FINANCIAL DISCLOSURE REPORT in Govenment Act of 197 8 (5 ...€¦ · FINANCIAL DISCLOSURE REPORT . Report Required by the Ethics AO 10 . in Govenment Act of 197 8 . Rev. 112008

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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO 10 in Government Act of 197 8 Rev. 112008 FOR CALENDAR YEAR 2007 (:5 U.S.C. app. §§ 101-111)

I. Person Reporting (last name, first, middle initial)

Haik, Richard T

2. Court or Organization

Wester District Or Louisiana

3. Date of Report

07/07/2008

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

U.S. District Judge - Active

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial Annual

Sb. D Amended Report

Final

6. Reporting Period

01/01/2007 to

12/31/2007

7. Chambers or Office Address

800 Lafayette Street Suite 4200 Lafayette, LA 70501

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORT ANT N 0 TES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have 110 reportable information. Sign on last page.

I. POSIT! ONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. President Colonel J. George & S. Saloom Hannie

2.

3.

4.

5.

JI. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[Z] NONE (No reportable agreements.)

PARTIES AND TERMS·

(: ) •'

(,/;

::o :.-. Pl'_...'..

o:I> -rtr •l

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)>

-P. c..n

I.

2.

3.

PAID

I. Louisiana State Bar 6/8/2007 Sandestin, FL Seminar Speaker Association

2. Louisiana State Bar 917/2007 New Orleans, LA Seminar Speaker Association

3. Louisiana State Bar 9/27/2007 New Orleans, LA Seminar Speaker Association

4.

5.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 2of12 07/07/2008Haik, Richard T

III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

[2J NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income If you were married during any portion of the reporting year, complete this section. -

(Dollar amount not required except for honoraria.)

[2J NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

IV. REIMBURSEMENTS -transportation, lodging,Jood, entertainmenl

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS OR PROVIDED

Travel, lodging, and meals

Travel

Travel

SOURCE


Page 3of12 Haik, Richard T 07/07/2008

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

D NONE (No reportable gifts.)

DESCRJPTION

I. The City Club Honorary Membership

2. Diamond M Drilling Hunting Trip

3. Ken Bailey Ranch Hunting Trip

4.

VALUE

$ 700

$ 800

$ 800

5.

VI. LIABILITIES. (Includes those of spouse and dependelll children; see pp. 32-33 of filing instructions.)

D NONE (No reportable liabilities.)

CREDITOR DESCRJPTION VALUE CODE

1. St. Landry Bank and Trust Company

Bank loan to purchase inMcGeHee Group, LLC

vestment in BPL Visions, LLC formerly The M

2. Capital One Bank Bank loan to purchase condominium for residential rental. L

3.

4.

USAA Federal Savings Bank Bank loan to purchase residential rental property L

5.

1 1 1 -(S _e_c _c _o1_um _n_c_2J ___ __ u_=_B_o_o_k_V_a1_ue_ ______ v_=_o_11_1 e_r __________ w_=_Es_h_·m _a_te _d _ ------�---�--------�-�·-___J

(I) (I) (3)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.; -

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(inclu ding trust assets)

B.

Income during

reporting period

(2) (I) (2) (2) (4) (5) Place"(X)11 after each asset

exempt from prior disclosure

L -Amount Type (e.g., Code I div., rent, (A-HJ or int.)

D.C.

Gross value at end of Transactions during reporting period

reporting period ·-----

Value Value

MethodCode 2

Code 3(J-P) (Q-W)

Type (e.g.,

buy, sell,

redemption)

Date

Month-

Day

Value Gain Identity of

Code 2 Code l buyer/seller

(if private

transaction)

(A-H)(J-P)

1. Iberia Bank Accounts

2. Gulf Coast Bank CDs Account (X)

3. Capital One Bank, NA Accounts

4. Midsouth Bank, NA Accounts

5. Regions Bank Account (X)

6. Brokerage Account #I

7. -- Diamond Offshore Drilling, Inc. Common Stock

8. --Iberiabank Corp Common Stock (X)

9. --Rowan Cos Inc. Common Stock

IO. --American Intl Petroleum Common Stock

1 1 . --Fedders Corporation Common Stock

12. --Edward Jones Money Market Account

13. --LHC Group Inc. Common Stock(X)

