Bioenergetics and Thermodynamics: Model Systems: Synthetic and Natural Chelates and Macrocycles as Models for Biological and Pharmaceutical Studies
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Bioenergetics and Thermodynamics: Model Systems
NATO ADVANCED STUDY INSTITUTES SERIES
Proceedings of the Advanced Study Institute Programme, which aims
at the dissemination of advanced knowledge and the formation of
contacts among scientists from different countries
The series is published by an international board of publishers in
conjunction with NATO Scientific Mfairs Division
A Life Sciences Plenum Publishing Corporation B Physics London and
New York
C Mathematical and D. Reidel Publishing Company Physical Sciences
Dordrecht, Boston and London
D Behavioural and Sijthoff & Noordhoff International Social
Sciences Publishers
E Applied Sciences Alphen aan den Rijn and Germantown U.S.A.
Series C - Mathematical and PhYSical Sciences
Volume 55 - Bioenergetics and Thermodynamics: Model Systems
Bioenergetics and Thennodynamics: Model Systems Synthetic and
Natural Chelates and Macrocycles
as Models for Biological and Pharmaceutical Studies
Proceedings of the NATO Advanced Study Institute
held at Tabiano, Parma, Italy,
May 21-June 1, 1979
A. BRAIBANTI Faculty of Pharmacy, UniJlersity of Parma, Parma,
Italy
D. Reidel Publishing Company Dordrecht : Holland I Boston: U.S.A. I
London: England
Published in cooperation with NATO Scientific Affairs
Division
library of Congress Cataloging in Publication Data
NATO Advanced Study Institute, Salsomaggiore, Italy,1979.
Bioenergetics and thermodynamics.
(NATO advanced study institutes series: Series C, Mathematical and
physical sciences; v. 55).
1. Complex compounds-Congresses. 2. Chelates-Congresses. 3.
Thermodynamics-Congresses. 4. Bioenergetics-Congresses. I.
Braibanti, A. II. Title. III. Series. QPSOl.C75N37 1979 574.19'2
80-15611 ISBN -13:97S-94-009-9037 -1 e-ISBN-13:97S-94-009-9035-7
DOl: 10.1007/978-94-009-9035-7
Published by D. Reidel Publishing Company P.O. Box 17, 3300 AA
Dordrecht, Holland
Sold and distributed in the U.S.A. and Canada by Kluwer Boston
Inc., Lincoln Building, 160 Old Derby Street, Hingham, MA 02043,
U.S.A.
In all other countries, sold and distributed by Kluwer Academic
Publishers Group, P.O. Box 322, 3300 AH Dordrecht, Holland
D. Reidel Publishing Company is a member of the Kluwer Group
All Rights Reserved Copyright © 19S0 by D. Reidel Publishing
Company, Dordrecht, Holland Softcover reprint of the hardcover 1st
edition 19S0
No part of the material protected by this copyright notice may be
reproduced or utilized in any form or by any means, electronic or
mechanical, including photocopying, recording or by any
informational storage and retrieval system, . without written
permission from the copyright owner
TABLE OF CONTENTS
A. Braibanti BIOENERGETICS AND THERMODYNAMICS. AIMS AND METHODOLOGY
OF THE SCHOOL 1
B. Sarkar DESIGN OF PEPTIDE MOLECULES TO MIMIC THE METAL BINDING
SITES OF PROTEINS 7
J.M. Sturtevant CALORIMETRY AND BIOLOGY 17
B. Sarkar BIOINORGANIC CHEMISTRY OF NICKEL 23
J.P. Sauvage DESIGN AND SYNTHESIS OF LIGANDS 33
J.F. Stoddart HOLES, HANDEDNESS, HANDLES, AND HOPES: MEETING THE
REQUIREMENTS OF PRIM~RY BINDING, CHIRALITY, SECONDARY INTERACTIONS
AND FUNCTIONALITY IN ENZYME ANALOGUES 43
J.P. Sauvage TESTING OF LIGANDS 63
J.J. Christensen CALORIMETRIC TECHNIQUES TO STUDY PROTON-LIGAND AND
METAL-LIGAND INTERACTIONS 75
P. Paoletti STRUCTURAL AND ENERGETIC ASPECTS OF METAL-LIGAND
BINDING 93
J.J. Christensen TRANSPORT OF METAL IONS BY LIQUID MEMBRANES
CONTAINING MACROCYCLIC CARRIERS III
vi TABLE OF CONTENTS
R.F. Jameson POTENTIOMETRIC AND SPECTROSCOPIC DETERMINATION OF
EQUILIBRIUM CONSTANTS
A. Vacca EXPERIMENTAL DATA IN CHEMICAL AND BIOLOGICAL SYSTEMS AT
EQUILIBRIUM
R.F. Jameson WHAT CONCENTRATION SCALE? WHAT STANDARD STATE? WHAT
SPECIES ARE PRESENT?
A. Vacca TREATMENT AND ANALYSIS OF EQUILIBRIUM DATA BY
COMPUTERS
G. Ostacoli MIXED COMPLEXES
T. Keleti KINETICS AND THERMODYNAMICS OF ENZYME ACTION AND
REGULATION
P.M. May COMPUTER MODELS OF BIOLOGICAL SYSTEMS
D.E. Fenton MEMBRANES, ALKALI METALS AND TRANSFER
J. Jagur-Grodzinski SYNTHETIC SOLVENT-POLYMERIC MEMBRANES AND THEIR
TRANSPORT CHARACTERISTICS
D.E. Fenton MACROCYCLES AND CATION SELECTIVITY
J. Jagur-Grodzinski SELECTIVITY OF MEMBRANES TOWARDS IONS AND
MOLECULES
G. Scibona TRANSPORT PHENOMENA ACROSS SOLID AND LIQUID
MEMBRANES
A. GHozzi CARRIERS AND CHANNELS IN ARTIFICIAL AND BIOLOGICAL
MEMBRANES
127
145
157
165
175
181
207
221
229
253
275
297
313
339
G. Scibona LIPID BILAYER ELEeTROCHEMISTRY AND ROLE OF THE
CARRIERS
A. Gliozzi THE LIPID BILAYER: A MODEL SYSTEM FOR BIOLOGICAL
MEMBRANES
J .M. Sturtevant DIFFERENTIAL SCANNING CALORIMETRY. PROCESSES
INVOLVING PROTEINS
J .M. Sturtevant RECENT ADVANCES IN BIOCHEMICAL CALORIMETRY
R. Lumry INTERPRETATION OF CALORIMETRIC DATA FROM COOPERATIVE
SYSTEMS
J.P. Behr SELECTIVE COMPLEXATION OF AMMONIUM AND GUANIDINIUM SALTS
BY SYNTHETIC RECEPTOR MOLECULES
R. Lumry DYNAMICAL ASPECTS OF SMALL-MOLECULE PROTEIN
INTERACTION
J.M. Lehn MOLECULAR RECEPTORS, CARRIERS AND CATALYSTS: DESIGN,
SCOPE AND PROSPECTS
R. Os terberg METAL IONS IN BIOLOGICAL SYSTEMS
R. Osterberg METAL ION - PROTEIN INTERACTIONS IN SOLUTIONS
J.M. Sturtevant FINAL COM1ENTS
vii
355
377
391
397
405
425
435
455
463
465
467
473
PREFACE
This book reports the text of the lectures given at Tabiano, Sal
so maggiore, Italy, during the Summer School on Bioenergetios and
Thermodynamios: ModeZ Systems, in May 1979.
The aim of the School has been that of trying to employ the
thermodynamic data on synthesised organic compounds with special
reference to macrocylic ligands for the interpretation and predic
tion of energetic processes involving small and large
molecules.
A detailed description of the origin, scope and plan of the School
can be found in the introductory lecture by A. Braibanti. In
appendix to this lecture there are listed some introductory books
recommended to achieve a sufficient background in the differ ent
scientific fields contributing to the School.
The audience consisted of about a hundred scientists belong ing to
different fields. Physical, organic, inorganic, pharmaceut ical,
analytical and medicinal chemists, biochemists, biophysicists,
pharmacologists interested in the problems of calorimetry, poten
tiometry, spectroscopy, transport properties of synthetic and natu
ral chelates and macromolecules spent two weeks to discuss topics
ranging from thermodynamics to electrochemistry, from measurements
on pure compounds to determinations on membranes. This picture of
the audience is an indication of researchers which can be
interested in this book.
I hope that the tremendous effort to put together scientists
working in different fields for an interdisciplinary approach to
the problem of the models for bioenergetics will be rewarded by a
good appreciation of the book and by the flowering of the scien
tific researches from the many seeds sown at the School.
ix
A. Braibanti
A. Braibanti
1. INTRODUCTION
The field of bioenergetics represents a link between the energetic
phenomena in vivo and the thermodynamic interpretations of data
from many chemical compounds designed and synthesised by organic
chemists (1). Clearly, an interdisciplinary approach to the problem
is necessary in order to compare different expertises and the lan
guages of the physical, chemical, and life sciences.
The current state of knowledge in thermodynamics and in thermo
chemistry is adequate and poised for such a union. The
determination of the equilibrium constants for chemical reactions
by potentiometry and other experimental methods (2),(3),(4),(5) has
recently taken advantage of automatic measurements (6) and
computerized treatment of data (7). In thermochemistry also the
possibility of automatic monitoring equipment (8) has permitted the
measurement of small amounts of heats, even in sophisticated
biological systems (9).
Simultaneously, as precise thermodynamic and thermochemical data
are collected (10), (11), (12), (13), (14), the possibility of
using them to interpret chemical and biochemical processes be
comes more realistic. However, the circulation of these data
amongst thermochemists, organic chemists, biologists,
biophysicists, and medicinal chemists is disencouraged by the
difficulties of inter preting the data because of the different
presentations and the incompleteness of our knowledge of the
species present in the sys tems concerned. A common dialogue in
bioenergetics (15) can only be achieved through an
interdisciplinary discussion meeting. This is the primary objective
of the Summer School.
A. Braibanti (ed.), Bioenergetics and Thermodynamics: Model
Systems, 1-6. Copyright © 1980 by D. Reidel Publishing
Company.
2 A. BRAIBANTI
2. GENERAL SCIENTIFIC. PLAN
The general plan for the School follows the usual sequence of con
siderations involved in research concerning compounds that mimic
the behaviour of naturally occurring species.
In the first instance, we try to combine our knowledge of
biochemical and biological facts and our skills in synthesising
organic ligands that may be expected to mimic the chelation and
basicity properties of in vivo processes with respect to protons
and cations (1), (16). In this context the macrocyclic ligands
represent a very good example and a very promising field of study.
Next, the problem of the choice of experimental methods for measur
ing the equilibria between ligands and metal ions is to be tackled
and, eventually, the structure of the solid complexes is determined
using crystallographic analysis (17).The thermochemical analysis of
the systems gives further insight into complexation processes, and
in particular it enphasises the role of the solvent (18),
(19).
