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Physics Letters A 373 (2009) 1807–1810 Contents lists available at ScienceDirect Physics Letters A www.elsevier.com/locate/pla A supersymmetric Sawada–Kotera equation Kai Tian a,b , Q.P. Liu c,a LSEC, ICMSEC, Academy of Mathematics and Systems Science, Chinese Academy of Sciences, Beijing 100190, PR China b Graduate University of Chinese Academy of Sciences, Beijing, PR China c Department of Mathematics, China University of Mining and Technology, Beijing 100083, PR China article info abstract Article history: Received 26 July 2008 Received in revised form 13 January 2009 Accepted 11 March 2009 Available online 20 March 2009 Communicated by A.P. Fordy PACS: 02.30.Ik 05.45.Yv Keywords: Integrability Lax representation Recursion operator Supersymmetry A new supersymmetric equation is proposed for the Sawada–Kotera equation. The integrability of this equation is shown by the existence of Lax representation and infinite conserved quantities and a recursion operator. © 2009 Elsevier B.V. All rights reserved. 1. Introduction The following fifth-order evolution equation u t + u xxxxx + 5uu xxx + 5u x u xx + 5u 2 u x = 0 (1) is a well-known system in soliton theory. It was proposed by Sawada and Kotera, also by Caudrey, Dodd and Gibbon inde- pendently, more than thirty years ago [1,2], so it is referred as Sawada–Kotera (SK) equation or Caudrey–Dodd–Gibbon–Sawada– Kotera equation in literature. Now there are a large number of papers about it and thus its various properties are established. For example, its Bäcklund transformation and Lax representation were given in [3,4], its bi-Hamiltonian structure was worked out by Fuchssteiner and Oevel [5], and a Darboux transformation was derived for this system [6,7], to mention just a few (see also [8,9]). Soliton equations or integrable systems have supersymmetric analogues. Indeed, many equations such as KdV, KP, and NLS equa- tions were embedded into their supersymmetric counterparts and it turns out that these supersymmetric systems have also remark- able properties. Thus, it is interesting to work out supersymmetric extensions for a given integrable equation. The aim of the Letter is to propose a supersymmetric extension for the SK equation. In this regard, we notice that Carstea [10], * Corresponding author. Tel.: +86 10 62339015. E-mail address: [email protected] (Q.P. Liu). based on Hirota bilinear approach, presented the following equa- tion φ t + φ xxxxx + 10(Dφ)φ xx + 5(Dφ) xx φ + 15(Dφ) 2 φ x = 0, where φ = φ(x, t ,θ) is a fermionic super-variable depending on usual temporal variable t and super spatial variables x and θ . D = θ + θ∂ x is the super-derivative. Rewriting the equation in components, it is easy to see that this system does reduce to the SK equation when the fermionic variable is absent. However, apart from the fact that the system can be put into a Hirota’s bilinear form, not much is known for its integrability. We will give an al- ternative supersymmetric extension for the SK equation and will show the evidence for the integrability of our system. The Letter is organized as follows. In Section 2, by considering a Lax operator and its factorization, we construct the supersym- metric SK (sSK) equation. In Section 3, we will show that our sSK equation has an interesting property, namely, it does not have the usual bosonic conserved quantities since those, resulted from the super-residues of a fractional power for Lax operator, are trivial. Evermore, there are infinite fermionic conserved quantities. In Sec- tion 4, we construct a recursion operator for our sSK equation. Last section contains a brief summary of our new findings and presents some interesting open problems. 2. Supersymmetric Sawada–Kotera equation The main purpose of this section is to construct a supersym- metric analogy for the SK equation. To this end, we will work with 0375-9601/$ – see front matter © 2009 Elsevier B.V. All rights reserved. doi:10.1016/j.physleta.2009.03.039

A supersymmetric Sawada–Kotera equation

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Physics Letters A 373 (2009) 1807–1810

Contents lists available at ScienceDirect

Physics Letters A

www.elsevier.com/locate/pla

A supersymmetric Sawada–Kotera equation

Kai Tian a,b, Q.P. Liu c,∗a LSEC, ICMSEC, Academy of Mathematics and Systems Science, Chinese Academy of Sciences, Beijing 100190, PR Chinab Graduate University of Chinese Academy of Sciences, Beijing, PR Chinac Department of Mathematics, China University of Mining and Technology, Beijing 100083, PR China

a r t i c l e i n f o a b s t r a c t

Article history:Received 26 July 2008Received in revised form 13 January 2009Accepted 11 March 2009Available online 20 March 2009Communicated by A.P. Fordy

PACS:02.30.Ik05.45.Yv

Keywords:IntegrabilityLax representationRecursion operatorSupersymmetry

A new supersymmetric equation is proposed for the Sawada–Kotera equation. The integrability ofthis equation is shown by the existence of Lax representation and infinite conserved quantities anda recursion operator.

