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CQNG HOA xA HOI CHU NGHIA VI~T NAM DQc l~p - T\f do - Hanh phuc THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Ngay .k.!!-:-thimg11 nam 2018 BAo cAo KET QuA GIAO DICH co PHIEU/CHUNG CHi QuY CUA NGUOl NOI BQ CUA CONG TY D~I CmJNG, NGUOl NOIJJO CUA QuY D~ CHUNG vA NGUOl co LIEN QUAN CUA NGu<'n NQI BO REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON Kinh gui: - Uy ban Chung khoan Nha mroc - SO-Giao dich chung khoan - Cong ty C6 phAnYang bac da quy Phu Nhuan To: - The State Securities Commission - The Stock Exchange - Phu Nhuan Jewelry Joint Stock Company 1. Thong tin v€ ca nhanlt6 chirc thuc hien giao dich/ Information on individual/ organization: - H9 va ten ca nhan/Ten t6 chirc/ Name of individual/organization: NGUYEN CHi CUONG - Quoc tich/ Nationality: Vi~t Nam - S6 CMND, HQ"chien, The can cuoc (d6i voi ca nhan) hoac S6 Gifiy chirng nhan dang ky doanh nghiep, Giay phep hoat d9ng hoac gifiy to' phap Iy tuong duong (d6i voi t6 chirc), ngay cap, noi dp/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue. S6 h9 chieu/ Passport number: Ngay dp/ Date of issue: -, Noi cfip/ Place of issue: ' - Dia chi lien h~/f)ja chi tru sO-chinh/ Address: ' - Dien thoai/ Telephone: - Chirc vu hien nay tai cong ty dai chung, cong ty quan ly quy (neu c6) hoac moi quan h~ voi cong ty dai chung, cong ty quan Iy quy /Current position in the public company, the fund management company (if any) or relationship with the public company, the fund management company: Nguoi c6 lien quan cua TV HDTV cong ty con - Chirc V\I tai cong ty dai chung, cong ty quan Iy quy tai ngay dang ky giao dich (neu c6)/ Posittion in the public company, the fund management company at registration date (if any): ........................ va ngay khong can la nguoi n9i b9 hoac nguoi c6 lien quan cua nguoi n9i b9 cua cong ty dai chung, cong ty quan ly quy: '" .., (neu r5 ly do) */ and date on which is no longer internal person or related person of internal person of the public company, the fund management company: . ~: Muc nay chi danh cho truong h9P chua hit thai han dang k;J giao dich, d6i tuong dang kj khong can la nguoi noi bo hoac nguoi co lien quan cua nguoi noi b9 cua cong ty dai chung, cong ty quan I)Jquy/ This item is only for cases not yet registration deadline of transaction, the registrant is no longer the internal person or related person of internal person of the public company, the fund management company. 2. Thong tin v€ nguoi n9i b9 cua cong ty dai chung/quy dai chung la nguoi c6 lien quan cua ca

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Page 1: BQ CUA CONG TY D~I CmJNG, NGUOl NOIJJO CUA …static2.vietstock.vn/vietstock/2018/11/26/20181126_PNJ...2018/11/26  · ~: Muc nay chi danh cho truong h9P chua hit thai han dang k;Jgiao

CQNG HOA xA HOI CHU NGHIA VI~T NAMDQc l~p - T\f do - Hanh phuc

THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

Ngay .k.!!-:-thimg11 nam 2018

BAo cAo KET QuA GIAO DICH co PHIEU/CHUNG CHi QuY CUA NGUOl NOIBQ CUA CONG TY D~I CmJNG, NGUOl NOIJJO CUA QuY D~ CHUNG vA

NGUOl co LIEN QUAN CUA NGu<'n NQI BOREPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF

INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUNDAND RELATED PERSONS OF INTERNAL PERSON

Kinh gui: - Uy ban Chung khoan Nha mroc- SO-Giao dich chung khoan- Cong ty C6 phAnYang bac da quy Phu Nhuan

To: - The State Securities Commission- The Stock Exchange- Phu Nhuan Jewelry Joint Stock Company

1. Thong tin v€ ca nhanlt6 chirc thuc hien giao dich/ Information on individual/ organization:

- H9 va ten ca nhan/Ten t6 chirc/ Name of individual/organization: NGUYEN CHi CUONG

- Quoc tich/ Nationality: Vi~t Nam

- S6 CMND, HQ"chien, The can cuoc (d6i voi ca nhan) hoac S6 Gifiy chirng nhan dang ky doanhnghiep, Giay phep hoat d9ng hoac gifiy to' phap Iy tuong duong (d6i voi t6 chirc), ngay cap, noidp/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (incase of organization), date of issue, place of issue. S6 h9 chieu/ Passport number:Ngay dp/ Date of issue: -, Noi cfip/ Place of issue: '

- Dia chi lien h~/f)ja chi tru sO-chinh/ Address: '

- Dien thoai/ Telephone:

- Chirc vu hien nay tai cong ty dai chung, cong ty quan ly quy (neu c6) hoac moi quan h~ voicong ty dai chung, cong ty quan Iy quy /Current position in the public company, the fundmanagement company (if any) or relationship with the public company, the fund managementcompany: Nguoi c6 lien quan cua TV HDTV cong ty con

- Chirc V\I tai cong ty dai chung, cong ty quan Iy quy tai ngay dang ky giao dich (neu c6)/Posittion in the public company, the fund management company at registration date (if any):........................ va ngay khong can la nguoi n9i b9 hoac nguoi c6 lien quan cua nguoi n9i b9cua cong ty dai chung, cong ty quan ly quy: '" .., (neu r5 ly do) */ and date onwhich is no longer internal person or related person of internal person of the public company,the fund management company: .

