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ADAPTIVE CONTROL METHODS FOR DC-DC SWITCHING POWER CONVERTERS by VARAPRASAD ARIKATLA JABER ABU QAHOUQ, COMMITTEE CHAIR TIM A. HASKEW YANG-KI HONG JEFF JACKSON DANIEL J. FONSECA A DISSERTATION Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy in the Department of Electrical and Computer Engineering in the Graduate School of The University of Alabama TUSCALOOSA, ALABAMA 2011

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Page 1: ADAPTIVE CONTROL METHODS FOR DC-DC SWITCHING POWER CONVERTERS by

ADAPTIVE CONTROL METHODS FOR DC-DC SWITCHING

POWER CONVERTERS

by

VARAPRASAD ARIKATLA

JABER ABU QAHOUQ, COMMITTEE CHAIR

TIM A. HASKEW

YANG-KI HONG

JEFF JACKSON

DANIEL J. FONSECA

A DISSERTATION

Submitted in partial fulfillment of the requirements

for the degree of Doctor of Philosophy in the

Department of Electrical and Computer Engineering

in the Graduate School of

The University of Alabama

TUSCALOOSA, ALABAMA

2011

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Copyright VaraPrasad Arikatla 2011

ALL RIGHTS RESERVED

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ABSTRACT

Tight regulation of the output voltage is often required in many power supply applications,

despite the highly dynamic nature of the loads. This is conventionally obtained by the design of

high bandwidth feedback loop or recently by using adaptive control methods. The control loop is

designed with specified safe bandwidth and gain and phase margins such that it maintains stable

operation under variable conditions and parameters. However, this results in a compromise

between achievable dynamic performance and robustness of control loop. The large variations in

operating points and load makes the system design challenging. The tight regulation

requirements, in addition to size and weight requirements, are getting stricter by time, which

makes it necessary to investigate new control concepts in order to meet these requirements. Not

meeting the tight regulation requirements may result in either the malfunctioning of the device

(load) being powered or the destruction of that device.

This work focuses on the development and implementation of adaptive control methods that

result in the improvement of the dynamic performance of power converter, by utilizing the

flexibility of digital controllers to realize advanced control schemes. Four different methods are

proposed that improve the dynamic performance of converter without compromising the steady-

state performance.

A Sensorless Adaptive Voltage Positioning (SLAVP) control scheme is proposed in Chapter

2, in order to realize Adaptive Voltage Positioning (AVP) control without the need for load or

inductor current sensing and high-resolution high-speed Analog-to-Digital Converter

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(ADC) sampling. The SLAVP control law utilizes the readily available error signal of the

conventional voltage-mode closed-loop compensated controller, or in other words the duty cycle

of a DC-DC buck converter, in order to realize AVP control. The elimination of the need for

high-speed and accurate sensing and sampling of currents using the proposed SLAVP control

reduces the size and cost of the digital controller, reduces the power losses associated with

current sensing and sampling, and simplifies hardware design, apart from improving dynamic

performance.

In Chapter 3, an Adaptive Digital PID (AD-PID) controller scheme is proposed. The

controller adaptively adjusts the integral constant (Ki) and the proportional constant (Kp) of the

compensator following a new control law. The control law is a function of the magnitude change

in the error signal, and its peak value during dynamic transients. The proposed AD-PID

controller adaptively detects the peak value of the error signal which is a function of the transient

nature and magnitude and utilize it in the control law such that no ocillations are generated as a

result of the adaptive operation. As a result, the dynamic output voltage deviation and the settling

time of the output voltage are reduced.

A novel Compensator Error Observe and Modulate method (CEO&M) for online closed-loop-

compensator auto-tuning of digital power controller is proposed in Chapter 4. The proposed

method is relatively simple, and does not require the knowledge and/or measurement of the

power stage or closed-loop frequency response. Moreover, the proposed method does not depend

on conventional design methods and the associated rule of thumb design criteria in order to tune

closed-loop feedback controllers of power converter for high, and possibly optimum, dynamic

performance.

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Furthermore, two approaches for dynamic variable switching frequency digital control scheme

under dynamic transients are proposed in Chapter 5 in order to improve the dynamic

performance of the DC-DC switching power converter. The proposed controller varies the

switching frequency of the converter, higher or lower than the steady-state frequency, during the

transient as a function of peak and magnitude of error signal depending on the amount and type

of the transient.

Finally, Chapter 6 summarizes this work and provides conclusions before discussing future

related research direction.

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LIST OF ABBREVIATIONS AND SYMBOLS

AC Alternating Current

ADC Analog to Digital Converters

AD-PID Adaptive Digital PID

APWM

Analog PWM

ATerror

Controller

Auto-Tuning controller

AVP Adaptive Voltage Positioning

C Capacitor

CCM Continuous Conduction Mode

CEO&M Compensator Error Observe and Modulate

limitC Limit on the number of counts of the counter

D Duty cycle or Duty ratio

( )d s Laplace of duty cycle

1mxD Maximum duty cycle value

2mnD Minimum duty cycle value

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DC Direct Current

DCR Output inductor equivalent DC resistance

idealD Ideal duty cycle for a lossless DC-DC buck converter

DPWM Digital Pulse Width Modulators

DSP Digital Signal Processor

( )v drop oD I Additional duty cycle caused by resistive voltage drop

DVSF

Digital Variable Switching Frequency

ESL Equivalent series inductance of the output capacitors

ESR Equivalent Series Resistance of the output capacitors

clkf Clock frequency

DPWMf Frequency of DPWM

DPWM maxf Maximum Frequency of DPWM

DPWM minf Minimum frequency of DPWM

( )mF s PWM Modulator transfer function/gain

FPGA Field Programmable Gate Array

swf Switching frequency

Ve compf Frequency of e compV

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( )comG s Compensator transfer function

( )dgG s Input voltage to duty cycle transfer function

( )odiG s Output current to duty cycle transfer function

DPWMG Gain of DPWM

( )PIDG z Transfer function of a digital parallel PID controller

( )vdG s Duty cycle to output voltage transfer function

( )vgG s Input voltage to output voltage transfer function

( )H s Output voltage sensor transfer function/gain

HL Upper limit

ci Current through C

IC Integrated Circuits

oi Output current

o maxI Maximum load current value

o minI Minimum load current value

senseI Current sensed signal

K Gain of compensator

Kd Derivative gain constant

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Kd-steady Steady state value of Kd

KHz Kilo Hertz: Unit of Frequency

Ki Integral gain constant

Ki-steady Steady state value of Ki

Ki-trans Transient value of Ki

Kp Proportional gain constant

Kp-steady Steady state value of Kp

Kp-trans Transient value of Kp

L Inductor

LL Lower limit

mF Milli Farad: Unit of capacitance:

nH Nano Henry: Unit for inductance

NL Non-Linear

P1 Pole of compensator

PID Proportional Integral Differential

PWM Pulse Width Modulation

RAM Random Access Memory

.eqR Equivalent resistance

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esrR Output capacitor ESR

oR Load resistance

onR MOSFET ON state resistance

SLAVP Sensor Less Adaptive Voltage Positioning

LS Low side switch

SPC Switched power converters

US High side switch

AT Time period of ramp signal

( )dT s SLAVP loop gain

DPWM minT Minimum time period of DPWM

DPWM maxT Maximum time period of DPWM

DPWM steadyT Time period of DPWM at steady state

( )vT s Voltage loop gain

ADCV Resolution of ADC

cV Compensated error signal

Cv Voltage drop due to C

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cAV Value of compensated error signal

e compV Compensated error signal

e ppV Peak-to-peak value of the compensated error signal

errorv Error signal

Verror(n) Value of error signal in nth switching cycle

Verror-peak Peak value of verror

ESLv Voltage drop due to ESL

ESRv Voltage drop due to ESR

( )gv s Laplace of input voltage

VID Voltage Identification Code

in nomV Nominal input voltage

2mnin nom DV Nominal input voltage of the power converter at which 2mnD value is measured

ov Output voltage

o maxV Maximum allowed output voltage

o midV Output voltage middle value

o minV Minimum allowed output voltage

o nomV Nominal output voltage

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2mno nom DV Nominal output voltage of the power converter at which 2mnD value is measured

o VIDV Desired nominal output voltage

peakAV Peak voltage of ramp signal

VR Voltage Regulators

Vref Reference Output Voltage

senseV Voltage sensed signal

Vthr Threshold voltage

( )oZ s Output current to output voltage transfer function

( )ocZ s Output impedance transfer function

x Absolute value of x

oI Load current variation

.eqR Change in .eqR

delt Delay in the response of the controller

transt Transient time

ESLv Transient voltage drop due to ESL

ESRv Transient voltage drop due to ESR

,L Cv Transient voltage deviation due to power stage output filter

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ov Transient output voltage drop

o specV Desired AVP control voltage window

tdelv Transient voltage due to closed loop control delay

c Cutoff frequency

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ACKNOWLEDGEMENTS

The author would first like to express his heartfelt gratitude to his advisor Dr. Jaber Abu

Qahouq for his guidance, encouragement and support in conducting this research. Dr. Abu

Qahouq’s critical thinking and extensive vision has been the source of inspiration for the author

throughout his work.

The author is grateful to his committee members Dr. Tim A. Haskew, Dr. Jeff Jackson, Dr.

Yang-Ki Hong and Dr. Daniel J. Fonseca for their valuable time and support.

The author would also like to acknowledge the non-academic help of his friends, and his

roommates Dr. Pankaj S. Kolhe and Nandhakumar Kathiresshan.

Last but not least, the author is grateful to his family, whose love and support has enabled him

to accomplish this work.

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CONTENTS

ABSTRACT .................................................................................................................................... ii

LIST OF ABBREVIATIONS AND SYMBOLS ............................................................................v

ACKNOWLEDGEMENTS ......................................................................................................... xiii

LIST OF TABLES ...................................................................................................................... xvii

LIST OF FIGURES ................................................................................................................... xviii

1. INTRODUCTION .....................................................................................................................1

1.1. Overview ...................................................................................................................................1

1.2. Digital Control of Power Converters ........................................................................................2

1.3. Main Motivations and Objectives of This Work ......................................................................5

1.4. Dissertation Outline ..................................................................................................................9

2. SENSOR LESS ADAPTIVE VOLTAGE POSITIONING (SLAVP) CONTROL ................11

2.1. Introduction .............................................................................................................................11

2.2. Sensorless Adaptive Voltage Positioning Control Basis ........................................................15

2.3. SLAVP Control Law Derivation and Hardware Realization ..................................................18

2.3.1. SLAVP Control Law with Fixed Input and Output Voltages ..............................................18

2.3.2. SLAVP Control Law with Variable Input Voltage..............................................................20

2.3.3. SLAVP Control Law with Variable Output Voltage ...........................................................23

2.4. Effects of Component DC Resistance Tolerance and Input Voltage Variation ......................26

2.4.1. Analysis of DC Resistance Tolerance Effect on the SLAVP Window ...............................26

2.4.2. Analysis of Input Voltage Variation Effect on the SLAVP Window ..................................28

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2.5. Proof-Of-Concept Experimental Prototype Results................................................................28

2.6. Dynamic Modeling Results .....................................................................................................35

2.7. Summary .................................................................................................................................40

3. ADAPTIVE DIGITAL PID (AD-PID) CONTROLLER ........................................................42

3.1. Introduction .............................................................................................................................42

3.2. Background for the Proposed AD-PID controller ..................................................................44

3.3. AD-PID Control Law and Algorithm .....................................................................................48

3.4. AD-PID Control Law Design Guidelines ...............................................................................52

3.5. Proof-Of-Concept Experimental Prototype Results................................................................55

3.6. Comparison Of AD-PID With Other Non-Linear PID Strategies ..........................................61

3.7. Summary .................................................................................................................................62

4. A NOVEL ADAPTIVE AUTO-DESIGN AND AUTO-TUNING METHOD FOR

CLOSED-LOOP CONTROLLERS OF POWER CONVERTERS ........................................63

4.1. Introduction .............................................................................................................................63

4.2. Bases of the Proposed Online Auto-Tuning Controller ........................................................... 66

4.3. Online Auto-Tuning Digital Controller Algorithm and Architecture .....................................72

4.4. Proof-Of-Concept Experimental Prototype Results................................................................75

4.4.1. Experimental Verification of the Auto-Tuning Controller Bases ........................................76

4.4.2. Experimental Operation and Results of the Online Auto-Tuning Controller ......................78

4.5. Summary .................................................................................................................................85

5. AN ADAPTIVE DIGITAL VARIABLE FREQUENCY CONTROL SCHEME ..................87

5.1. Introduction .............................................................................................................................87

5.2. Digital Pulse Width Modulation .............................................................................................. 89

5.3. Adaptive Switching Frequency Control Schemes ..................................................................91

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5.3.1. DVSF I .................................................................................................................................92

5.3.2. DVSF II ................................................................................................................................94

5.4. Theoretical Analysis ...............................................................................................................97

5.5. Experimental Prototype Results ..............................................................................................99

5.5.1. DVSF I .................................................................................................................................99

5.5.2. DVSF II ..............................................................................................................................102

5.6. Summary ...............................................................................................................................104

6. CONCLUSIONS AND FUTURE WORK ............................................................................105

6.1. Summary of Conclusions ......................................................................................................105

6.1.1. Digital Sensor Less Adaptive Voltage Positioning Control Scheme .................................106

6.1.2. An Adaptive Digital PID Controller for Power Converters...............................................106

6.1.3. A Novel Adaptive Auto-Design and Auto-Tuning Method for Closed-Loop

Controllers of Power Converters .......................................................................................107

6.1.4. An Adaptive Digital Variable Frequency Control Scheme ...............................................108

6.1.5. Additional Comments on the Use of the Proposed Concepts ............................................108

6.2. Future Research Directions ...................................................................................................110

6.2.1. Application of Proposed Control Schemes for Multiphase Buck Converter .....................110

6.2.2. Application of Auto-Tuning and Auto-Design Technique for Pole and Zero Variation ...110

6.2.3. Combined Utilization of Proposed Control Schemes ........................................................110

6.2.4. Application of SLAVP Control Scheme for Multi-Sampled Implementation...................111

6.2.5. Optimization of the Digital Controller Realization and Implementation ..........................111

6.2.6. Application of Proposed Control Schemes for Other Topologies .....................................112

REFERENCES ............................................................................................................................113

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LIST OF TABLES

3.1. Values of variables used in the design example .....................................................................55

5.1. Comparison of improvement in overshoot using different DVSF control methods .............104

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LIST OF FIGURES

1.1. Block diagram of a power converter with digital controller ..................................................3

1.2. Illustration of DPWM functionality .......................................................................................4

1.3. Buck converter with consideration of circuit component parasitic ........................................5

1.4. Illustration of output voltage overshoot during step-down load transient..............................6

2.1. (a) DC-DC buck converter with one implementation type of conventional AVP

control and (b) Conventional AVP control waveforms .......................................................14

2.2. DC-DC buck converter duty cycle plots as a function of load current, input voltage,

and output voltage to illustrate duty cycle linearity (a) for different input voltages

and (b) for different output voltages ....................................................................................16

2.3. (a) A theoretical plot for the output voltage vs. load current for a DC-DC buck

power converter with AVP control and (b) a theoretical plot for the output voltage

vs. D for a DC-DC buck power converter with AVP control ..............................................17

2.4. Theoretical SLAVP control waveforms ...............................................................................18

2.5. Digital System Block Diagram for SLAVP control Hardware Realization .........................20

2.6. Digital System Block Diagram for SLAVP control Hardware Realization which

accounts for both variable input voltage and variable output voltage (a) SLAVP

controller with variable output voltage and (b) SLAVP with variable input and

output voltages .....................................................................................................................25

2.7. Experimental results to show the linear relationship (within the range of operation)

of duty cycle as a function of the input and output voltages and load current for the

experimental prototype (a) 2mnD as a function of input voltage at 1.5V output

voltage and 10A load current, (b) 2mnD as a function of output voltage at 9V input

voltage and 10A load current and (c) D as a function of load current at 9V input

voltage. .................................................................................................................................30

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2.8. Experimental results of the prototype with SLAVP under dynamic load transients

of 0A-10A-0A (full load range from minimum to maximum) with 1.5oV V and

SLAVP window of 50mV (a) at 9inV V and (b) at 10inV V ...........................................31

2.9. Experimental results of the prototype with SLAVP under dynamic load transients

of 0A-10A-0A (full load range from minimum to maximum) with 9inV V and

SLAVP window of 50mV (a) at 1.7oV V and (b) at 1.4oV V .......................................32

2.10. Experimental results of the prototype with SLAVP window of 50mv and under

dynamic load transients of (a) 4A-7A-4A at 1.5oV V and 9inV V and (b) 0A-

8A-0A at 1.3oV V and 8inV V .........................................................................................33

2.11. Experimental results of the prototype with SLAVP window of 50mv and under 0A-

10A-0A dynamic load transients showing zoomed in view of output voltage and

inductor current during (a) load step-up transient and (b) load step-down transient ...........34

2.12. Small signal control block diagram with SLAVP ................................................................36

2.13. Equivalent control block diagram to that shown in Figure. 2.12 .........................................36

2.14. Bode-plots for ( )vT s and ( )dT s ............................................................................................39

2.15. Output impedance plot .........................................................................................................40

3.1. DC-DC buck converter with digital controller .....................................................................43

3.2. A conventional digital PID controller realization diagram ..................................................44

3.3. Example bode-plots for different values of (a) Kp and (b) Ki and (c) Kp and Ki ...............46

3.4. A general Adaptive digital PID controller realization diagram ...........................................47

3.5. Illustration of the AD-PID controller operation ...................................................................49

3.6. Flowchart for the proposed adaptive controller ...................................................................50

3.7. Experimental results of the prototype with zoomed in view under dynamic load

step-down transient of 7A-0A (a) with conventional PID controller and (b) with

AD-PID controller ................................................................................................................56

3.8. Experimental results of the prototype with zoomed in view under dynamic load

step-up transient of 0A-7A (a) with conventional PID controller and (b) with AD-

PID controller .......................................................................................................................57

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3.9. Experimental results of the prototype with zoomed in view under dynamic load

step-down transient of 6A-2A (a) with conventional PID controller and (b) with

AD-PID controller ................................................................................................................58

3.10. Experimental results of the prototype with zoomed in view under dynamic load

step-up transient of 2A-6A (a) with conventional PID controller and (b) with AD-

PID controller .......................................................................................................................59

3.11. Experimental results of the prototype with zoomed in view under steady-state

operation (a) with PID controller with Kp-trans and Ki-trans and (b) with PID controller

with Kp-steady and Ki-steady .......................................................................................................60

4.1. A block diagram of a power converter system with closed loop control .............................66

4.2. Bode-plots for (a) different gain (K) values and (b) different pole (P1) locations ..............67

4.3. Simulation results of a DC-DC buck converter to demonstrate the basis of the

proposed CEO&M control concept based on several K values (Note that

.e conv e compV V ): (a) during steady-state and (b) during step-up load transient. ................68

4.4. Simulation results of a DC-DC buck converter to demonstrate the basis of the

CEO&M control concept (Note that .e conv e compV V ) based on several pole

locations (one pole is moved): (a) during steady-state, (b) during step-up load

transient and (c) during step-down load transient. ...............................................................69

4.5. An illustration of the compensated error signal behavior under different bandwidth

values with analog compensator ..........................................................................................71

4.6. An illustration of the compensated error signal behavior under different bandwidth

values with digital compensator ...........................................................................................71

4.7. DC-DC buck converter with digital closed-loop compensator and ATerror

Controller .............................................................................................................................72

4.8. General main implementation flowchart of the ATerror controller. ....................................74

4.9. Digital compensator used in the proof of concept experimental prototype .........................76

4.10. Experimental results of a DC-DC buck converter to demonstrate the basis of the

proposed CEO&M control concept when varying gain. (a) and (b): Lower gain

( 0.344TK ). (c) and (d): Medium gain ( 1.593TK ). (e) and (f): Higher

(Unstable) gain ( 2.531TK ). (a), (c) and (e): During Steady-State Operation. (b),

(d) and (f): Under 8A-0A-8A Load Current Transient.........................................................77

4.11. A flowchart for the detection of direction of gain change (increase/decrease) ....................79

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4.12. A flowchart for the detection of frequency change and setting of gain ...............................82

4.13. Illustration of the controller operation to determine the variable under auto-tuning

(the gain here) required direction change and the detection of frequency change

condition ...............................................................................................................................83

4.14. Experimental waveforms of the prototype with the ATerror controller. (a): The

variation of gain until new optimized gain value is achieved.(b): Periodic tuning

operation of the ATerror controller ......................................................................................84

4.15. Dynamic response of the power converter during a load transient of 8A to 0A (a)

before auto-tuning (b) after auto-tuning ...............................................................................85

5.1. Block diagram of a Power Converter with Digital Controller .............................................88

5.2. Generation of duty cycle command signal with (a) analog controller (b) digital

controller ..............................................................................................................................89

5.3. DPWM operation principle illustration with fixed switching frequency during

(a) steady state (b) step-up load transient and (c) step-down load transient ........................90

5.4. Illustration of operational principle of DPWM with variable switching frequency

during (a) steady-state (b) step-up load transient which causes output voltage

undershoot and (c) step-down load transient which causes output voltage overshoot .........92

5.5. Illustration of Dynamic Variable Switching Frequency (DVSF) Controller

Operation ..............................................................................................................................93

5.6. Flowchart for the adaptive switching frequency controller..................................................94

5.7. Illustration of the adaptive switching frequency controller operation .................................95

5.8. Dynamic Digital Variable Switching Frequency Controller Flowchart ...............................96

5.9. Experimental results of the prototype with zoomed in view under dynamic load

step-down transient of 5A-0A (a) with fixed frequency DPWM and (b) with

variable frequency DPWM .................................................................................................100

5.10. Experimental results of the prototype with zoomed in view under dynamic load

step-down transient of 0A-5A (a) with fixed frequency DPWM and (b) with

variable frequency DPWM .................................................................................................101

5.11. Experimental results of the prototype with zoomed in view under dynamic load

step-down transient of 5A-0A (a) with fixed frequency DPWM and (b) with

adaptive frequency DPWM ................................................................................................102

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5.12. Experimental results of the prototype with zoomed in view under dynamic load

step-up transient of 0A-5A (a) with fixed frequency DPWM and (b) with adaptive

frequency DPWM ..............................................................................................................103

6.1. Illustration of different adaptive concepts utilization ........................................................109

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CHAPTER 1

INTRODUCTION

1.1. Overview

In the recent decade, the Switched Power Converters (SPC) have gained interest due to their

high efficiency, small size and increased reliability, among others. The SPC is used to provide

regulated power to many systems, including but are not limited to, microprocessors, FPGAs,

DSPs, RAMs, communication systems, optical networks, consumer electronics, vehicle

electronics, and wireless applications. The increased demand for providing tightly regulated

voltages or currents to the loads has sparked interest in advanced control algorithms for SPCs

[A1-A7]. For these loads, tight regulation of the output voltage is an important performance

constraint [A1-A23] under dynamic conditions of operations. For a standard fixed-frequency,

linear controller, tight regulation is conventionally achieved through the design of a high

bandwidth feedback loop at the expected operating point of the converter.