© 2009 Elsevier B.V. All rights reserved.

1. Introduction

The following fifth-order evolution equation

ut + uxxxxx + 5uuxxx + 5uxuxx + 5u2ux = 0 (1)

is a well-known system in soliton theory. It was proposed bySawada and Kotera, also by Caudrey, Dodd and Gibbon inde-pendently, more than thirty years ago [1,2], so it is referred asSawada–Kotera (SK) equation or Caudrey–Dodd–Gibbon–Sawada–Kotera equation in literature. Now there are a large number ofpapers about it and thus its various properties are established.For example, its Bäcklund transformation and Lax representationwere given in [3,4], its bi-Hamiltonian structure was worked outby Fuchssteiner and Oevel [5], and a Darboux transformation wasderived for this system [6,7], to mention just a few (see also [8,9]).

Soliton equations or integrable systems have supersymmetricanalogues. Indeed, many equations such as KdV, KP, and NLS equa-tions were embedded into their supersymmetric counterparts andit turns out that these supersymmetric systems have also remark-able properties. Thus, it is interesting to work out supersymmetricextensions for a given integrable equation.

The aim of the Letter is to propose a supersymmetric extensionfor the SK equation. In this regard, we notice that Carstea [10],

* Corresponding author. Tel.: +86 10 62339015.E-mail address: [email protected] (Q.P. Liu).

0375-9601/$ – see front matter © 2009 Elsevier B.V. All rights reserved.doi:10.1016/j.physleta.2009.03.039

based on Hirota bilinear approach, presented the following equa-tion

φt + φxxxxx + [10(Dφ)φxx + 5(Dφ)xxφ + 15(Dφ)2φ

]x = 0,

where φ = φ(x, t, θ) is a fermionic super-variable depending onusual temporal variable t and super spatial variables x and θ .D = ∂θ + θ∂x is the super-derivative. Rewriting the equation incomponents, it is easy to see that this system does reduce to theSK equation when the fermionic variable is absent. However, apartfrom the fact that the system can be put into a Hirota’s bilinearform, not much is known for its integrability. We will give an al-ternative supersymmetric extension for the SK equation and willshow the evidence for the integrability of our system.

The Letter is organized as follows. In Section 2, by consideringa Lax operator and its factorization, we construct the supersym-metric SK (sSK) equation. In Section 3, we will show that our sSKequation has an interesting property, namely, it does not have theusual bosonic conserved quantities since those, resulted from thesuper-residues of a fractional power for Lax operator, are trivial.Evermore, there are infinite fermionic conserved quantities. In Sec-tion 4, we construct a recursion operator for our sSK equation. Lastsection contains a brief summary of our new findings and presentssome interesting open problems.

2. Supersymmetric Sawada–Kotera equation

The main purpose of this section is to construct a supersym-metric analogy for the SK equation. To this end, we will work with

1808 K. Tian, Q.P. Liu / Physics Letters A 373 (2009) 1807–1810

the algebra of super-pseudodifferential operators on a (1 | 1) super-space with coordinates (x, θ). We start with the following generalLax operator

L = ∂3x + Ψ ∂x D + U∂x + ΦD + V . (2)

By the standard fractional power method [12], we have an inte-grable hierarchy of equations given by

∂L

∂tn= [(

Ln3)+, L

], (3)

where we are using the standard notations: [A, B] = AB −(−1)|A||B| B A is the supercommutator and the subscript+ meanstaking the projection to the differential part for a given super-pseudodifferential operator. It is remarked that the system (3) is akind of even order generalized SKdV hierarchies considered in [11].

In the following, we will consider the particular t5 flow. Ourinterest here is to find a minimal supersymmetric extension forthe SK equation, so we have to do reductions for the general Laxoperator (2). To this end, we impose

L + L∗ = 0,

where * means taking formal adjoint. Then we find

Ψ = 0, V = 1

2

(Ux − (DΦ)

),

that is,

L = ∂3x + U∂x + ΦD + 1

2

(Ux − (DΦ)

)

is a Lax operator with two field variables. In this case, we take

B = 9(L53 )+ , namely,

B = 9∂5x + 15U∂3

x + 15ΦD∂2x + 15(Ux + V )∂2

x

+ 15Φx D∂x + (10Uxx + 15V x + 5U 2)∂x

+ 10(Φxx + ΦU )D + 10V xx + 10U V + 5Φ(DU )

for convenience. Then, the flow of equations, resulted from

∂L

∂t= [B, L]

reads as

Ut + Uxxxxx + 5

(U Uxx + 3

4U 2

x + 1

3U 3

+ Φx(DU ) + 1

2Φ(DUx) + 1

2Φ�x − 3

4(DΦ)2

)x= 0, (4a)

Φt + Φxxxxx + 5

(UΦxx + 1

2UxxΦ + 1

2UxΦx

+ U 2Φ + 1

2Φ(DΦx) − 1

2(DΦ)Φx

)x= 0, (4b)

where we identify t5 with t for simplicity.

