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Helping you pursue your financial goals is my top priority. To equip me with the tools I need to deliver the best possible service and advice to you, I have partnered with LPL Financial, an industry-leading resource for independent advisors. The information below offers answers to questions you may have about how my relationship with LPL Financial benefits you. Why choose an LPL Financial advisor? The founders of LPL Financial pioneered the independent broker/dealer model decades ago to give investors an alternative to Wall Street. The company has since grown to become the largest independent broker/dealer in the nation.* As a result of its size and scale, LPL Financial can provide you with product choices and services that other firms can’t match. Why is independence important? Because LPL Financial has no proprietary products to sell and doesn’t engage in investment banking activities, it is able to provide you with objective financial guidance and conflict-free investment recommendations. This independent model ensures that I have no pressure to meet quotas or sales goals and that you are free to select from a vast array of products to match your unique situation. LPL Financial also provides unbiased, in-depth research that empowers you to make informed financial decisions. Are my assets protected with LPL Financial? LPL Financial provides comprehensive custody services, which means it takes responsibility for holding your assets in its care and processing your investment transactions. Because of its stability, compliance with industry regulations, and legal oversight, you can count on LPL Financial to protect your assets. * As reported by Financial Planning magazine, June 1996–2012, based on total revenue. (continued on reverse) The strength of partnership ABOUT LPL Financial

ABOUT LPL Financial The strength of partnershipstatic.contentres.com/media/documents/fa83b994... · financial needs. * As reported by Financial Planning magazine, June 1996–2012,

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Page 1: ABOUT LPL Financial The strength of partnershipstatic.contentres.com/media/documents/fa83b994... · financial needs. * As reported by Financial Planning magazine, June 1996–2012,

Helping you pursue your financial goals is my top priority. To equip me with the tools I need to

deliver the best possible service and advice to you, I have partnered with LPL Financial, an

industry-leading resource for independent advisors. The information below offers answers to

questions you may have about how my relationship with LPL Financial benefits you.

Why choose an LPL Financial advisor?

The founders of LPL Financial pioneered the independent broker/dealer model decades ago to give

investors an alternative to Wall Street. The company has since grown to become the

largest independent broker/dealer in the nation.* As a result of its size and scale, LPL Financial can

provide you with product choices and services that other firms can’t match.

Why is independence important?

Because LPL Financial has no proprietary products to sell and doesn’t engage in investment banking

activities, it is able to provide you with objective financial guidance and conflict-free

investment recommendations. This independent model ensures that I have no pressure to meet quotas

or sales goals and that you are free to select from a vast array of products to match your unique

situation. LPL Financial also provides unbiased, in-depth research that empowers

you to make informed financial decisions.

Are my assets protected with LPL Financial?

LPL Financial provides comprehensive custody services, which means it takes responsibility

for holding your assets in its care and processing your investment transactions. Because of

its stability, compliance with industry regulations, and legal oversight, you can count on LPL Financial to protect your assets.

* As reported by Financial Planning magazine, June 1996–2012, based on total revenue. (continued on reverse)

The strength of partnership

ABOUT LPL Financial

Page 2: ABOUT LPL Financial The strength of partnershipstatic.contentres.com/media/documents/fa83b994... · financial needs. * As reported by Financial Planning magazine, June 1996–2012,

LPL Financial Is…n The largest independent broker/dealer in the nation* with

more than $370 billion in total advisory and brokerage assets under management.

n The provider of objective advice, independent research and technology tools to more than 13,000 financial advisors nationwide, and supported by more than 2,900 employees in corporate headquarters in San Diego, Boston and Charlotte.

n Home to a highly respected team of more than 30 independent research analysts led by Burt White and Jeffrey Kleintop, who are regularly quoted in national publications such as The Wall Street Journal and Business Week and are frequent guests on Bloomberg TV, FOX Business News and other media.

n My source for up-to-date technology, office resources and regulatory assistance that help me run my business efficiently so I can focus on what’s most important: you and your financial needs.

* As reported by Financial Planning magazine, June 1996–2012, based on total revenue.

To learn more, please visit the LPL Financial website at www.lpl.com.

MKT-08777-1212

LPL Financial has never strayed from its core mission: serving the needs of financial advisors to empower investors like you.

Taylor Financial GroupDebra Taylor851 Franklin Lake RdSuite 34Franklin Lakes NJ 07417(201) 891-1130 [email protected]

Securities offered through LPL Financial, member FINRA/SIPC. Investment advice offered through Private Advisor Group, LLC, a registered investment advisor. Private Advisor Group, LLC, and Taylor Financial Group, LLC, are separate entities from LPL Financial.