Though there are a wide range of load requirements, the most important dynamic output

specifications that need to be satisfied by SPCs are:

1. Overshoot or undershoot.

2. Settling time.

The most important causes of the transient conditions are:

a. Load Step.

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b. Reference Step.

c. Input Voltage Step.

Overshoot and undershoot are defined as the deviation of the output from its final value.

Settling time is defined here as the time taken for the system transient to decay to within 1% of

its final value. The transients may lead to high load temperatures (power losses), damage or

reduced lifespan [A4-A13].

The goals of this dissertation are to investigate the stability issues related to the steady-state

performance of converters, and to develop adaptive digital controllers that optimize the dynamic

performance, in other words, to decrease the output voltage overshoot or undershoot and

decrease its dynamic settling time.

1.2. Digital Control of Power Converters

The digital control of power converters has gained popularity during recent years [A24-A29].

Figure 1.1 shows the block diagram of a power converter with digital controller enclosed with in

the dashed box. Analog to Digital Converters (ADC) are used to sense and digitize the voltage

and/or current and fed to the digital controller. These sensed voltage and/or current are utilized

by the closed loop voltage/current compensator of the digital controller to generate the

compensated error signal ( e compV ).This is then compared with the digital pulse width Modulator

(DPWM) to generate the required duty cycle (D) to maintain a regulated output voltage (in some

power converter also a regulated current or power). This is illustrated in Figure 1.2. The sensed

voltage and/or current may also be utilized to adaptively adjust parameters, including but are not

limited to switching frequency, duty ratio/cycle, and number of phases of the power converter

that result in improvement of efficiency and/or dynamic performances, among others [A4-A10,

A34-A44].

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The considerations associated with the utilization of digital controllers for power converters

are

1. The limited resolution of Analog to Digital Converters (ADC) and Digital Pulse Width

Modulators (DPWM).

2. The size and power consumption of ADC(s).

3. The speed of ADC(s) and DPWM.

4. Power consumption incurred by the digital circuitry.

Sl

Lo

CoDrivers Latches

D

D1Io

+

-

Vo

iL

Vin

DPWMModulator

D

ADCClosed Loop Voltage/Current

Compensator

Su

ADC

Other Functions and Adaptive

Control

e compV

ADC

Figure. 1.1: Block diagram of a power converter with digital controller.

Page 27: ADAPTIVE CONTROL METHODS FOR DC-DC SWITCHING POWER CONVERTERS by

4

e compV

D

Digital Ramp

Figure. 1.2: Illustration of DPWM functionality.

However, the following advantages associated with the digital implementation of controller

compared with analog controllers, motivated the utilization of digital controllers for power

converters:

1. The digital controllers’ ability to implement sophisticated algorithms for efficiency and

dynamic performance improvement of power converters.

2. The flexibility of reconfiguration and scalability of the parameters of the control loop

without the need for significant changes in hardware.

3. The potential reduction or elimination of controller component variation and sensitivity

that effect the controller performance.

4. Decrease in the cost due to integration of multiple functionalities into a single digital

chip.

5. Increased flexibility with improved protection, health monitoring and non-linear control

techniques.

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5

1.3. Main Motivations and Objectives of This Work

Before discussing the motivation for the research work presented in this Dissertation, it is

important to identify the dependence of the power converter voltage deviation from its steady

state value under different operating conditions and different design parameters of the converter.

The discussion is based on a non-isolated DC-DC buck topology and is applicable to many other

types of topologies, especially those that are buck derived. Similar relationships could also be

derived for other topologies that are boost derived for example.

Su

Sl

L

CDrivers

Latches

D

D1Io

+

-

Vo

iL

Vin

Closed Loop

Voltage/

Current

Compensator

PWM

Modulator

e compV

D

senseV

senseI

Ron

Ron

DCR

ESR

ESL

Figure. 1.3: Buck converter with consideration of circuit component parasitic.

Figure. 1.3 shows a buck converter with some of the component non-idealities taken in to

consideration.

onR is the MOSFET ON state resistance.

DCR is the output inductor equivalent DC resistance.

ESR is the equivalent series resistance of the output capacitors.

ESL is the equivalent series inductance of the output capacitors.

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6

senseV and senseI are the voltages and currents sensed signals for control and protection.

Because of the ESR and ESL of the output capacitance, the output voltage is given by

0

( ) ( ) ( ) ( )

( ) 1( ) ( )

o ESR ESL C

t

cc c

v t v t v t v t

di ti t ESR ESL i t dt

dt C (1.1)

Figure. 1.4. shows an illustration of output voltage deviation during step down load current

transient [A31].

,L CV

tdelV

ESRV

ESLV

1I

2I

transtdelayt

oI

oI

oV

Figure. 1.4: Illustration of output voltage overshoot during step-down load transient.

The deviation in the output voltage due to a step down or step up load transient is given by

[A19, A31]

,o ESR ESL tdel L C

oo tdel o

trans

v v v v v

I LI ESR ESL v I

t C (1.2)

Page 30: ADAPTIVE CONTROL METHODS FOR DC-DC SWITCHING POWER CONVERTERS by

7

where

2 1oI I I is the load current variation

transt is the transient time

delt is the delay in the response of the controller and is proportional to the bandwidth of the

closed loop (assuming no adaptive scheme is used to reduce this delay).

tdelV is the voltage deviation associated with the delay in the response of the controller in the

loop to the load transient.

The transient voltage drop due to ESL is due to the inherent inductance of the capacitor and is

given by

oESL

trans

IV ESL

t (1.3)

The transient voltage drop due to the inherent resistance of the capacitor is given by

ESR oV I ESR

(1.4)

This voltage deviation is sufficiently large and cannot be ignored. This can be reduced by

selection of capacitors with very low ESR value.

The transient voltage deviation due to power stage output filter is given [A33] as follows

,L C o

LV I

C (1.5)

This can be reduced by selection of a large capacitor ( C ) or small inductor ( L ). However,

space limitations and cost limit the maximum capacitor value and cannot be increased further.

Also, the inductor cannot be reduced less than the value given by Eq. (1.6) which is the

minimum inductor value for the operation of buck converter in Continuous Conduction Mode

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8

(CCM). Moreover, reducing the inductor value will result in increasing the power conduction

losses (lower efficiency).

( ,1 )

2

ocrit

o s

V max D DL

I f (1.6)

The transient voltage due to closed loop control delay ( tdelV ) is caused by the closed loop

control delay time which is the total delay time because of the controller bandwidth delay, and

the control logic component delays until the time when the appropriate switch is turned ON or

OFF.

The time delay delayt is a function of the switching frequency, controller bandwidth, delay and

controller and driver logic speed (assuming no adaptive scheme is used to reduce this delay). A

larger closed loop bandwidth results in a smaller time delay. This reduces the voltage deviation.

Thus, there is a motivation to increase the control loop performance without increasing the

switching frequency so that there is an improvement in dynamic performance without decrease

in efficiency, and without adding additional capacitors that increase the space and cost. This

dissertation research work proposes adaptive control techniques that improve the dynamic

performance of power converters without addition of extra capacitors (which would result in

increased size), and without increasing the steady state switching frequency of the power

converter (since increasing the steady-state switching frequency would reduce the efficiency).

Though the methods presented in this dissertation research work are discussed for a DC-DC

buck power converter, these methods can be expanded and applied to any switched power

converter topologies. Each chapter in this dissertation includes introduction section that is related

to the specific concept presented in that chapter.

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9

1.4. Dissertation Outline

Chapter 2 proposes a Sensorless Adaptive Voltage Positioning (SLAVP) control scheme in

order to realize Adaptive Voltage Positioning (AVP) control without the need for load or

inductor current sensing and high-resolution high-speed ADC. The proposed control scheme

improves the dynamic performance of the converter with the elimination of the need for high-

speed and accurate sensing and sampling of currents. The dynamic modeling of the proposed

control scheme is also presented.

Chapter 3 proposes an adaptive digital Proportional Integral Differential (PID) compensator in

order to improve the dynamic performance of the converter. The control law is a function of the

magnitude change in the error signal and its peak value during dynamic transients. The proposed

AD-PID controller adaptively detects the peak value of the error signal which is a function of the

transient nature and magnitude, and utilize it in the control law such that no ocillations are

generated as a result of the adaptive operation. As a result, the dynamic output voltage deviation

and the settling time of the output voltage are reduced.

Chapter 4 proposes a novel Compensator Error Observe and Modulate method (CEO&M) for

online closed-loop-compensator auto-tuning of digital power controller. The proposed method is

relatively simple and does not require the knowledge and/or measurement of the power stage or

closed-loop frequency response. Moreover, the proposed method does not depend on

conventional design methods and the associated rule of thumb design criteria in order to tune

closed-loop feedback controllers of power converter for high, and possibly optimum, dynamic

performance.

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Chapter 5 proposes two dynamic variable frequency control schemes that vary the frequency

of power converter as a function of the error signal. The proposed controller varies the switching

frequency of the converter, higher or lower than the steady-state frequency, during the transient

as a function of peak and magnitude of error signal depending on the amount and type of the

transient. The experimental results show the improvement in the dynamic performance of the

power converter.

A summary of the conclusions of this work and the directions of future related research work

are given in Chapter 6.

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CHAPTER 2

SENSOR LESS ADAPTIVE VOLTAGE POSITIONING (SLAVP) CONTROL

2.1. Introduction

Adaptive Voltage Positioning (AVP) control has been used in DC-DC power converter

applications, especially in those converters powering high speed Integrated Circuits (ICs) such as

microprocessors, in order to achieve smaller dynamic output voltage deviation while at the same

time using less output filter capacitance for the power converter [B1, B2, B6-B10,B48]. The use

of AVP control has been motivated by the increased dynamic current slew rate and/or magnitude

of newly coming ICs and microprocessors, while at the same time requiring lower (down to less

than 1V) output voltage from the power converter with tighter output voltage regulation [B3-B5,

B41]. While the AVP control basic concept is relatively simple, its modeling and design for

optimal performance in order to achieve the maximum benefit is relatively complex [B6-B11].

Moreover, there are several proposed schemes presented in the literature to implement AVP

control along with their associated modeling and design guidelines [B6-B19].

The conventional AVP control schemes are based on sensing the load current value or the buck

converter’s inductor current value [B14-B19]. Figure. 2.1(a) shows an example of a conventional

AVP control realization assuming a closed loop digital controller implementation. As illustrated

in Figure. 2.1(b), the AVP control slightly adjust the output voltage of the power converter based

on the load current such that the output voltage is slightly higher when the load

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12

current is lower and is slightly lower when the load current is higher. The AVP control sets the

output voltage to the maximum allowed output voltage ( o maxV ) when the load current is at its

minimum value ( o minI ), it sets the output voltage to the minimum allowed output voltage

( o minV ) when the load current is at its maximum value ( o maxI ), and it sets the output voltage to

its middle value ( o midV ) when the load current is at its middle point value ( max min 2o oI I )

[B10]. This provides a larger allowable margin for the output voltage to overshoot when a load

current step-down occurs, and provides a larger allowable window for the output voltage to

undershoot when a load current step-up occurs. Based on this behavior, even if the AVP control

design is not optimal, as long as the dynamic response of the output voltage is free of oscillations,

using the AVP control is advantageous, and will lead to reduced dynamic output voltage

deviation.

Nowadays, the AVP control is being used for special high end applications, mainly for buck

power converters that are used to power microprocessors, where the cost and design complexity is

tolerable. However, AVP control use is potentially advantageous to any power converter

application. Therefore, it is desired to obtain a lower cost and simpler realization that can be used

for wider range of applications.

The use of digital controllers, as an alternative to analog controllers, for power converter

applications have increased in the last few years because of several potential advantages. These

advantages include the digital controllers ability, and easiness to implement sophisticated

algorithms, and laws to improve dynamic and efficiency performances of power converters, they

are easier to be reconfigured and scaled compared to their analog counterpart, and they can

potentially reduce or eliminate the controller component variations and sensitivity that affect the

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13

controller performance [B20-B37, B42-B45]. However, there are several challenges associated

with using digital controllers in power converters, to mention a few, the resolution limitation of

digital controllers and the size, cost and power consumption incurred from the required high-

speed high-resolution Analog-to-Digital Converters (ADCs) and Digital Pulse Width Modulators

(DPWMs). The technological advancement in digital circuit design and process features and

performance along with newly proposed digital control schemes is resulting in alleviating such

challenges with time.

As it can be observed from Figure. 2.1(a), AVP control realization as a part of a fully digital

controller implementation for a power converter requires a high-resolution and high-speed ADC

for the load or inductor current sampling. The performance of the current ADC will affect the

AVP control performance, and hence, it will affect the dynamic output voltage deviation. Several

sensorless control schemes have been discussed in the literature over the years such as those in

[B25, B33, B38-B40, B46, B47], among others. However, none of these is for AVP control.

In this chapter, a sensorless AVP (SLAVP) control scheme is presented. The SLAVP control

eliminates the need for load current sensing and the associated high-speed high resolution ADC in

digital controller implementation. It also does not require any additional voltage and/or current

sensing or ADC. The presented SLAVP control requires minor addition to an existing basic

digital controller with voltage-mode closed-loop control. Moreover, the low cost realization of the

presented SLAVP control makes it more possible to utilize the SLAVP in a wider range of power

converter applications with lower cost and simpler design.

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14

Su

Sl

Lo

CoDrivers

Latches

D

D1Io

+

-

Vo

iL

Vin

Closed Loop

Compensator

DPWM

Modulator

Vref

e compV

D

Digital Controller with Conventional AVP

(Example of a Conventional Method)

+-

ADC1

ADC 2Gain/

Compensation

(a)

maxoI

minoI

maxoV

minoV

o m idV

Output Current

Output Voltage

Without AVP

Output Voltage

With AVP

o m idV

(b)

Figure. 2.1: (a) DC-DC buck converter with one implementation type of conventional AVP

control and (b) Conventional AVP control waveforms.

Section 2.2 introduces the basis of the SLAVP control. Section 2.3.1 presents the basic

SLAVP control law derivation and hardware realization. Section 2.3.2 and Section 2.3.3 present

the control laws of the SLAVP under variable input and output voltages of the power converter.

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15

The effect and analysis of components’ DC resistance tolerances and input voltage change on the

SLAVP control are discussed in Section 2.4. A proof-of-concept experimental prototype results

are presented in Section 2.5, and dynamic modeling analysis is discussed in Section 2.6. The

summary is given in Section 2.7.

2.2. Sensorless Adaptive Voltage Positioning Control Basis

The controller duty cycle D , or equivalently the compensator’s output error signal e compV , is a

function of the power converter’s load current. For a DC-DC buck converter, the duty cycle of the

controller increases as the load current increases because of the additional voltage drop between

the input and the output at higher load current, and in order to deliver the necessary energy for a

regulated output voltage. This behavior can be approximated by the following equation assuming

that the power converter has an equivalent resistance, .eqR , between the input and the output:

. .( )

o o eq o eqoideal v drop o

in in in

V I R I RVD D D I

V V V

(2.1)

Where inV is the input voltage of a DC-DC buck converter, .eqR is the equivalent resistance

between the ideal input voltage source and the output voltage at the output capacitor, idealD is the

ideal duty cycle for a lossless DC-DC buck converter and ( )v drop oD I is the additional duty cycle

caused by resistive voltage drop which is a function of the output current.

Page 39: ADAPTIVE CONTROL METHODS FOR DC-DC SWITCHING POWER CONVERTERS by

16

(a)

(b)

Figure. 2.2: DC-DC buck converter duty cycle plots as a function of load current, input voltage,

and output voltage to illustrate duty cycle linearity (a) for different input voltages and (b) for

different output voltages.

Figure. 2.2 shows plots of Eq. (2.1) for an example design with . 30eqR m . The plots shows

the duty cycle as a function of the load current, input voltage and output voltage variables. It can

be observed that the duty cycle is linear as a function of the three variables. Figure. 2.3(a) shows a

theoretical plot for the output voltage vs. load current for a power converter with AVP control,

which agrees with what is described in the previous section and Figure. 2.1. Figure. 2.3(b) shows

a theoretical plot for the output voltage vs. D for a power converter with AVP control which

Page 40: ADAPTIVE CONTROL METHODS FOR DC-DC SWITCHING POWER CONVERTERS by

17

agrees with the above description of the relation between the load current and D It can be

observed that a sensorless AVP (SLAVP) control can potentially be realized if the appropriate

SLAVP control law as a function of D (or e compV ) is derived. Such SLAVP control law is

expected to have the theoretical waveforms as shown in Figure. 2.4.

oV

o LI or I

maxoV

minoV

maxoIminoI

(a)

oV

e compD V

maxoV

minoV

1mxD 2mnD

(b)

Figure. 2.3: (a) A theoretical plot for the output voltage vs. load current for a DC-DC buck

power converter with AVP control and (b) a theoretical plot for the output voltage vs. D for a

DC-DC buck power converter with AVP control.

Page 41: ADAPTIVE CONTROL METHODS FOR DC-DC SWITCHING POWER CONVERTERS by

18

1mxD

2mnD

maxoI

minoI

maxoV

minoV

Output Current

Duty Cycle

Or

Compensator Error Signal

Output Voltage

With SLAVPo m idV

Figure. 2.4: Theoretical SLAVP control waveforms.

2.3. SLAVP Control Law Derivation and Hardware Realization

This section shows the SLAVP control law under different input and output voltage

conditions.

2.3.1. SLAVP Control Law with Fixed Input and Output Voltages

It can be shown that based on Figure. 2.3(b), the following basic SLAVP control law can be

obtained:

min max1 1 max

2 1

1 max

2 1

1 max

( ) ( )

( )

( )

o oo SLAVP mx o

mn mx

o spec

mx o

mn mx

mx o

V VV D D D V

D D

VD D V

D D

D D V

(2.2)

Where min max

2 1 2 1

o speco o

mn mx mn mx

VV V

D D D D, min maxo o nom oV V V and 1 2mx mnD D

maxoV and o minV values are known based on given specifications and requirements for a design.

They are given by:

Page 42: ADAPTIVE CONTROL METHODS FOR DC-DC SWITCHING POWER CONVERTERS by

19

max minmax

2 2

o speco oo o nom o nom

VV VV V V (2.3)

max minmin

2 2

o speco oo o nom o nom

VV VV V V (2.4)

Where o specV is the desired AVP control voltage window centered around o nomV based on

design specifications.

The relationship between Eq. (2.2) and the load current is as explained earlier in Figure. 2.3

and Figure. 2.4. All the parameters in Eq. (2.2) are known constants for a given design except D

which is an available variable in any conventional controller of a power converter. D value varies

as a function of the load current.

As apparent from Figure. 2.3 and Figure. 2.4, 2mnD can be obtained by setting the operating

point of the power converter at o maxI and o minV and 1mxD can be obtained by setting the

operating point of the power converter at o minI and o-maxV .

As the load current varies from o minI (which is usually zero amperes) to o maxI , the duty

cycle D varies from 1mxD to 2mnD . This will cause the result of Eq. (2.2) to vary from o minV to

o maxV , resulting in SLAVP control realization.

Page 43: ADAPTIVE CONTROL METHODS FOR DC-DC SWITCHING POWER CONVERTERS by

20

Su

Sl

Lo

CoDrivers

Latches

D

D1Io

+

-

Vo

iL

Vin

Closed Loop

Compensator

DPWM

Modulator

ADC

Vref

e compV

D

SLAVP

Controller

Digital Controller with SLAVP

Figure. 2.5: Digital System Block Diagram for SLAVP control Hardware Realization.

Figure. 2.5 shows the block diagram of the SLAVP hardware realization by using a digital

controller. The SLAVP control loop simply adjusts the closed loop voltage reference based on

Eq. (2.2) and as a function of e compV which is used to generate the DPWM duty cycle D . It can

also be observed that the current sensing and sampling and high-resolution high-speed ADC is

eliminated, resulting in less hardware requirements and hence lower size and cost. The SLAVP

controller in Figure. 2.5 involves Eq. (2.2) and it also involves setting limits on Eq. (2.2) results.

If for some reason the result of Eq. (2.2) is larger than maxoV , the controller will limit the value

of the voltage reference ( refV ) that is provided to the voltage mode compensator to a value that is

equal to o maxV . Similarly, if for some reason the result of Eq. (2.2) is smaller than o minV , the

controller will limit refV to a value that is equal to o minV . Therefore, refV will always satisfy

min maxo ref oV V V .

2.3.2. SLAVP Control Law with Variable Input Voltage

There are two types of power converters in terms of input voltage. The first type is constant

input voltage power converters and the second type is variable input voltage (either with narrow

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21

range or wide range) power converters. A given system, such as a computing platform system, for

example and not for limitation, may include both types.

The SLAVP control law that is presented in the previous section, namely Eq. (2.2), is

apparently suitable for power converters with fixed input voltage. This limits the application of

Eq. (2.2) to converters with fixed input voltage. If the input voltage is varied within significant

range, the output voltage will be limited by the SLAVP controller to o maxV or o minV . If the input

voltage is slightly varied, the SLAVP controller with Eq. (2.2) may still work to a certain degree

(see Section 2.4.2) but it will not perform as expected. The input voltage change impacts Eq. (2.2)

mainly because for different input voltage values, there are different sets of 1mxD and 2mnD

values.

For a DC-DC buck converter, the duty cycle is a linear function of the input voltage as

discussed in Section 2.2. For practical converters with variable input voltage, including those with

conventional AVP control, the input voltage is sensed and sampled by an ADC that is relatively

slower than the one used to sample the output voltage when digital controller is used. Such

sensing is usually needed for reasons such as protection and/or feed forward control.

If 1mxD and 2mnD are obtained at the nominal input voltage in nomV , then the new values of

1mxD and 2mnD at any input voltage value can be obtained as follows:

1 1( ) ( )in nommx in mx in nom

in

VD V D V

V

2 2( ) ( )in nommn in mn in nom

in

VD V D V

V

Therefore, the SLAVP equation for any input voltage value becomes:

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22

2 ( )o SLAVPV Dmin max

1 max

2 1

( )o o in nommx o

in nom in nom inmn mx

in in

V V VD D V

V V VD D

V V

min max1 max

2 1

( )o omx o

mn mx

V VD D V

D D

1 max( )mx oD D V

1 max( )mx oD D V

min max1 max

2 1

( )( )

o o in nomin mx o

in nom mn mx in

V V VV D D V

V D D V

1 maxin in nom mx oV D V D V

2 ( )o SLAVPV D maxin oV D V

(2.5)

Where in nom inV V , in nomV is the nominal input voltage of the power converter at which

1mxD and 2mnD values are measured, inV is the actual input voltage of the power converter,

1 in in nomV V , min max

2 1 2 1( ) ( )

o speco o

in nom mn mx in nom mn mx

VV V

V D D V D D, and 1in nom mxV D .

The SLAVP control law of Eq. (2.5) with the input voltage consideration is relatively simple

since , and maxoV are constants for a given design even under variable input voltage and

variable load current. Eq. (2.5) becomes equal to Eq. (2.2) when the input voltage is constant and

satisfies in in nomV V .