14. Brokeage Account #2

15. --Federal Mogul Corp Note Common Stock

16. --Level 3 Communications Convertible Sub Debt

17. --Level 3 Commuications Sub Note

A Interest

A Interest

B Interest

B Interest

A Interest

A Dividend

A Dividend

A Dividend

None

None

A Dividend

None

A Interest

B Interest

A Interest

J T

J T

K T

K T

J T

J T

J T

J T

J T

J T

J T

J T

K T

K T

J T

I. IncomeG Codes: $ 0 5 E =S l5,001 - s5o,oooain(See Columns 1 and D4) ; ::; ii1°: : o.ooo :! : i. 1 :1 00,000 : ·:. . ; 5.ooo,ooo 2: ;h! ioo,ooo

2. Value Codes B

J Sl 5,000 or less K =S 15,001 - S50,000 L =$50,001 - $100,000 M =Sl00,001 - $250,000(See Columns CI and 03) N =$250,001 - $500,000 0 $500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 3. ValueMethod Codes Q =Appraisal R ==Cost (RealEstateOnly) S =Assessment T ""Cash Market l

-

-·

(l) (l) (3)



VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instmctions.) -


A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting peri od

(including trust assets) reporting period reporting period

(1) (2) (2) (4)(2) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain

exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, Month· Code 2 Code I (A-H) or int.) (J-P) Code 3 redemption) Da y (J-P) (A-H)

(Q-W)

Identity of buyer/seller

(ifprivate transaction)

18. --San Juan Basin Royalty Trust (X) A Interest J T

19. --Xerox Capital Trust Capital Securities A Interest J T

20. --Camden County, NJ Pollution Control B Interest J T Redeemed Bonds

21. --Capital Projects Fin Auth FL Bonds c Interest J T

22. --Charlton County, GA Solid Waste A Interest J T Revenue Bonds

23. --DWS Managed Municipal Bond Fund A lnt./Div. J T

24. --Highlands County, FL Ind Dev Auth A Interest J T Bonds

25. --Hudson County, NJ Solid Waste Revenue A Interest J T Bonds

26. --Junction City, KS Residential Bonds A Interest J T

27. --Ohio State Solid Waste Disposal Revenue A Interest J T Bonds

28. --Port of New Orleans, LA Board of A Interest J T Commissioners

29. --Putnam Tax Exempt Income (X) A Int./Div. J T

30. --Putnam Tax Free Health Care Fund A Int./Div. J T

31. --St. Paul, MN Port Authority Industrial A Interest J T Revenue Bonds

32. --Seilgman Louisiana Municipal Fund A Int./Div. J T

33. --Allegheny County, PA Hospital Bonds A Interest J T

34. --Angola, IND Healthcare Faes Revenue A Interest J T Bonds

12/03 J A

I. Income Gain Codes: A "'S l ,000 or less B =$1,001 • $2,500 c =$2,501. $5,000 D =$5,001 · $15,000 E =Sl 5,001 • $50,000

(See Columns B 1 and D4) F =$50,001 · $100,000 G =$100,001 · SI,000,000 HI =Sl ,000,001 · $5,000,000 H2 =More than S5.,000,000

2. Value Codes J :=$15,000 or less K =$15,001 · S50,000 L s50,001- s100,ooo M =$100,001. $250,000

(See Columns CI and 03) N s25o,oo 1 - s5oo,ooo 0 =$500,001 - $1,000,000 Pl =$!,000,001 • $5,000,000 P2 =$5,000,001 · S25,000,000

Pl =$25,000,001 • $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cos! (Real Estate Only) S ==Assessment T =Cash Market

(See Column C2) U ==Book Value V =Other W =Estimated

--

(1)



VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of spouse and dependent children; see pp. 14-60 of filing instructions.; -


A.

Description of Assets

(including trust assets)

B. C. D. Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(1) (2) (2) (1) (3) (4)(2) (5) Place "(X)" after each asset Amount Type (e.g., Value Value

exempt from prior disclosure Code 1 div., rent, code 2 Method (A-H) or int.) (J-P) Code3

(Q-W)

Type (e.g., buy, sell,

redemption)

Date Month-

Day

value

Code 2

(J-P).

Gain

Code l

(A-H)

Identity of

buyer/seller (ifprivate

transaction)

35.

36.

37.

38.

39.

40.

41.

42.

43.

44.

45.

46.

47.

48.

49.

50.

51.

