FR Y-6 OMB Number 7100-0297 Approval expires September 30 2018 Page 1of 2

Annual Report of Holding Companies-FRY-

Board of Governors of the Federal Reserve System

Report at the close of business as of the end of fiscal year

This Report is required by law Section 5(c)(1 )(A) of the Bank Holding Company Act (12 USC sect 1844 (c)(1 )(A)) Section 8(a) of the International Banking Act (12 USC sect 3106(a)) Sections 11(a)(1) 25 and 25A of the Federal Reserve Act (12 USC sectsect 248(a)(1) 602 and 611a) Section 21113(c) of Regulation K (12 CFR sect 211 13(c)) and Section 2255(b) of Regulation Y (12 CFR sect 2255(b)) and section 10(c)(2)(H) of the Home Owners Loan Act Return to the appropriate Federal Reserve Bank the original and the number of copies specified

This report form is to be filed by all top-tier bank holding compashynies and top-tier savings and loan holding companies organized under US law and by any foreign banking organization that does not meet the requirements of and is not treated as a qualifyshying foreign banking organization under Section 211 23 of Regulation K (12 CFR sect 211 23) (See page one of the general instructions for more detail of who must file) The Federal Reserve may not conduct or sponsor and an organization (or a person) is not required to respond to an information collection unless it displays a currently valid OMB control number

NOTE The Annual Report of Holding Companies must be signed by one director of the top-tier holding company This individual should also be a senior official of the top-tier holding company In the event that the top-tier holding company does not have an individual who is a senior official and is also a director the chairshyman of the board must sign the report

I William R Finney Name of the Holding Company Director and Official

Vice President West Alabama Capital Corp Title of the Holding Company Director and Official

attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been preshypared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief

With respect to information regarding individuals contained in this report the Reporter certifies that it has the authority to provide this information to the Federal Reserve The Reporter also certifies that it has the authority on behalf of each individual to consent or object to public release of information regarding that individual The Federal Reserve may assume in the absence of a request for confidential treatment submitted in accordance with the Boards Rules Regarding Availability of Information 12 CFR Part 261 that the Reporter am individual consent to public release of all details in th re rt conce g 1 ilidual

Signature of Holding Company Director and Official

03252016 Date of Signature

For holding companies 1QJ registered with the SEC-Indicate status of Annual Report to Shareholders

0 is included with the FR Y-6 report

Ii(] will be sent under separate cover

0 is not prepared

For Federal Reserve Bank Use Only

RSSDID og5lSSCI

Date of Report (top-tier holding companys fiscal year-end)

December 31 2015 Month I Day I Year

Reporte(s Legal Entity Identifier (LEI) (20-Character LEI Code)

Reporters Name Street and Mailing Address West Alabama Capital Corp Legal Title of Holding Company

509 First Avenue West (PO Box 310) (Mailing Address of the Holding Company) Street I PO Box

Reform AL 35481 City State Zip Code

Physical Location (if different from mailing address)