2.1. Remarks

1. It is interesting to note that the above system has an obviousreduction. Indeed, setting Φ = 0, we will have the standardKaup–Kupershimdt (KK) equation. Therefore, we may considerit as a supersymmetric extension of the KK equation.

2. The coupled system (4a), (4b) admits the following simpleHamiltonian structure(

Ut

Φt

)=

(0 ∂x

∂x 0

)δH,

where the Hamiltonian is given by

H =∫ [

5

4Φ(Dφ)2 − (DUx)(DΦxx)

− 5

3ΦU 3 − 5

4(DUx)(DU )Φ

+ 5

4(DU )Ux(DΦ) + 5(DU )U (DΦx)

+ 5

2(DU )ΦxΦ

]dx dθ.

At this point, it is not clear how this system (4a), (4b) is relatedto the SK equation. To find a supersymmetric SK equation fromit, we now consider the factorization of the Lax operator in thefollowing way

L = ∂3x + U∂x + ΦD + 1

2

(Ux − (DΦ)

)= (

D3 + W D + Υ)(

D3 − D W + Υ), (5)

which gives us a Miura-type transformation

U = −2W x − W 2 + (DΥ ),

Φ = −Υx − 2Υ W ,

and the modified system corresponding to this factorization isgiven by

Wt + W xxxxx + 5W xxx(DΥ ) − 5W xxxW x − 5W xxxW 2 − 5W 2xx

+ 10W xx(DΥx) − 20W xx W xW − 5W xxW (DΥ )

− 5W 3x − 5W 2

x (DΥ ) + 5W x(DΥxx)

+ 5W x(DΥ )2 + 5W xW 4 − 5W xW (DΥx)

+ 10W (DΥx)(DΥ ) − 10ΥxΥ W x + 5(D W xx)Υx + 5(D W x)Υxx

+ 5(D W x)Υ W x + 10(D W x)Υ W 2 − 5(D W )Υx W x

+ 10(D W )Υx W 2 + 10(D W )Υ (DΥx) − 5(D W )Υ W xx

+ 30(D W )Υ W xW = 0,

Υt + Υxxxxx + 5Υxxx(DΥ ) − 5ΥxxxW 2 + 5Υxx(DΥx) + 5ΥxxW xx

− 25ΥxxW xW + 5ΥxxW (DΥ ) + 5Υx(DΥ )2 + 5ΥxW xxx

− 25ΥxW xxW − 25ΥxW 2x + 5ΥxW x(DΥ ) + 10ΥxW xW 2

+ 5ΥxW 4 − 10ΥxW 2(DΥ ) + 5ΥxW (DΥx) − 10Υ W xxxW

− 20Υ W xxW x + 10Υ W xxW 2 + 30Υ W 2x W + 20Υ W xW 3

− 30Υ W xW (DΥ ) − 10Υ W 2(DΥx) − 5(D W x)ΥxΥ

− 5(D W )ΥxxΥ − 10(D W )ΥxΥ W = 0.

Although this modification does indeed have a complicatedform, the remarkable fact is that it allows a simple reduction. Whatwe need to do is simply putting W to zero, namely

W = 0, Υ = φ.

In this case, we have

φt + φxxxxx + 5φxxx(Dφ) + 5φxx(Dφx) + 5φx(Dφ)2 = 0 (6)

this equation is our supersymmetric SK equation. To see the con-nection with the original SK equation (1), we let φ = θu(x, t) +ξ(x, t) and write Eq. (6) out in components

ut + uxxxxx + 5uuxxx + 5uxuxx + 5u2ux − 5ξxxxξx = 0, (7a)

ξt + ξxxxxx + 5uξxxx + 5uxξxx + 5u2ξx = 0. (7b)

It is now obvious that the system reduces to the SK equation whenξ = 0. Therefore, our system (6) does qualify as a supersymmetricSK equation.

