C 6 N G T Y C O P H A N Q U A N L Y B A U T U T R I V I E T

So: i)i/2017/BB-DHDCD

C Q N G H O A X A H Q I C H U N G H I A V I E T N A M Hoc lap - Tu- do - Hanh phiic

Hd Noi, ngay 14 thang 04 nam 2017

BIEN BAN KY HOP D A I H O I D O N G C O D O N G T H I T O N G N I E N N A M 2 0 1 7

C O N G T Y C O P H A N Q U A N L Y D A U TlT T R I V I E T Ten to chuc : Cong ty co phan Quan ly Dau tu Tri Viet Tru SO'chinh : So 142 Dpi Can, phucmg Dpi CSn, quan Ba Dinh, thanh ph6 Ha Noi, Viet Nam. Giay chung nhan DKKD: So 0106065776 do Sd Ke hoach va Dau tu thanh phd Ha Noi dp Ian dau ngay 20 thang 12 nam 2012 (dang ky thay doi Ian thu 10 ngay 07 thang 12 nam 2016)

Hom nay, ngay 14 thang 04 nam 2017, vao hoi 14h30' tai Khach san Melia - So 44B Ly Thudng Kiet, quan Hoan Kiem, TP Ha Noi. Dai hoi dong co dong thudng nien nam 2017 cua Cong ty c6 phan Quan ly Dau tu Tri Vict dupe tien hanh vdi cac npi dung sau: P H A N 1: K H A I MAC DAI H Q I D O N G C O D O N G 1. Thanh phan tham du Dai hpi. 1.1 Co dong va dai dign CO dong

Dai hoi da nghc Ban kiem tra tu each co dong cong bo ket qua kiem tra tu each c6 dong va dai dien cd dong du hop nhu sau:

Tong so CO dong va dai dien co dong dupe quyen du hop Dai hoi dong c6 dong ihudng nien nam 2017 la 209 ngudi, sd huu va dai dien cho tong so 36.888.630 co phan, tuong duong vdi 100% tong so cd phan co quyen bieu quyet.

Tong sd cd ddng va dai dipn cd dong thuc te du hop Dai hdi dong cd ddng ihudng nien nam 2017 la 19 cd ddng, sd huu va dai dien doi vdi 27.606.727 cd phan, tuong duong vdi 74,85% tdng sd cd phan cd quyen bieu quyet cua Cong ty cd phan Quan ly Dau tu Tri Vict.

Theo quy dinh cua Luat doanh nghiep va Dieu le Cong ty, Dai hdi ddng cd ddng thudng nien nam 2017 cua Cong ty cd phan Quan ly Dau tu Tri Viet da hdi du cac dieu kien dc tien hanh. Cac cd ddng va dai dien cd ddng du hop cd quyen bieu quyet theo sd cd phan ma hp sd huu hoac dai dien.

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1.2 Khach moi tham dir Dai hoi: Ong: Nguyen Manh Hung_UBGSTC Qu6c Gia 2. Khai mac Dai hoi Dai hoi da tien hanh cac thu tuc: - Tuyen bo ly do to chuc Dai hoi - Gidi thieu Ong Pham Thanh Tung - la Chu toa dieu hanh dai hoi - Gidi thieu Doan Chti tich, Ban thu ky dai hoi va de xuat ban Ban kiem phieu dd dai hoi

lira chpn 2.1. Chu tpa va bp phan giiip viec Chu tga Dai hpi da thong qua Doan chii tich gom 01 ngudi:

Ong Pham Thanh Tung Chu tich HDQT - Chu tpa Dai hpi 2.2. Ban Thir ky Dai hpi Dai hpi da thong qua Ban Thu ky gom 2 ngudi : Ong: Nguyen Trung Kien - Chanh van phdng HDQT - Trudng Ban Ba: Ninh Thiiy Ngpc - Chuyen vien phap che - Thanh vien 2.3. Ban kiem phieu Dai hpi da thong qua Ban kiem phicu gom 2 ngudi:

Ong Nguyen Ngpc Minh - Trudng ban Ba Nguyen Thi Tinh - Uy vien

3. Chu'ong trinh Dai hpi va Quy che Dai hoi Dai hpi da nghe Doan Chu tjch doc Chucmg trinh Dai hpi dong co dong Ihudng nien

nam 2017, Quy che to chuc va Nguyen tac, the le bieu quyet ap dung tai Dai hpi. Dai hpi da nhat tri 100% thong qua npi dung Chuang trinh Dai hpi, Quy che to chuc va

Nguyen tac, the le bieu quyet ap dung tai Dai hpi. PHAN 2: CAC NQI DUNG DlTQC TRINH BAY TRONG DAI HQI Ong Phan Doan Vinh - Giam doc dieu hanh thay mat cho Ban Tdng Giam doc doc bao cao:

- Bao cao ket qua boat dong san xuat kinh doanh nam 2016 va ke hoach nam 2017. Ong Dinh Tien Dung thay mat cho Ban kiem soat trinh doc bao cao:

Bao cao boat dong cua Ban kiem scat nam 2016, Bai phat bicu cua Chu tich HDQT vc viec day manh chudi quan ly tai san; ap dung mo hinh quan tri kiem scat mdi; mo hinh thau tdm va quan tri doanh nghiep cua Tap doan.