--Aurora Centretech Bonds

--Ben Hill County, GA Revenue Bonds

--Bibb County, GA Development Authority Bonds

--Cambria County, PA Revenue Bonds

--Camden County, NJ Revenue Bonds

--Central Arizona Irrigation & Drainiage District Bonds

--Conneticut Development Authority Bonds

--Crawford County, GA Development Authority Bonds

--Denham Springs-Livingston Housing Bonds

--District of Columbia Revenue Bonds

--East Carrol Parish, LA Law Enforcement Bonds

--Escambia County, FL Health Faes Bonds

--Capital Projects Finance Auth FL Solid Waste (X)

--Garza County, TX Bonds

--Hammond-Tangipahoa Home Mortgage Bonds

--Hancock County, TN Health Ed Bonds

--Illinois Health Faes Auth Revenue Bonds

A Interest K T

B Interest K T

c Interest K T

A Interest J T

A Interest J T Redemption

A Interest J T Partial Redm

B Interest K T

B Interest J T

A Interest J T

A Interest J T

A Interest J T

A Interest J T

None K T

A Interest J T

A Interest J T

A Interest J T

A Interest J T

2115

06/01

J

J

A

A

I. Income Gain Codes: A =S 1,000 or less B =Sl ,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(See Columns B 1 and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00 I • $50,000 L =$50,00 I -$I 00,000 M =$100,001 -S250,000

(See Columns Cl and 03) N =$250,00 I -$500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =S5,000,00I -$25,000,000

P3 S25,000,00I - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U ""Book Value V"'Other W =Estimated

Authorit)



VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.) -


A.

Description of Assets Gross value at end of

(includin g trust assets) reporting period

B. C.

Income during

reporting period

(!) (2) (l) Amount Type (e.g., Value Code I div., rent, Code 2

(A-H) or int.) (J-P)

(2) Value

exempt from prior disclosure

Place "(X)' 1 after each asset

Method

Code 3

(Q-W) ·"·-----

D.

Transactions during reporting period

(1) Type (e.g.,

buy, sell,

redemption)

-···-

(2) Date

Month-

Day

(3) Value

Code 2.

(J-P)

(4) Gain

Code l

(A-H)

(5) Identity of

buyer/seller

(ifprivate

transaction)

52. --Illinois Housing Development Authority A Interest Redeemed 01/02 J A

53. --Lafayette, LA Public Trust Fin Auth Bonds

A Interest J T

54. --Lafourche Parish, LA Sales Tax Bonds A Interest J T

55.

56.

--Langhorne Manor Baro, PA Higher Education Bonds

--Louisiana Public Facilities Bonds

A

A

Interest

Interest

J T

Redeemed 11/15 J A

57. --Louisiana State University Bonds A Interest J T

58.

59.

--Montgomery-Southside, AL Revenue Bonds

--New Jersey Health Care Facilities Bonds

B

B

Interest

Interest

K

K

T

T

60.

61.

--Peach County, GA Development Revenue Bonds

--Plaquemines, LA Port Harbor Revenue

B

A

Interest

Interest

K T

Redeemed 09/04 J A

62. --St. John Baptist Parish, LA Gas Bonds A Interest J T Redeemed 12/03 J A

63. --St. Paul, MN Port Authority Bonds B Interest J T

64. --St. Paul, MN Port Auth Hsg & Red None J T

65. --St. Tammany Parish, LA Hospital Bonds A Interest J T

66.

67.

68.

--Santa Fe, NM Educational Facilities Revenue Bonds

--Savannah, GA Economic Development Authority Bonds

--Shreveport, LA Water & Sewer Revenue Bonds

B

A

A

Interest

Interest

Interest

K

J

J

T

T

T

Redeemed 10/01 J A

I. Income Gain Codes: A =$1,000 or less B 0$1,001 - S2,500 C 0$2,501 - $5,000 D s5,oo l - s 15,ooo E 0$15,001 - SS0,000

(See Columns Bl and D4) F 0$50,001 - $100,000 G 0$ !00,00 I - $1,000,000 HI 0$1,000,00 l - $5,000,000 H2 °More than $5,000,000

2. Value Codes J 0$15,000 or less K 0$ 15,001 - $50,000 L 0$50,001 - $100,000 M SI00,001 - $250,000

(See Columns Cl and D3) N s25o,oo 1 - s5oo,ooo 0 °$500,00 l - $1,000,000 Pl 0$1,000,001- $5,000,000 P2 s5,ooo,001 - s25,ooo,ooo