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23

2.3.3. SLAVP Control Law with Variable Output Voltage

Some applications such as Voltage Regulators (VRs) for powering microprocessors have

adjustable output voltage for example via the Voltage Identification Code (VID). In such

applications, the output voltage varies within a given range.

If 1mxD and 2mnD are obtained at the nominal output voltage o nomV and at the nominal input

voltage in nomV , then the new values of 1mxD and 2mnD at any output voltage and input voltage

values can be obtained as follows:

1 1( , ) ( , )o in nommx in o mx in nom o nom

in o nom

V VD V V D V V

V V

2 2( , ) ( , )o in nommn in o mn in nom o nom

in o nom

V VD V V D V V

V V

Therefore, the SLAVP equation for any output voltage and input voltage values becomes:

1

12 1

2 1

3 1 max

2 1

( ) ( )mx

mxmn mx

mn mx

in nom Do spec oo SLAVP mx o

in o nom Din nom D in nom Domn mx

in o nom D o nom D

VV VV D D D V

V VV VVD D

V V V

1

12 1

2 1

1 max

2 1

( )mx

mxmn mx

mn mx

in nom Do specin omx o

o in o nom Din nom D in nom D

mn mx

o nom D o nom D

VVV VD D V

V V VV VD D

V V

1

1

1 maxmx

mx

in nom Dinmx o

o o nom D

VVD D V

V V

max

ino

o

VD V

V

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24

2

o specino VID

o

VVD V

V

3( )o SLAVPV D in

o

VD

V (2.6)

Where

2 1

2 1

2 1mn mx

mn mx

o spec

in nom D in nom D

mn mx

o nom D o nom D

V

V VD D

V V

, 1

1

1mx

mx

in nom D

mx

o nom D

VD

V,

2

o spec

o VID

VV ,

1mxo nom DV and 1mxin nom DV are the nominal output voltage and nominal

input voltage of the power converter at which 1mxD value is measured, 2mno nom DV and

2mnin nom DV are the nominal output voltage and nominal input voltage of the power converter at

which 2mnD value is measured, and o VIDV is the desired nominal output voltage.

The SLAVP control law of Eq. (2.6) with the input voltage and output voltage consideration is

relatively simple since and are constants for a given design even under variable output

voltage, variable input voltage and variable load current. is just the value of the output voltage

( o o VIDV V ) plus half the value of the allowed SLAVP window ( o specV ). Eq. (2.6) becomes

equal to Eq. (2.2) when the input voltage is constant and satisfies in in nomV V and when the

output voltage is constant and satisfies o o nomV V .

Consider an example power converter design with output voltage range 1.3V - 1.8V and input

voltage 8V – 10V. Then o nomV can be selected to be equal to 1.5V and in nomV can be selected

to be equal to 9V. At these values, 1mxD and 2mnD values can be determined and also with the

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25

knowledge of o specV , and values can be obtained. Eq. (2.6) can be used and will be valid

when the input voltage and output voltage values are not at their nominal values. This is because

the equation is scaled (adapted) as a function of the input and output voltages.

Su

Sl

Lo

CoDrivers

Latches

D

D1Io

+

-

Vo

iL

Vin

Closed Loop

Compensator

DPWM

Modulator

ADC

Vref

e compV

D

SLAVP

Controller

Digital Controller with SLAVP

Vo-VID

(a)

Su

Sl

Lo

CoDrivers

Latches

D

D1Io

+

-

Vo

iL

Vin

Closed Loop

Compensator

DPWM

Modulator

ADC

Vref

e compV

D

SLAVP

Controller

Digital Controller with SLAVP

Vo-VID

ADC

(b)

Figure. 2.6: Digital System Block Diagram for SLAVP control Hardware Realization which

accounts for both variable input voltage and variable output voltage (a) SLAVP controller with

variable output voltage and (b) SLAVP with variable input and output voltages.

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Based on SLAVP Eq. (2.6), which accounts for both variable input voltage and variable

output voltage, Figure. 2.5 block diagram is adjusted as shown in Figure. 2.6.

2.4. Effects of Component DC Resistance Tolerance and Input Voltage Variation

2.4.1. Analysis of DC Resistance Tolerance Effect on the SLAVP Window:

Power stage components DC resistances values have tolerances. These tolerances may affect

the performance of the AVP control loop. As mentioned earlier, the digital controller with the

proposed SLAVP controller clips and limits the output voltage to a window between maxoV and

minoV even if the SLAVP control law equation resulted in a voltage outside this window, which

may result because of components resistive tolerances. While the voltage is not allowed to go

outside this limited window under such condition, the AVP control loop performance may be

degraded. The performance degradation is because the output voltage may not be exactly at the

desired value, within the AVP window, for given load current values.

It should be noted here that the same issue also exists in conventional current sensing based

AVP controllers. For example, the tolerances in the DC resistance (DCR) of the inductor may

affect the accuracy of the sensed current and as a result may affect the AVP control accuracy and

degrade its performance. Other sources that may affect the current sensing accuracy (in

conventional current sensing based AVP controllers) is the current processing circuits (current

amplifiers) accuracy and mismatches and noise. Calibration and using components with lower

tolerances are usually the way to reduce this possible performance degradation.

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In the SLAVP control, a change in .eqR ( .eqR ) will cause a change in the duty cycle with an

amount of:

.( )o eq

in

I RD

V (2.7)

By using Eq. (2.7) and Eq. (2.6), it can be shown that the error in the SLAVP window as a

result of .eqR is given by:

.

.

( )( )

o eq

error eq

o

I RSLAVP R

V (2.8)

Eq. (2.8) indicates that the maximum error because of a .eqR will occur at the maximum

load current when the output voltage is near to minoV and the error decreases to zero as the load

current decreases to zero and the output voltage approaches maxoV .

For example, for a DC-DC buck power converter with 1.5oV V , SLAVP window of 50mV

and 10% tolerance in .eqR of 30m , the maximum error at maximum load of 10A is about

2.4mV . Note that in this calculation 0.11 is used from the experimental section design

(see Section 2.5) as an example.

Given the fact that in SLAVP control, the current sensing and high-speed high-accuracy

analog to digital sampling is eliminated in a fully digital controller implementation, the SLAVP

control performance is acceptable even under large tolerance values. Moreover, the error caused

by these tolerances can be estimated based on Eq. (2.8) and can be accounted for in the design

with a design safety margin in the AVP window.

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2.4.2. Analysis of Input Voltage Variation Effect on the SLAVP Window:

As mentioned earlier, especially for power converter applications with wide input voltage

variation range, the input voltage is usually sensed for functions such as feed forward control in

order to maintain optimized dynamic performance at different input voltage values.

The second and third forms of the SLAVP law, Eq. (2.5) and Eq. (2.6), can take care of the

input voltage variation effect on the SLAVP window based on input voltage sensing. However, if

the input voltage variation range is narrow, the SLAVP controller could be used without the need

for sensing the input voltage if some error in the SLAVP window is acceptable especially if the

input voltage range is narrow. It can be shown that the error in the SLAVP window as a result of

input voltage variation from its nominal value is given by:

.( ) ( )( )

( ) ( )

in nom in o o eq

error in

in nom in

V V V I RSLAVP V

V V (2.9)

For example, in the design given in the experimental section of this chapter (Section 2.5), the

error in the SLAVP window as a result of input voltage change to 9.5V from its nominal value of

9V while using Eq. (2.2) in the controller (which does not account for input voltage variation) is

approximately 6mV (assuming .eqR of 30m as an example). Eq. (2.9) has been verified

experimentally.

2.5. Proof-Of-Concept Experimental Prototype Results

A proof of concept prototype is built in the laboratory for verification and test of the SLAVP

control concept. The power stage is a single-phase DC-DC buck converter with the following

design specifications: Input voltage range of 8V-10V and nominal output voltage of 1.5V, output

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inductor of 440nH , output capacitance of 3mF , switching frequency of 350KHz and full load

current of 10A.

Fully digital control hardware is used to implement the voltage mode feedback controller with

SLAVP control. The ADC has 7-bit resolution and takes 2.8M sample/second. The DPWM used

is with 10-bit resolution. The controller is implemented using Altera FPGA “Altera Cyclone II

EP2C35F672C6”. The voltage mode controller is with a PID (Proportional-Integral-Derivative)

digital compensator and the SLAVP control is realized as described earlier in this chapter.

The desired SLAVP window is 50mV. Based on this, the following values are obtained:

1 0.168mxD , 2 0.24mnD , 0.11 , 0.991,and 0.025o VIDV .

In order to verify the linear relationship of the duty cycle as a function of the input voltage

and output voltage for the prototype, 2mnD values are measured for input voltage range of 8V-

10V and output voltage range of 1.3V-1.8V. The results are plotted as shown in Figure. 2.7(a)

and Figure. 2.7(b), respectively. Note that there is only one 2mnD value and one 1mxD value used

in the digital controller and Eq. (2.6) will scale automatically for different input and output

voltages, however, Figure. 2.7 is shown here in order to verify the bases used to obtain Eq. (2.6).

Moreover, Figure. 2.7(c) shows a plot of the duty cycle as a function of the load current. As

expected, the relationship between the duty cycle and the load current is linear.

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(a) (b)

(c)

Figure. 2.7: Experimental results to show the linear relationship (within the range of operation)

of duty cycle as a function of the input and output voltages and load current for the experimental

prototype (a) 2mnD as a function of input voltage at 1.5V output voltage and 10A load current,

(b) 2mnD as a function of output voltage at 9V input voltage and 10A load current and (c) D as

a function of load current at 9V input voltage.

Figure. 2.8 through Figure. 2.11 show experimental results of the prototype under dynamic

load transients for different input and output voltages for the controller with SLAVP.

Figure. 2.8(a) shows the experimental results under the nominal input voltage and output

voltage values (9V, 1.5V) and under dynamic load transients from zero load to full load.

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Figure. 2.8(b) shows the experimental results when the input voltage is increased to 10V. It can

be observed that the SLAVP controller performs as expected with 50mV SLAVP window.

50mV

10A

(a)

50mV

10A

(b)

Top Trace: Output Voltage (50mV/div, 2ms/div., AC coupled) and Bottom Trace: Load Current

(3A/div., 2ms/div.).

Figure. 2.8: Experimental results of the prototype with SLAVP under dynamic load transients of

0A-10A-0A (full load range from minimum to maximum) with 1.5oV V and SLAVP window of

50mV (a) at 9inV V and (b) at 10inV V .

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50mV

10A

(a)

50mV

10A

(b)

Top Trace: Output Voltage (50mV/div, 2ms/div., AC coupled) and Bottom Trace: Load Current

(3A/div., 2ms/div.).

Figure. 2.9: Experimental results of the prototype with SLAVP under dynamic load transients of

0A-10A-0A (full load range from minimum to maximum) with 9inV V and SLAVP window of

50mV (a) at 1.7oV V and (b) at 1.4oV V .

Figure. 2.9 shows the experimental results when the output voltage is varied from 1.5V to

1.7V and 1.4V. The results show that the SLAVP controller is able to perform as expected under

different output voltage values.

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Figure. 2.10 shows the results when the load transient is not from zero load (0A) to full load

(10A), but when it is from 4A-7A-4A and 0A-8A-0A for a given input voltage and output

voltage values. The results show that the SLAVP controller is able to perform as expected under

different input voltage values.

15mV

3A

(a)

40mV

8A

(b)

Top Trace: Output Voltage (50mV/div, 2ms/div., AC coupled) and Bottom Trace: Load Current

(3A/div., 2ms/div.).

Figure. 2.10: Experimental results of the prototype with SLAVP window of 50mv and under

dynamic load transients of (a) 4A-7A-4A at 1.5oV V and 9inV V and (b) 0A-8A-0A at

1.3oV V and 8inV V .

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50mV

10A

(a)

50mV

10A

(b)

Top Trace: Output Voltage (50mV/div, 20µs/div., AC coupled) and Bottom Trace: Inductor

Current (3A/div., 20µs /div.).

Figure. 2.11: Experimental results of the prototype with SLAVP window of 50mv and under 0A-

10A-0A dynamic load transients showing zoomed in view of output voltage and inductor current

during (a) load step-up transient and (b) load step-down transient.

Figure. 2.11 shows a time-scale zoomed in view (with 20µs/div. time scale) during load step-

up and load step-down transients. The figure shows the results for the output voltage and

inductor current. It can be observed that for the design of this chapter, the output voltage reaches

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the new output voltage value in about 10µs to 20µs (less than 7 switching cycles). Different

designs, for example a design with smaller inductor value and/or higher switching frequency,

may result in a faster speed. The results indicate that the performance of the SLAVP controller

are comparable to those presented in [B6] and [B7] for the conventional AVP control. This can

be achieved with appropriate control loops design.

It can be observed from the experimental results that the SLAVP controlled output voltage

scales within the SLAVP window according to the load current value without the need to sense

the load or inductor current.

It may be necessary to mention that Figure. 2.8 through Figure. 2.11 show only the AC

component and not the DC component of the output voltage waveforms as indicated on the

figures in order to make the SLAVP window clear and any change in it visible. This is because

the SLAVP window represented by the AC component is much smaller (50mV) than the DC

component (1.3V – 1.7V).

2. 6. Dynamic Modeling Results

This section presents dynamic modeling work results for power converter with SLAVP

control. Figure. 2.12 shows the small signal control block diagram with SLAVP control. An

equivalent small signal control block diagram with SLAVP control to that of Figure. 2.12 is

shown in Figure. 2.13. In order to obtain and simplify the two equivalent block diagrams, the

concept presented in [B7] is utilized. It can be observed from the block diagrams how the duty

cycle is fed back to the input of the compensator and used as the reference for the voltage loop,

forming the SLAVP control loop. This loop replaces the current loop in conventional AVP

control.

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io

d

vc

vo

β

Z0

Gvg

Gvd

Fm

Gdio

Gdg

Gcom

H

vg=vin

Figure. 2.12: Small signal control block diagram with SLAVP.

io

vg=vin

d

vc

vo

Z0

Gvg

Gvd

Fm

Gdio

Gdg

Gcom

1+Gcom-1β

Td

Tv

H

Figure. 2.13: Equivalent control block diagram to that shown in Figure. 2.12.

The transfer functions used in the small signal model are as shown below.

- Output current to output voltage transfer function:

. 2

2

(1 ).(1 )( )

( )( )

1

o L esro eq

o

o o

s s

v sZ s R

i s s s

Q

- Input voltage to output voltage transfer function:

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37

2

2

(1 )( )

( )( )

1

o esrvg

g

o o

s

v sG s D

v s s s

Q

- Duty cycle to output voltage transfer function:

2

2

(1 )( )

( )( )

1

o esrvd g

o o

s

v sG s V

d s s s

Q

- Output current to duty cycle transfer function:

(1 )( )

( )( )

(1 )o

o esrdi

o g

R

s

Rd sG s

si s V

- Input voltage to duty cycle transfer function:

( )( )

( )(1 )

o odg

g g

R

D R C sd sG s

sv s V

- Compensator transfer function: ( )comG s .

- PWM Modulator transfer function/gain: ( )mF s .

- Output voltage sensor transfer function/gain: ( )H s .

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Where 2( )

oo o

o o o esr

Rf

L C R R,

12

.R R

o o

fR C

, 1

2esr esr

esr o

fR C

,

.2

eq

L L

o

Rf

L, and

1

( )oo esr o

o

QL

R CR

.

esrR is the output capacitor ESR and o o oR V I is the load resistance.

From Figure. 2.13, the voltage loop gain and the SLAVP loop gain can be obtained as:

( ) ( ) ( ) ( ) ( )v m vd comT s F s G s H s G s

( ) ( ) 1 ( )d m comT s F s G s

The output impedance transfer function is given by:

( ) (1 ( )) ( ) ( ) ( ) ( ) 1 ( )( )

1 ( ) ( )

oo d m di vd com

oc

d v

Z s T s F s G s G s H s G sZ s

T s T s (2.10)

In order to achieve a constant impedance design with 50mV window and 10A load range, it is

desired to achieve ( ) 50 10 5ocZ s mV A m . All the other terms in Eq. (2.10) are known since

they can be calculated from the power stage and controller parameters. Therefore, it is desired to

design a compensator ( )comG s that will result in ( ) 5ocZ s m . Note that value is based on

Eq. (2.6).

The design of this compensator is relatively simple. A single-zero two-pole compensator is

sufficient. The zero is placed at the resonant frequency of and one of the two poles is placed at

zero frequency (integrator) or at low frequency in order to boost the low frequency gain. The

second pole is placed at frequency that is much higher than esrf . The location of the second pole

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is flexible and can be used together with the compensator gain to control the bandwidth and

phase margin. For the design example presented in Section 2.5, 354of Hz and with

5esrR m , 10.61esrf kHz . Therefore, the compensator zero can be placed at 354Hz and the

non-zero pole can be placed at 55.7kHz. ( )dT s crossover frequency should be placed close to the

crossover frequency of ( )vT s or higher.

0.1 1 10 100 1 103

1 104

1 105

1 106

1 107

100

0

100

180

135

90

45

0

|Tv (s)|

|Td (s)|

Phase of Tv (s)

Phase of Td (s)

20 log Tv i n

20 log Td i n

arg Tv i n

deg

arg Td i n

deg

n

2

0.1 1 10 100 1 103

1 104

1 105

1 106

1 107

180

140

100

60

20

20

60

100

140

180

Angle of Zoc (s)

arg Zoc i n

deg

n

2

Figure. 2.14: Bode-plots for ( )vT s and ( )dT s .

Figure. 2.14 shows the bode-plots for ( )vT s and ( )dT s and Figure. 2.15 shows the output

impedance plot. It can be observed that a constant impedance design is achieved. The crossover

frequencies of ( )vT s and ( )dT s are about 90kHz with phase margin of 30º, and 200kHz with

phase margin of 100º, respectively. Note that the 200kHz crossover frequency of ( )dT s for the

SLAVP control loop is comparable to (about the same) the crossover frequency of the AVP

current loop in [B7] for the 300kHz switching frequency design (see Figure. 19(b) in [B7]).

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0.1 1 10 100 1 103

1 104

1 105

1 106

1 107

0

1 103

2 103

3 103

4 103

5 103

6 103

7 103

8 103

50

25

0

25

50

75

100

|Zoc (s)|

Angle of Zoc (s)

Zoc i n

arg Zoc i n

deg

n

2

Figure. 2.15: Output impedance plot

2.7. Summary

The chapter presents a method to realize adaptive voltage positioning control for power

converters with no need for current sensing, namely, the SLAVP control. Moreover, the

presented SLAVP control eliminates the need for high-speed and accurate current sensing and

eliminates the need for high-resolution high-speed ADC in a digital controller implementation,

and therefore, it reduces the associated size and cost and it reduces sensing and sampling power

losses. Moreover, the presented SLAVP control simplifies the design and implementation of

AVP control and therefore it can be used for wide range of applications and not only for high-

end applications like powering microprocessors. In addition, SLAVP control can be easily added

to controllers with conventional voltage mode closed loop control without significant hardware

requirements and cost increase unlike conventional AVP controllers.

The SLAVP control laws (equations) are derived for several power converter design cases.

These are power converters with fixed input and output voltages, power converters with a range

of variable input voltage and fixed output voltage, and power converters that have a range of

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variable input voltage and output voltage. The SLAVP control law and controller adjust the

output voltage of the power converter within a specified range based on the readily available

controller’s duty cycle or compensated error signal/voltage. This is possible because the duty

cycle of a switching power converter is a function of load current.

The SLAVP control theoretical analysis and design are presented in this chapter and

experimentally verified by preliminary proof-of-concept prototype experimental results that

strongly agree with the theoretical analysis. Future work includes implementation to high-current

multiphase power converters and other power converter topologies and more thorough dynamic

modeling and analysis.

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CHAPTER 3

ADAPTIVE DIGITAL PID (AD-PID) CONTROLLER

3.1. Introduction

Digital power control has made the implementation of many sophisticated control strategies

easier and possible, which can result in significant improvement in the dynamic performance and

efficiency of power converters [C1-C6, C27]. Digital power control offers the flexibility of

adjusting the parameters of the control loop without the need for significant changes in the

hardware. Moreover, the digital controller’s components aging effects are negligible compared

with analog controllers. The aforementioned advantages, among others, have made digital power

controller a strong competitor to analog controllers in many power converter applications [C7-

C12].

The dynamic performance of power converters is critical in many applications. Modern

Digital Signal Processors (DSPs) including microprocessors operate with low supply voltages.

During the transients, the voltage deviation should be minimized for proper and safe operation.

This requires a very well designed closed loop controller which can respond quickly to the

dynamic transients and limit the overshoot/undershoot [C13-C17].

Figure. 3.1 shows a block diagram of a power converter with a digital controller. Figure. 3.2

shows the block diagram of a conventional Proportional-Integral-Derivative (PID) controller

[C18-C25]. The conventional PID controller parameters are usually designed using either the

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bode-plot based methods or root-locus diagram based methods [C26]. Usually, a PID controller

is designed for particular power stage parameters [C27]. The PID controller is designed with a

specific safe bandwidth and gain and phase margins such that it maintains stable operation under

varying conditions and parameters such as load current, input voltage and components’ parasitic

variations. Such a safe design may affect and limits the dynamic performance of the system.

Sl

Lo

CoDrivers

Latches

D

D1Io

+

-

Vo

iL

Vin

DPWM

Modulator

e compV

D

ADC

Vref

Compensator

errorv

Su

Figure. 3.1: DC-DC buck converter with digital controller.

The values of Kp and Ki (in addition to Kd , the derivative constant) in the PID controller of

Figure. 3.2 determine the bandwidth, phase margin and gain margin of the power converter

closed loop system and hence the stability. In general, as Kp and Ki increase, the gain and

bandwidth of the system increase. Increasing the gain and bandwidth of the system above certain

values may cause instability during steady state operation and dynamic operation [C23].

However, during the dynamic transient time period, the allowable bandwidth can be increased in

order to achieve improved dynamic response [C23].

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Vout

To

DPWM

dK

iK

pK

-1Z -1

Z

Vref

ADCerrorv

( )e compV z

Figure. 3.2: A conventional digital PID controller realization diagram.

Adjusting the compensator design or constants during transients may cause additional output

voltage ringing and overshoots/undershoots if not carefully implemented and if appropriate

adaptive strategy is not used. Moreover, the amount of improvement is based on the strategy

used in the adaptive PID scheme.

3.2. Background for The Proposed AD-PID Controller

The transfer function of a digital parallel PID controller as shown in Figure. 3.2 is as follows:

1

1( ) (1 )

1

iPID p d

KG z K K z

z (3.1)

The values of Kp , Ki and Kd determine the controller design, performance and stability. A

large proportional gain (Kp) results in a large change in the output of the PID controller for a

small change in error. In terms of the frequency response, it increases the gain of all frequency

components. The integral constant (Ki) decreases the settling or recovery time and helps in

reducing the steady state error. In terms of frequency response, it is equivalent to a low pass

filter, i.e., it has high gain at low frequencies and low gain at high frequencies. The derivative

term (Kd) slows the rate of change of the PID controller output. In terms of frequency response, it

has high gain at higher frequencies and low gain at lower frequencies [C31]. Figure. 3.3(a)

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shows example bode plots for different values of Kp . From this it can be observed that as Kp

increases, the bandwidth of the system increases. Figure. 3.3(b) shows the example bode plots

for different values of Ki . From this, it can be observed that as Ki increases, the low frequency

component gain increases. Figure 3.3(c) shows example bode plots when both Kp and Ki values

increase simultaneously.