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Ong Dinh Tien Dung doc cac td trinh: - Td irinh thong qua bao cao tai chinh nam 2016 da dupe kiem toan. - Td trinh thong qua viec lua chpn dcm vi kiem toan BCTC nam 2017 va soat xct

BCTC ban nien. - Td trinh thong qua phuong an phan phoi Ipi nhuan. - Td trinh thong qua vice chi tra thu lao cho HDQT, BKS nam 2016 va ke hoach chi

tra thu lao HDQT nam 2017. - Td trinh thong qua bao cao tinh hinh su dung von cua cac dot tang von nam 2016. - Td trinh tang von dieu le: PHRL&ESOP, Tra cd tuc bang cd phidu. - Td trinh thong qua phuong an dau tu gdp von thanh lap, chi phdi doanh nghiep kinh

doanh Bat dpng san - Td trinh thdng qua vice thay doi ten Cong ty. - Td trinh ve vice thay doi co cau quan tri kiem soat Cong ty. - Td trinh ve vice ban bd sung Thanh vien HDQT.

Td trinh thdng qua phuong an thay ddi ngudi dai dien theo phap luat Cong ty. - Td trinh thdng qua viec bao cao phuong an phat hanh cd phicu rieng le 2016. - Td trinh thdng qua phuong an sua ddi, bd sung Dieu Ip Cong ty.

P H A N 3: T H A O E U A N C U A C O D O N G T A I D A I HQI-Cau hdi I: TVC du kien khi nao bat dau thau tdm cac doanh nghiep? Tra Idi: Tu quy III se thuc hien dau tu thau tdm cac doanh nghicp tiem nang. Ra soat khoang 05 doanh nghiep, du kien den cudi nam than tdm dupe 01 doanh nghicp. Nham vao ddi tupng Doanh nghicp nha nude thoai von va c6 nhieu gia tri. Thau tdm doanh nghicp trong nhieu nghanh nghe va cu chuyen gia tham gia quan tri doanh nghiep. Cau hdi 2: Khi nao TVC c6 Chu tich IIDQT doc lap. Tra Idi: HDQT se tien tdi md hinh quan tri nhu vay mac du hipn nay c6 da sd thanh vien HDQT doc lap. Du bao khoang mot thai gian nua khi he thdng san pham dupe djnh vi rd rang thi TVC cd the chuyen sang md hinh tren. Cau hdi 3: Gia phat hanh rieng le TVC? Tra Idi: TVC ludn co nhu cau tang von, Gia cd phicu hien tai la 13.000 ddng den 14.000 ddng/cd phieu. TVC mudn tri an khach hang nen ca nhan Chii tjch HDQT thdng qua Cdng ty TNHH Tiing Tri Viet cam ket mua lai gia khong thap hon 11.000/cd phieu. Neu sau 01 nam, tuy nhu cau cua nha dau tu de quyet dinh ban hay khdng ban,

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Cau hoi 4: Tinh hinh hoat dpng cua Quy 1/2017 nhu the nao? Tra Idi: Tdng Igi nhuan cua 02 cong ty Quy 1 khoang 9 ty den 10 ty. Cau 5: Nhan dinh ca hdi dau tu trong nam 2017 Tra Idi: Dau nam 2017, thi trudng da tang diem. Cd nhieu ma co the dau tu nhu cac cdng ty hoat ddng trong nghanh cao su...do gia cao su dang tang. Vipc dau tu nhu the nao con phu thupc vao khau vi va kha nang chap nhan rui ro cua tung nha dau tu. PHAN 4: DAI HQI TIEN HANH BIEU QUYET. Van dc 1: Thdng qua bao cao ket qua boat ddng san xuat kinh doanh nam 2016 va ke hoach nam 2017 cua ban Tdng Giam doc. Van de 2: Thdng qua bao cao hoat ddng ciia HDQT trong nam 2016 va phucmg hudng hoat dpng cua HDQT nam 2017. Van de 3: Thong qua bao cao hoat ddng ciia BKS nam 2016. Van de 4: Thdng qua bao cao tai chinh nam 2016 da dupe kiem toan bdi Cdng ty TNHH Kiem toan TTP. Van de 5: Thdng qua uy quyen cho Hpi ddng quan tri lua chpn mpt trong cac don vi kiem toan sau day kiem toan BCTC nam 2017 va soat xct BCTC ban nien. Van de 6: Thdng qua phuong an phan phdi lai nhuan nam 2016. Van de 7: Thdng qua viec chi tra thii lao cho HDQT, BKS nam 2016 va ke hoach chi tra thii lao cho HDQT nam 2017. Van d6 8: Thdng qua bao cao tinh hinh sir dung von cua cac dpi: phat hanh tang von nam 2016. Van de 9: Thdng qua phucmg an phat hanh cd phieu tang von dieu le ciia Cdng ty. Vdn dk 10: Thdng qua phucmg an dau tu gdp vdn thanh lap, chi phdi doanh nghicp kinh doanh Bat dpng san. Van de 11: Thdng qua viec ddi ten Cdng ty thanh Cdng ty cd phan Tap doan Tri Vipl Van de 12: Thdng qua vipc thay ddi ca cau quan tri kiem scat Cdng ty. Van de 13: Thdng qua bau bd sung Thanh vien HDQT. Villi de 14: Thdng qua phuong an thay ddi ngudi dai dien theo phap luat ciia Cdng ly. Van de 15: Thdng qua bao cao Dai hdi ddng cd ddng ve phuong an phal hanh cd phieu rieng le nam 2016.