Similarly, the complexing processes involved in a mixture of metal
ions, protons, drugs, and proteins as measured from its endo-, or
exothermicity is intimately related with changes in the con
formation of the macromolecules, of the drugs, and of the solvent
(20), (21). This aspect is usually investigated by employing anal
ogous arguments based upon previous experience with the thermodyn
amic investigations of simpler systems; these are essential in
order to understand the selectivity of ligands towards metal ions
and anions. This subject is considered also in connection with
properties of membrane carriers and antibiotics (22), (23).
Both thermodynamic and kinetic aspects of the problem have to be
discussed in order to get a realistic picture of the bio logical
processes occurring (24).
This information, concepts, and data are the fundamental basis to
discuss the important applications of calorimetry to biological
systems (25) and the bioenergetics of drug-receptor interactions
(26).
3. BACKGROUND INFORMATION AND FRONTIER TOPICS
The topics to be discussed at the Summer School are drawn from
diverse disciplines and we shall assume that each participant
possesses a good knowledge, not only of his or her own field, but
also a reading knowledge of the other fields concerned. Such an
acquaintance with the subject can be obtained by studying the in
troductory books, of the list which had been compiled when the
project of the School started. The list (s. Appendix) is by no
means exhaustive but would serve as a guide for teachers when
discussing with the students.
BIOENERGETICS AND THERMODYNAMICS 3
At the same time that elementary principles should be re called,
the discussions during seminars should give the opportunity of
enlighting even the up-to date and frontier topics of each
chapter.
4. THE CONTENT OF THE SCHOOL
Does the content of the lectures correspond to the ideal outline of
the scientific path from synthesis of compounds to application,
from basic principles to frontier topics?
After a survey of the titles,summaries,and contents of the lectures
and seminars, I think I may say that a large degree of success can
be claimed.
The lectures and seminars will cover the main points of the model
systems for the study of bioenergetic phenomena.
Some parts, however, will be only touched upon,almost inci
dentally, and some left out. In particular non-equilibrium thermo
dynamics and redox processes will not be presented with such an
enphasis as they deserve in the field of bioenergetics. This has
been a necessary choice because it would be counterproductive for
the students if the sets of topics discussed here were
enlarged.
Non-equilibrium thermodynamics and redox-processes would be the
title of a possible school in the near future. Other points
concerning structures either by quantum mechanics or by crystal
lography will not be discussed in the School.
The first two days of the School will be devoted to the study of
the project and synthesis of ligands; followed by calorimetric and
potentiometric methods in connection with metal-ligand and
ligand-protein equilibria. The distribution and role of the in
organic metals in biological systems will also be presented.
Next the properties of membranes will come on the scene, with their
pores and channels and with the mechanisms by which the carriers
can influence the transport and electrical properties of the
membranes.
The last part of the School will be reserved for the calor imetry
of macromolecules and membranes, in relation also to the effects of
the drugs on membranes and macromolecules.
4 A. BRAIBANTI
5. DISCUSSIONS, PROCEEDINGS, AND FUTURE RESEARCHES
The second step toward the final goal of the School will be on the
shoulders of all the participants.
Students and lecturers are requested to give a continuos and active
contribution of questions and discussions so as to keep alive the
School. Theyare requested to point out also the mistakes and
omissions of the organization.
The third step toward the success of the School will be the
publication of the Proceedings. These could pass through the exam
ination of the students at this School and then of the world of
science and I hope that the opinions of our colleagues which are
not present here will be favourable and encouraging. I recommend to
the lecturers to help me in this hard work.
I think that I can claim a fourth step in that I am sure that this
School will lead directly to many research projects that will come
out of the School and after the School.
6. METHODOLOGY
The scheme of the work of the School consists of lectures in the
morning with short discussions. In the afternoon the discussions,
examples, and seminars should put forward the contribution of the
students to the development of the topics presented by the lec
turers in the morning.
I am sure that informal groups can meet here during these two weeks
and discuss any point of interest not touched or sug gested by the
official program.
(1) Lehn, J.M.: 1973, Structure and Bonding 16, 1. (2) Beck,
M.T.D.: 1970, Chemistry of Complex Equilibria, Van
Nostrand, London. (3) Paoletti, P., Barbucci, R., Fabbrizzi L.,
Eds.: 1977,
Stability Constants Proc. of Summer School of Bivigliano
(Florence), Edizioni Scuola Universitaria, Firenze.
(4) Nancollas, G.B.: 1970, Coord. Chern. Review 5, 379. (5)
Jameson, R.F.: 1972, The~odynamias in Metal-complex Fo~ation
in: Skinner , H.A., Ed., Thermochemistry and Thermodynamics, Phys.
Chem. Series One, Butterworths, London.
(6) Merciny, E., Gatez, J .M., Swennen, L., Duycaertz, G.: 1975,
Annal. Chim. Acta 78, 159.
(7) Sabatini, A., Vacca, A., Gans, P.: 1974, Talanta, 21, 53. (8)
Pilcher, G.: 1972, The~ochemistry of Chemical Compounds
BIOENERGETICS AND THERMODYNAMICS
in: Skinner, H.A., Ed., Thermochemistry and Thermodynamics, Phys.
Chem. Series Two, Butterworths, London.
5
(9) Ria1di, G., Bi1tonen, R.: 1975, Thermodynamics and Thermo
chemistry of Biologically Important Systems in: Skinner, H.A., Ed.,
Termochemistry and Thermodynamics, Phys. Chem. Series Two,
Butterworths, London.
(10) 1964, Stability Constants of Metal-Ions Complexes 3 Chem. Soc.
Special Publ. N.17, London.
(11) 1971, Stability Constants, Supplement N.1, Chem. Soc. Special
Publ. N.25, London.
(12) Martell, A.E. and Smith, R.M.: 197 , Critical Stability Con
stants, Vo1s.1,2,3,4 Plenum Press, London.
(13) Christensen, J.J., Hansen, L.D., and Izatt, R.M.: 1976, Hand
book of Proton Ionization Heats and ReZated Thermodynamic
Quantities, Wiley, New York.
(14) Christensen, J.J., Eatough, D.J., and Izatt, R.M.: 1975,
Handbook of Metal Ligand Heats and ReZated Thermodynamic
Quantities, Dekker, New York, II Ed ..
(15) Klotz, I.M.: 1967, Energy Changes in Biochemical Reactions,
Academic Press, New York.
(16) Izatt, R.M., Nelson, D.P., Rytting, J.R., Haymore, B.L., and
Christensen, J.J.: 1971, J. Am. Chem. Soc. 93, p. 1619.
(17) Truter, M.R.: 1971, Chem. Brit., p. 203. (18) Ria1di, G. and
Bi1tonen, R.L.: 1975, Thermodynamics and
Thermochemistry of Biologically Important Systems in: Skinner,
H.A., Ed., Thermochemistry and Thermodynamics, Phys. Chem. Series
Two, Buttersworths, London.
(19) Klotz, I.M.: 1970, Water: Its fitness as a molecular environ
ment in Bittar, Ed., Membranes and Ion Transport, Vol.1,
Wi1ey-Interscience, London.
(20) Scheraga, H.A.: 1971, Theoretical and Experimental Studies of
Conformations· of Polypeptides; Chemical Reviews 71, p. 195.
(21) Ivanov, V.T. and Ovchinnikov, Yu.A.: 1971, Conformation of
membrane active cyclodepsipeptides in: Chiurdog1u, G., Ed.,
Conformational Analysis - Scope and Present Limitations, Academic
Press, London.
(22) Fenton, D.E.: 1976, Alkali Metal Complexes as Probes for
Membrane Transport. A Requirement for Multimethod Approach in
Williams, D.R., Ed., Introduction to Bio-inorganic Che istry,
Thomas, Springfield, U.S.A •.
(23) Shchori, E. and Jagur-Grodzinski, J.: 1977, 1st Symposium of
Macrocyclic Compounds, Provo, Utah.
(24) Grell, E.: 1977, 1st Symposium of Macrocyclic Compounds,
Provo, Utah. '
(25) Wadso, I.: 1972, Biochemical Thermochemistry in Skinner, H.A.,
Ed., Thermochemistry and Thermodynamics, Phys. Chem. Series One,
Butterworths, London.
(26) Belleau, B. and Lavoie, J.: 1968, Canad. J. Biochem., pp.
1397- 1409.
6 A. BRAIBANTI
General introductory books
Allinger, N.L., Cava, M.P., Jongh, D.C., Johnson, C.R., Level,
N.A., and Stevenson, C.L.: 1971, Organic Chemistry~ Worth.
Beck, M.T.D.: 1970, Chemistry of Complex Equilibria~ Van Nostrand,
London.
Brown, E.G.: 1971, Introduction to Biochemistry~ Chem. Soc. Mono
graph N. 17, London.
Fabiane, A.M. and Williams, D.R.:1977, The Principles of Bio
inorganic Chemistry~ Chem. Soc. Monograph for Teacher N. 31,
London.
Foye, W.O., Ed.: 1974, Principles of Medicinal Chemistry, Lea and
Febiger, Philadelphia.
Hanzlik, R.P.: 1976, Inorganic Aspects of Biological and Organic
Chemistry~ Academic Press, N.Y ..
Klotz, I.M.: 1967, Energy in Biochemical Reactions~ Academic Press,
N.Y ..
Lehninger, A.L.: 1973, Bioenergetics~ Benjamin, MenloPark,
Cal.
Martin, A.N., Swarbrick, J., and Cammarata, A.: 1969, Physical
Pharmacy~ Lea and Febiger, Philadelphia.
Ovchinnikov, Yu.A., Ivanov, V.T., and Shkrob, A.M.: 1974,
Membrane-Active Complexones, Elsevier, Amsterdam.
Paoletti, P., Barbucci, R., and Fabbrizzi, L., Eds: 1977, Stability
Constants~ Proc. of Summer School~ Edizioni Scuola
Universitaria.
Strier, L.: 1975, Biochemistry~ Freeman, San Francisco.
Sturtevant, J.M.: 1972, Calorimetry in Methods in Enzymology~ Ed.
C. H. Hirs and S.N. Timasheff, Academic Press, N.Y.
DESIGN OF PEPTIDE MOLECULES TO MIMIC THE METAL BINDING SITES OF
PROTEINS
Bibudhendra Sarkar
The Research Institute, The Hospital for Sick Children, Toronto,
Ontario, and the Department of Biochemistry, The University of
Toronto, Toronto, Ontario, Canada
The molecular design to m~m~c the metal-binding site of a protein
molecule entails abstracting the minimum requirements which must be
retained in a molecule in order to maintain parameters control ing
the geometry, metal-binding ligands and microenvironment at the
metal-binding site. A linear peptide may be designed to mimic a
site which is located on a short linear amino acid sequence.
However, when the metal-binding ligands originate from different
parts of the polypeptide backbone, a cyclic peptide should be
designed with amino acid residues having appropriate side chains.
