53
V I C K E R S W E E K L Y I N S I D E R COMMENTARY INSIDER INDEX RANKINGS INSIDER INDEX A Ratio between 2.00-2.50 is neutral. Under 2.00 suggests a rising market; Over 2.50 suggests weakening market. SELL-BUY RATIOS THIS WEEK'S AVERAGE OF THE INDEXES FOR ALL STOCKS REPORTING TRANSACTIONS OVER THE LAST 6 MONTHS. A R G U S R E S E A R C H C O M P A N Y 6 1 B R O A D W A Y N E W Y O R K, N.Y. 1 0 0 0 6 ARGUS TOP TEN P/E Issuer Index# P/E Issuer Index# 16 MetroPCS Communications Inc (PCS) -1889 17 Autozone Inc (AZO) -512 15 Stryker Corp (SYK) -481 - IntraLinks Holdings Inc (IL) -466 60 Acme Packet Inc (APKT) -429 8 EasyLink Servs Intl Cor (ESIC) -384 55 Netflix Inc (NFLX) -313 - NetSuite Inc (N) -312 20 Qualcomm Inc (QCOM) -301 580 Salesforce.com Inc (CRM) -298 LEAST LIKED September 5, 2011 S O N D J F M A M J J A S 6500 7000 7500 8000 8500 9000 9500 10000 10500 11000 11500 12000 12500 13000 13500 14000 7.50 7.00 6.50 6.00 5.50 5.00 4.50 4.00 3.50 3.00 2.50 2.00 1.50 1.00 0.50 0.00 Dow Jones Industrial Average (left scale) 8-Week Sell-Buy Ratio (right scale) TOTAL 8 WEEK SELL/BUY RATIO VS. DOW INDUSTRIALS With no signs of near-term stability in the broader market, ongoing fears over Euro-zone sovereign-debt problems, and renewed concerns about a seemingly faltering U.S. economy, investors are left with little reason to be bullish. Insiders, on the other hand, continue to view this volatility as an opportunity to beef up their long- term holdings at (possibly) discounted prices. Our Total One-Week Sell/Buy Ratio is weaker by 120 basis points since last week, but currently stands at 1.79 — still comfortably within bullish territory. Our Total Eight-Week Sell/Buy Ratio continued its improving trend, shedding 11 basis points this week to land at a very bullish 1.12. Given the historically strong level of insider buying in recent weeks, our Total One-Week Sell/Buy Ratio finding levels not seen since the bull market of 1998, and a relatively high volume of Form 4 activity over the past several weeks, we are not surprised by the slight weakening in our one-week sentiment readings. Insiders, like most, have a fixed amount of capital to invest. That said, we certainly note the event and will monitor insider trends carefully this week for any signs of a more- pronounced move back toward neutral sentiment. As the global markets have started the week with further downside, we’ll soon see if insiders once again step up to the plate to buy, or if they hold off in anticipation of further declines. Using history as a guide, we look back to 2008 and 2009 — and see that during the sharp declines in the broad market averages, insiders turned bullish in the mid- to late-2008 period. But we did not see consistent sell/buy readings of below 1.0 until late 2008 (and those persisted until early 2009). Should we see ongoing market - Texas Industries Inc (TXI) 356 68 VMware Inc (VMW) 346 - Overseas Shipholding Group Inc (OSG) 344 7 American Superconductor Corp (AMSC) 315 - Opko Health Inc (OPK) 291 186 United Fire Casuality Co (UFCS) 277 - KiOR Inc (KIOR) 272 228 Ligand Pharmaceuticals Inc (LGND) 268 13 Red Lion Hotels Corp (RLH) 252 - Terex Corp (TEX) 251 (continued on back page) NYSE / ASE One-Week: ...... 2.11 NYSE / ASE Eight-Week: .... 1.08 NASDAQ One-Week: ........... 1.62 NASDAQ Eight-Week: ......... 1.16 Total One-Week: .................. 1.79 Total Eight-Week: ................ 1.12 -7.53

ARGUS - Vickers Stock · 2011. 9. 9. · 17 Autozone Inc (AZO) -512 15 Stryker Corp (SYK) -481 - IntraLinks Holdings Inc (IL) -466 60 Acme Packet Inc (APKT) -429 ... Excluded are

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  • V I C K E R S W E E K L Y I N S I D E R

    COMMENTARY INSIDER INDEX RANKINGS

    INSIDER INDEX

    A Ratio between 2.00-2.50 is neutral.Under 2.00 suggests a rising market;

    Over 2.50 suggests weakening market.

    SELL-BUY RATIOS

    THIS WEEK'S AVERAGE OF THE INDEXES FORALL STOCKS REPORTING TRANSACTIONS OVER

    THE LAST 6 MONTHS.

    A R G U S R E S E A R C H C O M P A N Y • 6 1 B R O A D W A Y • N E W Y O R K, N.Y. 1 0 0 0 6

    ARGUS

    TOP TEN

    P/E Issuer Index#

    P/E Issuer Index#

    16 MetroPCS Communications Inc (PCS) -1889

    17 Autozone Inc (AZO) -512

    15 Stryker Corp (SYK) -481

    - IntraLinks Holdings Inc (IL) -466

    60 Acme Packet Inc (APKT) -429

    8 EasyLink Servs Intl Cor (ESIC) -384

    55 Netflix Inc (NFLX) -313

    - NetSuite Inc (N) -312

    20 Qualcomm Inc (QCOM) -301

    580 Salesforce.com Inc (CRM) -298

    LEAST LIKED

    September 5, 2011

    S O N D J F M A M J J A S6500700075008000850090009500

    100001050011000115001200012500130001350014000

    7.507.006.506.005.505.004.504.003.503.002.502.001.501.000.500.00

    Dow Jones Industrial Average (left scale) 8-Week Sell-Buy Ratio (right scale)

    TOTAL 8 WEEK SELL/BUY RATIO VS. DOW INDUSTRIALS

    With no signs of near-term stability in the broader market, ongoing fears overEuro-zone sovereign-debt problems, and renewed concerns about a seeminglyfaltering U.S. economy, investors are left with little reason to be bullish. Insiders, onthe other hand, continue to view this volatility as an opportunity to beef up their long-term holdings at (possibly) discounted prices.

    Our Total One-Week Sell/Buy Ratio is weaker by 120 basis points since lastweek, but currently stands at 1.79 — still comfortably within bullish territory. OurTotal Eight-Week Sell/Buy Ratio continued its improving trend, shedding 11 basispoints this week to land at a very bullish 1.12.

    Given the historically strong level of insider buying in recent weeks, our TotalOne-Week Sell/Buy Ratio finding levels not seen since the bull market of 1998, anda relatively high volume of Form 4 activity over the past several weeks, we are notsurprised by the slight weakening in our one-week sentiment readings. Insiders, likemost, have a fixed amount of capital to invest. That said, we certainly note the eventand will monitor insider trends carefully this week for any signs of a more-pronounced move back toward neutral sentiment. As the global markets have startedthe week with further downside, we’ll soon see if insiders once again step up to theplate to buy, or if they hold off in anticipation of further declines.

    Using history as a guide, we look back to 2008 and 2009 — and see that duringthe sharp declines in the broad market averages, insiders turned bullish in the mid-to late-2008 period. But we did not see consistent sell/buy readings of below 1.0 untillate 2008 (and those persisted until early 2009). Should we see ongoing market

    - Texas Industries Inc (TXI) 356

    68 VMware Inc (VMW) 346

    - Overseas Shipholding Group Inc (OSG) 344

    7 American Superconductor Corp (AMSC) 315

    - Opko Health Inc (OPK) 291

    186 United Fire Casuality Co (UFCS) 277

    - KiOR Inc (KIOR) 272

    228 Ligand Pharmaceuticals Inc (LGND) 268

    13 Red Lion Hotels Corp (RLH) 252

    - Terex Corp (TEX) 251

    (continued on back page)

    NYSE / ASE One-Week: ...... 2.11NYSE / ASE Eight-Week: .... 1.08NASDAQ One-Week: ........... 1.62NASDAQ Eight-Week: ......... 1.16Total One-Week: .................. 1.79Total Eight-Week: ................ 1.12

    -7.53

  • SYMBOL- SHARES DATE PURCHASE CLOSE STOPSTOCK EXCHANGE HELD PURCHASED PRICE SEPT. 2 LOSS

    SYMBOL- SHARES DATE PURCHASE CLOSE STOPSTOCK EXCHANGE HELD PURCHASED PRICE SEPT. 2 LOSS

    INSIDER MODEL PORTFOLIO

    PORTFOLIO WORTH $590,520 Includes cash of $953

    Hercules Offshore Inc. HERO-NGS 2,100 8/15/08 21.2600 3.9400 --Hercules Offshore Inc. HERO-NGS 5,800 10/10/08 6.2400 3.9400 --Furniture Brands International FBN-NYSE 16,000 2/18/11 4.8000 2.5400 --Geeknet Inc. GKNT-NGM 2,800 5/20/11 27.4400 18.5600 --USA Mobility Inc. USMO-NGS 5,000 5/20/11 15.4200 14.7300 --Cambium Learning Group Inc. ABCD-NGM 3,000 6/3/11 2.9800 2.9100 --Ebix Inc. EBIX-NGS 3,600 6/10/11 20.3900 15.3300 --FuelCell Energy Inc. FCEL-NCM 53,300 7/29/11 1.3300 1.0400 --Horsehead Holdings Corp. ZINC-NGS 6,400 8/26/11 9.7100 9.8400 --Commercial Vehicle Group Inc. CVGI-NGS) 9,700 9/2/11 6.3500 6.3500 --

    The York Water Co. YORW-NGS 4,500 1/22/10 13.6000 16.9000 --Chesapeake Utilities Corp. CPK-NYSE 2,100 5/21/10 29.8500 39.5000 --USA Mobility Inc. USMO-NGS 4,300 3/25/11 14.8000 14.7300 --Insmed Inc. INSM-NCM 8,300 4/8/11 7.6800 4.2500 --Coeur d'Alene Mines Corp. CDE-NYSE 2,600 6/3/11 25.3300 29.1500 --Brown Shoe Co. Inc. BWS-NYSE 6,500 6/17/11 10.1300 7.4200 --Eastman Kodak Co. EK-NYSE 19,500 6/17/11 3.3700 3.2400 --Valeant Pharmaceuticals Int'l. Inc. VRX-NYSE 1,400 8/26/11 42.7600 43.4700 --Merck & Co. Inc. MRK-NYSE 1,900 8/26/11 31.9200 32.3700 --SPDR S&P 500 SPY-NYSE 190 9/2/11 117.85 117.8500 --

    Transactions in these model portfolios are effected at the closing price on the Friday prior to the publication date. This is done to reduce the lag-time between trades and the receipt of trade information by subscribers. A sample commission of $29.95 is charged against the model portfoliofor each transaction made and estimated dividend and interest income is added to the portfolio once per quarter. Past performance is notnecessarily a guide to future performance. This report is prepared for general circulation and is circulated for general information only. It doesnot have regard to the specific investment objectives, financial situation or the particular needs of any specific person. Investors should seekfinancial advice regarding the appropriateness of investing in any securities or investment strategies discussed or recommended in this report,and should understand that statements regarding future prospects may not be realized. Income from securities, if any, may fluctuate and asecurity’s price or value may rise or fall.

    MODEL PORTFOLIO VALUATION AND PERFORMANCEMODEL PORTFOLIO VALUATION AND PERFORMANCEMODEL PORTFOLIO VALUATION AND PERFORMANCEMODEL PORTFOLIO VALUATION AND PERFORMANCEMODEL PORTFOLIO VALUATION AND PERFORMANCE

    RISK MODEL PORTFOLIO

    Central European Distribution Corp. CEDC-NGS Risk 8/2/11 (20) 4/22/11Sharps Compliance Corp. SMED-NCM Risk 7/29/11 (29) 2/11/11DWS Municipal Income Trust KTF-NYSE Insider 7/8/11 7 1/28/11ModusLink Global Solutions Inc. MLNK-NGS Risk 6/24/11 (16) 4/15/11Anadigics Inc. ANAD-NGS Risk 6/24/11 (5) 5/27/11Frederick's of Hollywood Group Inc. FOH-AMEX Risk 6/10/11 (1) 4/15/11CalAmp Corp. CAMP-NGS Risk 1/21/11 36 5/28/10Uranerz Energy Corp. URZ-AMEX Risk 1/21/11 377 7/16/10SPY Mar 2011 119 Put SPY110319-OPR Risk 1/21/11 (72) 12/3/10Catalyst Pharmaceutical Partners Inc. CPRX-NCM Risk 12/23/10 23 11/27/09Advocat Inc. AVCA-NCM Risk 10/8/10 (50) 4/11/08

    RECENTLY SOLD HOLDINGS

    STOCK SYMBOL PORTFOLIO DATE SOLD % CHANGE DATE BOUGHT

    Section 1.2

    PORTFOLIO WORTH $610,783 Includes cash of $102,548

  • FORM 4 TRANSACTIONS

    Corporate insiders (officers, directors, and direct or beneficial owners of 10% or more of the stock of public companies) are required by law to disclose on SEC Form 4 the sale or purchase of securities issued by their corporations. The listing which begins below was prepared from Form 4s released last week by the SEC. The transaction listing includes single and multiple trades which involve at least 500 shares or has a transaction value greater than or equal to $1,000. Excluded are stock dividends, gifts, private transactions of less than 10,000 shares and shares acquired by exercise of options or participation in compensation, savings, thrift or bonus plans. A key to abbreviations is listed on the last page of this section.

    September 05, 2011

    ISSUER TRADES DATES PRICE NOW HAS INSIDER

    New York Stock ExchangeACW Accuride Corp B 5,000 5,000 SPARKS, KENNETH WAYNE SR VP$8.140-$8.1608/29/11AEA Advance America Cash Advance C S 2,317 17,000 COLLETTI, TONY S. DIR$8.7008/29/11A Agilent Technologies Inc S 2,400 61,994 ROELOFS, NICOLAS H. SR VP$35.2908/29/11ADC Agree Realty Corp B 6,241 35,341 RAKOLTA, JOHN JR DIR$21.0008/25/11ADC Agree Realty Corp B 3,759 39,100 RAKOLTA, JOHN JR DIR$20.9238/26/11

    ALB Albemarle Corporation B 2,292 X 20,427 X NICOLS, JOHN J. VP$53.9208/08/11ARE Alexandria R.E. Equities In S 3,000 377,352 MARCUS, JOEL S. CEO$72.7288/31/11ALE Allete Inc S 6,620 16,548 SCHOBER, MARK CFO$39.030-$39.1508/31/11AWH Allied World Assurance Co Hldg AS 5,000 39,525 D'ORAZIO, FRANK PR$51.8979/01/11ACO AMCOL International Corp S 800 766,453 WEAVER, AUDREY L. DIR$29.5008/30/11

    AMRC Ameresco Inc AS 15,000 245,454 DEMANCHE, JOSEPH P. EX VP$11.0109/01/11AFG American Finl Grp Inc (New S 32,189 X 2,270,161 X LINDNER, S. CRAIG CEO$33.3448/31/11AFG American Finl Grp Inc (New S 6,737 X 2,263,424 X LINDNER, S. CRAIG CEO$33.3139/01/11AWR American States Water Co S 1,500 6,732 GEDNEY, WILLIAM C. VP$35.3208/30/11AMT American Tower Corp S 6,250 6,050 MEYER, ROBERT JOSEPH JR. CT$52.2208/30/11

    APH Amphenol Corporation (New) B 1,000 5,200 SCHNEIDER, RICHARD SR VP$42.0008/26/11APA Apache Corp S 11,557 17,119 CARMONY, DAVID A. X OFF$100.4898/26/11AIV Apartment Invt & Mgmt C S 49,843 24,213 MARTIN, JAMES LANDIS DIR$25.671-$26.0438/30/11AFT Apollo Senior Floating Rate Fd B 700 700 STEIN, ELLIOT JR. DIR$16.2508/31/11ARB Arbitron Inc AS 2,000 19,361 HENRY, VAUGHAN SCOTT EX VP$37.4209/01/11

    AGO Assured Guaranty Ltd (Bermuda) B 6,690 X 17,371,186 X WL ROSS & CO LLC DIR$11.9508/25/11AN Autonation Inc S 1,016 X 90,226 X CROWLEY, WILLIAM C. DIR$40.8808/31/11AN Autonation Inc S 387 X 89,839 X CROWLEY, WILLIAM C. DIR$40.7209/01/11AN Autonation Inc S 5,000 33,000 FERRANDO, JONATHAN P. SEC$39.2508/26/11AN Autonation Inc S 85,600 33,000 FERRANDO, JONATHAN P. SEC$39.881-$40.6398/29/11

    AN Autonation Inc S 284,267 X 5,200,966 X LAMPERT, EDWARD S. B/O$40.8808/31/11AN Autonation Inc S 12,106 18,498,162 LAMPERT, EDWARD S. B/O$40.8808/31/11AN Autonation Inc S 108,277 X 5,193,657 X LAMPERT, EDWARD S. B/O$40.7209/01/11AN Autonation Inc S 4,611 18,493,551 LAMPERT, EDWARD S. B/O$40.7209/01/11AN Autonation Inc S 317,996 0 MAROONE, MICHAEL E. PR$39.0748/26/11

