AOIO FINANCIAL DISCLOSURE REPORT in Govenment Act of … · 2019-07-26 · POSITION OF (") 3. Report Required by the Ethics AOIO FINANCIAL DISCLOSURE REPORT . in Govenment Act of

POSITION OF

(" )

3.

Report Required by the Ethics AOIO FINANCIAL DISCLOSURE REPORT

in Government Act of 1978 Rev. I/2007 FOR CALENDAR YEAR 2006 (5 U.S.C. app. §§IOI-I I I)

1. Person Reporting Oast name, lint, middle initial) 2. Court or Organization

Campbell, Tena U.S. District Court, Utah

4. Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

D Nomination, Date U.S. Dist. Court Judge- Active

D Initial Annual

Sb. D Amended Report

D Final

3. Date of Report

05/08/2007

6. Reporting Period

01/01/2006

to

12/31/2006

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

Frank E. Moss Courthouse with applicable laws and regulations.

350 South Main St. Rm 235 Salt Lake City, Utah 84111

Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

Date

I. POSIT! ONS. (Reporting individual only; see pp. 9-13 of instructions.)

[KJ NONE (No reportable positions.)

NAME ORGANIZATION/ENTITY

1.

2.

3.

4.

5.

e-.>

C:::J

(_/)

= = __, ::::0

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.)

(""") ,-- ., o-CJ)Z c::J> :;,::.\)::!:

:3::

-<

f'0

m ("') rn -

[KJ NONE (No reportable agreements.) rr1 (")

o:r:-..,. ·--:-;,-

)> < rn

..,., -P. CJ PARTIES AND TERMS ;-:i U1

0 I.

2.

2.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 2of12 Campbell, Tena 05/08/2007

III. NON-INVESTMENT IN COME, (Reporting individual and spouse; see pp. 17-24 of instructions.)

A. Filer's Non-Investment Income

Q[J NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

1.

2.

3.

4.

5.

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

Q[j NONE (No reportable non-investment income.)

SOURCE AND TYPE

1.

2.

3.

4.

5.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmenl

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

Q[J NONE (No reportable reimbursements.)

SOURCE DESCRIPTION

I.

3.

4.

5.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

VALUE CODE

4.


Page 3of12 05/08/2007Campbell, Tena

V• GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

NONE (No reportable gifts.)

I.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-33 of instructions.)

NONE (No reportable liabilities.)

I.

2.

3.

5.

B

(1) (1) i I I,

I i ; ;

I

A.

(2)



VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. see PP. 1-1-60 of .filing instructions.)

D NONE (No reportable income, assets, or transactions.)

B. C. D.

Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

Place "(X)" after each asset Amount Type (e.g. Value

(2) (I) (2) (3) (4) (5) Value Type (e.g. Date Value Identity of Gain

Code I exempt from prior disclosure div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code3 redemption)

(Q-W)

Month - Code 2 buyer/seller

Day

Code I

(if private

transaction)

(A-H)(J-P)

I. 3M CO None K T BUY 12-11 K

2. AGRIUM INC A Dividend SELL 12-6 J c

3. AIFUL CORP UNSPON ADR None BUY 11-17 J

4. AIFUL CORP UNSPON ADR None SELL 12-06 J A

5.

6.

ALLIANZ NFJ DIVD V ALU FD CL-A

ALLIANZ HIGH 5 L

A Dividend

None M T

SELL

BUY

5-16

4-21

J

M

A

7. APPLIED MATERIALS INC A Dividend SELL 12-6 J A

8. AMERICAN POWER CONV CORP A Dividend BUY 2-27 J

9. AMERICAN POWER CONV CORP None SELL 12-6 J c

10. ARMOR HLDGS INC None J T BUY 12-11 J

11. AVX CORP - NEW None SELL 12-6 J A

12. BROOKFIELD ASSET MGT CL-A A Dividend SELL 12-6 J D

13. BROOKLINE BANCSHARES NC A Dividend BUY 2-9 J

14. BROOKLINE BANCSHARES NC None SELL 12-6 J

15. CEMEX SA SPONS ADR NEW REP A&

SHRS

None K T BUY 12-11 J

16. CHEUNG KONG HLDG LTD ADR A Dividend BUY 6-12 J

17. CHEUNG KONG HLDG LTD ADR None SELL 12-6 J A

I. Jncome Gain Codes: A =$1,000 or less B =SJ ,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(Sec Columns BI and D4) F =$50,001 -$100,000 G =$100,001 -Sl,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or Jess K =$15,001 - $50,000 L =$50,00 I -$I 00,000 M =$100,001 -$250,000

(Sec Columns CI and 03) N =$250,001 - $500,000 0 =$500,00 I -$I ,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,00 I - $25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Esta<e Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q =Appraisal V=Other S =Assessment

U =Book Value W=Estimated

This material is based on data obtained from sources we consider to be reliable;however, it is not guaranteed to accuracy and does not purport to be complete.