In general, the higher the loop bandwidth, the better the transient performance of the closed

loop system given that stability is still maintained [C12]. The theoretical limit on the bandwidth

is half (50%) of the switching frequency. However, in practical designs, the bandwidth of the

loop is usually designed to be not more than 20-30% of the switching frequency, because a

bandwidth higher than this has very low noise susceptibility and may lead to instabilities [C23].

During transients, the bandwidth can be increased to a higher value such that the transient

response is faster [C23]. If the higher bandwidth is used in steady state, the system may be

unstable.

Therefore, a better PID controller is the one which can have a higher bandwidth during the

transient to improve the transient performance (lower voltage deviation and shorter settling time)

of the system and yet maintain a lower bandwidth which makes the system stable during the

steady state operation. This concept is implemented in the proposed adaptive PID controller with

a special strategy.

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(a) (b)

(c)

Figure. 3.3: Example bode-plots for different values of (a) Kp and (b) Ki and (c) Kp and Ki.

Figure. 3.4 shows a general diagram of an adaptive digital PID controller. Ki and Kp values are

adjusted by adjusting the values of α and β respectively. The equation for this Adaptive PID

controller is as follows:

1

1( ) (1 )

1e comp error error d errorV z v v K z v

z (3.2)

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The values of and are not constant and are adaptively varied as a function of the error

signal value and its peak value as discussed in the next section. Section 3.3 presents the adaptive

control strategy used by the proposed AD-PID controller which smoothly transitions the PID

parameters between steady state period values and dynamic transient period values, thus

avoiding ringing and multiple overshoots/undershoots while reducing the power converter output

voltage deviation and settling time.

Vout

To

DPWM

dK

iK

pK

-1Z

Vref

ADC

-1Z

errorv

( )e compV z

Figure. 3.4: A general Adaptive digital PID controller realization diagram.

Several methods are discussed in the literature in order to adaptively regulate a PID

compensator or adaptively control the switching actions during dynamic transients [C18, C23,

C28-C30]. The complexity and practicality of these methods vary as the amount of improvement

varies. In addition, some of these methods are more sensitive to power stage parameters and

parasitic compared to others. Many of these methods pre assume given specific transient

magnitude and behavior which limits the achievable improvement to certain dynamic conditions.

This chapter presents an Adaptive Digital PID (AD-PID) controller that result in dynamic

performance improvement. The AD-PID uses a control strategy which smoothly transitions the

PID parameters between steady state period values and dynamic transient period values, thus

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avoiding ringing and multiple overshoots/undershoots while reducing the power converter output

voltage deviation and settling time. This is achieved by dynamically detecting the peak value of

the error signal, which is a function of the transient magnitude and nature, and utilizes it together

with the error signal magnitude on cycle by cycle bases in a new adaptive PID control law.

Moreover, the AD-PID controller adaptive operation does not require sensing parameters that

does not exist in any conventional power controller. It only requires the knowledge of the output

voltage, nothing more, and it is not sensitive to power stage characteristics because of its

operation nature as will be discussed in this chapter. While other existing methods that are more

complicated and depend on sensing several parameters may result in larger dynamic response

improvement under given conditions, the AD-PID controller combines the simplicity and the

ability to achieve dynamic transient improvement.

Section 3.3 discusses the proposed AD-PID controller background. Section 3.3 presents the

AD-PID control law and algorithm. Section 3.4 presents the guidelines to determine the values of

parameters (Kp-trans, Ki-trans and Vthr ) for AD-PID algorithm implementation. Section 3.5 presents

the experimental prototype results while Section 3.6 presents a comparison with other non-linear

PID controllers. The summary is given in Section 3.7.

3.3. AD-PID Control Law and Algorithm

Figure. 3.5 shows theoretical waveforms that illustrate the proposed AD-PID controller

operation. The controller flowchart shown in Figure. 3.6 observes the error (verror) caused by the

difference between the output voltage of the power converter and the reference voltage as shown

in Figure. 3.1. Once verror is outside a very small window around zero (determined by the value

of threshold voltage, Vthr ), as a result of transient, the values of α and β (whose values are

Ki-steady and Kp-steady respectively before the start of transient or in other words during steady state)

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are increased abruptly to a large value ( determined by Ki-trans and Kp-trans respectively, the

selection criteria of which will be given in Section 3.4) in order to increase the bandwidth and

speed of the closed loop system. The controller then watches the verror in order to detect its peak

value (Verror-peak) and the instant when it starts to decrease back towards zero as shown in Figure.

3.5 and Figure. 3.6.

0

error peakV

( )errorv n

( )errorv

( )errorv

i steadyK

i transK

p steadyK

p transK

error peakV

maxoI

minoI

Output Current

Output Voltage

out peakV

out peakV

( )outv t

Figure. 3.5: Illustration of the AD-PID controller operation.

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No

Yes

Yes No

Start

i steadyK

p steadyK

i transK

p transK

i steadyK

p steadyK

( ).( )

errori trans i steady i steady

error peak

v nK K K

V

( ).( )

errorp trans p steady p steady

error peak

v nK K K

V

( 1) ( )error errorv n v n

( 1) ( )error errorv n v n

( )error thrv n V

Obtain the

value of error

signal

( )errorv n

( )error peak errorV v n

Figure. 3.6: Flowchart for the proposed adaptive controller.

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, ( )

( ) , ( ) ( 1) ( )

( )( ) , ( ) ( 1) ( )

i steady error thr

error i trans error thr error error

error

i trans i steady i steady error thr error error

error peak

K v n V

v K v n V and v n v n

v nK K K v n V and v n v n

V

(3.3)

, ( )

( ) , ( ) ( 1) ( )

( )( ) , ( ) ( 1) ( )

p steady error thr

error p trans error thr error error

error

p trans p steady p steady error thr error error

error peak

K v n V

v K v n V and v n v n

v nK K K v n V and v n v n

V

(3.4)

The AD-PID controller starts to adjust α and β values gradually toward their original steady

state values (Ki-steady and Kp-steady respectively) by using Eq. (3.3) and Eq. (3.4), which utilize the

detected peak value of the verror (Verror-peak) in addition to its magnitude on a cycle by cycle bases.

It should be noted that Verror-peak value is different for different transient magnitudes and types

(ex. load current transient 1A-3A, load current transient 0A-7A, input voltage transient 8V-12V,

etc.), which is a unique aspect of the AD-PID controller. It means that the AD-PID controller law

adapts to different transient magnitudes and types. By this way, dynamic performance is

improved at different transient types and magnitudes without the need to sense any additional

variables other than the output voltage, which is readily sensed in any power controller.

From Eq. (3) and Eq. (4), it can be noted that the rate of change of α and β values are inversely

proportional to Verror-peak. Moreover, Verror-peak is detected adaptively in order to have a smooth

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transition from high bandwidth (during transient-state) to low bandwidth system (during steady-

state).

It should be noted that if a fixed Verror-peak is used in Eq. (3) and Eq. (4) rather than a variable

Verror-peak that is adaptively detected, the values of α and β may not be equal to the desired (by

design) Ki-trans and Kp-trans at the peak instant of the error signal (observe the last part of each

equation, this is because |Verror(n)|/ |Verror-peak| will not be equal to one for all transient

conditions), which may result in instabilities and/or oscillation during transients and thereafter in

steady-state. But in the proposed method when Verror-peak is adaptively detected and varied in Eq.

(3) and Eq. (4), α and β will always be equal to the desired Ki-trans and Kp-trans at the peak instant

of the error signal. This provides the AD-PID controller with the ability to adapt and work well

under different magnitudes and types of transients. This is in fact one of the unique

characteristics of the proposed AD-PID controller in addition to the smooth transition it provides

between the transient-state and the steady-state operation.

3.4. AD-PID Control Law Design Guidelines

This section provides the design guidelines for the AD-PID control law constants.

Specifically, the selection of Kp-trans , Ki-trans and Vthr in Eq. (3.3) and Eq. (3.4) for a given design

of a conventional PID with Kp-steady , Ki-steady and Kd-steady . The guidelines are summarized as

follows:

(1) A given conventional PID design for a switching power converter usually has a bandwidth

of 5%-30% of the switching frequency and a phase margin of 45º-70º [C19,C20,C32]. This

results in a set of Kp-steady , Ki-steady and Kd-steady values.

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(2) In order to compute Kp-trans , Kp-steady obtained in step 1 should be adjusted until a higher

bandwidth is achieved with additional 10%-20% of the switching frequency. For example, if the

design in step 1 result in a closed loop with 8% bandwidth , Kp-trans is selected in order to have

20% bandwidth.

(3) In order to compute Ki-trans , Ki-steady obtained in step 1 should be adjusted until the low

frequency loop gain is increased by 20%-30%.

(4) The threshold voltage, Vthr , should be selected to be larger than that of the output voltage

ripple of the power converter with a safe margin. A suitable value for Vthr is twice the output

voltage ripple.

(5) The values of Kp-trans, Ki-trans and Vthr are used in Eq. (3.3) and Eq. (3.4). These are the only

three values that need to be predetermined for the AD-PID since Verror-peak and verror(n) values are

dynamically and adaptively detected during the operation.

(6) It should be noted that the PID with Kp-trans and Ki-trans may not be stable in steady state (as

will be shown in the next section) and cannot be used to replace the original conventional PID

with Kp-steady , Ki-steady . The Kp-trans and Ki-trans values are only used during the transients by Eq.

(3.3) and Eq. (3.4) and based on Figure. 3.6 AD-PID controller algorithm.

The Kp-trans and Ki-trans values selected based on the above design guidelines should satisfy the

following theoretical restrictions.

(1) The selected Kp-trans and Ki-trans should not make the loop bandwidth more than half the

switching frequency. While the Kp-trans and Ki-trans values can be selected such that the bandwidth

is close to half the switching frequency, they should be selected such that the AD-PID bandwidth

during dynamic transients is less than half the switching frequency with a sufficient safety

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margin to account for component non-idealities, modeling errors, linearization errors of transfer

functions among others.

(2) The selected Kp-trans and Ki-trans values should result in negative closed loop poles in the s-

plane or closed loop poles inside the unit circle in the z-plane.

It should be noted that for the same power converter, there are several possible conventional

(not adaptive) compensator designs, and this affects the coefficients selection of the AD-PID and

its performance.

Based on the above design guidelines and the power stage design given in Section 5 next,

first, a conventional PID controller is designed with 4.5625p steadyK , 0.078125i steadyK and

1.015625d steadyK to yield a bandwidth of 29KHz and a phase margin of 045 . The switching

frequency used is 350KHz. The value of Kp-trans is selected to be 8.46875 to yield an additional

~12% bandwidth. The value of Ki-trans is selected to be 0.218125 to yield a 20% increase in the

low frequency gain from 53dB to 64 dB. The value of Vthr is selected to be 16.2mV, which is

twice the ripple voltage. The selected Kp-trans and Ki-trans values result in a system bandwidth of

70KHz (during transients) which is below the half of switching frequency limit. In Figure. 3.2(c)

shown earlier in this chapter, the bode-plot with lowest bandwidth represent the bode-plot with

Kp-steady and Ki-steady values, and the bode-plot with highest bandwidth is the bode-plot with Kp-trans

and Ki-trans values. Table I summarizes the values of different parameters used in the

implementation of PID compensator and AD-PID controller algorithm in this chapter. With these

values, Eq. (3.3) and Eq. (3.4) now become Eq. (3.5) and Eq. (3.6), respectively.

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0.078125, ( ) 0.0162

( ) 0.218125, ( ) 0.0162 ( 1) ( )

( )0.14 0.078125, ( ) 0.0162 ( 1) ( )

error

error error error error

error

error error error

error peak

v n V

v v n V and v n v n

v nv n V and v n v n

V

(3. 5)

4.5625, ( ) 0.0162

( ) 8.46875, ( ) 0.0162 ( 1) ( )

( )3.90625 4.5625, ( ) 0.0162 ( 1) ( )

error

error error error error

error

error error error

error peak

v n V

v v n V and v n v n

v nv n V and v n v n

V

(3. 6)

Table 3.1: Values of variables used in the design example.

Variable Value Bandwidth Low frequency gain

Kp-steady 4.5625

29KHz

53dB Ki-steady 0.078125

Kd-steady 1.015625

Kp-trans 8.46875

70KHz

64dB Ki-trans 0.218125

Vthr 16.2mV

3.5. Proof-Of-Concept Experimental Prototype Results

A proof of concept experimental prototype is built in the laboratory for verification and test of

the proposed AD-PID controller. The power stage is a single-phase DC-DC buck converter with

input voltage range of 8V-10V and nominal output voltage of 1.5V. The output inductor is 440nH

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and the output capacitance is1mF . The switching frequency of 350KHz is used. The digital

controller is implemented using Altera FPGA, “Altera Cyclone II EP2C35F672C6”.

Figure. 3.7 through Figure. 3.11 shows the experimental results. Figure. 3.7(a) shows the

results with the conventional PID with optimized design for a load transient from 7A to 0A while

Figure. 3.7(b) shows the results with the proposed AD-PID for the same load transient conditions.

57mV

7A

50µs

(a)

45mV

7A

22µs

(b)

Top Trace: Output Voltage (50mV/div AC coupled, 20µs/div.) and Bottom Trace: Inductor

Current (5A/div., 20µs/div.).

Figure. 3.7: Experimental results of the prototype with zoomed in view under dynamic load step-

down transient of 7A-0A (a) with conventional PID controller and (b) with AD-PID controller.

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Figure. 3.8(a) shows the results with the conventional PID for a load transient from 0A to 7A

while Figure. 3.8(b) shows the results with the proposed AD-PID for the same load transient

conditions. Figure. 3.9 and Figure. 3.10 show the results with conventional PID, and proposed

AD-PID under load step-down and step-up transients of 6A to 2A and 2A to 6A, respectively.

65mV

7A

50µs

(a)

48mV

7A

22µs

(b)

Top Trace: Output Voltage (50mV/div AC coupled, 20µs/div.) and Bottom Trace: Inductor

Current (5A/div., 20µs/div.).

Figure. 3.8: Experimental results of the prototype with zoomed in view under dynamic load step-

up transient of 0A-7A (a) with conventional PID controller and (b) with AD-PID controller.

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32mV

4A

30µs

(a)

25mV

4A

21µs

(b)

Top Trace: Output Voltage (50mV/div AC coupled, 20µs/div.) and Bottom Trace: Inductor

Current (5A/div., 20µs/div.).

Figure. 3.9: Experimental results of the prototype with zoomed in view under dynamic load step-

down transient of 6A-2A (a) with conventional PID controller and (b) with AD-PID controller.

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40mV

4A

30µs

(a)

33mV

4A

20µs

(b)

Top Trace: Output Voltage (50mV/div AC coupled, 20µs/div.) and Bottom Trace: Inductor

Current (5A/div., 20µs/div.).

Figure. 3.10: Experimental results of the prototype with zoomed in view under dynamic load

step-up transient of 2A-6A (a) with conventional PID controller and (b) with AD-PID controller.

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(a)

(b)

Top Trace: Output Voltage (50mV/div AC coupled, 20µs/div.) and Bottom Trace: Inductor

Current (5A/div., 20µs/div.).

Figure. 3.11: Experimental results of the prototype with zoomed in view under steady-state

operation (a) with PID controller with Kp-trans and Ki-trans and (b) with PID controller with

Kp-steady and Ki-steady.

It can be observed from the results that the AD-PID controller results in reduction in the output

voltage dynamic deviation and in shorter settling time. Moreover, this is achieved with no

additional oscillations or ringing during the AD-PID operation. The output voltage with the AD-

PID controller looks similar in shape to that with conventional PID controller, but with less output

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voltage dynamic deviation and with shorter settling time. For this specific design example, the

overshoot is reduced by 15mV (about 26%), the undershoot is reduced by 15mV (about 26%) and

the settling time is reduced by more than 25µs (> 50%) in the case of 0A-7A load transient range.

In the case of 2A-6A load transient range, the overshoot is reduced by 7mV (about 18%), the

undershoot is reduced by 6mV (about 15%) and the settling time is reduced by 9µs (about 30%).

As mentioned earlier in the chapter, if the Kp-trans and Ki-trans values are used during the steady

state operation, the closed loop system will be unstable. Figure. 3.11(a) shows the experimental

results for this case where the instability can be observed since Kp-trans and Ki-trans values are used

in steady state. Figure. 3.11(b) shows the steady state experimental results with Kp-steady , Ki-steady

values where the stable operation can be observed.

3.6. Comparison of AD-PID with Other Non-Linear PID Strategies

The non-linear PID strategy proposed in [C23] uses hysteretic control to switch abruptly

between two predetermined compensators. This type of action may cause ringing and instability

problems when switching between transient and steady state operations. Moreover, the

performance may be affected for different transient types and magnitudes.

The non-linear PID strategy proposed in [C18] varies the PID parameters smoothly. However,

the strategy requires a complicated design and it requires selection of several variables that

affects performance under different transient types and magnitudes. It has two threshold levels

for the variation of error signal namely “a” and “b”. Also, for different PID constants, the values

of “a” and “b” can be different. The criteria for smooth variation of constants within the window

between “a” and “b” is not specified.

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The AD-PID controller utilizes a scheme that makes sure that the transition between the

steady state and transient operation modes is smooth and free of additional oscillations and

ringing. Moreover, the AD-PID controller design and operation do not depend on any additional

assumption of the transient magnitudes or types. It is able to adjust and adapt its operation for

different transient magnitude and type since it always detects the peak value of the voltage error

signal and utilizes it in its control low as discussed earlier in this chapter.

3.7. Summary

The chapter presents an adaptive digital PID controller in order to improve the dynamic

performance of power converters’ closed loop system. The AD-PID reduces the dynamic output

voltage deviation and settling time by using a simple strategy and without the need to sense any

additional information other than the output voltage of the power converter. The AD-PID

controller utilizes a scheme that makes sure that the transition between the steady state and

transient operation modes is smooth, and free of additional oscillations and ringing. Moreover, the

AD-PID controller design and operation do not depend on any additional assumption of the

transient magnitudes or types. It is able to adjust its operation for any transient magnitude and

type since it always detect the peak value of the voltage error signal and utilize it in its control

law. The operation principle and experimental results of the AD-PID controller are presented and

discussed in this chapter and compared with conventional PID controller.

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CHAPTER 4

A NOVEL ADAPTIVE AUTO-DESIGN AND AUTO-TUNING METHOD FOR

CLOSED-LOOP CONTROLLERS OF POWER CONVERTERS

4.1. Introduction

The design and tuning of the closed-loop feedback control of power converters for stable

operation with high dynamic performance over variable and wide operating conditions is critical

in many applications [D1-D4]. In the design process, the power stage transfer function and design

parameters are used to design the closed-loop compensator [D4-D9]. The inaccuracy in the

knowledge of the power stage components and their parasitic values in addition to the

approximations used in the transfer functions affect the design accuracy and performance of the

designed compensator. Additional sources of inaccuracy include the delay of the switches’

drivers, the digital logic component delays, and the Analog-to-Digital Converter (ADC) delays

when a digital controller is used.

The control loop design is usually based on conventional methods with rule of thumb design

guidelines such as gain and phase margins with bode-plots and/or root-locus pole-zero locating

[D7-D10]. The drawbacks of using these methods include one or more of the following: (1) they

require the knowledge of the power stage transfer function (frequency response), (2) their results

are sensitive to design approximations and power stage components’ parasitic values, (3) the

theoretical design is usually not sufficient and additional adjustment or tuning is usually required

for the implemented hardware. All this makes the design of a high performance closed

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loopcompensator a non-easy task and requires a tedious manual tuning in the theoretical design

and in the experimental hardware.

The advantages of digital controllers in power converter applications have made them

stronger competitors and alternative to their analog counterpart in several applications [D10-

D19]. These advantages include the digital controllers’ ability and easiness to implement

sophisticated algorithms and laws to improve dynamic and efficiency performances of power

converters, they are easier to be reconfigured and scaled compared to their analog counterpart,

and they can potentially reduce or eliminate the controller component variations and sensitivity

that affect the controller performance [D10-D19]. On the other hand, the limited resolution, the

size, cost and power consumption incurred from the required high-speed high-resolution Analog-

to-Digital Converters (ADCs) and Digital Pulse Width Modulators (DPWMs) are among the

challenges in designing and utilizing digital controllers in power converter applications.

In order to alleviate the challenges and difficulties in closed-loop compensator design

discussed earlier, researchers have utilized digital controllers’ ability to auto-tune and/or

calibrate the compensator [D20-D28]. In [D5-D7, D20, D23, D28] auto-tuning controller

schemes, the closed loop is perturbed using a test signal and the response to that signal is

obtained to find the frequency characteristics of the loop. The phase margin and gain margin are

obtained and the necessary adjustment of compensator parameters is made to attain the desired

phase margin and gain margin. In [D21], an auto-tuning controller scheme based on Model

Reference Impulse Response is presented. This auto-tuning controller compares the measured

system response with a reference system response and adjusts a compensator parameter

accordingly to minimize the error function. In [D22], an auto-tuning controller based on the relay

feedback method is presented. It tunes the proportional-integral-derivative parameters of the

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compensator based on a desired phase margin and control loop bandwidth. In [D26], a self-

tuning analog current-mode controller is presented. The presented method is based on the

insertion of nonlinear (NL) blocks in the control loop and measurement of the closed-loop

properties such as gain margin, phase margin, and crossover frequency by perturbing the output

voltage. The controller is then tuned according to desired set of specifications.

The power converter closed-loop auto-tuning schemes discussed in the literature, such as the

examples discussed above, usually have one or more of the following characteristics: (1) they are

relatively complicated and require adding significant hardware, (2) they require breaking the

control loop, interrupting the power converter system operation and/or injecting signal

(disturbance) that affects the output voltage regulation, and (3) their operation is based on

conventional design methods and the associated rule of thumb design criteria.

In this chapter, an online closed-loop-compensator auto-tuning digital power controller

(ATerror controller for abbreviation) is proposed. The proposed method is relatively simple and

does not require the knowledge and/or measurement of the power stage or closed-loop frequency

response and does not depend on conventional design methods and the associated rule of thumb

design criteria.

Section 4.2 discusses the bases for the proposed concept of the ATerror controller, which is

called Compensator Error Observe and Modulate method (CEO&M Method). Section 4.3

presents the ATerror controller digital implementation algorithm and architecture. The proof-of-

concept experimental prototype results are presented in section 4.4 and the conclusion is given in

Section 4.5.

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4.2. Bases of the Proposed Online Auto-Tuning Controller

The proposed online auto-tuning controller is based on observing the compensated error signal

time domain characteristics, which is readily available in any compensated closed-loop feedback

controller. This method is referred to as CEO&M method.

