette carefully; Transfer biological solutions with caution
http://www.cdc.gov/biosafety/publications/bmbl5/BMBL.pdf
9. Decontaminate work surface before leaving the Lab
10. Leave your lab coat in the lab
11. Remove gloves before touching door handles phones etc.
12. Wash your hands with soap and water before leaving lab
13. Safe storage of waste materials
14. Decontaminate all cultures, stocks, and other potentially
infectious materials before disposal using an effective method.
a. Materials to be decontaminated outside of the immediate
laboratory must be placed in a durable, leak proof container and
secured for transport.
b. Materials to be removed from the facility for decontamination
must be packed inaccordance with applicable
local, state, and national regulations.
15. When possible use plastic instead of glass
39
http://www.cdc.gov/biosafety/publications/bmbl5/BMBL.pdf
16. Safe handling of sharps, such as needles, scalpels, pipettes, and
broken glassware must be developed and implemented.
Avoid manipulating needles after use:
a. Needles must not be bent, sheared, broken, recapped, removed from
disposable syringes, or otherwise manipulated by hand before
disposal.
b. Used disposable needles , syringes, glass pipette and other
contaminated sharps must be carefully placed in conveniently
located puncture-resistant containers used for sharps disposal
(Closable, puncture resistant, leak proof on sides and bottom,
Red / fluorescent orange container or orange-red BioHaz label
a. Non-disposable sharps must be placed in a hard walled
container for transport to a processing area for decontamination,
preferably by autoclaving.
d. Broken glassware must not be handled directly. Instead, it
must be removed using a brush and dustpan, tongs, or forceps.
e. Plastic ware should be substituted for glassware whenever possible.
Standard Microbiological Practices
40
41
Biosafety Guidelines for Infectious Microorganisms
Laboratory Biosafety Manual
3rd Edition (2004)
Australian/New Zealand Standard Safety in laboratories
Part 3: Microbiological safety and containment
Canadian Laboratory Safety Guidelines (2004)
NIH Guidelines for Research
Involving Recombinant DNA Molecules (2013)
Biosafety in Microbiological and Biomedical Laboratories (BMBL) 5th Edition (2010)
Guidelines from Department of Medical Science, Ministry of
Public Health
National Guidelines for Pathogens
42
1. Biosafety Guidelines for Work Related to Modern
Biotechnology or Genetic Engineering (2004, 2009,
2011)
National Guidelines for Biotechnology
2004 20112009
43
Biological Safety Cabinet (BSC)
http://www.cdc.gov/biosafety/publications/bmbl5/BMBL5_appendixA.pdf
Source: Appendix A of the Biosafety in Microbiological and Medical Laboratories (BMBL); Primary
Containment for Biohazards: Selection, Installation, and Use of Biosafety Cabinets
Selection of a safety cabinet through risk assessment
BSLProtection Provided
BSC ClassPersonnel Product Environment
BSL 1-2 Yes No Yes I
BSL 1-3 Yes Yes Yes II (A1, A2, B1,
B2)
BSL 4 Yes Yes Yes III; II – When
used in suit room
with suit
44
Biological Safety Cabinet (BSC) Class I
http://canadianbiosafetystandards.collaboration.gc.ca/cbsg-nldcb/assets/longdesc/figure-11-eng.php#figure-11-1a
Supply
ambient
air
Intake
75ft/min
- Open-fronted safety
cabinets
- Negative-pressure
ventilated cabinet
- Inward airflow protect
workers, but NOT
product protection
- Exhausted to outside
100%, re-circulated
0%
- Not for use with
tissue culture
Exhausted HEPA filter
Exhaust plenum
Contaminated
air
46
Biological Safety Cabinet (BSC) Class II
http://canadianbiosafetystandards.collaboration.gc.ca/cbsg-nldcb/assets/longdesc/figure-11-eng.php#figure-11-1a
- Type A: 30% exhausted through HEPA is discharged into the room (A1 and
A2), 70% recirculated through HEPA
- Negative-pressure ventilated cabinet
- The air is drawn from the room into
the work opening and it passes
the operator and the product
before it leaves the
cabinet via HEPA filter
normally ducted
to atmosphereSupply air
Intake
–75 ft/min
(A1)
-100
ft/min
(A2)
Exhaust HEPA filter air30%
<Supplied HEPA filter
Exhausted HEPA filter
blower
47
Type B1: 70% exhausted to outside re-circulated= 30%
