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LATIPAT Nov 2012 1 LATIPAT November 5-7, 2012 Medellin (CO) Medellin, 5 November 2012 Citaciones : Formato, Flujo y Significado Wistre Rodriguez Del Amo PD-PG - Information Acquisition European Patent Office

Citation data flow 2012 nat latipat

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LATIPAT Nov 2012

1

LATIPAT

November 5-7, 2012

Medellin (CO)

Medellin, 5 November 2012

Citaciones : Formato, Flujo y Significado

Wistre Rodriguez Del Amo PD-PG - Information AcquisitionEuropean Patent Office

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• Timeliness, Completeness and Correctness• Maintenance

Objetivo / Estrategia (Citation Data Flow)

--- of the world’s largest collection of cited Patent and Non Patent Literature information data (REFI

database: application/priority based family system)

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Publication

Citing documents Cited documents

ApplicationPATENT LITERATURE

NON PATENT LITERATURE

• is related to• can be

• Citation data is produced and used during the whole granting procedure

Citation data in general

NOT (YET) PUBLISHED APPLICATION

Forwardor

1st Level

Backwardor

2nd Level

also called

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Identification should have the following minimum bibliographic data elements:

PATENT LITERATURE

• Country Code (ST.3)

• Publication Number (ST.6)

• Kind Code (ST.16)

Citation data in general

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Identification should have the following minimum bibliographic data elements:

NOT (YET) PUBLISHED APPLICATION

• Country Code (ST.3)

• Application Number (ST. 13)

• Kind Code (ST. 13)

Citation data in general

• Application date (ST. 2)

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DATABASE (E)

BIOLOGICAL ABSTRACT

(I)

CHEMICALABSTRACTS

(C)

SERIAL (S)

BOOK (B)

INTERNET(S)

OTHERABSTRACT

(A)

DERWENT (D)

PAJ(J)

NON PATENT LITERATURE

Various formats including different bibliographic data elements are used for the different types of non-patent publications.

Citation data in general

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NATIONALOFFICES

REGIONALEPO

INTERNATIONALSEARCH

AUTHORITIES

Source of Citation Data

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- Allocation of unique identification number (XP) for cited NPL

- from published Supplementary International Search Reports (SIS) produced by Supplementary International Search Authorities (SISA):

Processing of cited PL and NPL bibliographic data elementsin EPO’s Citation Database (REFI):

- from weekly published International Search Reports (ISR) produced by International Search Authorities (ISA):

AT, AU, BR, CA, CN, ES, FI, NO, XN, KR, RU, SE, JP, US

RU, SE, XN

Analysis and solving print problems of cited documents:

- from automatically generated Cited Document Checking process

- from office wide File Constitution

International produced citation data

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Facsimile

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XML

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ACER (ISA not EPO)

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ACER <> BRE

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Wrong Citation Type

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EPO produced citation data

Processing of secret citation data from EPO produced International-, (Supplementary from 06/2010 onwards)Regional- and National dossiers before publication tosupport the work of the examiners in each step of theEuropean granting procedure

searchable

retrievable

dossier related processable

(DOSYS, EPODOC and NPL)

(FILE INSPECTION, VIEWER, Esp@cenet, CCD)

(PHOENIX and CPS)

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APPlicant citations from the description

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APPlicant citations from the description

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ACER (APP)

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3rd Party Observation (ART115)

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OPPonent Citations

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PRSR (141) (1)

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Processing of secret and/or published citation data into REFI from National Patent offices:

AU, AP, BG, CH, CZ, DE, EA, ES, GB, GR, JP, KR, SG, US

Analysing and solving of warning messages received

from automated country validation program.

Weekly loading of data before publication.

Recycling of rejected citing data.

Quality control after loading in EPOQUE search engine

National produced citation data

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Incomplete Patent Number

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Trilateral CCD

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Top 10 Cited

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Content of REFI

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REFI Content 2011

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Flow of Citation Data - Future

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ThankYou