CLR Statutory Interpretation

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    CLR Statutory Interpretation

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    F.A.R. Bennion (Statute Law, 1990), has

    identified a number of factors that may causedoubt:

    1. The draftsman may refrain from using

    certain words that he or she regards as

    necessarily implied. The problem here is that

    the users may not realise that this is the case.

    2. The draftsman may use a broad term (a

    word or phrase of wide meaning) and leave itto the user to judge what situations fall within

    it.

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    Bennion contd

    3.Ambiguous words may be used.

    4. There may be unforeseeable developments.

    5. There are many ways in which the wording

    may be inadequate. There may be a printingerror, a drafting error or another error.

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    Solutions

    General methods of statutory interpretation

    have been

    developed by the judges. The Interpretation Act 1978 only provides

    certain standard definitions of common

    provisions, eg, he includes she, and

    thereby enables statutes to be drafted more

    briefly than otherwise would be the case.

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    Solutions

    Modern statutes commonly include

    definition sections in which the meaning of

    words and phrases found in the statute are

    explained, eg ss2-6 of the Theft Act 1968

    explain the elements of the offence in s1.

    Explanatory Notes have been published for

    new Acts since 1999.

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    6

    The Rules of Interpretation

    The Literal Rule- i.e. take only the plain, literal meaning of the words

    used because those are the words the draftsman chose to employ.

    The Golden Rule- i.e. to try to ascertain what the draftsmen intended by

    these words by looking at the general purpose of the section and the

    social, economic or political context; and The Mischief Rule- which directs you to look at the history of the Act or

    other document to see what is wrong with the law (i.e. what is the

    mischief? that the draftsman sought to remedy.

    The Purposive Rule teleological approach as favoured by the judges of

    the civil jurisdictions.

    In reality, these rules are nothing more than techniques of reading a

    document, and may be used singularly or in any combination.

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    By the literal rule, words in a statute must be

    given their plain, ordinary or literal meaning.

    The objective of the court is to discover the

    intention of Parliament as expressed in the

    words used. This approach will be used even if

    it produces absurdity or hardship, in which

    case the remedy is for Parliament to pass anamending statute.

    The Literal Rule

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    One of the leading statements of the literal rulewas made by Tindal CJ in the Sussex Peerage Case

    (1844) 11 Cl&Fin 85:

    the only rule for the construction ofActs ofParliament is, that they should be construedaccording to the intent of the Parliament whichpassed the Act. If the words of the statute are inthemselves precise and unambiguous, then nomore can be necessary than to expound thosewords in their natural and ordinary sense. The

    words themselves alone do, in such case, bestdeclare the intention of the lawgiver.

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    Lord Esher in R v Judge of the City of London

    Court [1892] 1 QB 273 said:

    If the words of an Act are clear then you

    must follow them even though they lead to a

    manifest absurdity. The court has nothing to

    do with the question whether the legislature

    has committed an absurdity.

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    Whiteley v Chappell (1868) LR 4 QB 147.

    The defendant pretended to be someone who

    had recently died in order to use that persons

    vote. It was an offence to personate any

    person entitled to vote.As dead people

    cannot vote, the defendant was held not to

    have committed an offence.

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    London & North Eastern Railway v

    Berriman [1946] AC 278.

    The claimants husband was killed while oiling

    points along a railway line.

    Compensation wasonly payable if he had been relaying or

    repairing the line. The HL held oiling points

    was maintaining the line and not relaying or

    repairing.

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    Cutter v Eagle Star Insurance [1998] 4 All ER 417.

    The claimant was sitting in his friends car in a car

    park and was injured when a can of lighter fuel

    exploded. The driver was insured, as required by

    the Road Traffic Act 1988, for injury caused while

    on a road.

    The HL held that the car park wasnot a road because a road provides for cars to

    move along it to a destination. Therefore, the

    insurance company was not liable to pay out on

    the drivers policy because the claimant had notbeen injured due to the use of the car on a

    road.

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    Pros of Literal Interpretation

    encourages draftsmen to be precise.

    respects the words used by Parliament.

    prevents judges rewriting statute law, whichonly Parliament can do.

    Alternative approaches would make it difficult

    to predict how doubtful provisions might berewritten by judges.

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    Judges have tended excessively to emphasise

    the literal meaning of statutory provisions

    without giving due weight to their meaning inwider contexts.

    assumes that parliamentary draftsmen are

    perfect.

    ignores the limitations of language.

    can lead to absurd or harsh decisions and

    Parliament has to pass an amending statute.

    Cons of Literal Interpretation

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    R v Allen (1872) LR 1 CCR 367

    The defendant was married and marriedagain. It was an offence for a married personto marry again unless they were widowed or

    divorced. When caught the defendant arguedthat he did not commit this offence as the lawregarded his second marriage as invalid. Thecourt held that the word marry could also

    mean a person who goes through aceremony of marriage and so the defendantwas guilty.

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    Re Sigsworth [1935] Ch 89.

    The defendant had murdered his mother. She

    did not have a will and he stood to inherit her

    estate as next of kin, by being her issue. The

    court applied the golden rule and held that

    issue would not be entitled to inherit where

    they had killed the deceased.

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    Adler v George [1964] 2 QB 7.

    It was an offence to obstruct HM Forces in

    the vicinity of a prohibited place. The

    defendants had obstructed HM Forces in a

    prohibited place (an army base) and argued

    that they were not liable. The court found

    them guilty as in the vicinity of meant near

    or in the place.

