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1 (c) 2008 R.W. Carpick. Do not distribute without permission and attribution On the Scientific and Technological Importance of Nanotribology R.W. Carpick U. Pennsylvania, Dept. of Mechanical Engineering and Applied Mechanics A free resource for you - please join: http://www.nanoprobenetwork.org Copyrighted material (c) 2008 R.W. Carpick. Do not distribute without permission and attribution Outline Some Nano(tribology) 101 Examples of applications where nanotribology is critical Some scientific challenges, in my view Shameless plug: Recent advances in single-asperity nanotribology Szlufarska, Chandross, & Carpick J. Phys. D.: Appl. Phys. 41 (2008) Copyrighted material

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Page 1: ASME Paneltalk Carpick forMikefiles.asme.org/Divisions/Tribology/17451.pdf · 2009. 2. 13. · Scale effects: Surface-to-volume Attractive forces per 1 µm2 for two perfectly smooth

1

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

On the Scientific andTechnological Importanceof Nanotribology

R.W. CarpickU. Pennsylvania, Dept. of MechanicalEngineering and Applied Mechanics

A free resource for you - please join:http://www.nanoprobenetwork.orgCopyrig

hted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Outline• Some Nano(tribology) 101• Examples of applications where

nanotribology is critical• Some scientific challenges, in my

view

Shameless plug:

Recent advances in single-asperity nanotribologySzlufarska, Chandross, & CarpickJ. Phys. D.: Appl. Phys. 41 (2008)Copyrig

hted material

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(c) 2008 R.W. Carpick. Do not distribute without permission and attributionCourtesy of Charles Tahan (and G. Bourne).Copyrig

hted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Scale effects: Surface-to-volume

Attractive forces per 1 µm2 for two perfectly smooth silicon surfaces as afunction of separation, d.

R. Maboudian, Surf. Sci. Rep., 30 (1998) 207-269

of MEMSactuators

Copyrighted material

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(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

The laws of mechanics are differentat small scales...• quantum mechanics

– wave particle duality: electrons can tunnel• Scanning tunneling microscope

• single electron transistor (SET)• electron diffraction

Prof. W.M. Heckl, U. Münchensource: http://www.nisenet.org/publicbeta/articles/seeing_atoms/index.html

Copyrighted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

The laws of mechanics aredifferent at small scales...• quantum mechanics (continued)

– quantum confinement of electronic states: discreteenergy levels for systems

• discrete energy levels vs. the continuum

• semiconductor nanocrystals, 1- 10 nm wide– size quantization effect

– see - http://www.evidenttech.com/

• quantum corral

Don Eigler, IBM ResearchCopyrighted material

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(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Problem, or opportunity?

Sandia National Labs

Micro-scale (not nano!): Water insideof this micro-compression cylinder isheated by electric current andvaporizes, pushing the piston out.Capillary forces then retract the pistononce current is removed.

Evidence for van der Waals adhesion in geckosetae, Autumn et al, PNAS, 2003

Copyrighted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Scanning ProbeMicroscopy (SPM)

Definition: Methods for imaging or measuringnanoscale features of surfaces by scanning a sensor(probe) over a surface and measuring a particulartype of interaction

• electric current (electrons)• force• light (photons)

Copyrighted material

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(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

The atomicforcemicroscope(AFM) sensesforce in nano-contacts atthenanoNewtonlevel

source: http://www.nisenet.org/publicbeta/articles/seeing_atoms/index.htmlCopyrig

hted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Read this

R.P. Feynman, “There’s Plenty of Room at theBottom”

The National Nanotechnology Initiative - StrategicPlan, Dec. 2007

Copyrighted material

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(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Some applications wherenanotribology is critical

Copyrighted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Scanning probe microscopy, and SPM-basedapplications: Nanolithography, nanomanufacturing,nanomechanical data storage

PacificNanotechnology

Prof. D. Bonnell, U. Penn

5 µm IBM Zürich

MacroscopicContact

MultipleAsperities

Ff=µL

SingleAsperityFf=???

Copyrighted material

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(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

New technologies can be enabled byunderstanding how to apply “traditional” and“nano” mechanics approaches

– Data storage

Copyrighted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

F. Himpsel, UW-MadisonCopyrighted material

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(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

IBM’s “Millipede” project

Vettiger, IBM Research journal (1999)

Copyrighted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

We have already achieved several keymicro- and nano-mechanicalcapabilities

• Working MEMS devices• Computer hard disks• AFM/scanning probes

– imaging of atomic structure, manipulation of individualatoms and molecules, measurement of molecularinteractions, high-resolution mechanical propertiesmeasurements

• Nanomanipulation

Copyrighted material

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(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Key point

Widespread commercial/societalsuccess of nanotechnology reliescritically on scientific and technologicaladvances in nanomechanics andnanotribology

Copyrighted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Some scientificchallenges

Copyrighted material

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(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

C. M. Mate, G. M. McClelland, R. Erlandsson, andS. Chiang, “Atomic-Scale Friction of a Tungsten Tip on a

Graphite Surface,” Phys. Rev. Lett. 59, 1942 (1987)

History: First observation ofatomic-scale stick-slip behavior

Copyrighted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Atomic-scale stick-slip motion with a well-defined friction force is frequently observed

Muscovite mica7.5 x 7.5 nm2

slip

stic

k

Copyrighted material

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(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Tomlinson Model

Stable equilibrium: !U dx = 0, !2U !x

2> 0 .

