7/30/2019 BAssured Operational and Rating Reference Data Assurance

1/2

AEssurki]d`utndhs

Dpkretndhe` & Qetnhl Qkfkrkhmk Iete Essurehmk

Ausnhkss Essurehmk | Qkvkhuk Essurehmk | Freui Behelkbkht | Qkmknvea`ks Behelkbkht | ]kmurnty | Ausnhkss Dptnbnsetndh

Srdemtnvk`y essurnhl tgk emmuremy ehi mdbp`ktkhkss df ksskhtne` rkfkrkhmk ieteemrdss Hktwdro, D]] ehi A]] tkmghd`dly p`etfdrbs ehi e`` ausnhkss prdmkssks tdkhsurk que`nty df skrvnmk, emmuretk an``nhl ehi mgerlnhl, ehi dptnbub prdfntean`nty.

5

Aei Qkfkrkhmk Iete 2

Qkvkhuk @keoelk + Sddr Mustdbkr Kxpkrnkhmk

E fdrbu`ek tget ns akmdbnhl nhmrkesnhl`y epperkht

td Mdbbuhnmetndhs ]krvnmk Srdvnikrs (M]Ss)

l`dae``y es tgk mdbp`kxnty df retk-p`ehs, skrvnmk

auhi`ks ehi prdiumts nhmrkesks, ehi tgk hkki fdr

repni ikvk`dpbkht ehi `euhmg df hkw ehi

mdbpktntnvk dffkrs akmdbks ksskhtne`. Emmuretk

an``nhl, mgerlnhl ehi skrvnmk khea`kbkht mrntnme``y

rk`nks dh aun`inhl ehi benhtenhnhl emmuretk

rkfkrkhmk iete? e prdmkss tget e``-tdd-dftkh fen`s fdr

verndus rkesdhs, wntg gubeh krrdr, prdmkss fen`urk

dr tkmghd`dly nssuks et tgk mdrk.

Ygk uhnquk Dpkretndhe` & Qetnhl Qkfkrkhmk

Iete Essurehmk (DQQIE) sd`utndh ehi

Behelki ]krvnmk frdb EssurnhlAusnhkss prdvniks

tgk bkmgehnsb td mdhtnhudus`y essurk dpkretndhe`

ehi retnhl rkfkrkhmk iete - tgk ausnhkss IHE.DQQIE rkiumks rkvkhuk `keoelk akfdrk

nbpemt, spkkis up tgk tnbk td berokt df hkw dffkrs

ehi k`nbnhetks iete rkiuhiehmy.

\get ns Qkfkrkhmk Iete4

Qkfkrkhmk iete nhm`uiks:

Ine``ki inlnts tget beok up ikstnhetndh mgerlnhl

zdhks dr aehis, dr mdhhkmtnvnty beppnhl

]krvnmk mdhhkmtnvnty ehi retnhl trkk strumturksehi ausnhkss ru`ks, k.l. nh NH p`etfdrbs

Qkten` ehi mdst retks et wgnmg me``s, kvkhts,

skrvnmks ehi suasmrnptndhs erk mgerlki

@dmetndh iete effkmtnhl retk sk`kmtndh

Ynbk pkrndis tget very mgerlnhl dr insmduht

k`nlnan`nty

Mustdbkr dffkrs ehi auhi`ks? tgknr nhm`usnvk

mdbpdhkhts ehi mdbpetnan`ntnks

Heturk/epp`nmean`nty df prdbdtndhs ehi adhusks

...aesnme``y e`` iete tget khsurks e uskea`k,

mgerlkea`k ehi prdfntea`k prdiumt dr skrvnmk.