Figure. 4.1 shows a block diagram of a power converter system with voltage-mode closed-

loop feedback control. Transfer function notation for each part of the system is indicated on the

figure. The difference between the reference voltage and the output voltage (the uncompensated

error) is applied to a compensator, such as PID (Proportional-Integral-Derivative) compensator

to result in a compensated error signal ( e compV ). e compV has a DC component and an AC

component and is used to generate the controller duty cycle using a Pulse Width Modulator

(PWM).

Power Converter oVinV

Closed Loop

Compensator

refV

PWM

e compV

( )pG s

( ) ( )c cG s or G z

( )MG s

Figure. 4.1: A block diagram of a power converter system with closed loop control.

The CEO&M will first be introduced using simulation results of a design example. The design

example is a DC-DC buck converter closed-loop system with a three-pole two-zero compensator

(one pole is at zero), 12V input voltage, 1.5V output voltage, 0.1µH output inductor, 350µF

output capacitor, and 1MHz switching frequency ( swf ). Figure. 4.2 shows the system bode-plots

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(for ( ) ( ) ( )p c MG s G s G s ) for different gain (K) values and different pole (P1) locations (one

pole location is varied).

(a)

(b)

Figure. 4.2: Bode-plots for (a) different gain (K) values and (b) different pole (P1) locations.

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(a)

(b)

Figure. 4.3: Simulation results of a DC-DC buck converter to demonstrate the basis of the

proposed CEO&M control concept based on several K values (Note that .e conv e compV V ):

(a) during steady-state and (b) during step-up load transient.

The power converter system is simulated using Matlab®/Simulink® software package. The

simulation results are shown in Figure. 4.3 and Figure. 4.4 that correspond to Figure. 4.2(a) and

Figure 4.2(b), respectively. Figure. 4.3 and Figure. 4.2(a) show that as the compensator gain K

increases, which corresponds to increase in bandwidth and system speed, the peak-to-peak value

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of the compensated error signal ( e ppV ) increases and the dynamic performance is improved

(smaller output voltage dynamic deviation and shorter settling time). This occurs up to a point

where the system becomes unstable and the frequency of e compV ( Ve compf ) becomes lower than

the switching frequency. Similarly, Figure. 4.4 and Figure. 4.2(b) show the same behavior as the

pole location P1 is moved in a direction that results in increasing the system bandwidth and

improving the system dynamic performance.

(a)

(b) (c)

Figure. 4.4: Simulation results of a DC-DC buck converter to demonstrate the basis of the

CEO&M control concept (Note that .e conv e compV V ) based on several pole locations (one pole is

moved): (a) during steady-state, (b) during step-up load transient and (c) during step-down load

transient.

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Therefore, the following conclusion can be drawn from the previous discussion: A closed loop

controller’s compensator can be tuned or optimized by perturbing one or more of the

compensator parameter values such as gain, poles and/or zeros in a direction that will increase

e ppV as long as Ve comp swf f , or until a maximum possible e ppV value is obtained while

Ve comp swf f is still maintained.

The theoretical verification to the fact that e ppV is larger for closed-loop with higher

bandwidth is relatively simple. For simplicity, assume that the compensator is a simple low pass

filter with a gain (K) and a cutoff frequency c as follows:

( ) ( ) ( ) ( )

1 1

c e comp c e comp

c c

K KG s V s G s V s

s s

(4.1)

Eq. (4.1) indicates that the magnitude of ( )e compV s ( ( )e compV s ) increases as K (the gain)

increases and as c (the pole) increases, which indicates a faster system. Similar behavior is

expected with a higher order low-pass filter type (several poles in addition to several zeros).

As illustrated in Figure. 4.5, as the bandwidth is increased (by increase of gain), e ppV

becomes larger up to a point where the closed-loop system becomes unstable, and the frequency

of e compV ( Ve compf ) becomes lower and not equal to the digital ramp switching frequency. This

will cause the PWM output to have a frequency that is lower than the switching frequency (or the

ramp signal frequency). This point is likely to occur as the bandwidth becomes closer to half of

the switching frequency [D30- D34].

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Lower

Bandwidth

Unstable

Higher Bandwidth

Figure. 4.5: An illustration of the compensated error signal behavior under different bandwidth

values with analog compensator.

Lower

Bandwidth Unstable

e comp LBWVe comp UV

Ve comp LBWD

Ve comp HBWD

Ve comp UD

DigitalRamp

e comp HBWVHigher

Bandwidth

Figure. 4.6: An illustration of the compensated error signal behavior under different bandwidth

values with digital compensator.

Even though the previous discussion and example is based on a compensator transfer functions

in analog domain, it should be obvious that the same argument is valid when a digital

compensator implementation is used. An example digital equivalent to Figure 4.5 is shown in

Figure 4.6. Figure 4.6 shows a digital ramp and digitally compensated error signal assuming

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multisampling operation per switching cycle (multiple ADC samples used for multiple

calculations per switching cycle) [D31, D32]. In a conventional digital controller, the duty cycle

command can be calculated either once (single sample) each switching cycle or multiple times

(multisampling rate) [D31] in order to generate a compensated error signal.

Figure. 4.7 shows a DC-DC buck converter with digital closed-loop compensator and a

proposed auto-tuning controller (ATerror) block diagram. Based on the previous discussion, by

observing e ppV and Ve compf , the closed-loop compensator parameters can be tuned to achieve a

closed-loop converter system with better dynamic performance by tuning one or more of the

compensator parameters to a more near to optimum value for a given power converter design.

This is discussed further in the Section 4.3.

Su

Sl

Lo

CoDrivers

Latches

D

D1Io

+

-

Vo

iL

Vin

Closed Loop

Compensator

DPWM

Modulator

Vref

e compV

D

ADC

ATerror Online

Auto-Tuning

Controllerswf

Figure. 4.7: DC-DC buck converter with digital closed-loop compensator and ATerror

Controller.

4.3. Online Auto-Tuning Digital Controller Algorithm and Architecture

As shown in Figure. 4.7, the main input to the ATerror controller is e compV . The only other

input is the switching frequency ( swf ) which is the DPWM (Digital Pulse Width Modulation)

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73

frequency in order to synchronize the operation of the ATerror controller when its e ppV and

Ve compf are measured. These two inputs are readily available in the controller, and therefore, no

additional voltage or current sensors are needed.

Figure. 4.8 shows a general implementation flowchart of the ATerror Controller. The controller

finds e ppV value several times, over “H” switching cycles in order to confirm steady-state

operation and the accuracy of e ppV . Since auto-tuning is performed during a steady-state

operation, it is necessary to confirm the steady-state operation of the power stage.

If the e ppV value is stable over the “H” switching cycles (note that one e ppV value is recorded

in the digital controller every one switching cycle), the controller will adjust the closed-loop

compensator parameter(s) (such as gain, pole or zero) in a direction that will increase or decrease

the e ppV value (which result in increase or decrease in the closed-loop bandwidth) after

confirming the Ve comp swf f condition. Note that Ve comp swf f condition can be verified, for

example, every switching cycle by measuring the time between two compensated error signal

peaks in two or more consecutive switching cycles (this will be detailed in the next section). The

Ve comp swf f condition is considered satisfied if the consecutive peak values of e ppV are equal

or within a specified error range (to account for digital resolution errors). The increase/decrease

decision of the compensator parameter being tuned is based on the comparison between the new

value of e ppV ( ( )e ppV r ) and the previous value of e ppV ( ( 1)e ppV r ). If ( ) ( 1)e pp e ppV r V r

is satisfied, the ATerror controller will adjust the closed-loop compensator parameter(s) in a

direction that will increase the e ppV (and hence closed-loop bandwidth). Taking the compensator

gain (K) as an example here, K value is increased. The ATerror controller will then wait “Y”

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74

switching cycles to ensure new steady-state operation before repeating the process again. If

( ) ( 1)e pp e ppV r V r is not satisfied, the ATerror controller will repeat the process starting from

recording e ppV again.

Yes

Start

Increment Counter SC

by one

Obtain . ( )e compV n

( ) ( 1)e comp e compV n V n

( 1) ( )e comp e compV n V n

min ( )e e compV V n

No

( ) ( 1)e comp e compV n V n

max min( )e pp e eV m V V

Ve comp swf f

Change a compensator

parameter in a direction that

decreases bandwidth

ex. gain “k”, Pole “p” and/or

Zero “z”

Stop tuning or

Wait Z

switching cycles

to restart

No

Reset SC Counter ( 1) ( )e pp e ppV r V r

( ) ( 1)e pp e ppV r V r

Yes

Yes

Change a compensator parameter in

a direction that increases bandwidth

ex. gain “k”, Pole “p” and/or Zero “z”

Wait Y

switching cycles

( ) ( 1)e pp e ppV m V m

SC > H

Yes

Yes

No

( ) ( )e pp e ppV r V m

No

No

SC > HNo

Yes

max ( )e e compV V n

Yes

Figure. 4.11

Figure. 4.12

Figure. 4.8: General main implementation flowchart of the ATerror controller.

If the value of e ppV is not the same or not stable over the “H” switching cycles, the controller

will check if this condition is because Ve comp swf f . If it is the case, the ATerror controller will

vary the appropriate parameter (in this example, reduce K) in a direction that will reduce e ppV

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75

(and hence closed-loop bandwidth) until the condition Ve comp swf f is satisfied and then stops

its operation for “Z” switching cycles assuming that a more near to optimum value for the

parameter (K value, in this example) has been reached before starting the new auto-tuning process

again (the new auto-tuning and calibration cycle). The new auto-tuning process can be performed

periodically or when a change is detected that requires a new auto-tuning operation.

It should be noted that there may be several possible ATerror controller

algorithms/implementations based on the CEO&M concept, and one of them is described in the

next section. Also, more specific implementation details for the parts of Figure. 4.8 controller

flowchart are presented in Figure. 4.11 and Figure. 4.12.

4.4. Proof-Of-Concept Experimental Prototype Results

This section is divided into two parts. In the first part an experimental verification for the

CEO&M concept is presented, and in the second part, the experimental results of the ATerror

controller (which is based on the CEO&M concept) are presented and discussed.

A proof of concept experimental prototype is built in the laboratory in order to verify the

proposed concept and controller. The prototype is a single phase buck converter with a nominal

input voltage of 9V and a nominal output voltage of 1.5V, output inductor of 440nH , output

capacitance of 2.8mF , switching frequency of 342kHz and full load current of 8A.

Fully digital control hardware is used to implement the closed-loop voltage-mode feedback

compensator and the ATerror controller. The output voltage ADC has an 8-bit resolution and

takes 2.8M sample/second of the output voltage. However, only 4 ADC samples are utilized to

obtain (calculate) 4 values of e compV and the duty ratio update is sent to the DPWM once each

switching cycle. The DPWM used is with 10-bit resolution. The digital controller is implemented

using Altera FPGA “Altera Cyclone II EP2C35F672C6”.

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The digital compensator architecture used is as shown in Figure. 4.9, where 1.39pK ,

0.0195iK , 0.008dK and TK is the gain which is varied for optimization by the ATerror

controller.

To

DPWM

dK

iK

pK

-1Z

-1Z

Vref

ADC

errorv

( )e compV z

outvTK

-1Z

1

1( ) ( (1 ))

1

ic T p d

KG z K K K z

z

Figure. 4.9: Digital compensator used in the proof of concept experimental prototype.

4.4.1. Experimental Verification of the Auto-Tuning Controller Bases

The gain of the compensator ( TK ) is varied in order to investigate the effect on e compV .

Figure. 4.10 shows the experimental results of the output voltage and e compV under three different

example values of TK as indicated in Figure. 4.10 caption. The three different gain values

correspond to three different bandwidth values. The lower gain value results in a lower

bandwidth, the medium gain value results in a medium bandwidth, and the higher gain value

results in a higher bandwidth that causes the system to start becoming unstable as shown in the

figure. It could be observed from Figure. 4.10 results that as the gain is increased (and hence

bandwidth is increased), e ppV is increased and the dynamic output voltage deviation and settling

time are reduced, up to a TK value that makes the system unstable. It can also be observed from

Figure 4.10(e) that, in this unstable case, the frequency of the compensated error signal is not

equal to the switching frequency ( Ve comp swf f ).

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20mV

95mV

220µs 100mV

220µs

(a) (b)

90mV

38mV

100µs 40mV

100µs

(c) (d)

160mV

30mV

90µs 35mV

90µs

(e) (f)

Time: 2.5µs/div. Time:100µs/div.

Top Trace (Output Voltage, AC Coupled):

30mV/div.

Bottom Trace (Compensated Error Signal,

e compV , AC Coupled): 50mV/div.

Trace (Output Voltage, AC Coupled):

60mV/div.

Figure. 4.10: Experimental results of a DC-DC buck converter to demonstrate the basis of

the proposed CEO&M control concept when varying gain. (a) and (b): Lower gain

( 0.344TK ) . (c) and (d): Medium gain ( 1.593TK ). (e) and (f): Higher (Unstable) gain

( 2.531TK ). (a), (c) and (e): During Steady-State Operation. (b), (d) and (f): Under 8A-0A-8A

Load Current Transient.

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These results agree with the theoretical assumptions of the CEO&M concept presented earlier.

The same behavior using other several commercially available power converter prototypes with

analog controllers is also verified. These results show that CEO&M concept is valid, and it can be

utilized for the auto-tuning of the compensator’s parameters.

4.4.2. Experimental Operation and Results of the Online Auto-Tuning Controller

The ATerror controller is used to auto-tune the gain, TK , of the compensator as an example

parameter. A general implementation flowchart of the ATerror controller is discussed in the

previous section (Figure. 4.8). More ATerror controller operation details are given in this section.

At the beginning of the auto-tuning cycle, the ATerror controller adjusts the gain of the

compensator and identifies the direction of gain change (increase or decrease) that results in an

increase in e ppV , while maintaining Ve comp swf f , as shown in Figure. 4.11 flowchart.

The ATerror controller first decrements (increments) the gain of the compensator (as

illustrated in Mode A1 of Figure. 4.13, for decrementing the gain TK ) and compares the e ppV

under the current gain value ( ( )e ppV r ), with the e ppV under the previous gain value

( ( 1)e ppV r ). If there is an increase in e ppV ( ( ) ( 1)e pp e ppV r V r ), the controller identifies

this decrement (increment) direction of gain as the correct direction to adjust the gain to increase

e ppV . Otherwise, increment (decrement) direction of gain is identified by the controller as the

correct direction to adjust the gain to increase e ppV . This process of decrement (increment) of

gain occurs for “S” steps. After the end of “S” steps, the gain is once again incremented

(decremented), until it reaches the initial gain (which takes S-1 steps), when the process of gain

change started (as illustrated in Mode A2 of Figure. 4.13, for incrementing the gain TK ).

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79

Detection = 1NoYes

Start

DC Counter = 1

Direction = Sign(p)

Sign(p) = Not Sign(p-1)Sign(p) = Sign(p-1)

Yes No

( ) ( 1)e pp e ppV r V rYes No

Sign(p) = Not Sign(p-1)Sign(p) = Sign(p-1)

( ) ( 1)e pp e ppV r V r

DC Counter < SNo

Yes

Increment

Sign(p) = 1TK

Decrement

Sign(p) = 0TK

DC Counter < 2S

Yes

Detection = 0

No

Increment DC Counter

Mode A1Mode A2

Direction = 1NoYes

Decrement TK IncrementTK

Ve comp swf f

Yes No

Ve comp swf f

Yes No

Increment TKDecrement TK

Figure. 4.12

Wait for

Z

cycles

Figure. 4.11: A flowchart for the detection of direction of gain change (increase/decrease).

The duration of the direction detection process is determined by “S”. The ATerror controller

initializes the detection process by setting “Detection=1”, and initializing “DC Counter=1” as

shown in Figure. 4.11. The variable “Sign” is set to be equal to “0”, the gain TK is decremented

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80

and the corresponding change in e ppV is observed. If e ppV s increased ( ( ) ( 1)e pp e ppV r V r ),

then the variable “Direction” is set to “0” through the variable “Sign”. Otherwise, “Direction” is

set to “1” by taking the complement of “Sign”. At the end of the operation cycle of setting

“Direction” value, “DC Counter” is incremented. This process repeats until the “DC Counter”

value is greater than “S” (as illustrated in Mode A1 of Figure. 4.13). When “DC Counter” is

greater than “S”, the gain TK is incremented, and the change in e ppV is observed (as shown in

Figure. 4.11 and illustrated in Mode A2 of Figure. 4.13). Based on the change in e ppV , the

“Direction” is set through the variable “Sign” as described earlier. When the “DC counter” value

is equal to twice “S”, the gain change direction is set in “Direction ” (0 or 1) and the value of

“Detection” is set to “0” to indicate that the gain direction detection process is completed. The

value of “Direction” is set to “1” if an increase in the gain (or any other variable to be tuned such

as a zero or a pole) increases e ppV .Otherwise it is set to “0”.

Once the correct/required direction of gain change to increase e ppV is identified, the ATerror

controller adjusts the gain in that direction and observes e compV for any instability as described

in Figure. 4.8 flowchart, or in other words, it watches for the condition when Ve comp swf f The

controller flowchart for the detection of the condition Ve comp swf f is shown in Figure. 4.12. In

this experiment, instead of measuring Ve compf in order to compare it with swf , the condition

Ve comp swf f is detected/identified by observing the difference between the consecutive e ppV

values over several switching cycles, for simplicity. If this difference is above a preferment

value, the controller determines that Ve comp swf f . In other words, Ve comp swf f is identified

(indicating an unstable output voltage) if the deviation between two consecutive values of e ppV

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81

( ( ) ( 1)e pp e ppV r V r ) is greater than an upper limit value ( HL ). The gain is first adjusted in

the direction identified earlier until the deviation between two consecutive cycles is greater than

HL ( ( ) ( 1)e pp e ppV r V r HL ). Mode B in Figure. 4.13 illustrates the increase of gain until

( ) ( 1)e pp e ppV r V r HL is satisfied. Once this condition is detected, the controller starts

adjusting the gain value in the opposite direction that decreases e ppV (as illustrated in Mode C

of Figure. 4.13) until the difference ( ( ) ( 1)e pp e ppV r V r ) is less than a lower limit

( LL ),which is considered a stable condition. At this stable condition, the controller sets the gain

value and waits for a predetermined amount of time (Z switching cycles) before another auto-

tuning process is initiated.

As shown in Figure. 4.12, at the beginning of the frequency change detection process, the

variable “Flag” is set to be equal to “1”, which indicates that Ve comp swf f . Depending on the

value of “Direction”, the gain, TK , is incremented or decremented. When “Direction = 0

(Direction = 1),” the gain TK is incremented (decremented) until the deviation between the

values of e ppV ( ( ) ( 1)e pp e ppV r V r ) is larger than HL (as illustrated in Mode B of

Figure. 4.13). When the deviation in e ppV exceeds HL , “Flag” is set to “0” indicating the

frequency change condition ( Ve comp swf f ). The gain is then decremented (incremented) until it

reaches the value where the deviation between e ppV values is less than LL (as illustrated in

Mode C of Figure. 4.13). For this experiment, 20HL mV and 16LL mV are selected.

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82

Start

Flag = 1

Obtain Direction

Direction = 1

YesFlag = 1

No

No

Flag = 0

Yes

Increment TK

Yes

No

( ) ( 1)e pp e ppV r V r LL

Decrement TK

Yes

No

( ) ( 1)e pp e ppV r V r HL

Mode C

Wait for

Z

cycles

YesFlag = 1

No

No

Flag = 0

Yes

Decrement TK

Yes

No

( ) ( 1)e pp e ppV r V r LL

Increment TK

( ) ( 1)e pp e ppV r V r HL

Wait for

Z

cycles

Mode B

Figure. 4.12: A flowchart for the detection of frequency change and setting of gain.

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83

1

Mode A1 Mode B Mode C

2

S

S+1

S+2

2S-1

( ) ( 1)e pp e ppV r V r HL

( ) ( 1)e pp e ppV r V r LL

TK

Mode A2

Figure. 4.13: Illustration of the controller operation to determine the variable under auto-tuning

(the gain here) required direction change and the detection of frequency change condition.

Figure. 4.14 shows the experimental waveforms of the prototype during auto-tuning

operation. Figure. 4.14(a) shows an auto-tuning cycle starting from an initial gain value until the

ATerror controller converges to new gain value, for demonstration purposes. As it can be

observed from Figure. 4.14 (a), the ATerror controller initially identifies the correct direction of

the gain change, followed by adjusting the gain and the detection and confirmation of the

frequency condition (as described earlier) before setting the new optimized gain value. Figure.

4.14(b) shows the periodic re-auto-tuning operation of the controller (the optimized gain value

stays same since it is for the same converter design and operating conditions).

Figure. 4.15 shows the comparison in the transient response of the converter, before auto-

tuning and after auto-tuning. Figure. 4.15(a) shows the response of the controller before auto-

tuning due to a step-down load transient of 8A to 0A. Figure. 4.15(b) shows the response of

controller after auto-tuning is complete with ATerror controller for the same load variation of 8A

to 0A.

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84

(a)

Time: 50ms/div.

(b)

Time: 100ms/div.

Top Trace (Output Voltage, AC Coupled): 60mV/div.

Bottom Trace (gain): 0.3125/div.

Figure. 4.14: Experimental waveforms of the prototype with the ATerror controller. (a): The

variation of gain until new optimized gain value is achieved.(b): Periodic tuning operation of the

ATerror controller.

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85

75mV

210µs

(a)

31mV

90µs

(b)

Time: 50µs/div.

Output Voltage, AC Coupled: 60mV/div.

Figure. 4.15: Dynamic response of the power converter during a load transient of 8A to 0A

(a) before auto-tuning (b) after auto-tuning.

4.5. Summary

This chapter proposes a method to tune the power converter closed-loop compensator

parameters to improve the dynamic performance. The CEO&M concept observes the time domain

characteristics of the compensated error signal ( e compV ), namely the peak-to-peak value ( e ppV )

and frequency ( Ve compf ) to tune the compensator. This method eliminates several drawbacks of

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86

the conventional auto-tuning schemes as discussed in this chapter. The proposed method does not

require the knowledge of the power stage frequency response, does not depend on any

conventional rule of thumb control design criteria such as gain and phase margins, and is

dependent only on the time domain parameters of the compensated error signal. A proof of

concept experimental prototype results are presented for verification.

The proposed CEO&M concept is then utilized to implement an online closed-loop-

compensator auto-tuning digital controller (ATerror controller). The ATerror controller does not

require the knowledge and/or measurement of the power stage or closed-loop system frequency

response(s). The digital implementation algorithm, architecture, and a proof-of-concept

experimental prototype results are presented for the ATerror controller. While in this chapter’s

experiment, the compensator gain is auto-tuned, the method could also be used to auto-tune other

parameters of the compensator such as pole and zero locations.

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CHAPTER 5

AN ADAPTIVE DIGITAL VARIABLE FREQUENCY CONTROL SCHEME

5.1. Introduction

DC-DC switching power converters are widely used in many low power to high power

applications [E1-E6]. In order to regulate the output voltage of these power converters, analog

controllers or digital controllers can be used [E6-E12, E30, E31]. These controllers generate the

appropriate control command [E7], which is the duty cycle and/or switching frequency here,

under steady-state and dynamic operations.