    AN Autonation Inc AS 62,100 1,563 SHORT, MICHAEL J. CFO$40.2298/29/11AN Autonation Inc AS 8,523 4,656 STEPHAN, MICHAEL J. CT$40.5108/30/11AN Autonation Inc S 6,988 8,598 WESTFALL, KEVIN P. SR VP$41.0108/29/11AVB AvalonBay Communities Inc AS 10,000 321,471 BLAIR, BRYCE CEO$132.253-$133.4178/29/11AVB AvalonBay Communities Inc AS 9,400 321,471 BLAIR, BRYCE CEO$133.063-$135.1038/30/11

    AVB AvalonBay Communities Inc AS 2,000 321,471 BLAIR, BRYCE CEO$136.0008/31/11AVA Avista Corp S 500 2,032 MEYER, DAVID J. VP$25.2899/01/11BLL Ball Corp AS 15,000 398,796 HOOVER, R. DAVID CB$36.200-$36.2508/31/11BLL Ball Corp AS 2,500 223,765 WESTERLUND, DAVID A. EX VP$36.0108/31/11BOH Bank of Hawaii Corp B 800 13,304 BIGGS, PETER M. VCB$40.4308/29/11

    B Barnes Group Inc B 1,000 42,903 STEPHENS, CHRISTOPHER J. CFO$23.2788/30/11BBT BB&T Corp B 2,500 X 14,961 X GLOVER, J. LITTLETON JR. DIR$20.7688/26/11BRY Berry Petroleum Co S 311 1,480 WHEAT, JAMIE L CT$45.5958/26/11BBY Best Buy Co Inc AB 367 7,314 CAPUTO, LISA DIR$25.6609/01/11

    Section 2.1

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDERBIG Big Lots Inc S 5,000 26,520 KOLLAT, DAVID T. DIR$33.6598/29/11

    BBG Bill Barrett Corp S 1,500 282,713 BARRETT, FREDRICK J. CB$45.8158/25/11BBG Bill Barrett Corp S 10,000 282,713 BARRETT, FREDRICK J. CB$45.5008/29/11BBG Bill Barrett Corp S 23,000 296,713 BARRETT, FREDRICK J. CB$45.825-$47.4408/30/11BHL Blackrock Defined Opportunity B 8,000 57,745 KEENAN, JAMES MGR$12.550-$12.5998/31/11BXP Boston Properties Inc S 1,600 3,036 FLASHMAN, ARTHUR CT$98.0108/26/11

    BXP Boston Properties Inc S 1,600 1,436 FLASHMAN, ARTHUR CT$104.0009/01/11BPI Bridgepoint Education Inc AS 46,433 100 CLARK, ANDREW S. CEO$21.242-$21.8079/01/11BPI Bridgepoint Education Inc AS 20,833 134,262 SHENG, RODNEY T. EX VP$21.234-$21.7959/01/11BPI Bridgepoint Education Inc AS 20,058 0 WOODARD, ROSS SR VP$22.5958/30/11BPL Buckeye Partners L P S 11,207 4,025 SCHMIDT, WILLIAM H., JR. GEN

    CNSL$62.3028/30/11

    BKI Buckeye Technologies Inc S 5,000 163,939 FERRARO, DAVID B. DIR$26.7508/29/11BKI Buckeye Technologies Inc S 13,296 121,394 HORNE, PAUL N. SR VP$27.0008/29/11CCC Calgon Carbon Corp S 24,000 45,880 GERONO, GAIL A. VP$15.8468/29/11ELY Callaway Golf Co S 1,721 0 LAVERTY, DAVID A. SR VP$5.6009/01/11ELY Callaway Golf Co B 10,000 X 35,995 X MCCRACKEN, STEVEN C. CAO$5.399-$5.4009/02/11

    CAM Cameron International Corp S 100,000 1,692,977 ERIKSON, SHELDON R. DIR$52.3209/01/11CCL Carnival Corp S 6,000 16,293 DONALD, ARNOLD W. DIR$33.0728/31/11CRI Carter's Inc S 18,250 146,651 WHETZEL, CHARLES E., JR. EX VP$30.0008/29/11CF CF Industries Holdings Inc S 2,300 19,640 WILL, W. ANTHONY VP$187.2108/29/11SCHW Charles Schwab Corp S 16,500 X 211,624 X DWYER, CARRIE E. GEN CNSL$12.4328/31/11

    SCHW Charles Schwab Corp S 13,216 54,056 MARTINETTO, JOSEPH R. CFO$12.3608/30/11DNI Chartwell Divi & Income Fd In B 4,222 400,000 BEXIL SECURITIES LLC$3.8538/29/11CLH Clean Harbors Inc S 4,000 29,500 MCCARTHY, DANIEL JAMES DIR$54.5908/29/11CCO Clear Channel Outdoor Hldgs In B 4,400 X 502,398 X CLEAR CHANNEL

    COMMUNICATIONS INC B/O$10.9628/26/11

    CNL Cleco Corp S 4,600 50,369 HALL, JEFFREY W. SR VP$35.5278/31/11

    CLF Cliffs Natural Resources S 10,000 38,675 GALLAGHER, DONALD J. PR$82.105-$82.2208/30/11CLF Cliffs Natural Resources S 1,000 12,180 MEE, TERRENCE R. SR VP$82.1968/31/11COH Coach Inc S 73,643 403,891 KRAKOFF, REED PR$54.9208/30/11CIE Cobalt Intl Energy In B 8,000 4,895,107 BRYANT, JOSEPH H. CB$9.6209/01/11CIE Cobalt Intl Energy In B 10,000 358,214 SMITH, RICHARD ANTHONY VP$9.6409/01/11

    CIE Cobalt Intl Energy In B 5,000 256,425 STARZEC JEFFREY A. SEC$9.5509/01/11KO Coca-Cola Co AS 123,796 74,893 BOZER, AHMET C. PR$70.0008/30/11KO Coca-Cola Co AS 84,370 60,512 CUMMINGS, ALEXANDER B., JR. EX

    VP$70.0008/30/11

    CSA Cogdell Spencer Inc B 59,000 75,948 GEORGIUS, JOHN R DIR$4.0008/29/11CSA Cogdell Spencer Inc B 5,000 34,168 NEUGENT, RICHARD DIR$4.1408/30/11

    CRK Comstock Resources Inc B 90 692,912 BURNS, ROLAND O. CFO$19.5008/26/11CXW Corrections Corp of America In S 7,420 5,888 DECONCINI, DENNIS DIR$22.2408/29/11CCI Crown Castle Intl Cor S 42,178 160,897 MARTIN, JAMES LANDIS DIR$42.340-$42.3748/30/11CFR Cullen Frost Bankers Inc S 2,000 X 18,550 X EDWARDS, CRAWFORD H. DIR$48.7908/25/11CFR Cullen Frost Bankers Inc S 3,000 X 15,500 X EDWARDS, CRAWFORD H. DIR$49.0708/26/11

    CMI Cummins Inc (Ex. Cummins Engin S 350 13,249 HUNT, MARSHA L. CT$90.0008/30/11CW Curtiss-Wright Corp S 1,051 22,261 DENTON, MICHAEL SEC$30.7009/01/11DAN Dana Holding Corp B 1,000 2,898 MATTHEWS, DWAYNE EX VP$11.7288/26/11DHR Danaher Corp S 30,000 33,680 LUTZ, ROBERT S. CAO$44.754-$44.7678/30/11DAR Darling International Inc S 89,778 100,482 KATCHEN, NEIL COO$15.768-$15.8188/29/11

    DVA Davita Inc S 1,100 3,368 MILDENBERGER, LAURA OFF$75.0008/31/11DBD Diebold Inc B 5,878 99,655 SWIDARSKI, THOMAS W. CEO$26.5978/24/11DBD Diebold Inc B 1,622 101,277 SWIDARSKI, THOMAS W. CEO$26.4658/25/11

    Section 2.2

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDERDLR Digital Realty Trust Inc S 1,698 14,108 SMITH, JAMES M. CTO$58.2608/29/11DGI DigitalGlobe Inc AS 1,000 22,347 KERRIDGE, JEFFREY S. SR VP$22.6409/01/11

    DEI Douglas Emmett Inc AS 140,000 X 3,597,257 X EMMETT, DAN A. CB$17.626-$17.7108/29/11DPG Duff & Phelps Glb Utility Inco B 1,000 1,000 LAMPTON, NANCY DIR$20.0008/30/11DPG Duff & Phelps Glb Utility Inco B 5,000 5,000 VITALE, DAVID J. DIR$20.0189/01/11ECL Ecolab Inc B 1,393,800 X 22,006,872 X CASCADE INVESTMENT LLC B/O$49.342-$49.7478/24/11ECL Ecolab Inc B 1,016,000 X 23,022,872 X GATES, WILLIAM H. III B/O$49.360-$49.8508/25/11

    ECL Ecolab Inc B 901,150 X 23,924,022 X GATES, WILLIAM H. III B/O$50.081-$50.7158/26/11ECL Ecolab Inc B 394,348 X 24,318,370 X GATES, WILLIAM H. III B/O$51.798-$52.2818/29/11ECL Ecolab Inc B 596,625 X 24,914,995 X GATES, WILLIAM H. III B/O$52.361-$52.8578/30/11ECL Ecolab Inc B 754,386 X 25,669,381 X GATES, WILLIAM H. III B/O$53.3108/31/11EW Edwards Lifesciences Corp S 7,966 47,925 ABATE, THOMAS M. CFO$73.7208/30/11

    EW Edwards Lifesciences Corp S 7,929 47,925 ABATE, THOMAS M. CFO$75.1608/31/11EW Edwards Lifesciences Corp S 7,000 52,194 CARDIS, JOHN T. DIR$71.050-$72.5708/29/11EW Edwards Lifesciences Corp S 12,000 48,382 VERGUET, PATRICK B. OFF$72.070-$72.3708/26/11EW Edwards Lifesciences Corp S 5,000 48,382 VERGUET, PATRICK B. OFF$74.500-$74.6108/29/11EW Edwards Lifesciences Corp S 5,000 48,382 VERGUET, PATRICK B. OFF$74.5008/30/11

    EW Edwards Lifesciences Corp S 10,000 51,375 WANG, HUIMIN OFF$73.6908/30/11EE El Paso Electric Co S 2,456 47,949 SIEGEL, ERIC B. DIR$34.9508/31/11EMC EMC Corp S 8,155 450,223 COVIELLO, ARTHUR W., JR. CB$20.9008/26/11EDE Empire District Electric Co S 2,000 3,963 WALTERS, KELLY S COO$20.2878/26/11EIG Employers Holdings Inc B 1,000 37,458 BLAKEY, RICHARD W DIR$11.0308/26/11

    EIG Employers Holdings Inc B 2,000 177,109 DIRKS, DOUGLAS D. CEO$10.864-$10.8698/26/11EIG Employers Holdings Inc B 2,275 X 29,683 X GLENN, VALERIE R. DIR$10.9308/26/11EIG Employers Holdings Inc B 1,795 26,953 KOLESAR, ROBERT J. DIR$11.1668/26/11EIG Employers Holdings Inc B 1,000 X 12,000 X MOSHER, RONALD F. DIR$11.4908/25/11EIG Employers Holdings Inc B 1,000 37,140 NELSON, JOHN P. EX VP$11.1608/26/11

    EIG Employers Holdings Inc B 1,500 17,991 RUMBOLZ, MICHAEL D. DIR$10.750-$10.9008/26/11EIG Employers Holdings Inc B 500 X 12,190 X RUMBOLZ, MICHAEL D. DIR$11.8508/29/11EIG Employers Holdings Inc B 1,300 X 13,490 X RUMBOLZ, MICHAEL D. DIR$11.700-$11.8608/30/11EIG Employers Holdings Inc B 500 X 5,750 X YOCKE, WILLIAM E CFO$10.9308/26/11EIG Employers Holdings Inc B 500 X 6,250 X YOCKE, WILLIAM E CFO$12.2268/31/11

    END Endeavour International Corp B 17,545 4,070,675 GMT CAPITAL CORP. B/O$8.4208/26/11EPR Entertainment Properties Trust S 4,302 6,931 OLSON, JIM DIR$41.9208/29/11ENV Envestnet Inc AS 2,000 268,676 GRINIS, SCOTT D. CTO$11.7009/01/11EQY Equity One Inc B 117,254 X 52,981,736 X KATZMAN, CHAIM CB$16.7508/26/11ESE Esco Technologies Inc S 3,500 104,441 BARCLAY, ALYSON S. SEC$31.1308/31/11

    ESE Esco Technologies Inc S 100 149,509 MUENSTER, GARY E. CFO$31.2508/31/11EL Estee Lauder Companies Inc AS 10,000 102,180 1992 GRAT REMAINDER TRUST FBO

    GARY LAUDER B/O$95.811-$96.0388/26/11

    EL Estee Lauder Companies Inc AS 2,000 100,180 1992 GRAT REMAINDER TRUST FBO GARY LAUDER B/O

    $96.7208/29/11

    EL Estee Lauder Companies Inc AS 2,000 98,180 1992 GRAT REMAINDER TRUST FBO GARY LAUDER B/O

    $96.991-$97.8418/30/11

    EL Estee Lauder Companies Inc AS 2,000 96,180 1992 GRAT REMAINDER TRUST FBO GARY LAUDER B/O

    $97.430-$98.3858/31/11

    XOM Exxon Mobil Corp S 25 X 0 X ALBERS, MARK W. SR VP$73.5108/29/11XOM Exxon Mobil Corp S 15,000 978,707 PRYOR, STEPHEN D. VP$72.9508/26/11XOM Exxon Mobil Corp S 15,000 978,707 PRYOR, STEPHEN D. VP$74.2108/31/11AGM Federal Agricultural Mortgage S 2,099 6,170 KLIPPENSTEIN, GLEN DIR$20.2658/30/11AGM Federal Agricultural Mortgage S 2,000 7,015 O'KEANE BRIAN J. DIR$20.1608/30/11

    FLT FleetCor Technologies Inc AS 4,250 0 BLAZYE, ANDREW CEO$28.0128/29/11FLT FleetCor Technologies Inc AS 1,000 50,038 BRANDES, ROBERT EX VP$28.0318/29/11

    Section 2.3

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDERFLT FleetCor Technologies Inc AS 1,644 158,809 DEY, ERIC R. CFO$28.0208/31/11FLT FleetCor Technologies Inc AS 20,843 3,286 HUFF, VAN CINF$28.2318/29/11FLT FleetCor Technologies Inc AS 30,650 3,286 HUFF, VAN CINF$28.0798/30/11

    FLT FleetCor Technologies Inc AS 12,507 3,286 HUFF, VAN CINF$27.9978/31/11FLT FleetCor Technologies Inc AS 2,770 83,445 SCHMIT, WILLIAM PR$27.9298/29/11FLO Flowers Foods Inc B 2,500 82,672 BURKE, FRANKLIN L. DIR$18.4778/26/11FMC FMC Corp S 495 4,382 KEMPTHORNE, DIRK A. DIR$74.1008/29/11FL Foot Locker Inc S 2,423 25,430 YOUNG, DONA D. DIR$20.6329/01/11

    FF Futurefuel Corp S 1,400 5,577,972 REVELATION SPECIAL SITUATIONS FUND LTD. B/O

    $11.2108/29/11

    FF Futurefuel Corp S 29,558 5,548,414 REVELATION SPECIAL SITUATIONS FUND LTD. B/O

    $11.2808/30/11

    FF Futurefuel Corp B 1,000 5,549,414 REVELATION SPECIAL SITUATIONS FUND LTD. B/O

    $11.2408/31/11

    GME Gamestop Corp New S 4,440 11,264 SHERN, STEPHANIE M. DIR$22.6438/29/11IT Gartner Inc S 600 1,353 DAWKINS, ALWYN SR VP$35.0008/29/11

    BGC General Cable Corp B 1,415 3,587 SABONNADIERE, EMMANUEL CEO$30.2008/31/11GEN GenOn Energy Inc B 15,000 X 15,000 X MURRAY, ROBERT C. DIR$3.0608/31/11GEO Geo Group Inc S 750 9,750 CARLSON, NORMAN A. DIR$21.2309/01/11GEO Geo Group Inc S 1,500 39,915 DOMINICIS, JORGE A. SR VP$21.2309/01/11GEO Geo Group Inc S 1,500 23,000 EVANS, BRIAN R. CFO$21.2309/01/11

    GEO Geo Group Inc S 750 6,500 FOREMAN, ANNE N. DIR$21.2309/01/11GEO Geo Group Inc S 1,500 47,028 HURLEY, JOHN OFF$21.2309/01/11GEO Geo Group Inc S 700 8,769 MADDUX, RON VP$21.2309/01/11GEO Geo Group Inc S 397 28,223 WIERDSMA, THOMAS M. SR VP$21.2309/01/11GGS Global Geophysical Servs In AS 4,500 243,278 GIROUARD, KIRK L. VP$11.9269/01/11

    HAL Halliburton Co AS 2,000 104,855 POPE, LAWRENCE J. EX VP$44.2308/31/11THG Hanover Insurance Grp In AB 1,419 6,445 BRENNAN, JOHN JOSEPH DIR$35.230-$35.2609/01/11HCP HCP Inc S 20,000 64,375 KIRBY, THOMAS D EX VP$36.8808/30/11HCP HCP Inc S 2,400 64,375 KIRBY, THOMAS D EX VP$37.2508/31/11HS HealthSpring Inc AS 7,500 2,338,302 FRITCH, HERBERT A. CB$38.4908/29/11

