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CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission ("Commission"), having the authority to administer and provide for the enforcement

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Page 1: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission ("Commission"), having the authority to administer and provide for the enforcement
Page 2: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission ("Commission"), having the authority to administer and provide for the enforcement
Page 3: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission ("Commission"), having the authority to administer and provide for the enforcement
Page 4: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission ("Commission"), having the authority to administer and provide for the enforcement
Page 5: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission ("Commission"), having the authority to administer and provide for the enforcement
Page 6: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission ("Commission"), having the authority to administer and provide for the enforcement
Page 7: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission ("Commission"), having the authority to administer and provide for the enforcement
Page 8: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission ("Commission"), having the authority to administer and provide for the enforcement

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