Digital power control has made the implementation of complex and sophisticated algorithms

that result in the power converter performance improvement [E13–E15]. Also, the aging effects of

the digital controllers are negligible compared to the analog controllers. Figure. 5.1 shows the

block diagram of digital controller implementation for a power converter.

The dynamic performance of the power converter is critical in many applications [E16-E22].

Two of the most important parameters that are measures of transient performance of power

converter are the output voltage overshoot/undershoot and the settling time. The dynamic

performance can be improved by means of adaptive control techniques. The method in [E23]

utilizes an analog control law that varies the amplitude of the ramp signal dynamically while

maintaining constant switching frequency in order to improve the dynamic performance of a

power converter. The methods in [E24] and [E25] utilize the adjustment of the PID controller

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88

constants in order to improve the transient performance. The methods in [E26] utilizes a hysteretic

control that switches the compensators used during the steady state and transient in order to

improve the performance of the converter during transient.

SL

Lo

CoDrivers

Latches

D

D1Io

+

-

Vo

iL

Vin

DPWM

Modulator

cV

D

ADC

Vref

Compensator

errorV

SU

Figure. 5.1: Block diagram of a Power Converter with Digital Controller.

In this chapter, two control methods/laws are proposed in order to improve the dynamic

performance of power converters, and the improvement in their dynamic performance is

compared. The proposed control methods do not require sensing any other additional parameters

that are not already available in any conventional controller, and it is relatively simple to realize.

Next section reviews the operational principle of conventional DPWM (Digital Pulse Width

Modulation) schemes. Section 5.3 presents the proposed dynamic switching frequency variation

control methods/laws and algorithms. Section 5.4 presents the theoretical proof for the proposed

methods. Section 5.5 presents experimental results obtained for a proof-of-concept experimental

prototype. The conclusion is given in Section 5.6.

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5.2. Digital Pulse Width Modulation

The output of the converter is maintained at a desired value by varying the ON/OFF condition

of the switches ( US and LS ). This is achieved by generating a control command signal

( AD or D ) by comparing the compensated error signal ( cV ) to a reference ramp signal. This

process is referred to as PWM (Pulse Width Modulation), which is illustrated in Figure. 5.2

during a steady state operation of a power converter. Figure. 5.2(a) shows the Analog PWM

(APWM) case while Figure. 5.2(b) shows the Digital PWM (DPWM) case [E9, E10, E27-E30].

In digital control, the DPWM can be implemented using different architectures: Counter-

comparator based DPWM, delay line based DPWM, ring oscillator DPWM, and hybrid

segmented DPWM [E4-E8], among others.

( )cV t

Duty

Cycle

( )cV n

Duty

Cycle

peakAV

AT

(a) (b)

Figure. 5.2: Generation of duty cycle command signal with (a) analog controller (b) digital

controller.

Consider the counter-comparator based DPWM implementation as an example. Figure. 5.3(a)

shows the DPWM operation principle illustration during steady-state. The compensated error

signal ( cV ) value is compared with the counter value, and when the value of cV is greater than

the value of the counter, the switch US control is set to high or turned ON as shown in Figure

5.3(a). Otherwise it is turned OFF.

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90

( )cV n

Duty Cycle

( )cV n

Duty

Cycle

Duty

Cycle

( )cV n

(a)

(b)

(c)

Figure. 5.3: DPWM operation principle illustration with fixed switching frequency during

(a) steady state (b) step-up load transient and (c) step-down load transient.

During transient operation, the compensated error signal value is greater than or less than its

steady-state value depending on whether the transient is a step-up load transient or a step-down

load transient, respectively. This results in a duty cycle value greater than or less than the steady-

state value during the dynamic operation. Illustrations of these two conditions are shown in

Figure. 5.3(b) and Figure. 5.3(c), respectively.

Section 5.3 gives the details of the proposed control law and algorithm for its implementation.

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5.3. Adaptive Switching Frequency Control Schemes

The proposed Dynamic Variable Switching Frequency (DVSF) control is based on adjusting

the switching frequency of the controller as a function of the uncompensated error signal ( errorV )

during the controller dynamic operation. The variable switching frequency operation can be

realized by adjusting the maximum counts in a counter-comparator based DPWM for example.

The frequency of the DPWM is a function of the counter clock frequency, and the limit on the

number of counts of the counter. If clkf is the clock frequency, and limitC is the limit on the

number of counts of the counter, then the switching frequency of the DPWM is given by

Eq. (5.1)

1

clkDPWM

limit

ff

C (5.1)

In DPWM, when the frequency is varied using the number of counts as discussed above, the

gain ( DPWMG ) of the DPWM also varies as given by Eq. (5.2), where ADCV is the resolution of

Analog to Digital Converter (ADC).

1

(1 )DPWM

limit ADC

GC V

(5.2)

The DVSF controller increases the switching frequency during output voltage undershoots

and decreases the switching frequency during output voltage overshoots. The variation of duty

cycle as a result of variation of switching frequency is illustrated in Figure. 5.4. Two methods for

variation of switching frequency are proposed. These methods are referred to as DVSF I and

DVSF II.

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( )cV n

Duty

Cycle

( )cV n

Duty

Cycle

( )cV n

Duty

Cycle

(a)

(b)

(c)

Figure. 5.4: Illustration of operational principle of DPWM with variable switching frequency

during (a) steady-state (b) step-up load transient which causes output voltage undershoot and

(c) step-down load transient which causes output voltage overshoot.

5.3.1. DVSF I

Figure. 5.5 shows the theoretical waveforms that illustrate the proposed adaptive switching

frequency controller operation. The controller observes the value of error signal ( errorV ) which is

a measure of output voltage deviation from a desired reference voltage. When errorV is outside a

small window (defined by a threshold value, thrV ) around zero, as a result of transient, the value

of DPWMf is increased or decreased depending on whether the value of errorV is positive or

negative respectively as given by Eq. (5.3). Figure 5.6 shows the controller flowchart for the

implementation of DVSF I control law. It can be observed that the direction of change in the

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93

duty cycle, and the direction of change in the digital ramp peak value as a result of varying the

switching frequency work together in a way to reduce the output voltage deviation, overshoot

and undershoot.

, ( )

( ) ( ), ( )

( ), ( )

DPWM steady error thr

DPWM DPWM steady error error thr

DPWM steady error error thr

f V n V

f n f V n V n V

f V n V n V

(5.3)

0 ( )errorV n

DPWM steadyf

maxoI

minoI

Output Current

Output Voltage( )outV n

( )DPWMf n

( )DPWMT n

Figure. 5.5: Illustration of Dynamic Variable Switching Frequency (DVSF) Controller

Operation.

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94

( )error thrV n V

No

Start

DPWM DPWM steadyf f

Yes

No

Obtain the value

of error signal

( )errorV n

( )error thrV n V

( ) ( )DPWM DPWM steady errorf n f V n

( ) ( )DPWM DPWM steady errorf n f V n

( )DPWM DPWM steadyf n f

Yes

(b)

Figure. 5.6: Flowchart for the adaptive switching frequency controller.

5.3.2. DVSF II

Figure. 5.7 shows the theoretical waveforms that illustrate the proposed adaptive switching

frequency controller operation. The controller observes the value of errorV which is a measure of

output voltage deviation from a desired reference voltage as shown in Figure. 5.1. When errorV is

outside a small window (defined by a threshold value, thrV ) around zero as a result of transient,

the value of DPWMf is increased abruptly to a large value ( DPWM maxf ) or a small value

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( DPWM minf ) depending on whether the value of errorV is positive (e.g. under load step-up

transient) or negative (e.g. under load step-down transient), respectively. This provides the

necessary duty cycle variation to drive the output voltage back to its steady state value faster and

with less deviation. The controller then observes the value of errorV and finds the peak value of

errorV ( error peakV ) and the time instant this value is reached.

0

error peakV

( )errorV n

DPWM steadyf

DPWM maxf

error peakV

maxoI

minoI

Output Current

Output Voltage

out peakV

out peakV

( )outV n

DPWM minf

( )DPWMf n

DPWM steadyT

DPWM maxT

DPWM minT

( )DPWMT n

Figure. 5.7: Illustration of the adaptive switching frequency controller operation.

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NoYes

Start

Yes

Yes No( 1) ( )error errorV n V n

Yes

No

( ) ( 1)error errorV n V n

No

( ).

( )

errorDPWM DPWM steady

error peak

DPWM steady DPWM min

V nf f

V

f f

Obtain the value of error signal ( )errorV n

( ).

( )

errorDPWM DPWM steady

error peak

DPWM max DPWM steady

V nf f

V

f f

DPWM DPWM minf f

( )error peak errorV V n

DPWM DPWM maxf f

( )error peak errorV V n

( ) 0errorV n

( )error thrV n V

DPWM DPWM steadyf f

DPWM DPWM steadyf f

( 1) ( )error errorV n V n

Figure. 5.8: Dynamic Digital Variable Switching Frequency Controller Flowchart.

The value of error peakV is used to vary the value of DPWMf gradually towards its steady-state

value ( DPWM steadyf ) as given by Eq. (5.4). DPWM steadyT , DPWM minT and DPWM maxT are the time

periods corresponding to DPWM steadyf , DPWM maxf and DPWM minf , respectively. Figure. 5.8

shows the controller flowchart for the implementation of adaptive switching frequency controller

law. It should be noted that the value of error peakV changes for different values and types of

transients and hence the proposed control law adapts to different transient types and magnitudes.

This improves the dynamic performance of converter for different magnitudes and types of

transients.

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0 ( )

( ) 0 ( ) ( 1)

( )( )

( ) ( ) 0 ( ) ( 1)

( )

DPWM steady error thr

DPWM max error error error

errorDPWM steady DPWM max DPWM steady

error peak

DPWM error error error

DPWM min error

f if V n V

f if V n and V n V n

V nf f f

V

f n if V n and V n V n

f if V n 0 ( ) ( 1)

( )( )

( ) 0 ( ) ( 1)

error error

errorDPWM steady DPWM steady DPWM min

error peak

error error error

and V n V n

V nf f f

V

if V n and V n V n

(5.4)

5.4. Theoretical Analysis

If peakAV is the peak voltage, AT is the time period of the ramp signal and cAV is the value of

compensated error signal, as illustrated in Figure. 5.2(b) ( cA cV V ), then the duty ratio is given

by Eq. (4.5).

cAA

peakA

VD

V (5.5)

In the case of constant frequency DPWM, with 1AT and 1peakAV as the time period and peak

value of ramp signal, respectively. If cAV is the change in compensated error signal value, then

the new duty cycle due to the change in compensated error signal is given by Eq. (5.6)

1 11 1

1

cA cAA A

peakA

V VD D

V (5.6)

The relative change in duty cycle is given by Eq. (5.7)

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11

1 1

cAA

A cA

VD

D V (5.7)

Similarly, consider the DVSF case. Let the change in the time period be given by

2 1A AT T k V , and the change in peak value as a result of this is given by

2 1 1peakA peakAV V k V , where V is the deviation in output voltage relative to reference

voltage ( ref outV V ). k and 1k are constants that determine the change in the time period and

peak value of ramp signal, respectively.

Therefore, the change in duty cycle is given by Eq. (5.8)

1 12 2

1 1

cA cAA A

peakA

V VD D

V k V (5.8)

The relative change in duty cycle is given by Eq. (5.9)

1 1 1 12

2 1 1 1

11 1

1 1

1 1 1

11 1

11

1 1 1

( )

cA peakA cAA

A cA peakA

cApeakA

cA cA

cA peakA

cApeakA

cAA

A peakA

V V k V VD

D V V k V

VV k V

V V

V V k V

VV k V

VD

D V k V

(5.9)

11 1 1 1

1

1 1 1 1

1 1

0, 0

cApeakA peakA

cA

cA cA

cA cA

VNumerator Denominator V k V V k V

V

V Vk V V since k

V V

Numerator Denominator

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2 1

2 1

A A

A A

D D

D D (5.10)

From Eq. (5.10), it can be observed that the relative change in the duty cycle is more in the

case of Variable Switching Frequency compared to constant switching frequency. In other

words, the deviation in error signal required to bring about the same change in duty cycle value

is less in case of Variable Switching Frequency Case, compared to the Constant Switching

Frequency case. Hence, the dynamic performance is improved with the implementation of

Variable Switching Frequency.

5.5. Experimantal Prototype Results

A proof of concept experimental prototype is developed in the laboratory in order to verify the

proposed dynamic switching frequency variation control. The prototype is a single-phase DC-DC

buck converter with a nominal input of 10V and a nominal output voltage of 1.5V. The power

stage output filter capacitance is 1mF and the output power inductor value is 440nH . The

steady-state switching frequency is 342KHz . The controller and the control law are implemented

using an FPGA (Field Programmable Gate Array) “Altera Cyclone II EP2C35F672C6”.

5.5.1. DVSF I

The experimental results with DVSF I controller are shown in Figure 5.9 and Figure. 5.10.

Figure. 5.9(a) shows the variation of output voltage during a 5A to 0A step-down load transient

with a constant switching frequency. Figure. 5.9(b) shows the response during the same load

conditions when using the DVSF I controller. Figure. 5.10(a) shows the variation of output

voltage during a 0A to 5A step-up load transient with a constant switching frequency.

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Figure 5.8(b) shows the response during the same load conditions when using the DVSF I

controller.

70mV

5A

(a)

50mV

5A

(b)

Top Trace: Output Voltage (50mV/div, 50µs/div.) and Bottom Trace: Inductor Current (5A/div.,

50µs/div.).

Figure. 5.9: Experimental results of the prototype with zoomed in view under dynamic load step-

down transient of 5A-0A (a) with fixed frequency DPWM and (b) with variable frequency

DPWM.

It can be observed from the experimental results of Figure. 5.9 and Figure. 5.10 that the

DVSF I control results in dynamic performance improvement. For this particular design

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example, there is an improvement of 8.5mV (about 13%), during step up load transients and an

improvement of 19.5 mV (about 27%), during step down load transient.

70mV

5A

(a)

63mV

5A

(b)

Top Trace: Output Voltage (50mV/div, 50µs/div.) and Bottom Trace: Inductor Current (5A/div.,

50µs/div.).

Figure. 5.10: Experimental results of the prototype with zoomed in view under dynamic load

step-down transient of 0A-5A (a) with fixed frequency DPWM and (b) with variable frequency

DPWM.

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5.5.2. DVSF II

The experimental results for the DVSF II controller are shown in Figure. 5.11 and Figure.

5.12. Figure. 5.11(a) shows the output voltage response during a 5A to 0A load step-down

transient without the DVSF II controller being activated while Figure. 5.11(b) shows the

response under the same load conditions when the DVSF II controller is activated. Figure. 5.12

shows similar results under 0A to 5A load step-up transient.

70mV

5A

(a)

50mV

5A

(b)

Top Trace: Output Voltage (50mV/div, 50µs/div.) and Bottom Trace: Inductor Current (5A/div.,

50µs/div.).

Figure. 5.11: Experimental results of the prototype with zoomed in view under dynamic load

step-down transient of 5A-0A (a) with fixed frequency DPWM and (b) with adaptive frequency

DPWM.

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It can be observed from the experimental results of Figure. 5.11 and Figure. 5.12 that the

DVSF II control law results in dynamic performance improvement. For this particular design

example, there is an improvement of 14 mV (about 22%) during load step-up transient, and an

improvement of 20mV (about 27%), during load step-down load transient.

70mV

5A

(a)

60mV

5A

(b)

Top Trace: Output Voltage (50mV/div, 50µs/div.) and Bottom Trace: Inductor Current (5A/div.,

50µs/div.).

Figure. 5.12: Experimental results of the prototype with zoomed in view under dynamic load

step-up transient of 0A-5A (a) with fixed frequency DPWM and (b) with adaptive frequency

DPWM.

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The comparison in the improvements of dynamic performance using DVSF I and DVSF II is

shown in Table 5.1. From Table 5.1, it can be observed that the improvement in the dynamic

performance is relatively better using DVSF II compared to DVSF I. Hence, it can be concluded

that DVSF II is superior compared to DVSF I.

Table 5.1 : Comparison of improvement in overshoot using different DVSF control methods

Control

method

Improvement in

Overshoot

(% improvement)

Improvement in

Undershoot

(% improvement)

DVSF I 19.5mV (27%) 8.5mV (13%)

DVSF II 20mV (27%) 14mV (22%)

5.6. Summary

This chapter proposes and compares two dynamic digital variable switching frequency control

schemes (DVSF I and DVSF II), in order to improve the dynamic performance of DC-DC power

converters. The proposed control laws dynamically vary the switching frequency depending on

the magnitude and type of transient as a function of error signal. This results in output voltage

overshoot/undershoot reduction during transients. The principle of operation, algorithm,

theoretical proof, hardware implementation, and experimental results of the dynamic digital

switching frequency controllers are proposed in this chapter, and compared with the fixed

switching frequency case. From the experimental results, it can be noticed that the improvement

achieved using DVSF II is more compared to the improvement obtained using DVSF I.

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CHAPTER 6

CONCLUSIONS AND FUTURE WORK

6.1. Summary of Conclusions

Tight regulation of the output voltage of power converters is critical and has very strict

requirements in many applications. The tight regulation requirements, in addition to size and

weight requirements, are getting stricter by time, which makes it necessary to investigate new

control concepts in order to meet these requirements. Not meeting the tight regulation

requirements may result in either the malfunctioning of the device (load) being powered, or the

destruction of that device.

In this dissertation research work, several control concepts and techniques have been proposed

in order to improve the dynamic performance (tighter dynamic regulation) of the power

converter. The contribution of this work include the research and development of the following

concepts: (1) Sensorless adaptive voltage positioning control scheme that does not require the

sensing of the inductor’s current or output/load current [F1]; (2) Adaptive Digital PID control

scheme that improve the dynamic performance of power converters without the need to increase

the size of the power converter (no need to add additional filter capacitors), and without reducing

the power converter efficiency (no need to increase the switching frequency) [F2, F3, F6]; (3)

Compensated Error Observe and Modulate (CEO &M) method for the optimal design, and auto

tuning of closed-loop compensator in order to obtain an initial closer-to-optimal closed-loop

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controller design (for better dynamic performance) and be able to adaptively auto-tune the design

under non-ideally varying component characteristics (e.g. parasitic capacitances and resistances)

and varying operating conditions (load and line) and (4) Dynamic digital Variable Switching

Frequency (DVSF) control schemes to improve the dynamic performance of power converters

without increasing the size and weight of the power converter [F4, F5]. The performance of these

concepts and schemes were evaluated and verified experimentally.

6.1.1. Digital Sensorless Adaptive Voltage Positioning Control Scheme

The work presented in this dissertation proposes a digital sensorless adaptive voltage

positioning control scheme that does not require sensing inductor current or output current for

the implementation of Adaptive Voltage Positioning control. The controller utilizes the duty

cycle value of the power converter for the sensorless implementation of AVP. The proposed

method eliminates the need for any sensing circuitry, and therefore, the losses associated with

them. Moreover, it reduces the hardware that is required for the AVP implementation and

therefore cost is also reduced. Different operating conditions like fixed input voltage, variable

input voltage, fixed nominal output voltage, variable nominal output voltage conditions are

analyzed, and the necessary equations for the SLAVP implementation at these operating

conditions are derived. The experimental results demonstrate the effectiveness of the proposed

control scheme.

6.1.2. An Adaptive Digital PID Controller for Power Converters

The work presented in this dissertation proposes an adaptive digital PID controller method

that improves the dynamic performance of power converter. The limitations of the fixed

bandwidth compensators are discussed, and the control law for the implementaion of the AD-

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PID controller is given. The AD-PID reduces the dynamic output voltage deviation and settling

time by using a relatively simple strategy and without the need to sense any additional

information other than the output voltage of the power converter. The AD-PID controller

adaptively varies the parameters of PID compensator as a fucntion of the error signal and adjusts

it self to different transients’ magnitudes and types. The theoratical and practical guidelines for

the design and selection of various parameters of AD-PID controller are discussed. The

experimental results show that there is an improvement in the dynamic performance of power

converter with AD-PID controller compared to conventional PID compensator. This

improvement is achived (a) without adding any additional components such as filter capacitors

and switches, and (b) without reducing the power converter efficiency such as by increasing the

switching frequency or reducing the power inductor value which will increase power losses.

6.1.3.A Novel Adaptive Auto-Design and Auto-Tuning Method for Closed-Loop

Controllers of Power Converters

The closed-loop controller design is based on conventional rule of thumb design methods and

guidelines such as phase and gain margin with bode-plot based methods. The work presented in

this dissertation has proposed the CEO&M method in order to be able to design and adaptively

auto-tune the closed-loop compensator of power converter for a closer-to-optimal dynamic

performance under varying load and line conditions, and under varying component

characteristics. The CEO&M concept is based on time domain characteristics of the

compensated error signal. The CEO&M observes the peak-to-peak value ( e ppV ) and frequency

( Ve compf ) of compensated error signal to tune the parameters of the compensator. The proposed

method does not require the knowledge of the power stage frequency response (transfer

function), does not depend on any conventional rule of thumb control design criteria such as gain

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and phase margins, and depends only on the time domain characteristics of the compensated

error signal. The experimental results demonstrate that the CEO&M method is valid and can be

used for design of compensator.

An online closed-loop-compensator auto-tuning digital controller (ATerror controller) based

on the CEO&M method is also proposed. The digital implementation algorithm, architecture,

and a proof-of-concept experimental prototype results are presented for the ATerror controller.

The ATerror Controller resulted in a close to optimum design with improved dynamic

performance without additional power stage components.

6.1.4. An Adaptive Digital Variable Frequency Control Scheme

The work presented in this dissertation has proposed control methods that adaptively vary the

switching frequency of power converters in order to improve the dynamic performance.

Additional power stage components are not needed. The proposed control laws dynamically vary

the switching frequency depending on the magnitude and type of transient as a function of error

signal. This results in output voltage overshoot/undershoot reduction during transients. The

control law, principle of operation, algorithm, theoretical proof, and hardware implementation of

the adaptive digital variable frequency controllers are presented and compared with the fixed

switching frequency case.

6.1.5. Additional Comments on the Use of the Proposed Concepts

The SLAVP adjusts the voltage value within a window and the AD-PID concept can be used

to reduce the output voltage overshoot/undershoot outside the SLAVP window, and therefore,

they can be combined together to achieve combined dynamic response improvement. The

ATerror controller based on the CEO&M concept can be used during the power converter

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operation with the SLAVP concept, with the AD-PID concept, and with the DVSF concept in

order to auto-tune the closed-loop compensator parameters under varying conditions and

component values, and it also can be used during the initial design of the compensator. Figure

6.1 illustrates how these concepts may be used together. The combinations of these concepts are

part of a future work. The choice of how many of these concepts should be combined will be

based on the specific application, power converter topology, requirements, complexity, size, and

controller cost, among others. The combination between the AD-PID concept, and the DVSF

concept is more complex and requires significant additional investigation that may result in a

newly modified concept based on the two original concepts.

maxoI

minoI

maxoV

minoV

Output Current

CEO&M

Concept

SLAVP Controller

AD-PID

and/or

DVSF

Controller

Figure 6.1: Illustration of different adaptive concepts utilization.