    HLF Herbalife Ltd AS 2,039 9,122 FERNANDEZ CALERO, MIGUEL ANGEL MGNG DIR

    $56.1209/01/11

    HLF Herbalife Ltd AS 1,876 7,280 FERNANDEZ CALERO, MIGUEL ANGEL MGNG DIR

    $54.8809/02/11

    HLF Herbalife Ltd S 4,466 12,913 HIENRICH, EDI MGNG DIR$55.0008/25/11HSY Hershey Co AS 7,683 43,463 BUCK, MICHELE SR VP$58.3008/30/11HTZ Hertz Global Holdings Inc B 2,000 18,138 HOLT, JOHN C. VP$10.0098/26/11

    HNI HNI Corp B 100 200 SCHMIDT, DEREK P TR$20.3308/03/11HNI HNI Corp B 900 1,000 SCHMIDT, DEREK P TR$20.310-$20.3408/30/11HFC HollyFrontier Corp S 4,000 39,206 LEE, JAMES H. DIR$72.060-$72.0618/29/11HME Home Properties Inc S 1,991 12,261 HAGUE, DONALD R. SR VP$66.5008/31/11IEX IDEX Corp S 72,930 520,184 KINGSLEY, LAWRENCE D. DIR$36.4058/29/11

    NRGY Inergy L P B 2,300 X 10,815,199 X SHERMAN, JOHN J. CEO$27.2408/29/11IR Ingersoll-Rand PLC S 12,400 21,720 COHON, JARED L. DIR$32.8089/01/11IRC Inland Real Estate Corp B 2,000 X 11,702,030 X GOODWIN, DANIEL L. DIR$7.5998/26/11IN Intermec Inc S 50,000 X 7,809,764 X KEMPER CORP B/O$6.9738/26/11IN Intermec Inc S 40,347 X 7,769,417 X KEMPER CORP B/O$7.3198/29/11

    IN Intermec Inc S 47,810 X 7,721,607 X KEMPER CORP B/O$7.3228/30/11IN Intermec Inc S 60,000 X 7,661,607 X KEMPER CORP B/O$7.3298/31/11IGT International Game Technology AS 700 4,100 ROBERSON, DAVID EARLE DIR$15.2609/01/11IRF International Rectifier Corp B 15,000 X 25,000 X DECKER, DWIGHT W. DIR$21.0708/25/11IPI Intrepid Potash Inc S 32,000 X 156,129 X MARTIN, JAMES LANDIS DIR$33.8008/30/11

    Section 2.4

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDERIPI Intrepid Potash Inc S 7,808 23,877 MARTIN, JAMES LANDIS DIR$33.8008/30/11IRM Iron Mountain Inc S 12,611 3,109 LAMACH, MICHAEL W. DIR$32.3588/30/11JBL Jabil Circuit Inc AS 19,200 3,519,933 MOREAN, WILLIAM D. DIR$16.5858/30/11JBL Jabil Circuit Inc AS 1,150 X 122,240 X MOREAN, WILLIAM D. DIR$16.6338/30/11JBL Jabil Circuit Inc AS 19,200 X 10,427,702 X MOREAN, WILLIAM D. DIR$16.5868/30/11

    HEQ John Hancock Hedged Eq & Incom B 100 X 800 X VRYSEN, JOHN G. TTEE$15.6108/29/11JNPR Juniper Networks Inc B 7,100 7,100 SCHLOTTERBECK, DAVID L. DIR$20.8808/26/11KBR KBR Inc AS 5,299 247,189 UTT, WILLIAM P. CEO$30.0509/01/11K Kellogg Co AS 100,000 80,030,790 KELLOGG, W. K. FOUNDATION

    TRUST B/O$53.9128/29/11

    K Kellogg Co AS 106,600 79,924,190 KELLOGG, W. K. FOUNDATION TRUST B/O

    $54.0368/30/11

    KEM Kemet Corp S 17,900 18,206 HINOJOSA, CONRADO SR VP$9.178-$9.3608/30/11KEM Kemet Corp S 2,100 18,206 HINOJOSA, CONRADO SR VP$9.2308/30/11KEM Kemet Corp S 5,000 18,880 MEEKS, CHARLES C. JR. SR VP$9.290-$9.3208/30/11KEX Kirby Corp S 5,000 X 419,470 X LAMONT, WILLIAM M., JR. DIR$55.0008/29/11KRA Kraton Performance Polymers In B 37,900 3,905,955 GMT CAPITAL CORP. B/O$23.8508/29/11

    KRA Kraton Performance Polymers In B 51,700 3,957,655 GMT CAPITAL CORP. B/O$24.4108/31/11LEG Leggett & Platt Inc S 5,000 162,579 FISHER, RICHARD T. DIR$21.4258/29/11LEG Leggett & Platt Inc S 72,068 41,609 HAUSER, PAUL R. SR VP$22.1909/01/11LGF Lions Gate Entertainment Corp PS 22,080,986 X 23,448,305 X ICAHN, CARL C. B/O$7.0008/30/11LYB Lyondellbasell Industries NV AS 93,169 1,771,794 GALLOGLY, JAMES L. CEO$35.0008/31/11

    MTB M&T Bank Corporation B 330 X 2,500 X BENNETT, ROBERT J. DIR$75.0098/25/11MMP Magellan Midstream Partners LP S 2,956 29,315 TOWNSEND, LONNY E. GEN CNSL$59.850-$59.8808/30/11MMP Magellan Midstream Partners LP S 12,044 17,271 TOWNSEND, LONNY E. GEN CNSL$60.060-$60.2009/01/11HZO Marinemax Inc AS 7,500 57,264 KANT, ROBERT S. DIR$6.8688/30/11MKL Markel Corp S 50 297 EBY, DOUGLAS C. DIR$393.8308/31/11

    MKL Markel Corp S 73 224 EBY, DOUGLAS C. DIR$391.0209/01/11MAR Marriott Intl Inc (New S 156,316 1,526,184 MARRIOTT, J. WILLARD JR. CB$28.7908/29/11MA MasterCard Inc S 7,957 8,000 HANFT, NOAH J. SEC$335.0008/31/11MXL MaxLinear inc B 5,000 7,722 LING, CURTIS CTO$5.5609/01/11MXL MaxLinear inc B 5,000 12,722 LING, CURTIS CTO$5.299-$5.3009/02/11

    MBI MBIA Inc B 100,000 4,378,446 BROWN, JOSEPH W. CEO$7.6009/02/11MJN Mead Johnson Nutrition Co S 432 1,520 CASIANO KIMBERLY A. DIR$69.8128/30/11MDT Medtronic Inc B 3,000 18,804 ANDERSON, RICHARD H. DIR$35.2308/31/11MDT Medtronic Inc B 3,000 X 3,000 X POWELL, KENDALL J. DIR$35.2009/01/11MDT Medtronic Inc B 10,000 528,397 SCHULER, JACK W. DIR$35.1409/01/11

    MDP Meredith Corp S 14,246 9,274 LACY, STEPHEN M. CB$25.0708/30/11MF MF Global Holdings Ltd B 1,000 73,398 GOLDBERG, EDWARD L. DIR$5.0209/02/11MAA Mid-America Apartment Communit S 14,082 105,113 BOLTON, H. ERIC JR. CEO$70.8289/01/11MLR Miller Industries Inc S 2,500 36,428 BADGLEY, JEFFREY I. CEO$19.8108/31/11MLR Miller Industries Inc AS 5,000 602,619 MILLER, WILLIAM G. CB$19.2008/29/11

    MLR Miller Industries Inc AS 4,200 598,419 MILLER, WILLIAM G. CB$19.7248/30/11MLR Miller Industries Inc AS 4,000 594,419 MILLER, WILLIAM G. CB$19.8738/31/11MLR Miller Industries Inc S 2,500 22,501 MISH, J.VINCENT CFO$19.5208/31/11MHK Mohawk Industries Inc S 182,106 0 THIERS, BERNARD PR$49.4108/31/11MWW Monster Worldwide Inc B 50,000 1,460,686 IANNUZZI, SALVATORE CB$8.1708/30/11

    MWW Monster Worldwide Inc B 12,237 272,509 LANGROCK, JAMES M CFO$8.1718/30/11MWW Monster Worldwide Inc B 1,000 X 1,000 X MCCAGUE, CYNTHIA DIR$8.1708/30/11MWW Monster Worldwide Inc B 25,000 617,723 YATES, TIMOTHY T. DIR$8.1708/30/11MMI Motorola Mobility Holdings Inc S 49,895 36,723 OGLE, WILLIAM C SR VP$37.7808/31/11MMI Motorola Mobility Holdings Inc S 100,000 85,837 ROTHMAN, MARC E. CFO$37.6698/31/11

    Section 2.5

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDERMPG MPG Office Trust Inc S 11,766 1,000 VANDEMAN, GEORGE A. DIR$2.6408/25/11MLI Mueller Industries Inc B 133,100 X 9,710,034 X LEUCADIA NATIONAL CORP. B/O$41.637-$43.7288/26/11MLI Mueller Industries Inc B 61,000 X 9,771,034 X LEUCADIA NATIONAL CORP. B/O$45.161-$45.9998/29/11MLI Mueller Industries Inc B 140,000 X 9,911,034 X LEUCADIA NATIONAL CORP. B/O$45.565-$46.6228/30/11MLI Mueller Industries Inc B 224,225 X 10,135,259 X LEUCADIA NATIONAL CORP. B/O$47.3308/31/11

    NFG National Fuel Gas Co S 1,000 16,390 KIDDER, ROLLAND E. DIR$60.0008/29/11NHI National Health Investors Inc S 34,503 31,031 GAINES, KRISTIN SALLEE OFF$45.5308/30/11NNN National Retail Properties Inc S 10,000 472,662 MACNAB, CRAIG CEO$26.0108/29/11NNN National Retail Properties Inc S 5,000 234,440 WHITEHURST, JULIAN E. PR$26.2808/30/11NLS Nautilus Inc B 5,000 10,000 MULHOLLAND, MICHAEL D. CFO$1.5508/31/11

    NP Neenah Paper Inc AS 6,000 0 ERWIN, SEAN T. DIR$17.160-$17.2609/01/11N NetSuite Inc AS 850 149,307 GILL, RONALD S. CFO$28.731-$30.0058/25/11N NetSuite Inc AS 10,000 2,879,614 GOLDBERG, EVAN CB$30.174-$31.9238/29/11NFX Newfield Exploration Co AS 500 26,098 BURGUIERES, PHILIP DIR$51.6159/01/11NFX Newfield Exploration Co AS 500 16,088 KEMP, JOHN RANDOLPH III DIR$51.5109/01/11

    NR Newpark Resources Inc S 7,000 112,749 BOX, JERRY DIR$8.3408/30/11NEE NextEra Energy Inc AS 150,000 328,913 HAY, LEWIS III. CB$57.0009/01/11GAS Nicor Inc S 3,500 3,253 MURRELL, RICHARD CB$55.530-$55.5408/31/11NKA Niska Gas Storage Partners LLC B 7,000 7,000 DUPERE, SIMON CEO$12.339-$12.5718/30/11JWN Nordstrom Inc B 2,000 3,000 WORZEL, KEN EX VP$41.660-$41.6908/26/11

    NRF Northstar Realty Finance Corp B 77,096 X 77,096 X BUTCHER, C. PRESTON DIR$3.7708/30/11NRF Northstar Realty Finance Corp B 22,904 X 100,000 X BUTCHER, C. PRESTON DIR$3.8208/31/11NUS Nu Skin Enterprises Inc S 3,000 28,828 SCHWERDT, SCOTT E. PR$39.3608/29/11NUE Nucor Corp S 2,318 15,019 HLAVACEK, JAMES D. DIR$35.1408/29/11OAS Oasis Petroleum Inc B 242,440 X 9,515,649 X SPO ADVISORY CORP. B/O$23.6008/25/11

    OAS Oasis Petroleum Inc B 300 X 9,515,949 X SPO ADVISORY CORP. B/O$24.0508/26/11ODP Office Depot Inc B 100,000 861,768 AUSTRIAN, NEIL R. CB$2.5168/30/11ORI Old RePub Intl Cor B 5,000 1,080,080 ZUCARO, ALDO C. CB$9.1108/26/11OMG OM Group Inc B 2,000 2,122 MULLIN, PATRICK S DIR$28.6208/10/11OSG Overseas Shipholding Group Inc B 13,200 87,969 FRIBOURG, CHARLES DIR$15.000-$15.5208/25/11

    OSG Overseas Shipholding Group Inc B 35,354 X 1,174,585 X FRIBOURG, CHARLES DIR$14.990-$15.2838/25/11OSG Overseas Shipholding Group Inc B 5,547 X 1,191,373 X FRIBOURG, CHARLES DIR$15.0008/26/11OSG Overseas Shipholding Group Inc B 18,900 X 1,210,273 X FRIBOURG, CHARLES DIR$17.550-$18.0508/30/11OSG Overseas Shipholding Group Inc B 20,300 X 1,230,573 X FRIBOURG, CHARLES DIR$18.060-$18.4808/30/11OSG Overseas Shipholding Group Inc B 17,800 X 1,248,373 X FRIBOURG, CHARLES DIR$18.500-$18.7508/30/11

    OSG Overseas Shipholding Group Inc B 4,342 1,256,052 RECANATI, OUDI DIR$15.0008/26/11PMT PennyMac Mortgage Invt Trus S 138 4,177 HENDRY, GREGORY L. CAO$16.6588/04/11PFE Pfizer Inc S 9,000 112,821 LANKLER, DOUGLAS M EX VP$18.9008/29/11PM Philip Morris Intl In B 1,100 34,871 MARCHIONNE, SERGIO DIR$68.7108/26/11PNK Pinnacle Entertainment Inc B 2,000 110,500 GIOVENCO, JOHN DIR$12.5108/29/11

    PLT Plantronics Inc S 10,000 111,387 KANNAPPAN, S. KENNETH DIR$32.160-$32.2308/29/11PLT Plantronics Inc S 9,600 111,387 KANNAPPAN, S. KENNETH DIR$32.010-$32.5008/30/11PLT Plantronics Inc S 10,400 111,387 KANNAPPAN, S. KENNETH DIR$32.000-$32.4008/30/11PLT Plantronics Inc S 9,814 111,387 KANNAPPAN, S. KENNETH DIR$32.160-$32.7208/31/11PLT Plantronics Inc S 10,186 111,387 KANNAPPAN, S. KENNETH DIR$32.000-$32.1508/31/11

    PII Polaris Industries Inc S 500 3,390 SCHRECK, RAYMOND MARK DIR$113.356-$113.3808/31/11PCP Precision Castparts Corp S 20,033 28,206 BUCK, KENNETH D. PR$163.4608/30/11PBH Prestige Brands Holdings Inc B 2,500 X 2,500 X COSTLEY, GARY E. DIR$10.0308/25/11PBH Prestige Brands Holdings Inc B 4,710 32,188 PARKINSON, JOHN SR VP$10.0708/26/11PRI Primerica Inc AS 400 92,799 ADAMS, MICHAEL C. EX VP$20.3008/29/11

    PRI Primerica Inc AS 4,798 95,827 RAND, ALISON S. CFO$20.8458/31/11PRS Primus Guaranty Ltd B 25,000 X 5,728,372 X SECOND CURVE CAPITAL LLC B/O$5.5508/31/11

    Section 2.6

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDERPSA Public Storage S 10,000 14,815 KROL, CANDACE N. SR VP$123.5108/30/11PSA Public Storage S 3,000 14,815 KROL, CANDACE N. SR VP$123.3608/31/11KWR Quaker Chemical Corp B 3,440 X 3,440 X BARRON, PATRICIA DIR$33.170-$33.4508/30/11

    DGX Quest Diagnostics Inc AS 4,150 139,663 HAGEMANN, ROBERT CFO$49.0008/29/11RAX Rackspace Hosting Inc AS 1,000 101,422 SCHOENBAUM, ALAN SEC$36.0008/29/11RAX Rackspace Hosting Inc AS 2,000 99,422 SCHOENBAUM, ALAN SEC$36.9038/31/11RAH Ralcorp Holdings Inc S 7,672 24,102 GRANNEMAN, THOMAS G. CAO$86.3359/01/11RAH Ralcorp Holdings Inc S 5,528 45,000 KOULOURIS, RICHARD R. VP$86.2658/29/11

    RRC Range Resources Corp S 12,234 59,865 WHITLEY, MARK D. SR VP$64.6158/31/11RJF Raymond James Financial Inc AS 5,000 50,658 SAYLER, VAN C. SR VP$27.6409/01/11O Realty Income Corp S 11,000 68,973 COLLINS, RICHARD G. EX VP$34.5008/29/11O Realty Income Corp S 14,649 54,324 COLLINS, RICHARD G. EX VP$34.7508/31/11RLH Red Lion Hotels Corp B 4,500 5,081,804 COLUMBIA PACIFIC OPPORTUNITY

    FUND, L.P. B/O$6.9138/26/11

    RLH Red Lion Hotels Corp B 3,202 5,085,006 COLUMBIA PACIFIC OPPORTUNITY FUND, L.P. B/O

    $6.9978/29/11

    RLH Red Lion Hotels Corp B 2,000 5,087,006 COLUMBIA PACIFIC OPPORTUNITY FUND, L.P. B/O