For the purpose of the design, building of suitable molecular
models are essential. This can be supplemented by conformational
calculations. Three examples are presented for the molecular de
sign of the metal-binding sites: Copper(II)-transport site of hu
man albumin, Zn(II)-binding sites of two metalloenzymes: carboxy
peptidase and carbonic anhydrase.
1. INTRODUCTION
The three dimensional structures of several enzymes, proteins and
hormones ~ave been elucidated at the atomic level. Some of them
have a specific metal-binding site which on many occasions either
imparts structural rigidity to the protein molecules .or contrib
utes to the biological function of the molecule. The X-ray studies
have provided a precise three dimensional atomic description which
clearly reveals the molecular architecture, binding ligands, the
associated geometry and the microenvironment at the binding site.
Even though the tertiary structure of the protein and the nature of
the metal binding site may be known, the functional aspects of the
metal ion at the binding site may still remain very much
unclear.
7
8 B.SARKAR
If one can design a small molecule which approximates the natural
site on a protein molecule, it will allow a variety of studies
which often cannot be done with a large protein molecule. Apart
from allowing a study of the functional aspects of the metal-bind
ing site, such type of molecules will possess the natural speci
ficity and other properties which could have potential practical
applications in therapeutics and medicine.
2. CRITERIA INVOLVED IN THE DESIGN
The designing of a small molecule to mlm~c the metal-binding site
of a protein molecule entails abstracting the minimum requirements
which must be retained in a molecule in order to maintain par
ameters controlling the geometry, the metal-binding ligands and
microenvironment at the metal-binding site. The binding site may be
located at the a-NH2 terminus of a protein in a linear sequence;
alternatively, the binding site may be a complex one where the
ligands are composed of amino acid residues originating from dif
ferent parts of the polypeptide chain.
Figure 1. Design of a peptide model to mimic the metal -binding
site of a protein located on a short linear sequence . Metal (M) is
bound to four nitrogens. The carboxyl terminal (C) is
blocked.
PROTEIN-MIMICKING PEPTIDES 9
The secondary and tertiary structures of the protein molecule bring
together and maintain the necessary residues in the required ge
ometry. In the former case, a linear peptide can be designed by
incorporating the essential binding residues interspaced by amino
acid residues which do not possess liganding type side chains (Fig.
1). In this type of binding site, it is quite possible that the
peptide nitrogens or carbonyl oxygens are also involved in the
binding in addition to the other liganding groups. The C-terminal
and the N-terminal of such a linear peptide should be protected if
not involved in the metal-binding . The essential binding residues
must be the same amino acids that are binding metal in the native
mol ecule. For the latter type of binding ·site, a short linear
peptide would have little chance of forming a stable matrix. The
large number of possible conformational states available to a
linear peptide chain is substantially reduced by cyclization. Thus,
a cyclic peptide should be designed , incorporating liganding amino
acid residues in strategic positions to provide the metal-binding
site (Fig. 2).
Figure 2 . Design of a cyclic peptide model to m1m1C the
metal-binding site of a protein where ligand residues originate
from different parts of the p'olypeptide chain. Metal (M) is shown
bound to ligands originating from the cyclic peptide backbone
structure.
10 B. SARKAR
Several features should be considered for the cyclic peptide
design. A proline residue can give a suitable bend which may help
orient the peptide backbone for cyclization (1). One can gain
further knowledge from peptide antibiotics such as enniatin and
valinomycin, both of which have cyclic structures with repeating
sequence containing LD or DL pairs. It has been shown that this
type of conformation has the property of assuming special types of
folding in which the three peptide units linked together prod uce
a reversal in chain direction. It is also known that with
alternating L- and D-amino acids, it produces a conformation which
has low energy and is further stabilized by a hydrogen bond be
tween the NH group of the third peptide unit and the carbonyl
oxygen of the first peptide unit (2).· The occurrence of a reversal
of chain direction is a key feature for the closure of the ring in
cyclic structures.
As is well known that the disulfide linkage can render rigid ity
to the backbone structure also, inclusion of n,S-unsaturated amino
acid residues in the backbone structure may be of advantage. Recent
crystallographic data (3) provide the eviderice for a degree of
rigidity in the dehydro amino acid system.
The native metal binding site may have a hydrophobic environ ment.
One could provide hydrophobic environment by introducing in
appropriate geometry aromatic residues, such as tryptophan, phenyl
alanine, etc.
For the purpose of molecular design, building of appropriate
molecular models seems to be essential. This can be advantageously
supplemented by conformational calculations. However, the lack of
an adequate representation of solvent and the problem of intro
ducing metal in the calculation still pose a major challenge.
Never theless, with a computer and a set of potential functions,
one can systematically explore many more conformers than is
feasible with a set of molecular models.
3. EXAMPLES
3.1. Copper(II)-transport site of human albumin
Copper(II)-transport site of human albumin is located at the NH2-
-terminal segment of the albumin molecule on a short linear se
quence: Asp-Ala-His .... This Cu(II)-binding site has been proposed
to be a composite site involving n-amino nitrogen, two intervening
peptide nitrogens and the imidazole nitrogen of the histidine resi
due in the third position (4). It is known that albumins from bov
ine, human and rat show a characteristic of a specific first bind
ing site for Cu(II), but dog albumin does not have a similar site
for Cu(II) (5). When sequence determination at the
NH2-terminal
PROTEIN-MIMICKING PEPTIDES 11
region of dog albumin showed that the histidine in the third pos
ition is replaced by a tyrosine (6), it became quite clear that the
histidine residue in that position is obligatory to produce a
specific site for Cu(II).
The design scheme produced a simple peptide having the native
sequence; Asp-Ala-His-NHCH3 and another peptide which was further
simplified from the native sequence, namely, GlyGly-L-His-NHCH3.
According to the design criteria discussed above, the carboxyl
group was derivatized to N-methyl amide in order to resemble more
closely the protein molecule. The a-NHz group was left unprotected
since this group is required for the Cu(II)-binding. Both these pep
tides showed a square planar geometry of the nitrogen ligands
around Cu(II). Molecular models the simplified peptide, GlyGly-L
-His-NHCH3 are shown in Fig. 3.
Figure 3. Space-filling and Kendrew models of the designed peptide,
GlyGly-L-His-NHCH3 , showing the square planar geometry of the
nitrogen ligands for Cu(II)-binding and the peptide backbone.
12 B. SARKAR
In order to gain further insight into the design, theoretical
conformational analyses were undertaken with the peptides. Inthese
calculations, the conformational energy U is expressed as a sum of
the energies due to various interactions as follows:
U=U b dd+Ul . +U . non- on e e ectrostat1c tors10n
A large number of folded conformations of both peptides were found
to occur from the calculations, possessing the conformational prop
erties for forming a square planar complex, utilizing terminal N
-atom, two peptide N-atoms and the imidazole N-atom. However, one
interesting observation was that the conformation of the native
sequence peptide was far more restricted than the designed peptide,
due to the presence of side chains.
The peptides were synthesized and a detailed study of their
Cu(II)-binding properties revealed the fact that the molecules were
successfully designed to mimic the Cu(II)-transport site of human
albumin (7-10) (Table 1). Furthermore, X-ray crystal struc ture of
Cu(II)-GlyGly-L-His-NHCH3 shows Cu(II) is tetradentately chelated
by the amino terminal nitrogen, the next two peptide nitrogens and
the histidyl nitrogen of a single tripeptide in a slightly
distorted square planar arrangement (11).
Table 1. Comparison of Cu(II)-binding properties
Cu(II)-Complex A £ Kn logS max max (l017 M)
Human albumin 525 101 6.61
GlyGly-L-His-NHCH3 525 103 2.07 -0.479
L-Asp-L-Ala-L-His- NHCH3 525 103 1.04 -0.55
3.2. Zinc(II)-binding site of carboxypeptidase A
Carboxypeptidase A is a Zn(II)-containing metalloenzyme which
catalyzes the hydrolysis of free carboxyl C-terminal of pep tides
and esters.
The ligands involved in the Zn(II)-binding have been ident ified
as His (69) , Glu(72) and His(196) (12).
PROTEIN-MIMICKING PEPTIDES
A critical survey of several metalloenzymes, whose crystal
structure has been elucidated reveals the natural occurence of one
to three amino acid residues in between two ligands for the metal
at the active site. Other ligands originate from a distant part of
the molecule. Taking into account these features as well as the
geometry of the Zn(II)-binding according to the criteria discussed
above, a cyclic octapeptide of the sequence:
Gly-L-Glu-Gly-Gly-L-His-Gly-L-His-Gly
13
was designed. Model building showed that the peptide provided the
satisfactory requirements for the Zn(II)-binding geometry (Fig.
4).
Figure 4. Space filling and Kendrew models of the de signed cyclic
octapeptide to mimic the Zn(II) -binding segment of the active
site of carboxy peptidase.
The designed molecule possess the native Zn(II)-ligands inter
spaced by glycine residues. The y-carboxyl moiety of the glutamate
and the imidazole residues of the two histidines in the model
seemed to interact well with the tetrahedral Zn(II). The space in
between the ligand amino acid residues were filled with glycylresi
dues. Glycyl residue was chosen mainly because of its simple
structure.
Theoretical conformational analysis of the peptide was under~
14 B. SARKAR
taken. First, the minimum energy conformations of the linear octa
peptide were obtained. Ring closure was then attempted by system
atically incrementing the backbone angles, ~ and ~ until the two
loose ends were within a reasonable bonding distance to each other.
Selected conformations satisfying the ring closure constraints were
minimized. Several minimum energy conformations were obtained and
at least one such conformation suggested that Zn(II) could bind two
histidine and one glutamic acid residue in a somewhat distorted
tetrahedral coordination geometry.
The peptide has been synthesized and Zn(II)-binding studies suggest
that the peptide can compete with carboxypeptidase for the Zn(II).
Furthermore there is evidence for the involvement of both the
histidines and glutamyl residues in the binding. Detailed studies
are currently underway to characterize fully the Zn(II) -binding
site of the cyclic octapeptide.
3.3. Zinc(II)-binding site of carbonic anhydrase
Carbonic anhydrase catalyzes the reversible hydration of carbon
dioxide. Zinc(II) in carbonic anhydrase is bound to protein through
three histidyl residues: His (94), His (96), and His (119) (13). It
has been pointed out before that several metalloenzymes have been
found to contain one to three amino acid residues between two
metal-binding ligands while other metal-binding sites originate
from distant parts of the polypeptide chain. Consideration of all
the above information, coupled with examination of molecular models
of a variety of peptides, resulted in the choice of a cyclic hepta
peptide containing the three native Zn(II)-ligands with the se
quence:
Gly-L-His-Gly-L-His-Gly-L-His-Gly
Again, cyclization of the peptide was used to introduce some degree
of rigidity in the backbone of the molecule. Model building re
vealed that the imidazole residues of the three histidines in the
peptide possess the ability to interact with Zn(II) to form a
tetrahedral complex (Fig. 5).
