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Colour Matching of Dyed Wool by Vibrational
Spectroscopy
Mandana Mozaffari-Medley BSc.
A thesis submitted in partial fulfilment of the requirement of the Degree of Master of Applied Science
School of Physical and Chemical Sciences Queensland University of Technology
July 2003
ii
Statement of Original Authorship
The work contained in this thesis has not been previously submitted for a
degree or diploma at any other higher education institution. To the best of my
knowledge and belief, the thesis contains no material previously published or
written by another person except where due reference is made.
iii
"w¬Ã�f ͤ‡ ä… ,w¬� ÑŸ£•"
dZ¯‹®• pz®•
“I conquered, I got published”
Forough Farokhzaad, Pioneer female poet I would like to dedicate this thesis to my family, friends, and colleagues who believed in me and encourage me to be a true scientist. Especially Dr. B. Frost, the dean of faculty of science at the University of Queensland.
iv
Acknowledgement
I would like to acknowledge my supervisor, Dr. Serge Kokot for providing me with a very interesting project. I would like to thank him for being there whenever I was facing a challenge in the course of my study. I would like to thank Professor George, my co-supervisor. For that although as the dean of the faculty he was very busy, he always found time to listen and provide guidance and encouragement. I also wish to thank Dr. Jeff Church, from CSIRO, for providing me with samples to study and for his help at the beginning of my study. Many many thanks go to Dr. Llew Rintoul for teaching me how to use the instruments and for discussing various aspects of my work and providing me with excellent ideas. Not to mention that he spent a few Saturday and Sunday afternoons reading my thesis. Thank you Llew, you are an invaluable friend. I would like to thank Associate Professors Brian Thomas and Peter Fredericks and Ms. Elizabeth Stein. Without your support this thesis would not have been possible. I would like to thank Drs. Dalius Sagatys, Bob Johnson and Graham Smith for listening to me when I was down and for inviting Greg and I to their circle of friends. All the postgraduate students are not forgotten, specially Dr. Shona Stewart, Sandra Dütt and Thanh Van den Elst, for making my life at QUT that much more pleasant. Also I would like to thank a few people at work: my boss Cathrine Neuendorf for supporting me in taking time off work to finish, Sandra for listening to all my stories and buying me lots of gifts to cheer me up and Helen Woods for making sure that I was on the track and that I had a plan to follow. I’d like to thank my parents. To whom I owe my achievements: To my father, the greatest textile engineer, whose passion for textiles inspired me to do this project. Dad, many times when I read about wool processing, I remembered you, teaching me enthusiastically about the textile science of fabrics whenever the possibility came up. Does summer holidays in Europe ring a bell!!! To my mother, a teacher by profession and in life. You are my role model. You have taught me never to give up and always think positive. Thank you for being there for me.
v
I also wish to thank my brother, Maziar, who is also finishing his PhD thesis. Thank you for all your support and encouragement. I am proud to be your sister. Last but by no means least; I’d like to thank my husband, Dr. Greg Medley. For all that time that I discussed my scientific ideas with him, for teaching me how to write a thesis and for correcting all my grammatical errors and funny English!!! For many times that he worked 12-14 hours at uni so that I would keep going, for listening to my grumbles and always saying: “Sweetie, you are going to be fine, keep going”.
vi
Abstract
The matching of colours on dyed fabric is an important task in the textile industry.
The current method is based on the matching the visible reflectance spectrum to
standard spectral libraries. In this study, the amount of dye on various wool and
wool-blend fabric was measured using vibrational-spectroscopic techniques.
FT-IR PAS and FT-Raman spectroscopy was used to analyse the following set of
samples: woollen fabrics (supplied by CSIRO- Geelong, Australia), dyed with
Lanasol dyes (Red 6G, Blue 3G and Yellow 4G) and wool/polyester fabrics (supplied
by Ceiba-Geigy, Switzerland), dyed with Forosyn dyes (grey, yellow, green, brown,
orange, red). A minimum of six spectra was recorded for each sample. The spectra
recorded were consistent with those reported previously. FT-IR PA spectral data were
block normalised with Y-mean centring and examined using Principle Component
Analysis (PCA) and Partial Least Squares (PLS).
Although PCA separates the woollen fabrics dyed with a combination of two colours,
it does not do equally well for samples dyed with three colours. The dyed wool/
polyester blend samples appeared in a totally random fashion on the PCA plot.
The PLS analysis of PA spectra of various ratios of dyes on woollen fabrics as well as
wool/polyester blend was found to be a viable procedure and should be investigated
further, perhaps with a broader set of data.
vii
FT-Raman spectra were examined using PCA and PLS. The best pre-treatment for
FT-Raman spectral data was found to be normalising followed by Y-mean centring.
The PCA plots demonstrate that woollen samples are separated according to the dye
ratios and that the presence or absence of some of the peaks is influenced by
individual dyes. For example, the presence of the peak at 1430cm-1 is inversely related
to the presence of blue dye on the fabric. The PLS resulted in SEE and SEP values of
around 1 and 2 respectively indicating that the prediction of the dye ratios have not
been very successful and suggesting that there was some problem with the measured
values of the calibration set.
PCA plots of wool/polyester fabrics dyed with a single colour indicate that PC1
separates the samples according to how close the shades are together, while PC2 and
PC3 separate samples according to their individual colours. PC4, although explaining
only a small percentage of variance, suggests that the samples are not homogeneously
dyed. PCA plots of the samples dyed with various combinations of the three main
dyes display each cluster of samples in their right position on the colour card.
Calculated SEE and SEP values (Yellow: ~0.30, ~0.55, Brown: ~0.30, ~0.79, Red:
0.16, 0.49 and Grey: ~0.2, ~0.40, respectively) indicate that FT-Raman spectroscopy
and chemometrics may offer promising methods for measuring the ratio of various
dyes on wool/polyester fabrics.
FT-Raman spectroscopy and chemometrics were also used to investigate the change
in the ratio of dyes on UV-treated dyed woollen samples. Samples were weathered for
7 and 21 days, using accelerated weathering instrument. The substrate subtracted
viii
spectral data were normalised to 100% substrate of the first derivative (9 points and 7
degrees) followed by double centring of the matrix in the spectral region of 1500-
500cm-1. PCA effectively separated non-irradiated from the irradiated sample but did
not separate the irradiated samples further according to the number of days of
irradiation. The pre-treatment used for PLS was first derivative of substrate subtracted
spectral data normalised to 100% substrate, and then Y-mean centred. PLS failed to
predict the ratio of the irradiated dyes very well. This may be because degradation
products are not modelled by PLS or because the total amount of dye has reduced
without changing the dye ratios.
Table of Contents
1… Chapter 1 — Introduction 1… 1.1 Introduction 2… 1.2 Morphology 6… 1.3 Chemical Structure of Wool 9… 1.4 Wool Processing 11… 1.5 Finishing 23… 1.6 Colour Matching 27… 1.7 Vibrational Spectroscopy 36… 1.8 Chemometrics 38… 1.8 References 40… Chapter 2 — Experimental 40… 2.1 Materials 42… 2.2 Instrumentation 43… 2.3 Vibrational Spectroscopy Analysis 49… 2.4 Chemometrics 58… 2.5 References 59… Chapter 3 — FT-IR Spectroscopy of Dyed Wool 59… 3.1 Introduction 63… 3.2 FT-IR PA spectroscopy of undyed Wool 65… 3.3 FT-IR Studies of dyed wool 67… 3.4 Chemometrics studies of dyed wool 72… 3.5 Photo-acoustic Spectroscopy of Wool/Polyester Blends 75… 3.6 References 76… Chapter 4 — FT-Raman Spectroscopy of Dyed Wool 76… 4.1 Introduction 77… 4.2 Dyed Wool 85… 4.3 Chemometrics 95… 4.4 Wool/ Polyester Blend Dyed With Foron and Lanasyn dyes 104… 4.5 Chemometrics 120… 4. 6 References 121… Chapter 5 — FT-Raman Spectroscopy of Irradiated Dyed Wool 121… 5.1 Introduction 127… 5.2 FT-Raman Spectroscopy of Irradiated Wool 128… 5.3 Chemometrics 144… 5.4 References 145… Chapter 6 — Conclusions 145… 6.1 Conclusions 150… 6.2 Future Work 151… 6.3 References
Chapter 1 Introduction Page 1
Chapter 1 Introduction
1.1 Introduction
It is not known when wool was first used as a textile fibre but since sheep were one of
the first animals domesticated by Neolithic people; it seems likely that wool may have
been an early textile material1. Likewise, the art of dying wool predates written
history but woollen articles have been found in central Asia which are at least 2500
years old and their subtle dying shows that the dyer’s art was already well developed
by that early stage. For most of its long history, the process of dying textiles has been
a 'black art' with individual dyers jealously guarding secret recipes of plant, animal
and mineral products which they knew would produce a fast dye in desirable colours.
