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Biomass retrieval in temperate Biomass retrieval in temperate forested areas with a synergetic forested areas with a synergetic approach using SAR and Optical approach using SAR and Optical satellite imagery satellite imagery Nicolas Ackermann Supervisor: Prof. Christiane Schmullius Co-supervisors: Dr. Christian Thiel, Dr. Maurice Borgeaud Jena, the 11th June 2009

Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery Nicolas Ackermann Supervisor: Prof. Christiane

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Biomass retrieval in temperate forested Biomass retrieval in temperate forested areas with a synergetic approach using SAR areas with a synergetic approach using SAR

and Optical satellite imageryand Optical satellite imagery

Nicolas Ackermann

Supervisor: Prof. Christiane Schmullius

Co-supervisors: Dr. Christian Thiel, Dr. Maurice Borgeaud

Jena, the 11th June 2009

Context

Objectives

Application: Biomass retrieval in the Thuringian Forest (Germany) Test site selection Pre-processing of the data Analysis of the data Biomass retrieval Fusion

Schedules

Presentation outlinePresentation outline

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

N.A - Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 2

3

Biomass – Carbon assessment: 1/3 of land surfaces are covered by

forests Temperate forests : ~1/4 of world’s

forests => Pool of Carbon Kyoto Protocol: “quantify emission

limitation and reduction commitments”

ENVILAND2: Objective:

automated processing chain land cover products optical and SAR synergistic approach

Status ENVILAND1 : scale integration +

spatial integration (2005-2008) ENVILAND2: level 3 products

(kick-off: November 2008)

ContextContext

Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 3

World forest distribution (National Science Foundation)

Temperate terrestial biome

4

ObjectivesObjectives

Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 4

Forested areas in Thuringian Forest

SPOT-5 ALOS-PALSAR

Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery

AutomatisationGlobal regional scaleRobust

Fusionprocessing

Results

Validation

Methodology

5

Processing phasesProcessing phases

Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 5

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval

Biomass retrieval

Results

Validation

Methodology

Fusion

Analysis of the data

Regions of interests

SAR and Optical data analysis

Ground dataanalysis

SAR data

Pre-processing of the data

Optical data

Ground data

Test site selection

Test site

Data availability

Tree Species

Scots Pine (Kiefer)

European Larch

Norway Spruce (Fichte)

Oak

Sessile Oak

European Beech (Buche)

European Ash

6Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 6

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval Fusion

Thuringia Forest (Germany) Surface: 110 km x 50 km (5500km2) Terrain variations

90% of forest over hilly areas range: 800m - 900m

Forest proprieties: main species: Scots pines,

Norway Spruce, European Beech

large Stem Volume variance Climate

cool and rainy frequently clouded

Peculiarities logging for forest exploitation Kyrill storm (February 2007)

Test siteTest site

0

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Freq

uenc

y

Stem Volume [m3/ha]

Stem Volume

Thuringia Forest (GoogleTM Earth)

25 km

Scots pines

Norway Spruce

European Beech

7Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 7

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval Fusion

Available DataAvailable Data SAR data

ALOS PALSAR (L-Band) TerraSAR-X (X-Band)

Additionnal SAR data Cosmo-SkyMed (X-Band, constellation of 4 satellites) ? E-SAR (L-Band and X-Band, DLR campagns) ?

Mission SensorRadar-

Frequency Beam Pol.