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Van de 16: Thong qua phuong an sira doi, bo sung Dieu Ip Cong ty. PHAN 5: KET QUA BlEU QUYET TAI DAI H Q I 1. Ong Nguyen Ngoc Minh - Trudng Ban kiem phieu len cong bd ket qua kiem phieu tai Dai hdi nhu sau:

- Sd phieu phat ra: 19 phieu dai dien cho 27.606.727 cd phan - Sd phicu thu ve: 16 phieu dai dien cho 26.397.027 cd phan. Trong dd:

• Sd phieu hop le la 16 phieu dai dien cho 26.397.027 cd phan • Sd phieu khdng hop le: 0 phieu dai dien cho 0 cd phan

2. Ong Pham Thanh Timg - Chii tga Dai hdi, can cu vao ket qua kiem phicu do Ban kiem phieu thuc hien tuyen bd van dc da dugc Dai hdi ddng cd ddng bieu quyet thdng qua: Van de 1: Thdng qua bao cao ket qua boat dong san xuat kinh doanh nam 2016 va ke hoach nam 2017 ciia ban Tdng Giam doc. Cu the: 1. Ket qua san xuat kinh doanh nam 2016: • Tdng doanh thu: 93.416.216.783 dong • Chi phi kinh doanh: 37.267.192.348 ddng • Lgi nhuan trudc thue: 56.149.024.435 ddng • Lgi nhuan sau thue: 46,657.962.451 ddng

Trong do: - Lgi nhuan sau thud cua Cdng ty me: 38.816.884.992 ddng - Lgi nhuan sau thue cua Cd ddng khdng kiem soat: 7.841.077.459 ddng.

2. Ke hoach san xuat kinh doanh nam 2017: • Tdng doanh thu: 191.035.000.000 ddng. • Lgi nhuan kd toan trudc thuc: 74.313.000.000 ddng • Lgi nhuan sau thue: 61.225.000.000 ddng. Dai hdi bieu quyet:

• Tan thanh: 26.397.027 co phan, chiem 95,62% so c6 phan tham du Dai hoi. • Khong tan thanh: 0 co phan, chiem 0%, so co phan tham du Bai hoi. • Khong CO y kien: 0 co phan, chiem 0% so cd phan tham du Dai hoi.

van dd 2: Thdng qua bao cao boat dong ciia HDQT trong nam 2016 va phinmg huwng boat ddng ciia HDQT nam 2017. Dai hdi bicu quyet:

• Tan thanh: 26.397.027 cd phan, chiem 95.62% sd cd phan tham du Dai hdi.

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• Khong tan thanh: 0 co phan. chiem 0% so c6 phan tham du Dai hoi. • Khdng cd y kien: 0 cd phan, chiem 0% sd cd phan tham du Dai hpi.

Van de 3: Thong qua bao cao boat dong cua BKS nam 2016. Dai hpi bicu quyet:

• Tiin thanh: 26.397.027 cd phan, chiem 95.62% sd cd phan tham du Dai hdi. • Khdng tan thanh: 0 cd phan. chiem 0% sd cd phan tham du Dai hdi. • Khdng cd y kien: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi.

Van de 4: Thong qua bao cao tai chinh nam 2016 da duwc kiem toan bffi Cong t>' TNHH Kidm toan TTP. Dai hpi bieu quyet:

• Tan thanh: 26.397.027 cd phan. chiem 95.62% sd cd phan tham die Dai hdi. • Khdng tan thanh: 0 cd phan, chiem 0% sd cd phan (ham du Dai hot. • Khdng cd y kien: 0 cd phan, chiem 0% so cd phan tham du Dai hpi.

Van de 5: Thong qua uy quyen cho Hpi dong quan tri lua chpn mpt trong cac don si kiem loan sau day kiem loan BCTC nam 2017 va soat xet BCTC ban nien.

1. Cong ty TNHH Kidm toan TTP 2. Cong ty TNHH Deloitte Viet Nam

Trong trudng hpp khi viec dam phan vc phi va thdi gian kiem loan ddi vdi hai dcm vj tren khdng dap ling dupe yeu cau ciia Cdng ty thi Dai hpi ddng cd ddng liy quyen cho Hdi ddng Quan tri lira chpn mpt dcm vi khac trong danh sach cac dcm vi kiem toan dupe Uy ban Chung khoan Nha nude chap thuan kiem toan cho Doanh nghiep niem yet. Vice lua chpn don vi kiem toan, Cdng ty se thuc hien cdng bd thdng tin khi ky hop ddng kiem toan. Dai hdi bieu quyet:

• Tan thanh: 26.397.027 cd phan. chiem 95.62% sd cd phan tham du Dai hdi. • Khdng tan thanh: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi. • Khdng cd y kien: 0 co phan, chiem 0% sd cd phan tham du Dai hdi.

