BAO CAO TY (6 · 2020. 7. 29. · Can cu Dieu le va Quy che quan tri cua Tap doan, Hoi dong quan tri da thuc hien giam sat hoat dong doi voi Tong Giam doc va Ban dieu hanh trong viec

PHU Lyc SO 05bAo CAO riNH HiNH QUAN TRI CONG TY

(Ban hanh kem theo Thong tic so 155/2015/'rT-BTC ngay 06 thdng 10 ndm 2015 cua Bo Tdi chinh hic&ng dan cong bd thong tin tren th\ truong chung khodn)

CONG HOA XA H0I CHU NGHIA VIET NAM Doc lap - Tu’ do - Hanh phuc

TAP DOAN CONG NGHIEP CAO SU VIET NAM

TP.HCM, ngay ^3 thdng J ndm 2020S6: M /BC-HBQTCSVN

BAO CAO TINH HINH QUAN TRI CONG TY NIEM YET(6 thang/2020)

Kmh gui:- Uy ban Chung khoan Nha nuac- Sa Giao dich Chung khoan Thanh pho Ho Chi Minh

• r • /\ /\ XX- Ten cong ty niem yet: Tap doan Cong nghiep Cao su Viet Nam - Cong ty co phan

- Bia chi try so chinh: 236 Nam Ky Khoi NghTa, phudng 6, quan 3, Thanh pho HoChi Minh.

- Bien thoai: 028 39325234 ; Fax: 028 39327341; Email: [email protected]

- V6n diSu le: 40.000.000.000.000 d6ng

- Ma chung khoan: GVR

I. Hoat dong cua Dai hoi dong co dongThong tin ve cac cuoc hop va Nghi quyet/Quyet dinli cua Bai hoi dong co dong (bao gom ca cac Nghi quyet cua Bai hoi dong co dong dugc thong qua duoi hinh thuc lay y kien bang van ban):

So Nghi quyet/ Quyet djnh Noi dungNgaySTT

Bai hoi dong co dong thuong nien 2020 Tap doan Cong nghiep Cao su Viet Nam - Cong ty co phan

12/6/202025/NQ-BHBCBCSVN01

II. Hoi dong quan trj (Bao cao 6 thang/2020):1. Thong tin ve thanh vien Hoi dong quan tri (HBQT):

So buoi hop

HDQT tham dir

Ty le tham

Ngay bat dau la

thanh vien HDQT

S Ly do khong tham du hopThanh vien HDQT Chuc vuT dirT hop

mailto:[email protected]

2/16

6ng Tran Ngoc Thuan 22/5/2018 100%Chii tich 011/V

Ong Huynh Van Bao 22/5/2018Thanh vien 01 100%2

Ong Tran Due Thuan 22/5/2018Thanh vien 100%013a

Ong Pham Van Thanh 22/5/2018Thanh vien 100%014/V

Ong Ha Van Khuang 22/5/2018Thanh vien 01 100%5

Thanh vien doc lapOng Phan Manh Hung 22/5/2018 100%6 01

Thanh vien doc lap

/V I>s

Ong Nguyen Hay 22/5/2018 100%017

y\ • r •} r • r • • r X2. Hoat dong giam sat cua HDQT doi vdi Ban Giam doc:

Can cu Dieu le va Quy che quan tri cua Tap doan, Hoi dong quan tri da thuc hien giam sat hoat dong doi voi Tong Giam doc va Ban dieu hanh trong viec to chuc dieu hanh san xuat kinh doanh va trien khai cac nghi quyet cua Dai hoi dong

7 >

co dong va Hoi dong quan tri.

Theo danh gia cua Hoi dong quan tri, hoat dong cua Tong giam doc va Ban dieu hanh trong qua trinh trien khai ke hoach san xuat kinh doanh phu hop voi nghi quyet Dai hoi dong co dong va tinh hinh thuc te thi trudng.