It was only in the mid-nineteenth century with the development of the first synthetic
dyes that the dying of wool began to be transformed from an art to a science.
Wool is a proteinaceous fibre with the majority of these proteins belonging to a class
known as keratins (from the Greek word 'κερας' meaning horn). Keratin proteins are
found in all higher vertebrates. They may be divided into two groups: hard and soft
keratins. Hard keratins are found in hair, hooves and feathers. They have relatively
high proportions of sulfur (more than 3%)2 and hence tend to be highly cross-linked
and inelastic. Soft keratins such as those found in skin contain much less sulfur.
Keratins may also be classified according to their folding structure as determined by
their x-ray diffraction patterns3. Unstretched wool contains α-keratins, which have a
Chapter 1 Introduction 2
α-helical structure. When the wool is stretched it converts to the β-keratin structure
which is predominately folded as β-sheets.
1.2 Morphology
The wool fibre is not homogenous. It has several distinct regions arranged in coaxial
layers. These layers have very different chemical and physical properties; it is,
therefore, necessary to understand the morphology of the fibre in order to study the
response of wool processes such as dying. For this reason, wool morphology has been
the subject of extensive study over the past few decades. The fibre may be divided
into a central region known as the medulla surrounded by a cellular region known as
the cortex, which is in turn surrounded by a region known as the cuticle.
Figure 1.1 The Structure of a wool fibre4
Chapter 1 Introduction 3
The Cuticle
The cuticle is the outer layer of the fibre. It is composed of large flattened cells. The
number of cuticle cells is determined by the thickness of the fibre. In coarse wool the
cuticle may be up to fifteen cells thick while in fine wool it is a single cell layer with
about 15% cell overlap5. The outermost cuticle cells protrude outward to form scales
pointing toward the distal end of the fibre6. Keratins in the cuticle contain a greater
proportion of cystine and other non-helix-forming amino acid residues7. This makes
them less extensible and so, when the fibre is stretched, the cuticle cells tend to
crack8.
The cuticle may be further subdivided into four coaxial layers: the epicuticle, the
exocuticle, the endocuticle and the cell membrane complex.
The epicuticle is a thin hydrophobic membrane, which surrounds the cuticle cells. It is
only a few molecules or 3-6nm thick and contains only about 0.1% of the mass of the
fibre5, 9 but because it is the outermost layer, it is the most exposed to chemical attack.
The exocuticle lies directly below the epicuticle. It is about 0.3µm thick and contains
about 60% of the cuticle mass10. The exocuticle has a higher degree of cross-linking
than the rest of the cuticle and hence is resistant to enzymatic digestion. It may,
however, be solublised by oxidation or reduction.
The endocuticle lies beneath the exocuticle. It is slightly smaller than the exocuticle
being about 0.2µm thick and composing about 40% of the cuticle mass. It is less
Chapter 1 Introduction 4
highly cross-linked than the exocuticle and hence it is more susceptible to enzymatic
digestion11. Industrial processes to remove the scales from wool employ chemical
attack on the endocuticle.
The cell membrane complex (CMC) is a thin proteinaceous membrane about 25nm
thick which lies between the cuticle and the cortex and which acts to bind the two
together12. Even though the CMC constitutes a small proportion of the mass of the
wool fibre, it plays an important role in the mechanical and chemical properties of the
fibre13.
The Cortex
The cortex lies beneath the cuticle. It is clearly distinguished from the cuticle by the
different morphology of the cells. The cortex cells have an elongated shape
approximately 100µm long and 3-6µm wide and aligned parallel to the fibre axis14.
The cortex is largely responsible for the mechanical behaviour of the fibre. Within the
cortical cells are macrofibrils embedded in a protein matrix. The macrofibrils are
composed of hundreds of microfibrils, which are in turn composed of protofibrils. A
protofibril consists of two double-stranded helices coiled into a superhelix. Each of
the helices consists of two α-helical protein chains.
The cortex may be divided into two regions, namely: the orthocortex and the
paracortex. In coarse fibres there is a third region known as the mesocortex which can
account for up to 4% of the fibre mass15.
Chapter 1 Introduction 5
The paracortex cells contain regions known as nuclear remnants composed of non-
keratinous material and cytoplasmic debris16. In the orthocortex cells, this material is
less easily resolved because it is distributed evenly between the microfibrials. The
nuclear remnant material dispersed through the cell make the orthocortex cell more
wettable and more accessible to surfactants and to high molecular mass dyes such as
heavy metal ions and basic dyes17. These chemicals diffuse into the cortex via the
CMC, which runs the full length of the fibre.
The paracortex cells are less susceptible to attack by heavy cations but show the same
reactivity toward acid dyes as the orthocortex18.
The Medulla
Along the cental axis of the fibre there is a region known as the medulla, which
appears as a dark canal. The cells in the medulla are surrounded by air-filled spaces
and, for this reason the medulla is believed to serve as a thermal insulator and to
reduce the weight of the fibre. The medulla increases the light-scattering ability of the
fibre and makes the fabric appear lighter.
Dye migration
In the early days, wool fibre was treated as a cylinder of uniform composition. Hence
it was assumed that a plot of dye uptake by wool would be a straight line. This
however, did not agree with the Fick’s law of diffusion, which states that a plot of dye
uptake against the square root of time must be nearly a straight line. In practice, the
dyeing curve is a concave one at the beginning of the plot, and it only becomes a
linear line after a while. This suggested that there must be a barrier to the dye uptake.
Chapter 1 Introduction 6
Many theories have been proposed as to what the barrier in the wool fibre is. Some of
the earlier theories assumed that epicuticle was a continuous layer around the wool
fibre. In 1937 however, R.O. Hall19 proposed that the dye molecule diffuses into the
wool fibre through the gap in between the scales. Another factor that has been
proposed as a barrier to the dye uptake is the lipids present at the junctions of the
cuticles. In 1985, Leeder and his co-workers20 were able to follow the dye molecule
migration into the fibre using Transmission Electron Microscopy (TEM). They
showed for the first time that the dye molecule does enter the fibre via cuticle cell
junctions.
When the dye molecule passes the barrier, it should still get through the whole cross
section of the fibre, if maximum colour yield and fastness is to be obtained. Leeder et
al.13 have shown that the non-keratineous part of the wool fibre is important in the
wool dyeing process. They also demonstrated that the dye diffuses throughout all the
non-keratineous part of the cell membrane complex, the endocuticle and the inter-
macrofibrillar material and then slowly migrates from the non-keratineous section into
the sulfur rich proteins of the matrix around the microfibrils within each cortical cell.
The dye also migrates from the endocuticle into the exocuticle. In this way, at the end
of the dyeing process, the non-keratineous part of the wool fibre becomes saturated
with dye.
1.3 Chemical Structure of Wool
Approximately 1% of the mass of a clean wool fibre is made up of lipid material most
of which is found in the intercellular regions21. About 40% of this lipid material is
Chapter 1 Introduction 7
sterols, and about 30% are polar lipids such as cholesterol sulfate. About 25% are
fatty acids including every straight chain, mono-saturated fatty acid between C7 and
C26 (22, 23) .
Amino Acid Composition of Wool
Various people have studied the relative abundance of amino acid in wool as a whole
and in different parts of the wool fibre24, 25, 26. The hydrolysis of clean wool yields 18
amino acids with the relative amount of the amino acids differing from one sample to
another, even within a single breed of sheep. The amino acids and their approximate
concentration present in a Merino wool fibre are shown in the Table 1.1.
The abundances of the various amino acids residues may be different in different wool
samples. Some of these differences are due to the genetic variations, diet, etc. One of
amino acid residues particularly affected by these factors is the cystine content of the
wool. Wool fibres usually have relatively high sulfur content. This is due to the
disulfide group of the amino acids’ cystine. Cystine may be oxidised to form cysteic
acid27.
Figure 1.2 The Chemical Structure of Cysteic Acid, Cystine and Cysteine
NH2
O
OH
SH
NH2
O
OH
SO
O
OH
NH2
O
OH
S S
NH2
O
OH
Cysteic Acid Cysteine Cystine
Table 1.1 Amino acid composition of wool Amino acid Chemical structure Abundance
(mole % ) Nature of the side-chain
Glycine CH
COOH
NH2
H
8.6 Hydrocarbon
Alanine CH
COOH
NH2
H3C
5.3 Hydrocarbon
Phenyl-alanine
CH2 CHCOOH
NH2
2.9 Hydrocarbon
Valine
CHCOOH
NH2
H3C
H3C
5.5 Hydrocarbon
Leucine H3C
H3CCH2
NH2
COOHCH
7.7 Hydrocarbon
Isoleucine
NH2
COOHCH
CHCH2
CH3
CH3
3.1 Hydrocarbon
Serine CH
COOH
NH2
CH2HO
10.3 Polar
Threonine CH
H3C NH2
COOHCH
HO
6.5 Polar
Tyrosine
CH2 CHCOOH
NH2
HO
4.0 Polar
Aspartic acid CH
COOH
NH2
CH2HOOC
6.4 Acidic
Glutamine O
O
NH2
NH2
OH
11.9 Basic
Chapter 1 Introduction 8
Both cystine and cysteine (the precursor of cystine in the reduced form) can usually
be found in wool. Figure 1.2 shows the chemical structure of both cystine and
cysteine. Cysteine is also referred to as ‘half-cystine’. The hydrolysis of the cystine is
facilitated under alkaline conditions. This sometimes results in the formation of
lanthionine cross linkages (-HC-CH2-S-CH2-CH-) causing the fibre to display
yellowness.