Van de 6: Thdng qua phumig an phan phdi Ipi nhuan nam 2016. Dan vi tinh: Trim ddng

STT Npi dung So tien 1 Lpi nhuan sau thue dat dupe trong nam 2016 46.657,96

Lai nhuan sau thue cua Cdng ty me 38.816.88 Lai nhuan sau thue ciia cd ddng khdng kiem soat 7.841.07

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A iricn lap cac quy. 0 7 nn y /,uu gruy aau lupnai irien 0 7 nn y /,uu Quy khen thu&ng U

g/wy pnuc lai. U

5 Lgi nhuan sau thue con lai sau trich quy 38.719,88 6 Lgi nhuan sau thue de chia co tuc 32.366,31

L O T nnuqn sau thue chua phan phoi tren bao cao rieng Cong ty me 29.087,16

Co tifc nhgn duac tu Cong ty con cho nam 2016 7 7 7 0 1 S

/ (..̂ nia CO tuc. fs,j /o / v U L 7 1 7 S S 7 7

Tra CO tuc bang tien 0 Tra CO tuc bang co phieu: 8,5%/VBL 31.355,33

Dai hoi bieu quyet: • Tan thanh: 26.397.027 co phan, chiem 95,62% so cd phan tham die Dai hpi. • Khdng tan thanh: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi. • Khdng CO y kien: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi.

Van de 7: Thong qua viec chi tra thu lao cho Hpi dong quan tri, Ban kiem soat nam 2016 va ke hoach chi tra thu lao cho Hpi dong quan tri nam 2017.

Nam 2016 Hoi dong quan trj va Ban kiem soat khong nhan thu lao va khong dugc trich thudng do trong nam 2016 Cong ty khong dat dugc ke hoach kinh doanh de ra.

Nam 2017 Hpi ddng quan tri se dupe nhan thu lao va trich thudng neu Cdng ty vugt ke hoach kinh doanh dd ra va EPS binh quan 1.016 ddng/cd phan. Muc thii lao va trich thudng du kien cua Hpi ddng quan trj la 20% phan vugt ke hoach va Hdi ddng quan tri se trinh DHDCD quydt dinh. Dai hpi bicu quyet:

• Tan thanh: 26.397.027 cd phan, chiem 95,62% sd cd phan tham duDai hot • Khdng tan thanh: 0 cd phan, chiem 0% sd cd phan tham du Dai hot • Khdng cd y kien: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi.

Vdn ok 8: Thdng qua bao cao tinh hinh su dung vdn cua cac dpi phat hanh tang vdn nam 2016. Tdng sd tidn thuc td thu dupe tu cac dgt phat hanh la 127.917.700.000 ddng. Trong dd:

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- Sd tien thirc te thu dugc tu dot chao ban cd phieu ra cdng chiing ngay 29/09/2016 la 115.917.700.000 dong.

- Sd tien thuc te thu dugc tu dgt phat hanh cd phicu chao ban theo chuang trinh lua chon ngudi lao ddng ngay 28/10/2016 la 12.000.000.000 ddng.

Toan bd sd tien tren dugc sii dung nhu sau: Stt Muc dich sir dung Sd tiSn phan bd (VND) 1 Dau tu chung khoan 67.000.000.000

Von thu duac tu chao ban chung khoan ra cdng chung ngay 29/09/2016 55.000.000.000

Vdn thu dugc tu dot chao ban cd phieu theo chuang trinh lua chon nguai lao ddng 12.000.000.000

2 Tai trg vdn cho cdng ty con 23.224.000.000 3 Bd sung vdn luu ddng 37.693.700.000

Dai hdi bieu quyet: • Tan thanh: 26.397.027 cd phan, chiem 95,62% sd cd phan tham du Dai hdi. • Khdng tan thanh: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi. • Khdng cd y kien: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi.

Van de 9: Thdng qua phuong an phat hanh cd phieu tang vdn dieu le cua Cdng t>' Cd phan Quan ly Ddu tu Tri Viet tai Td trinh sd 09/2017/TTr-HDQT-TVC ngay 14/04/2017 cua Hdi ddng quan tri, tdm tdt mot sd noi dung nhu sau: 1. Phuong an phat hanh. a) Phat hanh rieng le cd phieu chao ban cho nha dau tu.