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    Pros of the Golden Rule

    allows judges to avoid absurd or harsh resultswhich would be produced by a literal reading.

    allows judges to avoid repugnant situations, as

    in Re Sigsworth.

    Cons of the Golden Rule There is no clear way to test the existence of

    absurdity, inconsistency or inconvenience, orto measure their quality or extent.

    Judges can rewrite statute law, which only

    Parliament is allowed to do.

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    The Mischief Rule

    The mischief rule is contained in Heydon's

    Case (1584) 3 Co Rep 7, and allows the court

    to look at the state of the former law in order

    to discover the mischief in it which the

    present statute was designed to remedy. The

    court stated that for the true interpretation of

    all statutes four things are to be considered:

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    1st. What was the common law before the

    making of the Act.

    2nd. What was the mischief and defect for

    which the common law did not provide.

    3rd. What remedy Parliament resolved and

    appointed to cure the disease.

    4th. The true reason of the remedy; and then

    the function of the judge is to make such

    construction as shall suppress the mischiefand advance the remedy.

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    Smith v Hughes (1960) 2 All ER 859.

    Six women had been charged with solicitingin a street or public place for the purpose of

    prostitution. However, one woman had been

    on a balcony and others behind the windows

    of ground floor rooms. The court held they

    were guilty because the mischief aimed at was

    people being molested or solicited by

    prostitutes.

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    Royal College of Nursing v DHSS [1981] 1 All ER

    545. The Abortion Act 1967 allows abortions by a

    registered medical practitioner. Doctorscarried out the first part of the procedure and

    the second was performed by nurses butwithout a doctor being present. The HL held(by 3-2) that this procedure was lawfulbecause the mischief Parliament was trying toremedy was back street abortions performedby unqualified people.

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    Corkery v Carpenter [1951]1 KB 102

    .A person could be arrested if found drunk in

    charge of a carriage on the highway. The

    defendant had been arrested for being drunk

    in charge of a bicycle on the highway.

    The court held that a bicycle was a carriage for

    the purposes of the Act because the mischief

    aimed at was drunken persons on the highwayin charge of some form of transport, and so

    the defendant was properly arrested.

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    DPP v Bull [1994]4All ER 411.

    A man had been charged with loitering or

    soliciting in a street or public place for the

    purpose of prostitution.

    The court held that the term prostitute was

    limited to female prostitutes. The mischief

    the Street Offences Act 1959 was intended to

    remedy was a mischief created by women.

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    Pros of the Mischief Rule

    allows judges to put into effect the remedy Parliament

    chose to cure a problem in the common law.

    was developed at a time when statutes were a minor

    source of law; drafting was not as precise as today and

    before Parliamentary supremacy was established.

    Cons of the Mischief Rule

    Judges can rewrite statute law, which only

    parliament is allowed to do.

    must be possible to discover the mischief in

    order for this rule to be used.

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    Purposive Approach

    The purposive approach is one that will

    promote the general legislative purpose

    underlying the provisions (per Lord Denning

    MR in Notham v London Borough of Barnet

    [1978] 1 WLR 220). There will be a comparison

    of readings of the provision in question based

    on the literal or grammatical meaning ofwords with readings based on a purposive

    approach.

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    Jones v Tower Boot Co Ltd [1997]2 All ER 406.

    The complainant suffered racial abuse atwork, which he claimed amounted to racialdiscrimination for which the employers wereliable under s32 of the Race Relations Act

    1976. The CA applied the purposive approachand held that the acts of discrimination werecommitted in the course of employment.Any other interpretation ran counter to the

    whole legislative scheme and underlyingpolicy of s32.

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    Pros

    gives effect to the true intentions ofParliament.

    Cons

    It can only be used if a judge can find

    Parliaments intention in the statute or

    Parliamentary material.

    Judges can rewrite statute law, which onlyParliament is allowed to do.

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    Integrated (or Unified Contextual

    Approach

    Sir Rupert Cross, Statutory Interpretation (3rd ed,1995), suggested that there was a unified approach tointerpretation:

    (i) The judge begins by using the grammatical and

    ordinary or technical meaning of the context of thestatute;

    (ii) If this produces an absurd result then the judge mayapply any secondary meaning possible;

    (iii) The judge may imply words into the statute or alter orignore words to prevent a provision from beingunintelligible, unworkable or absurd; and

    (iv) In applying these rules the judge may resort tovarious aids and presumptions.

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    Mandla v Dowell Lee

    Controversial instance of statutory

    interpretation

    Courts (HL and CA

    ) divided on application ofstatute and the Race Relations Act

    Interpretation of ethnic in respect of Sikhs

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    Impact ofEU Membership

    UKs accession to EU altered the standing of

    parliamentary sovereignty

    A

    ll UK legislation must be interpreted to avoidconflict with EU law ECA1972, s.2

    ECJ adopts a teleological (purposive) approach

    which appears to have increasingly influenced

    UK law

    Is the use of this approach on the increase in

    UK?

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    Impact of the Human Rights Act 1998

    S.3(1) requires legislation to be read in a way thatis compatible with Convention rights so far as itis possible to do so; judges will have this in mindwhen adopting a purposive approach

    S.4 where it is not possible to give aninterpretation that is compatible with theConvention the higher courts may issue adeclaration of incompatibility

    The declaration will not affect the validity of thestatute, its continuing operation or enforcement

    s.3(2)(b)

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    HRA

    Principles of Human rights are not foreign to

    English law right to fair trial, freedom of

    speech, etc

    Judges are not empowered to strike down

    legislation that is incompatible this would

    usurp fundamental constitutional principles,

    i.e., separation of powers and parliamentarysovereignty