    $6.9728/30/11

    RLH Red Lion Hotels Corp B 9,900 5,096,906 COLUMBIA PACIFIC OPPORTUNITY FUND, L.P. B/O

    $6.9918/31/11

    RLH Red Lion Hotels Corp B 8,733 5,105,639 COLUMBIA PACIFIC OPPORTUNITY FUND, L.P. B/O

    $6.8849/01/11

    RLH Red Lion Hotels Corp B 8,900 5,114,539 COLUMBIA PACIFIC OPPORTUNITY FUND, L.P. B/O

    $6.5699/02/11

    BDF Rivus Bond Fund S 6,600 436,067 MBIA INC.$18.840-$18.8508/31/11BDF Rivus Bond Fund S 12,900 423,167 MBIA INC.$18.750-$18.8609/01/11ROG Rogers Corp S 3,000 9,088 JENSEN, CAROL R. DIR$49.130-$49.2928/31/11ROG Rogers Corp S 4,261 15,354 KACZMAREK, PETER SR VP$49.250-$49.2708/29/11ROG Rogers Corp S 1,739 15,354 KACZMAREK, PETER SR VP$49.2508/30/11

    ROG Rogers Corp S 3,000 7,104 MITCHELL, WILLIAM DIR$49.600-$49.9008/29/11ROG Rogers Corp S 500 44,021 SOFFER, ROBERT M. SEC$49.3108/29/11ROG Rogers Corp S 2,000 42,021 SOFFER, ROBERT M. SEC$50.278-$50.3908/30/11ROG Rogers Corp S 1,500 11,031 VAN EENAEME, LUC VP$49.200-$49.2308/29/11ROL Rollins Inc S 23,977 230,947 CYNKUS, HARRY J. CFO$20.8728/31/11

    ROL Rollins Inc S 3,184 227,763 CYNKUS, HARRY J. CFO$21.0659/01/11CRM Salesforce.com Inc AS 750 16,214 CONWAY, CRAIG A. DIR$128.6909/01/11CRM Salesforce.com Inc S 154 5,084 HARRIS, PARKER EX VP$118.5208/29/11CRM Salesforce.com Inc S 416 2,125 HU, GEORGE EX VP$118.5208/29/11CRM Salesforce.com Inc S 729 23,986 KOPLOW, HILARIE A EX VP$118.5208/29/11

    CRM Salesforce.com Inc AS 500 23,986 KOPLOW, HILARIE A EX VP$128.6909/01/11CRM Salesforce.com Inc S 750 5,300 SCLAVOS, STRATTON D. DIR$122.3358/29/11CRM Salesforce.com Inc AS 2,000 13,482 SMITH, GRAHAM CFO$122.170-$125.1708/29/11CRM Salesforce.com Inc S 587 14,145 SMITH, GRAHAM CFO$118.5208/29/11CRM Salesforce.com Inc S 196 3,737 VAN VEENENDAAL, FRANK PR$118.5208/29/11

    SBH Sally Beauty Holdings Inc AS 5,200 35,163 FLAHERTY, MARK J. CFO$17.0008/29/11SBH Sally Beauty Holdings Inc AS 7,642 35,163 FLAHERTY, MARK J. CFO$17.2508/30/11SBH Sally Beauty Holdings Inc AS 7,358 35,163 FLAHERTY, MARK J. CFO$17.2508/31/11SBH Sally Beauty Holdings Inc S 2,800 X 162,000 X RABIN, EDWARD W. DIR$16.390-$16.4108/26/11SBH Sally Beauty Holdings Inc S 5,000 X 157,000 X RABIN, EDWARD W. DIR$16.7598/29/11

    ZZ Sealy Corp AS 2,150 271,449 DABIERO, CARMEN J SR VP$1.850-$1.8908/30/11SEMG Semgroup Corp B 1,000 26,646 FITZGERALD, ROBERT N. CFO$22.6869/01/11SRE Sempra Energy S 20,000 71,949 SNELL, MARK A. CFO$51.9109/02/11ST Sensata Teches Hldg N S 26,700 16,500 MAJOR, STEVEN MICHAEL SR VP$32.8308/31/11ST Sensata Teches Hldg N S 33,200 16,500 MAJOR, STEVEN MICHAEL SR VP$32.5809/01/11

    Section 2.7

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDER

    SCI Service Corp Internationa S 10,500 61,627 COELHO, TONY DIR$9.8808/29/11SPG Simon Property Group Inc S 5,000 118,489 BARKLEY, JAMES M. GEN CNSL$117.0008/30/11BID Sothebys AS 2,000 154,364 RUPRECHT, WILLIAM F. CEO$36.0008/29/11BID Sothebys AS 2,000 152,364 RUPRECHT, WILLIAM F. CEO$37.0008/30/11BID Sothebys AS 1,000 151,364 RUPRECHT, WILLIAM F. CEO$38.0008/31/11

    SJI South Jersey Industries Inc B 2,000 3,222 FORTKIEWICZ, VICTOR DIR$51.9108/31/11SJI South Jersey Industries Inc S 2,000 58,022 KINDLICK, DAVID A. TR$51.6878/31/11SJI South Jersey Industries Inc S 1,000 23,788 RENNA, MICHAEL J. VP$51.2178/29/11SO Southern Co S 27,307 0 BEATTIE, ART P. CFO$41.2508/29/11SWX Southwest Gas Corp S 500 11,116 HOBBS, LAURA E. LOPEZ VP$36.9088/31/11

    SWX Southwest Gas Corp B 500 8,316 THOMAS, THOMAS A. DIR$34.0408/11/11SWX Southwest Gas Corp B 200 8,516 THOMAS, THOMAS A. DIR$36.3408/29/11SSS Sovran Self Storage Inc S 10,000 192,518 ATTEA, ROBERT J. CB$39.7008/30/11SSS Sovran Self Storage Inc S 2,000 206,907 MYSZKA, KENNETH F. COO$39.8708/31/11SWK Stanley Black & Decker Inc S 154,215 752,398 ARCHIBALD, NOLAN D. CB$62.0488/30/11

    SCL Stepan Co S 939 24,232 PACHOLEC, FRANK VP$75.5568/29/11SCL Stepan Co S 2,597 22,274 VENEGONI, JOHN V. VP$75.270-$75.3858/29/11SYK Stryker Corp AS 9,000 X 15,199,682 X STRYKER, RONDA E. DIR$46.2488/25/11SYK Stryker Corp AS 9,000 X 15,190,682 X STRYKER, RONDA E. DIR$46.3498/26/11SYK Stryker Corp AS 9,000 X 15,181,682 X STRYKER, RONDA E. DIR$47.9618/29/11

    SYK Stryker Corp AS 9,000 X 15,172,682 X STRYKER, RONDA E. DIR$47.1798/30/11SYK Stryker Corp AS 9,000 X 15,163,682 X STRYKER, RONDA E. DIR$49.2438/31/11SYK Stryker Corp AS 9,000 X 15,154,682 X STRYKER, RONDA E. DIR$48.6909/01/11RGR Sturm Ruger & Co Inc S 15,000 33,065 COSENTINO, JOHN A., JR. DIR$33.9818/29/11RGR Sturm Ruger & Co Inc S 3,321 3,541 LANG, MARK VP$33.2628/31/11

    SFSF SuccessFactors Inc AS 9,600 111,634 DALGAARD, LARS CEO$23.3338/31/11SFSF SuccessFactors Inc AS 9,600 111,634 DALGAARD, LARS CEO$22.957-$23.6419/01/11SRZ Sunrise Senior Living Inc S 206,603 2,430,386 KLAASSEN PAUL J & TERESA M DIR$6.701-$6.7528/26/11SRZ Sunrise Senior Living Inc S 115,300 2,315,086 KLAASSEN PAUL J & TERESA M DIR$7.000-$7.2418/29/11SRZ Sunrise Senior Living Inc AS 500 2,314,586 KLAASSEN PAUL J & TERESA M DIR$7.7808/31/11

    TCO Taubman Centers Inc AS 4,000 56,070 PAYNE, LISA A. VCB$57.7809/01/11TEL TE Connectivity Ltd. S 10,000 18,075 CLARKE, ALAN C. PR$30.470-$30.4718/30/11TNC Tennant Co S 250 6,766 DYBSKY, THOMAS VP$42.9758/30/11TSO Tesoro Corp B 5,000 98,446 GRAPSTEIN, STEVEN H. DIR$21.7608/25/11TSO Tesoro Corp B 5,000 103,446 GRAPSTEIN, STEVEN H. DIR$23.3408/30/11

    TNS TNS Inc S 3,500 92,917 COLE, MARK G. EX VP$16.880-$16.9108/30/11TOL Toll Brothers Inc S 30,000 13,692 BLANK, ROBERT S. DIR$15.3668/26/11TSS Total System Services Inc S 112,050 X 45,582 X BLANCHARD, JAMES H. DIR$17.9738/30/11TDG TransDigm Group Inc AS 2,500 X 0 X HOWLEY, W. NICHOLAS CEO$89.0848/29/11TDG TransDigm Group Inc AS 33,000 0 HOWLEY, W. NICHOLAS CEO$89.094-$90.2608/29/11

    TDG TransDigm Group Inc AS 1,232 60,069 LAUBENTHAL, RAYMOND F. PR$88.0008/26/11TDG TransDigm Group Inc AS 1,768 60,069 LAUBENTHAL, RAYMOND F. PR$89.0618/29/11TRV Travelers Companies Inc AS 1,678 37,026 BENET, JAY VCB$50.3308/30/11TREX Trex Company Inc AS 687 33,959 GUPP, WILLIAM R. CAO$18.3909/01/11TPC Tutor Perini Corp S 35,000 10,560,047 TUTOR, RONALD N. SEPARATE

    PROPERTY TRUST B/O$13.8508/29/11

    TPC Tutor Perini Corp S 5,000 10,555,047 TUTOR, RONALD N. SEPARATE PROPERTY TRUST B/O

    $14.3108/30/11

    TYL Tyler Technologies Inc S 2,000 43,624 MOORE, H. LYNN JR. GEN CNSL$25.5009/01/11UAL United Continental Hldgs In B 4,000 167,573 SMISEK, JEFFERY A. CEO$17.0468/26/11UVV Universal Corp S 5,000 22,185 CORONADO, WILLIAM J. VP$40.5508/30/11UVV Universal Corp S 6,033 59,705 WHELAN, KAREN M. L. TR$41.1138/31/11

    Section 2.8

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDER

    UVV Universal Corp S 4,567 55,138 WHELAN, KAREN M. L. TR$41.0809/01/11UTI Universal Technical Institute S 967 18,868 TURNER, RHONDA R. SR VP$14.9008/30/11UNM Unum Group S 10,035 26,461 FOSSEL, JON S. DIR$23.5638/29/11UNM Unum Group S 4,901 21,560 FOSSEL, JON S. DIR$23.6168/31/11YSI U-Store-It Trust S 10,000 320,052 JERNIGAN, DEAN CEO$10.6008/30/11

    VRX Valeant Phars Intl In B 2,680 5,230 STOLZ, BRIAN M. EX VP$41.0008/26/11VHI Valhi Inc B 10,500 X 1,761,452 X SIMMONS, HAROLD C. CB$59.250-$59.6008/29/11VHI Valhi Inc B 2,000 X 1,763,452 X SIMMONS, HAROLD C. CB$59.7509/01/11VHI Valhi Inc B 5,000 X 1,768,452 X SIMMONS, HAROLD C. CB$58.7509/02/11VFC VF Corp S 1,700 28,738 CUMMINGS, CANDACE S. GEN CNSL$119.2198/31/11

    VFC VF Corp S 4,800 1,372 MCCOLLOUGH, W. ALAN DIR$117.2128/30/11VFC VF Corp S 24,267 18,061 ROGERS, BOYD A. VP$113.2238/26/11VSI Vitamin Shoppe Inc S 2,305 62,070 TRUESDALE, ANTHONY N. CEO$44.1309/01/11VG Vonage Holdings Corp AS 20,000 483,869 DAVID, MORTON E. DIR$3.4199/01/11VG Vonage Holdings Corp AS 8,000 X 133,428 X DAVID, MORTON E. DIR$3.4179/01/11

    VG Vonage Holdings Corp AS 8,000 X 133,428 X DAVID, MORTON E. DIR$3.4189/01/11WCN Waste Connections Inc S 47,100 151,945 CHAMBLISS, DARRELL W. COO$34.0058/25/11WCN Waste Connections Inc S 933 25,451 HANSEN, ERIC VP$34.5658/25/11WCN Waste Connections Inc S 15,000 96,303 JACKMAN, WORTHING F. CFO$34.8118/26/11WCN Waste Connections Inc S 23,750 163,670 MITTELSTAEDT, RONALD J. CEO$34.3028/25/11

    WCN Waste Connections Inc S 7,200 28,995 RAZZOUK, WILLIAM J. DIR$35.2218/29/11WCN Waste Connections Inc S 553 17,995 SCHREIBER, SCOTT VP$35.0008/26/11WM Waste Management Inc S 67 4,166 RUSH, CARL V.JR SR VP$33.2408/30/11WPI Watson Pharmaceuticals Inc S 17,500 66,572 BUCHEN, DAVID A SEC$65.5008/26/11WPI Watson Pharmaceuticals Inc S 1,517 41,014 PAONESSA, ALBERT III EX VP$66.1958/29/11

    WST West Phar Servs In S 2,354 19,705 YOUNG, ROBERT C. DIR$40.0288/30/11WGL WGL Holdings Inc S 21,083 60,535 MCCALLISTER, TERRY D. CB$41.1708/31/11WHR Whirlpool Corp B 1,500 11,086 BRACKEN, DARRELL EX VP$59.2588/26/11WG Willbros Group Inc B 20,000 41,642 BERRY, WILLIAM B. DIR$5.2108/25/11WG Willbros Group Inc B 10,000 X 20,000 X HARL, ROBERT R. CEO$5.1308/26/11

    WG Willbros Group Inc B 10,000 82,677 MCNABB, JOHN T. DIR$5.3408/26/11WOR Worthington Industries Inc B 1,000 1,825 HORTON, OZEY K JR DIR$16.4968/09/11YUM Yum Brands Inc AS 9,500 22,131 BLUM, JONATHAN DAVID OFF$53.8769/01/11YUM Yum Brands Inc AS 8,200 4 BROLICK, EMIL OFF$53.8769/01/11ZB/PA Zions Bancorp S 1,000 0 HEMINGWAY, W. DAVID EX VP$16.5008/26/11

    NYSE AmexHRT Arrhythmia Research Tech In B 4,800 X 14,800 X GARRISON, DAVID A. CFO$3.7508/26/11HRT Arrhythmia Research Tech In B 1,400 X 16,200 X GARRISON, DAVID A. CFO$3.790-$3.7998/29/11ATSC ATS Corp B 5,100 4,944,855 REVELATION SPECIAL SITUATIONS

    FUND LTD. B/O$3.2868/26/11

    ATSC ATS Corp B 7,000 4,951,855 REVELATION SPECIAL SITUATIONS FUND LTD. B/O

    $3.3928/29/11

    ATSC ATS Corp B 7,314 4,959,169 REVELATION SPECIAL SITUATIONS FUND LTD. B/O

    $3.4838/30/11

    BLD Baldwin Technology Inc B 10,000 29,524 GRISWOLD, PAUL J. DIR$1.092-$1.1998/29/11BLD Baldwin Technology Inc B 11,000 11,000 HABIBE, IVAN RANDALL CFO$1.3008/31/11BTN Ballantyne Strong Inc S 1,228 30,592 BOEGNER, RAY SR VP$3.8008/26/11BTN Ballantyne Strong Inc S 3,772 26,820 BOEGNER, RAY SR VP$3.8008/29/11BIR/PA Berkshire Income Realty Inc S 1,400 64,773 KAUFMAN, ROBERT M. DIR$25.850-$25.9508/31/11

    BVX Bovie Medical Corp B 11,600 1,226,600 RENN UNIVERSAL GROWTH INVESTMENT TRUST B/O

    $2.5508/23/11

    Section 2.9

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDERBVX Bovie Medical Corp B 14,100 1,240,770 RENN UNIVERSAL GROWTH

    INVESTMENT TRUST B/O$2.6628/24/11

    BVX Bovie Medical Corp B 7,100 1,247,800 RENN UNIVERSAL GROWTH INVESTMENT TRUST B/O

    $2.7008/25/11

    ROX Castle Brands Inc B 10,000 271,501 LAMPEN, RICHARD J. CEO$0.2408/29/11CUO Continental Materials Corp B 200 X 17,058 X GIDWITZ, JAMES G. CB$14.4608/31/11

    CMT Core Molding Technologies Inc S 5,000 57,097 HELLMOLD, RALPH O. DIR$9.4608/30/11CMT Core Molding Technologies Inc AS 132,145 21,719 PRINE, MALCOLM M. DIR$9.5308/30/11IEC IEC Electronics Corp (Del) B 4,500 295,349 GILBERT, W. BARRY CB$5.100-$5.1508/29/11IEC IEC Electronics Corp (Del) B 1,500 292,849 GILBERT, W. BARRY CB$5.1208/29/11IEC IEC Electronics Corp (Del) B 2,000 X 125,782 X GILBERT, W. BARRY CB$5.1208/29/11