Person to whom questions about this report should be directed Nancy J Turner Sr VPCFO

~~~~~~~~~~~~

Name Title

205-375-9551 -255 Area Code I Phone Number I Extension

205-375-9482 Area Code I FAX Number

nturnerwabtcom E-mail Address

wwwwabtcom (subsidiarys URL address) Address (URL) for the Holding Companys web page

Does the reporter request confidential treatment for any portion of this submission

D Yes Please identify the report items to which this request applies

D In accordance with the instructions on pages GEN-2 and 3 a letter justifying the request is being provided

D The infonmation for which confidential treatment is sought is being submitted separately labeled Confidential

[8) No

Public reporting burden for this information collection is estimated to vary from 13 to 101 hours per response with an average of 525 hours per response including time to gather and maintain data in the required form and to review instructions and complete the information collection Send comments regarding this burden estimate or any other aspect of this collection of information including suggestions for reducing this burden to Secretary Board of Governors of the Federal Reserve System 20th and C Streets NW Washington DC 20551 and to the Office of Management and Budget Paperwork Reduction Project (7100-0297) Washington DC 20503

122015

FR Y-6 Page 2 of 2

For Use By Tiered Holding Companies Top-tiered holding companies must list the names mailing address and physical locations of each of their subsidiary holding companies below

Physical Location (if different from mailing address) Physical Location (if different from mailing address)

NA Legal Title of Subsidiary Holding Company Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street I PO Box (Mailing Address of the Subsidiary Holding Company) Street I PO Box

City State Zip Code City State Zip Code

Physical Location (if different from mailing address) Physical Location (if different from mailing address)

Legal Title of Subsidiary Holding Company Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street I PO Box (Mailing Address of the Subsidiary Holding Company) Street IP 0 Box

City State Zip Code City State Zip Code

Physical Location (if different from mailing address) Physical Location (if different from mailing address)

Legal Title of Subsidiary Holding Company Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street I PO Box (Mailing Address of the Subsidiary Holding Company) Street I PO Box

City State Zip Code City State Zip Code

Physical Location (if different from mailing address) Physical Location (if different from mailing address)

Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street I PO Box

City State Zip Code

Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street I PO Box

City State Zip Code

122012

FORMFRY-6 West Alabama Capital Corp

Reform Alabama Fiscal Year Ending December 31 2015

Report Item 1 West Alabama Capital Corp does not prepare an annual report for its shareholders

Report Item 2 Organizational Chart

West Alabama Capital Corp Reform Alabama

LEI - NA

I I I

West Alabama Bank amp Trust Reform Alabama 100

LEI - NA

I

West Alabama Capital Trust Reform Alabama 100

LEI - NA

I I

WABampT Financial Services Inc Reform Alabama

100 LEI - NA

Central Alabama Title Center LLC Montgomery Alabama

2632 LEI - NIA

N_Q - 5~eou) -pu(-p(he 1etlid-e middot All entities list above were incorporated in the State of Alabama

Results A list of branches for your depository institution WEST ALABAMA BANK amp TRUST (ID_ RSSD 501132)

This depository institution is held by WEST ALABAMA CAPITAL CORP (10B5255) of REFORM AL v The data are as of 12312015 Data reflects information that was received and processed through 01072016

Reconclllatlon and Verlflcation Steps

1 In the Data Action column of each branch row enter one or more of the actions specified below

2 If required enter the date in the Effective Date column

Actions

OK If the branch information is correct enter OK in the Data Action column

Change If the branch information is incorrect or incomplete revise the data 1 enter Changebull in the Data Action column and the date when this information first became valid in the Effective Date column

Close If a branch listed was sold or closed enter 1Close in the Data Action column and the sale or closure date in the Effective Date column

Delete If a branch listed was never owned by this depository institution enter Delete in the Data Act ion column

Add If a reportable branch is missing insert a row add the branch data and enter Add in the Data Act ion column and the opening or acquisition date in the Effective Date column

If printing this list you may need to adjust your page setup in MS Excel Try using landscape orientation page scaling andor legal sized paper

Submission Procedure When you are finished send a saved copy to your FRB contact See the detailed instructions on this site for more information

If you are e-mailing this to your FRB contact put your institution name city and state in the subject line of the e-mail

Note

To satisfy the FR Y-10 reporting requirements you must also submit FR Y-10 Domestic Branch Schedules for each bra nch with a Data Action of Change Close Delete or Add

The FR Y-10 report may be submitted in a hardcopy format or via the FR Y-10 Online application -httpsylOonlinefederalreservegov

bullFDIC UNINUM Office Number and ID_RSSD columns are for reference only Verification of these values is not required

Data Action Effective Date Branch Service Type Branch ID RSSDbull Popular Name Street Address City

OK Full Service (Head Office) 501132 WEST ALABAMA BANK amp TRUST 509 FIRST AVENUE WEST REFORM

OK Full Service 73B93B ALICEVILLE BRANCH 3RD AVENUE AND BROAD STREET ALICEVILLE

OK Limited Service 923631 DRIVE IN BRANCH 713 MEMORIAL PARKWAY WEST ALICEVILLE

OK Full Service 2055657 BUTLER BRANCH 119 WEST PUSHMATAHA STREET BUTLER

OK Full Service 537739 CARROLLTON BRANCH B6 COURT SQUARE CARROLLTON

OK Limited Service 437530 ETHELSVILLE BRANCH 507 MAIN STREET ETHELSVILLE

OK Full Service 205S639 FAYITTE BRANCH 305 2ND STREET NORTHEAST FAYITTE

OK Full Service 529239 GORDO BRANCH 24S MAIN STREET SOUTH GORDO

OK Full Service 2055611 LIVINGSTON BRANCH 211 LAFAYITTE STREET LIVINGSTON

OK Full Service 541932 M ARION BRANCH 1014 WASHINGTON STREET MARION

OK Full Service 54333B MILLPORT BRANCH 30330 HIGHWAY 17 MILLPORT

OK Full Service 3472952 NORTHPORT BRANCH 31 MCFARLAND BOULEVARD NORTHPORT

OK Full Service 2945703 HIGHWAY 69S BRANCH 76BO HIGHWAY 69S TUSCALOOSA

OK Full Service 2739993 WOODSTOCK BRANCH 2B921 HIGHWAY 5 WOODSTOCK

State Zip Code

AL 354Bl

AL 3S442

AL 35442

AL 36904

AL 3S447

AL 35461

AL 3S555

AL 35466

AL 35470

AL 367S6

AL 35576

AL 35476

AL 35405

AL 351BB