Many of the polypeptide chains in wool are in the form of a α-helix. There are two
types of cross linkage which may occur in the polypeptide chains: covalent and
non-covalent bonds. These cross linkages may appear in between the chains
(inter-chain) or between different parts of the same chain (intra-chain). The cross
linkages play an important role in the physical as well as mechanical properties of the
wool fibre. For example, when a wool fibre is stretched (by up to 30%) and then
released, it returns to its original length. This is due to the presence of inter-chain
cross linkages.
In the dyeing process water molecules penetrate into the fibre and make it swell. This
disrupts the inter-chain bonds and consequently facilitates the penetration of the dye
molecules into the wool fibre.
Various types of bonding contribute to the chemical and physical characteristics of
wool. Some of which are:
Table 1.1 Amino acid composition of wool Amino acid Chemical structure Abundance
(mole % ) Nature of the side-chain
Histidine
NHN
CH2NH2
COOHCH
0.9 Basic
Arginine
NH
O
NH
NH2
NH2
OH
6.8 Basic
Lysine
NH2
COOHCH
H3N
3.1 Basic
Methionine
NH2
COOHCH
CH2CH2
SH3C
0.5 Sulphur-containing
Cysteine CH
COOH
NH2
CH2HS
10.5 Sulphur-containing
Tryptophan
CH2NH2
COOHCH
HN
N/A Heterocyclic
Proline
NH
COOH
5.9 Heterocyclic
Chapter 1 Introduction 9
Non-covalent Bonds
Non-covalent bonds are secondary bonds, which may occur within a single protein
chains or in between different chains. The non-covalent bonds can be divided into
three groups: hydrogen bonds, ionic bonds and hydrophobic bonds.
A. Hydrogen Bonds
In wool hydrogen bonding occurs between –CO and –NH groups in the peptide chain
and the amino and carboxyl group in the side chains. There is a great amount of
hydrogen bonding within the α-helix in wool.
B. Hydrophobic Interactions
Hydrophobic interactions are formed between two non-polar side-chains, with the
liberation of a water molecule. Hydrophobic bonds are important in the mechanical
strength, setting and smooth drying of wool28.
C. Ionic Bonds
In wool there is approximately the same number of basic amino and acidic carboxylic
groups both of which may carry a charge depending on the pH. An ionic attraction —
also know as a ‘salt link’ may be formed between oppositely charged regions of the
protein. Ionic bonds together with hydrogen bonding are important in the physical
characteristics of the wool fibre. However, upon wetting the fibre these types of
bonds are progressively broken.
1.4 Wool Processing
Chapter 1 Introduction 10
Between being on the sheep's back and being made into the finished fabric, wool is
subjected to various chemical and physical treatments to improve its aesthetic
properties. The exact treatments that are used depend on the nature of the raw wool
and the intended end-use for the fabric. There are two stages in wool treatment:
processing normally followed by finishing. Wool processing involves various
treatments on the wool fibres. Some of these treatments have been briefly described
here.
Scouring
As much as 50% of the mass of newly-shorn wool is made up of wool wax and suint
— the secretions of the sebaceous and sebiferous glands respectively — as well as
dirt, vegetable matter and other detritus that the sheep has picked up in its travels. In
the scouring process the bulk of this contamination is removed by agitating the wool
in a hot aqueous solution of detergent. Lanoline may be recovered from the wool wax
as a valuable by-product of scouring.
Carbonising
The remaining vegetable matter may be removed from the wool by a technique known
as carbonising in which the wool is soaked in a dilute solution of sulphuric acid, dried
and then baked to about 125 °C for a minute. This degrades any cellulosic material to
dust, which is removed by milling. The excess acid is then removed by rinsing and
neutralising the wool.
Carbonising may be done either before or after dying though it is generally most
economical if the carbonising is done first. The process of carbonising reduces the
uptake of acid dyes because it increases the acidity of the wool environment. If the
Chapter 1 Introduction 11
wool is to be dyed before being carbonised, the dye must be fast to the rigorous
conditions of the carbonising process29.
Shrink proofing
The surface of wool fibres is covered with scales which all point toward the distil end
of the fibre. This results in what is known as the Differential Friction Effect (DFE)
whereby the fibre experiences greater friction when it slides in the distal direction
than when it slides in the proximal direction. When wool is agitated or put under
pressure in water the DFE causes the fibres to move together and become entangled.
This process is known as felting. In woven fabric, felting causes the fabric to shrink
and become denser. There are two main types of shrinkproofing processes:
degradative and additive 12,30.
Mothproofing
Untreated wool is subject to attack by the larvae of clothes moths and other insects.
To prevent insect damage, the wool may be treated with standard insecticides. If the
mothproofing is to last the life of the fabric the insecticide must be bound to the fibre
in the same manner as a dyestuff is bound to the fibre. Common organochlorine
insecticides may be applied in the same manner as acid dyes and, in practice, a small
amount of insecticide is often added during the dying process.
1.5 Finishing
Many finishing processes are conducted in aqueous environment; therefore sometimes
they are referred to as wet processing. Some of these processes are mentioned below:
Chapter 1 Introduction 12
Bleaching
Bleaching is the process by which the fabric is “whitened”. This is done for the
purpose of the production of pale or very bright shades on the fabric or yarn.
Dyeing
What is a dye?
Dyes are organic molecules in an aqueous solution, which selectively absorb light in
the visible spectrum. A dye molecule has three different chemical groups in it: the
chromophore, auxochrome and solubilising group. The chromophore lends the colour
while the auxochrome determines the intensity of the hue and provides a site for the
attachment of the dye to the fabric. The solubilising group assists the dye molecule to
become water-soluble.
Dye Types Suitable for Wool
Dyes may be classified by their chemical composition, or by the method of its
application to the fabric. Here, they have been classified according to their
application.
Several different types of dyes may be used in dyeing of wool. They are acid dyes,
mordant dyes and reactive dyes.
A. Acid dyes
Chapter 1 Introduction 13
Acid dyes are used for wool as well as for the other protein fibres and polyamides.
They are so called because they are applied to the fibre using an acidic or neutral dye
bath (pH ≥ 7.5). Acid dyes offer the widest range of shades in the wool dyes.
Acid dyes may be classified as:
1) Level-dyeing or equalising acid dyes
Acid levelling dyes are of small to moderate molecular size, applied in a strong
acid bath (pH 2.5-4.0).
2) Intermediate dyeing dyes
These dyes are applied from a weaker dye bath (pH 3.5-5.0). The dye bath
normally contains sodium sulfate.
3) Acid milling dyes
Acid milling dyes owe their name to their high fastness to the wool fibre and the
milling process.
These dyes generally have large molecular size and a very high affinity for the
wool fibre. Acid milling dyes are applied from a neutral or weakly acidic dye bath
(pH 4.5-6.5)
Among the acid dyes, the most popular chromophore is the azo group. Some
examples of dyes with the azo chromophore are shown in Figure 1.3.
Chapter 1 Introduction 14
Figure 1.3 Dyes with Azo Chromophores
N N
HOSO3Na
H3CCOHN
N N
HO SO3Na
SO3Na
B. Mordant dyes (or chrome dyes)
Chrome dyes are also referred to as Mordant dyes since in order to increase their
affinity for the fibres a mordant (such as a metallic salt) is necessary. Mordant dyes
normally contain an –OH or –COOH group which can form bonds with the metal ion
in the fibre to create a large molecule. Mordant dyes are subdivided into four groups:
• Anthraquinone
They generate the shades blues, reds and browns. The parent dye of this group
is alizarin:
O
O
OH
OH
Alizarin is a polygenetic mordant dye i.e. it produces different hues when used in
conjunction with various mordants.
Chapter 1 Introduction 15
• Azo
This subtype contains the biggest number of the mordant dyes. They have high
fastness to light and to wet treatment.
• Triphenyl methane
These produce mostly bright violets and blues and they have moderate fastness
to light on wool.
• Xanthene
Xanthene dyes display mostly red hues.
C. Metal complex (pre-metallised dyes)
In these dyes a metal atom, mostly chromium, is chelated to one or two molecules of a
monoazo dye containing –OH, -NH2, -COOH groups. Metal complex dyes yield
duller shades than non- metallised and reactive dyes. They are however brighter than
mordant dyes.