The peptide was synthesized and preliminary data suggest that at
low pH there is a 1:1 Zn(II)-peptide complex. However, at higher pH
values, species of higher stoichiometry became dominant.
The above finding provides an interesting insight for molecu lar
design. Recent studies have shown that Zn(II) greatly facili tates
the deprotonation of both bound water molecules and pyrrole
PROTEIN-MIMICKING PEPTlDES 15
proton of the bound imidazole (14),(15). The formation of com
plexes of higher stoichiometry may be the result of polymeriz
ation via Zn(II) induced deprotonation. Such polymerization would
not occur in the native enzyme due to steric restrictions. It would
appear that Zn(II) in the peptide-Zn(II) complex remains exposed
and therefore may form complex chain of Zn(II)-peptide polymers.
Design of subsequent molecules should include the intro duction of
bulky side chain residues which would result in steric restrictions
which in turn may inhibit the formation of polymers .
Figure 5. Space-filling and Keridrew models of the de signed
cyclic heptapeptide to mimic the Zn -binding segment of the active
site of car bonic anhydrase.
16 B. SARKAR
(1) Deber, C.M., Madison, V., and B1out, E.R.: 1976, Aaaounts Chem.
Res. 9, pp. 106-113.
(2) Ramachandran, G.N. and Chandrasekharan, V.: 1972, Progress in
Peptide Research, Ed. S. Lande, Gordon and Beach Science Publishers
Inc., New York, Vol. 2, pp. 195-215.
(3) Pieroni, 0., Montagnoti, G., Fissi, A., Merlino, S., and
Ciarde11i, F.: 1975, J. Amer. Chem. Soa. 97, pp. 6820-6826.
(4) Peters, T., Jr. and Blumenstock, F.A.: 1967, J. Biol. Chem.
242, pp. 1574-1578.
(5) Appleton, D.W. and Sarkar, B.: 1971, J. Biol. Chem. 246, pp.
5040-5046.
(6) Dixon, J.W. and Sarkar, B.: 1965, J. Biol. Chem. 240, pp.
5972-5977.
(7) Lau, S., Kruck, T.P.A., and Sarkar, B.: 1974, J. Biol. Chem.
249, pp. 5878-5884.
(8) Lau, S. and Sarkar, B.: 1975, Can. J. Chem. 53, pp. 710-715.
(9) Kruck, T.P.A., Lau, S., and Sarkar, B.: 1976, Can. J.
Chem.
54, pp. 1300-1308. (10) Iyer, K.S.N., Lau, S., Laurie", S.H., and
Sarkar, B.: 1978,
Biochem. J. 169, pp. 61-69. (11) Camerman, N., Camerman, A., and
Sarkar, B.: 1976, Can. J.
Chem. 54, pp. 1309-1316. (12) Lipscomb, W.N., Hartsuck, J.A.,
Quiocho, F.A., and Reeke, G.N.,
Jr.: 1969, Proc. Nat. Aaad. Sai. USA 64, pp. 28-35. (13) Kannan,
K.K., Notstrand, B., Fridborg, K., Lovgren, S.,
Ohlsson, A., and Petef, M.: 1975, Proc. Nat. Aaad. Sai. USA 72, pp.
51-55.
(14) Appleton, D.W. and Sarkar, B.: 1974, Proc. Nat. Acad. Sai. USA
71, pp. 1686-1690".
(15) Demoulin, D., Pullman, A., and Sarkar, B.: 1977, J. Amer.
Chem. Soa. 99, pp. 8498-8500.
APPENDIX
(1) Sarkar, B.: 1977, Conaept of moleaular design in relation to
the metal-binding sites of proteins and enzymes in Metal -Ligand
Interaation in Organic Chemistry and Biochemistry, Ed. B. Pullman
and N. Goldblum, Part 1, pp. 193-228 by D. Reidel Publishing
Company, Dordrecht-Ho11and.
(2) Freeman, H.C.: 1967, Crystal structures of metal-peptide aom
plexes in Adv. Protein Chem. 22, pp. 258-424.
(3) Pullman, B. and Pullman, A.: 1974, Moleaular orbital aalcu
lations on the aonformation of amino acid residues of protein in
Adv. Protein Chem. 28, pp. 348-526.
(4) Anfinsen, C.B. and Scheraga, H.A.: 1975, Experimental and
theoretiaal aspects of protein folding in Adv. Protein Chem. 29,
pp. 205-300.
CALORIMETRY AND BIOLOGY
Department of Chemistry, Yale University, New Haven, Connecticut
06520, U.S.A.
Professor Braibanti has suggested that it might be useful to give
some attention at the start of this School to the historical as
pects of the application of thermochemistry to biology. Although I
guess it is safe to assume that I have been interested in this
general area for a longer period that anyone else in this School,
such longevity certainly does not qualify me as as historian, and I
have found this to be a difficult assignment.
It is actually quite appropriate to consider historical mat ters
at this particular time since we are now at approximately the
bicentennial anniversary of the first application of calorimetry to
biology. In 1780 Lavoisier and de Laplace described to the Academie
des Sciences in Paris (1) a simple ice calorimeter and its
application in showing that the heat evolved in forming car bon
dioxide by animal respiration is the same as that evolved in a
combustion process.
Apparently, although much happened in calorimetvy and in its
application to chemistry and physics during the next century, not
much of significance transpired in our field until 1910. In that
year J. Barcroft, a Fellow at King's College, and A.V. Hill, a
Scholar at Trinity College, both in Cambridge, published a paper
(2) which seems to me to be of the greatest importance, showing its
authors to be decades ahead of their time. I will quote the
introduction to this paper.
In the present paper we propose (1) to set forth some ad ditionaZ
evidence for supposing the union of oxygen with hemogZobin is a
chemicaZ one, (2) to press this supposition to its ZogicaZ
concZusion and on thermodynamicaZ principZes deduce the heat
17
18 J. M. STURTEVANT
generated when one moz.ecuz.ar weight of hemogz.obin unites with
cxcygen, (3) by actual. determinations of the heat produced by the
union of one gram of hemoglobin, to calculate the molecuz.ar weight
of hemogz.obin. In a footnote to this introduction it is stated
that the responsi biz.ity for the mathematical portion of the work
rests with Hill. and for the oxygen estimates with Barcroft.
This was written at a time when protein chemistry was laboring
under the view that proteins are colloids in the older sense - that
is that they are dispersed as lump of a wide range of sizes, lumps
of glue in the case of proteins, probab ly of indef ini te and
variable composition. True, in the case of hemoglobin there was a
rather accurately known and reproducible minimum molecular weight
of about 16,500 based on the known iron content, but was an
exceptional case. It was also widely, though vaguely, felt that
reactions in volving such apparently ill-defined entities as
proteins were of a different character from the reactions of small
molecules - almost as though there were a vital. principle
involved. In view of these prejudices, the work of Barcroft and
Hill stands out as particularly daring and significant.
Henri in 1904 had suggested that the temperature variation of the
binding of oxygen to hemoglobin could be employed to evaluate the
heat of the reaction, but Barcroft and Hill appear to be the first
to have clearly distinguished between van't Hoff and calorimetric
enthalpies and to have made good use of the distinction.
Barcroft and Hill used a calorimeter composed of a Dewar flask and
a Beckmann thermometer, with a four capillary gas inlet tube. The
reduced hemoglobin was protected from air oxidation by a layer of
olive oil. Their calorimetric experiments gave a heat of 1.85 cal
per g of hemoglobin at oxygen saturation, and their equilibrium
measuremepts at constant oxygen partial pressure over the tempera
ture range 16-49° gave van't Hoff enthalpy of 28,000 cal per mole.
Since the ratio, l5,100,agreed within experimental uncertainty with
the molecular weight of 16,700 deduced from iron determi nations,
they concluded that in the equation
( 1)
n = 1. They used hemoglobin extensively dialyzed against distilled
water, which was presumably monomeric.
In a later paper in 1923 (3), Brown and Hill, the latter now F.R.S.
and located at Manchester, worked with blood and with un dialyzed
hemoglobin. They noted that the mass action equation
........:L- = Kxn (2) 1 - y
CALORIMETRY AND BIOLOGY 19
based on equation (1) would predict a linear plot when log ~, y
being the fractional saturation of the hemoglobin, .is plotted
against log x, x being the oxygen partial pressure. The slope of
the line would equal n, which we now call the Hill coefficient, and
the value of y/(l - y) at log x = 0 would equal K. Brown and Hill
found n to be around 2.9. From the variation of K with tem
perature they obtained a van't Hoff enthalpy wich was about 2.8
times their redetermined calorimetric enthalpy expressed in
calories per mole of oxygen bound. They took this agreement in the
values of n obtained in two totally independent ways to be a strong
ar gument in support of the view that the binding of oxygen to
hemo globin is truly a chemical reaction subject to the law mass
action.
I find these papers to be most impressive considering their dates.
This sort of application of calorimetry has been redis covered
numerous times since 1910. I myself was guitly of such rediscovery
when I studied calorimetrically the mutarotation of a- and
B-glucose in 1941 (4). In that work, a small difference between the
calorimetric and van't Hoff enthalpies, the latter calculated from
calorimetrically evaluated equilibrium constants, was taken to
indicate the probable participation of more than two forms in the
mutarotational equilibrium. Forward and reverse rate constants for
the reaction, as well as the heats of solution of a- and B-glucose,
were also obtained from the calorimetric exper iments.
In another pioneering paper (5), this one in 1911, A.V. Hill, by
then a Fellow of Trinity College, described a differential calor
imeter composed of two Dewar flasks with a differential thermo
couple. With this device he measured the heat produced in the
souring of milk, and by living, resting frogs, by resting muscles,
by the action of yeast cells on cane sugar, and by the action of
saliva on starch. This work was the precursor of Hill's famous
extensive work on the energetics of muscle action.
There is another early development in the applications of calor
imetry which has been frequently rediscovered - the calorimetric
determination of the rates of chemical reactions. The first
examples of this application that I know of are the works of
Duclaux in 1908 (6), Chelintzev in 1912 (7), Barry in 1920 (8),
Tian in 1923 (9) and Hartridge and Roughton in 1925 (10). Barry, in
what was the first such work having any biochemical significance,
studied the inversion of sucrose, obtaining both heats and rates of
excellent accuracy.
If I may be permitted a personal anecdote, I had in 1934 started
work on the kinetics of various organic reactions using
dilatometry, when I was struck by what I thought was a nice idea -
why not construct the dilatometer in the form of a Dewar flask and
observe the rise or fall of the meniscus due to the expansion
20 1. M. STURTEVANT
or contraction of the solution resulting from the heat of the re
action? This led by easy steps to direct calorimetry for rate de
terminations, and I then began to be more interested in the ther
mal data than in the kinetic data, and so I became a
calorimetrist.
