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    Bearing Capacity & Settlement of Soil 8/19/1906

    Bearing Capacity and Settlement of Soil

    Bearing Capacity

    DefinitionsTheAllowable Bearing Capacityis defined as the maximum pressure which

    may be applied to the soil such that the two fundamental requirements are satisfied.

    1) The factor of safety against shear failure of the supporting soil

    must be adequate, a value between 2 or 3 normally being specified.

    2) The settlement of the foundation should be tolerable and

    particular, differential settlement should not cause any unacceptible damage nor

    interfere with the function of the structure.

    Ultimate Bearing Capacityis defined as the least pressure that will cause

    complete shear failure of the soil in the vicinity of the foundation. Only aproximate

    solution is available for Ultimate Bearing Capacity.

    Three Type of Failure (Vesic, 1963, 1675)

    for Dense or Stiff General Shear Failure

    for Medium Density Local Shear Failure

    for Loose or Soft Punching Shear

    Requred Depth for Subsurface Exploration

    It is essential that the soil conditions are known within the significant depth of any

    foundation.

    for square footing of width B 1.5 B

    for strip footing of width B 3 B

    Lowe and Zaccheo, 1975 presents guidelnes :

    For Large structure wth seperate closely spced footng: All borng should extend

    to no less then 9 M (30 ft) belowest part of foundaton unless rock is encountered at

    shallower depth.

    For Isolated rigid foundatons: Extend to depth where vertical stress decreasesto 10 % of bearng pressure. All borng should extend to no less then 9 M (30 ft)

    belowest part of foundaton unless rock is encountered at shallower depth.

    AASHTO 1996 states:

    When substructure units will be supported on deep foundation the depth of

    subsurface exploration shall extend to a minimum of 6 M (20 ft) below the anticipated

    pile or shaft tip elevation. Where pile or shaft groups will be used, the subsurface

    exploration shall extend at least two times the maximum pile group dimension below

    the anticipated tip elevation unless the foundation will be end bearing on or in rock.

    For pile bearing on rock, a minimum of 3 M (10 ft) of rock core shall be obtainedat each exploration location to ensure the exploration has not been terminated on a

    boulder.

    by U Win Aung Cho19-8-06

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    Bearing Capacity & Settlement of Soil 8/19/1906

    Terzaghi's Theory of Bearing Capacity

    Assumptions

    1) Shear Strength between surface and footing depth D is neglected.2) Soil above depth D is considered only as a surcharge imposing a

    uniform pressure qo=D on plane of footing3) General Shear failure takes place and volume of soil remains

    unchanged prior to failure

    4) Footing base is rough that is no Active Rankine State can not be

    developed under the footing. There exist only elastic wedge under footing having an

    angle of 5) Strip footing of width B and semi infinite length L (i.e. B/L=0)

    qf1

    2. B.

    1

    2tan ( ).

    Kp

    cos ( )2

    1.. cKpc

    cos ( )2

    tan ( ). qoKpq

    cos ( )2

    .

    qf1

    2. B. N( ). c Nc( ). qo Nq( )

    . for B/L=0

    Kp Passive Pressure Coefficients derived by Circle method

    Nqe

    3 .

    2 tan ( ).

    2 cos 45 deg.

    2

    2.

    =Nq

    Nc cot ( ) Nq 1( ).

    Local Shear Failure Terzaghi proposed modified parameters to be used

    cl2

    3c. l atan

    2

    3tan ( ).

    for Square footing B/L=1

    qf 0.4 . B. N. 1.3 c. Nc. D. Nq. (B/L=1)

    for Rectangular Footing (0 < B/L < 1)Interpolate between above 2 equations or as follow

    . . . B. . . . .

    by U Win Aung Cho19-8-06

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    Bearing Capacity & Settlement of Soil 8/19/1906

    . . .L

    Modifications

    MeyerhofMeyerhof varied wedge angle between and 45*deg+/2 to get minimum valueof N.

    N Nq 1( ) tan 1.4 .( ). Nc cot ( ) Nq 1( ).

    N q e tan ( ).

    tan 45 deg.

    2

    2

    .