- Ten cd phicu phat hanh - Loai cd phieu - Sd lugng cd phieu phat

hanh - Tdng gia tri cd phieu

phat hanh tinh tren menh gia

- Phuong an phat hanh

- Tieu chi lua chgn ddi

Cd phieu Cdng ty cd phan Quan ly Dau lu Tri Vict Cd phicu phd thdng

5.000,000 cd phieu (Bang chu: Nam trieu cd phieu)

50.000.000.000 ddng (B§ng chu: Nam muoi ty dong)

Chao ban rieng le cd phieu cho dudi 100 nha dau tu khdng ke nha dau tu chung khoan chuyen nghiep La cac cac nhan, td chuc cd tiem luc ve tai chinh vung

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tugng phat hanh

- Doi tugng phat hanh

- Gia phat hanh

r 1

- Han che chuyen nhugng

Thdi gian du kien phat hanh Phuong an xir ly c6 phieu khong dat mua hSt:

Cam ket mua lai co phieu sau khi het han che chuyen nhugng

manh, cd nhieu kinh nghiem tren thi trudng chiing khoan, c6 the hd trg Cdng ty ve cdng nghe, dao tao ngudn nhan luc; nang cao nang luc tai chinh; quan tn doanh nghiep. La cac ca nhan, td chiic cd quan he hop tac kinh doanh, ddng gdp vao qua trinh hoat ddng va phat trien ciia Cdng ty trong thdi gian vua qua va trong tuong lai

: Uy quyen cho HDQT quyet djnh ddi lugng phal hanh theo tieu chi tren va sd lugng cd phan chao ban cho mdi nha dau tu se do HDQT dam phan va quyet djnh tai thdi diem chao ban. Sd lugng cd phan chao ban rieng le cho mdi Nha dau tu ca nhan tdi da la 5% tdng sd cd phan dang luu hanh cua TVC tai thdi diem chao ban. Sd lugng cd phan chao ban rieng le cho mdi Nha dau lu td chiic tdi da khdng qua 10% tdng sd cd phan dang luu hanh cua TVC tai thdi diem chao ban

: Uy quyen cho Hdi ddng quan tri can cii tinh hinh thuc te lua chpn gia phat hanh nhung khdng thap hon 10.000 ddng/cd phieu

: Cd phieu chao ban rieng le bj ban che chuyen nhugng trong thdi han 01 (mpt) nam ke tir ngay hoan thanh dot chao ban theo quy djnh cua phap luat

: Uy quyen cho Hdi ddng quan tri lua chpn thdi diem phu hop de thuc hien chao ban cho den het thang 12/2017

: Trudng hop ket thuc dot chao ban, sd lugng cd phieu con du chua phan phoi het, DHDCD se tiy quyen cho HDQT thuc hien phan phdi cho cac ddi tugng khac vdi gia khdng thdp hon 10.000 d/cp

: HDQT cdng ty co trach nhiem tim va gidi thieu mot hoac nhieu nha dau tu la ca nhan/td chuc co tiem luc tai chinh, cd mong mudn dau tu vao cd phieu cua cdng ty de mua lai mot phSn hoac toan bd sd lugng cd phieu da phat hanh rieng le cho cd ddng tai Ian phat hanh nay. HDQT cam kdt gia mua lai khdng thap hon 11.000 d/cp. Trong

Phuong an sir dung so tien thu dugc

Phat hanh co phieu chao ban Ten CO phieu phat hanh Loai CO phicu phat hanh So lugng CO phieu phat hanh Gia chao ban

Doi tugng chao ban

Doi tugng tham gia chuang trinh Lsop va nguyen tac xac dinh so lugng CO phieu dugc mua

thdi han 30 ngay ke tir ngay het han che chuyen nhugng, CO dong CO quyen quyet dinh ban hoac khong ban co phieu cho doi tac ma HDQT gidi thieu Trudng hgp khdng tim dugc ddi tac mua lai, hoac ddi tac mua lai khdng mua het, cac thanh vien HDQT cdng ty sc thuc hien mua lai mot phan hoac toan bd sd lugng cd phieu da phat hanh rieng le cho cd ddng trong Ian phat hanh nay vdi gia khdng thap hem muc gia quy dinh tai muc tren. Viec cdng bd thdng tin ve mua cd phieu cung nhu viec chao mua cdng khai (neu cd) se dugc thuc hign theo quy dinh cua phap luat Tang nang luc tai chinh cua Cdng ty, tai trg them vdn cho Cdng ty con la Cdng ty cd phan Chung khoan Tri Viet de md rong va day manh hoat ddng kinh doanh, tang cucmg hieu qua kinh doanh cho Cdng ty con gdp phan tang cudng hieu qua kinh doanh cho Cdng ty me.

theo chuong trinh lua chgn ngudi lao ddng. Cd phieu Cdng ty cd phan Quan ly Dau tu Tri Viet Cd phieu phd thdng 1.800,000 cdphidu

10.000 ddng/cd phieu (Xac djnh dua tren menh gia cd phicu) La can bp cdng nhan vicn Cdng ty cd tren trong Danh sach dugc HDQT thdng qua. Cac can bp chu chdt hien dang tham gia dieu hanh Cdng ty Cac nhan vien c6 dong gdp dang ke vao hoat ddng kinh doanh cua Cdng ty va dang dugc co cau vao cac chuc vg Quan ly trong tuong lai Cac nhan vien cam ket gan bd lau dai vdi Cdng ty, cd hgp ddng lao ddng khdng xac dinh thdi han hoac hgp ddng lao ddng co thdi han tu 03 thang trd len