D. Reactive Dyes
One of the most used dye types for dyeing wool fibres is the reactive dye31. Reactive
dyes are applied to wool from a weakly acidic dye bath (pH4-6). They are different
from the other wool dye types in that they bind covalently to the fibre.
Reactive dyes were first produced in 1956 and were developed for dyeing cotton.
They have found particular utility in the dyeing of wool/ polyester blend.
Chapter 1 Introduction 16
The chemical structures of some of the reactive dyes that can be applied to wool are
shown in Table 1.2.
Table 1.2 Some Reactive Dyes
Structure
Reaction Group Trade Name Manufacturer
D-SO2CH=CH2
Vinyl sulfone Remazol/ Remalan
Hoechst
D-SO2 CH2 CH2 OSO3 H
β-sulfatoethyl sulfone
Remazol/ Remalan
Hoechst
D-NHCOCH2Cl
chloroacetamide Cibalan Brilliant CIBA-GEIGY
D-NHCOCH=CH2
(Metal complex)
Acryl amide procilan ICI
NH CH2
BrO
D
α-bromo-acrylamide
Lanasol CIBA-GEIGY
D SO2N
SO3H
CH3N-methyl taurine-ethyl sulfone
Hostalan Hoechst
Chapter 1 Introduction 17
In the wool fibre, reactive dyes react with the terminal amino groups, OH, SH and
NH3. This can happen in two ways:
Nucleophilic displacement reactions such as:
XHNN
Cl NH
Cl
D
+NN
X NH
Cl
D
X=NH, O, S
subs
trate
subs
trate
And addition reactions such as:
subs
trate
NH + DS
O
O-
subs
trate
XS
O
OD
X=NH, O
The first Lanasol dye was produced in 1966. The name Lanasol is a trademark of the
company Ciba-Geigy. It generally refers to α,ε-dibromopropinylamide dyes which are
the precursor of α-bromoacrylamido dyes.
α-bromoacrylamide dyes have the potential to undergo both displacement and
addition reactions but it has been shown32,33 using model theory, that Lanasol dyes
Chapter 1 Introduction 18
react with α-amino groups to produce aziridine derivatives. It is postulated that the
bromine is the leaving atom in this reaction:
subs
trate
NH2 +
CH2
Br
O
NH D
N
CH3
O
NH D
.
subs
trate
Overall, these dyes have good wet treatment and light fastness. They produce bright
colours and are highly reactive.
Binding Sites in Wool for Reactive Dyes
The three important reactive groups in the wool fibre are peptide bonds, disulphide
cross-links and the side chains of the amino acid residues. This makes the wool fibre
prone to different chemical reactions.
Numerous studies have been done to establish the sites in a wool fibre where a
reactive dye molecule can attach itself. For example, the behaviour of the reactive dye
and the fibre has been studied34 by modifying some of the amino acid residues in wool
and studying the reaction between the dye molecule and the model structure of
different amino acid residues of wool. While another approach is the analysis of acid
hydrolysates of dyed wool35 showing the extent of the reaction as well as the sites of
the reaction of the dyed wool.
In general, these studies have concluded that the location of the dye reaction in the
wool fibre depends on:
Chapter 1 Introduction 19
• The binding sites available
• The electrostatic charge distribution in the fibre, and
• The steric hindrance in the fibre, which restricts the diffusion of the dye to some
positions.
The variation in the reactivity of different sites in the wool fibre can be understood on
the basis of their net electrostatic charges and the functionality of their side chains.
For instance, the high sulfur proteins in wool carries overall positive charge attracting
anionic dyes readily. While the low sulfur proteins in the wool carry an overall
negative charge, which causes a barrier to the diffusion of dye into the fibre. Overall,
however, the charge effect does not stop the reaction of the dye with the fibre but
rather it retains it.
Finally MacLaren et.al.35 have concluded that, in the reaction of wool and the reactive
dyes, cysteine, lysine, histidine and N-terminal residues of wool are the main binding
sites, regardless of the type of reactive dyes.
In this project, woollen fabrics dyed with reactive dyes as well as wool/ polyester
blend fabrics dyed with a mixture of reactive dye and disperse dye were studied.
Chapter 1 Introduction 20
Dyeing Wool/ Polyester Blends
Blending synthetic and natural fibres enhances the aesthetic properties of the fabric
and makes it more economical. During the past fifty years blending of wool with
nylon, polyester and acrylic fibres has become very important36.
Polyester fibre is made of condensed ethylene glycol and dimethylterephthalate
(terephthalic acid), followed by polymerisation:
H3COOC COOCH3 + n HO(CH2)2OH
COH3COOC COO(CH2)2O H[ ]n + (2n-1) CH3OH
Non-ionic disperse dyes such as those in Figure 1.4, which were originally made for
cellulose are used to dye polyester.
Wool/ polyester blends are normally dyed with a dye mixture that contains disperse
and wool dye. The samples studied in this project, were dyed using metal complex
and disperse dyes. Dyeing of wool/ polyester blends however, can present problems
since the polyester fibres have to be exposed to elevated temperatures (around
135°C), which can cause damage to the wool fibre. In order to overcome this
problem, carriers are introduced so that the polyester fibre swells at approximately
100-105°C and the disperse dye can penetrate the polyester fibres37. The polyester
fibres used in the wool/polyester blend are of low crystallinity. Although this reduces
Chapter 1 Introduction 21
the tensile strength of polyester, it increases the affinity of these fibres towards
disperse dyes. In the Raman spectrum the crystallinity of PET can be observed in the
narrowing of the carbonyl band near 1730 cm-1. Adsorption of the disperse dye in the
polyester fibre is through π-binding via the aromatic nuclei and hydrogen bonding
with the polyester fibre.
Figure 1.4 Some Disperse Dyes
N
N
OH
CH3
NH
CH3
O
O
O
NH2
NH2
NH2
NH2
(i) CI Disperse Yellow 3 (ii) CI Disperse Blue
Irradiated Dyed Wool Fabric
In the textile industry, light fastness is one of the most important properties of a dyed
fabric. This is dependent on many factors, such as the photo-stability of the dye
chromophore and the effect of the chemical environment of the substrate on its
stability38. For example, one of the problems faced by dyers is that the tip of the wool
fibre is weathered and therefore it does not have the same affinity for the dye as the
rest of the fibre39.
The Lanasol group of dyes offer excellent light fastness. The fixation of this dye to
the wool fibre is achieved by the formation of covalent bonds between the reactive
Chapter 1 Introduction 22
group of the dye and one or more of various sites on the wool fibre40, 41. Of these sites,
sulphur-containing and basic amino acids are highly sensitive to photo-oxidation
followed by aromatic amino acids and hydrophobic amino acids respectively42. In the
process of photo-degradation, the original colour on the fabric fades, indicating
chemical changes in the dye molecule. It has been shown41 however that the actual
bonds formed between the wool fibre and the reactive dyes are not broken.
Baumann43,44, has indicated that certain reactive dyes bonded to the side chain of wool
slow the damage of the fibre caused by photo-oxidation, while they can accelerate it if
attached to the skeletal polypeptide chain. Baumann has also argued that the results
obtained by various research groups may vary to some extent since the irradiation
conditions would not be the same causing very small differences in the amino acid
content of the wool. Rusznák et al.41 have demonstrated that the number of amino acid
side chains increasing after irradiation are arginine, aspartic acid, glutamic acid,
serine, threonine; while the number of amino acid side chains decreasing after
irradiation of dyed wool are cystine, tryptophan and tyrosine. They have also
indicated that leucine, isoleucine, methionine, serine, tyrosine and valine become
protected against photo-degradation when the wool fabric is dyed with reactive dyes.
Therefore, it is likely that studying the vibrational spectra of the irradiated dyed
fabrics may reveal these changes. In a previous study43 on fading the dyed samples
were visually evaluated against a series of commercial standards. It was concluded
that such evaluations are very difficult since wool is strongly yellowed and the hue of
the coloured samples was perceptibly greener after irradiation. It may, therefore, be
preferable to study fading with vibrational spectroscopy and chemometrics, since
there is no sample preparation and it can separate substance and dye effects out.
Chapter 1 Introduction 23
1.6 Colour Matching
What is Colour?
International Lighting vocabulary defines colour as: “ The characteristics of visual
sensation which enables the observer to distinguish differences in the quality of the
sensation of the kind which can be caused by differences in the spectral composition
of the light.”
Prediction of colour according to its spectrum only, is not always conclusive. This is
because the sensitivity of the human eye changes over the visible spectral range.
Two objects may have quite different visible spectra but may appear to have the same
colour under certain lighting conditions. Under different lighting conditions, these
same two objects may appear to have very different colours.
Billmeyer and Saltzman have described colour as “the spectral power distribution
curve of the light source multiplied by the spectral transmittance or reflectance curve
of an object multiplied by the spectral response curve of the eye”45.
Colour and Colour Measurement in Various Industries
In the 19th Century after the first synthetic dye was produced, a whole new chapter in
various industries begun. Colour photography was discovered in 1907. Colour
television was invented in 1928 bringing colour into every living room.