County

PICKENS

PICKENS

PICKENS

CHOCTAW

PICKENS

PICKENS

FAYITTE

PICKENS

SUMTER

PERRY

LAMAR

TUSCALOOSA

TUSCALOOSA

BIBB

Country FDIC UNINUMbull Office Numberbull Head Office Head Office ID RSsDbull Comments

UNITED STATES 103Bl 0 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES B037 3 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 227626 4 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 265037 9 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 9B23 7 W EST ALABAMA BANK amp TRUST 501132

UNITED STATES 237566 1 W EST ALABAMA BANK amp TRUST 501132

UNITED STATES 44521 11 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 237567 2 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 265039 10 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 14639 14 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 10B59 15 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 4S5255 20 W EST ALABAMA BANK amp TRUST 501132

UNITED STATES 357262 17 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 1B62B9 lB WEST ALABAMA BANK amp TRUST 501132

I

FORMFRY-6 West Alabama Capital Corp

Reform Alabama Fiscal Year Ending December 31 2015

Report Item 1 West Alabama Capital Corp does not prepare an annual report for its shareholders

Report Item 2 Organizational Chart

West Alabama Capital Corp Reform Alabama

LEI - NA

I I I

West Alabama Bank amp Trust Reform Alabama 100

LEI - NA

I

West Alabama Capital Trust Reform Alabama 100

LEI - NA

I I

WABampT Financial Services Inc Reform Alabama

100 LEI - NA

Central Alabama Title Center LLC Montgomery Alabama

2632 LEI - NIA

N_Q - 5~eou) -pu(-p(he 1etlid-e middot All entities list above were incorporated in the State of Alabama

Results A list of branches for your depository institution WEST ALABAMA BANK amp TRUST (ID_ RSSD 501132)

This depository institution is held by WEST ALABAMA CAPITAL CORP (10B5255) of REFORM AL v The data are as of 12312015 Data reflects information that was received and processed through 01072016

Reconclllatlon and Verlflcation Steps

1 In the Data Action column of each branch row enter one or more of the actions specified below

2 If required enter the date in the Effective Date column

Actions

OK If the branch information is correct enter OK in the Data Action column

Change If the branch information is incorrect or incomplete revise the data 1 enter Changebull in the Data Action column and the date when this information first became valid in the Effective Date column

Close If a branch listed was sold or closed enter 1Close in the Data Action column and the sale or closure date in the Effective Date column

Delete If a branch listed was never owned by this depository institution enter Delete in the Data Act ion column

Add If a reportable branch is missing insert a row add the branch data and enter Add in the Data Act ion column and the opening or acquisition date in the Effective Date column

If printing this list you may need to adjust your page setup in MS Excel Try using landscape orientation page scaling andor legal sized paper

Submission Procedure When you are finished send a saved copy to your FRB contact See the detailed instructions on this site for more information

If you are e-mailing this to your FRB contact put your institution name city and state in the subject line of the e-mail

Note

To satisfy the FR Y-10 reporting requirements you must also submit FR Y-10 Domestic Branch Schedules for each bra nch with a Data Action of Change Close Delete or Add

The FR Y-10 report may be submitted in a hardcopy format or via the FR Y-10 Online application -httpsylOonlinefederalreservegov

bullFDIC UNINUM Office Number and ID_RSSD columns are for reference only Verification of these values is not required

Data Action Effective Date Branch Service Type Branch ID RSSDbull Popular Name Street Address City

OK Full Service (Head Office) 501132 WEST ALABAMA BANK amp TRUST 509 FIRST AVENUE WEST REFORM

OK Full Service 73B93B ALICEVILLE BRANCH 3RD AVENUE AND BROAD STREET ALICEVILLE

OK Limited Service 923631 DRIVE IN BRANCH 713 MEMORIAL PARKWAY WEST ALICEVILLE

OK Full Service 2055657 BUTLER BRANCH 119 WEST PUSHMATAHA STREET BUTLER

OK Full Service 537739 CARROLLTON BRANCH B6 COURT SQUARE CARROLLTON

OK Limited Service 437530 ETHELSVILLE BRANCH 507 MAIN STREET ETHELSVILLE

OK Full Service 205S639 FAYITTE BRANCH 305 2ND STREET NORTHEAST FAYITTE

OK Full Service 529239 GORDO BRANCH 24S MAIN STREET SOUTH GORDO

OK Full Service 2055611 LIVINGSTON BRANCH 211 LAFAYITTE STREET LIVINGSTON

OK Full Service 541932 M ARION BRANCH 1014 WASHINGTON STREET MARION

OK Full Service 54333B MILLPORT BRANCH 30330 HIGHWAY 17 MILLPORT

OK Full Service 3472952 NORTHPORT BRANCH 31 MCFARLAND BOULEVARD NORTHPORT

OK Full Service 2945703 HIGHWAY 69S BRANCH 76BO HIGHWAY 69S TUSCALOOSA

OK Full Service 2739993 WOODSTOCK BRANCH 2B921 HIGHWAY 5 WOODSTOCK

State Zip Code

AL 354Bl

AL 3S442

AL 35442

AL 36904

AL 3S447

AL 35461

AL 3S555

AL 35466

AL 35470

AL 367S6

AL 35576

AL 35476

AL 35405

AL 351BB

County

PICKENS

PICKENS

PICKENS

CHOCTAW

PICKENS

PICKENS

FAYITTE

PICKENS

SUMTER

PERRY

LAMAR

TUSCALOOSA

TUSCALOOSA

BIBB

Country FDIC UNINUMbull Office Numberbull Head Office Head Office ID RSsDbull Comments

UNITED STATES 103Bl 0 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES B037 3 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 227626 4 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 265037 9 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 9B23 7 W EST ALABAMA BANK amp TRUST 501132

UNITED STATES 237566 1 W EST ALABAMA BANK amp TRUST 501132

UNITED STATES 44521 11 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 237567 2 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 265039 10 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 14639 14 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 10B59 15 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 4S5255 20 W EST ALABAMA BANK amp TRUST 501132

UNITED STATES 357262 17 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 1B62B9 lB WEST ALABAMA BANK amp TRUST 501132

I

Results A list of branches for your depository institution WEST ALABAMA BANK amp TRUST (ID_ RSSD 501132)

This depository institution is held by WEST ALABAMA CAPITAL CORP (10B5255) of REFORM AL v The data are as of 12312015 Data reflects information that was received and processed through 01072016

Reconclllatlon and Verlflcation Steps

1 In the Data Action column of each branch row enter one or more of the actions specified below

2 If required enter the date in the Effective Date column

Actions

OK If the branch information is correct enter OK in the Data Action column