    IEC IEC Electronics Corp (Del) B 800 56,571 TAIT, AMY L. DIR$4.9808/25/11INO Inovio Pharmaceuticals Inc B 4,500 X 39,500 X KIM, JONG JOSEPH CEO$0.6608/26/11INO Inovio Pharmaceuticals Inc B 3,650 X 38,650 X KIM, JONG JOSEPH CEO$0.6608/26/11INO Inovio Pharmaceuticals Inc B 11,871 X 38,530 X KIM, JONG JOSEPH CEO$0.6608/26/11OPK Opko Health Inc B 3,000 261,000 BARON, ROBERT A. DIR$3.9408/26/11

    OPK Opko Health Inc B 26,000 X 105,727,965 X FROST, PHILLIP MD ET AL CB$3.980-$4.0308/26/11OPK Opko Health Inc B 20,000 X 105,747,965 X FROST, PHILLIP MD ET AL CB$4.050-$4.1408/29/11OPK Opko Health Inc B 15,000 X 105,762,965 X FROST, PHILLIP MD ET AL CB$4.120-$4.2008/30/11OPK Opko Health Inc B 5,000 230,000 PAGANELLI, JOHN A. DIR$4.1388/31/11PTX Pernix Therapeutics Hldgs In AS 1,400 33,600 PEARCE, MICHAEL COOPER DIR$8.6208/29/11

    PTX Pernix Therapeutics Hldgs In AS 400 33,200 PEARCE, MICHAEL COOPER DIR$8.6308/30/11PIP PharmAthene Inc PB 20,902 1,038,613 SCHAFFER, DERACE L. DIR$0.7008/24/11PIP PharmAthene Inc PB 16,800 1,055,413 SCHAFFER, DERACE L. DIR$0.7008/25/11PW Pittsburgh & West Virginia Rai B 1,000 1,000 SUSMAN, WILLIAM DIR$11.8309/01/11SGA Saga Communications Inc B 5,937 767,037 TISCH, DANIEL R. B/O$27.350-$27.8009/02/11

    SARA Saratoga Resources Inc Tex S 7,300 226,343 SMITH, KEVIN M. DIR$5.7068/26/11SARA Saratoga Resources Inc Tex S 2,300 224,043 SMITH, KEVIN M. DIR$5.6508/29/11SARA Saratoga Resources Inc Tex S 23,700 200,343 SMITH, KEVIN M. DIR$5.5008/31/11SARA Saratoga Resources Inc Tex S 670 199,673 SMITH, KEVIN M. DIR$5.5009/02/11TMP Tompkins Financial Corp S 1,000 5,923 KLEIN, GERALD J. JR CEO$39.1798/29/11

    UMH/P UMH Properties Inc B 250 250 WOLGIN, STEVEN B. DIR$25.2008/31/11URZ Uranerz Energy Corp S 40,000 751,900 HARTMAN, GEORGE J COO$2.3509/01/11

    NASDAQ Stock Exchange Global MarketSHLM A.Schulman Inc B 1,000 8,814 ALLSPACH, EUGENE ROBERT DIR$18.0908/31/11SHLM A.Schulman Inc B 6,000 27,500 BIRNEY, DAVID G. DIR$18.1008/31/11SHLM A.Schulman Inc B 5,000 X 17,500 X GINGO, JOSEPH M. CEO$17.3908/29/11

    SHLM A.Schulman Inc B 5,000 X 15,000 X LEVANDUSKI, JOSEPH J. CFO$17.4508/29/11SHLM A.Schulman Inc B 1,000 18,790 MINC, DAVID C GEN CNSL$17.7508/30/11AONE A123 Systems Inc AS 30,000 X 663,705 X RILEY, GILBERT N., JR. CTO$4.6239/01/11ANCX Access National Corp B 1,314 X 14,826 X EDGEMOND, JOHN W. IV DIR$7.9908/29/11ANCX Access National Corp B 2,504 511,564 KODY, THOMAS M. DIR$7.9908/29/11

    ACRX AcelRx Pharmaceuticals Inc B 500 300,951 SCHRECK, THOMAS A. DIR$3.2688/29/11ACRX AcelRx Pharmaceuticals Inc B 500 X 17,982 X SCHRECK, THOMAS A. DIR$3.2808/29/11APKT Acme Packet Inc AS 5,000 5,000 SHIELDS, JOHN F. VP$43.113-$44.0158/25/11ACNB ACNB Corp B 250 4,184 MILLER, ROBERT WAYNE DIR$14.0008/26/11ACNB ACNB Corp B 700 15,576 STOCK, ALAN J. DIR$14.0108/30/11

    AMD Advanced Micro Devices Inc S 20,000 97,454 BERGMAN, RICK SR VP$6.7708/30/11AMD Advanced Micro Devices Inc AS 1,000 15,039 CONWAY, CRAIG A. DIR$6.8009/01/11ABCO Advisory Board Co S 5,750 3,287 SCHIRMEIER, SCOTT A. EX VP$62.500-$62.5108/31/11AVCA Advocat Inc B 1,575 211,075 COVINGTON HEALTH GROUP, LLC

    B/O$5.8908/26/11

    AVCA Advocat Inc B 11,300 203,460 MCMULLAN, JOHN E. B/O$5.9908/26/11

    Section 2.10

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDER

    AEHR Aehr Test Systems AS 1,000 21,929 PATEL, MUKESH DIR$1.1608/30/11AVAV Aerovironment Inc AS 8,300 X 3,228,692 X CONVER, TIMOTHY E. CB$28.510-$29.0308/29/11AVAV Aerovironment Inc AS 8,300 X 3,220,392 X CONVER, TIMOTHY E. CB$28.5008/30/11AFCE AFC Enterprises Inc B 1,000 31,722 HOPE, HENRY MELVILLE III CFO$12.5198/26/11AFFM Affirmative Insurance Hldgs In B 639 639 KUSUMI, GARY Y. CB$1.9908/31/11

    AGYS Agilysys Inc S 1,241 17,326 DYER, JOHN T. CT$9.2608/30/11AIRM Air Methods Corp S 10,000 10,000 CARMAN, TRENT CFO$68.6508/29/11AIRM Air Methods Corp S 5,000 28,500 MILLER, LOWELL D. DIR$67.3418/29/11ATSG Air Transport Servs Grp In B 409,300 X 6,261,582 X MESDAG, WILLEM B/O$5.5128/29/11ATSG Air Transport Servs Grp In B 115,000 X 6,376,582 X MESDAG, WILLEM B/O$5.6138/30/11

    ATSG Air Transport Servs Grp In B 1,000 160,784 PAYNE, W. JOSEPH SEC$5.5308/29/11ATSG Air Transport Servs Grp In B 1,000 79,000 VORHOLT, JEFFREY J. DIR$5.6908/30/11AKAM Akamai Technologies Inc AS 5,000 88,935 SHERMAN, J. DONALD CFO$22.1008/31/11AMOT Allied Motion Technologies Inc AB 1,999 723,278 WARZALA, RICHARD S. CEO$5.2858/29/11ATEC Alphatec Holdings Inc B 60,000 160,000 RYAN, PATRICK G. COO$2.5008/29/11

    AMZN Amazon.Com Inc AS 5,000 62,883 STONESIFER, PATRICIA Q. DIR$215.5429/01/11ASBI Ameriana Bancorp B 1,000 X 5,950 X LETTER, JOHN J CFO$4.0009/02/11ACAS American Capital Ltd AS 1,404 426,333 GRAFF, BRIAN SR VP$8.7308/31/11ANCI American CareSrc Hldgs In B 11,863 165,799 GEORGE, KENNETH S. CEO$0.7098/26/11ANCI American CareSrc Hldgs In B 10,637 176,436 GEORGE, KENNETH S. CEO$0.7058/29/11

    ANCI American CareSrc Hldgs In B 20,902 855,424 SCHAFFER, DERACE L. DIR$0.7008/24/11ANCI American CareSrc Hldgs In B 16,800 872,224 SCHAFFER, DERACE L. DIR$0.7008/25/11ANCI American CareSrc Hldgs In B 12,298 884,522 SCHAFFER, DERACE L. DIR$0.7008/29/11APFC American Pacific Corp B 5,000 17,764 WILLARD, DEAN M. DIR$7.4808/30/11APEI American Public Education Inc AS 1,000 X 28,112 X WILKINS, HARRY T. CFO$38.753-$39.5208/25/11

    AMSW American Software Inc. AS 5,000 65,000 EDENFIELD, JAMES C. CEO$8.0989/01/11AMSW American Software Inc. AS 5,000 60,000 EDENFIELD, JAMES C. CEO$7.8099/02/11AMWD American Woodmark Corp S 5,000 3,316,531 BRANDT, WILLIAM F., JR. DIR$15.841-$16.2508/31/11ARGN Amerigon Inc S 5,000 0 CASTAING, FRANCOIS J. DIR$12.8268/30/11ARGN Amerigon Inc S 45,001 30,935 PACE, DANIEL J. VP$2.620-$13.5008/31/11

    ABCB Ameris Bancorp S 715 32,984 EDWARDS, JON S EX VP$8.6309/02/11ASRV Ameriserv Financial Inc B 4,706 39,166 YOUNG, GREGOR T. IV PR$2.0008/25/11ASRV Ameriserv Financial Inc B 1,700 40,866 YOUNG, GREGOR T. IV PR$2.0008/29/11ATLO Ames National Corp B 500 20,500 BAUDLER, BETTY A. DIR$16.7508/31/11ATLO Ames National Corp B 1,000 X 1,000 X BAUDLER, BETTY A. DIR$15.9909/02/11

    AMGN Amgen Inc S 20,000 87,190 SCOTT, DAVID J. SEC$55.4418/31/11AMRS Amyris Inc AS 4,000 10,000 CHERRY, JOEL OFF$18.3528/26/11AMRS Amyris Inc AS 500 10,000 CHERRY, JOEL OFF$19.8908/29/11ANAC Anacor Pharmaceuticals Inc AS 4,000 65,652 MAPLES, KIRK R. SR VP$4.8178/29/11ANDE Andersons Inc S 1,500 X 31,567 X ADDIS, DENNIS J. PR$40.2508/31/11

    ANDE Andersons Inc S 500 41,584 REED, HAROLD M. PR$38.9008/29/11ANDE Andersons Inc S 500 41,084 REED, HAROLD M. PR$39.3109/01/11ANNB Annapolis Bancorp Inc S 3,000 2,687 MUELLER, LORI J. OFF SUB$3.8668/29/11APOL Apollo Group Inc AS 20,000 X 9,134,986 X SPERLING, JOHN G. CB$46.8489/01/11APOL Apollo Group Inc AS 10,000 3,165,600 SPERLING, PETER V. VCB$46.8489/01/11

    AAPL Apple Inc AS 3,000 213 WILLIAMS, JEFFREY E. SR VP$381.500-$386.0289/01/11AMAT Applied Materials Inc B 10,000 60,630 SWAN, ROBERT HOLMES DIR$10.9808/26/11ARSD Arabian American Devmt C B 1,000 4,051,588 AL ATHEL FAHAD MOHAMMED

    SALEH B/O$3.9008/26/11

    ARSD Arabian American Devmt C B 300 4,051,895 AL ATHEL FAHAD MOHAMMED SALEH B/O

    $3.9008/29/11

    ACGL Arch Capital Group Ltd S 70,000 422,045 IORDANOU, CONSTANTINE CB$33.9078/29/11

    Section 2.11

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDER

    RDEA Ardea Biosciences Inc AS 5,000 9,387 MANHARD, KIMBERLY SR VP$15.1278/29/11ARQL Arqule Inc B 4,000 24,589 SCHWARTZ, BRIAN M. OFF$4.4058/31/11ARUN Aruba Networks Inc AS 7,500 0 KOUREY, MICHAEL R. DIR$21.1658/29/11ARUN Aruba Networks Inc AS 12,700 13,196 ORR, DOMINIC P. CEO$21.2028/29/11AZPN Aspen Technology Inc S 3,094 136,515 SULLIVAN, MARK P. CFO$16.6718/26/11

    ATRO Astronics Corp S 5,000 170,153 KEANE, KEVIN T. DIR$28.0608/29/11ATRO Astronics Corp S 6,400 163,753 KEANE, KEVIN T. DIR$29.1808/31/11ATRO Astronics Corp S 3,011 X 9,940 X MCKENNA, ROBERT J. DIR$28.1508/29/11ATHN athenahealth Inc AS 1,250 7,840 FOSTER, RICHARD N. DIR$59.2508/31/11ATHN athenahealth Inc AS 2,000 19,217 HULL, BRANDON H. DIR$57.9509/01/11

    ATPG ATP Oil And Gas Corp B 4,000 89,322 LONGNECKER, BRENT M. DIR$13.8108/31/11AUBN Auburn National Bancorp B 500 X 18,950 X SPENCER, EDWARD L. JR DIR$19.7008/25/11ADP Automatic Data Processing Inc S 13,170 50,428 ANENEN, STEVEN VP$49.8508/30/11ADP Automatic Data Processing Inc S 10,536 23,230 FLYNN, EDWARD B. III VP$50.1248/31/11AVEO Aveo Pharmaceuticals Inc AS 2,000 6,000 SLICHENMYER, WILLIAM OFF$17.0008/25/11

    AXTI AXT Inc S 25,500 56,050 ZHANG, DAVIS PR$7.890-$8.0508/30/11AXTI AXT Inc S 10,000 46,050 ZHANG, DAVIS PR$7.7608/31/11BCPC Balchem Corp S 3,000 45,040 TELEVANTOS, JOHN Y. DIR$41.5009/01/11BANF Bancfirst Corp B 2,200 45,700 ODOM, PAUL B., JR. DIR$34.7798/26/11BKMU Bank Mutual Corp B 1,000 17,200 BROWN, RICHARD ALLEN DIR$3.1508/29/11

    BOCH Bank Of Commerce Holdings B 1,000 398,100 GIFFORD, KENNETH R., JR. DIR$3.5508/26/11BOCH Bank Of Commerce Holdings B 1,000 399,100 GIFFORD, KENNETH R., JR. DIR$3.6508/29/11BOCH Bank Of Commerce Holdings B 1,000 400,100 GIFFORD, KENNETH R., JR. DIR$3.6908/30/11BOCH Bank Of Commerce Holdings B 1,000 401,100 GIFFORD, KENNETH R., JR. DIR$3.7108/31/11BOCH Bank Of Commerce Holdings B 900 402,000 GIFFORD, KENNETH R., JR. DIR$3.7109/01/11

    BKSC Bank Of South Carolina Corp B 1,400 119,798 LANE, CHARLES G. DIR$9.2468/29/11BKSC Bank Of South Carolina Corp B 10,815 X 27,429 X LANE, HUGH C., JR. CEO$9.3608/31/11BKSC Bank Of South Carolina Corp B 2,000 X 13,297 X SHARRY, SHERYL G. CFO$9.3928/26/11OZRK Bank Of The Ozarks Inc S 6,000 2,290,122 GLEASON, GEORGE G. II CB$21.8828/29/11BEBE Bebe Stores Inc S 14,750 12,412 BASS, BARBARA DIR$7.0508/29/11

    BNHN Benihana Inc B 519 X 554,562 X COLISEUM CAPITAL MANAGEMENT,LLC B/O

    $7.6008/30/11

    BNHNA Benihana Inc B 2,000 X 1,849,216 X COLISEUM CAPITAL MANAGEMENT,LLC B/O

    $7.5108/30/11

    BIDZ Bidz.com Inc S 500 292,500 KONG, LAWRENCE CFO$0.6508/25/11BIDZ Bidz.com Inc S 1,000 291,500 KONG, LAWRENCE CFO$0.6608/26/11BIDZ Bidz.com Inc S 1,500 290,000 KONG, LAWRENCE CFO$0.6808/29/11

    BIOD Biodel Inc S 85,471 X 2,701,428 X STEINER, SOLOMON DIR$1.2308/29/11BIOD Biodel Inc S 144,755 X 2,482,394 X STEINER, SOLOMON DIR$1.2708/31/11BIIB Biogen IDEC Inc AS 15,000 12,630 POSNER, BRIAN S. DIR$92.5268/29/11BIIB Biogen IDEC Inc AS 10,000 26,859 YOUNG, WILLIAM DIR$92.5788/29/11BIIB Biogen IDEC Inc AS 35,000 26,859 YOUNG, WILLIAM DIR$95.0009/01/11

    BMRN Biomarin Pharmaceutical Inc S 2,000 127,093 BIENAIME, JEAN JACQUES CEO$29.0098/30/11BMRN Biomarin Pharmaceutical Inc AS 834 20,634 WOOD, MARK VP$30.0008/31/11BPAX Biosante Pharmaceuticals Inc B 10,000 47,898 SULLIVAN, LOUIS W. DIR$2.6708/15/11BBOX Black Box Corp B 4,000 44,091 GREIG, THOMAS G. DIR$23.9868/25/11BMC BMC Software Inc AS 12,798 612,251 BEAUCHAMP, ROBERT CB$40.5149/01/11

    BOBE Bob Evans Farms Inc S 2,714 16,715 LUCAS, G. ROBERT II DIR$30.803-$30.8719/01/11EPAY Bottomline Technologies Inc S 25,000 100,719 DONOVAN, KEVIN M. CFO$22.4978/26/11EPAY Bottomline Technologies Inc AS 1,963 346,537 EBERLE, ROBERT A. CEO$22.3778/25/11EPAY Bottomline Technologies Inc AS 2,165 344,372 EBERLE, ROBERT A. CEO$22.1468/26/11EPAY Bottomline Technologies Inc S 22,442 321,930 EBERLE, ROBERT A. CEO$23.0348/29/11