Today different industries use the psychological influences of colour to manipulate
consumers with the latest shades for cosmetics, fashions and cars46. The colour of the
product, therefore, is an important property of it.
Chapter 1 Introduction 24
Colour has become an important property to be considered in industry. It is important
for producers to be able to control the shade of colour on their product as well as
being able to match the colour desired by the consumer. The exact imitation of colour
today is a combination of art, skill and science.
For example, the paints and coating industry needs a fast and accurate colour
formulating process since no visual distinction between the original and the finished
product is possible47. In the ink industry the equation exists: the more colour control,
the less waste and the greater productivity48.
In the leather industry, the use of colour-measurement instrumentation is well
established49. In the textile industry, the market demand for more attractive colours
has caused the producers and designers to concentrate more on this part of the
manufacturing. Colour matching of textiles is also an important field of forensic
science.
Colorimetry
Although colour is a sensory property dependent upon the properties of the eye and
the brain of the observer, it is essential to be able to define it quantitatively. The
science of quantitatively defining and measuring the sensation of colour is referred to
as colorimetry.
The CIE system defined in 1931 by the International Commission on Illumination50
describes a colour in terms of the relative amounts of the three primary colours: red,
Chapter 1 Introduction 25
green and blue. Because these are not always additive, three virtual colours X,Y and
Z — the tristimulus values —are used. The tristimulus values are found using the
CIE distribution coefficients λx , λy and λz which are defined such that a mixture of
red, green and blue in the proportions λx : λy : λz is perceived as identical to
monochromatic light of wavelength λ.
The virtual primary colours may be obtained from the tristimulus values by
integrating over to visible spectrum as:
∫= λλxREX λλλ d
∫= λλyREY λλλ d
∫= λλzREZ λλλ d
where Eλ is the illumination energy at λ
and Rλ is the reflectivity at λ.
In order to show colours on a two dimensional plot, chromaticity coordinates x, y, z
are defined as x=X/(X+Y+Z), y=Y/(X+Y+Z) and z=Z/(X+Y+Z). The plot of x versus
y as shown in Figure 1.5 is known as the CIE chromaticity diagram.
Chapter 1 Introduction 26
Figure 1.5 The CIE Chromaticity Diagram
The colours of the visible spectrum lie on a parabolic curve in the chromaticity
diagram and the achromatic colours (white, black and grey) are at the centre. The
straight line at the bottom of the diagram represents the non-spectral purple colours. A
luminosity coordinate may be added perpendicular to this diagram to create the CIE
colour solid.
Before the introduction of automation to colour matching, when a new target colour
was to be matched, the master shader would compare the given colour with colours on
file. Based on the visual assessment of the colour differences, a recipe closest to the
target colour was chosen and then adjusted until an acceptable match was obtained.
0.5 1.0
0.5
1.0 550
700
x
purple blue
green
λD
400 y
w
C
F
Chapter 1 Introduction 27
It is now possible to measure the reflectance over the visible spectrum of a sample
panel using a spectrophotometer and, using a microcomputer, to determine CIE
tristimulus value with standard observer and the standard illuminant51. This procedure
still has its faults and a skilled colour master is still needed to make the final decision
and fine alterations.
In this project vibrational spectroscopy combined with chemometrics were used in
order to explore the colour matching of dyed wool.
1.7 Vibrational Spectroscopy
FT-IR spectroscopy
Vibrational spectroscopy has found extensive use in the study of biological materials.
Human skin, hair and nail as well as animal fibres and tissues have been investigated
using various vibrational spectroscopic methods such as attenuated total reflectance
(ATR), Photoacoustic spectroscopy (PAS) and infrared microscopy. A great
advantage of these techniques is that they are non-destructive and require little or no
sample preparation. Samples can be studied in situ, which is important in the
investigation of ancient artefacts or forensic evidence.
PAS and ATR have been used for quantitative and qualitative analysis of polymer
finish on wool.52 Of these two methods, PAS was found to be superior for the
characterisation of the bulk of the sample while ATR is more sensitive to the surface.
ATR was also able to detect a much lower percentage of fluorocarbon polymers on
wool than PAS. The mirror velocity used in this study was 0.05cm.s-1, which
Chapter 1 Introduction 28
according to the Rosenewaig equation53 corresponds to a thermal depth of 10.5µm at
1200cm-1.
The FT-IR PAS and FT-Raman vibrational spectroscopic techniques were employed
in this project.
Rosencwaig developed photo-Acoustic Spectroscopy54 in the 1970s. It is particularly
useful for obtaining mid-infrared spectra of optically opaque or highly scattering
solids and semi-solids55. The principle of spectrum acquisition in PAS is as follows:
The sample is placed in a chamber connected to a very sensitive microphone. It is
then purged using an IR-transparent gas (usually high-purity helium). Irradiation of
the sample with modulated infrared light causes absorption of radiation by the sample.
This causes an increase the temperature of the surface of the sample and creates a
thermal wave through the sample. The release of the thermal energy into the
immediate environment (i.e. the He gas) generates a pressure variation in the gas,
which is detected by the microphone. The signal from the microphone is recorded as a
function of the wavelength of the incident light56. Carbon black is used as a reference
to correct for the system response.
Chapter 1 Introduction 29
Figure 1.6 Schematic layout of the PAS Sample Compartment
Microphone
νSampleGas
dx
x
The intensity of the photo-acoustic signal is primarily determined by the optical and
thermal properties of the sample. Rosencwaig and Gersho have defined the optical
absorption length as:
( ) ( )21
21
22ss
ssc
ks ρωω
αµ =
Where α is the thermal diffusivity (cm2s-1)
ω is the angular modulation frequency (rad/s)
µs is the thermal diffusion depth
ks is the thermal conductivity
ρs is the density (g/cm3)
cs is the specific heat capacity (cal. g-1.K-1)
Because the angular modulation frequency ω is determined by the mirror velocity (ν)
and the radiation wave number (ν) as ω = (4πν ν), the thermal diffusion depth is
Chapter 1 Introduction 30
also a function of the mirror velocity. This allows depth profiling whereby the mirror
velocity is varied to measure the spectrum at different depths from the surface of the
sample. When the mirror velocity is increased, it reduces the diffusion length and
hence causes the spectrum to be recorded from a layer closer to the surface of the
sample.
This technique has been used to study the surface of wool fibres57,58,59. The
near-surface layers of wool have been shown to have different spectra to the bulk of
the wool fibre and it has been postulated that this is due to the difference in protein
composition between the cuticle and the cortical cells57,58.
PAS has also been used to study the surface of treated wool fibres and fabrics 59. This
is achieved by depositing a thin layer of polymer on the surface of the wool fibre.
The PAS studies show that the polymer is mainly accumulated on the surface with
very little penetrating the bulk of the fibre. PAS used in conjunction with spectral
subtraction was also used to measure the total amount of polymer deposited on the
fibre.
In 1980 L.H. Lee56 used PAS along with UV-Visible spectroscopy to study the
adhesion and adsorption of dyes onto polymers. This paper foreshadows the potential
of this technology to become useful in the fields of coatings, inks and dyes on textiles.
PAS studies60,61 of cotton, wool and polyester as well as wool/polyester blend fabrics
show that these materials have different spectra with the spectrum for the blend
possessing bands from both wool and polyester. It was also shown that the yellowing
Chapter 1 Introduction 31
of the sample by exposure to sunlight could be explained by the disappearance of
fluorescence whitening agent (FWA) bands from the photo-acoustic spectrum.
Raman Spectroscopy
In 1928, Sir Chandrasekharta Venkata Raman discovered, experimentally, the effect
of change in the frequency of scattered radiation of the liquids for which he was later
awarded a Nobel Prize62. Since then different ways of applying this theory to study
different molecules have been developed. Since the 1970’s lasers have been used as a
source of intense monochromatic radiation for Raman excitation.
o Theory of Raman Spectroscopy
In Raman spectroscopy, intense monochromatic light is irradiated onto the sample.
The light scattered from the sample is then studied.
Most of the scattered light is due to elastic scattering known as Rayleigh scattering.
Rayleigh scattering has the same frequency as the incident light. A much smaller
amount of the light is also scattered inelastically by Raman scattering. Raman
scattering is very much weaker than Rayleigh scattering and is generally on the order
of 10-5 of the intensity of the incident radiation. The frequency of the Raman scattered
light is shifted slightly from that of the incident light. Its frequency is given as νo±νm;
where νm is one of the vibrational frequencies of the molecule. The set of scattering
lines with frequencies νo-νm are called Stokes lines and those at νo+νm are called
anti-Stokes lines. These transitions are illustrated in Figure 1.7.