Change If the branch information is incorrect or incomplete revise the data 1 enter Changebull in the Data Action column and the date when this information first became valid in the Effective Date column

Close If a branch listed was sold or closed enter 1Close in the Data Action column and the sale or closure date in the Effective Date column

Delete If a branch listed was never owned by this depository institution enter Delete in the Data Act ion column

Add If a reportable branch is missing insert a row add the branch data and enter Add in the Data Act ion column and the opening or acquisition date in the Effective Date column

If printing this list you may need to adjust your page setup in MS Excel Try using landscape orientation page scaling andor legal sized paper

Submission Procedure When you are finished send a saved copy to your FRB contact See the detailed instructions on this site for more information

If you are e-mailing this to your FRB contact put your institution name city and state in the subject line of the e-mail

Note

To satisfy the FR Y-10 reporting requirements you must also submit FR Y-10 Domestic Branch Schedules for each bra nch with a Data Action of Change Close Delete or Add

The FR Y-10 report may be submitted in a hardcopy format or via the FR Y-10 Online application -httpsylOonlinefederalreservegov

bullFDIC UNINUM Office Number and ID_RSSD columns are for reference only Verification of these values is not required

Data Action Effective Date Branch Service Type Branch ID RSSDbull Popular Name Street Address City

OK Full Service (Head Office) 501132 WEST ALABAMA BANK amp TRUST 509 FIRST AVENUE WEST REFORM

OK Full Service 73B93B ALICEVILLE BRANCH 3RD AVENUE AND BROAD STREET ALICEVILLE

OK Limited Service 923631 DRIVE IN BRANCH 713 MEMORIAL PARKWAY WEST ALICEVILLE

OK Full Service 2055657 BUTLER BRANCH 119 WEST PUSHMATAHA STREET BUTLER

OK Full Service 537739 CARROLLTON BRANCH B6 COURT SQUARE CARROLLTON

OK Limited Service 437530 ETHELSVILLE BRANCH 507 MAIN STREET ETHELSVILLE

OK Full Service 205S639 FAYITTE BRANCH 305 2ND STREET NORTHEAST FAYITTE

OK Full Service 529239 GORDO BRANCH 24S MAIN STREET SOUTH GORDO

OK Full Service 2055611 LIVINGSTON BRANCH 211 LAFAYITTE STREET LIVINGSTON

OK Full Service 541932 M ARION BRANCH 1014 WASHINGTON STREET MARION

OK Full Service 54333B MILLPORT BRANCH 30330 HIGHWAY 17 MILLPORT

OK Full Service 3472952 NORTHPORT BRANCH 31 MCFARLAND BOULEVARD NORTHPORT

OK Full Service 2945703 HIGHWAY 69S BRANCH 76BO HIGHWAY 69S TUSCALOOSA

OK Full Service 2739993 WOODSTOCK BRANCH 2B921 HIGHWAY 5 WOODSTOCK

State Zip Code

AL 354Bl

AL 3S442

AL 35442

AL 36904

AL 3S447

AL 35461

AL 3S555

AL 35466

AL 35470

AL 367S6

AL 35576

AL 35476

AL 35405

AL 351BB

County

PICKENS

PICKENS

PICKENS

CHOCTAW

PICKENS

PICKENS

FAYITTE

PICKENS

SUMTER

PERRY

LAMAR

TUSCALOOSA

TUSCALOOSA

BIBB

Country FDIC UNINUMbull Office Numberbull Head Office Head Office ID RSsDbull Comments

UNITED STATES 103Bl 0 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES B037 3 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 227626 4 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 265037 9 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 9B23 7 W EST ALABAMA BANK amp TRUST 501132

UNITED STATES 237566 1 W EST ALABAMA BANK amp TRUST 501132

UNITED STATES 44521 11 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 237567 2 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 265039 10 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 14639 14 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 10B59 15 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 4S5255 20 W EST ALABAMA BANK amp TRUST 501132

UNITED STATES 357262 17 WEST ALABAMA BANK amp TRUST 501132

UNITED STATES 1B62B9 lB WEST ALABAMA BANK amp TRUST 501132

I

I rTf1l R VISEDForm FRY-6 ~ [s113 11lt

West Alabama Capital Corp Reform Alabama

Fiscal Year Ending December 31 2015

REPORT ITEM 3 (1) SHAREHOLDERS

A schedule of shareholders that directly or indirectly own control or hold power to vote 5 or more of any class of voting securities of the bank holding company itself as of 12-31-2015

NAME ADDRESS amp COUNTRY OF NUMBER OF OF VOTING COUNTRY CITIZENSHIP OR SHARES SHARES

INCORPORATION

1) Andrew C Wade Carrollton AL USA

USA (A) 88568 (B) 25635

1939 561

2) Wade Family Partnership Incorporate USA WO Kirk Jr General Partner Carrollton AL USA

(A) 80708 1767

3) Gerry C Wade Carrollton AL USA

USA (A) 25635 561

4) Cheryl R Alford Birmingham AL USA

USA (A) 25500 558

REPORT ITEM 3 (2) NIA

(A) Direct (B) Indirect

West Alabama Capital Corp Form FR Y-6

December 31 2015

Report Item 4 Insiders (1) (2) (3)(a)(b)(c) and (4)(a)(b)(c) (1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)

Name ampAddress (City State Country)

Principal Titleamp Occupation if Position with other than Bank Holding with Bank Company Holding Company

Title amp position with Subsidiaries (Includes name of subsidiaries)

Title amp Position

with Other Businesses (Include names of other businesses)

Percentage of Voting Shares in Bank Holding Company

Percentage of Voting Shares in Subsidiaries (Include names of subsidiaries)

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and percentage of votin2 securities held)

Andrew C Wade Carrollton AL 35447 USA

William R Finney Reform AL 35481 USA

Drew Wade Northport AL 35476 USA

Chairman West Alabama Bank amp Trust

President amp CEO (West Alabama Bankamp Trust)

COO (West Alabama Bankamp Trust)

President amp Director

Vice President amp Director

Director

Chairman Board of Directors (West Alabama Bank amp Trust)

Director amp President (West Alabama Bank amp Trust) Pres W ABampT Financial Services Inc

Director amp COO (West Alabama Bank amp Trust)

Member Perrigin Farms LLC

NIA

Director amp Secretary Treasurer-Marvel Center Inc

1939 (direct) NIA Perrigin Farms LLC 561 (indirect) 850 Ownership

05 NIA NIA

232 NIA Marvel Center Inc 25 Ownership

l

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and percentage of voting securities held)

West Alabama Capital Corp Form FR Y-6

December 31 2015 Report Item 4 Insiders (2) (2) (3)(a)(b)(c) and (4)(a)(b)(c)

- _~

Name ampAddress (City State Country)

Principal Occupation if other than with Bank Holding Company

Title amp Position with Bank Holding Company

~)(b) --(~~ Title amp position with Subsidiaries (Includes name of subsidiaries)

Title amp Position Percentag with Other e of Businesses Voting (Include names Shares in of other Bank businesses) Holding

Company

_-- I

Percentage of Voting Shares in Subsidiaries (Include names of subsidiaries)

WOKirk Retired District Director Director General Partner 110 NIA Carrollton AL Judge Attorney (West Alabama of Wade Family 35447 USA Bank amp Trust) Partnership

Owner of Kirk Enterprises

