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Board of Governors of the Federal Reserve System FRY-6 0MB Number 7100-0297 Approval expires November 30, 2019 Page 1 of 2 Annual Report of Holding Companies-FR Y-6 Report at the close of business as of the end of fiscal year This Report is required by law: Section 5( c)(1 )(A) of the Bank Holding Company Act (12 U.S.C. § 1844(c)(1)(A)); sections 8(a) and 13(a) of the Inteational Banking Act (12 U.S.C. §§ 3106(a) and 3108(a)); sections 11(a)(1), 25, and 25A of the Federal Reserve Act (12 U.S.C. §§ 248(a)(1), 602, and 611a); and sec- tions 113,165,312,618, and 809 of the Dodd-Frank Act (12 U.S.C. §§ 5361, 5365, 5412, 1850a(c)(1). and 5468(b)(1)). Return to the appropriate Federal Resee Bank the original and the number of copies specified. NOTE: The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This Individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director,the chairman of the board must sign the report. If the holding company is an ESOP/ESOT formed as a corporation or is an LLC, see the General Instructions for the authorized individual who must sign the report. I, Malcolm Holland Name of the Holding Company Director and Official C hairman and CEO Title of the Holding Company Director and Official attest that the Annual Repo of Holding Companies (including the supportng attachments) for this report date has been pre- pared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief. With respect to information regarding individuals contained in this report, the Reporter certes that it has the authority to provide this information to the Federal Resee. The Reporter also certifies that it has the authorit on behalf of each invidual, to consent or object to public release of information regarding that individual. The Federal Resee may assume, in the absence of a request for confidential treatment submitted In accordance with the Board's "Rules Regarding Availability of Information," 12 C.FR. Pa 261, that the Repoer in iv/dual consent to public release of all details i e ing that individual. Signature of Holding Company Director and Official 03/28/2018 Date of Signature For holding companies not registered with the SE Indicate status of Annual Report to Shareholders: 0 is i ncluded wi th the FR Y-6 report 0 will b e sent under separate cover 0 is not prepared For Federal Resee Bank Use Only RSSDID C.I. This report form is to be filed by all top-Iler bank holding compa- nies, top-lier savings and loan holding companies, and U.S. inter- mediate holding companies organized under U.S. law, and by any foreign banking organizaUon that does not meet the require- ments of and is not treated as a qualifying foreign banking orga- nization under Section 211.23 of Regulation K (12 C. F.R. § 211.23). (See page one of the general instructions for more detail of who must file.) The Federal Resee may not conduct or spon- sor, and an organization (or a person) is not required to respond to, an information collection unless ii displays a currently valid 0MB control number. Date of Report (top-tier holding company's fiscal year-end): December 31, 2017 Month/ Day / Year 549300F3SMOML02SC814 Repoer's Legal Entity Identifier (LEI) (20-Character LEI Code) Repoer's Name, Street, and Mailing Address Veritex Holdi n s Inc Legal Title of Holding Company 8214 Westchester Drive,Suite400 (Mailing Address of the Holding Company) Street/ P. O. Box Dallas TX 75225 City State Zip Code Physical Location (if different from mailing address) Person to whom questions about this report should be directed: NoraenSk�CF O Name 972-349-6136 Area Code/ Phone Number/ Extension 972 -349-6155 Area Code/ FAX Number nskelly@veritexbank.com E-mail Address veritexbank.com ------------ Title Address (URL) for the Holding Company's web page :� in �:!t -� e u �' e f r �:. o i . �. f . . . In accordance wi th the General Instructions for this report (check only one), 1 . : i �=n . g _ this request is . b . ei . n g rovided a l n ......... . O 2 . a letter j ust ifyin g this request has b een provided separately . .. D NOTE: In f ormati on for which confidential treatment is b ein g requested must b e provided separat ely and lab eled as "confidential . " Public reporting burden for this information collection is estimated to va from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to gather and maintain data in the required form and lo review instructions and complete the information collection. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to: Secretary, Board of Governo of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551, and to the Office of Management and Budget, Paperwork Reduction Project (7100-0297), Washington, DC 20503, 03/2018

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Page 1: Annual Report of Holding Companies-FR Y-6/media/Documents...2017/12/31  · Annual Report of Holding Companies-FR Y-6 Report at the close of business as of the end of fiscal year This

Board of Governors of the Federal Reserve System

FRY-6 0MB Number 7100-0297 Approval expires November 30, 2019 Page 1 of 2

Annual Report of Holding Companies-FR Y-6

Report at the close of business as of the end of fiscal year

This Report is required by law: Section 5( c)( 1 )(A) of the Bank Holding Company Act (12 U.S.C. § 1844(c)(1)(A)); sections 8(a) and 13(a) of the International Banking Act (12 U.S.C. §§ 3106(a) and 3108(a)); sections 11(a)(1), 25, and 25A of the Federal Reserve Act (12 U.S.C. §§ 248(a)(1), 602, and 611a); and sec­tions 113,165,312,618, and 809 of the Dodd-Frank Act (12 U.S.C. §§ 5361, 5365, 5412, 1850a(c)(1). and 5468(b)(1)). Return to theappropriate Federal Reserve Bank the original and the number ofcopies specified.