Chapter 1 Introduction 32
In Rayleigh scattering, the molecule is raised from the ground state to the excited state
and then relaxes to the same ground state and emits a photon of the same energy. In
Raman scattering, the molecule is excited to a higher energy state but when it returns
to the ground electronic state, it goes into a different vibrational state and hence the
emitted photon has a different frequency to the absorbed photon. A Stokes line is
produced when the molecule is excited from the ground vibrational state and returns
to a higher vibrational state. An anti-Stokes line is produced when the molecule is
excited from a higher vibrational state and returns to the ground state.
According to the Maxwell-Boltzman distribution law, the population of the ground
vibrational state is much greater than the population of any of the higher vibrational
states. Since only molecules in excited vibrational states can produce anti-Stokes
lines the Stokes lines are stronger than the anti-Stokes lines.
Chapter 1 Introduction 33
Figure 1.7 Energy Level Transitions of Rayleigh and Raman
Scattering
RaylieghScattering
GroundElectronic State
ExcitedElectronic State
Raman Scattering
νονο νο νο−νm
vibr
atio
nal
stat
es
vibr
atio
nal
stat
es
νο νο+νm
anti-StokesStokes
Raman spectroscopy may also be explained in classical theory. The electric field
strength (E) of the beam, which is an electromagnetic wave, varies with time (t) as:
tEE oo πν2cos=
Where Eo = The vibrational amplitude
νo = The frequency of the laser
Now, if this light irradiates a diatomic molecule, an electric dipole moment is
produced in the molecule:
tEEP oo πναα 2cos== (1)
Where α is the polarisability.
Chapter 1 Introduction 34
If the molecules are vibrating with frequency νm, the nuclear displacement (q) can be
written as:
tqq mo πν2cos= (2)
where qo is the vibrational amplitude.
For a small qo, the polarisability is a linear function of q. That is:
oo
o qq
∂∂
+=ααα (3)
Where αo is the polarisability at the equilibrium position and (∂α / ∂q )o is the rate of
change of α with respect to the change in q at the equilibrium position.
Combining equations (1), (2) and (3) we obtain:
[ ]})(2cos{})(2cos{)(212cos ttE
qtEP momoooooo ννπννπαπνα −++
∂∂
+=
Where the first term stands for an oscillating dipole which radiates light of frequency
νo (Rayleigh scattering) while the second term represents the Raman scattering
anti-Stokes (νo + νm ) and Stokes line ( νo - νm ).
If the ratio (∂α / ∂q )o is zero (i.e. if the polarisability does not change with the
displacement of a vibrational mode), the second term will not exist and hence the
vibration will not be Raman active.
Chapter 1 Introduction 35
Raman spectroscopy has been used for the study of a wide variety of subjects. For
example, biological material such as proteins, polypeptides and amino acids63 were
investigated using Raman spectroscopy.
The first detailed study of wool using this technique was by Lin and Koenig64.
Shishoo et. al.65 studied un-stretched, stretched and annealed wool fibre using Raman
spectroscopy, in order to find out the structural changes in the fibre upon annealing.
Hsu et. al.66 investigated the conformation of the wool fibre using Raman
spectroscopy.
Studies67,68 have also been done on the chemical interactions between the wool fibre
and various chemicals used in different chemical treatments of wool.
All the above-mentioned studies have been conducted using Raman spectroscopy.
Since the introduction of FT-Raman however, a few papers have also been published
on FT-Raman spectroscopy of wool69 and UV-treated wool70,71.
Lee-Son and Hester72 studied the dye-fibre interaction between two Lanasol reactive
dyes with untreated wool using laser Raman spectroscopy. In this paper, they argued
that this technique is particularly a useful one for the analysis of dyes; since the dye’s
intense absorption of visible light leads to enhanced sensitivity. They have also
identified the new peaks arising from the dye molecule on the wool fibre
demonstrating that it is plausible to study dye-wool fibre system in situ.
Chapter 1 Introduction 36
Later, Keen73 demonstrated that using FT-Raman micro-probe it is possible to obtain
spectra in Situ of dyed wool/ polyester fabric. She argued that although the spectra are
quite similar, some differences were observed in the dye region.
Cheng74 on the other hand, investigated the same set of samples using DRIFT
spectroscopy. She concluded that there is hardly any visual difference among the
spectra. She then tried to study these samples using chemometrics, whereupon she
concluded that it is not possible to discriminate the samples using PCA and PLS,
either.
1.8 Chemometrics
The principles behind chemometrics are explained in detail in chapter two. Briefly,
chemometrics is the application of numerical analysis to chemical data. In this study,
Vibrational Spectra data are analysed using Principle Component Analysis (PCA) as
well as Partial Least Square (PLS). In both cases the goal is to extract useful
information from a large mass of spectral data.
PCA is a qualitative method in which a large number of samples are separated into
one or more classes on the basis of the similarities of their spectra.
PLS is a quantitative method in which the concentration of multiple analytes may be
determined spectroscopically. It requires an initial calibration with a training set of
samples of known analyte concentrations.
Chapter 1 Introduction 37
In this thesis, woollen and wool/ polyester fabrics (both dyed and undyed) were
investigated using vibrational spectroscopy; namely FT-IR PA and FT-Raman. Some
of these samples were then UV-irradiated and studied with the same techniques. The
spectral data were also investigated quantitatively as well as qualitatively using
chemometrics. A literature review indicates that this is the first time such an approach
has been taken.
Chapter 1 Introduction 38
1.9 References
1 J.A. Rippon in ‘Wool Dyeing’, D.M. Lewis (ed), 1992, p.1. 2 P.G. Gohl, L.D. Vilensky, ‘Textile Science’, p.40. 3 W.T. Astbury, H.J. Woods, Nature, 126, 1930, 913. 4 CSIRO, Divisional Wool Technology, Copyright 1992. 5 J.H. Bradbury in ‘Advances in Protein Chemistry’, C.B. Anfinsen Jr., J.T. Edsall and F.M.
Richards (ed.), 27, (New York: Academic Press, 1973), p. 111. 6 P.G. Gohl, L.D. Vilensky, ‘Textile Science’, p.44. 7 H.M. Appleyard, C.M. Grevelle, Nature, 166, 1950, 1031. 8 E. Lehman, Mellinand Textilber, 22, 1941, 145. 9 R.D. Fraser, N.L. Jones, T.P. Macrae, E. Suzuki, P.A. Tulloch, ‘Proc. 6th internat. Wool Text.
Res. Conf.’, Pretoria, Vol. 1, 1980. 10 J.H. Bradbury, K. F. Ley, Australian J. Biol. Sci., 25, 1972, 1235. 11 J. L. Bradbury, G.V. Chapman, N.L.R. King, Australian J. Biol. Sci., 18, 1965, 353. 12 J.A. MacLaren, B. Milligan, ‘Wool Science, The Chemical Reactivity of the Wool Fibre’,
Science Press, Ch.1. 13 J.D. Leeder, Wool Sci. Rev., 63, 1986, 3 14 P.R. Blakey, R.Guy, F. Happey and P. Lockwood, ‘The Effect of Chemical Modifications on
the Morphological Structure of Keratin’, Applied Polymer Symposium No. 18, 1971, pp. 193-200
15 T.Kondo, Text. Res. J., 23, 1953, 373. 16 E.H. Mercer, Text. Res. J., 23, 1953, 388. 17 J.H. Dusenbury, A.B. Coe, Text. Res. J., 25, 1955, 354. 18 J. Menkart, A.B. Coe, Text. Res. J., 28, 1958, 218. 19 R.O. Hall, J. Soc. Dyers Col., 53, 1937, 341. 20 J.D. Leeder, J.A. Rippon, F.E. Rothery and I.W. Stapleton; Proc. 7th Internat. Wool Text. Res.
Conf., Tokyo, 5 (1985) p. 99. 21 J.P. Human, J.B. Speakman, J. Text. Inst., 45, 1954, T497. 22 A.Korner, Proc. 1st Intern. Symp. On Speciality Animal Fibre, Aachen, 1987, p.104. 23 D.E. Rivett, Wool Sci. Rev., 67, 1991, 1. 24 R D Fraser, T.P. Macrae and G.E. Rogers; ‘Keratins-Their Composition, Structure and
Biosynthesis’ (Springfield, USA: C.C Thomas, 1972) 25 H. Baumann in ‘Fibrous Proteins: Scientific, Industrial and Medical Aspects’; D.A.D. Parry
and L.K. Creamer (ed.); vol 1; (London: Academic Press, 1979) p. 299. 26 R.D. Fraser and T.P. Macrae, Milton Harris; ‘Chemist, Innovator and Entrepreneur’,
M.M. Breuer (ed.), (Washington DC: Amer. Chem. Soc., 1982), p.109. 27 R.S. Asquith, N.H. Leon in ‘Wool Dyeing’, D.M. Lewis (ed.) (1992), Ch.5. 28 J.A. Rippon in ‘Wool Dyeing’, D.M. Lewis (ed.) (1992), p.11. 29 A.C. Welham in ‘Wool Dyeing’, D.M. Lewis (ed.) (1992), p.116. 30 K.R. Makison, ‘Shrinkproofing of Wool’, (Marcel Dekker Inc., New York, 1979). 31 D.M. Lewis in ‘ Wool Dyeing’, D.M. Lewis (ed) (1992), Ch.8. 32 D. Mäusezahl; Textilveredlung, 5, 1970, 839. 33 A. Büher, R. Hurter, D. Mäusezahl, J.C. Petitpierre; ‘Proc. Int. Wool Text. Res. Conf.’,
Aachen, Z63 (1975). 34 J. Shore; J. Soc. Dyers Col., 84, 1968, 408. 35 J.A. Maclaren, B. Milligan; ‘Wool Science, The Chemical Reactivity of the Wool Fibre’,
(1981), p. 168. 36 P.G. Cookson & F.J. Harrigan;’ Wool Dyeing’, D.M. Lewis (ed.) (1992), p. 257. 37 B. Angliss, Textile Progress, 12 (3), 1982, 9. 38 A.M. Duthie, J.S. Church, W-H. Leong, ‘A Study of Solution-Dye Interactions for Rhodamine
6G’, Proceedings of 1st Australian Conference on Vibrational Spectroscopy, Sydney (1995), p.137.
