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Introduction to
Acceptance Sampling
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Topic Outcome:
At the end of this topic, student are able to:
Discuss the importance of acceptance
sampling (AS) in modern QC system.
List down the advantages and disadvantages
of AS.
Distinguish between AS by attributes and
variables. Evaluate the economics of inspection.
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Topic Outline:
I]Introduction
II] Some Definitions
III]Areas where Inspection & Sampling are needed
IV] Methods used in performing the task ofInspection
V] Types of Sampling.
VI] Formation of Lots.
VII] Sample Selection.
VIII] Non-Accepted Lots.
IX] Economics ofInspection.
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Introduction
Sampling, Inspection & decision making of products.Sampling?
Inspection?
Decision making disposition?
Products?
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I] InspectionI] Inspection InspectionIt is a process of measuring, examining, testing,or
otherwise comparing a unit of product with requirements.
Unit of product
It may be a single article, a pair, a set, a length, an area,
an operation, a volume, a component of an end product,
or the end product itself. The unit of product may or may
not be the same as the unit of purchase, supply,
production, or shipment.
2] Products2] Products
Some Definitions
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SamplingRandomly drawing of sample(s).
Lot dispositionLot sentencing (accept or reject)
3] Sampling3] Sampling
4] Decision making4] Decision making
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Areas where inspection &
sampling are needed: (1) Incoming, supplier inspection:
QC where raw materials are moving from supplier
(vendor) to purchaser. (components & raw materials)
Process Inspection CustomerAcceptShip
Reject
Disposition of lots
Incoming
Raw Materials
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(2) Process inspection
where work-in-progress is moving from one process toanother for further processing. (operation, materials in
process, maintenance operations, data, or records)
Process Inspection CustomerAccept Ship
Scrap Rework
Reject
Disposition of lots
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(3) Final inspection
where finished product is moving from the final processto the warehouse or customer. (end items, supplies in
storage).
Process Inspection CustomerAccept Ship
Scrap Rework
Reject
Disposition of lots
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Methods used in performing
the task of inspection
Methods used in performing
the task of inspectionA. 100% inspection (every item produced is examined)
B. Sampling inspection (based on mathematical theory
of probability) by attributes or by variables
C. Adhocsampling (not based on theory of
probability,e.g. the inspection of a fixed percentage or
spot checking).
D. No inspection
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A) 100% InspectionA) 100% Inspection
This is used to eliminate the nonconformities that have
been produced from:
A process unable to meet product specification.
A process in control but not capable (with
manufacturing difficulties).
Commonly used in new processes.
This form of inspection is very costly especially if every
batch (British) or lot (US) that needs to be screened.
Lot or batch: It means inspection lot/batch a collection of unitsof product from which a sample is to be drawn and inspected to
determine conformance with the acceptability criteria, and may
differ from a collection of units designated as a lot or batch for
other purposes (e.g. production, shipment,etc.)
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It cannot eliminate all (100%) nonconformities
presented. This could be due to
Operator fatigue
Operator training
Inspection criteriaInspection method
80-90% Human error
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One of the oldest aspect of QA (1930s)
This method is most likely to be used in one of five
situations:
When test is destructive.
When cost of 100% inspection is high in relation to
the cost of passing a nonconforming unit.
When there are many similar units to be
inspected.
When information concerning producers quality isavailable.
When automated inspection in not available.
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Advantages of Acceptance Sampling:
Economy key advantages.
Less handling damage during inspection.
Applies to destructive testing.
Upgrades inspection job from monotonous piece-by-
piece decisions to lot-by-lot decisions. Indirectly motivate improvement with rejection of
entire lots instead of mere return of nonconformities.
[Put responsibility of Quality in the hands of Operating
organization and not the inspectors]
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Disadvantages of Acceptance Sampling:
Risk of accepting bad lots and rejecting good
lots.
Increases documentation and planning time.
Less information is provided about the product.
No assurance is given to the entire lot conforms to
specifications.
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Acceptance sampling is NOT a
substitute for adequate process
monitoring and control and use ofother statistical methods to drive
variability reduction.
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Important Aspects of Acceptance Sampling (AS)
It is the purpose of AS to sentence lots, notto estimate
the lot quality.
AS plans do not provide any direct form of QC. Even if all
lots are of the same quality, sampling will accept some
lots and reject others. Process controls are used to
control and systematically improve quality, but AS is not.
The most effective use of AS is notto inspect quality into
the product, but rather as an audit tool to ensure that the
output of a process conforms to requirements.
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How many samples to be drawn? Based on good sampling plan.
A Sampling Plan indicates the number of units of
product from each lot that are to be inspected (sample
size or series of sample size) and the criteria for
determining the acceptability of the lot (acceptance and
rejection numbers).