~: Muc nay chi danh cho truong h9P chua hit thai han dang k;J giao dich, d6i tuong dang kjkhong can la nguoi noi bo hoac nguoi co lien quan cua nguoi noi b9 cua cong ty dai chung,cong ty quan I)Jquy/ This item is only for cases not yet registration deadline of transaction, theregistrant is no longer the internal person or related person of internal person of the publiccompany, the fund management company.

2. Thong tin v€ nguoi n9i b9 cua cong ty dai chung/quy dai chung la nguoi c6 lien quan cua ca

Page 2: BQ CUA CONG TY D~I CmJNG, NGUOl NOIJJO CUA …static2.vietstock.vn/vietstock/2018/11/26/20181126_PNJ...2018/11/26  · ~: Muc nay chi danh cho truong h9P chua hit thai han dang k;Jgiao

nhan/t6 chirc thuc hi~n giao djch (a6i voi truong h9P nguoi thuc hien giao dich la nguoi co lienquan cua nguoi noi br,5cua cong ty dai chung/quy dai chung)! Information about internal personof the public company/public fund is related person of trading individual/organization (in casetrader is related person of internal person of the public company/public fund):

- HQ va ten nguoi ne)i be)l Name of internal person:

- Quoc tich/ Nationality:

- S6 CMND, He) chieu, The can cuO'clID card/Passport No.:

- Dia chi thuong tru/ Permanent address:

- Di~n thoai lien h~1Address: Fax: Email:

- Clnrc V1,l W cong ty dai chung, cong ty quan Iy guy tai ngay ca nhan/t6 chuc neu tai muc 1 dangIcYgiao dich/ Posittion in the public company, the fund management company at date on whichindividual/organization referred to in paragraph 1 to register the transaction:

- Clnrc V1,l hien nay tai cong ty dai chung, cong ty quan Iy guyl Currently posittion in the publiccompany, the fund management company:

- M6i quan h~ giira ca nhan/t6 chtrc thuc hien giao dich voi nguoi ne)i be)l Relationship ofindividual/organization executing transaction with internal person:

- S6 IUQng, ty l~ c6 phieu/clnmg chi guy rna nguoi ne)i be) dang nam gitr (neu co)1 Number,ownership proportion of shares held by the internal (if any):

3. Mff chirng khoan giao djch/ Securities code: PNJ

4, Cac tai khoan giao djch co c6 phieu/chirng chi guy neu tai muc 31 Trading account numberwith sharesljund certificates mentioned above: tai cong ty chung khoan/ Insecurities company:

5, S6 hrong, ty l~ c6 phieu/clnmg chi guy n~m giu' truce khi thuc hien giao dich/ Number,ownership proportion of sharesljund certificates held before transaction: 9 c6 phan

6. S6 luong c6 phieu/chung chi guy dang ky mua/ban/cho/duoc cho/tang/duoc t~ng/th0-ak~/chuy~n nhuong/nhan chuyen nhirong/ Number of sharesljund certificates registered topurchase/ sale/ give/ be given! donate/ be donated /inherit/ transfer/ transferred: 25,000 c6 ph~n

7, S6 luong c6 phieu/chirng chi guy dff giao djch (mua/ban/cho/duoc cho/tang/duoc tang/thirak~/chuy~n nhuong/nhan chuyen nhuong/hoan d6i) * */ Number of shares/fund certificates traded(purchase/ sale/ give/ be given/ donate/ be donated /inherit/ transfer/ transferred/swap): 25,000c6 phan

8, S6 luong, tY l~ c6 phieu/chung chi guy n~m giu' sau khi thuc hien giao dich/ Number,ownership proportion of sharesljund certificates held after executing transaction: 25,009 c6ph~n

9. Phuong thirc giao dich/ Mode of transaction: Th1,l'C hien quyen mua ESOP.

10 Tl ,.. h hi ~ . di hi 7' ' . d ;L' I\1 I Qy,;..,?, 10'1 glan t 1,l'C Iyn glaO !C Lransaction perzo : ,r.-; , , , .. , . , .

** (Trong tnrong hop khong thuc hien h~ts6 luong dang ky, ngiroi nQi bQ/ nguoi colien quan phai gial trinh nguyen nhan.j/"(In case offailing to execute fullregistered number, the internal person!related person of internal person shallneed to explain the reasons.)

NGUC)l BAa cxoNAME OF REPORTING PERSON

INGUYEN CHi CUONG