K. Tian, Q.P. Liu / Physics Letters A 373 (2009) 1807–1810 1809

Our system (6) is integrable in the sense that it has a Lax rep-resentation. In fact, the factorization (5) implies that the reducedLax operator has the following appealing form

L = (D3 + φ

)(D3 + φ

)(8)

or

L = ∂3x + (Dφ)∂x − φx D + (Dφx).

3. Conserved quantities

In general, an integrable system has infinite number of con-served quantities. Since the sSK equation has a simple Lax operator(8), it is natural to take advantage of the fractional power methodof Gel’fand and Dickey [12] to find conserved quantities. In thepresent situation, we have to work with the super-residue of apseudodifferential operator.

The obvious choice in this case is to consider the operators Ln3

and their super-residues. Then, we have the

Proposition 1.

sres Ln3 ∈ Im D,

where sres means taking the super-residue of a super-pseudodifferentialoperator.

Proof. As observed already in [13], there exists a unique odd op-erator Λ = D + O(1), whose coefficients are all differential polyno-mials of φ, such that(

D3 + φ) = Λ3,

thus, the Lax operator (8) is written as

L = (D3 + φ

)(D3 + φ

) = Λ6.

From it we have

sres Ln3 = sresΛ2n = 1

2sres

{Λ2n−1Λ + ΛΛ2n−1}

= 1

2sres

[Λ2n−1,Λ

] ∈ Im D.

This completes the proof. �Remark 1. The triviality of L

n3 implies that the Lax operator could

not generate any Hamiltonian structures for Eq. (6).To find nontrivial conserved quantities, we now turn to L

n6

rather than Ln3 . It is easy to prove that

∂tL

16 = [

9(L

53)+, L

16]

thus

∂tL

n6 = [

9(L

53)+, L

n6].

Consequently, the super-residue of Ln6 is conserved.

By direct calculation, we obtain the first two nontrivial con-served quantities∫

sres L76 dx dθ = −1

9

∫ [2(Dφxx) + (Dφ)2 − 6φxφ

]dx dθ,

∫sres L

116 dx dθ = − 1

81

∫ [6(Dφxxxx) + 18(Dφxx)(Dφ) + 9(Dφx)

2

+ 4(Dφ)3 − 18φxxxφ

+ 6φxxφx − 36φxφ(Dφ)]

dx dθ.

3.1. Remarks

1. What is remarkable is that the conserved quantities found inthis way, unlike the supersymmetric KdV case [14,15], are lo-cal.

2. All those conserved quantities are fermionic. To our knowl-edge, this is the first supersymmetric integrable system whoseonly conserved quantities are fermionic.

4. Recursion operator

An integrable system often appears as a particular flow of hier-archy equations and an important ingredient in this aspect is theexistence of recursion operators. In this section, we deduce the re-cursion operator for the sSK Eq. (6) following the method proposedin [16]. We first notice that the sSK hierarchy can be written as

∂tnL = [(

Ln3)+, L

], (9)

where L is given by (8). It is easy to see that the flow equationsare nontrivial only if n is an integer satisfying

n �= 0 mod 3 and n = 1 mod 2.

Therefore the next flow which is achieved by applying recursionoperator to (9) should be

∂tn+6L = [(

Ln+6

3)+, L

]. (10)

But

[(L

n+63

)+, L

] = [(L2(L

n3)+ + L2(L

n3)−)+, L

]= [

L2(Ln3)+, L

] + [(L2(L

n3)−)+, L

]= L2[(L

n3)+, L

] + [Rn, L]= L2 ∂

∂tnL + [Rn, L],

where

Rn = (L2(L

n3)−)+ (11)

is a differential operator of O (∂5x D), that is,

Rn = (α∂5

x + β∂4x + γ ∂3

x + δ∂2x + ξ∂x + η

)D

+ a∂5x + b∂4

x + c∂3x + d∂2

x + e∂x + f .

Therefore,

∂tn+6L = L2 ∂

∂tnL + [Rn, L]. (12)

Next we may determine the coefficients in Rn . Using (12), weobtain

a = 1

3(D−1φn), b = 2(Dφn),

c = 44

9(Dφn,x) + 5

3(Dφ)

(D−1φn

) + 4

9(∂−1

x φxφn),

d = 55

9(Dφn,xx) + 19

9(Dφ)(Dφn) + 5

9φxφn + 10

9(Dφx)

(D−1φn

),

e = 1

27

{106(Dφn,xxx) + 74(Dφ)(Dφn,x),−14φxφn,x

+ 79(Dφx)(Dφn) + 27φxxφn + [23(Dφxx) + 4(Dφ)2](D−1φn

)+ 16(Dφ)

(∂−1

x φxφn) + 2D−1[(φxxx + φx(Dφ)