7 \ 7

3. Hoat dong cua cac tieu ban thuoc Hoi dong quan tri: Khong co tieu ban

4. Cac Nghi quyet/Quyet dinh cua Hoi dong quan tri (Bao cao 6 thang/2020).-

S So Nghi quyet/ Quyet dinh Ngay N6i dungT

TNQ HDQT vd cong tac SXKD (hinh thuc Hy y kiln bang van ban)01/NQ-HBQTCSVN 07/01/20201

NQ HDQT ve cong tac can bo02/NQ-HDQTCSVN 15/01/20202NQ HDQT v/v huy dang ky giao dich UpCom va chinh thuc niem yet tren HoSE03/NQ-HDQTCSVN 17/01/20203

NQ HDQT ve cong tac SXKD (hinh thuc \ky y kiln bang van ban)04/NQ-HDQTCSVN 17/01/20204

NQ HDQT ve cong tac can bo05/02/202005/NQ-HDQTCSVN5NQ HDQT ve cong tac can bo15/02/20206 06/NQ-HDQTCSVNNQ HDQT ve cong tac SXKD (hinh thuc lay y kien bang van ban)17/02/202007/NQ-HDQTCSVN7

NQ HDQT ve cong tac SXKD (hinh thuc lay y kien bang van ban)21/02/202008/NQ-HDQTCSVN8

NQ HDQT ve cong tac can bo27/02/202009/NQ-HDQTCSVN9

3/16

S So Nghi quyet/ Quyet dinh

Noi dungNgayTT

NQ HBQT ve cong tac can bo09A/NQ-HBQTCSVN 10/3/202010NQ HBQT ve cong tac SXKB (hinh thuc lay y kicn bang van ban)10/NQ-HBQTCS VN 13/3/202011

NQ HBQT ve cong tac SXKB (hinh thuc lay y kien bang van ban)11/NQ-HBQTCSVN 24/3/202012

NQ HBQT ve cong tac SXKB (hinh thuc lay y kien bang van ban)31/3/202012/NQ-HBQTCSVN13

NQ HBQT ve cong tac SXKB (hinh thuc lay y kien bang van ban)13/NQ-HBQTCS VN 03/4/202014

NQ HBQT ve cong tac SXKB (hinh thuc lay y kien bang van ban)06/4/202014/NQ-HBQTCSVN15

NQ HBQT ve cong tac SXKB (hinh thuc lay y kien bang van ban)21/5/202016 15/NQ-HBQTCS VN

NQ HBQT ve cong tac can bo23/4/202016/NQ-HBQTCSVN17NQ HBQT v/v to chuc Bai hoi dong co dong thubng nien 202017/NQ-HBQTCS VN 29/4/202018

NQ HBQT v£ mot so giai phap trong SXKB de ung pho vdi dai dich Covid-1929/4/202018/NQ-HBQTCS VN19

NQ HBQT ky hop thu 1 nam 202019/NQ-HBQTCS VN 29/4/202020NQ HBQT ve cong tac can bo13/5/202021 20/NQ-HBQTCSVNNQ HBQT v/v thong qua cac tai lieu trinh BHBCB thuong nien 202021/NQ-HBQTCSVN 21/5/202022

NQ HBQT ve cong tac can bo28/5/202022/NQ-HBQTCSVN23NQ HBQT ve cong tac SXKB (hinh thuc lay y kien bang van ban)23/NQ-HBQTCSVN 29/5/202024

Bien ban Bai hoi dong co dong thuong nien 202012/6/202024/BB-BHBCBCSVN25Nghi quyet Bai hoi dong co dong thuong nien 202012/6/202026 25/NQ-BHBCBCSVNNQ HBQT ve cong tac can bo26/NQ-HBQTCSVN 16/6/202027