Incident angle

# Scenes

# Scenes Overlapping

Status

ALOSPALSA

RL-Band FBS HH 34.3° 29 3 received

ALOSPALSA

RL-Band FBD HH/HV 34.3° 32 3 received

ALOSPALSA

RL-Band PLR HH/HV/VH/VV 21.5° 6 2 received

TSX TSX X-Band HS HH 23° 16 8 acquisition

TSX TSX X-Band SL HH/VV 45° 12 1 acquisition

TSX TSX X-Band SM HH/HV , VV/VH 37° 16 2 acquisition

SAR data - Thuringia Forest test site

PALSAR PLR

PALSAR FBD

PALSAR FBS

Thüringer Wald - 2006-2009

TSX HS

TSX SL

TSX SM

Thüringer Wald - 2009

Jan. 06 Jul. 06 Jan. 07 Jul. 07 Jan. 08 Jul. 08 Jan. 09 Jul. 09

Jan Feb Mrz Apr Mai Jun Jul Aug Sep Okt Nov Dez

8Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 8

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval Fusion

Available DataAvailable Data Acquisition dates

9Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 9

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval Fusion

Available DataAvailable Data

Optical data RapidEye

Additionnal Optical data Kompsat-2 ? JAS (Push broom Digital

Camera, Jena-Optronik) ?

Mission Sensor Channels # Bilder Status

RapidEye RapidEyeRGB, IR, NIR (5 Channels)

8 acquisition

Ancillary data DEM: SRTM 25[m], LaserDEM 5[m] Laser points (2004), Orthophotos (2008) Ground data: In-situ data (1989-2009), photos with GPS coord. (2009), weather data

RapidEye

Jan Feb Mrz Apr Mai Jun Jul Aug Sep Okt Nov Dez

RapidEye

Jan Feb Mrz Apr Mai Jun Jul Aug Sep Okt Nov Dez

RapidEye

Thüringer Wald - 2009

Jan Feb Mrz Apr Mai Jun Jul Aug Sep Okt Nov Dez

10Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 10

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval Fusion

Pre-processing phasesPre-processing phases

SAR Data pre-processing Calibration Multi-looking Geocoding Normalization Co-registration

Slope

Aspect?

Normalization specific to forest regions:

Volume scattering: a) Tilted surface facing the radar, b) flat surface, tilte surface opposite to the radar (Castel, 2001)

Ground data pre-processing Forest stands selection Forest stands buffer Graphe correlation with Satellite data

Optical data pre-processing Calibration Atmospheric corrections Topographic normalization Co-registration

Biomass retrieval ALOS PALSAR RapidEye

11Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 11

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval Fusion

Data analysis perspectiveData analysis perspective

Forest identification ALOS PALSAR TSX RapidEye

Species identification TSX RapidEye

Tree and vegetation density TSX RapidEye

Forest stress and chlorophyll activity RapidEye

ASAR WS Biomass map (Santoro, et al., 2006)

12Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 12

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval Fusion

Regions of interest (ROIs)Regions of interest (ROIs)

ROIs definition Land cover: Crops, Forest, Urban, Water Forest category: Sparse, Dense Forest type: Broadleaf, Needle Forest species: Scots pines (Kiefer), Norway Spruce (Fichte), European Beech (Buche)

ROIs selection procedure Orthophotos observations Areas > 100 pixels (~6 ha) Homogeneity (low variance intra-class)

Multitemporal PALSAR :

FBD : 3 - 9 scenes FBS: 2 - 10 scenes FBD - FBS: 5 - 16 scenes

TSX: HS: 9 scenes HS - SL: 9 - 10 scenes

13Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 13

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval Fusion

SAR data analysisSAR data analysis

Frequency L-band vs X-band

PALSAR HH - TSX HH PALSAR HV - TSX HV

Polarisation HH vs HV

PALSAR HH - PALSAR HV TSX HH - TSX HV

HH vs VV TSX HH - TSX VV

VV vs VH TSX VV - TSX VH

VH vs HV TSX VH - TSX HV

Incident angle Radiometric analysis

TSX 23° - TSX 37° - TSX 45°

Geometric distortions analysis TSX 23° - TSX 37° - TSX 45°

The data analysis takes into consideration comparable data, namely for an analyzed parameter between two sets of data, all other parameter of this data must remain the same.

Multitemporal RapidEye

7 scenes ?

