99 Advisory - Bank Synthesis

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99 ADVISORYConsulting Dedicated To The Financial Industry

99 AdvisoryOur service offer

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Agenda

Presentation of 99 Advisory

Our expertise

Our publications

Our branding power

Our mission references

Our references


Presentation of 99 AdvisoryGeneral overview

99 Advisory provides advice to managersof financial institutions and banks on theirdecision making process and on theimplementation of their strategic andoperational projects.

60 Consultants

Paris, London and Luxembourg

150 clients

250 missions

Nowadays, the banking and insurance industries are facing radical changes in their environments. In this difficult context, 99 Advisory has developed a premium consulting offer in order to assist each participant in developing

a tailored response to meet its own strategic, organisational and regulatory issue.

• Complex project management withstrong business impact

• Compliance, internal control, risksand regulation

Our consultancy firm in a few figures

Growth of30% per year


Presentation of 99 Advisory Area of competence

RiskProject Management

Finance Department

Our sectors of intervention Our fields of expertise

Compliance Internal Control

BFI

Asset Management

Private Bank

CIB

Retail Banking

Financial Services

Insurance

Business Expertise

Regulatory Projects


Our expertiseOur entire experience at your disposal

CIB, insurance, private banking,retail banking, custodians,

brokers, insurance companies,asset managers, etc.

EXPERTISE

Specific, factual approach, precision and flexibility, cross-fertilization of operational and

strategic experience.

PRAGMATISMAcademic and operational excellence, research and publications, continuous

improvement of methods.

EXCELLENCE

Strategic alignment of objectives in order to create long-term value

for the company and its shareholders.

VALUE CREATION

Better understanding of your needs for relevant and effective

response.

EFFICIENCY

Measurable short-term results aligned with our commitment,

tangible and motivating change for teams.

QUICK WINS

YOUR STAKES


In order to keep a close eye on the economic and financial environment as well as on client evolutions,

99 Advisory provides a continuous research effort aimed at contributing to a better knowledge and understanding

of various topics.

Our publicationsYour issues at the centre of our business philosophy

All our publications are available on our

website:

Our monthly letters tackles the economic and financial news to anticipate and manage opportunities and risks

www.99-advisory.com

99 Advisory brings together the financial sector participants in various formats (roundtables, breakfasts / debates, conferences, thematic events) in order to exchange

thoughts, feedbacks and best practises on major industry issues.

Client Events

Fundraising, Asset Management digitalisation, digital impact on customer experience, regulatory changes in the asset management sector, regulatory

evolutions, etc.

Our Reports Our Monthly Letters


Our branding powerOur rewards

Top 10 § Reputation awarded to our firm: Strong reputation§ Expertise rewarded: Strategic consulting and management and

organization consulting§ 18 firms distinguished

Ranking 2015-2016 of the best advisory firm specialized in the financial sector

1ere position § Reputation awarded to our firm: Key Player§ Expertise rewarded: Compliance– Internal Control§ 7 firms distinguished

Ranking 2015-2016 of the best advisory firm specialized in compliance– Internal Control

*« Guide-Annuaire Décideurs » publishes on a yearly basis rankings of consulting firms evaluated on a specific expertise. Firms are assigned a reputation along thefollowing list : key player, excellent, strong reputation, practice considered.


Our mission referencesMissions examples – Compliance, Internal Control; Risk & Regulation

MIF II & Basel III regulatory changes

implementation

RETAIL BANK

AML package industrialization, organizational &

operational management

Compliance risk mapping

PRIVATE BANKING

Operational support to the internal control

compliance position

Conducting periodic monitoring of AML

package

Regulatory reports production support

Adequacy coordination of EMIR & MIFID 2

customers data / products / terms & conditions

Preparation of internal risk reports for the

Prudential Authority

Impact assessment over market activities

following the new equity capital requirements

CIB


Our mission referencesMissions examples – Projects & Organisation

Optimisation of the front to back process

RETAIL BANK

Steering and legal expense control

Organization of the subcontracting activity

PRIVATE BANKING

Lending activities review

Business provider activity review

Implementation of a diversified action plan of

the CCIR system

Implementation of margin requirements for non

cleared OTC derivatives

Review and update of CIB process mapping

Legal expenses review and cost assessment

management

CIB


Our referencesCorporate & Investment Banking

Private Banking

Public Sector

Real Estate

Financial Services

Asset Management

Private Equity

Insurance

Page 11« L’information contenue dans le présent document est jugée fiable mais 99 Advisory ne garantit ni son caractère d’exhaustivité ni son exactitude. Les opinions etévaluations contenues ci-après sont émises par 99 Advisory et peuvent être modifiées sans préavis. 99 Advisory ne saurait être tenue responsable des erreurs,omissions ou opinions dans ce document. Afin d’éviter toute ambigüité, toute information contenue dans le présent document ne saurait constituer un accord entreparties. Des informations supplémentaires seront fournies sur demande. »

ROYAUME-UNINew Court Abbey RoadNorth, Shepley,Huddersfield HD8 8BJ( +44 7852 841 840

FRANCE130, boulevard Haussmann75008 Paris

( +33 1 83 56 94 69

LUXEMBOURG2, rue de l’EauL-1449 Luxembourg

( +352 208 001 211

Find us on:www.99-advisory.com

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99 Advisory - Bank Synthesis