NOTE: The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This Individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chairman of the board must sign the report. If the holding company is an ESOP/ESOT formed as a corporation or is an LLC, see the General Instructions for the authorized individual who must sign the report. I, Malcolm Holland

Name of the Holding Company Director and Official

C hairman and CEO Title of the Holding Company Director and Official

attest that the Annual Report of Holding Companies (including the support.Ing attachments) for this report date has been pre­pared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief.

With respect to information regarding individuals contained in this report, the Reporter certifies that it has the authority to provide this information to the Federal Reserve. The Reporter also certifies that it has the authority, on behalf of each individual, to consent or object to public release of information regarding that individual. The Federal Reserve may assume, in the absence of a request for confidential treatment submitted In accordance with the Board's "Rules Regarding Availability of Information," 12 C.F.R. Part 261, that the Reporter in iv/dual consent to public release of all details i ri e ing that individual.

Signature of Holding Company Director and Official

03/28/2018 Date of Signature

For holding companies not registered with the SEC-Indicate status of Annual Report to Shareholders: 0 is included with the FR Y-6 report 0 will b e sent under separate cover 0 is not prepared

For Federal Reserve Bank Use Only

RSSDID C.I.

This report form is to be filed by all top-Iler bank holding compa­nies, top-lier savings and loan holding companies, and U.S. inter­mediate holding companies organized under U.S. law, and by any foreign banking organizaUon that does not meet the require­ments of and is not treated as a qualifying foreign banking orga­nization under Section 211.23 of Regulation K (12 C.F.R. § 211.23). (See page one of the general instructions for more detail of who must file.) The Federal Reserve may not conduct or spon­sor, and an organization (or a person) is not required to respond to, an information collection unless ii displays a currently valid 0MB control number.

Date of Report (top-tier holding company's fiscal year-end):

December 31, 2017 Month / Day / Year

549300F3SMOML02SC814 Reporter's Legal Entity Identifier (LEI) (20-Character LEI Code)

Reporter's Name, Street, and Mailing Address

Veritex Holdin s Inc Legal Title of Holding Company

8214 Westchester Drive, Suite 400 (Mailing Address of the Holding Company) Street/ P.O. Box

Dallas TX 75225 City State Zip Code

Physical Location (if different from mailing address)

Person to whom questions about this report should be directed: NoraenSk�� CF O Name

9 72-349-6136 Area Code/ Phone Number/ Extension

972 -349-6155 Area Code / FAX Number

[email protected] E-mail Address

veritexbank.com

------------

Title

Address (URL) for the Holding Company's web page

:� i������n

�����:!���t

- �e

�u

��'.e

� f�

r

��:. �o

�i��. �.f .. . �

In accordance with the General Instructions for this report (check only one),

1.

:it�t����=���n.g _this request is. b.ei.ng �

rovided al�n� ......... .. O

2. a letter justifying this request has b een provided separately ... DNOTE: Information for which confidential treatment is b eing requested

must b e provided separately and lab eled as "confidential ."

Public reporting burden for this information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to gather and maintain data in the required form and lo review instructions and complete the information collection. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to: Secretary, Board of Governorn of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551, and to the Office of Management and Budget, Paperwork Reduction Project (7100-0297), Washington, DC 20503, 03/2018

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Report Item 1 :

Form FR Y-6

Veritex Holdings, Inc. Dallas Texas

Fiscal Year Ending December 31, 2017

Veritex Holdings, Inc., the bank holding company, does prepare an annual

report for its shareholders, filed with the SEC (10-K Annual Report).

Report Item 2(a): Organizational Chart

VHl(LEI)

VCB(LEI)

100% ownership

I

Veritex Community Bank

Dallas, Texas Incorporated in Texas

Veritex Holdings, Inc. Dallas, Texas

._ ___ 1_n_c _or .. rp_,o_ra_1_ed_ln_T_ e_x_as ___ _

100% ownership

I

Parkway National Capital Trust I

Plano, Texas Incorporated in Texas

P arkway National Capital Trust land SovDallas Capital Trust I have a legal entity identifier (LEI) number.

549300F3SMOML02SC814 �ttps:ffw1w,.snl.com/web(cliont?au1h=fnhenvtc9rnparw/orofifo?id=1253133

549300Q2EZN03H86ED06 hupsJ/v,ww.snl.com/web/cllenl?auth=inheril#company/prollle?id=401l9484

100% ownership

SovDallas Capital Trust I

Dallas, Texas Incorporated In Texas

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