Metastable equilibrium: !U dx = !2U !x

2= 0

Unstable equilibrium: !U dx = 0, !2U !x

2< 0 .

U =Uelastic

+Uinterface

= 1

2k x ! x

tip( )2

+U0sin kx( )

Copyrighted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Energy vs. lateraldisplacement

A

B

C

dAB d

AC

dslip

displacement

V,

tota

l e

ne

rgy

lateral

http://www.nano-world.org/frictionmodule/content/Copyrighted material

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(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

“Superlubricity”

Copyrighted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

What is happening at the interface?

fcc

hcp

fcc

hcp

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(c) 2008 R.W. Carpick. Do not distribute without permission and attribution from MD, at 12KCopyrig

hted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Single asperity contact results: Friction isproportional to the true contact area;continuum mechanics ‘works’ at nm scale

0

100

200

300

400

500

-200 -100 0 100 200 300

pull-

off

Load (nN)

Friction (

nN

)

JKR fit

Platinum-coated tip, Mica sample, in UHV

contact area

shear strength

friction

Ff = τ · A

Carpick et al., J. Vac. Sci. Technol. B 14 1289 (1996)Carpick et al., Langmuir 12 3334 (1996)

τ ~ GPa, approaches ideal strengthCopyrighted material

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RIGHT: Local pressure distributions for cylinders with differentatomic scale roughness. Pressure P is plotted as a function of lateraldistance x from the cylinder axis for bent incommensurate crystal(a), bent commensurate crystal (b), amorphous cylinder (c), andstepped crystal (d). Results for two loads, N/lRE* = 0.0019 (blacktriangles) and 0.0077 (black squares), are averaged along the lengthl of the cylinder axis and over bins of width σ along x. Solid linesshow continuum predictions for the two loads, which are the samefor all panels.

but... Robbins’model

sphere radius R=100σ=30nmσ3=volume per atomCopyrig

hted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Copyrighted material

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(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Geometry and stress for spherical tips with and without adhesion. The top row shows the central regions(diameter 50σ) of bent, amorphous and stepped spherical tips, from left to right. The second and third rowsshow the pressure distributions for these tips with non-adhesive and adhesive interactions, respectively. In theadhesive case, the interaction potential between surfaces is about half as strong as interactions within thesubstrate (Supplementary Information). In all cases N/E*R2 = 0.0013 and R = 100σ. The pressure is plottedover a central square region of edge 42.9σ, with a constant vertical scale. Almost 107 atoms are included inthe substrate to include subsurface deformations.Copyrig

hted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Nanoscale mechanics theories arerapidly emerging

• First-principles (ab-initio) techniques– Every atom is treated quantum-mechanically

• Molecular dynamics (MD)– Classical/semi-classical trajectories of atoms are

calculated

• Hybrid atomistic-continuum approaches– e.g. finite element modeling+MD

Copyrighted material

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(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

At small scales, disciplinary boundariesdisappear. Mechanics becomes integral to all ofnanotechnology.

• Materials science, mechanics, chemistry, physics,electrical engineering, biology

• optics, electronics, sensors & actuators, powergeneration, information storage, environmentalsafety, security

Copyrighted material

(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Larger questions raised• How do you measure and quantify wear of a tip at the

nanometer scale?• How do nanoscale wear rates compare to macroscopic

wear rates?• What are the mechanisms of wear of nanoscale tips?

– catastrophic fracture events?– progressive removal of atoms?– tribochemistry?

• Does studying nanoscale wear shed any light on wearmechanisms for larger scale contacts?

Copyrighted material

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(c) 2008 R.W. Carpick. Do not distribute without permission and attribution

Summary• Mechanics and tribology are different at the

nanoscale– Surfaces, defects, scale effects, atomic structure,

quantum effects• New theories and experimental techniques are

needed, but existing approaches retainsubstantial utility

• Consideration of other disciplines (chemistry,physics, materials science…) becomes critical

• Similarly, other fields must consider tribologyand mechanics in order to implementfunctioning devices, applications, techniquesetc.Copyrig

hted material