JBL Alabama 33Joe Lewis Retired Director Director (West Properties LLC NIA

Aliceville AL Alabama Bank amp Manager 35442 Trust) Joe amp Claudia

Lewis Properties LLC - Manager

Drew Linn Southland Director Director (West GRADY CO 22Alabama Bank amp LLCAGLTuscaloosa AL International NIA

Trust)35407 USA Properties amp Southland Trucks Inc Linn Investments Owner

Trucks Inc

Director Director (West NIA NIAJ Chris McCool District 09Alabama Bank amp

35466 USA Gordo AL Attorney

Trust)

Secretary Director amp Sr NIA NIACarol McKinzey Sr VPHuman 233Treas andAliceville AL VPHR Officer

35442 USA Resources

(WABT)DirectorOfficer W ABT

Kirk Enterprises - 100

JBL Alabama Properties LLC - 100 Joe amp Claudia Lewis Properties LLC shy100

Southland International Trucks Inc 100 GRADYCO LLC 100 AGL Properties 100 Linn Investments 100

NIA

NIA

l West Alabama Capital Corp

Form FR Y-6

December 31 2015 Report Item 4 Insiders (3) (2) (3) (a)(b)(c) and (a)(b)(c) (1)

Name ampAddress (City State Country)

George Newman Tuscaloosa AL 35406 USA

Mark Prater Millport AL 35576 USA

Charles T Swann Jr Tuscaloosa AL 35405 USA

Robert E Burns Tuscaloosa AL 35405 USA

(2)

Principal Occupation if other than with Bank Holding Company

Investment Properties

Retired shyWest Alabama Bank amp Trust

Regional Executive SVPWest Alabama Bank amp Trust

Retired Telecom Executive

(3)(a)

Title amp Position with Bank Holding Company

Director

Director

Director

Director

(3)(b)

Title amp position with Subsidiaries (Includes name of subsidiaries)

Director (West Alabama Bank amp Trust)

Director (West Alabama Bank amp Trust)

Director amp Regional ExecutivelSVP (West Alabama Bank amp Trust)

Director (West Alabama Bank amp Trust)

(3)(c) (4)(a)

Title amp Position Percentage of with Other Voting Shares Businesses in Bank (Include names of Holding other businesses) Company

G amp J Alabama 13 Properties LLC shyMember

52 direct

015 indirect NIA

46 LLC Partner Swann LLC

Partner Kellann

001Band of Brothers Brewing Co LLC

(4)(b)

Percentage of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

NIA

NIA

(4)(c)

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and percentages of voting securities held)

G amp J Alabama Properties LLC - 50

NIA

Kellann LLC 100 Swann LLC 50

Band of Brothers Brewing Co LLC shy20

West Alabama Capital Corp Form FR Y-6

December 31 2015 Report Item 4 Insiders (4) (2) (3)(a)(b)(c) and (4)(a)(b)(c)

(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)

Principal (City State Name amp Address

Occupation if Country other than with

Bank Holding Com(anl SVP ampCFO (WestNancy J Turner Alabama Bank Gordo AL 35466 USA ampTrust)

Karen Black VP amp Senior Carrollton AL Lending Officer 35447 USA (West Alabama

Bank amp Trust)

Marshall Puckett Chief Technology Carrollton AL Officer (West 35447 USA Alabama Bank amp

Trust

Joseph Brad Williams VP amp Sr Lending Tuscaloosa AL Officer (West 35405 USA Alabama Bank amp

Trust

Michael Scott Sr VP amp Loan Christoff Officer (West Tuscaloosa AL Alabama Bank amp 35406 USA Trust

Wade Family Pts NIA Carrollton AL 35442 USA

Title amp Position with Bank Holding Company

Vice President amp CFO

NIA

NIA

NIA

NIA

NIA

of Voting

with Subsidiaries Title amp Position Title amp position

Shares in Bank Holding

with Other (Includes name Businesses

Companyof subsidiaries) (include name of other business

08SVP CFO (West NIA Alabama Bank amp Trust)Director (WABampTFin Services Inc)

Senior Lender NIA NIA (West Alabama Bank amp Trust)

11Chief NIA Technology Officer (West Alabama Bank amp Trust

Member (GBW NIAVPamp Sr LLC)Lending Officer

(West Alabama Bank amp Trust

NIANIASr VP amp Loan Officer (West Alabama Bank amp Trust

NIA 1767NIA

of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

NIA

NIA

NIA

NIA

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and of voting securities held)

NIA

NIA

NIA

GBW LLC - 50

NIA

NIA

I

West Alabama Capital Corp Form FR Y-6

December 31 2015 Report Item 4 Insiders (5) (2) (3)(a)(b)(c) and (4)(a)(b)(c)

(1) (2) (3)(a) (3)(b) (3)(c)

Principal (City State Name amp Address

Occupation if Country other than with

Bank Holding Company

Physician Aliceville AL 35442 Jay Parker

Family Practice USA

VP amp Compliance Mccalla AL 35111 Alisha Brookes Smith

Officer (West USA Alabama Bank amp

Trust)

Title amp Position with Bank Holding Company

Director

NIA

Title amp position with Subsidiaries (Includes name of subsidiaries)

Director - West Alabama Bank amp Trust

VPamp Compliance Officer (West Alabama Bank amp Trust)

Title amp Position with Other Businesses (include name of other business)

James L Parker MD Sole Proprietorship Owner LJW Properties LLC

NIA

(4)(a) (4)(b) (4)(c)

of Voting Shares in Bank Holding Company

087

NIA

of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and of voting securities held)

LJW Properties LLC 100 Ownership

NIA

• FR Y-6 Cover Page
• For Use by Tiered Bank Holding Companies
• Report Item 2a Organization Chart
• Report Item 2b Domestic Branch Listing
• Report Item 3 Securities holders
• Report Item 4 Insiders
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)

West Alabama Capital Corp Form FR Y-6

December 31 2015

Report Item 4 Insiders (1) (2) (3)(a)(b)(c) and (4)(a)(b)(c) (1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)

Name ampAddress (City State Country)

Principal Titleamp Occupation if Position with other than Bank Holding with Bank Company Holding Company

Title amp position with Subsidiaries (Includes name of subsidiaries)

Title amp Position

with Other Businesses (Include names of other businesses)

Percentage of Voting Shares in Bank Holding Company

Percentage of Voting Shares in Subsidiaries (Include names of subsidiaries)

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and percentage of votin2 securities held)

Andrew C Wade Carrollton AL 35447 USA

William R Finney Reform AL 35481 USA

Drew Wade Northport AL 35476 USA

Chairman West Alabama Bank amp Trust

President amp CEO (West Alabama Bankamp Trust)

COO (West Alabama Bankamp Trust)

President amp Director

Vice President amp Director

Director

Chairman Board of Directors (West Alabama Bank amp Trust)

Director amp President (West Alabama Bank amp Trust) Pres W ABampT Financial Services Inc

Director amp COO (West Alabama Bank amp Trust)

Member Perrigin Farms LLC

NIA

Director amp Secretary Treasurer-Marvel Center Inc

1939 (direct) NIA Perrigin Farms LLC 561 (indirect) 850 Ownership

05 NIA NIA

232 NIA Marvel Center Inc 25 Ownership

l

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and percentage of voting securities held)

West Alabama Capital Corp Form FR Y-6

December 31 2015 Report Item 4 Insiders (2) (2) (3)(a)(b)(c) and (4)(a)(b)(c)

- _~

Name ampAddress (City State Country)