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Thdi diem phat hanh Xd ly cd phieu khdng mua het

Han che chuyen nhuiTng va thu hdi cd phicu

- Phuang an su dung sd : tien thu dugc

c) Phat hanh cd phieu tra cd tire - Ten cd phieu phat hanh : - Ty Ig Ira cd tuc :

- Sd lugng cd phieu du : kien phat hanh

Sd lugng cd phieu ma mdi CBNV dugc mua se tinh tren ca sd: Tham nien cdng tac va Chuc vu dang nam giu tai TVC theo he so Dai hdi ddng cd ddng uy quyen cho Hdi ddng quan trj thdng qua Danh sach va sd lugng Cd phieu dugc quyen mua cua can bd cdng nhan vicn va cdng bd cdng khai Du kien trong nam 2017 Sd cd phieu chao ban khdng het se dugc Hdi ddng quan tri Cdng ty phan bd tiep quyen mua cho cac ddi tugng c6 ten trong danh sach Can bd nhan vien tham gia mua cd phieu ESOP da dugc cdng bd. Trudng hgp cac CBNV trong danh sach khdng dang ky mua thi HDQT se thuc hign phan phdi sd CP nay cho cac CBNV khac vdi miic gia va dieu kien nhu ddi vdi CBNV trong danh sach dugc mua Cd phieu ESOP bj ban che chuyen nhugng 100% sd lugng trong 06 thang dau ke tir ngay hoan thanh dgt phat hanh - Sau 06 thang dau thi giai tda 50% va cd ddng c6 quyen chuyen nhugng sd CP da dugc giai tda nay - va 50% sd CP con lai tiep tuc bi ban che chuyen nhugng trong 06 thang tiep theo. Sau 12 thang ke tir ngay hoan thanh dot phat hanh thi cd phieu ESOP ko bi han che chuyen nhugng Sd cd phieu Cong ty thu hdi (neu cd) se trd thanh Cd phieu quy Tang nang luc liii chinh ciia Cdng ty, bd sung ngudn vdn luu dpng

nam 2016. Cd phieu Cdng ly cd phan Quan ly Dau tu Tri Vigt. 8,5% (Mdi CO ddng sd huu 1.000 cd phan dugc nhan 85 cd phan phat hanh them tra cd lire) 3.135.533 cd phieu

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- Tong gia tri co phieu du : 31.355.330.000 dong {Bang chu; Ba muoi mot ty, ba kien phat hanh theo tram nam muoi nam trieu, ba tram ba muoi nghin dong) menh gia

- Nguon von : Lgi nhuan sau thue chua phan phoi tren bao cao hgp nhat nam 2016.

- Thdi gian du kien phat ; Quy II, Quy III nam 2017 hanh

- Phuong an xu ly co : So co phicu le se dugc lam tron den hang dan vi, so phieu le lugng co phicu nlio hon 1 dcm vj se khong dugc thuc

hien. 2. K8 hoach su dung v6n thu dugc tu dgt phat hanh:

STT Muc dich su dung Sd tien phan bd (ddng) STT Muc dich su dung Phan bd tu ngudn thu

phat hanh rieng le Phdn b6 tu nguon

thu ESOP

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Tai trg them von cho cong ty con la Cong ty CO phan Chung khoan Tri Viet md rong va day manh hoat dong kinh doanh, tang cudng hieu qua kinh doanh cho cdng ty con va gdp phan tang cudng hieu qua kinh doanh cho cdng ty me.

50.000.000,000 0

2 Bd sung them ngudn vdn luu ddng. 0 18.000.000,000 Tong cong 50.000.000.000 18.000.000.000

Can cii vao tinh hinh thuc tS tai thdi diem hoan tat chao ban, viec phan bd tdng sd tien thu dugc cho timg muc dich sir dung co the dugc dieu chinh thay ddi so vdi du kien nhung dam bao ty le thay ddi khdng Idn ban 30% 3. Dai hdi ddng cd ddng Uy quydn cho Hdi ddng quan tri thuc hien cdng viec sau: - Uy quydn cho HDQT xac dinh Danh sach va so lugng Cd phieu dugc mua cua cac nha

ddu tu trong cac dgt phat hanh cho Hoi ddng Quan trj thdng qua va cdng bd cong khai. - Sira ddi, bd sung noi dung phuang an phat hanh theo yen cau ciia ca quan ly trong qua

trinh thuc hien tang vdn phii hgp vai quy djnh ciia phap luat

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- Thuc hien cac thii tuc can thiet theo quy djnh cua phap luat de thirc hien viec phat hanh CO phieu tang von dieu le;

- Thirc hien viec luu ky va niem yet bo sung so co phicu moi phat hanh theo dung cac quy dinh cua phap luat mpt each nhanh nhat dam bao quyen lpi co dong.

- Thay doi Dieu le Cong ty, thay doi dang ky doanh nghicp phu hpp vai quy mo von mai va bao cao Dai hoi trong ky Dai hpi ke tiep.