One of the older forms of calorimetry, and certainly the most
highly developed form, is combustion calorimetry. Berthelot built
his first bomb calorimeter in 1885, and he and Thomsen and Stohmann
and others vigorously pursued the task of determining heats of com
bustion from which heats of reaction could be calculated, in the
mistaken idea that chemical affinities could be inferred from such
data. Even after it became clear that the change in free energy
rather than in enthalpy determines the spontaneity of a chemical
reaction, the development of combustion calorimetry continued until
at present the accuracy of combustion data is frequently limited by
the purity of the substances burned. It may be difficult for those
interested in biochemistry to appreciate it now, but there was a
time not so long ago when it was generally assumed that the heat of
a chemical reaction could best be obtained by the addition and
substraction of combustion heats, or of the heats of formation
derived from them, and almost no attention was given to the direct
calorimetric determination of reaction enthalpies. However, even
with combustion heats accurate to 0.01%, the reaction heats de
rived from them are of little or no use in the biochemical field.
Consider again the mutarotation of glucose. I found (4) for the
process
a-Glucose (solid) = B-glucose (solid) (3)
the value 6H298 = 1165 cal mol-I. Combustion data of Huffman and
Fox (11) lead to the value ~H298 = 1501 cal mol-I, in very poor
agreement. And, of course, in biochemical contexts the reaction
involving solid species, which is all that one can obtain from
combustion calorimetry, is of no interest at all. Unfortunately,
then, the most highly developed area of calorimetry is of no rel
evance in biochemistry. But fortunately there have been notable
improvements during the past quarter century in calorimeters suit
able for the study of reactions in solution, and perhaps of even
greater importance, several excellent instruments have become
commercially available. The newer developments in reaction calor
imetry will be considered at other sessions in this School.
A major purpose of combwstion calorimetry has traditionally been
the accumulation of enthalpies of formation which could be combined
with entropies of formation to give free energies of for mation.
This application led to the development of highly precise heat
capacity calorimeters for the evaluation of Third Law en tropies.
There was in the early sixties a short-lived program di rected
toward the utilization of combustion data and Third Law en
tropies,together with additional necessary data such as
solubilities, for amino acids, peptides and proteins to attempt to
obtain some
CALORIMETRY AND BIOLOGY 21
thermodynamic understanding of protein biosynthesis. This very
ambitious program appears to have been dropped. I think the most
useful data to come from this effort were the low temperature heat
capacities for several proteins determined by Hutchens et al.
(12).
I mentioned earlier the 1911 work of A.V. Hill on the heat effects
produced by frogs, muscles, yeast cells, and so on. His calorimeter
was a more or less adiabatic device, with the evacuated walls of
the Dewar flasks minimizing heat exchanges between the calorimeter
and its surroundings. Many reaction calorimeters have been
described and employed in biochemical work which are adiabatic, or
nearly so, in design. A radically different approach was adopted by
A. Tian in 1923 (13), which was further developed by CalveL Tian
placed a multijunction thermopile between a calorimetric cell and a
relatively massive, essentially isothermal, heat sink sur rounding
the cell, the thermopile being distributed in such a manner that
its output was accurately proportional to the rate of heat transfer
between the cell and the heat sink. The magnitude of a heat effect
was then evaluated by integration over time of the thermopile
output, the value of the proportionality constant being obtained
from suitable calibration experiments with reactions of known heat
effects. I mention the Tian calorimeter primarly because several of
the calorimeters which are currently being employed in biochemical
or biological studies, including some commercially available
instruments, are of the heat conduction type. The Tian-Calvet
calorimeter has been used in a very wide variety of work, including
studies of single cell and higher living organisms.
I have attempted here to point out what seem to me to be some of
the earlier milestones in the development of biological calor
imetry. And now I· expect that, as should be the case, our further
attention here will be turned to recent progress in various
branches of biothermodynamics.
(1) Lavoisier, A.L. and de Laplace P.S.: 1784, 1780 Mern. Acad. Sci
..
(2) Barcroft, J. and Hill, A.V.: 1910, J. Physiol. 39, p. 411. (3)
Brown, W.E.L. and Hill, A.V.: 1923, Froc. Roy. Soc. London
94B, p. 297. (4) Sturtevant, J.M.: 1941, J. Phys. Chern. 45, p.
127. (5) Hill, A.V.: 1911, J. Physiol. 43, p. 261.. (6) Duclaux,
J.: 1908, Camp. Rend. 146, p. 120. (7) Chelintzev, V.: 1912, J.
Russ. Phys.-Chern. Soc. 44, p~ 865. (8) Barry,F.: 1920, J. Am.
Chern. Soc. 42, p. 1295, p. 1911. (9) Tian, A.: 1923, BuU. Soc.
Chim. 33, p. 427 .•
(10) Hartridge, H. and Roughton, F.J.W.: 1925, Proc. Cambro Phil.
Soc. 22, p. 426.
22 J. M. STURTEVANT
(11) Huffman, H. and Fox, S.: 1938, J. Am. Chern. Soc. 60, p. 1400.
(12) Hutchens, J.O., Cole, A.G. and Stout, J.W.: 1964, J.
Biol.
Chern. 239, p. 4194. (13) Tian, A.: 1923, Bull. Soc. Chim. 33, p.
427.
BIOINORGANIC CHEMISTRY OF NICKEL
Bibudhendra Sarkar
The Research Institute, The Hospital for Sick Children, Toronto,
Ontario, and the Department of Biochemistry, The University of
Toronto, Toronto, Ontario, Canada
The toxicity caused by excessive intake of metals due to occu
pational or environmental pollution is a health problem throughout
the world. In our programme of studying the biological transport of
metals and its removal, a detailed investigation was carried out
with Ni(II). The major Ni(II)-binding substances in human blood
were found to be albumin and L-histidine. The Ni(II)-binding site
of human albumin was shown to involve a-NHZ nitrogen, two inter
vening peptide nitrogens, imidazole nitrogen of the third histi
dine residue and the carboxyl side chain of the aspartic residue.
Triethylenetetramine and D-penicillamine were found to be most
efficient antidotal agents against Ni(II)-toxicity. A detailed
Ni(II)-binding studies were undertaken with these chelating agents
with a view to understand the reason for their efficiency in the
removal of Ni(II).
1. INTRODUCTION
Metal toxicity caused by excessive intake of metal due to occu
pational exposure or environmental pollution is of much concern in
recent years. There are reports of high level of Ni(II) in the
blood of individuals in the mining town of Sudbury, Ontario, the
site of the largest open-pit nickel mines in North America (1). The
results showed that the serum nickel in the healthy inhabitants of
Sudbury was double that of healthy inhabitants of Hartford,
Connecticut, a city with relatively low environmental concentration
of nickel. A recent investigation of workers at a nickel refinery
in Norway found that the degree of epithelial keratinization. was
more pronounced in the nickel exposed group than in controls (2).
Little is known, however, as to how the metal is handled by
the
23
24 B. SARKAR
body or how they are transported . In our programme of studying the
biological transport of metals and its removal we have undertaken a
detailed investigation with Ni(II).
2 . STATE OF NICKEL(II) IN HUMAN BLOOD
Three Ni(II)-binding fractions were obtained when 63NiC1 2 was
added to the native serum (Fig . 1).
1.0
0.8
I 10.7 ..... -I z
FRACTION NUMBER (4ml)
Figure 1 . Fractionat i on on Sephadex G-150 of native human serum
with Ni(II)----, 0.0 . at 280 nm, ---, Ni(II) concentration .
Of the total Ni(II), 95.7% were associated with albumin, 4.2% were
bound to low molecular weight components and a small fraction,
usually less than 0.1%, was associated with a high molecular weight
protein which eluted in the void volume of Sephadex G-150.
The low molecular weight Ni(II)-binding component was
detected
BIOINORGANIC CHEMISTRY OF NICKEL 25
by ultracentrifugation technique (3). It was identified as amino
acid and L-histidine alone could account for all the low molecular
Ni(II)-binding substances in blood serum (Fig. 2).
12-
+. /0 \~%0 0 0 +
-
-
-
-
-
-
Figure 2. Distribution of supernatant Ni(II) as percent age of
total Ni(II) after ultracentrifugation at various Ni(II): albumin
ratio. Native serum, 0---0; Dialyzed serum + amino acids, + --- +;
Dialyzed serum, ,~. ; Albumin + amino acids, ---..
Also L-histidine was shown to possess a greater affinity for Ni(II)
than albumin does. The typical U shaped curve seen in Fig . 3 is
the result of a competition between L-histidine and albumin for
Ni(II)-binding. The albumin binding to Ni(II) becomes evident only
when no more L-histidine is available for Ni(II) -binding. No
other amino acid did show any significant Ni(II)- -binding in
serum.
26
, 2.0
Figure 3. Effect of L-histidine on the supernatant dis tribution
of Ni(II) in dialyzed serum at various Ni(II): albumin ratio.
Dialyzed serum + L -histidine, e---e; Dialyzed serum 0---0.
The equilibrium existing between Ni(II)-L-histidine and Ni(II)
-albumin may have important biological significance. The Ni(II)-L-
- histidine complex, which is a much lower order of molecular size
than Ni(II)-albumin complex, may mediate transport through biologi
cal membrane by virtue of the equilibrium between these two mol
ecular species of Ni(II).
3. NICKEL TRASPORT SITE OF HUMAN ALBUMIN
Figure 4, presents the results of an equilibrium dialysis
experiment of increasing molar equivalent of 63NiC12 against
albumin. It was shown that there is a 1:1 correspondence between
the number of
BIOINORGANIC CHEMISTRY OF NICKEL 27
• « 0.8 V)
:::::> V)
Ni/ HSA
Figure 4. Stoichiometry of Ni(II)-binding to human albu min as a
function of Ni(II): albumin molar ratio.
moles of Ni(II) bound per mole of albumin. It was concluded that
there is a first, stronger binding site for Ni(II) on albumin. When
Ni(II)-albumin dialysis described above is performed in the
presence of one molar equivalent of Cu(II), the specific Ni(II)
-binding is essentially abolished indicating the exclusion of
Ni(II) by Cu(II). This finding confirms that the specific Ni(II)
-binding site involves the NH2-terminal region of the
protein.
Proton displacement analysis indicates that between pH 6.5 and 7.5
there is an increase in the number of protons released, followed by
a decrease from pH 7.5 to 8.0. Since the pKa for the a-amino group
of albumin NH2-terminus is known to be approximately
28 B.SARKAR
>- :!::
400 450 500 Wavelength (nm)
Figure 5. Visible absorption spectra of 1:1 Ni(II)-albu min
complex at various pH values.
At neutral pH an absorptioq maximum at 420 nm was observed.
Interestingly, when one molar equivalent of Ni(II) is added to a
1:1 Cu(II)-albumin solution at pH 7.5, no absorption peak with a
maximum at 420 nm is developed in 12 hours, again demonstrating
that the primary binding site for both Ni(II) and Cu(II) is the
NH2-terminal region of albumin.