    Meyerhof provide shape and depth factors

    sc dc for Nc

    sq dq for Nq

    sdfor N

    Hansen

    Hansen include shape, depth and other factors

    q c N c. s c

    . dc. i c

    . g c. b c

    . q N q. s q

    . dq. i q

    . g q. b q

    . 0.5 e. B'. N

    . s . d

    . i . g

    . b .

    s stand for shape factor,

    d for depth, i for inclination, g for ground (Base on slope) and b for Base

    (tilted base) factor.

    Bearing Capacity for Sand

    Due to the extreme difficulty of obtaining undisturbed sand samples, the

    allowable bearing capacity is normally estimated by means of correlations based

    on the results of in-stu tests.

    1) Plate Bearing Test

    2) The Standard Penetration Test (ASTM D 1586-92 (1998))

    3) The Dutch Cone Test (ASTM D 3441-94 (1998))

    Standard Penetration Test (ASTM D 1586-92 (1998))

    Di = 3.81 cm (1.5 in)

    Do = 5.08 cm (2 in)

    Free fall height 0.76 M (30 in)

    Free fall weght 63.5 kg (140 lb)

    Sampler is driven a total of 45 cm and numbers of below counts are recorded for

    each 15 cm (6 in) intervals

    Correction for SPT Values

    There are many dfferent testng factors that can influence the accuracy of the SPTreadings.

    Em = Hammer efficiency (for U.S. equipment 0.6 for safety hammer 0.45 for a

    dou hnut hammer

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    Bearing Capacity & Settlement of Soil 8/19/1906

    Cb = borehole diameter correction (1.0 for 65-115 mm, 1.05 for 150 mm,1.15 for

    200 mm)

    Cr = rod length correction (0.75 for upto 4 M of drll rod, 0.85 for 4 to 6 M, 0.95

    for 6 to 10 M, 1.0 for drll rod n excess of 10 M)

    N = measured SPT values

    N60 = SPT N- value corrected for feld

    N60 = 1.67 Em Cb Cr N

    For the very fine sand and below the water table, if the measured N value greater

    than 15, should be corrected as follow.

    N'=15+1/2(N-15)

    The Dutch Cone Test (ASTM D 3441-94 (1998))

    Cone Penetration Test (CPT) gives cone resistance qc, force required to push conedivided by horizontal-projection-area of cone (1000 mm^2).

    The cone is pushed 80 mm into the sand at a uniform rate of 15-20 mm/s. The cone

    penetration resistance usually being determined at depth intervals of 200 mm

    suqc qo

    N k

    su = undrained shear stress

    Nk = cone factor (a constant for that soil). Nk has been found to range from 5 to75; however, most value are in the 10 to 30 range.

    Relation between SPT and CPT

    qc k N 60.

    k = 0.1 to 1.0

    0.1 to 0.2 for Silt, sandy silt

    0.3-0.4 for Clean fine to medium sand

    0.5 - 0.7 for Coarse sand and sand with little gravel

    0.8 - 1.0 for Sandy gravels and gravel

    The Buisman-DeBeer Method

    This method in which the settlement under a given pressure is estimated using

    qc and C a constant of compressibility of the sand

    C 1.5qc

    ' o

    .

    sH

    Cln

    ' o

    ' o

    .

    s

    0

    H

    z1

    Cln

    ' o

    ' o

    . d

    H = Thickness of Layer

    by U Win Aung Cho19-8-06

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    Bearing Capacity & Settlement of Soil 8/19/1906

    o= e ect ve over ur en pressure

    = increment of vertical stress at the centre of the layers = settlement

    Plate Bearing Test

    In this test the sand is loaded through a steel plate at least 300 mm square,

    readings of load and settlement being observed up to failure or at least 1.5 times of

    estimated allowable bearing pressure. The load increments should be one-fifth of

    estimated allowable bearing pressure. The test plate is located at foundation level in a

    pit at least 1.5 M square.

    Be sure that sand layer is homogeneous and no weak layer within significant

    depth.