Principal Occupation if other than with Bank Holding Company

Title amp Position with Bank Holding Company

~)(b) --(~~ Title amp position with Subsidiaries (Includes name of subsidiaries)

Title amp Position Percentag with Other e of Businesses Voting (Include names Shares in of other Bank businesses) Holding

Company

_-- I

Percentage of Voting Shares in Subsidiaries (Include names of subsidiaries)

WOKirk Retired District Director Director General Partner 110 NIA Carrollton AL Judge Attorney (West Alabama of Wade Family 35447 USA Bank amp Trust) Partnership

Owner of Kirk Enterprises

JBL Alabama 33Joe Lewis Retired Director Director (West Properties LLC NIA

Aliceville AL Alabama Bank amp Manager 35442 Trust) Joe amp Claudia

Lewis Properties LLC - Manager

Drew Linn Southland Director Director (West GRADY CO 22Alabama Bank amp LLCAGLTuscaloosa AL International NIA

Trust)35407 USA Properties amp Southland Trucks Inc Linn Investments Owner

Trucks Inc

Director Director (West NIA NIAJ Chris McCool District 09Alabama Bank amp

35466 USA Gordo AL Attorney

Trust)

Secretary Director amp Sr NIA NIACarol McKinzey Sr VPHuman 233Treas andAliceville AL VPHR Officer

35442 USA Resources

(WABT)DirectorOfficer W ABT

Kirk Enterprises - 100

JBL Alabama Properties LLC - 100 Joe amp Claudia Lewis Properties LLC shy100

Southland International Trucks Inc 100 GRADYCO LLC 100 AGL Properties 100 Linn Investments 100

NIA

NIA

l West Alabama Capital Corp

Form FR Y-6

December 31 2015 Report Item 4 Insiders (3) (2) (3) (a)(b)(c) and (a)(b)(c) (1)

Name ampAddress (City State Country)

George Newman Tuscaloosa AL 35406 USA

Mark Prater Millport AL 35576 USA

Charles T Swann Jr Tuscaloosa AL 35405 USA

Robert E Burns Tuscaloosa AL 35405 USA

(2)

Principal Occupation if other than with Bank Holding Company

Investment Properties

Retired shyWest Alabama Bank amp Trust

Regional Executive SVPWest Alabama Bank amp Trust

Retired Telecom Executive

(3)(a)

Title amp Position with Bank Holding Company

Director

Director

Director

Director

(3)(b)

Title amp position with Subsidiaries (Includes name of subsidiaries)

Director (West Alabama Bank amp Trust)

Director (West Alabama Bank amp Trust)

Director amp Regional ExecutivelSVP (West Alabama Bank amp Trust)

Director (West Alabama Bank amp Trust)

(3)(c) (4)(a)

Title amp Position Percentage of with Other Voting Shares Businesses in Bank (Include names of Holding other businesses) Company

G amp J Alabama 13 Properties LLC shyMember

52 direct

015 indirect NIA

46 LLC Partner Swann LLC

Partner Kellann

001Band of Brothers Brewing Co LLC

(4)(b)

Percentage of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

NIA

NIA

(4)(c)

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and percentages of voting securities held)

G amp J Alabama Properties LLC - 50

NIA

Kellann LLC 100 Swann LLC 50

Band of Brothers Brewing Co LLC shy20

West Alabama Capital Corp Form FR Y-6

December 31 2015 Report Item 4 Insiders (4) (2) (3)(a)(b)(c) and (4)(a)(b)(c)

(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)

Principal (City State Name amp Address

Occupation if Country other than with

Bank Holding Com(anl SVP ampCFO (WestNancy J Turner Alabama Bank Gordo AL 35466 USA ampTrust)

Karen Black VP amp Senior Carrollton AL Lending Officer 35447 USA (West Alabama

Bank amp Trust)

Marshall Puckett Chief Technology Carrollton AL Officer (West 35447 USA Alabama Bank amp

Trust

Joseph Brad Williams VP amp Sr Lending Tuscaloosa AL Officer (West 35405 USA Alabama Bank amp

Trust

Michael Scott Sr VP amp Loan Christoff Officer (West Tuscaloosa AL Alabama Bank amp 35406 USA Trust

Wade Family Pts NIA Carrollton AL 35442 USA

Title amp Position with Bank Holding Company

Vice President amp CFO

NIA

NIA

NIA

NIA

NIA

of Voting

with Subsidiaries Title amp Position Title amp position

Shares in Bank Holding

with Other (Includes name Businesses

Companyof subsidiaries) (include name of other business

08SVP CFO (West NIA Alabama Bank amp Trust)Director (WABampTFin Services Inc)

Senior Lender NIA NIA (West Alabama Bank amp Trust)

11Chief NIA Technology Officer (West Alabama Bank amp Trust

Member (GBW NIAVPamp Sr LLC)Lending Officer

(West Alabama Bank amp Trust

NIANIASr VP amp Loan Officer (West Alabama Bank amp Trust

NIA 1767NIA

of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

NIA

NIA

NIA

NIA

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and of voting securities held)

NIA

NIA

NIA

GBW LLC - 50

NIA

NIA

I

West Alabama Capital Corp Form FR Y-6

December 31 2015 Report Item 4 Insiders (5) (2) (3)(a)(b)(c) and (4)(a)(b)(c)

(1) (2) (3)(a) (3)(b) (3)(c)

Principal (City State Name amp Address

Occupation if Country other than with

Bank Holding Company

Physician Aliceville AL 35442 Jay Parker

Family Practice USA

VP amp Compliance Mccalla AL 35111 Alisha Brookes Smith

Officer (West USA Alabama Bank amp

Trust)

Title amp Position with Bank Holding Company

Director

NIA

Title amp position with Subsidiaries (Includes name of subsidiaries)

Director - West Alabama Bank amp Trust

VPamp Compliance Officer (West Alabama Bank amp Trust)

Title amp Position with Other Businesses (include name of other business)

James L Parker MD Sole Proprietorship Owner LJW Properties LLC

NIA

(4)(a) (4)(b) (4)(c)

of Voting Shares in Bank Holding Company

087

NIA

of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and of voting securities held)

LJW Properties LLC 100 Ownership

NIA

• FR Y-6 Cover Page
• For Use by Tiered Bank Holding Companies
• Report Item 2a Organization Chart
• Report Item 2b Domestic Branch Listing
• Report Item 3 Securities holders
• Report Item 4 Insiders
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)

l

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and percentage of voting securities held)

West Alabama Capital Corp Form FR Y-6

December 31 2015 Report Item 4 Insiders (2) (2) (3)(a)(b)(c) and (4)(a)(b)(c)

- _~

Name ampAddress (City State Country)

Principal Occupation if other than with Bank Holding Company

Title amp Position with Bank Holding Company

~)(b) --(~~ Title amp position with Subsidiaries (Includes name of subsidiaries)

Title amp Position Percentag with Other e of Businesses Voting (Include names Shares in of other Bank businesses) Holding

Company

_-- I

Percentage of Voting Shares in Subsidiaries (Include names of subsidiaries)

WOKirk Retired District Director Director General Partner 110 NIA Carrollton AL Judge Attorney (West Alabama of Wade Family 35447 USA Bank amp Trust) Partnership

Owner of Kirk Enterprises

JBL Alabama 33Joe Lewis Retired Director Director (West Properties LLC NIA

Aliceville AL Alabama Bank amp Manager 35442 Trust) Joe amp Claudia

Lewis Properties LLC - Manager