III. Ban Idem scat (Bao cao 6 thang/2020):

1. Thong tin ve thanh vien Ban Kiem soat (BKS):

Ngay bat dau la

thanh vien BKS

So buoi hop BKS tham du

Ty letham

Ly do khong tham

dir hop

Chuc vuThanh vien BKSST

duThop

6ng Do Kliac Thang 22/5/2018 02 100%Truong Ban1

Ong Tran Khac Chung 22/5/2018 100%Thanh vien 022

Ong Giang Hoa Vu 22/5/2018Thanh vien 02 100%3

4/16

r f \ ^ n

2. Hoat dong giam sat cua BKS doi voi HDQT, Ban Giam doc dieu hanh va co

dong:2.1 Giam sat doi vai Hoi dong quan tn

Qua qua trinh giam sat cac boat dong quan tri cua Hoi dong quan trj cua Tap doan trong 06 thang ddu nam 2020, Ban Ki6m soat khong thay dieu gi bat thubng trong cac boat dong quan tri cua Hoi dong quan tri.

Hoi dong quan tri da to chuc va duy tri deu dan cac phien hop dinh ky theo quy dinh. Trong cac phien hop Hoi dong quan tri noi rieng va boat dong cua Hoi dong quan tri noi chung, cac thanh vien Hoi dong quan tri tham gia day du, da lam viec voi tinh than trach nhiem cao de dira ra cac nghi quyet va quyet dinh kip thdi dinh huang, chi dao dau tu, kinh doanh, thuc hien cac cong tac sau co phan hoa theo dung Nghi quyet cua Dai hoi dong co dong va quy djnh cua phap luat.

Hoi dong quan tri da to chuc thanh cong Dai hoi dong co dong thuong men 2020 vao ngay 12/6/2020 theo dung Dieu le to chuc va boat dong cua Tap doan va cac quy dinh cua phap luat.

r or

2.2 Giam sat doi voi Ban Tong giam docBan Tong giam doc da thuc hien day du cac cuoc hop theo quy dinh de chi

dao boat dong san xuat kinh doanh, dau tu va cac cong tac sau co phan hoa, quyet liet va kip thdi.

Ban Tong giam doc da thuc hien nghiem chinh cac Nghi quyet cua Hoi dong quan tri va tuan thu cac quy dinh cua phap luat.

2.3 Giam sat doi vbi co dongTap doan da thuc hien tot viec cong bo thong tin theo dung cac quy djnh hien

hanh kip thdi va chinh xac.

3. Sir phoi hap boat dong giua BKS doi vbi boat dong cua HDQT, Ban Giam docdieu hanh va cac can bo quan ly khac:

Trong 06 thang dau nam 2020, HDQT va Ban Tong Giam doc da tao dieu kien thuan lai cho Ban kiem soat thuc hien boat dong cua Ban. Ban Kiem soat tham du tat ca cac cuoc hop cua HDQT va mot so cuoc hop cua Ban Tong Giam doc, da dua ra cac y kien doi vbi cac chu truong, quyet dinh cua HDQT, Ban Tong Giam doc de dam bao cac chu truong quyet dinh duoc ban hanh phu hop vdi cac quy dinh cua phap luat va dam bao lai ich cua Tap doan. Ban Kiem soat cung dong thdi nhan duoc hau het cac van ban trong qua trinh chi dao dieu hanh cua HDQT va Ban Tong Giam doc, dong thdi da co y kien phan hoi va trao doi nham dam bao qua trinh dieu hanh thuc hien dung dinh hudng theo nghi quyet cua Dai hoi dong co dong.4. Hoat dong khac cua BKS (neu co):

IV. Dao tao ve quan tri cong ty: Khong co

5/16

Cdc khoa ddo tao ve quan tri cong ty md cdc thdnh vien HDQT, thdnh vien BKS, Gidm doc (Tong Gidm doc) dieu hdnh, cdc can bo qudn ly khdc vd Thu Icy cong ty dd tham gia theo quy dinh ve qudn tri cong ty

V. Danh sach ve nguoi co lien quan cua cong ty niem yet theo quy dinh tai khoan 34 Dieu 6 Luat Chung khoan (Bao cao 6 thang/2020) va giao dich cua nguoi co lien quan cua cong ty voi chinh Cong ty