Dai hpi bieu quyet thong qua phucmg an phat hanh rieng le va phucmg an tra co tiic bang co phieu:

• Tan thanh: 26.397.027 cd phan, chiem 95,62% sd cd phan tham du Dai hdi. • Khdng tan thanh: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi. • Khdng CO y kien: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi.

D6i vai phuang an phat hanh tang von theo chuang trinh lira chpn nguai lao dpng (ESOP): Cdng ty da tien hanh tdch phieu (nhung nguai cd quyen lgi lien quan den dgt phat hanh khdng tien hanh bieu quyet). Ket qua hieu quyet nhu sau:

• Tan thanh: 4.078.600 cd phan chiem ty le 77,12% sd cd phan tham du Dai hdi • Khdng tan (hanh: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi. • Khdng cd y kien: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi.

Van dd 10: Thong qua phuong an dau tu' von thanh lap, chi phoi doanh nghicp kinh doanh BSt dpng san co san theo Td trinh s6 10/2017m"r-HDQT-TVC ngay 14/04/2017 cua Hpi dong quan tr|. Cu the: 1. Phuang thuc ddu tu: Gop v6n thanh lap mdi hoac dau tu von chi phoi doanh nghiep

kinh doanh bat dpng san c6 san. 2. Loai hinh doanh nghiep du kien thanh lap: Cdng ty cd phan. 3. Ten doanh nghiep du kidn thanh lap: Uy quyen cho Hdi ddng quan tri lira chpn ten

doanh nghiep du kidn thanh lap phu hop vdi quy dinh phap luat va dupe Co quan quan ly Nha nude chap thuan.

4. Vdn didu le du kidn: 50.000.000.000 dong (Bdng chu: Nam muai ty ddng) 5. Nganh nghe kinh doanh chii yeu:

• Kinh doanh bSt dpng san, quydn sir dung dat thupc chu sd huu, chu sii dung hoac di thue (Ma nganh: 6810)

• Tu van, mdi gidi, diu gia b§t dpng san, dau gia quyen sir dung dat (Ma nganh 6820)

6. Tdng sd vdn Cdng ty dSu tdi thieu la 40.000.000.000 ddng (Bang chu: Bon muai ty

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dong) chiem toi thieu 80% tong von dieu Ic doanh nghigp dg kien thanh lap. 7, Loai tai san gop von: Bang tien 8. Uy quyen cho Hpi dong quan tri chu dpng lua chpn phuang thirc dau tu, lua chpn

doanh nghiep muc tieu dau tu von chi phoi (Trong trudng hop dau tu von chi phoi doanh nghicp bat dpng san khac), chpn thai diem trien khai dau lu von, cir ngudi dai dien phan von gop sau khi hoan tat thu tuc dau tu von va thuc hien cac thu tuc can thiet khac theo yeu cau ciia ca quan quan ly nha nude de trien khai phuang an thanh lap doanh nghicp kinh doanh bat dpng san nham dam bao quyen lgi co dong va tuan thii dung cac quy djnh ciia phap luat.

Dgi hp] bieu quyet: • Tan thanh: 26397.027 c6 phan. chiem 95,62% so co phan iham du Dai hoi. • Khong tan thanh: 0 c6 phan, chiem 0% so co phan tham du Dai hoi. • Khdng cd y kien: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi.

\'an de 11: Thong qua viec doi ten Cong ty thanh Cong ty co phan Tap doan Tri Viet theo To-trinh s6 ll/ZOn/TTr-HDQT-TVC ngay 14/04/2017 cua Hpi dOng quan trj. Cu thg: Ten Cong ty du kien thay ddi:

- Ten Cong ty viet bang Tieng Vigt: Cdng ty Co phan Tap doan Tri Viet - Ten Cong ty viet bang tieng nude ngoai: Tri Viet Corporation - Ten Cdng ty viet tat: Tap doan Tri Viet., JSC

Muc dich thay ddi ten Cdng ty: Cdng ty chi thuc hign thay ddi phan ten rieng ciia Cdng ty va de ten Cdng ty mdi phan anh dung md hinh kinh doanh hign tai do Cdng ty dang hogt ddng theo md hinh cdng ty me cdng ty con. Trong trudng hgp khi ten du kien thay ddi tren khdng dugc ca quan cap phep chap thuan, Dai hdi ddng Cd ddng liy quyen cho Hdi ddng Quan tri chpn ten thay ddi phu hgp. Uy quyen cho Hdi ddng Quan tri lua chpn thdi diem thich hgp va thuc hign cac thu tuc thay ddi ten tai Phdng DKKD theo diing quy dinh va cac thu tyc khac co lien quan Dai hdi bieu quyet:

• Tan thanh: 26.397.027 cd phan, chiem 95,62% sd cd phan tham du Dai hdi. • Khdng tan (hanh: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi. • Khdng cd y kien: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi.