In order to delineate clearly the nature of the
Ni(II)-binding
BIOINORGANIC CHEMISTRY OF NICKEL 29
site of albumin, a detailed Ni(II)-binding studies were carried out
with a peptide: L-aspartyl-L-alanyl-L-histidine-N-methyl amide
(AAHMA) representing the native amino acid sequence tripeptide of
the amino terminus of human albumin.
There are three complex species MHA, MAZ and MH_ZA (M=Ni(II),
A=ligand and H=hydrogen) detected in the pH range 5.4-9.Z in the
metal-peptide system. The MHA species existing at pH 5.4-6.6 rep
resents Ni(II) bound to the peptide molecule with one of its three
titrable groups still protonated. Both the MAZ and MH_ZA species
represent fully deprotonated peptide bound to Ni(II) ion. It is
known that with small peptides, several metals form bis-ligand
complexes. However, it is unlikely that such a complex will form
with protein at physiological pH because of the steric restric
tions imposed by the large size of the protein molecule. The
physio logically relevant species seems to be MH_ZA. The MH_ZA
species has lost two extra protons not normally titrated in the
absence of Ni (II). Around pH 9.0 this species is the only one
present. Hence the MH_ZA species requires not only the involvement
of the a-amino and the imidazole nitrogens but also two other
coordination sites from where protons can be prematurely released.
The stoichiometry of the species MH_ZA is such that a total of four
protons must be released from the peptide provided that carboxyl
group is already deprotonated. Two of the MH_ZA protons can be
accounted for by the deprotonation of the a-amino and imidazole
groups of the peptide. For the other two protons, there are three
possible sources. One source is from the water molecules resulting
in the formation of hydroxyl species. A second source is the
pyrrole group of the imidazole and the third source is the proton
on the peptide bound nitrogen of AAHMA. Nickel(II) complexes in
which the peptide groups are deprotonated have been demonstrated by
infra-red spectroscopy (4) and by crystallographic studies (5). The
Ni(II)-triglycine system, for example, shows Ni(II) binding to
peptide nitrogen and it has in fact~ been shown that 'the second
peptide proton is lost more readily than the first. This is due to
a favoured change from octahedral NiA (A=triglycine) to square
planar, NiH_ZA coor dination. The coordination of a single peptide
nitrogen is not sufficient to cause the change in geometry,
however, accessibility of the more favourable square planar
configuration in the Ni(II) -triglycine system promotes the
dissociation of additional peptide protons so as to make these
ligand donor available. In view of this it seems possible that in
the present system, the extra protons displaced by Ni(II) may come
from the peptide nitrogens. In this way, Ni(II) would be
coordinated to four nitrogens in the MH_ZA species.
At pH 9.Z, the visible absorption spectrum is that of pure MH_ZA
complex since it is the only species in the pH range. The spectra
shows one absorption peak with Amax=4Z0 nm and £max=IZ8. The
spectral results reported here is consistent with the results
30 B. SARKAR
of Ni(II)-albumin complex. Peters and Blumenstock (6) also noted
that a solution of Ni(II) and human serum albumin was yellow in
colour. On the basis of the results presented here it seems that
the modes of binding of Ni(II) to the peptide and to albumin are
very similar.
Further structural elucidation was made by l3C_ and lH-NMR
investigation of the Ni(II)-peptide system. The l3C-spectrum showed
that the Ni(II) complex is in slow exchange on the NMR time scale
and resonances for bound and unbound complexes were observed in the
pH range 6.4 to 9.0. The aspartic carboxyl carbon is the most
affected by Ni(II)-binding (6 = 10.85 ppm at pH = 6.4) which is
consistent with carboxylate-Ni(II) coordination. This is the first
evidence of carboxylate participation in such a complex. The
carbonyl carbon resonances (Aps-CO and Ala-CO) are also affec ted
by Ni(II)-binding. The shifts provide strong supportive evi dence
that the a-amino group is a metal-binding group. The imidaz ole
ring system also has a large variation. The introduction of Ni(II)
ion into the solution containing peptide causes changes in the
lH-IDm. spectra. Most interest"ing in DMSO-d6 solution there is
constant disappearance of Ala-NH and His-NH protons, which confirm
the coordination of the peptide nitrogens. The overall lH-NMR re
sults are consistent with 13C-NMR results.
Thus, it appears that Ni(II) transport site of human albumin is a
penta-coordinated structure involving a-NHZ nitrogen, two in
tervening peptide nitrogens, imidazole nitrogen of the third his
tidine residue and the carboxyl side chain of the aspartic
residue.
4. ANTIDOTAL EFFICACY OF CHELATING DRUGS UPON ACUTE TOXICITY OF
Ni(II) IN ANIMALS
Several chelating drugs were administered to rats by im injection
at equimolar dosages in order to compare their relative effective
ness in prevention of death after a single parenteral injection of
NiClZ' Among them, triethylenetetramine (Trien) and D-penicillam
ine (Pen) were the most effective antidotes for acute Ni(II)-tox
icity (7). In order to understand the reason for their effective
ness, a detailed Ni(II)-binding studies were undertaken with these
two chelating agents.
4.1. Nickel(II)-triethylenetetramine system
Studies show that MA is the only major species in the pH 5.0-6.5
region. The species MHA is only evident as a possible species be
low pH 5, but must be insignificant since most of the Ni(II) is in
the form of the aquo complex below pH 5. Trien forms the fol
lowing complexes, with Ni(II): MA, MAZ' MHZA2 • MH2A3' M2HA3 • and
MZH2A3 with overall log stability constants: 14.34. 20.64.
37.28.
BIOINORGANIC CHEMISTRY OF NICKEL 31
40.05, 49.Z0, and 55.0Z, respectively. The resolved visible absorp
tion spectra indicate all the species to be octahedral.
The cis isomers are likely to be more important structures: 1. The
Trien is less strained than in the planar configuration required
for the trans isomer; Z. Two available cis coordination sites are
necessary for the formation of the species MHZAZ' MAZ and MZA3. The
species M2A3 makes maximum use for the available metal coordination
sites and the available ligand donor atoms. Molecular models show
that a Trien molecule can bridge the two pairs of cis sites on
adjacent (Ni(trien)(H20)2)2+ ions resulting in the central
~N-CH2-CH2-N: moiety being elongated and the two methylene groups
having a staggered conformation with respect to each other.
Formation of the species M2HA3 from MZA3 must involve protonation
at a coordination site with consequent breaking of the Ni-N+
bond.
4.2. Nickel(II)-D-penicillamine system
This system is exceedingly simple, only two species being formed
over the pH range 4-10. The first species MA is only a minor one at
lower pH, while above pH 5.8 all the Ni(II) is in the form of the
species MAZ' The species and their stability constants (log SlOl =
11.ZZ and log SlOZ = ZZ.71) are in good agreement wi th previous
reports. An interes ting feature of this sys tem is the finding of
the K2 > Kl , a reverse of the usual order. The spec troscopic
measurements show that this can be attributed to the en hancement
of stability gained by the formation of a square planar MAZ
species, in which the Pen ligands act as bidentate S, N-donor
ligands rather than in the expected tridentate fashion. A similar
conclusion regarding the square planar configuration of MA2 for
both Pen and the much studied L-cysteine, has been reached by
others (8),(9). L-cysteine, which is closely related to Pen (peni
cillamine = S,S-dimethylcysteine) is a naturally occurring amino
acid and an important metal-binding agent in blood serum. A com
parison of the binding properties of Pen and L-cysteine reveals
that both form MA and MA2 species in aqueous solution, the latter
in both cases being a red, square planar complex. The stability
constants for MA and MA2 species are greater, by a factor of ap
proximately 10 in each case for the Pen system, presumably re
flecting the influence of the two methyl substituents adjacent to
the thiol group in Pen. The methyl group also seems to exert a
steric influence in that no polynuclear species are observed with
Pen, in constrast to the finding of polynuclear species with
L-cysteine of the type M2A3 and M3A4'
4.3. Reason for the efficiency of triethylenetetramine and D-peni
cillamine as therapeutic agents
The results presented above do show that these ligands are
very
32 B.SARKAR
effective chelating agents for Ni(II), but number of additional
features are also shown to be important. For example, at ratios of
Trien/Ni(II»1 and at the physiological pH of 7.4, Trien che lates
Ni(II) in a number of ways, i.e. as the species M2HA3' MH2A2 , MA,
plus the minor species M2A3' MA2 and M2H2A3. The ef ficiency of
Trien as a therapeutic agent therefore lies in the flexibility in
being able to adopt a number of configurations. In contrast, Pen at
high Pen/Ni(II) exclusively forms Ni(Pen)2-, this complex gains
additional stability by adopting a square planar configuration.
Complexes of Ni(II) involving Pen are also more stable than those
formed with the related, naturally occurring amino acid,
L-cysteine.
(1) McNeely, M.D., Neckay, M.W., and Sunderman, F.W., Jr.: 1972,
Clin. Chern. 18, pp. 992-995.
(2) Torjussen, W. and Solberg, L.A.: 1976, Acta Otolaryngol 82, pp.
266-267.
(3) Sarkar, B.: 1970, Can J. Biochem. 48, pp. 1339-1350. (4) Billo,
E.J. and Mergerum, D.W.: 1970, J. Amer. Chern. Soc.
92, pp. 6811-6818. (5) Freeman, H.C.: 1973, in Inorganic
Biochemistry, Ed. G.L.
Eichorn, Vol. 1, pp. 121-166, Elsevier Publisher, New York. (6)
Peters, T., Jr. and Blumenstock, F.A.: 1967, J. Biol. Chern.
242, pp. 1574-1578. (7) Horak, E., Sunderman, F.W., Jr., and
Sarkar, B.: 1976, Res.
Corm. Chern. Path. & Pharmaco l. 14·, pp. 153-165. (8) Letter,
J.E. and Jordan, R.B.: 1975, J. Amer. Chern. Soc. 97,
pp. 2381-2390. (9) Natusch, D.F.S. and Porter, L.J.: 1971, J.
Chern. Soc. A,
p. 2527 and references therein.
APPENDIX
(1) Blomberg, M., Hellsten, E., Henriksson-Enfl0, A., Sundbom, M.,
and Vokal, H.: 1977, A Report on Nickel, Published by the
University of Stockholm, Institute of Physics.
(2) National Academy of Sciences: 1975, Medical and Biological
Effects on Environmental Pollutants: Nickel, Washington, D.C.
(3) Sunderman, F.W., Jr.: 1973, The Current Status of Nickel
Carcinogenes. Ann. Clin. Lab. Sci. 3(3), pp. 156-180.
(4) Underwood, E.J.: 1971, Trace Elements in Human and Animal
Nutrition, p. 170, 3rd ed., Academic Press, New York.