(I) i

I '

'od

(Q-W)

(3)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. see PP· 34-60 of filing instructions.;


A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) report'mgpen reportmgpen'od ! (2)(2) (I) (2) (1) (5)(4)

Value Value Type (e .g.Place "(X)" after each asset Amount Type (e.g. Code l rent, Code 2 Method buy, sell, exempt from prior disclosure div ., (A-H) or int.) (J-P) Code3 redemption)

Date Value Gain Identity of

Month- buyer/sellerCode 2 Code l

Day (if private (J-P) (A-H) transaction)

18.

19.

20.

21.

22.

23.

24.

25.

26.

27.

28.

29.

30.

31.

32.

33.

34.

CIMAREX ENERGY CO

CIMAREX ENERGY CO

CIMAREX ENERGY CO

COMSTOCK RESOURCES INC NEW




CREDEENCE SYS CORP

CROSS COUNTRY HLTHCARE

DA VIS NEW YORK VENTURE - A

DA VIS NEW YORK VENTURE - A

DIEBOLD INCORP

EA TON VANCE LARGE CAP VALUE A

ELECTRO SCIENTIFIC

ELECTRONICS FOR IMAGING

ENCANA CORP

ENCANA CORP

A

A

A

Dividend

None

None

None

None

None

None

None

None

Dividend

None

None K

None

None

None

Dividend K

None

BUY

BUY

SELL

BUY

BUY

BUY

SELL

SELL

SELL

SELL

SELL

T BUY

SELL

SELL

T BUY

PART SELL

9-7 J

9-20 J

12-6 J A

5-15 J

5-25 J

7-17 J

12-6 K A

9-27 J

11-17 J B

2-17 J A

8-1 J A

12-11 K

12-6 J A

12-6 J B

12-1 I K

12-6 K D

I. Income Gain Codes: A =$1,000 or less B=Sl,001-$2,500 C =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,00 I - $50,000

(See Col umns BI and D4) F=$50,001 -$100,000 G=$100,001 -$1,000,000 HI =SJ,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J=$15,000 or less K=$15,001 - $50,000 L=$50,001 -$100,000 M =$100,001 -$250,000

(See Columns CJ and D3) N=$250,001 - $500,000 0=$500,001 - $1,000,000 Pl=$1,000,001 - $5,000,000 P2 =$5,000,001-$25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column CZ) Q =Appraisal V=Other S =Assessment

U=Book Value W ""Estimated


I

!

;

i

I i I

(2) (I)



VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. see PP· 34-60 of filing instructions.;


A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

i (I) (2) (2) (3) (4) (5) Place "QC)" after each asset !Amount I Type (e.g. Value Value

exempt from prior disclosure ; Code I div., rent, Code 2 Method (A-H) or int.) (J-P) Code3

(Q-W)

Type (e.g. buy, sell, redemption)

Date Month-Day

Value Identity of Code 2

Gain Code I buyer/seller

(J-P) (A-H) (if private transaction)

35. EUROPACIFIC GROWTH CL F A Dividend SELL 2-17 J A

36. EUROPACIFIC GROWTH CL F None SELL 7-20 J A

37. EURO PACIFIC GROWTH CL F None SELL 8-1 J A

38. FEDERAL HOME LOAN BANK None SELL 4-17 L

39. FEDERATED AUTOMATE CASH MGMT

TRUST-IS D Dividend

40. FINANCING CORP CPN FICO STRPS

SERS16 None SELL 4-17 K

41. FINANCING CORP FED BOOK ETRY

FICO SERIES E None SELL 4-17 K

42. FNMA REMIC 3-44- CB A Interest SELL 4-17 K

43. FOREST CITY ENTERPRISES CL A A Dividend BUY 3-1 J

44. FOREST CITY ENTERPRISES CL A None SELL 12-6 K D

45. FORTUNE BRANDS INC None K T BUY 12-11 K

46. FRANKLIN FL TG RA TE DAIL A Dividend SELL 4-17 K

47. GANNETI CO NC DEL None K T BUY 12-11 K

48. GOLDCORP INC - NEW None K T BUY 12-11 J

49. GROWTH FUND OF AMERICAN CL F A Dividend SELL 2-17 J A

50. GROWTH FUND OF AMERICAN CL F None SELL 8-1 J A

51. HENDERSON LD DEV LTD A Dividend BUY 6-9 J

I. Income Gain Codes: A =$1,000 or less B =$ l ,00 l - $2,500 c =$2,50 l - $5,000 0=$5,001 -$15,000 E =$15,001 - $50,000

(See Columns BI and 04) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 t.=$50,001 -$100,000 M =$100,001 -$250,000