Drew Linn Southland Director Director (West GRADY CO 22Alabama Bank amp LLCAGLTuscaloosa AL International NIA

Trust)35407 USA Properties amp Southland Trucks Inc Linn Investments Owner

Trucks Inc

Director Director (West NIA NIAJ Chris McCool District 09Alabama Bank amp

35466 USA Gordo AL Attorney

Trust)

Secretary Director amp Sr NIA NIACarol McKinzey Sr VPHuman 233Treas andAliceville AL VPHR Officer

35442 USA Resources

(WABT)DirectorOfficer W ABT

Kirk Enterprises - 100

JBL Alabama Properties LLC - 100 Joe amp Claudia Lewis Properties LLC shy100

Southland International Trucks Inc 100 GRADYCO LLC 100 AGL Properties 100 Linn Investments 100

NIA

NIA

l West Alabama Capital Corp

Form FR Y-6

December 31 2015 Report Item 4 Insiders (3) (2) (3) (a)(b)(c) and (a)(b)(c) (1)

Name ampAddress (City State Country)

George Newman Tuscaloosa AL 35406 USA

Mark Prater Millport AL 35576 USA

Charles T Swann Jr Tuscaloosa AL 35405 USA

Robert E Burns Tuscaloosa AL 35405 USA

(2)

Principal Occupation if other than with Bank Holding Company

Investment Properties

Retired shyWest Alabama Bank amp Trust

Regional Executive SVPWest Alabama Bank amp Trust

Retired Telecom Executive

(3)(a)

Title amp Position with Bank Holding Company

Director

Director

Director

Director

(3)(b)

Title amp position with Subsidiaries (Includes name of subsidiaries)

Director (West Alabama Bank amp Trust)

Director (West Alabama Bank amp Trust)

Director amp Regional ExecutivelSVP (West Alabama Bank amp Trust)

Director (West Alabama Bank amp Trust)

(3)(c) (4)(a)

Title amp Position Percentage of with Other Voting Shares Businesses in Bank (Include names of Holding other businesses) Company

G amp J Alabama 13 Properties LLC shyMember

52 direct

015 indirect NIA

46 LLC Partner Swann LLC

Partner Kellann

001Band of Brothers Brewing Co LLC

(4)(b)

Percentage of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

NIA

NIA

(4)(c)

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and percentages of voting securities held)

G amp J Alabama Properties LLC - 50

NIA

Kellann LLC 100 Swann LLC 50

Band of Brothers Brewing Co LLC shy20

West Alabama Capital Corp Form FR Y-6

December 31 2015 Report Item 4 Insiders (4) (2) (3)(a)(b)(c) and (4)(a)(b)(c)

(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)

Principal (City State Name amp Address

Occupation if Country other than with

Bank Holding Com(anl SVP ampCFO (WestNancy J Turner Alabama Bank Gordo AL 35466 USA ampTrust)

Karen Black VP amp Senior Carrollton AL Lending Officer 35447 USA (West Alabama

Bank amp Trust)

Marshall Puckett Chief Technology Carrollton AL Officer (West 35447 USA Alabama Bank amp

Trust

Joseph Brad Williams VP amp Sr Lending Tuscaloosa AL Officer (West 35405 USA Alabama Bank amp

Trust

Michael Scott Sr VP amp Loan Christoff Officer (West Tuscaloosa AL Alabama Bank amp 35406 USA Trust

Wade Family Pts NIA Carrollton AL 35442 USA

Title amp Position with Bank Holding Company

Vice President amp CFO

NIA

NIA

NIA

NIA

NIA

of Voting

with Subsidiaries Title amp Position Title amp position

Shares in Bank Holding

with Other (Includes name Businesses

Companyof subsidiaries) (include name of other business

08SVP CFO (West NIA Alabama Bank amp Trust)Director (WABampTFin Services Inc)

Senior Lender NIA NIA (West Alabama Bank amp Trust)

11Chief NIA Technology Officer (West Alabama Bank amp Trust

Member (GBW NIAVPamp Sr LLC)Lending Officer

(West Alabama Bank amp Trust

NIANIASr VP amp Loan Officer (West Alabama Bank amp Trust

NIA 1767NIA

of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

NIA

NIA

NIA

NIA

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and of voting securities held)

NIA

NIA

NIA

GBW LLC - 50

NIA

NIA

I

West Alabama Capital Corp Form FR Y-6

December 31 2015 Report Item 4 Insiders (5) (2) (3)(a)(b)(c) and (4)(a)(b)(c)

(1) (2) (3)(a) (3)(b) (3)(c)

Principal (City State Name amp Address

Occupation if Country other than with

Bank Holding Company

Physician Aliceville AL 35442 Jay Parker

Family Practice USA

VP amp Compliance Mccalla AL 35111 Alisha Brookes Smith

Officer (West USA Alabama Bank amp

Trust)

Title amp Position with Bank Holding Company

Director

NIA

Title amp position with Subsidiaries (Includes name of subsidiaries)

Director - West Alabama Bank amp Trust

VPamp Compliance Officer (West Alabama Bank amp Trust)

Title amp Position with Other Businesses (include name of other business)

James L Parker MD Sole Proprietorship Owner LJW Properties LLC

NIA

(4)(a) (4)(b) (4)(c)

of Voting Shares in Bank Holding Company

087

NIA

of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and of voting securities held)

LJW Properties LLC 100 Ownership

NIA

• FR Y-6 Cover Page
• For Use by Tiered Bank Holding Companies
• Report Item 2a Organization Chart
• Report Item 2b Domestic Branch Listing
• Report Item 3 Securities holders
• Report Item 4 Insiders
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)

l West Alabama Capital Corp

Form FR Y-6

December 31 2015 Report Item 4 Insiders (3) (2) (3) (a)(b)(c) and (a)(b)(c) (1)

Name ampAddress (City State Country)

George Newman Tuscaloosa AL 35406 USA

Mark Prater Millport AL 35576 USA

Charles T Swann Jr Tuscaloosa AL 35405 USA

Robert E Burns Tuscaloosa AL 35405 USA

(2)

Principal Occupation if other than with Bank Holding Company

Investment Properties

Retired shyWest Alabama Bank amp Trust

Regional Executive SVPWest Alabama Bank amp Trust

Retired Telecom Executive

(3)(a)

Title amp Position with Bank Holding Company

Director

Director

Director

Director

(3)(b)

Title amp position with Subsidiaries (Includes name of subsidiaries)

Director (West Alabama Bank amp Trust)

Director (West Alabama Bank amp Trust)

Director amp Regional ExecutivelSVP (West Alabama Bank amp Trust)

Director (West Alabama Bank amp Trust)

(3)(c) (4)(a)

Title amp Position Percentage of with Other Voting Shares Businesses in Bank (Include names of Holding other businesses) Company

G amp J Alabama 13 Properties LLC shyMember

52 direct

015 indirect NIA

46 LLC Partner Swann LLC

Partner Kellann

001Band of Brothers Brewing Co LLC

(4)(b)

Percentage of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

NIA

NIA

(4)(c)

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and percentages of voting securities held)

G amp J Alabama Properties LLC - 50

NIA

Kellann LLC 100 Swann LLC 50

Band of Brothers Brewing Co LLC shy20

West Alabama Capital Corp Form FR Y-6

December 31 2015 Report Item 4 Insiders (4) (2) (3)(a)(b)(c) and (4)(a)(b)(c)

(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)

Principal (City State Name amp Address

Occupation if Country other than with

Bank Holding Com(anl SVP ampCFO (WestNancy J Turner Alabama Bank Gordo AL 35466 USA ampTrust)