)(D−1φn

)−3(Dφ)

(D−1φxφn

) − 2φx(∂−1

x φxφn)

+2D−1(φxxxφn + 2φx(Dφ)φn)]}

,

1810 K. Tian, Q.P. Liu / Physics Letters A 373 (2009) 1807–1810

f = 1

27

{28(Dφn,xxxx) + 32(Dφ)(Dφn,xx) − 20φxφn,xx

+ 54(Dφx)(Dφn,x) + 16φxxφn,x + [30(Dφxx) + 4(Dφ)2](Dφn)

+ [8φxxx + 4φx(Dφ)

]φn

+ [10(Dφxxx) + 10(Dφx)(Dφ)

](D−1φn

)− 8φx

(D−1φxφn

) + 12(Dφx)(∂−1

x φxφn)}

,

α = 0, β = −1

3φn, γ = 5

3φn,x,

δ = −1

9

{29φn,xx + 5φn(Dφ) + 5φx

(D−1φn

) − 2(

D−1φxφn)}

,

ξ = − 1

9

{26φn,xxx + 16φx(Dφn) + 3φn(Dφx)

+ 14φn,x(Dφ) + 5φxx(

D−1φn)}

,

η = − 1

27

{28φn,xxxx + 32(Dφ)φn,xx + 28φx(Dφn,x) + 26(Dφx)φn,x

+ 28φxx(Dφn) + [2(Dφxx) + 4(Dφ)2]φn

+ [10φxxx + 10φx(Dφ)

](D−1φn

)− 2(Dφ)

(D−1φxφn

) + 12φx(∂−1x φxφn)

− 2D−1[φxxxφn + 2φx(Dφ)φn]}

,

where we used the shorthand notation φn = ∂φ/∂tn .Finally, we have the recursion operator

R = ∂6x + 6(Dφ)∂4

x + 9(Dφx)∂3x + 6φxx∂

2x D

+ {5(Dφxx) + 9(Dφ)2}∂2

x

+ {9φxxx + 12φx(Dφ)

}∂x D

+ {(Dφxxx) + 9(Dφx)(DΦ)

}∂x

+ {5φxxxx + 12φxx(Dφ) + 6φx(Dφx)

}D

+ {4(Dφxx)(Dφ) + 4(Dφ)3 − 3φxxφx

}+ {

φxxxxx + 5φxxx(Dφ) + 5φxx(Dφx)

+ 2φx(Dφxx) + 6φx(Dφ)2}D−1

− {2(Dφxx) + 2(Dφ)2}D−1φx − 4φx(Dφ)∂−1

x φx

− 2(Dφ)D−1[φxxx + 2φx(Dφ)]

− 2φx D−1{(φxxx + φx(Dφ))

D−1 − 3(Dφ)D−1φx

− 2φx∂−1x φx + 2D−1[φxxx + 2φx(Dφ)

]}.

Remark 2. When calculating the coefficients of Rn , one shouldsolve a system of differential equations. Due to nonlocality (thoseunderlined terms), there is certain ambiguity and to avoid it, weused the t7-flow

φt7 = φxxxxxxx + 7φxxxxx(Dφ) + 14φxxxx(Dφx) + 14φxxx(Dφxx)

+ 14φxxx(Dφ)2 + 7φxx(Dφxxx) + 28φxx(Dφx)(Dφ)

+ 14φx(Dφxx)(Dφ) + 7φx(Dφx)2 + 28

3φx(Dφ)3.

5. Conclusion

Summarizing, we find a supersymmetric SK equation which hasLax representation. We also obtain infinite conserved quantitiesand a recursion operator for this new proposed system. These im-ply that the system is integrable. It is interesting to establish otherproperties for it, such as Bäcklund transformation, Hirota bilinearform, etc.

Acknowledgements

The calculations were done with the assistance of SUSY2 pack-age of Popowicz [17]. We would like to thank him for helpfuldiscussion about his package. The comments of anonymous refereehas been very useful. The work is supported in part by NationalNatural Science Foundation of China under the grant numbers10671206 and 10731080.

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tific, Singapore, 2003.[13] Yu.I. Manin, A.O. Radul, Commun. Math. Phys. 98 (1985) 65.[14] P.H.M. Kersten, Phys. Lett. A 134 (1988) 25.[15] P. Labelle, P. Mathieu, J. Math. Phys. 32 (1991) 923.[16] M. Gürses, A. Karasu, V. Sokolov, J. Math. Phys. 40 (1999) 6473.[17] Z. Popowicz, Comput. Phys. Commun. 100 (1997) 277.