39 L.A. Holt, L.N. Jones, I.W. Stapleton, ‘Interactions Between Wool Weathering and Dyeing’, Proceedings of the 8th International Wool Textile Research Conference, N.Z., Vol. IV (1990), p. 117.
40 D.M. Lewis, J. Soc. Dyer Color. , 98 (5-6), 1982, 165-176. 41 I.Rusznàk, J. Frankl, J. Gombkötő, J. Soc. Dyer Color., 101, 1985, 130-136.
Chapter 1 Introduction 39
42 A.S. Davie, W.H. Leong, D.J. Tucker, J.S. Church, ‘FT-Raman and FT-Infrared Studies of
Lanasol Type Dyes and Their Reactions with Selected Amino Acids’, Proceedings of 1st Australian Conference on Vibrational Spectroscopy, Sydney (1995), p.p. 35.
43 H. Baumann, J. Soc. Dyer Color., 90, 1974, 125-129. 44 H. Baumann, ‘The Effect of Reactive Dyes on the Main-chain Scission of Wool on Exposure
to Light’, J. Soc. Dyer Color., 90, 1974, 326-328. 45 F.W. Billmeyer, Jr., M. Saltzman; ‘Principles of Colour Technology’, 2nd ed. (John Wiley &
Sons, 1981), p.17. 46 National Geographic, Vol. 196, No. 1, 1999. 47 D. Spitzer, R. Gottenbos, P. van Hensbergen, M. Lucassen, 29, 1996, 235-238. 48 P. Pugh, American Ink Maker, 75(6), 1997, p.p. 65-66. 49 J.C. Crowther, J. of the Am. Leather Chemists Association, 84(6), 1989, 184-199. 50 R. Zbinden, ‘Principles of Colorimetry’, Colorimetry, (1962,Basle). 51 C.J. Sherman, Polymer Paint Colour Journal, 177, 4190, 1987, 296. 52 J.S. Church, W-H. Leong; ‘ The Analysis of Wool Textile Blends by FT-IR PAS and FT-
Raman Spectroscopies’, ‘9th Intn. Wool Text. Res. Conf.’, Biella, Italy, IV (1995), pp. 114-122.
53 A. Rosencwaig, E. Pines, Biochimica Biophysica Acta, 493, 1977, 10-23. 54 A. Rosencwaig, ‘Photoacoustics and Photoacoustic Spectroscopy’, (John Wiley and Sons,
New York, 1980), pp. 94-124. 55 J.M. Chalmers, M. W. Mackenzie in ‘Advances in Applied Fourier Transform Infrared
Spectroscopy’, M.W. Mackenzie (ed.), (John Wiley & Sons Ltd., 1988), Ch. 4. 56 L.H. Lee, “Photoacoustic Spectroscopy For the Study of Adhesion and Adsorption of Dyes
and Polymers”, Polymer Science and Technology Series, 12(A), 1980, pp. 87-102. 57 L.E. Jurdana, K.P. Ghiggino, I.H. Leaver, P. Coleclarke; Applied Spectroscopy, 49 (3), 1995,
361-366. 58 L.E. Jurdana, K.P. Ghiggino, I.H. Leaver, C.G. Barraclough, P. Coleclake; Applied
Spectroscopy, 48 (1), 1994, 44-49. 59 E.A. Carter, P.M. Fredericks, J.S. Church; Textile Res. J., 66, 1996, 787-794. 60 W.P. McKenna, D.J. Gale, D.E. Rivett, E.M. Eyring, Spect. Lett., 18 (2), 1985, 115-122. 61 R.S. Davison, D. King, J. Soc. Dyer Color, 99, 1983, 123-126. 62 J. Twardowski, P. Anzenbacher, ‘Raman and Infrared Spectroscopy in Biology and
Biochemistry”, 1st Ed., (Polish Scientific Publishers, Warsaw, 1994). 63 C.L. Putzig, M.A. Leugers, M.L. McKelvy, G.E. Mitchell, R.A. Nyquist, R.R. Papenfuss, L.
Yurga; Anal. Chem., 64 (3), 1992 64 B.G. Froshour, J.L. Koenig in ‘Advances in Infrared and Raman Spectroscopy’, R.J. Clark ,
R.E. Hester (ed.), Volume 1, (Heyden, London, 1975). 65 R. Shishoo, M. Lundell, Journal of Polymer Sciences, 14, 1976, 2535-2544. 66 H.L. Hsu, W.H. Moore, S. Krimm, Biopolymers, 15, 1976, 1513-1528. 67 R.H. Fish, J.R. Scherer, E.C. Marshal;, S. Kint, Chemosphere, 1 (6), 1972, 267-272. 68 I.H. Leaver, R.E. Hester, R.B. Girling, Text. Res. J., 58 (2), 1988, 182-184. 69 E.A. Carter, P.M. Fredericks, J.S. Church, R.J. Denning, Spectrochim. Acta, 49A, 1994, 1927-
1936. 70 L.J. Hogg, H.G.M. Edwards, D.W. Farwell, A.T. Peters, J. Soc. Dyer Color., 110, 1994, 196-
199. 71 J.S. Church, K.R. Millington, Biospectroscopy, 2, 1996, 249-258. 72 G. Lee-Son, R.E. Hester, J. Soc. Dyer Color., 106, 1990, 59-63. 73 I. Keen, ‘Forensic Application of Raman Microprobe’, Masters Thesis, Queensland University
of Technology, (1998), Chapter 4. 74 J. Cheng, ‘Characterisation of Wool Treated with Metal Ions’, Master Thesis, Queensland
University of Technology, (1993), Chapter 6.
Chapter 2 Experimental 40
Chapter 2
Experimental
2.1 Materials
Fabrics
Two types of fabric were used in these studies. The CSIRO Textile and Fibre Technology
located in Geelong, Victoria provided a set of twenty-four samples. These were plain weave
Merino woollen fabrics dyed with three types of Lanasol dyes: red, blue and yellow. Each
sample was dyed with various ratios of two or three of these colours, so that the ratios added to
10. For example, a sample referred to from here on as XYZ means that there are X parts of red,
Y ratios of blue and Z ratios of yellow dyes on the fabric, and where X+Y+Z = 10 ratios.
The other set of fabrics studied consisted of a 55:45 wool/polyester blend. They were
plain-weave fabrics dyed with Forosyn dyes (Sandoz Ltd., Switzerland) pre-set for 30 seconds at
190°C.
Three colour squares (or diamonds) were studied here. Each diamond has samples with various
combinations of three out of four colours present in that particular diamond. Appendix 1 shows
Diamonds 1, 2 and 3. As seen, each sample has a reference, which consist of three numbers. The
first one indicates the number of parts of one colour (yellow or green), while the next two give
the number of part of the other two colours (brown and grey, respectively). For example, a
reference number 600 represents Yellow colour, which is equal to 1.8% Forosyn Yellow 2RL.
Chapter 2 Experimental 41
The same rule may be applied to the other two diamonds as well. The colours available in each
diamond are as follows:
I) Diamond 1:
Forosyn Yellow 2RL, Forosyn Brown RL, Forosyn Green 2GL, Forosyn Grey 2BL
II) Diamond 2:
Forosyn Brown RL, Forosyn Yellow 2RL, Forosyn Grey 2BL, Forosyn Red BL
III) Diamond 3:
Forosyn Brilliant Orange R, Forosyn Green 2GL, Forosyn Red BL, Forosyn Brown RL
Fading of Colour on Woollen Fabrics by UVA Irradiation
Swatches of the pure wool samples described in section 1.1, were used to study the fading of the
colours on these samples. UVA irradiation was applied to nine samples selected out of the
twenty-four. These samples were selected so that they had various ratios of red dye. The colour
chosen was however picked out of the three at random and not for a particular reason. The
samples were irradiated for a period of seven and twenty-one days respectively. They were
observed at 24 hour intervals to monitor the fading rate of the colours. After the completion of
each irradiation period, the samples were stored in the dark until they were studied by
vibrational spectroscopy.