-Negative-pressure ventilated cabinet
-Class II B: HEPA filtered
air is discharged out
of the room
-Minute amount
of volatile
chemicals
allowed
Biological safety cabinet (BSC) Class II
http://canadianbiosafetystandards.collaboration.gc.ca/cbsg-nldcb/assets/longdesc/figure-11-eng.php#figure-11-1a
Intake
100ft/min
blower
Exhausted HEPA filter
Supplied HEPA filter
Exhaust HEPA filter air70%
48
Type B2: 100% exhausted to outside, re-circulated = 0%
Biological Safety Cabinet (BSC) Class II
http://canadianbiosafetystandards.collaboration.gc.ca/cbsg-nldcb/assets/longdesc/figure-11-eng.php#figure-11-1a
Intake
100ft/min
Supply air
exhaust air pulled
through dedicated
exhaust duct into
facility exhaust
system;
100FPM intake
all ducts and plenums
are under negative
pressure
Exhausted air
49
http://canadianbiosafetystandards.collaboration.gc.ca/cbsg-nldcb/assets/longdesc/figure-11-eng.php#figure-11-1a
Completely sealed, ventilated, closed front air-tight cabinet
Ventilated cabinet - totally enclosed: use for work with risk group ¾ agents
Operations are conducted through attached rubber gloves.
Both supply and exhaust air are HEPA-filtered
Provides both personnel and product
protection
Biological Safety Cabinet (BSC) Class III
100% exhausted to
outside, recirculated= 0%
Negative pressure
Double-
HEPA filter
Room
Supply air
HEPA filter
50
Biological Safety Cabinet (BSC)
Biosafety in Microbiological and Biomedical Laboratories, 5th Edition
Clean Dirty
Ideal BSC Work Area (SOP)
work from a “clean” to a “dirty” side
Never use a Bunsen burner, since this may create turbulence in the airflow
Do not store excess equipment in cabinet
(Work with Cell Lines and Cultures during aspiration of
infectious fluids) (SOP)
Waste solutions collected properly
•
• All waste solutions and unused cells must be decontaminated for 24 hours before autoclaved
– 10% bleach solution (Sodium hypochlorite) at final concentration
– bleach with 5.25% available hypochlorite
(sodium hypochlorite is effective against all types of micro-organisms)
Disinfectant
Hydrophobic filter
HEPA filter
Ideal Vacuum Line Protection
Source: Biosafety in Microbiological and Biomedical Laboratories, 5th Edition52
Waste Management
www.uottawa.ca/services/ehss/docs/BiomedicalWasteDisposalProceduresSept07.pdf
Types of Laboratory Wastes
General Waste: All general waste that does not contaminated
with biological agent, chemical and/ or radioactive material
Biohazardous Waste: All waste that contaminated with
infectious materials , other potentially infectious materials ,
blood or blood products, pathological waste, microbiological
waste, sharps and animal Waste
Chemical Waste: A waste that is made from harmful
chemicals, decomposed chemicals or expired chemicals.
Radioactive Waste: All general waste is contained radioactive material.
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Types of Biological Waste
Solid
– Labware (flasks, tubes, plates, bottle, vials)
– Lab waste (pathogens, stocks, specimens, biological toxin, recombinant DNA organisms, cultures, swabs, tissue, plastic pipettes or pipette tips,
– Contaminated gloves, apparel, wipes etc.
Liquid
– Sera, body fluids etc.
Sharps
– Anything with a point or edge capable of piercing or cutting (razors, needles, syringes, glass slides) etc.
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Solid biological waste (except sharp)
Collect in a rigid leak resistant container with a lid and labeled with the Biohazard Symbol that is lined with a “RED” bag and labeled with: The words “Biohazard, “Biomedical Waste”,
or “Infectious Waste” must be on the container
Must have International Biohazard symbol
Generator Address Labeling (Location where the waste is generated, (room number, name of department), name of responsible person, Telephone number, date of disposal
No liquid waste in red bags!
Put in the box , sealed and labeled
Biohazardous Waste
chfm.ufl.edu/files/2011/09/BMW-2012
Liquid biological waste:
Store liquid waste in closable, puncture-resistant
containers
Autoclave all liquid biohazardous materials (such as
human blood, bacterial cultures in liquid media, body
fluids of animals experimentally infected with
pathogens, etc.), if applicable.