    Bearing Capacity for Deep Foundation

    Piles or Shaft on Sand

    q ' oN q.

    q 40 N.D

    bB

    . 400 N. kN/M^2

    N = SPT value

    Db = embeded length of pile

    B = width of pile

    Piles in Clay

    q c uN c.

    cu = undrained shear strength

    Nc = 9 for D/B > 4

    Ground Water Table

    An adjustment to the ultimate bearing capacity is performed by adjusting the unit

    weight of first term by using following equation (Myslivec and Kysela, 1978)

    a b

    h' D f

    B t b

    .

    a =adjusted unit weight to be used in first term

    b = buoyant unit weight of the soil (kN/M^3 or pcf)

    t = total unit weighth' = depth of the ground water table below ground surface (M or ft)

    Df = foundation depth from Ground surface

    B = width of the footing

    Moment and Eccentric Load

    It is always desirable to design and construct shallow footing so that the vertical

    load is applied at the centre of gravity of footing. There may be design situation

    where the footing is subject to moment. This moment can be represented by a load P

    that is offset a certain distance (eccentricity) from the center of gravity of the footing.

    A usal requirement is that the load P must be located within the middle one-third of

    footing.

    Q B 6 e.( ).

    by U Win Aung Cho19-8-06

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    Bearing Capacity & Settlement of Soil 8/19/1906

    maxB

    2

    qminQ B 6 e.( ).

    B2

    Q = load applied to the footing (kN/M or kip/ft)

    B = footing width

    e = eccentricity

    qmax, qmin = maximum and minimum bearing pressure

    Earthquake Loading

    It is common to use a larger allowable bearing capicity in the analysis. A common

    recommendation is that the allowable bearing pressure can be increased by a factor of

    1/3 for the earthquake analysis.

    by U Win Aung Cho19-8-06

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    Bearing Capacity & Settlement of Soil 8/19/1906

    Example Calculation Bearing Capacity

    Soil Parameters

    D

    5

    10

    15

    20

    25

    ft. tan

    0.1139

    0.1139

    0.1584

    0.1584

    0.1584

    c

    780

    780

    700

    700

    700

    psf.

    113.28

    112.3

    108.8

    101.69

    100.1

    pcf. SPT

    12

    15

    14

    15

    16

    wet

    131.4

    131.27

    129.21

    125.5

    123.38

    pcf.

    i 0 4..i

    atan tani

    180

    . in degree

    Vsi

    i

    2.68 1000.N

    m3

    . 9.807.Vs

    0.6770.671

    0.65

    0.608

    0.598

    = Vui

    1 Vsi

    Vu

    0.3230.329

    0.35

    0.392

    0.402

    =

    sati

    i

    Vui

    9.807. 1000.N

    m3

    . sat

    133.442

    132.827

    130.633

    126.176

    125.179

    pcf=

    Foundation Parameters

    Foundation Type = Iso

    L' 12 ft. B' 12 ft. B B'

    ki

    Di

    Bin radian

    SF 2.5

    Water Tabel at Foundation Base

    dw 4 ft. depth to water table under footing base

    Hi

    0.5 B. tan 45i

    2deg..

    Average

    effective unit

    weight of soil

    in wedge zone

    e 2 H. dw( )

    dw

    H2. wet.

    sat wet

    H2 H dw( )

    2

    .

    by Hansen

    by U Win Aung Cho19-8-06

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    Bearing Capacity & Settlement of Soil 8/19/1906

    N qi

    e tan i deg

    ..

    tan 45i

    2deg.

    2

    . s qi

    1.0B'

    L'sin

    ideg..

    N ci

    N qi

    1 cot i

    deg.. s ci

    1.0

    N qi

    N ci

    B'

    L'.