'. Danh sach ve nguai co lien quan cua cong ty:T'hoi diem khong con la

nguoi co lien

quan

Tlioi diem bat

dSu laS6 Gi3y

NSH*, ngay cap, noi cap

NSH

S Taikhoan giao djch

cluing khoan (neu c6)

Chiic vu tai

cong ty (neu co)

Dia chi tru so' chinh/ Dia chi

lien he

Ten to chirc/ca nhan

LyT nguoico dolienT

quan

236 Nam Ky KMi NghTa, P6, Q3, TP.HCM.

01/6/2018Tr§n Ngoc Thuan Chu tich1

Thanh vien

HDQT - T6ng

Giam doc

01/6/2018236 Nam Ky KMi NghTa, P6, Q3, TP.HCM.

Huynh Van Bao2

Thanhvien

HDQT

236 Nam Ky Khoi NghTa, P6, Q3, TP.HCM.

01/6/2018Tran Due Thuan3

Thanhvien

HDQT


01/6/2018Pham Van Thanh4

236 Nam Ky Khoi NghTa, P6, Q3,TP.HCM.

01/6/2018Thanhvien

HDQTHa Van Khirong5


01/6/2018Thanhvien

HDQT6 Phan Manh Hung


01/6/2018Thanhvien

HDQTNguyln Hay


01/6/2018Pho T6ng Giam docNguyen Tien Dii'c8


01/6/2018Pho T6ng Giam docTran Cong Kha9


01/6/2018Pho Tong Giam d6c

Truong Minh Trung10


01/10/2018Pho Tong Giam d6c11 Le Thanh Tu

6/16


18/02/2020Pho Tong Giam docLe Thanh Hirng12

236 Nam Ky Khai NghTa, P6, Q3,TP.HCM.

18/02/2020Pho Tong Giam doc

Tran Thanh Phung13


01/6/2018Trirong Ban kiem

soatB6 KMc Thang14


01/6/2018Kiem soat vienTran KMc Chung15


01/6/2018Kiem soat vienGiang Hoa Vu16

KTT 236 Nam Ky Khoi NghTa, P6, Q3, TP.HCM.

01/01/2019Ngudi duoc UQ

CBTT

Pham VSn Hoi17 Em

Ngudi phu trach Quan

tri Tap doan.


01/6/201818 Hoang Dinh Tri

Ghi chu/Note: So Gidy NSH*: So CMND/H6 chieu (rfdi vai cd nhdn) hodc So GCN dang ky doanh nghiep, Gidy phep boat dong hodc gidy to phdp ly tuong duong (doi vdi to chuc)/NSH:.

2. Giao dich giua cong ty vai nguai co lien quan cua cong ty; hoac giu’a cong ty vai co dong lan, nguai noi bo, ngudi co lien quan cua ngudi noi bo.

So Nghi quyet/ Quyet dinh cua

DHDCB/ HDQT... thong qua (neu cd, neu ro ngay ban

hanh)

Ten to chirc/ca

nhan

Moi quan he lien

quan vdi cong ty

So Gi§y NSH*,

Thdi diem giao dich vdi cong

So lirong, ty le nam giu

co phieu sau Idii giao dich

Bia chi tru so chinh/ Bia chi lien he

GhiSTTNo. chu

ngaycap, noi c£p NSH

ty

Ghi chu: So Gidy NSH*: So CMND/H6 chieu (doi vdi cd nhdn) hodc So GCN dang ky doanh nghiep, Gidy phep hoat dong hodc gidy to phdp ly tuong duong (doi vdi to chuc)/ NSH*

• i •• • r \ • r • /s •> y •3. Giao dich giua ngudi noi bo cong ty niem yet, ngudi co lien quan cua ngudi noi bo vdi cong ty con, cong ty do cong ty niem yet nam quyen kiem soat