Van de 12: Thdng qua viec thay ddi cu cau quiin tri kiem soat Cdng Xy. Cu the: 1. Co cau td chuc, quan in va kiem soat cu:

- Dai hdi ddng cd ddng;

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- Ban kiem soat; - Hoi dong quan tri; - Ban Tong giam doc.

2. Ca cau to chuc, quan tri va kiem soat moi: - Dai hoi dong co dong; - Hoi dong quan tri; - Ban Tong giam doc.

Trong do: + Hoi dong quan trj Cong ty thanh lap Tieu ban Kiem toan ngi bg do thanh vien Hoi

dong quan tri doc lap lam trudng ban. + Tieu ban Kiem toan ngi bp thuc hien chiic nang giam sat va to chiic thuc hien

kiem soat doi vdi viec quan ly dieu hanh Cong ty. Dai hoi bieu quyet:

• Tan thanh: 26.397.027 cd phan, chiem 95,62% sd cd phan tham duDai hdi. • Khdng tan thanh: 0 co phan, chiem 0% sd cd phan tham die Dai hdi. • Khdng cd y kien: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi.

vdn de 1 3 : Thong qua viec bdu bd sung Thanh vien HDQT ddc lap. Cu thd: 1. Bdu bd sung Ong Nguyen Phi Khanh giu chuc danh thanh vien Hdi ddng Quan tri

doc lap nhiem ky 2016-2020. (Hd so thanh vien Hdi dong Quan tri mdi dugc dinh kcm )

2. Hdi ddng Quan tri ciia Cdng ty Cd phdn Quan ly Dau tu Tri Viet nhiem ky 2016-2020 gom 06 thanh vien: - Ong Pham Thanh Tiing - Chii tich HDQT; - Ong Do Thanh Ha - Thanh vien HDQT_ Tdng Giam doc - Ong Nguyen Trung Kien - Thanh vien HDQT - Ba Phan Van Ha - Thanh vien HDQT ddc lap - Ong Quach Manh Hao - Thanh vien HDQT doc lap - Ong Nguyen Phi Khanh - Thanh vien HDQT ddc lap

Dai hdi bieu quyet: Stt Ten uTig vien Chiic vu duffc bau So quyen dugc ban 1 Nguyen Phi Khanh Thanh vien HDQT ddc

lap 26.397.027

van d£ 14: Thong qua phiroiig an thay ddi ngudi dai dien theo phap luSt cua Cdng ty Cd phan Quan ly Dau tu' Tri Viet theo To trinh sd 14/2017/TTr-HDQT-TVC ngay 14/04/2017

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ciia Hoi ddng quan tri. Cu the: 1. Ngudi dai dien theo phap luat cu: Ong Dd Thanh Ha - Chiic vu: Tdng Giam ddc 2. Ngudi dai dien theo phap luat sau khi thay ddi: Ong Pham Thanh Tung - Chiic vu: Chii

tich Hdi ddng quan trj. (Ho sa nguai dai dien theo phap luat mai dinh kem) 3. Dai hdi ddng cd ddng Uy quyen cho Hdi ddng quan trj, Ban Tdng Giam ddc thuc hien

cac thii tuc can thiet de thuc hien viec thay ddi theo diing quy djnh cua phap luat. Dai hdi bieu quyet:

• Tan thanh: 26.397.027 c6 phan, chiem 95,62% so co phan tham du Dai hoi. • Khdng tan thanh: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi. • Khdng cd y kien: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi.

yhn dd 15: Thdng qua bao cao Dai hoi ddng cd ddng vd phuong an phat hanh cd phieu rieng le nam 2016 theo npi dung tir trinh sd 15/2017/BC-HDQT-TVC cua Hdi ddng quan tri. Dai hdi bieu quyet:

• Tan thanh: 26.397.027 cd phan, chiem 95,62% sd cd phan tham duDqi hdi. • Khdng tan thank: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi. • Khdng cd y kien: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi.

\hn dd 16: Thdng qua phuong an sua ddi, bo sung Dieu le Cdng ty theo npi dung to tnnh sd 16/2017/TTr-HDQT-TVC. (Dinh kem phuong an trong to trinh sd 16/2017/TTr-HDQT-TVC) Dai hdi bieu quyet:

• Tan thank: 26.397.027 cd phan, chiem 95,62% sd cd phan tham du Dai hdi. • Khdng tan thanh: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi. • Khdng cd y kien: 0 cd phan, chiem 0% sd cd phan tham du Dai hdi.

PHAN 6: CAC THU TUC K £ T THUC DAI HQI Ong Nguyen Trung Kien - Trudng Ban Thu ky dai hdi doc du thao Bien ban Dai hdi, Dai hdi bieu quyet thdng qua toan van Bien ban va Nghi quyet Dai hdi ddng cd ddng thudng nien nam 2017. Chii tpa Dai hdi - Ong Pham Thanh Timg - tuyen bd be mac Dai hdi. Bien ban nay dupe lap liic 17h00 ngay 14/04/2017 tai Dai hpi ddng cd ddng thudng nien nam 2017 cua Cdng ty cd phan Quan ly Dau tu Tri Viet.

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TM. B A N THir K Y C H U T O A D A I H O I

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