Treat with appropriate chemical disinfectant for the
sufficient contact time.
Biohazardous Waste Handling
56
Sharps
Must not contain any liquid.
Never Re-Cap Needles or Scalpels
Don’t bend, break, or detach from syringe
Discard directly into a rigid, puncture-proof, leak-proof container before being placed in a biowaste box
Must have International Biohazard symbol and the word: “Biohazard”
Label container with the date, PI name, location (building/room #), and phone #
Replace container when ¾ full
Never attempt to re-open a closed sharps container
Biohazardous Waste
chfm.ufl.edu/files/2011/09/BMW-2012.
Decontamination and Waste Management
Sterilization methods
Disinfectants
Gaseous decontamination of room (BSL3,
BSL4)
Irradiation
Waste disposal system / procedure
(regulated by law)
Treatment of mixed waste
Training
58
Materials to be autoclaved eg.
Culture and stocks of infectious agents
Contaminated Solids (paper towel, cloth, plastic pipette
tips, glassware etc.)
Discarded live attenuated vaccines
Plant and animal specimens
Animal tissues
Animal cage waste
Pathogenic plant matter
What should not be autoclaved?
Corrosive chemicals
Flammable chemicals
Combustible
Explosive
Radioactive materials
Procedure of Biological Waste Handling
59
Risk ManagementSelection of Appropriate Detergents and
Disinfectants
BG+ BG- MycoB Spores Yeast Virus Prions
Alcohol 70° ++ ++ ++ 0 + + 0
Aldehydes +++ +++ ++ + +++ ++ 0
Ammonium IV +++ + 0 0 + + 0
Anilides + 0 NP NP 0 NP 0
Chlorhexidine +++ ++ 0 0 + + 0
Cl compounds +++ +++ ++ ++ ++ ++ + (a)
Iodine (+ der.) +++ +++ ++ ++ ++ ++ 0
Hg compounds ++ ++ 0 0 + 0 ou + 0
Phenols : Variable activity depending on components (b)
Hexachlorophene +++ + 0 0 + 0 0
(a) Bleach (6%) during 60 min at 20°C ; (b) discussion on efficacy of phenol on prions
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General Guidelines for Surface Decontamination
Agent Disinfectant Inactivation time
Recombinant DNA 10% Bleach 20 minutes
Bacterial Spores >6% Hydrogen Peroxide 30 minutes
Vegetative Bacteria 10% Bleach 20 minutes
Viruses & Viroids 10% Bleach 20 minutes
Fungi 10% Bleach 20 minutes
Feline Parvovirus 20% Bleach 30 minutes
Free Living
Cryptosporidium
70% Ethanol 10 minutes
Most Parasites 10% bleach 30 minutes
Prions 50% bleach 60 minutes
61
Class 1 Explosive
Class 2 Gases
Class 3 Flammable liquids
Class 4 Flammable solids
Class 5 Oxidizing agents and Organic peroxide
Class 6 Toxic and Infectious substances
Class 7 Radioactive substances
Class 8 Corrosive substancesClass 9 Miscellaneous (Specify)
UN biological substance category
• UN2814 infectious substance, affecting humans
• UN3373 biological substance
Infectious Substance Transportation
62
Triple Packaging
Main goals
protects the environment, the carrier
protects the sample
arrival in good condition for analysis
The basic triple packaging system
Leak-proof specimen container
Packaged with sufficient absorbent
material to absorb the entire content
of the primary receptacle in case of
breakage
Three layers of protection are needed:
primary receptacle
secondary packaging: are placed in outer shipping
packaging with suitable cushioning material
outer packaging: protects contents from outside
influences, physical damage, while in transit
Smallest overall external dimension 10 x10 cm
Triple pakaging
(WHO, 1997)
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Infectious Substance Transportation
Summary of Shipping Information (IATA, international Air Transport Association)
Shipment TypeProper Shipping
Name
UN
Number
Packing
Instruction
Max Net qty/pkg
for Passenger
Aircraft
Max Net
qty/pkg for
Cargo Aircraft
Category A infectious
substance, affecting
humans and possibly
animals
Infectious
substance, affecting
humans (technical
name)
UN 2814 602 50 ml or 50 g 4 L or 4 kg
Category A infectious
substance, affecting only
animals (not humans)
Infectious
substance, affecting
animal (technical
name)
UN 2900 602 50 ml or 50 g 4 L or 4 kg
Category B infectious
substance
Biological
Substance,
Category B
UN 3373 650 4 L or 4 kg 4 L or 4 kg