So lirong, ty le nam giu co phieu sau khi

giao dich

S6 Thdi diem

giao djch

GhiBia Ten cong ty con, cong ty do CTNY

nam quyen kiem sodt

Ngudi thuc hien giao dich

Quan he vdi ngudi

noi bp

Chuc vuSttchutai CMNB/Hp

chieu, ngay cap, noi cap

chiNoCTNY

ID

7/16

4. Giao dich giua cong ty vdi cac doi tugng khac4.1. Giao dich giira cong ty voi cong ty ma thanh vien HDQT, thanh vien Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh da va dang la thanh vien sang lap hoac thanh vien HDQT, Giam doc (Tong Giam doc) dieu hanh trong thoi gian ba (03) nam trd lai day (tinh tai thdi diem lap bao cao): Khong co.4.2. Giao dich giua cong ty vdi cong ty ma ngudi cd lien quan cua thanh vien HDQT, thanh vien Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh la thanh vien HDQT, Giam doc (Tong Giam doc) dieu hanh: Khong cd.4.3. Cac giao dich khac cua cong ty (neu cd) cd the mang lai lai ich vat chat hoac phi vat chat doi vdi thanh vien HDQT, thanh vien Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh: Khong cd.

VI. Giao djch co phicu cua nguoi noi bo va ngudi lien quan cua ngudi noi bo (Bao cao 6 thang/2020)

1. Danh sach ngudi noi bo va ngudi cd lien quan cua ngudi noi bo

T2ii khoan giao dich

chung khoan

(neu co)

S6 CMND/H6 chieu, ngay cap, noi cap

Ty le so1huu co

phieu cu6i

So co phieu so’ huu cuoi

Chuc vu tai cong ty (neu co)

GhichuBia chi lien heSTT Ho ten

kyID ky

(6) (7) (8) (9)(1) (2) (3) (4) (5)

ChuTran Ngoc Thuan 0,0076%1 304.700 CPtich

HDQT

Nguyen Thi Hoa Khong1.1

Nguyen Thj Thu Khong1.2

Tran Ngoc Xuan Trang 67.000 CP1.3

Tr4n Quoc Blnh Khong1.4

Tran Ngoc Tuyet Khong1.5

Tran Thi Kim Thanh 13.200 CP1.6 0,0003%

5.200 CPLe Van Vui1.7 0,0001%

Thanhvien

HDQT - T6ng

Giam doc

65.800 CP 0,0016%Huynh Van Bao2

102.800 CP 0,0026%Le Thi Kim Thao2.1

khong2.2 Huynh Thanh Son

0,0000%200Huynh Thanh Hai2.3

Nguyen Thj Tam khong2.4

8/16

(6) (7) (8) (9)(4) (5)(2) (3)(1)KhongHuynh Due Tii2.5

Huynh Van Chirang khong2.6

khongHuynh Van Dung2.7

Huynh Thj Tir Ai khong2.8

khong2.9 Pham Thi Dung

Nguyen Minh Doan Khong2.10

Thanhvien

HDQTTr3n Due Thuan 20.100 CP 0,0005%3

kliong3.1 Le Thi Hue

khongPham Thi Hoa Lan3.2

Tran Dire Thinh kliong3.3

Tran Thi Thanh True khong3.4

Tran Due Hoa khong3.5

Tran Thi Phivang kliong3.6

Tran Thi Thu Van kliong3.7

Tran Due Thien khong3.8

Tran Due Trung3.9 khong

Tran Due Dung3.10 khong

Tr^n Due Chi khong3.11

Tran Due Hien kliong3.12

TrSn Thj Dieu Hu yen khong3.13

Le Thi Cam Van khong3.14

Pham Thi Thu Suong3.15 Khong

Truong Thj Thu Huong3.16 Khong

Dang Ngoc Thuy Khong3.17 AnhNguyen Thi Thu Suong Khong3.18

Thanhvien

HDQT71.600 CP 0,0018%4 Pham Vs1n Thanh

Vo thi Hoang Hong 0,0000%1.900 CP4.1

khongPham Due Duy4.2

khongPham Hoang Vinh4.3

9/16

(9)(6) (7) (8)(4) (5)(1) (2) (3)