P3 s25,ooo,oo l - s5o,ooo,ooo P4 More than $50,000,000

3. Value Method Codes Q co:Appraisal R °Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V:=oOther W ""Estimated

·----

(1) (2)

(J-P)

(4) (5)



VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1rzc1udes those of spouse and dependem children; see pp. 34-60 of filing instructions.J


A. - ·-

B. c. D. ---------,

I ssetsDescription of A Income during Gross value at end of Transactions during reporting period

(including trust asset s) reporting period reporting period

(2) (!) (1) (2) (3)

ValueType (e.g., DateAmount Value Type (e.g., Value Gain Identity of Place "(X)" after ea ch asset Code 1 div., rent, Code2 Method buy, sell, Month - Code2 buyer/sellerexempt from prior d isclosure Code 1 (A-H) or int.) Code 3 redemption) Day (J-P). (if private (A-H)

transaction)(Q-W)

69.

70.

71.

72.

73.

74.

75.

76.

77.

78.

79.

80.

81.

82.

83.

84.

85.

--Sumner, IL Healthcare Facilities Revenue Bonds

--Swansea, IL Healthcare Facilities Bonds

--Tarrant County, TX Health Facilities Revenue Bonds

--Gila Cnty, AZ IDA Revenue Bonds

--Tillman County, OK Revenue Bonds

--West Feliciana Parish, LA Bonds

--West Frankfort, IL Healthcare Bonds

--Summers County, WV Solid Waste Disposal Bonds

--Alcatel Lucent Sponsored ADR Common Stock

--Idearc, Inc. Common Stock

--Leucadia National Corp Common Stock

--Vector Group, LTD Common Stock

--Verizon Communications Common Stock

--Tjiwi Kimia Intl Finance Co Senior Notes

--Tricom SA Guaranteed Note

--Cablevision SA Notes

--Williams Communications Group

A Interest J T

A Interest Redeemed

A Interest J T Prin Return

None J T

B Interest J T

A Interest J T

A Interest J T

None J T

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend J T

None J T

None J T

None J T

None J T

08/30 J - A

06/01 J A

l. Income Gain Codes: A =$1,000 or less B $1,001 · $2,500 c $2,501. $5,000 o s5,001 -SI5,ooo E SJ5,00I -$50,000

(See Columns Bl and D4) F =$50,001 · SJ00,000 G SI 00,00 I -S 1,000,000 HI s1,ooo,001. s5,ooo,ooo H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K $15,001 - $50,000 L s50,001 . s100,ooo M =S I00,001 - $250,000

(See Columns Cl and 03) N =$250,00 I · $500,000 o s500,001 . s1,ooo,ooo r1 s1,ooo,001- S5,ooo,ooo P2 =$5,000,001 . $25,000,000

P3 $25,000,00 I · S50,000,000 P4 More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T ""Cash Market

(See Column C2) U =Book Value V =Other W =Estimated

Stock

B -

'

---··-- --

(2) (4) (5)



VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spa use and dependent children; se_e PP· 14-60 of filing instructions.;


A.

Description of As sets

(including trust ass ets)

-... _

D.c.

Transactions during reporting period Income during Gross value at end of

reporting period reporting period -··-

(2) (3)(2)(1) (1) (1) h asset Place " (X)" after eac Amount Type (e.g., Value Value

exempt from prior dis closure Code l div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)

Type (e.g.,

buy, sell,

redemption)

Date

Month -

Day

Value Gain Identity of

Code 2 Code 1 buyer/seller

(J-P) (A-H) (if private

transaction)

86.

87.

88.

89.

90.

91.

92.

93.

94.

95.

96.

97.

98.

99.

100.

101.

102.

--Ladenburg Thalmann Financial Services Common Stock

--Nevada Gold & Casinos Inc.

