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14-1
McGraw-Hill/IrwinBusiness Research Methods, 10e Copyright © 2008 by The McGraw-Hill Companies, Inc. All Rights Reserved.
Sampling
14-3
Learning Objectives
Understand . . .• The two premises on which sampling theory is based.
• The accuracy and precision for measuring sample
validity.
• The five questions that must be answered to develop a
sampling plan.
• The two categories of sampling techniques and the
variety of sampling techniques within each category.
• The various sampling techniques and when each is
used.
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Idea of Sampling
The basic idea of
sampling is that by
selecting several
elements from a
population, we can
make an inference
about the entire
population.
Population and Sampling
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The Nature of Sampling
• Population
• Population Element
• Sample
• Sample subject
• Sampling frame
• Census
• Parameter
• Statistics
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Inference Process
Population
Sample
Sample
Statistics
Estimation &
Hypothesis
Testing
),( spX
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Parameter and Statistics: Example
“Average height of 2nd year
students is 150 centimeters”
Parameter
“Average height of 2nd year
students in Mr Ali’s class is 150
centimeters”
Statistic
Population
Sample
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Why Sampling is Needed?
• Cost
• Time
• Destruction of Test unit
• More accurate
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When Is a Census Appropriate?
NecessaryFeasible
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What Is a Valid Sample?
Accurate Precise
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Sampling Design
within the Research Process
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Types of Sampling Designs
Element
Selection
Probability Nonprobability
Unrestricted Simple random Convenience
Restricted Complex random Purposive
Systematic Judgment
Cluster Quota
Stratified Snowball
Double
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Some basic terms
• Representativeness
• Probability Sampling– Randomly selected, each element has a known probability of
being chosen which is not equal to 0
• Non Probability Sampling– Non random, unknown probability of being chosen
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Steps in Sampling Design
What is the target population?
What are the parameters of
interest?
What is the sampling frame?
What is the appropriate sampling
method?
What size sample is needed?
Formula – Infinite Population
Where:
n = Sample Size for infinite population
Z = Z value (e.g. 1.96 for 95% confidence level)
P = population proportion (expressed as decimal)
(assumed to be 0.5 (50%)
M = Margin of Error at 5% (0.05)
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Formula – Finite Population
• Where:
S = Required Sample size
X = Z value (e.g. 1.96 for 95% confidence level)
N = Population Size
P = Population proportion (expressed as decimal)
(assumed to be 0.5 (50%)d = Degree of accuracy (5%), expressed as a
proportion (.05); It is margin of error
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Sample Sizes – Rules of Thumb
• Rules of Thumb
5 sample per item
10 sample per item
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Sample Sizes – Krejcie & Morgan
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Gpower
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Gpower
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Sample Sizes – Raosoft http://www.raosoft.com/samplesize.html
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When to Use Larger Sample Sizes?
Desired
precision
Number of
subgroups
Confidence
level
Population
variance
Small error
range
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Selecting a random sample
• Numbered paper/ball
• Random number tables
• Computer generated
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Simple Random
Advantages
• Easy to implement
with random dialing
Disadvantages
• Requires list of
population elements
• Time consuming
• Uses larger sample
sizes
• Produces larger
errors
• High cost
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Systematic
Advantages
• Simple to design
• Easier than simple
random
• Easy to determine
sampling distribution of
mean or proportion
Disadvantages
• Periodicity within
population may skew
sample and results
• Trends in list may bias
results
• Moderate cost
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Stratified Sampling
• Population is divided
into sub-population or
stratum and the
subjects selected
randomly.
Proportionate.
Disproportionate
All Students
Off Campus On Campus
Sample
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Stratified
Advantages• Control of sample size in
strata
• Increased statistical
efficiency
• Provides data to
represent and analyze
subgroups
• Enables use of different
methods in strata
Disadvantages
• Increased error will result
if subgroups are selected
at different rates
• Especially expensive if
strata on population must
be created
• High cost
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Clustered Sampling
• Population is
divided into
clusters, the
cluster is
randomly
selected
All Students in
Malaysia
Kuala Lumpur Johor
Sample
Malacca
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Cluster
Advantages
• Provides an unbiased
estimate of population
parameters if properly
done
• Economically more
efficient than simple
random
• Lowest cost per sample
• Easy to do without list
Disadvantages
• Often lower statistical
efficiency due to
subgroups being
homogeneous rather
than heterogeneous
• Moderate cost
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Stratified and Cluster Sampling
Stratified
• Population divided into few subgroups
• Homogeneity within subgroups
• Heterogeneity between subgroups
• Choice of elements from within each subgroup
Cluster
• Population divided into many subgroups
• Heterogeneity within subgroups
• Homogeneity between subgroups
• Random choice of subgroups
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Area Sampling
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Double Sampling
Advantages
• May reduce costs if
first stage results in
enough data to
stratify or cluster the
population
Disadvantages
• Increased costs if
indiscriminately used
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Nonprobability Samples
Cost
Feasibility
Time
No need to
generalize
Limited
objectives
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Nonprobability
Sampling Methods
Convenience
Judgment
Quota
Snowball
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What is Important in this chapter?
• Basic terms
• Why sampling is needed?
• Characteristics of a good sample
• Probability and non probability samples
• When each should be used
14-39
Exercise 1
• A medical inspector desires to estimate
the overall average monthly occupancy
rates of the cancer wards in eighty
different hospitals that are evenly located
in the northwestern, southeastern, central,
and southern suburbs of New York City.
14-40
Exercise 2
• The Director of University Women’s Professional Advancement (UWPA), appointed by the President of SIUC to enhance the status of women on campus some two years ago, was listening to a speech made by the President of the Women’s Caucus. It suddenly occurred to the Director that it would be a great idea to get the opinion of members of this vocal group on how effective they perceived UWPA to be in enhancing the status of women on campus. She thought she could ask a few quick questions as the audience left the meeting room. What should be her sampling design and how should she proceed?
14-41
Exercise 3
• The McArthur Company produces special vacuum cleaners that can be conveniently used to clean the inside of cars. About a thousand of these are produced every month with serial numbers attached to them and stored serially in a stock room. Once a month an inspector comes and does a quality control check on fifty of the units. When he certifies them to be of a acceptable quality, the units are released form the stock room for sale. The production and sales managers, however, are not satisfied with the quality control check since, quite often, many of the units sold are returned by customers for various types of defects. What would be the most useful sampling plan to test the fifty units?
14-42
Exercise 4
• Carbondale is a university town with about 24,000 students – a number of whom come from various parts of the world. For instance, there are about 200 Indian and 600 Malaysian students –about half of each category being women – and a further 1000 students attend Southern Illinois University at Carbondale coming from over 55 other countries.
• Martha Ellenden, a talented and adventurous seamstress, desires to open a tailoring shop (so rare these days!) in Carbondale, close to the University Mall, where she lives. She has a good sewing machine and would start her business immediately if she knew there was a demand for her services. To assess the market potential, Martha would like to talk to a few women to estimate how many clients she might attract. While the American women buy ready-made clothes from the University Mall, she knows that the international women, particularly the Indians and the Malaysians, buy plain material from the Mall and either stitch their own blouses or send them to their native homes to have them stitched. Martha would like to talk to forty-five or so individuals to estimate what demand might exist. How would Martha go about selecting the forty-five individuals?
14-43
Exercise 5
• A consultant has administered a
questionnaire to some 285 employees
using a simple random sampling
procedure.
• As he looked at the responses, he felt that
two of the items in the questionnaire might
not have been clear to the respondents.
He would like to know if this true.