    N i

    N qi

    1 tan 1.4 i

    . deg.. s i

    Max 1.0 0.4B'

    L'. 0.6,

    dqi

    1 2 tan i

    deg.. ki

    . 1 sin i

    deg.2. i q 1 g q 1 b q 1

    dci

    1 0.4 k i

    . i c 1 g c 1 b c 1

    g 1 b 1d 1.0 i 1

    qi

    weti

    Di

    .

    qulti

    ciN c

    i

    . s ci

    . dci

    . i c. g c

    . b c. q

    iN q

    i

    . s qi

    . dqi

    . i q. g q

    . b q. 0.5 e

    i

    . B'. N i

    . s i

    . d. i

    . g . b

    .

    qalli

    qulti

    SF

    qult

    4.218

    5.444

    7.71

    9.367

    11.154

    Ton

    ft2

    = qall

    1.687

    2.177

    3.084

    3.747

    4.461

    Ton

    ft2

    = D

    5

    10

    15

    20

    25

    ft=

    by U Win Aung Cho19-8-06

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    Bearing Capacity & Settlement of Soil 8/19/1906

    Settlement of Soil

    Settlement of cohesive and organic soils

    Cohesive and organic soil can be susceptible to a large amount of settlement from

    structure loads. The settlement of saturated clay or organic soil can have three differentcomponents:

    1) Immediate (initial)

    2) Consolidation

    3) Secondary compression

    Immediate or Initial

    Surface loading causes both vertical and horizontal strains which means that two-or

    three-dimensional Loading.

    Immediate settlement is a result of undrained shear deformation, or in other cases

    contained plastic flow.

    Method Based on the Theory of ElasticityOne approach is to use the undrained modulus Eu from triaxial compression tests in

    order to obtained the immediate settlement.

    s i q B. Ip

    . 1 2

    E u

    .

    si = immediate settlement (M or ft)

    q = applied uniform pressure (kPa or psf)

    B = width of the foundation (M or ft)

    Ip = dimensionless parameter derived from the theory of elasticity to account for the

    thickness of the compressible layer, shape of the foundation, and flexibility of the

    foundation

    = poisson's ratio, normally assumed as 0.5 satuated plastic soil subjected toundrained loading

    Eu = undrained modulus of the clay (kPa or pcf)

    Plate Load Test

    The plate load test could significantly under estimate the immediate settlement if

    the test is performed near surface of sandy layer or surface crust of clay that is

    overconsolidated.

    When large building is built, pressure bulb is larger and could result in significant

    plastic flow if there is a normally consolidated clay layer under-lying the stiff surface

    layer.

    Stress Path Method

    Immediate settlement is measured in laboratory using model of the field loading

    conditions. An undistrubed soil specimen could be set up in the tri-axial appratus and

    then the specimen could be subjected to vertical and horizontal stresses that are

    equivalent to the anticipated loading condition.Primary Consolidation

    The increase in vertical will initially be carried by the pore water in the soil. This

    increase in pore water pressure is known as excess pore water pressure ue. The excess

    pore water pressure decrease with time, as water slowly flow out of the cohesive soil.

    Slowly dissipation of the pore water pressure is known as primary consolidation.

    On the basic of stress history, saturated cohesive soil may be underconsolidated,

    normally consolidated or overconsolidated.

    by U Win Aung Cho19-8-06

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    Bearing Capacity & Settlement of Soil 8/19/1906

    OCR 'p

    'vo

    OCR = Over Consolidation Ratio

    'p = preconsolidation pressure

    'vo = existing vertical effective stress

    underconsolidated if (OCR < 1) pore water pressure ue exist in the soil

    normally consolidated (OCR = 1) completely consolidated under the existing

    overburden pressure

    overconsolidated (OCR > 1) Vertical effective stress in the past is greater then that

    of existing condition

    Required Test for Estimation of Primary Consolidation

    The Oedometer Test (ASTM D 2435-96, 1998)

    Soil sample of with diameter 2.5 inch and thickness of 1 inch is laid within the

    appratus, aplying vertical pressure to the laterally confined specimen, and thensubmerging the specimen in distilled water. Vertical pressure is incrementally

    increased with each pressure remaining on the specimen for a period of 24 hours. Dial

    reading of the vertical deformation versus time are recorded for each vertical pressure.

    Present a data on a semi-log graph which horizontal axis is effective vertical

    pressure 'vc and vertical axis is vertical strain v. Vertical axis could also be in thevoid ratio e.

    From this one can estimate 'p using Casagrande construction technique (1936). asdescribed bellow.

    1) Locate the point of minimum radius on curve

    2) Draw a line tangent to point A

    3) Draw a horizontal line through point A4) Biset the angle of step 2 and 3

    5) Extend the straight line portion to meet biseting line.