DESIGN AND SYNTHESIS OF LIGANDS
Jean-Pierre Sauvage
Institut Le Bel, Universite Louis Pasteur, 4 Rue Blaise Pascal,
Strasbourg, France
Macropolicyclic molecules contain intramolecular cavities enabling
these molecules to form inclusion complexes with given substrates.
In addition to selective complexation of substrates, these macro
policycles may perform chemical activation and/or transport of the
bound substrate. The field of synthetic receptor molecules capable
of molecular recognition and catalysis has rapidly devel oped over
the past decade (1-6). In this article we shall mainly focus our
attention on the design and synthesis of ligands capable of
displaying strong and selective complexation of small charged
species, such as alkali and alkali-earth cations, transition metal
cations and inorganig anions.
The nature of the charged substrate to be complexed will determine
the nature of the chemical groups contained in the ligand. In
general, eiectron pair donating groups will be required for the
complexation of cations while positively charged, hydrogen bonding
groups will be required for the complexation of anions. The ge
ometry of the substrate to be complexed will determine the topology
of the ligand. The ligands we have prepared can be roughly divided
into 4 topological classes:
1. Macrobicyclic compounds, dispalying strong complexation of
spherical cations (type B).
2. Cylindrical macrotricyclic ligands presenting two complexation
sites for cationic species (type C).
3. Spherical macrotricyclic receptors containing a large sphe
roidal internal cavity and leading to the complexation of large
cations and of spherical anions (type D).
33
34 J.P. SAUVAGE
4. Acyclic or monocyclic molecules conta1n1ng positively charged
functional groups displaying complexing ability towards anionic
substrates of different geometries (type A).
The various topologies of some of the ligands to be discussed are
depicted in Figure 1 .
...---- ..... ,.- -Z Z ....,
A B
c FIGURE 1
1. MACROBICYCLIC COMPOUNDS
The monocyclic crown ether prepared by Pedersen (7),(8) twelve
years ago display interesting complexation properties towards
spherical cations although the internal cavity of these ligands is
far from having spherical symmetry. The cavity of a macrobi cyclic
molecule was expected to be more adapted for the complex ation of
a spherical cation. The general scheme (9) for the syn thesis of
macrobicyclic compounds is presented in Figure 2.
zl\ or
or z
I: (Z
36 J. P. SAUVAGE
This synthetic route and chemical steps leading to macrobi cyclic
compounds have been widely used for preparing other related
compounds (10 - 12). Len~hening the bridges of the macrobicyc1ic
systems from [! .1.:iJ to []. 3.1I leads to a gradual change in
size of the intramolecular cavity, from about 1.2 to 4.8 !
diameter. The lipophilicity of the ligand can be adjusted at will
by the introduction of aromatic rings or of aliphatic chains
(13),(14) in the organic skeleton surrounding the complexation
site. A few cryptands presenting a lipophilic character are
presented in Figure 3.
ro~o~ rr'-o~ ro/\.~ ~ N"\.,.~lC""\...N MeN Mole N""v0 ""vo'"\..-...
N~"'"\..-O~N \.JO~ 'v°,--/V ~ '0°'00 x = CHz ~ !J ~ !J
2.2.CS 2.2. (NMe) 2 2.2.28 2.28 .28
FIGURE 3
The replacement of oxygen binding sites in macrobicyclic cryptands
by nitrogen (12) or sulfur (10) ahs been carried out by the use of
appropriate protecting groups. Although the topology of the ligands
and the size of" the internal cavity are only little mod ified,
the complexing properties were expected to be different than those
of the ligands 1-8 since the internal complexation site presents a
"softer" donor character (Figure 4). An extension of these
macrobicyclic cryptands is presented by the ligand bis tren (15)
whose synthesis is depicted in Figure 5. Depending on the
conformation of the bridges the large internal cavity is able to
adjust itself to different types of substrates. The tri podal
subunit "tren" is known as a good complexing agent towards
transition metal cations, therefore, bis-tren should lead to
binuclear complexes. Furthermore, the hexa-protonated form of
bis-tren should be a good receptor of anionic species of various
shapes and in particular, it should recognise linear cylindrical
inorganic anions of suitable size (16).
DESIGN AND SYNTHESIS OF LIGANDS
2.2.2. (NMe)
40.2S 4S.20 6S.
FIGURE 4
MeOOC COOMe
I ACID Ts /",cYj Ts rN N\
31
CIOC COCI
CIOC COCI
MIG" DILUllOtl
'NH HN\-0",,- ..J 0
z~z
FIGURE 5
~O~ ! DIBORANE
~O~
38 J. P. SAUVAGE
2. CYLINDRICAL MACROTRICYCLIC LIGANDS
The first macrotricyclic ligand was obtained in the course of the
synthesis of macrobicyclic cryptands (17) ,(18).
tC)~o + (0 0') _
VJ
FIGURE 6
Later, a series of compounds presenting the same general topology
and nitrogen and oxygen atoms as binding sites were prepared (19);
the size of the two monocyclic subunits and the length of the
linking bridges can be varied at will. In order to complex two
transition metals in the same molecule, oxygen was replaced by
sulfur (20). The synthesis of sulfur containing macrotricyclic
ligands is presented in Figure 7.
FIGURE ?
DESIGN AND SYNTHESIS OF LIGANDS 39
The synthetic route can be choosen in order to introduce either
different macrocyclic subunits, the two bridges being the same (as
exemplified in Figure 7) or different linking bridges, the two
monocyclic subunits being identical. These cylindrical macro
tricyclic ligands define three cavities: two lateral circular
cavities located inside the macrocyclic subunits and a central
cavity.
3. SPHERICAL MACROTRICYCLIC RECEPTORS
The first spherical macrotricyclic compound to be synthesised (21)
is represented in Figure 8. It contains four nitrogen sites and six
oxygen sites located respectively at the corners of a tetra hedron
and an octahedron.
rY'\
FIGURE 8
o This ligand contains a large spherical cavity (about 1.7 A
radius) which should be ideal for spherical recognition.
Furthermore, the four nitrogen sites are ideally located for the
recognition of a tetrahedron of the appropriate size such as NH4+
(see Part II).
The synthetic route involves three high dilution reactions and
protecting-deprotecting steps for the successive contruction of a
macrocyclic, a macrobicyclic and the final macrotricyclic
molecule.
In its tetraprotonated form, the positively charged cavity might be
occupied by an anionic species (X-) held in a tetrahedral array of
~-H ... X- hydrogen bonds. Indeed, these tetraprotonated
macrotricyclic ligands may be considered as the topologically
optimal receptors for spherical anions.
40 J. P. SAUVAGE
4. ANION RECEPTOR MOLECULES
The protonated forms of some of the polycyclic ligands mentioned
above have been revealed as efficient receptors for various anionic
substrates (Part II). In addition to ammonium as an anionic binding
site, one may envisage other positively charged functional groups
susceptible of forming hydrogen bonds providing the binding
strength necessary for the complexation of anions. In particular,
the guani dinium group presents interesting properties: it may
form zwitter ionic hydrogen bond N-H+ ... X-, it has a very high
pKa and is there fore little affected by pH changes, it is of
importance in the maintenance of protein conformations (arginyl
residues) and in the binding of anionic substrated by enzymes. In
addition, the guani dinium group is relatively easily introduced
into organic skeletons providing the desired architecture for anion
complexation. Some of the cationic guanidinium macrocycles
sinthetized (22) are rep resented in Figure 9.
FIGURE 9
The synthetic scheme leading to such a macrocyclic molecule is
depicted in Figure 10.
B r
N a
C N
M eO
H ,H
42 J. P. SAUVAGE
(1) Lehn, J.M.: 1973, Structure and Bonding 16, p. 1. (2) Lehn,
J.M.: 1977, Pure Applied Chern. 49, p. 857. (3) Lehn, J.M.: 1978,
Pure Applied Chern. 50, p. 871. (4) Lehn, J.M.: 1978, Accounts
Chern. Res. 11, p. 49. (5) Cram, D.J., Hegelson, R.C., Sousa, L.R.,
Timko, J.M., Newcomb,
W., Moreau, P., De Jong, F., Gokel, G.W., Hoffman, D.H., Domeier,
L.A., Peacock, S.C., Madan, K., and Kaplan, L.: 1975, Pure Applied
Chern. 43, pp. 327-349.
(6) Laidler, D.A., and Stoddart, J.F.: 1977, J.C.S. Chern. Comrn.,
p. 481 and references cited therein.
(7) Pedersen, C.J.: 1967, J. Arn. Chern. Soc. 89, p. 2495, 7017.
(8) Pedersen, C.J., and Frensdorff, H.K.: 1972, Angew. Chern.
84,
p. 16 and references cited therein. (9) Dietrich, B., Lehn, J.M.,
Sauvage, J.P., and Blanzat, J.:
1973, Tetrahedron 29, p. 1629. (10) Dietrich, B., Lehn, J.M., and
Sauvage, J.P.: 1970, J.C.S.
Chern. Comm., p. 1055. (11) Dietrich, B., Lehn, J.M., and Sauvage,
J.P.: 1973, J.C.S.
Chern. Comm., p. 15. (12) Lehn, J.M., and Montavon, F.: 1976, Helv.
Chirn. Acta 59,
p. 1566. (13) Cinquini, M., Montanari, F., and Tundo, P.: 1975,
J.C.S. Chern.
Comm., p. 393. (14) Clement, D., Damm, F., and Lehn, J.M.: 1976,
Heterocycles 5,
p. 477. (15) Lehn, J .M., Pine, S.H., Watanabe, E., and Willard,
A.K.: 1977,
J. Am. Chern. Soc. 99, p. 6766. (16) Lehn, J.M., Sonveaux, E., and
Willard, A.K.: 1978, J. Am.
Chern. Soc. 100, p. 4914. (17) Cheney, J., and Lehn, J.M.: 1972,
J.C.S. Chern. Comm., p. 487. (18) Cheney, J., Lehn, J.M., Sauvage,
J.P., and Stubbs, M.: 1972,
J.C.S. Chern. Comm., p. 1100. (19) Lehn, J.M., Simon, J., and
Wagner, J.: 1973, Angew. Chern. 85,
P •. 621,622; 1977, Nouveau J. Chimie 1, p. 77. (20) Alberts, A.H.,
Annunziata, R., and Lehn, J.M.: 1977, J. Arn.
Chern. Soc. 99, p. 8502. (21) Graf, E., and Lehn, J .M.: 1975, J.
Arn. Chern. Soc. 97, p. 5022. (22) Dietrich, B., Fyles, T., Lehn,
J.M., Pease, L.G., and Fyles,
D.L.: 1978, J.C.S. Chern. Comm., p. 934.