--L-1 Identity Solutions, Inc. Common

--Money Market Fund Investment Shares

--Hartford Income Shares Fund, Inc. Mutual Fund

--MFS Multimarket Income Trust Mutual Fund

--San Juan Basin Royalty Trust Units

--Eastern Carolina, NC Housing Revenue Bonds

--Elizabeth City, NC Bonds Housing Authority Bonds

--At Home Corp Subordinated Notes

--Iberia Parish, LA Industrial Development

(X)

Individual Retirement Account #1

--American Balanced Fund

--American Mutual Fund

--Bond Fund of America

--Capital World Growth & Income Fund

--Europacific Growth Fund

None J T

None J T

None J T

B Dividend K T

A Dividend J T

A Dividend J T

A Royalty J T

None Redemption

None Redemption

None Prin Return

None Prin Return

E Dividend N T

Purchase

Purchase

Purchase

Purchase

12/26 J A

12/26 J A

12/31 J A

05/16 J A

12/26

12/17

12/26

12118

1. Income Gain Codes: A =SI ,000 or less B =$1,001 - $2,500 C =S2,501 • S5,000 D=$5,001 · $15,000 E =Sl 5,001 · $50,000 (See Columns Bl and 04) F =$50,001 - $100,000 G =SI 00,001 - S 1,000,000 Hl =Sl ,000,001 -S5,000,000 H2 =More than S5.,000,000

2. Value Codes J=$15,000 or less K =SI 5,001 - $50,000 L =$50,001 · $100,000 M =$100,001 - $250,000 (See Columns CJ and 03) N=$250,00I · $500,000 0 =$500,001 • s1,000,000 Pl =$1,000,001 • $5,000,000 P2 =$5,000,001 - $25,000,000

Pl =$25,000,001 · $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R ""Cost (Real Estate Only) S ""Assessment T =Cash Market

(See Column C2) U ==Book Value V=Other W =Estimated

(2) (l)


Page 10 of12 Haik, Richard T 07/07/2008

VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those of spouse and dependent children; see PP· 14-60 of filing instructions.; -


A. Description of A ssets (including trust a ssets)

(!) (1)(2) (2) (4)(3) (5) Amount Code I

Place "(X)" after ca ch asset exempt from prior d isclosure

(A-H)

B. c. D. Income during Gross value at end of Transactions during reporting period

reporting period reporting period "- --

Type (e.g., div., rent,

or int.)

Value Codc2 (J-P)

Value Method Code 3 (Q-W)

Type (e.g., buy, sell,

redemption)

Date Month-

Day

GainValue Code I Code 2 (A-H)(J-P)

Identity of buyer/seller

cifprivate transaction)

103.

104.

105.

106.

107.

108.

109.

110.

11 I.

112.

113.

114.

115.

--Growth Fund of America

--Income Fund of America

--New Perspective Fund

--Washington Mutual Investors Fund

Royalty Interest - Lafayette Parish, L A

Rental Property #1, Lafayette, LA

Rental Property #2, Lafayette, LA

Colonel J. George & S. Saloom Hannie (X)

BPL Visions, LLC formerly The McGeHee Group, LLC

Buy-sell Agreement

Purchase

Purchase

Purchase

None

D Rent M R

B Rent L R Purchase

D Distribution M w

None M w

D Distribution J v Calcellation

12/24

12/13

12/24

6/30 L

12/07 J E

See Note in Part VIII

l. Income Gain Codes: A =SI ,ODO or less B =$ 1,00 l -$2,500 c =$2,501 - $5,000 D =S5,00 l - $15,000 E =Sl5,001 - SS0,000

(See Columns BI and D4) F =$50,001 - S l 00,000 G =$100,00 l -$1,000,000 H1 =Sl ,000,001 - S5,000,000 H2 =More than $5,000,000

2. Value Codes J ;s15,000 or less K=$15,001-S50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns Cl and 03) N =$250,00 I - $500,000 0 =$500,001 Sl ,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,00 I - $25,000,000

P3 =$25,000,001 - S50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q ""Appraisal R ""Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V=Other W ""Estimated


Page 11 of 12 07/07/2008Haik, Richard T

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (IrzdicatepartofReporl)

Item #107 - The property giving rise to the royalty interest is detailed by item #108.

Item #112 - This is income received on a buy-sell agreement that was cancelled in 2007.

On prior year's report, a third and fourth brokerage account were listed. These assets related to······ •••••••••••. Therefore, these assets have been excluded from the current year's report.



IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signat

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSI AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Documents

FINANCIAL DISCLOSURE REPORT in Govenment Act of 197 8 (5 ...€¦ · FINANCIAL DISCLOSURE REPORT . Report Required by the Ethics AO 10 . in Govenment Act of 197 8 . Rev. 112008