    Section 2.12

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDER

    BBRG Bravo Brio Restaurant Grp In S 40,828 9,000 DEE, RONALD F SR VP$19.0008/26/11BBRG Bravo Brio Restaurant Grp In S 42,895 9,000 DEE, RONALD F SR VP$20.0008/29/11BBNK Bridge Capital Holdings S 147 107,838 SA, THOMAS A. EX VP$10.5508/29/11BBNK Bridge Capital Holdings S 100 107,838 SA, THOMAS A. EX VP$10.5508/30/11BWLD Buffalo Wild WIngs Inc AS 1,250 11,791 BENNING, KATHLEEN M. EX VP$60.7508/25/11

    CFFI C & F Financial Corp S 104 9,975 MCKERNON, BRYAN EDWIN OFF SUB

    $23.0008/26/11

    CFFI C & F Financial Corp S 1,280 8,695 MCKERNON, BRYAN EDWIN OFF SUB

    $23.0008/31/11

    CVV C V D Equipment Corp S 500 15,500 CHARLES, GLEN R. CFO$19.2508/30/11CVV C V D Equipment Corp S 21,000 1,316,450 ROSENBAUM, LEONARD A. CEO$15.900-$16.6808/26/11CVV C V D Equipment Corp S 40,300 1,276,150 ROSENBAUM, LEONARD A. CEO$16.910-$18.5708/29/11

    CVV C V D Equipment Corp S 13,220 1,262,930 ROSENBAUM, LEONARD A. CEO$18.410-$19.2708/30/11CVV C V D Equipment Corp AS 8,200 1,254,730 ROSENBAUM, LEONARD A. CEO$18.670-$19.1508/31/11CVV C V D Equipment Corp S 18,300 2,400 SWAN, BRUCE T. DIR$18.4308/30/11CVV C V D Equipment Corp S 6,900 69,500 TEITELBAUM, MARTIN J. AT SEC$16.210-$16.8608/26/11CVV C V D Equipment Corp S 10,175 59,325 TEITELBAUM, MARTIN J. AT SEC$17.920-$18.7208/29/11

    CVV C V D Equipment Corp S 7,900 51,425 TEITELBAUM, MARTIN J. AT SEC$19.1408/30/11CHRW C.H.Robinson Worldwide Inc S 5,000 X 1,591 X SATTERLEE, SCOTT SR VP$71.3268/30/11CALP Caliper Life Sciences Inc AS 5,000 51,104 CREAGER, STEPHEN E. GEN CNSL$7.5209/01/11CALD Callidus Software Inc S 4,894 583,455 STRETCH, LESLIE CEO$4.5108/31/11CATM Cardtronics Inc AS 19,306 6,114 BARONE, ROBERT P. DIR$25.4219/01/11

    CATM Cardtronics Inc S 2,000 62,008 DELNEVO, RONALD MGNG DIR$23.5028/26/11CATM Cardtronics Inc B 5,000 8,114 ROSSI, MARK S. DIR$24.9308/31/11CBOU Caribou Coffee Inc AS 2,000 30,157 MCBRIDE-RAFFEL, KAREN E. VP$15.1209/01/11CKEC Carmike Cinemas Inc B 287 5,287 ELLIS, DANIEL E. SEC$6.6008/29/11CKEC Carmike Cinemas Inc B 9,000 151,372 PASSMAN, S. DAVID III CEO$6.410-$6.5308/26/11

    CKEC Carmike Cinemas Inc B 9,000 160,372 PASSMAN, S. DAVID III CEO$6.790-$6.8008/30/11CASM Cas Medical Systems Inc B 5,000 474,119 PATTON, THOMAS M. CEO$2.8009/01/11CBOE CBOE Holdings Inc S 10,000 78,247 DUFFY, MARK F. DIR$23.7708/25/11CBOE CBOE Holdings Inc AS 12,000 66,247 DUFFY, MARK F. DIR$25.0078/29/11CNBC Center Bancorp Inc B 1,594 X 3,618,969 X SEIDMAN, LAWRENCE B. DIR$9.2548/25/11

    CSFL Centerstate Banks Inc B 500 13,802 BOCKHORST, DANIEL E. OFF$5.7009/01/11CVCY Central Valley Cmty Bancor S 1,700 129,244 DOYLE, DANIEL J. CEO$6.2508/24/11CVCY Central Valley Cmty Bancor S 5,309 123,935 DOYLE, DANIEL J. CEO$6.2518/25/11CPHD Cepheid Inc S 25,000 2,500 MILLER, ANDREW D. CFO$33.6668/26/11CERN Cerner Corp S 2,000 0 BATTAGLIOLI, MICHAEL R. CAO$67.0208/30/11

    CERN Cerner Corp S 15,000 30,536 NAUGHTON, MARC G. CFO$66.1008/30/11CERN Cerner Corp S 10,000 X 1,609,346 X PATTERSON, NEAL L. CB$66.2938/31/11CCGM China CGame Inc PS 625,000 2,661,637 KGE GROUP LTD. B/O$1.0708/16/11CTFO China TransInfo Tech Cor AB 14,211 461,311 XIA, SHUDONG CEO$3.0828/25/11CTFO China TransInfo Tech Cor AB 17,876 479,187 XIA, SHUDONG CEO$3.2358/26/11

    CTFO China TransInfo Tech Cor AB 9,800 488,987 XIA, SHUDONG CEO$3.4478/29/11CTFO China TransInfo Tech Cor AB 6,887 495,874 XIA, SHUDONG CEO$3.6668/30/11CTFO China TransInfo Tech Cor AB 6,100 501,974 XIA, SHUDONG CEO$3.7298/31/11CNET ChinaNet Online Holdings Inc B 2,872 7,437,812 RISE KING INVESTMENT LTD B/O$1.1858/26/11CNET ChinaNet Online Holdings Inc B 3,821 7,441,633 RISE KING INVESTMENT LTD B/O$1.1458/29/11

    CNET ChinaNet Online Holdings Inc B 1,700 7,443,333 RISE KING INVESTMENT LTD B/O$1.2448/30/11DFR CIFC Corp B 10,000 10,000 GLEYSTEEN, PETER CEO$5.180-$5.4659/01/11DFR CIFC Corp B 2,500 2,500 MILTON, ROBERT C. III GEN CNSL$5.3489/01/11CZFC Citizens First Corp B 250 4,700 KANIPE, MATTHEW TODD CEO$6.5008/30/11CLNE Clean Energy Fuels Corp S 2,000 1,000 GRACE, PETER SR VP$12.8539/01/11

    Section 2.13

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDER

    CLNE Clean Energy Fuels Corp AS 8,000 474,449 LITTLEFAIR, ANDREW J. CEO$13.1109/01/11CLNE Clean Energy Fuels Corp AS 2,000 50,100 MITCHELL, WARREN IRVING DIR$13.1109/01/11CLNE Clean Energy Fuels Corp S 500,000 X 819,488 X PICKENS, BOONE DIR$13.8508/30/11CLNE Clean Energy Fuels Corp S 450,000 X 369,488 X PICKENS, BOONE DIR$13.2118/31/11CLNE Clean Energy Fuels Corp S 369,488 X 0 X PICKENS, BOONE DIR$12.8959/01/11

    CLWR Clearwire Corp (New) AS 1,637 148,392 EDNIE, STEVE CAO$3.0309/02/11CLWR Clearwire Corp (New) AS 4,736 290,152 HODDER, BROADY R. SEC$3.0309/02/11CLWR Clearwire Corp (New) S 13,418 1,489,363 PRUSCH, ERIK CEO$3.5009/01/11CLWR Clearwire Corp (New) AS 3,482 1,485,881 PRUSCH, ERIK CEO$3.0309/02/11CLWR Clearwire Corp (New) AS 3,831 398,195 SAW, JOHN CTO$3.0309/02/11

    CMSB CMS Bancorp Inc B 955 1,737 RYAN, GERRY DIR$8.0009/01/11CVLY Codorus Valley Bancorp Inc S 1,000 4,854 SWIFT, HARRY R. ESQ. SEC$9.9538/31/11CGNX Cognex Corp S 7,500 999 MORIN, RICHARD A. CFO$36.1788/30/11CGNX Cognex Corp S 114,750 3,535,506 SHILLMAN, ROBERT J. CB$35.3748/29/11CGNX Cognex Corp S 35,000 3,535,506 SHILLMAN, ROBERT J. CB$35.4848/30/11

    CMFB CommerceFirst Bancorp Inc B 100 4,127 MORGAN, RICHARD JOSEPH CEO$10.0009/01/11CNAF Commercial Natl Finl Corp P B 107 18,788 ROBINSON, BRUCE A. DIR$20.0008/30/11CWBS Commonwealth Bkshares Inc (Vir S 63,269 81,466 FENTRISS, LAURENCE C. DIR$0.150-$0.1608/19/11CWBS Commonwealth Bkshares Inc (Vir S 70,000 11,466 FENTRISS, LAURENCE C. DIR$0.120-$0.1518/22/11CWBS Commonwealth Bkshares Inc (Vir S 63,000 X 67,262 X FENTRISS, LAURENCE C. DIR$0.130-$0.1308/22/11

    CWBS Commonwealth Bkshares Inc (Vir S 16,324 X 50,938 X FENTRISS, LAURENCE C. DIR$0.130-$0.1408/23/11CWBS Commonwealth Bkshares Inc (Vir S 21,161 X 29,777 X FENTRISS, LAURENCE C. DIR$0.120-$0.1308/24/11CNQR Concur Technologies Inc S 3,500 11,689 MCCABE, JEFFREY THOMAS DIR$42.4818/31/11CNQR Concur Technologies Inc S 1,000 6,522 TORREY, JOHN T. EX VP$41.8718/31/11CNSL Consolidated Comms Hldgs In AS 7,900 X 133,573 X CURREY, ROBERT J. CEO$19.0208/30/11

    CPSS Consumer Port Servs In S 13,196 X 133,000 X POWELL, CURTIS K. SR VP$1.0008/30/11CPSS Consumer Port Servs In S 10,000 X 123,000 X POWELL, CURTIS K. SR VP$1.0408/31/11CNVO Convio Inc AS 1,000 234,721 BHAGAT, VINAY K. DIR$9.0308/26/11CPNO Copano Energy LLC B 1,200 2,834 GOODPASTURE, JOHN N. SR VP$30.3008/26/11COCO Corinthian Colleges Inc B 10,000 X 30,000 X HARTSHORN, TERRY O. DIR$2.048-$2.0509/01/11

    CREE Cree Inc AS 16,000 20,000 WAGNER, HARVEY A DIR$32.1208/31/11CXPO Crimson Exploration Inc B 4,800 83,093 BACKSEN, LEE B. DIR$2.4008/26/11CXPO Crimson Exploration Inc B 4,900 87,993 BACKSEN, LEE B. DIR$2.6208/31/11CXPO Crimson Exploration Inc B 1,000 100,326 ISAAC, ANTHONY CARL SR VP$2.3508/25/11CXPO Crimson Exploration Inc B 36,100 X 6,270,001 X NI, ZHAOXING DIR$2.4708/29/11

    CXPO Crimson Exploration Inc B 23,304 X 6,293,305 X NI, ZHAOXING DIR$2.4158/30/11CXPO Crimson Exploration Inc B 38,600 X 6,331,905 X NI, ZHAOXING DIR$2.6238/31/11CROX Crocs Inc AS 5,000 386,772 MCCARVEL, JOHN P. CEO$27.2809/01/11CYBX Cyberonics Inc S 500 19,954 ALCH, DARREN AT SEC$28.2308/31/11CYBX Cyberonics Inc S 1,075 26,784 JACKSON, GUY C. DIR$27.8509/01/11

    CYBX Cyberonics Inc AS 5,000 438,466 MOORE, DANIEL JEFFREY CEO$28.0409/01/11DELL Dell Inc AS 48,000 238,624 GLADDEN, BRIAN SR VP$14.916-$14.9309/01/11DELL Dell Inc AS 29,989 179,924 TU, LAWRENCE P. SR VP$14.8608/29/11PROJ Deltek Inc S 4,000 105,649 HALL, GARLAND EX VP$7.0808/29/11PROJ Deltek Inc S 9,000 304,835 ONAE TRUST$7.0828/26/11

    PROJ Deltek Inc S 4,532 300,303 ONAE TRUST$7.2048/29/11PROJ Deltek Inc S 2,500 297,803 ONAE TRUST$7.2008/30/11DLLR DFC Global Corp S 1,620 31,755 ATHAS, BILL CT$21.990-$22.0009/01/11DISCA Discovery Communications Inc S 25,000 0 ALPERT-ROMM, ADRIA OFF$40.5008/29/11DORM Dorman Products Inc S 1,000 17,225 CREAMER, JOHN F. JR DIR$32.2008/30/11

    DORM Dorman Products Inc S 5,660 44,978 FRIGO, FRED V. SR VP$34.0008/29/11

    Section 2.14

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDERETFC E Trade Financial Corp AS 14,000 30,793 RANDALL, LEWIS E. DIR$10.6448/25/11EROC Eagle Rock Energy Partners LP S 5,000 125,000 GIROIR, L. PATRICK JR. SR VP$10.6509/01/11EROC Eagle Rock Energy Partners LP S 8,128 207,625 SCHIMELPFENING, JOSEPH E SR VP$10.6008/31/11EVBS Eastern Virginia Bancshares In B 1,000 6,978 THOMAS, JAMES STANLEY CCO$2.4508/26/11

    ESIC EasyLink Servs Intl Cor AS 3,000 20,000 DEUEL, TERESA A EX VP$4.500-$4.7508/26/11ESIC EasyLink Servs Intl Cor AS 3,000 20,000 DEUEL, TERESA A EX VP$4.740-$5.0908/29/11ESIC EasyLink Servs Intl Cor AS 3,000 20,000 DEUEL, TERESA A EX VP$4.810-$5.0058/30/11ESIC EasyLink Servs Intl Cor AS 3,000 20,000 DEUEL, TERESA A EX VP$4.770-$5.0508/31/11ESIC EasyLink Servs Intl Cor AS 3,000 20,000 DEUEL, TERESA A EX VP$4.620-$4.8809/01/11

    ESIC EasyLink Servs Intl Cor AS 5,291 30,000 SHIPLEY, GLEN E. CFO$4.720-$4.8809/01/11ESIC EasyLink Servs Intl Cor AS 3,250 125,000 STALLINGS, THOMAS J. CEO$4.500-$4.7358/26/11ESIC EasyLink Servs Intl Cor AS 3,250 125,000 STALLINGS, THOMAS J. CEO$4.740-$5.0958/29/11ESIC EasyLink Servs Intl Cor AS 3,250 125,000 STALLINGS, THOMAS J. CEO$4.800-$5.0058/30/11ESIC EasyLink Servs Intl Cor AS 3,250 125,000 STALLINGS, THOMAS J. CEO$4.770-$5.0008/31/11

    ESIC EasyLink Servs Intl Cor AS 3,250 125,000 STALLINGS, THOMAS J. CEO$4.620-$4.8809/01/11EBAY eBay Inc AS 60,000 394,494 JACOBSON, MICHAEL R. SEC$30.6219/01/11EDGW Edgewater Technology Inc B 6,000 127,000 CLANCEY, DAVID CTO$2.9508/31/11EDGW Edgewater Technology Inc B 4,000 140,308 SINGLETON, SHIRLEY CB$2.9008/31/11RDEN Elizabeth Arden Inc S 23,633 1,129,537 BEATTIE, E. SCOTT CB$33.0008/29/11

    RDEN Elizabeth Arden Inc S 6,367 1,129,537 BEATTIE, E. SCOTT CB$33.0008/30/11EMCF Emclaire Financial Corp B 1,000 26,350 MARSH, WILLIAM C CB$16.6009/02/11EMKR EMCORE Corporation S 8,403 111,268 WANG, XINQIAO EX VP$1.7908/30/11ELGX Endologix Inc S 50,000 89,700 BROWN, FRANKLIN D. DIR$9.410-$9.4508/30/11EXXI Energy XXI (Bermuda) Ltd B 2,500 18,385 FOX, RICK D. CT$26.5608/31/11

    EFSC Enterprise Finl Servs Cor B 139 X 65,770 X GUEST, ROBERT E. JR DIR$14.8508/31/11ENTR Entropic Communications Inc AS 6,250 0 LOOKABAUGH, TOM CTO$4.2899/01/11EPOC Epocrates Inc B 5,000 5,000 KAMINER, MATTHEW SEC$9.490-$9.5109/02/11ERIE Erie Indemnity Co S 1,000 3,289 FERRIE, CHERYL A. SR VP$73.5789/01/11ESCA Escalade Inc B 4,000 103,411 GRIFFIN, PATRICK J. B/O$5.4378/25/11

    ESSA ESSA Bancorp Inc S 5,000 89,267 OLSON, GARY S. CEO$11.300-$11.5008/30/11EXPE Expedia Inc Del AS 50,000 251,842 KHOSROWSHAHI, DARA CEO$30.0008/30/11FEIC FEI Co S 5,000 44,219 LOH, BENJAMIN GEK LIM EX VP$32.6608/29/11FEIC FEI Co S 5,000 39,219 LOH, BENJAMIN GEK LIM EX VP$33.0008/30/11FEIC FEI Co B 3,000 18,000 RICHARDSON, JAMES T. DIR$30.5509/02/11