Quoc tich My KhongPham van Tuu4.4

Quoc tich MyTran Thj Phien Khong4.5

Quoc tich My Khong4.6 Pham Due Tin

Quoc tich MyPham Due Tien Khong4.7

Quoc tich My KhongPham Due Toan4.8

Quoc tich My KhongPham Thi Van4.9

Quoc tich My KhongPham Anh Tu4.10

Qu6c tjch My Khong4.11 Pham Thn Karen

Quoc tich MyPham Quang Thieu Khong4.12

Quoc tich My KhongHoang thi Ha4.13

Quoc tich MyNguyen thi Quynh Khong4.14

Nguyln thi HSng Quoc tich My Khong4.15

Quoc tich My Khong4.16 Vo thi Time

Quoc tjch My Khong4.17 Pham Bao Thomas

Thanhvien

HDQT7.300 CP 0,0002%5 Ha Van Khuong

khongLe Thi Thu Chung5.1

khong5.2 Ha Quynh Anh

khong5.3 Ha Khirong Duy

Ha Thj H6ng Nhung khong5.4

Ha Thj Sam khong5.5

Ha Van QuS khong5.6

khongHa Van Phu5.7

Dao Thi Chuyen khong5.8

khong5.9 Lai Thi Ngoc Minh

Nguyen Thi Den khong5.10

Nguy6n Manh Thuat khong5.11

Nguyen Huu Hop khong5.12

Thanh vien

HDQT doc lap

0,00%Khong6 Phan Manh Hung

6.1 Phan Van Ch4t

Nguyen Thi Nghi Khong6.2

Nguyln Thi Nhan 3.100 CP 0,0000%6.3

10/16

(9)(6) (8)(4) (5) (7)(3)(1) (2)

500 CP 0,0000%Phan Hoai Nam6.4

Phan Thi Thanh Hieu Khong6.5

KhongPhan Thi Dung6.6

KhongPhan Thi Phuong6.7

Phan Thi Thanh Thuy 2.600 CP 0,0000%6.8

KhongHoang Minh Thoa6.9

Nguyln Van Chien Khong6.10

TrSn Phi Hung 2.700 CP 0,0000%6.11

Thanh vien

HDQT doc lap

Nguyen Hay 0,00%Khong7

TrSn Thi Phuoc Hanh Khong7.1

Nguyln Tran Phuoc Khong7.2

Nguyln Minh Khoa Khong7.3

Nguyen Thi Luon Khong7.4

Nguyen Binh Khong7.5

Nguyen Thj Day7.6 Khong

Nguyen Thi Rot7.7 Khong

Nguyln Tai Khong7.8

Nguyen Thj Phuc Khong7.9

Ho Sy Lan7.10 Khong

Nguyen Thj Nghi Khong7.11

7.12 Le Ngoc Hung Khong

TruongBan

Kiemsoat

D6 KhilcThang 0,00%8 0CP

Da matDo Dan khong8.1

Da matNguyen Thi En khong8.2

Da mStDo Khac Phung khong8.3

Do Thi Dan khong8.4

Da mat khong8.5 Vu Hung

Dl Thi Ha khong8.6

khong8.7 Vo Hung

D6 Thi Lan khong8.8

11/16

(8)(6) (7) (9)(2) (3) (4) (5)(1)

Tran Thanh Tien khong8.9

B6 Thj H6ng khong8.10

Nguyen VSn Quang khong8.11D6 Thj Thanh khong8.12

khongPham Van Phu8.13D6 Kh&c Thuong Ichong8.14Nguyln Thj Bup khong8.15Nguyen Thi Viet Thanh khong8.16

Bo Trieu Long khong8.17Kiemsoatvien

Tran Khac Chung 2.500 CP 0,0000%9

Tran Anh Hue khong9.1Le Ba Kieu Lien khong9.2Tran Le Phuong khong9.3 ThaoTran Hy Bong khong9.4Tran Kh5c Chien 2.000 CP 0,0000%9.5Nguyln Thi Bilm Quynh khong9.6