HOLES, HANDEDNESS, HANDLES, ~D HOPES : MEETING THE REQUIREMENTS OF
PRIMARY BINDING, CHIRALITY, SECONDARY INTERACTIONS AND
FUNCTIONALITY IN ENZYME ANALOGUES
J. Fraser Stoddart
Department of Chemistry, The University, Sheffield S3 7HF and
Corporate Laboratory, Imperial Chemical Industries Ltd., P.O. Box
11, The Heath, Runcorn, Cheshire WA7 4QE.
The basic requirements of an enzyme analogue are recognised as
binding, chirality, functionality, and catalysis. The attrac tions
of molecular receptors of the crown ether type are dis cussed and
the attributes of carbohydrates as sources of chirality and
functionality are listed. The influence of consti tution and
stereochemistry upon complex stabilities between l8-crown-6
derivatives and primary alkyl ammonium ions are examined in
considerable detail. It is concluded that all aspects of structure
- namely, constitution, configuration, and conformation -
associated with the primary binding site of a crown ether receptor
define the natures and strengths of the complexes they form.
Sources of secondary interactions between appropriate substrates
and the carbohydrate moieties of the receptors are identified as
providing a further means of structuring complexes. The prospect of
designing more sophisti cated molecular receptors of the crown
ether type is raised and discussed as a prerequisite to achieving
high selectivity in binding - and ultimately also in catalysis -
using this brand of enzyme analogue.
1. HOLES AND PRIMARY BINDING
The notion of binding organic species be they neutral, cationic,
anionic, or even radical in nature by synthetic receptor molecules
is a relatively recent development in
43
44 J. F. STODDART
chemistry (1-5). The realisation of this notion during the last few
years owes much to the pioneering spirit of Cram (1) and Lehn (2,3)
following the initial observation by Pedersen (6) in 1967 that
crown ethers in general, and dibenzo-18-crown-6 (!) in particular,
will form stable complexes with substituted
1
ammonium chlorides such as those derived from Me3CNH2, Me2CHCH2NH2,
Me2CHCH2CH2NH2, C6HllNH2 (cyclohexylamine), HONH2, H2NNH2, and
H~CCH2NH2. This information, coupled with the close inspection of
Corey-Pauling-Koltun (C.P.K.) space-filling molecular models, led
Cram (7) to propose a three-point binding model for the
face-to-face complex formed between l8-crown-6 (2) and a RNH3+
cation. This proposal can be illustrated by refer~ ence to the
cationic complex (~)-Me3CNH3+ formed between (~) and
Me
\ .... ... H ...
~O~'o o
the Me3CNH3+ ion. It is en~isaged that the three hydrogens on the
positively charged nitrogen of the Me3CNH3+ ion form hydrogen bonds
to alternate oxygens in (~) leaving the other three oxygens to
contribute some additional ion-dipole stabil isation to the
complex. More recently, attention has been drawn (4,5,8) to the
fact that (2) prefers to adopt an "all gauche-OCH2CH20"
conformation in-crystalline complexes of
x
HOLES, HANDEDNESS, HANDLES, AND HOPES 45
lS-crown-6 derivatives with RNH3+ ions and that the hydrogen bonds
are associated invariably (to date at least in the published
literature) with the three oxygens (e) syn to the R group. Thus,
holes built around the crown ether constitution would appear to
have shape and size as two synthetically adjustable parameters in
their design. Appreciation of these factors leads one to recognise
in the crown ether hole, the potential for a lot of structure in
complexes without resort to a vast expenditure of synthetic effort
in building a receptor molecule from first principles.
One long term goal of the present research effort on molecular
receptors of the crown ether type is the building of enzyme
analogues. The basic requirements for an enzyme analogue in
relation to an appropriate substrate are binding, chirality,
functionality, and catalysis. Crown compounds with the lS crown-6
constitution not only form strong complexes in organic solvents
with RNH3+ ions (vide s~ra) but they also complex albeit weakly
with neutral molecules (e.g. H2NCONH2, H2NCSNH2, MeCN, MeN02' and
Me02CCiCC02Me) that contain acidic hydrogens (9-12). Crown
compounds with the 12-crown-4 constitution form strong face-to-face
complexes with R2NH2+ ions as well as with RNH3+ ions in organic
solvents (13). Here, a two-point binding model involving hydrogen
bonding of the ion to diagonally disposed heteroatoms in the
12-crown-4 constitution applies. Other crown constitutions (e.p.
15-crown-5 and macroheterocycles containing more than an
lS-membered ring) form complexes with appropriate organic cations
(1-3). The fact that strong non covalent bonds (e.g. hydrogen
bonds and ion-dipole interactions) are formed at these primary
binding sites means that it is possible to build highly structured
molecular complexes around relatively low molecular weight receptor
molecules. A further advantage of building enzyme analogues around
the crown ether constitution is the ease with which crown compounds
can be synthesised in high yields from readily available
precursors.
2. CONSTITUTION AND COMPLEX STABILITY
The dependence of complex stabilities of Me3CNH3+ ions with crown
compounds upon constitutional changes in a number of lS-crown-6
derivatives has been investigated (14) in considerable detail by a
two-phase equilibration procedure between CDC13 and D20. An lH
n.m.r. spectroscopic method may be used to measure the extent of
transfer of Me3CNH3+SCN- from the D20 layer into the CDC13 layer
containing the crown compound and so obtain a stability constant
(Ka) in CDC13 for the equilibrium:
46 J. F. STODDART
HMH (4180000 ; -9'01 ) 7.. X = .. , 0
!!. X = M (5800000; -9·20)
HOLES, HANDEDNESS, HANDLES, AND HOPES 47
In the remainder of this article, the stability constants for
complex formation_yith Me3CNH3+SCN- will be quoted in parentheses
as Ka values in M together with the derived free energies of
complexation (~G) in kcal mol- l after each crown compound for
which values have been reported. The format (Ka , ~G) will be
adopted for the presentation of this data. The Ka values associated
with the various 18-membered ring macrocycles (l)-(~) demonstrate
how constitutional modification of lB-crown-6 (~) can be used to
influence the complexing abilities of this kind of molecular
receptor. Replacement of one oxygen by a CH2 group as in (l)
results in loss of half the complexing ability of (~). The m-xylyl
unit in (i) also provides considerable destabilisation of the
complex which can be compensated for, in part at least, by
providing an additional binding site as in (5) in the form of a
C02Me group. A furanyl oxygen is consid erably less basic than an
ethereal oxygen and so (~) forms a weaker complex than does (~).
However, a tetrahydrofuranyl oxygen, which is more basic than an
"ordinary" ethereal oxygen provides a source of increased
complexation in (~) compared with that observed for (2). It is also
possible that the cooperativity characteri~ing binding by (7) to
the Me3CNH3+ ion is enhanced in a stereochemical sense (vide
infra). In (~), the stronger hydrogen bonding potential of a
pyridyl nitrogen is demonstrated by its high Ka value relative to
that for (~).
3 . HANDEDNESS AND SYMMETRY
Chirality can be introduced into synthetic receptor molecules in
one of two ways. Resolution of a racemic modification of an
appropriate synthon provides one approach to the problem. The other
approach - which will be illustrated here - is to incor porate
natural products into the syntheses of the receptor molecules. The
most obvious way to render the crown ether binding sites chiral is
to employ readily available enantio merically pure carbohydrates
with known chiroptical properties in their syntheses. The abundance
of substituted bismethylenedioxy units in carbohydrate derivatives
for incorporation into the crown ether constitution is an
immediately obvious attribute of this class of natural product. In
addition, carbohydrates contain numerous functional groups (most
commonly OH groups) which can be used to form derivatives that are
often conforma tionally biased and hence rigid. This rigidity
lends itself to the elaboration of side arms which can be either
convergent or divergent with respect to the primary crown ether
binding site and can also become sources of either secondary
binding sites or catalytic sites. The presence of good 1H and 13C
n.m.r. probes in carbohydrate derivatives also renders them
attractive from the analytical and structural viewpoints.
48 J. F, STODDART
Q-0-13 R' =OMe; R2= H _. P-O-!!. R'= H ; R2= OMe
Q-0-12 R' = OMe; R2 = H -'
A-0-12 R' = H R2 = OMe t' _,
HO
Q-0-15
Q-0-14
)(e o Me
)(e O· Me
0 o Me
0y ~V XMe
HOLES, HANDEDNESS, HANDLES, AND HOPES 51
The numerous carbohydrate precursors to chiral crown ethers fall
(5) into two categories: there are those with C2 symmetry, and
those which are asymmetric. Examples of the first category are
provided by 1,4-di-O-benzyl-L-threitol L-(9), 1,2:5,6-di-O
isopropylidene-D-mannitol D-(lO)~ and 2,5-~ydro-D-mannitol -
D-(ll). The 4,6-0-benzyliaene-derivatives of methyl a- and
lr-O-glucopyranosides a-0-(12) and 8-0-(12), methyl a- and
8-~galactopyranosides ~-o:(13) and lr-D-(13), methyl a-D-manno
pyranoside 8-D-(14), and methyl a-o-altropyranoside a-0=(15) are
examples in the S;cond category. All contain substituted-Chiral
ethylene glycol units and D-(ll) also has a substituted chiral
diethylene glycol unit as wel~ The nature of the substituted
bismethylenedioxy units ranges from being formally flexible in
L-(9)and 0-(10) through a situtation of greatly reduced flexi
Eility in=o-(Il) to being more or less rigid in a-0-(12) - a-O (~)
where=diequatorial, axial-equatorial, and diaxia~orientations for
the conformations of the two OH groups are all represented.
Symmetry introduces welcome economies into syntheses of chiral
crown ethers incorporating more than one carbohydrate residue. For
example, in 18-crown-6 derivatives containing two carbohydrates
with a constitutionally diagonal relationship, at least four
different situations can be identified. They are (i) the
incorporation of two identical residues with C2 symmetry to give
(15) one 18-crown-6 derivative with D2 symmetry, e.g. 00-(16), (ii)
the incorporation of two non-identical residues each~aving C2
symmetry resulting in one 18-crown-6 derivative with C2 symmetry,
e.g. OL-(17), (iii) the incorporation of two non-identical
residues,-one with C2 symmetry and the other asymmetric, to give
(16) one asymmetric 18-crown-6 derivative, e.g. a-00-(18), and (iv)
the incorporation of two identical asymmetric residues to give (17)
two asymmetric 18-crown-6 derivatives which are constitutional
isomers of each other. An example of this situation is summarized
in Figure 1. Base promoted condensation of the "half-crown" diol
0-(19) with its derived bistosylate D-(20) yielded (17) two
18-~rown-6 deriva tives 2,3:2' ,3'-aa-0~(21) and
2,3:3',2'-aa-00-(22) with different chromatographic properties,
melting points, specific rQtations etc. Constitutional assignments
were made on the basis of dynamic lH n.m.r. spectroscopy in C02C12
of 1:1 complexes formed with RNH3+X- salts. The isomer with m.p.
233-2340 was assigned to 2,3:2' ,3'-aa -00-(21) with heterotopic
faces because unequally populated anisometric--(18) complexes were
identified at low tempe