Bio-physical parameters RapidEye

Absorbed Photosynthetically Active Radiation (PAR)

Leaf Area Index (LAI)

14Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 14

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval Fusion

Optical data analysisOptical data analysis

Descriptive statistics Frequency Parameters correlations

Bio-physical analysis Relative stocking Forest growth

15Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 15

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval Fusion

Ground truth data analysisGround truth data analysis

Understand the forest

16Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 16

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval Fusion

Additional data analysisAdditional data analysis

Texture and Structure Filters

TSX RapidEye JAS

Variogram TSX RapidEye JAS

Bio-physical parameters JAS

Height derivation Absorbed Photosynthetically Active Radiation Leaf Area Index Bi-directional reflectance distribution function

(BRDF)

InSAR Coherence

PALSAR (35 days r.p.) TSX (11 days r.p.) Cosmo-SkyMed (~1 day r.p. or better) E-SAR (~1 hour r.p. or better)

Interferometric Height TSX Cosmo-SkyMed E-SAR

Image processing Pixel-based segmentations

ISODATA, K-Means, Fuzzy K-Means, …

Object-based segmentations Decision Tree, …

17Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 17

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval Fusion

Biomass retrievalBiomass retrieval

Remote sensing systems ALOS PALSAR RapidEye

Processing Empirical models

Linear regressions Non-linear regressions

Semi-empirical models Water Cloud Model (WCM) Branching Model …

Satellite[-DN-]

Ground dataStem Volume

y = ax + b

y = aebx

WCM(Attema and Ulaby (1978)

Vegetation component Ground component

18Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 18

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval Fusion

Fusion perspectiveFusion perspective

Map accuracy improvement Biomass base map

Transferability concept Spatial: clouds, mosaicing Temporal: lack of data

SAR

Optical

Possible cases1. Optical image clear

2. Optical image cloud covered

3. SAR image clear

4. SAR image cloud covered

5. Superimposed Optical and SAR images clear

6. Superimposed Optical and SAR image cloud covered

Quality Factor (max=1)

0,8

0,5

0,7

0,7

0,9

0,8

1.

2.

3.

4.

6.

5.

t

t

Spatial transferability

Temporal transferability

Optical data

SAR data

19Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 19

Analysis of the dataTest site selection Pre-processing of the data Biomass retrieval Fusion

Fusion methodologyFusion methodology

Fusion

Segmentation – Oriented-object

Data merge – Pixel-based

Biomass product(SAR or Optical)

Model combination

Fusion Levels

…Optical

Pre-processing

Forest Biomassmap

SAR

Pre-processing

SAR- Pre-processed -

Optical- Pre-processed -

Automatic Efficient Robust

Fusion

Segmentation – Oriented-Object

Data merge – Pixel-based

Biomass product (SAR and Optical)

Model combination

Fusion Levels

Fusion

Segmentation – Oriented-Object

Data merge – Pixel-based

Biomass product(SAR and Optical)

Model combination

Fusion Levels

SAR Optical - Segmented -

x

- Segmentation -

Biomass

ND

VI

YSAR = cx + d

σ0

Biomass

Yoptisch= ax + b x

- Model combination -

Fusion

Segmentation – Oriented-Object

Data merge – Pixel-based

Biomass product(SAR and Optical)

Model combination

Fusion Levels

Optical - Biomass product -

x

SAR- Biomass product -

- Forest Biomass map -

Fusion

Segmentation – Oriented-Object

Data merge – Pixel-based

Biomass product(SAR and Optical)

Model combination

Fusion Levels

SAR

x

- Data merge -

Optisch- Pixels -

What? Where? When? How?

20Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 20

1. Data pre-processing

2. Data analysis & Biomass retrieval

3. Paper review

Fusion

SAR data

Optical systems

Optical data

SAR systems

Forest parameters

SAR data

Optical data

Forest stands

JUNE-JULY

AUGUST

SEPTEMBER

21Idenfitication of forested areas in South-East China with satellite imagery Ackermann Nicolas

ContextObjectivesApplication: Biomass retrieval in the Thuringian Forest (Germany)Schedules

- Biomass retrieval in temperate forested areas with a synergetic approach using SAR and Optical satellite imagery -N.A 21

Thank you for your attention!Thank you for your attention!

Thuringia Forest