Kiemsoatvien

Giang Hoa Vu 7.000 CP 0,0002%10

Giang Phuong Bong khong10.1

Ba matNguyen Thi Hoi khong10.2

khong10.3 To Thi Hir6ng

Giang Phuong Thang10.4 khong

Giang Phuong Ngan Con nho10.5 khong

10.6 Giang Hoa Boan khong

10.7 Giang Hoa Vien khong

Giang Hoa Luat khong10.8

10.9 Giang Thi Chinh khong

Pham Thj Thanh khong10.10 Mai

B6 Thj Thuy khong10.11

khong10.12 Nong Thj NguyetPho

T6ngGiamdoc

Nguyen Tien Due 6.200 CP 0,0002%11

KhongLv Kim Sinh11.1

| Nguyln Anh Thao Khong11.2

12/16

(8) (9)(6) (7)(5)(3) (4)(1) (2)Nguyen Ngoc Trang

0,0001%4.600 CP11.3

Nguyen Thu Nga Khong11.4

Da matNguyln Van Phan11.5

Da matNguyen Thi Nguu11.6Nguyln Tien Thong Khong11.7

Dong Kim Oanh Khong11.8

Nguyen Ngoc Thanh Da mat11.9

Da matNguyen Huu Nhan11.10

Nguyen Ngoc Hue Khong11.11

Do van Thanh Khong11.12

Nguyln Thu Hoa Khong11.13

Nguyln Thanh Khong11.14 Hiep

Nguyln Thu Thuy Khong11.15

Khong11.16 Mai Huu Chi'