    FTWR FiberTower Corp S 36,540 187,500 JONES, DAVID L. SR VP$0.9408/31/11FABK First Advantage Bancorp B 200 X 18,040 X DURRETT, ROBERT E. III DIR$12.7508/31/11FFBH First Federal Bancshares (Texa S 400 17,085 CONNER, FRANK L. DIR$6.0008/29/11FFNM First Federal Northern Michiga B 450 X 4,239 X VANMASSENHOVE, GARY C. DIR$3.6608/31/11FFBC First Financial Bancorp S 1,500 14,466 KRAMER, WILLIAM J. DIR$16.0208/31/11

    THFF First Financial Corp (Indiana) B 825 1,200 KRIEBLE, WILLIAM RANDOLPH DIR$30.2007/26/11FRME First Merchants Corp AB 224 12,256 LEHMAN, GARY DIR$7.4449/01/11FBMI Firstbank Corp Michigan B 787 26,017 SMITH, SAMUEL A. DIR$5.3408/31/11FLDM Fluidigm Corp S 1,671 49,545 SMITH, WILLIAM MAXWELL VP$13.5008/31/11FLDM Fluidigm Corp S 258 49,545 SMITH, WILLIAM MAXWELL VP$13.5009/01/11

    VIFL Food Technology Services Inc B 46,920 510,237 FORT ASHFORD HOLDINGS LLC B/O$4.570-$5.6308/26/11VIFL Food Technology Services Inc B 21,000 531,237 FORT ASHFORD HOLDINGS LLC B/O$6.2008/29/11FORM FormFactor Inc S 10,000 X 39,748 X PRESTRIDGE, JAMES A., JR. DIR$8.1208/31/11FTNT Fortinet Inc AS 4,000 X 0 X GOLDMAN, KENNETH A. CFO$19.0908/29/11FTNT Fortinet Inc AS 4,998 0 WHITTLE, JOHN J. GEN CNSL$19.3259/01/11

    FORD Forward Industries Inc. B 10,000 10,000 JOHNSON, BRETT M. CEO$2.8008/30/11FOSL Fossil Inc S 4,500 7,578 ZIMMERMAN, JAMES M. DIR$92.8808/26/11FRED Freds Inc S 1,231 21,687 CHAMBERS, RICKY EX VP$11.5009/01/11

    Section 2.15

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDERFULT Fulton Financial Corp S 8,488 56,820 HILL, CRAIG H. SREXVP$8.8059/01/11GPRO Gen-Probe Inc New S 3,000 13,324 DEWALT, DIANA SR VP$60.5009/01/11

    GPRO Gen-Probe Inc New AS 15,104 2,914 LAI, ERIC HON CHEONG SR VP$60.0008/30/11GABC German American Bancorp AB 1,503 X 16,076 X BAWEL, DOUGLAS A. DIR$15.9708/15/11GABC German American Bancorp AB 1,253 16,079 FORBES, RICHARD E. DIR$15.9708/15/11GABC German American Bancorp AB 1,253 72,460 KLEM, U. BUTCH DIR$15.9708/15/11GABC German American Bancorp AB 1,253 5,456 RAMSEY, CHRIS A DIR$15.9708/15/11

    GABC German American Bancorp AB 1,253 5,456 RAMSEY, CHRIS A DIR$15.9708/15/11GABC German American Bancorp AB 1,253 39,358 VOYLES, MICHAEL J. DIR$15.9708/15/11GABC German American Bancorp AB 1,253 39,358 VOYLES, MICHAEL J. DIR$15.9708/15/11GIGA Giga-Tronics Inc S 2,500 0 WILSON, ROBERT C. DIR$1.6008/30/11GSM Globe Specialty Metals Inc B 10,000 10,000 BRADLEY, JEFF CEO$14.750-$14.7998/26/11

    GSBC Great Southern Bancorp Inc B 750 6,567 THOMASON, LINTON J. OFF SUB$17.404-$17.4298/30/11GBNK Guaranty Bancorp B 5,000 X 8,780 X HOBBS, MICHAEL B PR$1.060-$1.0808/31/11GBNK Guaranty Bancorp B 7,000 155,694 JOYCE, STEPHEN D. DIR$1.030-$1.0508/30/11GBNK Guaranty Bancorp B 10,000 70,970 TAYLOR, PAUL W. CEO$1.059-$1.0758/30/11HAIN Hain Celestial Group Inc S 5,000 X 0 X SIMON, IRWIN D. CB$31.7108/29/11

    HAIN Hain Celestial Group Inc S 5,000 X 0 X SIMON, IRWIN D. CB$31.9708/30/11HALL Hallmark Finl Servs In B 2,000 7,864,186 SCHWARZ, MARK E. CB$6.7508/31/11HALL Hallmark Finl Servs In B 2,000 7,866,186 SCHWARZ, MARK E. CB$6.7709/01/11HNH Handy & Harman Ltd AB 3,905 6,841,262 SPH GROUP HOLDINGS LLC B/O$13.5058/25/11HNH Handy & Harman Ltd AB 5,600 6,846,862 SPH GROUP HOLDINGS LLC B/O$13.6478/26/11

    HNH Handy & Harman Ltd AB 71,955 6,918,817 SPH GROUP HOLDINGS LLC B/O$14.0008/29/11HANS Hansen Natural Corp S 9,600 0 POLK, BENJAMIN M. DIR$84.1208/26/11HAS Hasbro Inc S 9,765 10,502 FINIGAN, BARBARA SEC$38.0008/30/11HAST Hastings Entertainment Inc S 25,000 134,327 MARMADUKE, STEPHEN S. B/O$3.3008/29/11HAST Hastings Entertainment Inc S 1,000 108,112 VAN ONGEVALLE, ALAN SR VP$3.2508/29/11

    HAST Hastings Entertainment Inc S 1,000 107,112 VAN ONGEVALLE, ALAN SR VP$3.3008/30/11HAST Hastings Entertainment Inc S 2,000 105,112 VAN ONGEVALLE, ALAN SR VP$3.210-$3.3008/31/11HCOM Hawaiian Telcom Holdco Inc B 2,000 4,434 CELLAR, KURT MATTHEW DIR$20.150-$20.5008/29/11HWKN Hawkins Inc S 9,333 6,148 PAULSON, KEENAN A. VP$35.6408/30/11HFWA Heritage Financial Corporation B 1,096 24,995 LYON, JEFFREY S. DIR$11.5008/26/11

    HFWA Heritage Financial Corporation B 904 25,899 LYON, JEFFREY S. DIR$11.5009/01/11HEOP Heritage Oaks Bancorp B 2,728 33,918 SIMAS, ALEXANDER DIR$3.3988/23/11HEOP Heritage Oaks Bancorp B 2,500 36,690 SIMAS, ALEXANDER DIR$3.630-$3.6508/30/11HEOP Heritage Oaks Bancorp B 353 37,190 SIMAS, ALEXANDER DIR$3.6509/01/11HMSY HMS Holdings Corp S 21,300 397,173 HOLSTER, ROBERT M. DIR$25.3008/24/11

    HMSY HMS Holdings Corp S 20,000 377,173 HOLSTER, ROBERT M. DIR$25.2508/26/11HMSY HMS Holdings Corp S 19,816 357,357 HOLSTER, ROBERT M. DIR$25.5008/29/11HMSY HMS Holdings Corp S 20,184 337,173 HOLSTER, ROBERT M. DIR$25.500-$26.2008/30/11HOMB Home Bancshares Inc S 3,000 1,500 BIRCH, ROBERT F. PR$23.2648/29/11HUBG Hub Group Inc S 5,500 86,941 POLSEN, DENNIS R. EX VP$31.5558/30/11

    HHGP Hudson Highland Group Inc S 20,000 218,764 CHAIT, JON F. DIR$4.900-$5.0108/29/11HBAN Huntington Bancshares Inc S 7,000 158,375 STANUTZ, NICHOLAS G. PRNCL$5.010-$5.0118/30/11IIVI II VI Incorporated AS 3,124 4,067,356 JOHNSON, CARL J. DIR$18.6958/25/11NSIT Insight Enterprises Inc S 600 10,109 FISHER, MICHAEL M. DIR$19.4808/29/11NSIT Insight Enterprises Inc S 9,952 18,388 JOHNSON, HELEN TR$19.2108/30/11

    PODD Insulet Corp AS 2,500 15,608 DEPIETRO, RUTHANN VP$17.7909/01/11IESC Integrated Electrical Servs In B 4,000 112,309 LINDSTROM, JAMES M CEO$2.5008/31/11INPH Interphase Corp AS 1,000 30,683 DEVINNEY, MARC E VP$4.7209/01/11IPGP IPG Photonics Corp AS 10,000 45,349 LOPRESTI, ANGELO P. SEC$57.5208/30/11

    Section 2.16

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDERIRBT Irobot Corp AS 2,000 33,171 WEINSTEIN, GLEN DANIEL GEN

    CNSL$27.7319/01/11

    ISLE Isle Capri Casinos Inc B 10,000 456,887 MCDOWELL, VIRGINIA CEO$6.6568/30/11JBHT J.B.Hunt Transport Servs In S 2,000 67,922 PALMER, KAY J CINF$40.0108/29/11JBHT J.B.Hunt Transport Servs In S 4,000 11,800 SIMPSON, SHELLEY PR$40.3308/29/11JCOM J2 Global Communications Inc S 479 33,150 ADELMAN, JEFFREY DANIEL GEN

    CNSL$30.5008/29/11

    JMBA Jamba Inc B 8,000 27,800 DEPATIE, MICHAEL A. DIR$1.7808/30/11

    JMBA Jamba Inc B 20,000 47,800 DEPATIE, MICHAEL A. DIR$1.750-$1.7608/31/11JDSU JDS Uniphase Corp AS 30,000 0 WAECHTER, THOMAS H. CEO$13.5008/30/11JBLU JetBlue Airways Corp S 7,500 8,695 HNAT, JAMES G. GEN CNSL$4.3508/29/11KNSY Kensey Nash Corp S 4,000 69,649 MAUPAY, WALTER R., JR. DIR$27.6618/30/11KENT Kent Financial Services Inc B 2,700 X 515,013 X KOETHER, PAUL O. CB$1.3308/30/11

    KEQU Kewaunee Scientific Corp B 2,200 2,200 RUSSELL, JOHN DIR$9.0008/31/11KEQU Kewaunee Scientific Corp B 300 2,500 RUSSELL, JOHN DIR$9.0209/01/11KIOR KiOR Inc B 18,912 5,740,645 ARTIS PARTNERS 2X LTD. B/O$10.2608/24/11KIOR KiOR Inc B 4,727 5,745,372 ARTIS PARTNERS 2X LTD. B/O$10.8608/25/11KIOR KiOR Inc B 10,097 5,755,469 ARTIS PARTNERS 2X LTD. B/O$12.7108/26/11

    KIOR KiOR Inc B 10,070 5,765,539 ARTIS PARTNERS 2X LTD. B/O$13.0708/29/11KIOR KiOR Inc B 5,115 5,770,654 ARTIS PARTNERS 2X LTD. B/O$13.3308/30/11KIOR KiOR Inc B 10,971 5,781,625 ARTIS PARTNERS 2X LTD. B/O$13.6008/31/11KIOR KiOR Inc B 9,130 X 17,435,258 X PETERSON, STUART L. B/O$10.8608/25/11KIOR KiOR Inc B 23,004 X 17,458,262 X PETERSON, STUART L. B/O$12.7108/26/11

    KIOR KiOR Inc B 13,928 X 17,497,191 X PETERSON, STUART L. B/O$13.3308/30/11KMGB KMG Chemicals Inc S 1,051 2,554,856 HATCHER, DAVID L. DIR$15.1138/29/11KMGB KMG Chemicals Inc S 2,355 2,552,501 HATCHER, DAVID L. DIR$15.2298/30/11KMGB KMG Chemicals Inc S 2,878 2,549,623 HATCHER, DAVID L. DIR$15.0368/31/11KMGB KMG Chemicals Inc S 300 2,549,323 HATCHER, DAVID L. DIR$15.0139/01/11

    FSTR L B Foster Co B 2,000 12,750 MCILROY, PETER II DIR$23.3358/25/11LBAI Lakeland Bancorp Inc B 3,000 X 77,236 X DEACON, MARY ANN DIR$8.1808/26/11LAMR Lamar Advertising Company B 5,000 23,934 REILLY, ANNA DIR$19.5008/25/11LARK Landmark Bancorp Inc B 100 X 3,432 X CHINDAMO, BRADLY L. PR$15.7908/30/11LPSB LaPorte Bancorp Inc B 760 15,848 LUKMANN, LESTER CHARLES III DIR$8.5008/30/11

    LGL LGL Group Inc B 500 8,026 ANDERSON, GREG P. CEO$7.2308/30/11LGL LGL Group Inc B 1,700 X 11,300 X GABELLI, MARIO J. B/O$7.5728/30/11LGND Ligand Pharmaceuticals Inc B 21,200 X 777,380 X KNOTT, DAVID M. DIR$12.5408/26/11LGND Ligand Pharmaceuticals Inc B 6,600 X 234,261 X KNOTT, DAVID M. DIR$12.5408/26/11LGND Ligand Pharmaceuticals Inc B 2,600 X 95,833 X KNOTT, DAVID M. DIR$12.5408/26/11

    LGND Ligand Pharmaceuticals Inc B 11,159 X 397,543 X KNOTT, DAVID M. DIR$12.5408/26/11LGND Ligand Pharmaceuticals Inc B 10,400 X 787,780 X KNOTT, DAVID M. DIR$14.2108/29/11LGND Ligand Pharmaceuticals Inc B 3,100 X 237,361 X KNOTT, DAVID M. DIR$14.2108/29/11LGND Ligand Pharmaceuticals Inc B 1,200 X 97,033 X KNOTT, DAVID M. DIR$14.2108/29/11LGND Ligand Pharmaceuticals Inc B 5,300 X 402,843 X KNOTT, DAVID M. DIR$14.2108/29/11

    LGND Ligand Pharmaceuticals Inc B 5,200 X 792,980 X KNOTT, DAVID M. DIR$14.8308/30/11LGND Ligand Pharmaceuticals Inc B 1,400 X 238,761 X KNOTT, DAVID M. DIR$14.8308/30/11LGND Ligand Pharmaceuticals Inc B 700 X 97,733 X KNOTT, DAVID M. DIR$14.8308/30/11LGND Ligand Pharmaceuticals Inc B 1,640 X 404,483 X KNOTT, DAVID M. DIR$14.8308/30/11LGND Ligand Pharmaceuticals Inc B 1,700 X 794,680 X KNOTT, DAVID M. DIR$14.9408/31/11

    LGND Ligand Pharmaceuticals Inc B 500 X 239,261 X KNOTT, DAVID M. DIR$14.9408/31/11LGND Ligand Pharmaceuticals Inc B 200 X 97,933 X KNOTT, DAVID M. DIR$14.9408/31/11LGND Ligand Pharmaceuticals Inc B 600 X 405,083 X KNOTT, DAVID M. DIR$14.9408/31/11LNCR Lincare Holdings Inc B 5,000 X 5,000 X BLACK, CHESTER B. DIR$20.3809/02/11

    Section 2.17

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDERLNCR Lincare Holdings Inc B 5,000 X 5,000 X BLACK, CHESTER B. DIR$20.3509/02/11

    LNCR Lincare Holdings Inc B 1,400 X 1,400 X BLACK, CHESTER B. DIR$20.3409/02/11LIOX Lionbridge Technologies Inc AS 5,000 468,014 BROEKMATE, HENRI SR VP$3.0008/30/11LOOP LoopNet Inc S 16,124 54,312 HANDELSMAN, MICHAEL J. SR VP$17.5969/01/11LOOP LoopNet Inc S 5,144 46,875 HANDELSMAN, MICHAEL J. SR VP$17.4689/02/11LABC Louisiana Bancorp Inc B 1,512 39,812 LEBON, BRIAN G., SR. DIR$15.9008/26/11

    LPLA LPL Investment Holdings Inc S 1,250 243,156 EATON, JONATHAN OFF$27.7408/29/11LMNX Luminex Corp (DE) S 27,500 50,444 MCNAMARA, KEVIN M. DIR$22.5008/29/11MGLN Magellan Health Servs Inc (New AS 11,900 1,970 ROHAN, KAREN PR$48.252-$50.3999/01/11MAKO MAKO Surgical Corp AS 2,036 772,098 FERRE, MAURICE R. CB$34.2308/29/11MAKO MAKO Surgical Corp AS 14,000 758,098 FERRE, MAURICE R. CB$37.1408/31/11

    MAKO MAKO Surgical Corp AS 4,325 69,867 LAPORTE, FRITZ L. CFO$36.7229/01/11LOAN Manhattan Bridge Capital Inc B 1,000 1,476,595 RAN, ASSAF CEO$1.0008/26/11MCHX Marchex Inc AS 15,000 401,081 KEISTER, JOHN VCB$10.0009/01/11MAT Mattel Inc S 10,000 0 SADIGH, MANDANA TR$27.0198/30/11MDCA MDC Partners Inc B 5,000 4,675,428 NADAL, MILES CB$15.9908/29/11