(See Columns Cl and 03) N =$250,00I - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q =Appraisal V =Other S =Assessment

U =Book Value W =Estimated


!

r-m-1

: i I

(2) (3)


Page 7 of12 Campbell, Tena 05/08/2007

VII. INVESTMENTS and TR u STS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)


A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period


(2) (!) (2) (I) (4) (5) Place "(X)" after each asset ! Amount' Type (e.g. Value Value

exempt from prior disclosure Code I div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)

Type (e.g. buy, sell, redemption)

Date Month-Day

Value Gain Identity of Code 2 Code I buyer/seller (J-P) (A-H) (if private

transaction)

52.

53.

54.

55.

56.

57.

58.

59.

60.

61.

62.

63.

64.

65.

66.

67.

68.

HENDERSON LD DEV LTD

HENDERSON LD DEV LTD

HUTCHINSON WHAMPOA LTD ADR

HUTCHINSON WHAMPOA LTD ADR

INTEL CORP

INTEL CORP

J HANCOCK CLASSIC VAL CL - A

JAKKS PAC NC

JOURNAL COMMUNICATIONS



LAUREATE EDUCATION INC

LEAPFROG ENTERPRISES INC



LEGG MASON INC

LEGG MASON INC

None BUY

None SELL

A Dividend BUY

None SELL

A Dividend BUY

None SELL

A Dividend SELL

None SELL

None BUY

None BUY

None SELL

None K T BUY

None BUY

None BUY

None SELL

A Dividend BUY

None BUY

6-27 J

12-06 J B

9-26 J

12-6 J c

5-22 J

12-6 J A

8-1 J

12-6 J B

11-30

12-01

12-06 J A

12-11 K

1-20 J

2-27 J

12-06 J

5-17 J

7-25 J

1. Income Gain Codes: A =$1,000 or less B =Sl,001 -$ 2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,00 I -$50,000

(Sec Columns Bl and D4) F =$50,001 -$100,000 G =$100,001-$1.000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or Im K =$15,001 - $50,000 L =$50,001 -$100,000 M =SI00,001 - $250,000

(See Columns Cl and D3) N =$250,001 -$500,000 O =$500,001 -Sl,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000

3. Value Method Codes P3 =$25,000,00 I - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q =Appraisal V =Other S =Assessment


This material is based on data obtained from sources

we consider to be reliable;however, it is not guaranteed to accuracy and does not purport to be complete.

(I) '

;

'

' (2)



VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of the spouse and dependent children. see PP· 34-60 of filing instructions.;


A. B. c. D.



(2) i (I) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type(e.g. Value Value

exempt from prior disclosure div., rent, Code2 MethodCode I i

(A-H) !or int.) (J-P) Code 3

(Q-W)

Type (e.g.

buy, sell,

redemption)

Date

Month -

Day

Value Gain Identity of

Code2 Code I buyer/seller

(J-P) (if private

transaction)

(A-H)

69. LEGG MASON INC None SELL 12-6 J B

70. LEXMARK NTL INC None BUY 2-2 J

71. LEXMARK NTL INC None BUY 2-27 J

72. LEXMARK NTL INC None SELL 12-6 J c

73. LORD ABBOTT AFFILIATE A A Dividend

74. MDU RESOURCES GROUP INC None K T BUY 12-11 J

75. MELLON FINL CORP (PA) A Dividend BUY 1-31 J

76. MELLON FINL CORP (PA) None BUY 6-30 J

77. MELLON FINL CORP (PA) None SELL 12-6 J B

78. NEW ALLIANCE BANCSHARES INC A Dividend BUY 1-20 J

79. NEW ALLIANCE BANCSHARES INC None BUY 2-9 J

80. NEW ALLIANCE BANCSHARES INC None BUY 4-11 J

81. NEW ALLIANCE BANCSHARES INC None SELL 12-6 K c

82. NEWMONT MINING CORP None K T BUY 12-11 K

83. PATTERSON COS INC None K T BUY 12-11 J

84. PFIZER INCORP A Dividend BUY 5-12 J

85. PFIZER INCORP None SELL J J A

1. Income Gain Codes: A =S 1,000 or less B =$1,001 - $2,500 C =$2,50 I - S5 ,000 0=$5,001 -$15,000 E =Sl5,001 -$50,000

(See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L=$50,00 I - $I 00,000 M =$100,001 -$250,000

(Sec Columns CJ and D3) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =SJ,000,001 -$5,000,000 Pl =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market

(Sec Column CZ) Q =Appraisal V =Other S =Assessment

U=Book Value W =Estimated


I

I

I



VII. INVESTMENTS and TR us TS income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing -


A. B. c. D.



' (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset ]Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month - Code2 Code I buyer/seller ; (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

instructions.)