    The point of interseting line is (point B) the maximum past pressure

    (preconsolidation pressure)

    Curved can be approximated as two straight lines, Recompression curved (flat) and

    Virgin Consolidation Curve (steep).

    Slope of Recompression curve is recompresion index Cr and Slope of Consolidation

    curve is compression index Cc. Using Cr and Cc, e can be calculated.

    Amount of Primary Consolidation Settlement

    Cc e

    log ' vc2 log ' vc1

    for precompression curve

    Cr e

    log ' vc2 log ' vc1

    for consolidation curve

    for OCR < 1

    s c CcHo

    1 eo. log

    ' vo ' v v

    ' vo

    .

    for OCR = 1s c Cc

    Ho

    1 eo. log

    ' vo v

    ' vo

    .

    by U Win Aung Cho19-8-06

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    Bearing Capacity & Settlement of Soil 8/19/1906

    for OCR > 1

    case I : ' vo v 'vm

    s c CrHo

    1 eo. log

    ' vo v

    ' vo

    .

    case II : ' vo v 'vm>

    s c CrHo

    1 eo. log

    ' vm

    ' vo

    . CcHo

    1 eolog

    ' vo v

    ' vm

    ..

    sc = settlement due to primary consolidation

    Ho = initial thickness of the clay layer

    eo = initial void ratio of saturated clay

    'vo = initial effective vertical stress of clay

    'v = for an underconsolidated soil, this represent the increse in vertical effectivestress that will occurs as the cohesive soil consolidates under its own weigh

    v = increase in load, typically due to construction

    'vm = maximum pass pressure

    Secondary Compression

    After primary consolidation (pore water pressure has dissipated), secondary

    compression settlement is atarted.

    s s C a Ho. . log t( ).

    ss = Secondary Compression settlement

    Ca = secondary compression ratio

    Ho = initial thickness of the layer

    *log(t) = change in log of time from the end of primary cnsolidation to theend of the design life of the structure

    by U Win Aung Cho19-8-06

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    Bearing Capacity & Settlement of Soil 8/19/1906

    Fopundation Settlement (IMMEDIATE) of Mat Foundation

    Steinbrenner Influence Factors

    I 1 M N,( )1

    M ln

    1 M2

    1 M2

    N2.

    M 1 M2

    N2

    1.

    . lnM M

    21 1 N

    2.

    M M2

    N2

    1

    .

    I 2 M N,( )N

    2 .atan

    M

    N M2

    N2

    1.

    .

    Foundation Properties

    L 129.6 ft. B 129 ft. Foundation Size

    L' L B'B

    2

    D 7 ft. Foundation Depth

    D

    B0.054=

    L

    B1.005= I F 0.85 Figure 5-7

    H 3 B.

    M

    L'

    B' N

    H

    B'

    Ry 38461.802 103. lbf. qo

    Ry

    B L.Average Foundation Contact

    Pressure under Foundation (From

    Base Reaction under service

    condition)Soil Properties

    0.5 Satuated Clay Table 2-7

    Es 40 10

    6.Pa

    .Es 5.802 10

    3

    psi= Medium Dense Clay Table 2-8

    SPT 15 Penetration Blow Count/ft

    Immediate Settlement

    H qo B'.1

    2

    Es. I 1 M N,( )

    1 2 .

    1 I 2 M N,( )

    .. I F.

    H 0.765 in=

    by U Win Aung Cho19-8-06

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    Bearing Capacity & Settlement of Soil 8/19/1906

    References

    1. SEISMIC DESIGN OF BUILDING STRUCTURESbyMichael R. Lindeburg,

    PE. and Majid Baradar , PE.2001

    2. STRUCTURAL CONCRETE, Theory and Design. by M. Nadim Hassoun1998

    3. GEOTECHNICAL AND FOUNDATION ENGINEERINGby Robert W. Day 1999

    4. FOUNDATION ANALYSIS AND DESIGN, BYJoseph E. Bowels, P.E.,

    S.E., Fifth Edition. 1996

    5. SOIL MECHANICSby Robert F. Craig 1977