Ph6T6ngGiamdoc

Tran Cong Kha12 5.100 CP 0,0001%

Tran Cong Khanh Da mat khong12.1

Ho Thi Ngoan khong12.2

Tran Thi Kieu Oanh khong12.3

Nguyln Anh Thoa khong12.4

Tran Nguyln Anh Quan Con nho khong12.5

Trin Nguyen Minh Hanh Con nho khong12.6

khong12.7 Le Van Nhu

PhoTongGiam

Truong Minh Trung 7.600 CP 0,0002%13

doc

Da matTruong Van Bien13.1

Da matNguyen Kim Hanh13.2

KhongVo Thi Xuan Trang13.3

Truong Minh Xuan Thao

Khong13.4

13/16

(7) (8) (9)(5) (6)(1) (2) (3) (4)Pho

TongGiam 0,0002%6.100 CP14 Le Thanh Tudoc

Nguyen Thi Dung Khong14.1KhongLe Thanh Duy14.2

Le Chi Qu6c ThSng Khong14.3Le Thi Khanh Quynh Khong14.4

Vo Van Truy6n Khong14.5

KhongLe Thi Huy Ho&ng14.6

Nguyen VSn Kha Khong14.7

0,0001%4.100 CPLe Thanh Nghi14.8

Tran Thi Diem Trang Khong14.9

Khong14.10 Le Chi Hung Viet

Nguyln Thi Bich Linh Khong14.11

Ph6TongGiam 0,0001%5.800 CP15 Le Thanh Hungdoc

Vo Thi Li6n Khong15.1

KhongLe Vo Thuy Tam15.2

KhongLe Vo Minh Tri15.3

Khong15.4 Le Ngoc Anh

Khong15.5 Le Thi Tinli

Khong15.6 Le Cong Chinh

Binh Van Hung Khong15.7

Tran Ngoc San Khong15.8

PhoT6ngGiamdoc

Tran Thanh Phung 0,0002%7.700 CP16

Tran Xuan Thai Khong16.1

D3 ch6tNguyen Thi Chuan16.2

Da chetTran Van Phirdc16.3

KhongChung My Dung16.4

Tr§n Tue Hien Khong16.5

Tran Dang Lam Khong16.6

14/16

(8) (9)(6) (7)(5)(3) (4)(2)(1)Tran Khoi Nguyen Con nho16.7

Nguyln Tra Giang Khong16.8

TrSn Thi Hoa Mai Khong16.9

Tran Thi Kim Cue Khong16.10

Tran Hong Phuc Khong16.11

Tran Ngoc Due Khong16.12

Tran Thi My Hanh Khong16.13

Nguyen Van Than Khong16.14

Pham Quoc Dung Khong16.15

Nguyen Thi Anh Ngoc Khong16.16

Mai Thi Binh Thuan Khong16.17

Khong16.18 Vo Due Cuong

KTTNguo'i

dupe UQ CBTT

30.000 CP 0,0007%Pham Van Hoi Em15

KhongPham Van Do15.1

Nguyln Thi Mufri Khong15.2

KhongPham Van Tung15.3

Nguyln Thi Det Khong15.4

Pham Thi Tiem Khong15.5

Nguyln Van Tung Khong15.6

Pham Van Hoi Anh Khong15.7

Dao Thj Be Khong15.8

Khong15.9 Pham Van Dang

KhongPham Thi Dung15.10

Pham Van Can Khong15.11

Nguyen Thi Anh Nguyet Khong15.12

Pham Thi Tuyet Khong15.13

Nguyen Huy Tu Khong15.14

Hoang Thi Xuan Thuy

Khong15.15

KhongSinh nam 2005Pham Anh Quan15.16

KhongSinh nfim 2016Pham Nhat Linh15.17

15/16

(9)(6) (8)(5) (7)(3) (4)0) (2)Nguoi

phu 43.400 CP 0,0011%16 Hoang Dinh Tri tr^chq.trj

Da mat16.1 Hoang Ngoc Tu

Nguyen Thi Nhu khong16.2

khongLam Thi Thu Ly16.3

khong16.4 Hoang Xuan Thao

20.000 CP 0,0005%Hoang Quang Nhan16.5

Ho&ng Quang NghTa Idiong16.6

khongHoang Dinh Diep16.7

Nguyln Thi Ngoc Huong khong16.8

khong16.9 Hoang Dinh Doan

khong16.10 VQ Thi Rich Thuy

Hoang Thi Minh Hue khong16.11

khong16.12 Doan Van Phat

Hoang thj Minh Phuong khong16.13

16.14 Doan Ba Dong khong

• • • *a ^ 9 r • X * /C -y /v2. Giao dich cua ngudi noi bo va ngudi co lien quan ddi vdi co phieu ciia cong^ r

ty niem yet

So co phieu so' hu u dau ky

So co phieu so' huu cuoi ky Ly do tang, giiini

(mua, ban, chuyen doi, thuong...)

Nguoi thuc hien giao

djchStt Quan he voi

nguoi noi boNo. So co phieu

S6 c6 phieu Ty le Ty le

Tran Ngoc Thuan 0,0076%0,0051% 304.700 Mua204.7001

Tran Ngoc Thuan 0,0051% 304.700 0,0076% Mua204.7001

Huynh Van 65.800 0,0016% Mua15.800 0,0004%2 BaoHuynh Thanh Hai

Con Huynh Van Bao

Mua0% 200 0,0000%03

Pham Van Thanh 71.600 0,0018% Mua53.100 0,0013%4

Nguyen Ti6n Due 0,0002% Mua4.600 0,0001% 6.2005

16/16

Pham Van Hoi Em 0,0007%0 0% 30.000 Mua6

Hoang Binh 43.400 0,0011% Mua33.400 0,0008%7 Trl

VII. Cac van de can Iiru y khac: Khong

TM. Jj^iPONG QUAN TRI TICHNffinhan :

- Nhir tren;- Luu: VT, QT.

-.03

?A *y^/TkP DOA.y^c^M

VIETNAM/-k

Tran NgQC Thuan

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BAO CAO TY (6 · 2020. 7. 29. · Can cu Dieu le va Quy che quan tri cua Tap doan, Hoi dong quan tri da thuc hien giam sat hoat dong doi voi Tong Giam doc va Ban dieu hanh trong viec