Diagnostic Specimens Biological
Substance,
Category B
UN 1845 650 4 L or 4 kg 4 L or 4 kg
Non-infectious,
transducing genetically
modified organism or
micro-organism
Genetically
modified micro-
organisms
UN 3245 913 No limit No limit
http://www.ncsu.edu/ehs/dot/Bio_shipping.pdf64
Risk group 3 and 4 and some in Risk group 2Category A
Outer packaging >10 x 10 cm
http://nih.dmsc.moph.go.th/KM/safety19-01-09_1/Packaging&Shipping_of_Hazardous.pdf
UN2814
Infectious Substance Transportation
1.Triple
packaging
3. Declaration
is required
2. Proper
Labeling,
Notification
65
Risk group 1 and 2Category B
http://nih.dmsc.moph.go.th/KM/safety19-01-09_1/Packaging&Shipping_of_Hazardous.pdf
UN3373No biohazard label
Infectious Substance Transportation
Triple
packaging
66
Source: Popattanachai N, DMSC
Follow Pathogen and Animal Toxin Act
B.E. 2525 (1982), amended 2544 (2001)
Thailand
68
Risk Management
Emergency Preparedness
1.Develop emergency action plans (describes the procedures to be followed if
an accident, spill, release, or exposure contaminates personnel or the environment. As
part or the planning, identify and limit conditions that contribute to the risk of spills or
accidents.
2. Train personnel
–Spills (SOP)
–Medical emergencies (SOP)
(Immediate medical assistance)
–Laboratory accidents/exposures (SOP)
–Incident reporting procedures (SOP)
(prompt reporting to the responsible persons/agency:A written report
of any spills, exposure, failures of containment, mechanical
breakdown, and maintenance problems is submitted to the BSO)
3. Emergency scenarios
4. Emergency exercises and simulations
5. Post-exposure management plan68
Spill Clean-Up
Follow clean-up procedures in SOP (training required)
Basic Biological Spill Clean-Up Kit
Nitride gloves (double gloving), splash goggles, shoe
covers
Small disposable broom with dustpan, tongs or forceps
(for picking up sharps)
Paper towels or other absorbent in the lab
Sharps container and/or biohazard waste bags
Disinfectant agent suitable for the agents in the lab
SOP (waterproof copy)
Spill Clean-Up: Blood/Microorganisms
http://www.yale.edu/ehs/onlinetraining/video/bloodspill.htm
Spill out 1. Alert personnel in the area to
hold their breath, leave the
room, and close the door.
2. Post warnings in the area to otify
Public Safety and provide a phone
number where you can be reached.
•Wait thirty minutes to allow airborne
organisms to settle.
3. •Collect all needed spill response
supplies. Don the appropriate PPE
(including a respirator for BSL3.
•Return to lab and clean-up as per
directions. Use forceps, tongs, or broom
to remove broken glass and other items;
place in sharps container or red bag
4. Cover an area twice the size of the
spill with paper towel and apply
bleach or disinfectant soaked-paper
towels as per label directions
5. Soak paper towels with
disinfectant as per label directions as
per label directions70
http://www.yale.edu/ehs/onlinetraining/video/bloodspill.htm
6. Soak the paper towels with
disinfectant (disinfectant
soaked-paper towels)
7. Allow 15 – 20 min contact
time8. Wipe up working towards center.
Remove the paper towels and re-clean
area with disinfectant solution
9. Dry the area with paper
towel
10. Spray disinfectant on used
materials
11. Remove the paper towels and
used materials or equipment and
put into biohazardous waste
container.
Spill Clean-Up: Blood/Microorganisms
: http://www.yale.edu/ehs/onlinetraining/video/bloodspill.htm
13. Wash the hand
14. Inform laboratory personnel when the clean-up is complete
15. Notify lab instructor
12. Remove the PPE and put into biohazardous waste container
Spill Clean-Up: Blood/Microorganisms
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Report Exposures Immediately
Post-Exposure Evaluation
Confidential medical evaluation
Documenting route of exposure
Documenting circumstances of the incident
Identify source individual
If handle with blood, blood test
for eg. HIV, HBV, etc.
(with individual’s consent)
Provide results to exposed employee
Post exposure prophylaxis and counseling
73