Karen Black VP amp Senior Carrollton AL Lending Officer 35447 USA (West Alabama

Bank amp Trust)

Marshall Puckett Chief Technology Carrollton AL Officer (West 35447 USA Alabama Bank amp

Trust

Joseph Brad Williams VP amp Sr Lending Tuscaloosa AL Officer (West 35405 USA Alabama Bank amp

Trust

Michael Scott Sr VP amp Loan Christoff Officer (West Tuscaloosa AL Alabama Bank amp 35406 USA Trust

Wade Family Pts NIA Carrollton AL 35442 USA

Title amp Position with Bank Holding Company

Vice President amp CFO

NIA

NIA

NIA

NIA

NIA

of Voting

with Subsidiaries Title amp Position Title amp position

Shares in Bank Holding

with Other (Includes name Businesses

Companyof subsidiaries) (include name of other business

08SVP CFO (West NIA Alabama Bank amp Trust)Director (WABampTFin Services Inc)

Senior Lender NIA NIA (West Alabama Bank amp Trust)

11Chief NIA Technology Officer (West Alabama Bank amp Trust

Member (GBW NIAVPamp Sr LLC)Lending Officer

(West Alabama Bank amp Trust

NIANIASr VP amp Loan Officer (West Alabama Bank amp Trust

NIA 1767NIA

of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

NIA

NIA

NIA

NIA

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and of voting securities held)

NIA

NIA

NIA

GBW LLC - 50

NIA

NIA

I

West Alabama Capital Corp Form FR Y-6

December 31 2015 Report Item 4 Insiders (5) (2) (3)(a)(b)(c) and (4)(a)(b)(c)

(1) (2) (3)(a) (3)(b) (3)(c)

Principal (City State Name amp Address

Occupation if Country other than with

Bank Holding Company

Physician Aliceville AL 35442 Jay Parker

Family Practice USA

VP amp Compliance Mccalla AL 35111 Alisha Brookes Smith

Officer (West USA Alabama Bank amp

Trust)

Title amp Position with Bank Holding Company

Director

NIA

Title amp position with Subsidiaries (Includes name of subsidiaries)

Director - West Alabama Bank amp Trust

VPamp Compliance Officer (West Alabama Bank amp Trust)

Title amp Position with Other Businesses (include name of other business)

James L Parker MD Sole Proprietorship Owner LJW Properties LLC

NIA

(4)(a) (4)(b) (4)(c)

of Voting Shares in Bank Holding Company

087

NIA

of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and of voting securities held)

LJW Properties LLC 100 Ownership

NIA

• FR Y-6 Cover Page
• For Use by Tiered Bank Holding Companies
• Report Item 2a Organization Chart
• Report Item 2b Domestic Branch Listing
• Report Item 3 Securities holders
• Report Item 4 Insiders
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)

West Alabama Capital Corp Form FR Y-6

December 31 2015 Report Item 4 Insiders (4) (2) (3)(a)(b)(c) and (4)(a)(b)(c)

(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)

Principal (City State Name amp Address

Occupation if Country other than with

Bank Holding Com(anl SVP ampCFO (WestNancy J Turner Alabama Bank Gordo AL 35466 USA ampTrust)

Karen Black VP amp Senior Carrollton AL Lending Officer 35447 USA (West Alabama

Bank amp Trust)

Marshall Puckett Chief Technology Carrollton AL Officer (West 35447 USA Alabama Bank amp

Trust

Joseph Brad Williams VP amp Sr Lending Tuscaloosa AL Officer (West 35405 USA Alabama Bank amp

Trust

Michael Scott Sr VP amp Loan Christoff Officer (West Tuscaloosa AL Alabama Bank amp 35406 USA Trust

Wade Family Pts NIA Carrollton AL 35442 USA

Title amp Position with Bank Holding Company

Vice President amp CFO

NIA

NIA

NIA

NIA

NIA

of Voting

with Subsidiaries Title amp Position Title amp position

Shares in Bank Holding

with Other (Includes name Businesses

Companyof subsidiaries) (include name of other business

08SVP CFO (West NIA Alabama Bank amp Trust)Director (WABampTFin Services Inc)

Senior Lender NIA NIA (West Alabama Bank amp Trust)

11Chief NIA Technology Officer (West Alabama Bank amp Trust

Member (GBW NIAVPamp Sr LLC)Lending Officer

(West Alabama Bank amp Trust

NIANIASr VP amp Loan Officer (West Alabama Bank amp Trust

NIA 1767NIA

of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

NIA

NIA

NIA

NIA

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and of voting securities held)

NIA

NIA

NIA

GBW LLC - 50

NIA

NIA

I

West Alabama Capital Corp Form FR Y-6

December 31 2015 Report Item 4 Insiders (5) (2) (3)(a)(b)(c) and (4)(a)(b)(c)

(1) (2) (3)(a) (3)(b) (3)(c)

Principal (City State Name amp Address

Occupation if Country other than with

Bank Holding Company

Physician Aliceville AL 35442 Jay Parker

Family Practice USA

VP amp Compliance Mccalla AL 35111 Alisha Brookes Smith

Officer (West USA Alabama Bank amp

Trust)

Title amp Position with Bank Holding Company

Director

NIA

Title amp position with Subsidiaries (Includes name of subsidiaries)

Director - West Alabama Bank amp Trust

VPamp Compliance Officer (West Alabama Bank amp Trust)

Title amp Position with Other Businesses (include name of other business)

James L Parker MD Sole Proprietorship Owner LJW Properties LLC

NIA

(4)(a) (4)(b) (4)(c)

of Voting Shares in Bank Holding Company

087

NIA

of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and of voting securities held)

LJW Properties LLC 100 Ownership

NIA

• FR Y-6 Cover Page
• For Use by Tiered Bank Holding Companies
• Report Item 2a Organization Chart
• Report Item 2b Domestic Branch Listing
• Report Item 3 Securities holders
• Report Item 4 Insiders
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)

I

West Alabama Capital Corp Form FR Y-6

December 31 2015 Report Item 4 Insiders (5) (2) (3)(a)(b)(c) and (4)(a)(b)(c)

(1) (2) (3)(a) (3)(b) (3)(c)

Principal (City State Name amp Address

Occupation if Country other than with

Bank Holding Company

Physician Aliceville AL 35442 Jay Parker

Family Practice USA

VP amp Compliance Mccalla AL 35111 Alisha Brookes Smith

Officer (West USA Alabama Bank amp

Trust)

Title amp Position with Bank Holding Company

Director

NIA

Title amp position with Subsidiaries (Includes name of subsidiaries)

Director - West Alabama Bank amp Trust

VPamp Compliance Officer (West Alabama Bank amp Trust)

Title amp Position with Other Businesses (include name of other business)

James L Parker MD Sole Proprietorship Owner LJW Properties LLC

NIA

(4)(a) (4)(b) (4)(c)

of Voting Shares in Bank Holding Company

087

NIA

of Voting Shares in Subsidiaries (Include names of subsidiaries)

NIA

NIA

List names of other companies (include partnerships) If 25 or more of voting securities are held (list names of companies and of voting securities held)

LJW Properties LLC 100 Ownership

NIA

• FR Y-6 Cover Page
• For Use by Tiered Bank Holding Companies
• Report Item 2a Organization Chart
• Report Item 2b Domestic Branch Listing
• Report Item 3 Securities holders
• Report Item 4 Insiders
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)
• Report Item 4 Insiders (contd)