Characteristics of a Good Sampling Plan:
Protect producer against having good lots rejected.
Protect consumer against accepting bad lots.
Encourage producer to keep process in control.
Minimize sampling cost.
Provide information on product quality.
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Lot-by-lot acceptance sampling plans.
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II] Types of Sampling PlansII] Types of Sampling Plans
Attribute Sampling Plans Variable Sampling Plans
Attributes = Quality characteristics
expressed on a go-no go basis.
Variables = measurement
information (Quality characteristics
measured on a numerical scale)
A sample is taken from a lot and
each unit is classified as GOOD orNO-GOOD.
A sample is taken and a
measurement of a specifiedparameter is made on each unit.
The number of NO-GOOD is
compared with the acceptance
number in the plan.
The measurements are then
summarized into a simple statistic
(e.g. Mean). The observed value is
compared to the allowable valuedefined in the plan.
Decision is made to accept or
reject the lot
Decision is made to accept or
reject the lot
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Comparison ofAttributes and Variables Sampling PlanComparison ofAttributes and Variables Sampling Plan
Features Attributes Variables
1Inspection
required
Each item is
classified as good or
no-good
Each item would bemeasured at the specified
parameter. Higher inspection
skill would be required.
2Type of
nonconforming
Any number of
nonconformingunder one plan
One plan,one type of
nonconforming.
3 Sample size
Large depends on
the protection
required.
Smaller sample size.
4 Distribution ofmeasurements
None Usually assumed Normal.
5Process
information
Percent
Nonconforming
Valuable information on
process average and
variation.
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Lot-by-lotAcceptance Sampling PlansLot-by-lotAcceptance Sampling Plans
Attributes Variables
MIL STD 105E
ANSI/ASQ Z1.4
(civilian counterpart)
MIL STD414
ANSI/ASQ Z1.9
(civilian counterpart)
Dodge-Romig plans
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Acceptance-Sampling PlanAcceptance-Sampling Plan
It is a statement of the sample size to be used and
the associated acceptance or rejection criteria for
sentencing individual lots.
Single, Double, and Multiple Sampling Plans.
Tighten, Normal, and Reduced Sampling Plans.
It is a set of procedures consisting of acceptance-
sampling plans in which lot sizes, sample sizes, and
acceptance or rejection criteria along with the
amount of 100% inspection and sampling are
related.
Sampling SchemeSampling Scheme
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It is a unified collection of one or more acceptance-
sampling schemes
Sampling SystemSampling System
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III] Formation of LotsIII] Formation of Lots
Lot formation can influence the effectiveness of a
sampling plan.
Lots should be:
homogeneous (same machine, operator,input
material..)
as large as possible (sample sizes do not increase
as rapidly as lot sizes, a lower inspection cost results
with larger lot size). [However, it is different in Just-in-
time procurement philosophy smaller lot size].
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Conform to good packaging principles (prevent
product damage risks and additional nonconforming
during transit).
Suitable for material handling (different handling
equipment used by producer and consumer).
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IV] Sample SelectionIV] Sample Selection Sample units selected for inspection should be
representative of the entire lot.
All sampling plans are based on the premise that each
unit in the lot has an equal likelihood of being selected (to
avoid bias) Random Sampling. How does Random Sampling perform?
1) Basic technique
Assign a number to each lot (e.g. three digit number
width, height, and depth).
Generate a series of random numbers (computer,
calculator, die, random-number table).
Select a sample.
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d
h
w
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2) Stratification technique
Stratum 2
Stratum 1
Stratum 3
Stratum 1
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V] Non-Accepted LotsV] Non-Accepted Lots
What are the actions that can be taken?
Sort by production personnel.
Rectification at consumers plant by personnel
from either producers or customers plant.
Return to producer
Non-accepted lots will receive 100% inspection.
A resubmitted lot is not normally re-inspected.
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Economics of InspectionEconomics of Inspection
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An economic evaluation of the alternatives (inspection)
requires a comparison of TOTAL COSTS under each
one.
N = number of items in lot
n = number of items in sample
p = proportion nonconforming in lot
A = damage cost incurred if a defective slips through inspection.
I = inspection cost per item.
Pa = probability that a lot will be accepted by sampling plan
Alternative Total CostNo Inspection NpA
Sampling nI + (N n)pAPa + (N n)(1 Pa)I
100% Inspection NI
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Assumption:
No inspection error
Cost of replacing a nonconforming found in
inspection is borne by the producer or is small
compared to the damage
Sample size is small compared to lot size.
Inspection cost damage cost
Break-even point (pb)
A
Ipb !
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p < pb the total cost will be lowest with sampling
inspection or no inspection.
p > pb 100% inspection
Deming kp rule
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End