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6.2. Future Research Directions

The following subsections provide a brief outlook on some possible future research directions

that are related to the work presented in this dissertation.

6.2.1. Application of Proposed Control Schemes for Multiphase Buck Converter

The application of proposed SLAVP, ADPID, auto-tuning and DVSF control schemes for

multiphase buck converters needs further investigation in future. Some of the possible

considerations that are related to this include the conservation of current sharing during adaptive

operation and phases synchronization during the adaptive operation.

6.2.2. Application of Auto-Tuning and Auto-Design Technique for Pole and Zero Variation

The auto-tuning and auto-design scheme proposed in this work is utilized to vary the gain of

the compensator. The variation of poles and/or zeros alone or variation of multiple variables

(gain, pole, zero) of the compensator based on the proposed control scheme need further

investigation in future. The development of algorithms for the variation of multiple variables and

the optimum value recognition, among others, is needed. This may need further insight into

optimization theory that determines the possible ways to achieve the optimum performance in

least number of steps.

6.2.3. Combined Utilization of Proposed Control Schemes

The work presented in this dissertation proposes several adaptive control concepts to improve

the dynamic performance of power converters. The combined utilization and implementation of

proposed control schemes is a future research direction. The initial design of the compensator

can be accomplished by utilizing CEO&M concept. The Adaptive Voltage Positioning can be

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implemented with SLAVP control scheme. The overshoot/undershoot reduction beyond the

SLAVP window can be achieved by using the AD-PID concept and/or the DVSF concept. This

is illustrated in Figure. 6.1. The considerations involved with this combination are (1) CEO&M

concept utilizes multi-sampled output voltage for its implementation whereas SLAVP control

concept is implemented by utilizing a single sample per switching cycle. Therefore, SLAVP

control scheme need to be adapted to multi-sampled implementation as discussed in Section

6.2.4. (2) AD-PID and DVSF control schemes can be implemented for either single sampled or

multi-sampled output voltage. However, when DVSF is utilized for overshoot/undershoot

reduction, the duty cycle value varies (in digital controller) depending on the switching

frequency. A scheme needs to be developed in the future to address this nature.

6.2.4. Application of SLAVP Control Scheme for Multi-Sampled Implementation

The proposed SLAVP controller utilizes one sample of duty ratio (D) per switching cycle for

its implementation. However, the response of the compensator improves with the multi-sample

implementation. Therefore, the SLAVP control scheme for multi-sample utilization of

compensated error signal need to be investigated. The possible challenges with this include the

dependence/variation of values of control variables based on the sample being used and the

limitations of the clock speed of the digital controller to make the necessary calculations, among

others.

6.2.5. Optimization of the Digital Controller Realization and Implementation

The concepts presented in this dissertation are realized by a digital implementation for

verification. Future research direction may consider the optimization of the digital

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implementation to decrease the size (e.g. less number of logic gates), reduce controller power

consumption, and increase speed.

6.2.6. Application of Proposed Control Schemes for Other Topologies

The application of proposed SLAVP, ADPID, auto-tuning and DVSF concepts for other

isolated and non-isolated topologies including and not limited to isolated buck, isolated and non-

isolated boost, and buck-boost converters need to be investigated in the future. Applying these

concepts to other power converter topologies may require some modifications to the concepts

and related control laws presented in this work.

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digitally controlled switched-mode power supplies,” IEEE Transactions on Power

Electronics, Vol. 24, No.11, pp. 2639-2648, 2009.

[A23] A. Syed, E. Ahmed, D. Maksimovic, and E. Alarcon, “Digital pulse width modulator

architectures,” 2004 IEEE 35th Annual Power Electronics Specialists Conference, PESC

04, pp. 4689-4695, 2004.

[A24] W. Y. Wang, H. H. C. Iu, W. Du, and V. Sreeram, “Multiphase dc-dc converter with

high dynamic performance and high efficiency,” IET Power Electronics, Vol. 4, No. 1,

pp. 101-110, 2011.

[A25] A. Yazdani, and R. Iravani, “Control of high-performance switched-mode rectifier

system,” IET Power Electronics, Vol. 152, No. 6, pp. 1451-1458, 2005.

[A26] C. E. Carrejo, E. Vidal-Idiarte, R. Giral, and L. Martinez-Salamero, “Predictive digital

interpolation current control for DC-DC power converters,” IET Power Electronics, Vol.

2, No. 5, pp. 545-554, 2009.

[A27] L. Corradini, A. Costabeber, P. Mattavelli, and S. Saggini, “Time optimal, parameters-

insensitive digital controller for VRM applications with adaptive voltage positioning,”

11th Workshop on Control and Modeling for Power Electronics, 2008, pp. 1-8.

[A28] A. H. Bhat, and P. Agarwal, “DSP-based implementation of capacitor voltage balancing

strategy for a three-phase three-level bidirectional rectifier,” IET Power Electronics, Vol.

2, No. 4, pp. 375-386, 2009.

[A29] D. Maksimovic, R. Zane, and R. Erickson, “Impact of digital control in power

electronics,” Proceedings of the 16th International Symposium on Power Semiconductor

Devices and ICs, 2004, pp. 13-22.

[A30] R. Erickson, and D. Maksimovic, “Fundamentals of Power Electronics,” 2nd edition,

Kluwer Academic Publishers, Boston, 2001.

[A31] Jaber A.Abu Qahouq, “High-density high-current fast-transient low-voltage DC-DC

converters,” Ph.D. Dissertation, University of Central Florida, 2003.

[A32] Xunwei Zhou, “Low-voltage high-efficiency fast-transient voltage regulator module,”

Ph.D. Dissertation, Virginia Polytechnic Institute and State University, 1999.

[A33] R. Redl, B.P. Erisman, and Z. Zansky, “Optimizing the load transient response of the

buck converter,” Thirteenth Annual Applied Power Electronics Conference and

Exposition, 1998. APEC '98. Conference Proceedings, 1998 , pp. 170 – 176.

[A34] J.A. Abu-Qahouq, and V.P. Arikatla, “Power Converter with Digital Sensorless Adaptive

Voltage Positioning Control Scheme,” IEEE Transactions on Industrial Electronics, Vol.

58, No. 9, pp. 4105 - 4116, 2011.

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116

[A35] V. Arikatla, and J.A. Abu-Qahouq, “An Adaptive Digital PID controller scheme for

power converters,” Energy Conversion Congress and Exposition (ECCE), 2010 IEEE,

2010, pp. 223-227.

[A36] A. Costabeber, P. Mattavelli, S. Saggini, and A. Bianco, “Digital Autotuning of dc-dc

Converters Based on Model Reference Impulse Response,” IEEE Transactions on Power

Electronics, Vol. 26, No. 10, pp. 1287 – 1294, 2011.

[A37] V. Arikatla, and J. A. A. Qahouq, “DC-DC Power Converter with digital PID controller,”

Twenty-Sixth Annual IEEE Applied Power Electronics Conference and Exposition

(APEC), 2011, pp. 327 – 330.

[A38] J. A. Abu Qahouq, Lilly Huang, and D. Huard, “Sensorless Current Sharing Analysis and

Scheme For Multiphase Converters,” IEEE Transactions on Power Electronics, Vol. 23,

No. 5, pp. 2237 - 2247, 2008.

[A39] S. Saggini, A. Costabeber, and P. Mattavelli, “A Simple Digital Autotuning For Analog

Controller in SMPS,” IEEE Transactions on Power Electronics, Vol. 25, No. 8, pp. 2170

- 2178, 2010.

[A40] J. A. Abu Qahouq, “Control Scheme for Sensorless Operation and Detection of CCM and

DCM Operation Modes in Synchronous Switching Power Converters,” IEEE

Transactions on Power Electronics, Vol. 25, No. 10, pp. 2489 - 2495, 2010.

[A41] J. A. Abu Qahouq, Lilly Huang, D. Huard, “Sensorless Current Sharing Analysis and

Scheme for Multiphase Converters,” IEEE Power Electronics Specialists Conference,

2007,pp. 2029 - 2036.

[A42] W. Al-Hoor, J. A. Abu-Qahouq, L. Huang, W. B. Mikhael, and I. Batarseh, “Adaptive

Digital Controller and Design Considerations for a Variable Switching Frequency

Voltage Regulator,” IEEE Transactions on Power Electronics, Vol. 24, No. 11, pp. 2589

- 2602, 2009.

[A43] O. Abdel-Rahman, J. A. Abu-Qahouq, L. Huang, and I. Batarseh, “Analysis and Design

of Voltage Regulator WithAdaptive FET Modulation Scheme and Improved Efficiency,”

IEEE Transactions on Power Electronics, Vol. 23, No. 2, pp. 896 - 906, 2008.

[A44] J. A. Abu-Qahouq, O. Abdel-Rahman, L. Huang, and I. Batarseh, “On Load Adaptive

Control of Voltage Regulators for Power Managed Loads: Control Schemes to Improve

Converter Efficiency and Performance,” IEEE Transactions on Power Electronics, Vol.

22, No. 5, pp. 1806 - 1819, 2007.

CHAPTER 2

[B1] Xunwei Zhou, Pit-Leong Wong, Peng Xu, F.C. Lee, and A. Q. Huang, “Investigation of

candidate VRM topologies for future microprocessors,” IEEE Transactions on Power

Electronics, Vol. 15, No. 6, pp. 1172 – 1182, 2000.

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117

[B2] Guang Feng, E. Meyer, and Yan-Fei Liu, “A New Digital Control Algorithm to Achieve

Optimal Dynamic Performance in DC-to-DC Converters,” IEEE Transactions on Power

Electronics, Vol. 22, No. 4, pp. 1489 – 1498, 2007.

[B3] R. Redl, B. P. Erisman, and Z. Zansky, “Optimizing the load transient response of the

buck converter,” Proc. IEEE Appl. Power Electron.Conf., 1998, Vol. 1, pp. 170–176.

[B4] S. Saggini, M. Ghioni, and A. Geraci, “An innovative digital control architecture for low-

voltage, high-current DC-DC converters with tight voltage regulation,” IEEE

Transactions on Power Electronics, Vol. 19, No. 1, pp. 210-218, 2004.

[B5] Y. Panov, and M.M. Jovanovic, “Design considerations for 12-V/1.5-V, 50-A voltage

regulator modules,” IEEE Transactions on Power Electronics, Vol. 16, No. 6, pp. 776-

783, 2001.

[B6] S.K. Mishra, “Design-Oriented Analysis of Modern Active Droop-Controlled Power

Supplies,” IEEE Transactions on Industrial Electronics, Vol. 56, No. 9, pp. 3704 – 3708,

2009.

[B7] M. Lee, Dan Chen, K. Huang, Chih-Wen Liu, and Ben Tai, “Modeling and Design for a

Novel Adaptive Voltage Positioning (AVP) Scheme for Multiphase VRM,” IEEE

Transactions on Power Electronics, Vol. 23, No. 4, pp. 1733 – 1742, 2008.

[B8] C.-J. Chen, D. Chen, C.-S. Huang, M. Lee, and E. K.-L Tseng, “Modeling and Design

Considerations of a Novel High-Gain Peak Current Control Scheme to Achieve Adaptive

Voltage Positioning (AVP) for DC Power Converters,” IEEE Transactions on Power

Electronics, Vol. 24, No. 12, pp. 2942 – 2950, 2009.

[B9] Xiaogao Xie, Junming Zhang, Yu Ma, Zhaoming Qian, “Control-Loop Design for Three-

loop Voltage Regulators With Adaptive Voltage Position Control”, IEEE Power

Electronics Specialists Conference, 2006. PESC '06., 18-22 June 2006, Page(s): 1 – 5.

[B10] K. Yao, K. Lee, M. Xu, F.C. Lee, “Optimal design of the active droop control method for

the transient response,” IEEE Applied Power Electronics Conference and Exposition,

2003. APEC '03, Vol. 2, 9-13 Feb. 2003, pp. 718 - 723.

[B11] A. Simon-Muela, S. Petibon, C. Alonso, J.L. Chaptal, “ Practical implementaition of high

frequency current sense technique for VRM”, IEEE Transactions on Industrial

Electronics, Vol. 55, No. 9, 2008, pp. 3221 – 3230.

[B12] Pit-Leong Wong, F.C. Lee, Peng Xu, Kaiwei Yao, “Critical inductance in voltage

regulator modules”, IEEE Transactions on Power Electronics, Vol. 17, No. 4, pp. 485 –

492, 2002.

[B13] Kaiwei Yao, Yuancheng Ren, F.C. Lee, “Critical bandwidth for the load transient

response of voltage regulator modules”, IEEE Transactions on Power Electronics, Vol.

19, No. 6, pp. 1454 – 1461, 2004.

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118

[B14] Jian Rong Huang, S.C.-H. Wang, Chia Jung Lee, E.K.-L.Tseng, Dan Chen ,“Native AVP

Control Method for Constant Output Impedance of DC Power Converters” , IEEE Power

Electronics Specialists Conference, 2007. PESC 2007, 17-21 June 2007, pp. 2023 – 2028.

[B15] Julu Sun, Jinghai Zhou, Ming Xu, and F.C. Lee, “A Novel Input-Side Current Sensing

Method to Achieve AVP for Future VRs”, IEEE Transactions on Power Electronics, Vol.

21, No. 5, pp. 1235 – 1242, 2006.

[B16] Yan Dong, Ming Xu, and F.C. Lee, “DCR Current Sensing Method for Achieving

Adaptive Voltage Positioning (AVP) in Voltage Regulators with Coupled Inductors”,

Power Electronics Specialists Conference, 2006. PESC '06. 37th IEEE 18-22, June 2006,

pp. 1 – 7.

[B17] Ching Jan Chen, Dan Chen, M. Lee, E. Kuo-Lung Tseng, “Design and modeling of a

novel high-gain peak current control scheme to achieve adaptive voltage positioning for

DC power converters”, IEEE Power Electronics Specialists Conference, 2008. PESC

2008,15-19 June 2008, pp. 3284 – 3290.

[B18] M. Castilla, L. G. de Vicuna, J. M. Guerrero, J. Matas, and J. Miret, “Designing VRM

hysteretic controllers for optimal transient response,” IEEE Transaction on Industrial

Electronics, Vol. 54, No. 3, pp. 1726–1738, 2007.

[B19] G. Eirea, and S.R. Sanders, “Adaptive Output Current Feedforward Control in VR

Applications”, IEEE Transactions on Power Electronics, Vol. 23, No. 4, pp. 1880 – 1887,

2008.

[B20] G. Garcea, S. Saggini, D. Zambotti, and M.Ghioni, “Digital auto-tuning system for

inductor current sensing in VRM applications”, IEEE Applied Power Electronics

Conference and Exposition, 2006. APEC '06,19-23, March 2006.

[B21] Yuen Fong Chan, M. Moallem,Wei Wang ,“Design and Implementation of Modular

FPGA-Based PID Controllers”, IEEE Transactions on Industrial Electronics, Vol. 54, No.

4, pp.1898 – 1906, 2007.

[B22] Shuibao Guo, Yanxia Gao, Yanping Xu, Xuefang Lin-Shi, and B. Allard, “Digital PWM

controller for high-frequency low-power DC-DC switching mode power supply”, Power

Electronics and Motion Control Conference, 2009. IPEMC '09. IEEE 6th International

17-20 May 2009, pp. 1340 – 1346.

[B23] S. Lim, J. Fan, and A. Huang, “Transient Voltage Clamp (TVC) Circuit Design Based on

Constant Load Line Impedance for Voltage Regulator Module (VRM)”, IEEE

Transactions on Industrial Electronics, Vol. 57 , No. 12, pp. 4085 – 4094, 2010.

[B24] B.J. Patella, A. Prodic, A. Zirger, and D. Maksimovic, “High-frequency digital PWM

controller IC for DC-DC converters”, IEEE Transactions on Power Electronics, Vol. 18,

No. 1, Part 2, pp. 438 – 446, 2003.

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119

[B25] Y. Qiu, H. Liu, and X. Chen, “Digital Average Current-Mode Control of PWM DC-DC

Converters Without Current Sensors”, IEEE Transactions on Industrial Electronics, Vol.

57 , No.5 , pp. 1670 – 1677, 2010.

[B26] V. Boscaino, G.M. Di Blasi, P. Livreri, F. Marino, and M. Minieri, “A novel digital

control for DC/DC converters to improve steady-state performances”, IEEE

Telecommunications Energy Conference, 2006. INTELEC '06. 10-14 Sept. 2006, pp. 1 –

4.

[B27] Liping Guo, J.Y. Hung, and R.M. Nelms, “Evaluation of DSP-Based PID and Fuzzy

Controllers for DC–DC Converters”, IEEE Transactions on Industrial Electronics, Vol.

56, No. 6, pp. 2237 – 2248, 2009.

[B28] Yoichi Ishizuka, Masao Ueno, Ichiro Nishikawa, Akira Ichinose, and HirofumiMatsuo,

“A Low-Delay Digital PWM Control Circuit for DC/DC converters”, IEEE Applied

Power Electronics Conference, APEC 2007 - Feb. 25 2007-March 1 2007, pp.579 – 584.

[B29] A. Syed, E. Ahmed, D. Maksimovic, and E. Alarcon, “Digital pulse width modulator

architectures” IEEE Power Electronics Specialists Conference, PESC’04, Vol. 6, pp.

4689-4695.

[B30] L. Corradini, A. Costabeber, P. Mattavelli, and S. Saggini, “Time optimal, parameters-

insensitive digital controller for VRM applications with Adaptive Voltage Positioning”,

Control and Modeling for Power Electronics, 2008. COMPEL 2008. 17-20 Aug. 2008 pp.

1 - 8 .

[B31] A. V. Peterchev, Jinwen Xiao, and S.R. Sanders, “Architecture and IC implementation of

a digital VRM controller,” IEEE Transactions on Power Electronics, Vol. 18, No.1, pp.

356-364, 2003.

[B32] B. Miao, R. Zane, and D. Maksimović, “Automated Digital Controller Design for

Switching Converters,” 36th Annual IEEE Power Electronics Specialists Conference,

PESC'05, pp. 2729 – 2735, 2005.

[B33] Jaber Abu-Qahouq, Lilly Huang, and Douglas Huard, “Sensor-less Current Sharing

Analysis and Scheme for Multiphase Converters,” IEEE Transactions on Power

Electronics, Vol. 23, No. 5, pp. 2237-2247, 2008.

[B34] L. Corradini, A. Costabeber, P. Mattavelli, and S. Saggini, “Parameter-Independent

Time-Optimal Digital Control for Point-of-Load Converters”, IEEE Transactions on

Power Electronics, Vol. 24, No. 10, pp. 2235 – 2248, 2009.

[B35] L. Corradini, E. Orietti, P. Mattavelli, and S. Saggini, “Digital hysteretic voltage-mode

control for DC-DC converters based on asynchronous sampling,” IEEE Transactions on

Power Electronics, Vol. 24, No. 1, pp. 201–211, 2009.

[B36] Z. Zhao, and A. Prodic, “Continuous-time digital controller for high-frequency DC-DC

converters,” IEEE Transactions on Power Electronics, Vol. 23, No. 2, pp. 564–573, 2008.

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120

[B37] Jaber Abu-Qahouq, Wisam Al-Hoor, Wasfy Michael, Lilly Huang and Issa Batarseh,

“Analysis and Design of an Adaptive-Step-Size Digital Controller For Switching

Frequency Auto-Tuning,” IEEE Transactions on Circuits and Systems I - Regular Papers,

Vol. 56, No. 12, pp. 2749 - 2759, 2009.

[B38] P. Midya, P. T. Krein, and M. F. Greuel, “Sensorless current mode control—An

observer-based technique for DC–DC converters,” IEEE Transactions on Power

Electronics, Vol. 16, No. 4, pp. 522–526, 2001.

[B39] M. Ferdowsi, and A. Emadi, “Estimative current mode control technique for DC–DC

converters operating in discontinuous conduction mode,” IEEE Transactions on Power

Electronics, Vol. 2, No. 1, pp. 20–23, 2004.

[B40] A. Kelly, and K. Rinne, “Sensorless current-mode control of a digital deadbeat DC–DC

converter,” in Proc. 19th Annu. IEEE APEC, Feb. 2004, Vol. 3, pp. 1790–1795.

[B41] S. Mishra, and X. Zhou, “Design Considerations for a Low-Voltage High-Current

Redundant Parallel Voltage Regulator Module System”, IEEE Transactions on Industrial

Electronics, Vol. 58, No. 4, pp. 1330-1338, 2011.

[B42] Jianping Xu, Guohua Zhou and Mingzhi He, “Improved Digital Peak Voltage Predictive

Control for Switching DC–DC Converters”, IEEE Transactions on Industrial Electronics,

Vol. 56, No. 8, pp. 3222 – 3229, 2009.

[B43] Y.-S. Lai, and C.-A. Yeh, “Predictive Digital-Controlled Converter With Peak Current-

Mode Control and Leading-Edge Modulation,” IEEE Transactions on Industrial

Electronics, Vol. 56, No. 6, pp. 1854-1863, 2009.

[B44] F. Luo, and D. Ma, "Design of Digital Tri-mode Adaptive-Output Buck Boost Power

Converter for Power-Efficient Integrated Systems," IEEE Transactions on Industrial

Electronics, Vol. 57, No. 6, pp.2151 - 2160, 2010.

[B45] F. Gonzalez-Espin, E. Figueres, G. Garcera, R. Gonzalez-Medina, and M. Pascual,

"Measurement of the Loop Gain Frequency Response of Digitally Controlled Power

Converters," IEEE Transactions on Industrial Electronics, Vol. 57, No. 8, pp. 2785 -

2796, 2010.

[B46] G. Foo, and M. F. Rahman, “Sensorless Sliding-Mode MTPA Control of an IPM

Synchronous Motor Drive Using a Sliding-Mode Observer and HF Signal Injection,”

IEEE Transactions on Industrial Electronics, Vol. 57, No. 4, pp. 1270 - 1278, 2010.

[B47] F. Genduso, R. Miceli, C. Rando, and G. R.Galluzzo, , "Back EMF Sensorless-Control

Algorithm for High-Dynamic Performance PMSM," IEEE Transactions on Industrial

Electronics, Vol. 57, No. 6, pp.2092 - 2100, 2010.

[B48] A. De Nardo, N. Femia, G. Petrone, G. Spagnuolo, “Optimal Buck Converter Output

Filter Design for Point-of-Load Applications,” IEEE Transactions on Industrial

Electronics, Vol. 57, No. 4, pp. 1330 - 1341, 2010.

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121

CHAPTER 3

[C1] W. Y. Wang, H. H. C. Iu, W. Du, and V. Sreeram, “Multiphase dc-dc converter with high

dynamic performance and high efficiency,” IET Power Electronics, Vol. 4, No. 1, pp.

101-110, 2011.

[C2] A. Yazdani, and R. Iravani, “Control of high-performance switched-mode rectifier

system,” IET Power Electronics, Vol. 152, No. 6, pp. 1451-1458, 2005.

[C3] C. E. Carrejo, E. Vidal-Idiarte, R. Giral, and L. Martinez-Salamero, “Predictive digital

interpolation current control for DC-DC power converters,” IET Power Electronics, Vol.