Ygk Mdbbdh Mge``khlks

Qkfkrkhmk iete ns hdt dh`y mdbp`kx nh heturk, aut

ns e`sd bdik``ki ehi aun`t nh khtnrk`y inffkrkht weys

nh kemg tkmghd`dly p`etfdrb, ehi nh kemg M]Ss

nbp`kbkhtetndh df tgksk p`etfdrbs. Ehywgkrk frdb

13 td 133+ tea`ks bey ak uski td stdrk rkfkrkhmk

iete sd tgk eibnhnstretndh df e prdiumt `euhmg, ehi

benhtenhnhl nhtklrnty ehi mdhsnstkhmy df tgk ietetgrdulgdut nts `nfkmym`k emrdss tgk Hktwdro/D]]/

A]] tdpd`dly, meh ak vkry mge``khlnhl.

Ygk oky mge``khlks ehi dppdrtuhntnks eiirksski

ay AEssurkiDQQIE nhm`uik:

Essurnhl tgk emmuremy df mgerlnhl/an``nhl

Qkiumnhl uhikr-mgerlnhl/rkvkhuk `keoelk

Qkiumnhl dvkr-mgerlnhl/hkletnvk mustdbkr

kxpkrnkhmk

Benhtenhnhl gnlg-nhtklrnty ehi `dw rkiuhiehmy

iete emrdss tkmghd`dly p`etfdrbs & prdmkssks

Srdiumt-`kvk` berlnh ehi prnmnhl ehe`ysns

Khea`nhl rklu`etdry rkpdrtnhl df rk`etki prdiumt

ehi skrvnmk iete (dffkrs, p`ehs ktm.)

Mdhsnstkhmy nh oky iete fdr mdbbuhnmetndh wntg

mustdbkrs ehi ausnhkss perthkrs

AEssurkiDQQIE mdbanhks tdd`s ehi prdmkss

td prkvkht, iktkmt ehi mdrrkmt ausnhkss-mrntnme`

nssuks td prdemtnvk`y nbprdvk prdfntean`nty, spkki td

berokt ehi mustdbkr kxpkrnkhmk.

[hhkmkssery Mustdbkr ]krvnmks Mdsts4

Eh euint df dhk bejdr dpkretdrs mustdbkr

mdbp`enhts dvkr e 6-bdhtg pkrndi sgdwki

tget

7/30/2019 BAssured Operational and Rating Reference Data Assurance

2/2

AEssurki]d`utndhs

1

9. Iete-Vnsue`nsetndh: e pdwkrfu` bktgdi df

e``dwnhl pkdp`k td emmkss ehi uhikrstehi

mdbp`kx nhfdrbetndh es nt ns nbp`kbkhtki wntgnh

dhk dr bdrk tkmghd`dly mdbpdhkhts,

ikmdinhl tgk mdbp`kx p`etfdrb-spkmnfnm iete

strumturks.

;. Euint: insmdvkr ehi k`nbnhetk skrvnmk

khea`kbkht, an``nhl ehi mgerlnhl krrdrs ay

mdbpernhl tgk rkfkrkhmk iete df ehy Hktwdro/

D]]/A]] mdbpdhkht td tget stdrki nh nSM.

Metkrs fdr ei-gdm dr smgkiu`ki (eutdbetki)

euints.

6. Srdmkss-Mdhtrd``kr: Ygns bdiu`k khfdrmks tgk

rkqunrki iklrkk df mdhtrd` dvkr tgk rkfkrkhmk-

iete es nt ns aknhl ikvk`dpki, ikp`dyki ehi

mgehlki. Geri-prdmkss (fdrmnhl iete-

khtry ehi ve`nietndh tgrdulg e snhl`k

pdnht) dr sdft-prdmkss (bdrk f`kxna`k

prdmkss usnhl DQQIE es eh dff-

`nhk ve`nietndh ehi euint tdd`)

mdhfnluretndhs bey ak ikp`dyki td sunt

tgk spkmnfnm hkkis df tgk M]S.

Srdmkss emtdrs bey nhm`uik Srdiumt

ehi Srnmnhl Behelkrs, Hktwdro/D]]/

A]] iete ehi tkmghnme` suppdrt

spkmne`nsts, Qkvkhuk Essurehmk,

Euint, Qklu`etdry Effenrs ktm.