86. REGIS CORP None K T BUY 12-11 J

87. RUSS BERRIE AND COM None SELL 12-6' J A

88. SONY CORP SPONSORED ADR None J T BUY 12-11 J

89. ST JOE CO A Dividend BUY 2-9 J

90. ST JOE CO None BUY 2-27 J

91. ST JOE CO None BUY 6-1 J

92. ST JOE CO None SELL 12-6Q K B

93. SUPERIOR INDS INTL A Dividend SELL 12-6 J

94. SYCAMORE NETWORKS INC None SELL 12-6 J

95. TAMARAK INVT FNDS A Interest

96.

97.

98.

99.

TELECOM CORP OF NEW ZEALAND

LTD SPONS ADR


LTD SPONS ADR


LTD SPONS ADR

TELLABS NC

A Dividend

None

None

None

BUY

BUY

SELL

SELL

4-13

6-20

12-6

12-6

J

J

J

J

A

B

100.

101.

102.

THIRD A VE REAL ESTA TE VALUE

FUND

THIRD A VE REAL EST A TE VALUE

FUND

URS CORP - NEW

A Dividend

None

None J T

SELL

SELL

BUY

2-17

8-1-0

12-11

J

J

J

A

A

I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(Sec Columns BI and 04) F =$50,001 -$100,000 G =$100,001 - $1,000,000 Ht =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or Jess K =$15,001 -$50,000 L =$50,001 -$100,000 M =$I 00,00 I -$250,000

(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q =Appraisal V=Other S =Assessment



· 77. , \ ",'>.,._. :· ;· " ',' :rnro,;..,.dini!is :--.:-.--. ·

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l>a"' vfRepo lName ofPersou 11.epomneFINANCIAL DISCLOSURE REPORT Page 10 of12 O:i/08/2007Campbell, Tellll

vn. INVESTMENTS and TRUSTS - lnCORll!, value, lraru=#ons (Inc/od thWi< oftl1eapollS and tk/nn<WU tlllldnn. SeePP· 34-60 offlling ilistrUCliu=)

D NONE (No reportable income, asse,ts, or transactions.) .

'' ·:. . .>.C!·' " .. ·--- --- --- .. . · ' ' · . , . ' . · TOJ>Qrdng period ' ": .Dt.:sillptiooof c1a··: " · Gr-0 ""' <:.a(C1!4 or ,. . . ' ·:· · ·."' . ,' (ill l i g trus > ' : ' , · : · , , · .'roP S od· .' : ' 'reP.6nlns·1'i:nod

' . :.: ','\. ' (:.. .' ,''' '•\': '•' , ,, ,' ,, , ,,., , , ".,." ,, '""",,. ( ) (2) , , (3), (4), ,, JI) .. . ':. '

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', ,'' ··,rjpc'(c,i;.',. hi'' ' ,·,@.'1' ,. ,

. .

. ' " '" 2 '' '·.; .., U , .. ,(2), ... , ,('1),,. ,'.i'YJJ (c ,.·· '.· ,Ynlll<l'· 'Pate.,. '{Q c ,pain,

.,' dh·,,· ,:. . , ,.,. .

\, ··,, : : . .' Mo th.- , ooc•2 , Cc>?c·l, (5), , . "'.. ''.

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ldCmlryofb s lhrrbu.y,d n.'' ,. · , c ac21. ,. · · ".,, ,. (if.priv ,tc

· .··

303, WABTEClNC Non K T BUY 12-11 J

104. WASI-l.INGTON MlITUAL INVESTORS FDCLF

A Dividcmd SELL 5,]6 J A

105. XEROX CORP :None T< T BUY 12·11 J

106, WELLS FARGO & CO

107.WELLS FARGO MoNEr MARKEt

108WELLS FARGO MONEY MARKE!

lG .

A I J T

B I J '('

WELLS FARGO BANKCHECK A. I J T

.. .· :.·, '· ·\, ··,:,,;,, l.POO .:'51iO.\ ...··" ; i')1 .. &5,ooo : , .· .' '' 00.. . . , • ' ·: "HI :.Sl.000,0oi :·ss ooo,(){\o . ,

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VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Jndicate partofReporL)

WILFULLY NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL



IX. CERTIFICATION.

I certify that all information given above (Including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

Documents

AOIO FINANCIAL DISCLOSURE REPORT in Govenment Act of … · 2019-07-26 · POSITION OF (") 3. Report Required by the Ethics AOIO FINANCIAL DISCLOSURE REPORT . in Govenment Act of