2, No. 5, pp. 545-554, 2009.

[C4] L. Corradini, A. Costabeber, P. Mattavelli, and S. Saggini, “Time optimal, parameters-

insensitive digital controller for VRM applications with adaptive voltage positioning,”

11th Workshop on Control and Modeling for Power Electronics, pp. 1-8, 2008.

[C5] A. H. Bhat, and P. Agarwal, “DSP-based implementation of capacitor voltage balancing

strategy for a three-phase three-level bidirectional rectifier,” IET Power Electronics, Vol.

2, No. 4, pp. 375-386, 2009.

[C6] D. Maksimovic, R. Zane, and R. Erickson, “Impact of digital control in power

electronics,” Proceedings of the 16th International Symposium on Power Semiconductor

Devices and ICs, 2004, pp. 13-22.

[C7] T. W. Martin, and S. S. Ang, “Digital control for switching converters,” Proceedings of

the IEEE International Symposium on Industrial Electronics, 1995, pp. 480-484.

[C8] D. Trevisan, P. Mattavelli, P. Tenti, “Digital control of single-inductor multiple-output

step-down DC–DC converters in CCM,” IEEE Transactions on Industrial Electronics,

Vol. 55, No. 9, pp. 3476-3483, 2008.

[C9] Ye-Then Chang, and Yen-Shin Lai “Effect of sampling frequency of A/D converter on

controller stability and bandwidth of digital-controlled power converter,” 7th

International Conference on Power Electronics, 2007, pp. 625-629.

[C10] A. J. Forsyth, and Y. K. E.: Ho, “High performance control of the series-parallel

resonant converter,” IET Power Electronics, Vol. 144, No. 2, pp. 131-139, 1997.

[C11] A. E. Leon, J. A. Solsona, and M. I. Valla, “Exponentially convergent estimator to

improve performance of voltage source converters,” IET Power Electronics, Vol. 3, No.

5, pp. 668-680, 2010.

[C12] Kaiwei Yao, Yuancheng Ren, and F. C. Lee “Critical bandwidth for the load transient

response of voltage regulator modules,” IEEE Transactions on Power Electronics, Vol.

19, No. 6, pp. 1454-1461, 2004.

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122

[C13] S. Chen, Y. M. Lai, S. -C. Tan, and C. K. Tse, “Fast response low harmonic distortion

control scheme for voltage source inverters,” IET Power Electronics, Vol. 2, No. 5, pp.

574-584, 2009.

[C14] V. Yousefzadeh, and S. Choudhury, “Nonlinear digital PID controller for DC-DC

converters,” Twenty-Third Annual IEEE Applied Power Electronics Conference and

Exposition, 2008, pp. 1704-1709.

[C15] W. K. Ho, C. C. Hang, and L. S. Cao, “Tuning of PID controllers based on gain and

phase margin specifications,” Automatica, Vol. 31, No. 3, pp. 497-502, 1995.

[C16] M. F. N. Tajuddin, and N. A. Rahim “Small-signal AC modeling technique of buck

converter with DSP based proportional-integral-derivative (PID) controller,” IEEE

Symposium on Industrial Electronics & Applications, pp. 904-909, 2009.

[C17] Liping Guo, J. Y. Hung, and R. M. Nelms “PID controller modifications to improve

steady-state performance of digital controllers for buck and boost converters,”

Seventeenth Annual IEEE Applied Power Electronics Conference and Exposition, 2002,

pp. 381-388.

[C18] D. Garcia, A. Karimi, and R. Longchamp, “Robust PID controller tuning with

specification on modulus margin,” Proceedings of the 2004 American Control

Conference, 2004, Vol. 4, pp. 3297-3302.

[C19] W. K. Ho, O. P. Gan, E. B. Tay, and E. L. Ang: ‘Performance and gain and phase

margins of well-known PID tuning formulas’, IEEE Transactions on Control Systems

Technology, Vol. 4, No. 4, pp. 473-477, 1996.

[C20] Y. Duan, and H. Jin, “Digital controller design for switch mode power converters,”

Fourteenth Annual Applied Power Electronics Conference and Exposition, 1999, pp.

967-973.

[C21] Liping Guo, J. Y. Hung, and R. M. Nelms, “Evaluation of DSP-based PID and fuzzy

controllers for DC–DC converters,” IEEE Transactions on Industrial Electronics, Vol. 56,

No. 6, pp. 2237-224, 2009.

[C22] Haitoa Hu, V. Yousefzadeh, and D. Maksimovic, “Nonlinear control for improved

dynamic response of digitally controlled DC-DC converters,” 37th IEEE Power

Electronics Specialists Conference, 2006, pp. 1-7.

[C23] R. C.Loxton, K. L. Teo, V. Rehbock, and W. K. Ling, “Optimal switching instants for a

switched-capacitor DC/DC power converter,” Automatica, Vol. 45, No. 4, pp. 973-980,

2009.

[C24] Kiam Heong Ang, G. Chong, and Yun Li, “PID control system analysis, design, and

technology,” IEEE Transactions on Control Systems Technology, Vol. 13, No. 4, pp.

559-576, 2005.

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123

[C25] Robert W. Erickson, Dragan Maksimovic, “Fundamentals of power electronics,” 2nd

edition, Springer, 2001.

[C26] V. Arikatla, and J. A. Abu Qahouq, “An Adaptive Digital PID controller scheme for

power converters,” IEEE Energy Conversion Congress and Exposition, 2010, pp. 223-

227.

[C27] J. A. Abu Qahouq, V. Arikatla, Thanukamalam Arunachalam, “Modified Digital Pulse

Width Modulator for Power Converters with Reduced Modulation Delay,” Journal of

Power Electronics, Accepted in October 2011 for Publication.

CHAPTER 4

[D1] M. Castilla, L. G. de Vicuna, J. M. Guerrero, J. Matas, and J. Miret, “Designing VRM

hysteretic controllers for optimal transient response,” IEEE Transaction on Industrial

Electronics, Vol. 54, No. 3, pp. 1726–1738, 2007.

[D2] S. Lim, J. Fan, and A. Huang, “Transient Voltage Clamp (TVC) Circuit Design Based on

Constant Load Line Impedance for Voltage Regulator Module (VRM)”, IEEE

Transactions on Industrial Electronics, Vol. 57 , No. 12, pp. 4085 – 4094, 2010.

[D3] J. A. Abu Qahouq, V. P. Arikatla, “Power Converter with Digital Sensorless Adaptive

Voltage Positioning Control Scheme,” IEEE Transactions on Industrial Electronics, Vol.

58, No. 9, pp. 4105 - 4116, 2011.

[D4] S.K. Mishra, “ Design-Oriented Analysis of Modern Active Droop-Controlled Power

Supplies”, IEEE Transactions on Industrial Electronics, Vol. 56, Vo. 9, pp. 3704 – 3708,

2009.

[D5] F. Zhang, and Y. Yan, "Start-Up Process and Step Response of a DC¨CDC Converter

Loaded by Constant Power Loads," IEEE Transactions on Industrial Electronics, Vol. 58,

No. 1, pp. 298 – 304, 2011.

[D6] M. Jinno, P.-Y. Chen, Y.-C. Lai, and K. Harada, “Investigation on the Ripple Voltage

and the Stability of SR Buck Converters With High Output Current and Low Output

Volt,” IEEE Transactions on Industrial Electronics, Vol. 57, No. 3, pp. 1008-1016.

[D7] G. Feng , E. Meyer, and Y.-F. Liu, "A new digital control algorithm to achieve optimal

dynamic performance in DC-to-DC converters," IEEE Transactions on Power

Electronics, Vol. 22, No. 4, pp. 1489 – 1498, 2007.

[D8] Z. Lukić, Z. Zhao, S. M. Ahsanuzzaman, and A. Prodić, “Self-Tuning Digital Current

Estimator for Low-Power Switching Converters,” IEEE Applied Power Electronics

Conference and Exhibition, APEC’2008, pp. 529 - 534.

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124

[D9] B. Miao, R. Zane, and D. Maksimović, “Automated Digital Controller Design for

Switching Converters,” 36th Annual IEEE Power Electronics Specialists Conference,

PESC'05 Record. , 2005, pp. 2729 – 2735.

[D10] D. Maksimovic, R. Zane, and R. Erickson, “Impact of digital control in power

electronics,” The 16th International Symposium on Power Semiconductor Devices and

ICs 2004, Proceedings ISPSD '04, pp. 13-22.

[D11] Liping Guo, J.Y. Hung, and R.M. Nelms, “Evaluation of DSP-Based PID and Fuzzy

Controllers for DC–DC Converters,” IEEE Transactions on Industrial Electronics, Vol.

56, No. 6, pp. 2237 – 2248, 2009.

[D12] T.W. Martin, and S.S. Ang, “Digital control for switching converters,” Proceedings of the

IEEE International Symposium on Industrial Electronics, 1995, pp. 480-484.

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output step-down DC–DC converters in CCM,” IEEE Transactions on Industrial

Electronics, Vol. 55, No. 9, pp. 3476-3483, 2008.

[D14] Sanbao Zheng, and D. Czarkowski, “Modeling and Digital Control of a Phase-Controlled

Series–Parallel Resonant Converter,” IEEE Transactions on Industrial Electronics, Vol.

54, No. 2, pp. 707-715, 2007.

[D15] Y. Qiu, H. Liu, X. Chen, “Digital Average Current-Mode Control of PWM DC-DC

Converters Without Current Sensors,” IEEE Transactions on Industrial Electronics, Vol.

57 , No. 5, pp. 1670 – 1677, 2010.

[D16] Jianping Xu, Guohua Zhou, and Mingzhi He, “Improved Digital Peak Voltage Predictive

Control for Switching DC–DC Converters,” IEEE Transactions on Industrial Electronics,

Vol. 56, No. 8, pp. 3222 - 3229, 2009.

[D17] Ye-Then Chang, and Yen-Shin Lai, “Effect of sampling frequency of A/D converter on

controller stability and bandwidth of digital-controlled power converter,” 7th

International Conference on Power Electronics 2007, pp. 625-629.

[D18] Feng Luo, Dongsheng Ma, “Design of Digital Tri-mode Adaptive-Output Buck–Boost

Power Converter for Power-Efficient Integrated Systems,” IEEE Transactions on

Industrial Electronics, Vol. 57, No. 6, pp. 2151 - 2160, 2010.

[D19] A. Costabeber, P. Mattavelli, S. Saggini, and A. Bianco, “Digital Autotuning of dc-dc

Converters Based on Model Reference Impulse Response,” IEEE Applied Power

Electronics Conference and Exhibition, APEC’2010, pp. 1287 - 1294.

[D20] W. Stefanutti, P. Mattavelli, S. Saggini, and M. Ghioni, “Autotuning of digitally

controlled buck converters based on relay feedback,” IEEE Transactions on Power

Electronics, Vol. 22, No. 1, pp. 199–207, 2007.

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[D21] J. Morroni, R. Zane, and D. Maksimovic, “Design and implementation of an adaptive

tuning system based on desired phase margin for digitally controlled DC-DC converters,”

IEEE Transactions on Power Electronics, Vol. 24, No. 2, pp. 559–564, 2009.

[D22] S. Saggini, W. Stefanutti, E. Tedeschi, and P. Mattavelli, “Digital Deadbeat Control

Tuning for dc-dc Converters Using Error Correlation,” IEEE Transactions on Power

Electronics, Vol. 22, No. 4, pp. 1566 - 1570, 2007.

[D23] S. Saggini, A. Costabeber, and P. Mattavelli, “A Simple Digital Autotuning For Analog

Controller in SMPS,” IEEE Transactions on Power Electronics, Vol. 25, No. 8, pp. 2170

- 2178, 2010.

[D24] A. Costabeber, P. Mattavelli, S. Saggini, and A. Bianco, “Digital Autotuning of dc-dc

Converters Based on Model Reference Impulse Response,” IEEE Transactions on Power

Electronics, Vol. 26, No. 10, pp. 1287 – 1294, 2011.

[D25] J. Morroni, L. Corradini, R. Zane, and D. Maksimovic, “Adaptive Tuning of Switched-

Mode Power Supplies Operating in Discontinuous and Continuous Conduction Modes,”

IEEE Transactions on Power Electronics, vol. 24, No. 11, pp. 2603 - 2611, 2009.

[D26] Yang Qiu, Kaiwei Yao, Yu Meng, Ming Xu, F.C. Lee, and Mao Ye, “Control-loop

bandwidth limitations for multiphase interleaving buck converters,” Annual IEEE

Applied Power Electronics Conference and Exposition, 2004. APEC '04., Vol. 2, No. 2,

pp. 1322 - 1328.

[D27] Yang Qiu, Ming Xu, Kaiwei Yao, Yu Meng, J. Sun, and F.C. Lee, “Multifrequency

Small-Signal Model for Buck and Multiphase Buck Converters,” IEEE Transactions on

Power Electronics, Vol. 21, No. 5, pp. 1185 - 1192, 2006.

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for Peak-Current Controlled Voltage Regulators,” IEEE Transactions on Power

Electronics, Vol. 22, No. 4, pp. 1253 - 1260, 2007.

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Response Decoupling in a Multi-phase VRM by applying Linear-Non-Linear Control,”

IEEE International Symposium on Industrial Electronics, 2007. ISIE 2007., pp. 3373 -

3378.

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converters,” IEEE 33rd Annual Power Electronics Specialists Conference, 2002. pesc

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digitally controlled DC–DC converters using ripple compensation,” IEEE Transactions

on Industrial Electronics, Vol. 55, No. 4, pp. 1501-1508, 2008.

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Simulation Model and Adaptive Design for DC-DC Power Converters,” the Journal of

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International Review on Modelling and Simulations (I.RE.MO.S.), Vol. 4, No.4, August

2011.

CHAPTER 5

[E1] Xunwei Zhou, Pit-Leong Wong, Peng Xu, F.C. Lee, and A. Q. Huang, “Investigation of

candidate VRM topologies for future microprocessors,” IEEE Transactions on Power

Electronics, Vol. 15, No. 6, pp. 1172 – 1182, 2000.

[E2] G. Ortiz, D. Bortis, J. Biela, and J. W. Kolar, “Optimal Design of a 3.5-kV/11-kW DC–

DC Converter for Charging Capacitor Banks of Power Modulators,” IEEE Transactions

on Plasma Science, Vol. 38, No. 10, pp. 2565 - 2573, 2010.

[E3] A. Dolgov, R. Zane, and Z. Popovic, “Power Management System for Online Low Power

RF Energy Harvesting Optimization,” IEEE Transactions on Circuits and Systems I, Vol.

57, No. 7, pp. 1802 - 1811, 2010.

[E4] Hui Li, Fang Zheng Peng, and J. S. Lawler, “A natural ZVS medium-power bidirectional

DC-DC converter with minimum number of devices,” IEEE Transactions on Industry

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[E5] A. Emadi, S. S. Williamson, and A. Khaligh, “Power electronics intensive solutions for

advanced electric, hybrid electric, and fuel cell vehicular power systems,” IEEE

Transactions on Power Electronics, Vol. 21, No. 3, pp. 567 - 577, 2006.

[E6] Y. S. Lee, S. J. Wang, and S. Y. R. Hui, “Modeling, Analysis, and Application of Buck

Converters in Discontinuous-Input-Voltage Mode Operation,” IEEE Transactions on

Power Electronics, Vol. 12, No. 2, pp. 350–360, 1997.

[E7] Jean Paulo Rodrigues, Samir Ahmad Mussa, Marcelo Lobo Heldwein, and Arnaldo Jos´e

Perin, “Three-Level ZVS Active Clamping PWM for the DC–DC Buck Converter,”

IEEE Transactions on Power Electronics, Vol. 24, No. 10, pp. 2249–2258, 2009.

[E8] B.J. Patella, A. Prodic, A. Zirger, and D. Maksimovic, “High-frequency digital PWM

controller IC for DC-DC converters”, IEEE Transactions on Power Electronics, Vol. 18,

No. 1, Part 2, pp. 438 – 446, 2003.

[E9] V. Yousefzadeh, T. Takayama, and D. Maksimovic, “Hybrid DPWM with Digital Delay-

Locked Loop,” 2006 IEEE Computers in Power Electronics Workshop, 2006, pp. 142-

148.

[E10] A. Syed, E. Ahmed, E. Alarcon, and D. Maksimovic, “Digital Pulse Width Modulator

Architectures,” 35th Annual IEEE Power Electronics Specialist Conference, 2004, pp.

4689-4695.

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[E11] O. Trescases, Guowen Wei, and Wai Tung Ng, “A Segmented Digital Pulse Width

Modulator with Self-Calibration for Low-Power SMPS,” IEEE Conference on Electronic

Devices and Solid-State Circuits, 2005, pp.367-370.

[E12] J. Xiao, A. V. Peterchev, J. Zhang, and S. R. Sanders, “An ultra-low-power digitally-

controlled buck converter IC for cellular phone applications,” Nineteenth Annual IEEE

Applied Power Electronics Conference and Exposition, APEC 2004, 2004, pp. 383–391.

[E13] D. Trevisan, P. Mattavelli, and P. Tenti, “Digital control of single-inductor multiple-

output step-down DC–DC converters in CCM,” IEEE Transactions on Industrial

Electronics, Vol. 55, No. 9, pp. 3476-3483, 2008.

[E14] C. E. Carrejo, E. Vidal-Idiarte, R. Giral, and L. Martinez-Salamero, “Predictive digital

interpolation current control for DC-DC power converters,” IET Power Electronics, Vol.

2, No. 5, pp. 545-554, 2009.

[E15] W. Y. Wang, H. H. C. Iu, W. Du, and V. Sreeram, “Multiphase dc-dc converter with

high dynamic performance and high efficiency,” IET Power Electronics, Vol. 4, No. 1,

pp. 101-110, 2011.

[E16] Guang Feng, E. Meyer, and Yan-Fei Liu, “A new digital control algorithm to achieve

optimal dynamic performance in DC-to-DC converters,” IEEE Transactions on Power

Electronics, Vol. 22, No. 4, pp. 1489-1498, 2007.

[E17] Kaiwei Yao, Yuancheng Ren, and Lee F.C. “Critical bandwidth for the load transient

response of voltage regulator modules,” IEEE Transactions on Power Electronics, Vol.

19, No. 6, pp. 1454-1461, 2004.

[E18] Yu-Huei Lee, Shih-Jung Wang, Chun-Yu Hsieh, and Ke-Horng Chen, “Current mode

DC-DC buck converters with optimal fast-transient control,” IEEE International

Symposium on Circuits and Systems, 2008, pp. 3045 – 3048.

[E19] A. H. Bhat, and P. Agarwal, “DSP-based implementation of capacitor voltage balancing

strategy for a three-phase three-level bidirectional rectifier,” IET Power Electronics, Vol.

2, No. 4, pp. 375-386, 2009.

[E20] A. Yazdani, and R. Iravani, “Control of high-performance switched-mode rectifier

system,” IET Power Electronics, Vol. 152, No. 6, pp. 1451 - 1458, 2005.

[E21] A. E. Leon, J. A. Solsona, and M. I. Valla, “Exponentially convergent estimator to

improve performance of voltage source converters,” IET Power Electronics, Vol. 3, No.

5, pp. 668-680, 2010.

[E22] A. Khaligh, P. Chapman, and S. S. Raghavan, “Control of voltage regulator modules

using anticipated load transients,” IET Power Electronics , Vol. 4 , No. 6, pp. 651 – 656,

2011.

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[E23] O. Abdel-Rahman, and I. Batarseh, “Dynamic PWM Ramp Signal to Improve Load

Transient in DCM and Mode Hoping Operation,” IEEE Power Electronics Specialists

Conference, 2007, pp. 2016 – 2022.

[E24] V. Yousefzadeh, and S. Choudhury, “Nonlinear digital PID controller for DC-DC

converters,” Twenty-Third Annual IEEE Applied Power Electronics Conference and

Exposition, 2008, pp. 1704 – 1709.

[E25] V. Arikatla, and J. A. Abu Qahouq, “An Adaptive Digital PID controller Scheme for

Power Convrters,” IEEE Energy Conversion Congress and Exposition, 2010, pp. 223-

227.

[E26] Liping Guo, J. Y. Hung, and R. M. Nelms “PID controller modifications to improve

steady-state performance of digital controllers for buck and boost converters,”

Seventeenth Annual IEEE Applied Power Electronics Conference and Exposition, 2002,

pp. 381-388.

[E27] Weihong Qiu, Greg Miller, and Zhixiang Liang, “Dual-Edge Pulse Width Modulation

Scheme for Fast Transient Response of Multiple-Phase Voltage Regulators,” IEEE Power

Electronics Specialists Conference, 2007, pp. 1563 – 1569.

[E28] Yanxia Gao, Shuibao Guo, Yanping Xu, Shi Xuefang Lin, and B. Allard, “FPGA-based

DPWM for digitally controlled high-frequency DC-DC SMPS,” 3rd International

Conference on Power Electronics Systems and Applications, 2009, pp. 1 - 7.

[E29] Shuibao Guo, Yanxia Gao, Yanping Xu, Xuefang Lin-Shi, and B. Allard, “Digital PWM

controller for high-frequency low-power DC-DC switching mode power supply,” IEEE

6th International Power Electronics and Motion Control Conference, 2009, pp. 1340 -

1346.

[E30] J. A. Abu Qahouq, V. Arikatla, and Thanukamalam Arunachalam, “Modified Digital

Pulse Width Modulator for Power Converters with Reduced Modulation Delay,” Journal

of Power Electronics, Accepted in October 2011 for Publication.

[E31] V. Arikatla, and J. A. Abu Qahouq, “An Adaptive Digital PID controller scheme for

power converters,” IET Power Electronics, Accepted in October 2011 for Publication.

CHAPTER 6

[F1] J. A. Abu Qahouq, and V. Arikatla, “Power Converter With Digital Sensorless Adaptive

Voltage Positioning Control Scheme,” IEEE Transactions on Industrial Electronics, Vol.

58 , No. 9, pp. 4105 – 4116, 2011.

[F2] V. Arikatla, and J. A. Abu Qahouq, “An Adaptive Digital PID controller scheme for

power converters,” IEEE Energy Conversion Congress and Exposition (ECCE), 2010,

pp. 223 - 227.

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[F3] V. Arikatla, and J. A. A. Qahouq, “DC-DC Power Converter with digital PID controller,”

Twenty-Sixth Annual IEEE Applied Power Electronics Conference and Exposition

(APEC), 2011, pp. 327 – 330.

[F4] V. Arikatla, and J.A.A. Qahouq, “Dynamic digital variable switching frequency control

scheme for power converters,” Twenty-Sixth Annual IEEE Applied Power Electronics

Conference and Exposition (APEC), 2011, pp. 253 – 257.

[F5] V. Arikatla, and J.A.A. Qahouq, “Dynamic Response Improvement of Power Converter

Using an Adaptive Frequency Control Law,” IEEE Energy Conversion Congress and

Exposition (ECCE), 2011.

[F6] V. Arikatla, and J. A. Abu Qahouq, “An Adaptive Digital PID controller scheme for

power converters,” IET Power Electronics, Accepted in October 2011 for Publication.