    MDCA MDC Partners Inc B 4,162 4,679,590 NADAL, MILES CB$15.9908/29/11MDCA MDC Partners Inc B 838 4,680,428 NADAL, MILES CB$16.3608/30/11MDSO Medidata Solutions Inc AS 20,000 1,200,414 DE VRIES, GLEN MICHAEL PR$16.3109/01/11MDSO Medidata Solutions Inc B 6,260 10,338 SHAPIRO, LEE DIR$16.0308/30/11MTOX Medtox Scientific Inc S 9,900 128,291 SCHOONOVER, JAMES VP$13.7978/31/11

    MLNX Mellanox Technologies Ltd S 5,000 178,900 KAGAN, MICHAEL CTO$29.5028/31/11MLNX Mellanox Technologies Ltd S 711 178,900 KAGAN, MICHAEL CTO$29.4329/01/11MEMS Memsic Inc AS 1,500 X 462,862 X ZHAO, YANG CEO$2.600-$2.8008/26/11MEMS Memsic Inc AS 1,400 X 461,462 X ZHAO, YANG CEO$2.570-$2.7408/29/11MEMS Memsic Inc AS 1,500 X 459,862 X ZHAO, YANG CEO$2.580-$2.7008/30/11

    MEMS Memsic Inc AS 1,000 X 458,862 X ZHAO, YANG CEO$2.540-$2.8108/31/11VIVO Meridian Bioscience Inc S 26,892 195,260 KRAEUTLER, JOHN A. CEO$18.6138/31/11VIVO Meridian Bioscience Inc S 29,671 30,000 MOTTO, WILLIAM J. CB$18.6138/31/11MLAB Mesa Laboratories Inc B 1,000 12,275 ADRIANCE, GLENN E VP$33.5908/29/11MCRL Micrel Inc S 45,000 27,168 WONG, THOMAS VP$10.2608/30/11

    MCRL Micrel Inc B 1,000 11,647,353 ZINN, RAYMOND D. CEO$9.1008/22/11MSFT Microsoft Corp S 5,000 152,341 BROD, FRANK H. CAO$26.5608/31/11MSFT Microsoft Corp S 122,060 528,722 TURNER, BRIAN KEVIN COO$26.6069/01/11MSTR Microstrategy Inc S 10,000 0 KLEIN, JONATHAN F. GEN CNSL$112.000-$114.0008/26/11MSTR Microstrategy Inc S 20,000 0 KLEIN, JONATHAN F. GEN CNSL$117.000-$121.0008/29/11

    MVIS Microvision Inc B 10,000 158,836 MADHAVAN, SRIDHAR VP$0.912-$0.9128/30/11MSEX Middlesex Water Co B 56 3,265 REINHARD, WALTER G. DIR$18.2109/01/11MIPS Mips Technologies Inc S 16,000 8,667 SWIFT, ARTHUR VP$5.6008/31/11MNTA Momenta Pharmaceuticals Inc AS 286 97,426 BISHOP, JOHN E. SR VP$16.0808/26/11MNTA Momenta Pharmaceuticals Inc AS 136 90,935 LEICHER, BRUCE GEN CNSL$16.0708/26/11

    MNTA Momenta Pharmaceuticals Inc AS 193 70,194 ROACH, JAMES M. SR VP$16.0708/26/11MNTA Momenta Pharmaceuticals Inc AS 174 90,760 SHEA, RICHARD P. CFO$16.0708/26/11MNTA Momenta Pharmaceuticals Inc AS 183 402,403 VENKATARAMAN, GANESH SR VP$16.0708/26/11MNTA Momenta Pharmaceuticals Inc AS 2,109 355,861 WHEELER, CRAIG A. PR$16.2808/26/11MPWR Monolithic Power Systems Inc S 5,000 X 10,000 X CHANG, KUO WEI HERBERT DIR$12.5608/29/11

    MPWR Monolithic Power Systems Inc S 10,000 X 0 X CHANG, KUO WEI HERBERT DIR$12.5368/30/11TYPE Monotype Imaging Holdings Inc AS 500 14,293 MARTIN, STEVEN R. VP$12.0009/01/11TYPE Monotype Imaging Holdings Inc AS 3,525 42,503 SEGUIN, JOHN L. EX VP$12.0008/31/11MNRO Monro Muffler Brake Inc S 2,025 24,300 HOYLE, CRAIG VP$35.9708/25/11MHGC Morgans Hotel Group Co B 475,000 X 188,648 X BURKLE, RONALD W. DIR$6.0718/24/11

    Section 2.18

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDERMHGC Morgans Hotel Group Co B 301,600 X 531,630 X BURKLE, RONALD W. DIR$6.2388/26/11MORN Morningstar Inc AS 700 64,680 DESMOND, BEVIN PR$60.0188/29/11MORN Morningstar Inc AS 567 X 44,289 X DESMOND, BEVIN PR$60.0308/29/11MORN Morningstar Inc AS 835 64,680 DESMOND, BEVIN PR$60.0148/30/11MORN Morningstar Inc AS 1,532 64,680 DESMOND, BEVIN PR$60.0398/31/11

    MORN Morningstar Inc AS 2,094 64,680 DESMOND, BEVIN PR$60.0609/01/11MORN Morningstar Inc AS 4,300 278,752 PHILLIPS, DONALD JAMES II PR$58.1578/26/11MORN Morningstar Inc AS 8,761 269,991 PHILLIPS, DONALD JAMES II PR$58.735-$60.0328/29/11MORN Morningstar Inc AS 900 269,091 PHILLIPS, DONALD JAMES II PR$60.0248/30/11MORN Morningstar Inc AS 1,611 267,480 PHILLIPS, DONALD JAMES II PR$60.0338/31/11

    MORN Morningstar Inc AS 2,288 265,192 PHILLIPS, DONALD JAMES II PR$60.0789/01/11MPAA Motorcar Parts of America Inc S 15,000 965,264 MARKS, MEL DIR$10.1328/29/11MPAA Motorcar Parts of America Inc S 20,000 945,264 MARKS, MEL DIR$10.1508/30/11MPAA Motorcar Parts of America Inc S 27,096 918,168 MARKS, MEL DIR$10.1898/31/11MPAA Motorcar Parts of America Inc S 25,878 892,290 MARKS, MEL DIR$10.0619/01/11

    MWIV MWI Veterinary Supply Inc AS 1,500 4,002 HAY, JAMES S. CINF$73.9999/01/11MWIV MWI Veterinary Supply Inc AS 439 10,055 RYAN, JOHN R. VP$73.6939/01/11MWIV MWI Veterinary Supply Inc AS 439 35,394 THOMPSON, MARY PATRICIA B. CFO$73.6809/01/11NANO Nanometrics Inc AS 15,000 57,987 STULTZ, TIMOTHY J. CEO$15.764-$15.8359/01/11NASB NASB Financial Inc B 1,391 3,259,233 HANCOCK, DAVID H. CB$10.0509/01/11

    NATI National Instruments Corp S 2,144 42,715 FINGER, MARK VP$23.2508/26/11NATI National Instruments Corp S 2,000 3,526 HESTER, PHILLIP D. SR VP$23.4428/26/11NATI National Instruments Corp S 5,684 86,806 ZOGAS, PETER SR VP$23.100-$23.6008/26/11NATI National Instruments Corp S 3,316 83,490 ZOGAS, PETER SR VP$25.3008/30/11NPBC National Penn Bancshares Inc B 36,284 25,675,226 WARBURG PINCUS PRIVATE

    EQUITY X, L.P. DIR$6.560-$6.6008/26/11

    NFLX Netflix Inc AS 1,681 0 GIANCARLO, CHARLES H. DIR$234.5309/01/11NFLX Netflix Inc AS 833 X 2,499 X GIANCARLO, CHARLES H. DIR$234.5309/01/11NFLX Netflix Inc AS 5,000 0 HASTINGS, REED CEO$234.5309/01/11NFLX Netflix Inc AS 1,589 63,615 HUNT, NEIL D. OFF$234.5309/01/11NBBC Newbridge Bancorp B 792 X 11,302 X DODSON, BARRY Z. DIR$4.6108/29/11

    NEWT Newtek Business Services Inc B 500 86,384 BRUNET, CRAIG JEFFRY. PR$1.3008/31/11NEWT Newtek Business Services Inc B 2,500 58,195 MULIA, SALVATORE FRANCIS DIR$1.3008/25/11NEWT Newtek Business Services Inc S 4,300 4,699,428 SLOANE, BARRY S. CB$1.300-$1.3108/30/11EGOV NIC Inc AS 52,000 X 2,689,094 X HARTLEY, ROSS C. DIR$11.500-$11.6408/29/11EGOV NIC Inc AS 73,329 X 2,615,765 X HARTLEY, ROSS C. DIR$11.500-$11.7308/30/11

    EGOV NIC Inc AS 10,900 X 2,604,865 X HARTLEY, ROSS C. DIR$11.500-$11.6208/31/11EGOV NIC Inc AS 9,619 X 2,595,246 X HARTLEY, ROSS C. DIR$11.500-$11.8009/01/11EGOV NIC Inc AS 500 X 2,594,746 X HARTLEY, ROSS C. DIR$11.810-$11.8309/01/11NXTM NxStage Medical Inc S 57,480 X 2,102,914 X CHAMBON, PHILIPPE O. DIR$18.4698/31/11NXTM NxStage Medical Inc S 36,977 X 2,178,799 X CHAMBON, PHILIPPE O. DIR$17.792-$18.5189/01/11

    NXTM NxStage Medical Inc S 20,000 181,713 REID, PERPER DIR$18.4198/29/11NXTM NxStage Medical Inc S 30,000 151,713 REID, PERPER DIR$18.4408/30/11NXTM NxStage Medical Inc S 28,540 123,173 REID, PERPER DIR$18.7108/31/11ORLY O Reilly Automotive Inc S 15,400 761,298 O'REILLY, LAWRENCE P. DIR$65.1508/30/11ORLY O Reilly Automotive Inc AS 50,000 3,463 SWEARENGIN, MICHAEL D. SR VP$65.1259/01/11

    ORLY O Reilly Automotive Inc S 10,000 625,401 WOOTEN, ROSALIE O'REILLY DIR$65.2509/01/11BKOR Oak Ridge Finl Servs In B 301 X 34,000 X BOIKE, DOUGLAS G. DIR$3.5008/29/11OVLY Oak Valley Bancorp B 1,000 101,548 COURTNEY, CHRISTOPHER M. PR$5.5508/29/11OVLY Oak Valley Bancorp B 1,000 102,548 COURTNEY, CHRISTOPHER M. PR$5.5508/30/11ZEUS Olympic Steel Inc B 1,000 428,070 WOLFORT, DAVID A PR$20.2458/30/11

    Section 2.19

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDEROMCL Omnicell Inc AS 750 38,285 ORTIGAS-WEDEKIND, MARGARITA

    VP$14.4008/26/11

    OMCL Omnicell Inc AS 938 38,285 ORTIGAS-WEDEKIND, MARGARITA VP

    $15.6209/01/11

    ONVI Onvia Inc B 1,250 87,316 BALLOWE, JEFFREY C. DIR$3.9108/29/11ONXX Onyx Pharmaceuticals Inc AS 1,006 35,232 LASOWSKI, JUERGEN EX VP$34.1409/01/11ONXX Onyx Pharmaceuticals Inc S 1,353 30,251 SHEMA, SUZANNE M. GEN CNSL$34.1409/01/11

    OPEN OpenTable Inc AS 1,800 0 BROWN, JOEL T. SR VP$58.510-$59.7638/25/11OPEN OpenTable Inc AS 1,150 0 BROWN, JOEL T. SR VP$61.0008/26/11ORIT Oritani Financial Corp S 19,092 200,000 DOYLE, JAMES J., JR. DIR$13.100-$13.3108/30/11ORRF Orrstown Finl Servs In S 438 X 39,595 X ROSENBERRY, GREGORY A. DIR$15.0008/29/11ORRF Orrstown Finl Servs In S 407 X 39,188 X ROSENBERRY, GREGORY A. DIR$14.5708/30/11

    PMBC Pacific Mercantile Bancorp B 702 289,743 DELLERBA, RAYMOND E. CEO$4.9507/01/11PMBC Pacific Mercantile Bancorp B 8,000 297,743 DELLERBA, RAYMOND E. CEO$4.160-$4.2408/29/11PMBC Pacific Mercantile Bancorp B 1,000 298,743 DELLERBA, RAYMOND E. CEO$4.2508/30/11PMBC Pacific Mercantile Bancorp PB 13,188 X 82,438 X PHILLIPS, ANDREW M. DIR$4.9507/01/11PMBC Pacific Mercantile Bancorp B 1,000 152,656 THOMAS, JOHN MD DIR$4.2908/31/11

    PMBC Pacific Mercantile Bancorp B 3,495 130,637 WILLIAMS, GARY MICHAEL DIR$4.150-$4.2908/31/11PACW PacWest Bancorp B 1,000 21,000 NAHRA, LYNDA PR$15.5008/26/11PNRA Panera Bread Co AS 4,687 7,595 BORLAND, MARK A. SR VP$115.0008/29/11PNRA Panera Bread Co S 340 1,961 WOOLDRIDGE, MARK D. CAO$111.8608/26/11PRXL Parexel International Corp AS 3,500 91,618 LOVE, RICHARD L. DIR$21.0008/31/11

    PBHC Pathfinder Bancorp Inc B 150 8,688 STEMPLE, LLOYD DIR$9.1008/25/11PBHC Pathfinder Bancorp Inc B 1,000 11,000 TASCARELLA, RONALD CCO$9.2508/25/11PDCO Patterson Companies Inc B 1,500 18,392 BUCK, JOHN D. DIR$28.2208/30/11PEGA Pegasystems Inc S 365 1,836 TREFLER, LEON SR VP$40.8609/01/11PENN Penn National Gaming Inc S 1,276 44,684 BURKE, THOMAS SR VP$40.0008/30/11

    PNNW Pennichuck Corp S 1,500 65 GOODHUE, LARRY D. CT$28.1208/26/11PNNW Pennichuck Corp S 208 0 HARTLEY, BONALYN J. VP$28.1408/26/11PEBK Peoples Bancorp Of North Carol B 425 15,332 CABLE, WILLIAM D. COO$4.8008/24/11PBCT People's United Financial Inc S 2,500 16,144 HOYT, JEFFREY CT$11.4208/30/11PRGO Perrigo Co S 170,145 X 5,063,122 X ARKIN, MOSHE DIR$96.4588/30/11

    PRGO Perrigo Co S 79,855 X 4,983,267 X ARKIN, MOSHE DIR$94.550-$96.2048/31/11PRGO Perrigo Co AS 8,864 18,133 BROWN, JUDY L CFO$89.402-$90.3298/26/11PRGO Perrigo Co AS 3,391 4,737 FARRINGTON, THOMAS CIO$91.040-$93.3808/25/11PRGO Perrigo Co AS 2,834 1,903 FARRINGTON, THOMAS CIO$88.861-$91.2408/26/11PRGO Perrigo Co AS 1,956 1,903 FARRINGTON, THOMAS CIO$94.010-$96.2718/30/11

    PRGO Perrigo Co S 29,500 3,002 GIBBONS, DAVID T. DIR$95.310-$95.4958/31/11PRGO Perrigo Co S 6,766 4,541 HENDRICKSON, JOHN T. EX VP$90.4408/25/11PRGO Perrigo Co S 4,541 0 HENDRICKSON, JOHN T. EX VP$89.0698/26/11PRGO Perrigo Co S 3,589 0 HENDRICKSON, JOHN T. EX VP$96.8638/30/11PRGO Perrigo Co AS 6,000 21,738 KINGMA, TODD GEN CNSL$88.649-$91.2478/26/11

    PRGO Perrigo Co S 5,216 4,126 KOCHAN, SHARON EX VP$95.710-$96.6308/30/11PRGO Perrigo Co S 10,959 8,886 LEBEL, REFAEL EX VP$92.0748/26/11PRGO Perrigo Co S 4,161 8,886 LEBEL, REFAEL EX VP$96.6808/30/11PRGO Perrigo Co S 8,985 3,585 NEEDHAM, JEFFREY SR VP$91.2588/25/11PRGO Perrigo Co S 2,080 3,585 NEEDHAM, JEFFREY SR VP$95.5508/31/11

    PRGO Perrigo Co AS 1,000 3,372 SHAH, JATIN SR VP$94.7509/01/11PRGO Perrigo Co S 8,946 2,532 STEWART, MICHAEL ROBERT SR VP$95.167-$95.6838/30/11PRGO Perrigo Co S 6,239 5,490 YU, LOUIS SR VP$93.500-$94.0008/29/11PDC Pioneer Drilling Co S 1,000 33,439 THOMPSON, C. JOHN DIR$12.4258/29/11PLXS Plexus Corp B 1,500 9,060 JONES, GINGER M CFO$24.770-$24.9508/26/11

    Section 2.20

  • FORM 4 TRANSACTIONS

    ISSUER TRADES DATES PRICE NOW HAS INSIDERPBIB Porter Bancorp Inc B 411 2,863,201 BOUVETTE, MARIA L. CEO$4.4508/26/11PBIB Porter Bancorp Inc B 500 3,193,863 PORTER, J. CHESTER CB$4.450-$4.4708/26/11POWI Power Integrations Inc S 100 11,428 BAILEY, DOUG VP$31.9918/29/11POWI Power Integrations Inc S 10,000 24,488 WALKER