Chapter 2 Experimental 42
2.2 Instrumentation
UV Accelerated Weathering Instrument
The equipment used for this purpose was called SUNTEST CPS+ (W.C. Heraeus GmbH,
Germany).
The test chamber, which consists of a parabolic reflector, sample table, xenon lamp and photo
diode to measure the radiation of the lamp. The lamp and test chamber are air-cooled. The
specifications of the instrument are shown in Table 2.1
Table 2.1- Specifications for the Accelerated Weathering Instrument
Dose 453600kJ/m2
Distance from lamp axis to sample level Approx. 230mm
Irradiance for the wavelength range below 800nm for filter system "max. UV"
765W/m2
Sample swatches of the woollen fabric approximately 2×9cm were stapled onto a cardboard
mount and then placed in the sample holder of the instrument such that the fabric was 23cm
away from the illumination tubes.
2.3 Vibrational Spectroscopy Analysis
Both sets of samples were analysed using FT-IR Photoacoustic Spectroscopy (FT-IR PAS) and
FT-Raman spectrometry.
Chapter 2 Experimental 43
Sample Preparation
Circular pieces of dyed woollen fabric of approximately one centimetre in diameter were
prepared with a wad punch. These were then arranged in various manners with careful
attention to the direction of the warp and weft.
Three layers of samples were put on the top of each other such that their respective warp and the
weft were running in the same direction. Meyer1 has previously shown that samples with 90°
and 180° warp and weft orientation exhibit the smallest difference in energy in PAS, and give
identical spectra. While other orientations, such as when a sample is positioned with its warp at
45° angle to the next one, spectra with slightly different intensities were obtained.
Wool/polyester blend fabrics were also studied using FT-IR PAS. Three small swatches (approx.
5×5mm) were positioned in the sample holder. Again, the samples were positioned so that warp
and weft of each fabric was aligned with respect to those of the sample underneath. These
sample stacks were put in the middle of the phto-acoustic cell. The alignment of the sample with
the IR beam was aided by the use of a liquid crystal thermal imaging sheet supplied by the
manufacturer of the instrument.
After the acquisition of each spectrum, the top swatch was moved to the bottom of the stack
hence exposing the next sample for measurement.
Chapter 2 Experimental 44
Vibrational Spectroscopy Instrumentation
FT-IR Photo-Acoustic Spectroscopy
PA spectra were acquired with an MTEC Model 200 standard sample gas-microphone accessory
with an accompanying MTEC pre-amplifier power supply. The spectral signal was then
transferred to the FT-IR series 2000 signal processor.
A background spectrum of finely powdered pressed carbon black was collected at the beginning
of each session. Both the background material and the samples were purged for 10 minutes at
20cc.min-1 with UHP grade Helium. The chamber was then sealed and the spectrum recorded.
The correct purging time for the samples was determined by first testing different times until an
acceptable spectrum could be recorded. That was done on the basis of the water vapour content
in the spectrum.
The conditions at which the spectra were recorded are tabulated below and unless indicated
otherwise, these conditions were kept constant throughout the studies, for both types of fabric.
Chapter 2 Experimental 45
Table 2.2 Specification and operating parameters for the PE-2000 FT-IR spectrometer Detector MTEC
Wave number range 4000-450cm-1
Number of Scans 128
Apodisation Strong
Resolution 8.0cm-1
OPD velocity 0.2cm.s-1
Interferogram Bi-directional, double sided
Acquisition time 10 min
MTEC Pre-AMP Gain 2.0
Phase correction Self, 256 pts
Three swatches were taken from each fabric to ensure that there was no variation across the area
of the fabric. Spectra were recorded for each of these swatches on two different days to ensure
that there was no variation over time.
FT- Raman Spectroscopy
The samples prepared for FT-IR PAS method were also examined by FT-Raman spectroscopy.
Samples were studied using Perkin Elmer System 2000 NIR/ FT-Raman spectrometer. This
instrument is equipped with Nd:YAG laser emitting at 1064nm.
Various conditions such as different laser power and mirror velocities were tried as well but it
was found that the below conditions were optimal. The spectra were then recorded six times for
three pieces of the same sample. The conditions of the recording spectra are tabulated below:
Chapter 2 Experimental 46
Table 2.3 Specification and operating parameters for the PE-2000 NIR/ FT-Raman
spectrometer
Laser Type Nd-YAG (1064 nm)
Laser Power 300mW
Phase correction Self
Interferogram type bi-directional, double sided
Detector InGaAs
Beam splitter Quartz
Gain 1.0
Wavenumber Range 3800-200cm-1
Resolution 8cm-1
Number of Scans 300
Mirror Velocity 0.2cm.s-1
Beer Norton Apodisation Strong
The optimum sample alignment was determined using BaSO4 (Hopkin and William, London).
2.3 Data Processing
Data Manipulation
All data manipulations in these studies were performed using the Grams 32 software package2,
Excel 97 and SIRIUS3 6.0. Data collected were transferred to Grams 32 and changed to ASCII
file type. The baseline was flattened and zeroed. (ie. a linear baseline was subtracted to bring
both ends of the spectrum to zero intensity). The data interval was increased by averaging over 4
cm-1. Since the region 1800-800cm-1 contained most of the peaks for wool, the spectra were
truncated to this region. Further studies of the spectra have revealed that the changes due to
Chapter 2 Experimental 47
various colours occur at ca.1500-925cm-1 for FT-IR PAS. Therefore, the data were studied in
this region.
Both the photoacoustic and the Raman spectra were also analysed as their first derivatives. First
derivative (9 Points, 7 degrees) spectra were obtained using the MacroWizard package in
Grams 32.
Data Pre-treatment
Before more detailed chemometric analysis is performed, it is often useful to pre-treat the raw
spectral data to make all of the spectra compatible with the chemometric process. The type of
pre-treatment that is required depends on the origin of the data and the context of the problem4.
There are two basic types of pre-processing: transformation of variables and transformation of
samples. In variable transformation, systematic changes across the columns of the data matrix
are removed. The most common form of variable transformation is column centring where the
mean of each column in the data matrix (X) is subtracted from every value in that column. ie.
m
XXX
m
1kki
ijcentred]-[column
ij
∑=−=
Where, m is the number of rows in the data matrix.
Depending on the nature of the problem5, it may be helpful to column-standardise the data by
dividing the column-centred values by the standard deviation of the column. i.e.
Chapter 2 Experimental 48
m
m
XX
XX
m
1k
m
1lil
ik
centred][columnij[standard]
ij
∑∑
=
=
−
−
=
Sample transformation follows similar procedures to variable transformation with the
transformation happening across the rows of the data matrix rather than the columns.
Data may be row-centred. Since almost all data is column-centred, this is known as doubled-
centring.
n
XXX
n
1k
centred][columnin
centred][columnij
centred][doubleij
∑=
−
−− −=
Double-centred data sets have no features in common throughout the data; they only show the
data variation.
The sample data may be normalised. This may be by an internal standard in which case the
value for the standard in subtracted from the corresponding data values. Alternatively, it may be
normalised to a constant sum in which case the normalised value ijX ′′ is given by:
∑=
=′′ n
1jij
ijij
X
XX
Chapter 2 Experimental 49
In this study, the data were imported into the Excel 5.0 spreadsheet for pre-treatment. Once in
the spreadsheet, the data matrix was double-centred, normalised and standardised as appropriate
before being transferred to the SIRIUS 6 software package for further chemometric analysis.
2.4- Chemometrics
There are two general objectives in the chemometric analysis of spectral data: qualitative
classification and quantitative measurement of component concentrations.
Qualitative analysis involves the classification of a spectroscopic sample into one or more
classes on the basis of its spectrum. The class is defined by a set of samples of known class (the
training set). The calculation of the quality of fit of the spectrum to the class may also be
possible. In this study, principal component analysis (PCA) and subsequent use of the SIMCA
technique were used for classification of spectral data.
Quantitative measurement requires first a calibration with a training set of multiple samples with
a known concentration of multiple analyte components and then the calculation of the
concentrations in an unknown sample in such as way as to minimise prediction error. In this
study, partial least squares analysis was used for quantitative measurement.
Chapter 2 Experimental 50
Principal Component Analysis
Principal Component Analysis (PCA) is a multivariate reduction technique in which the original
multivariate data is reprojected onto a set of orthogonal axes. The new projections are known as
the principal components (PCs).
When the raw data (Xij) consists of n objects described by m independent variables, we may
describe the data by a set of principal components (PCij) which are linear combinations of Xij.
∑=
=m
1kjkikij XaPC 3.1
where aik is the loading of the variable k on PCi.
When there are m independent variables, there will also be m orthogonal PCs in any given set
and all m PCs will be needed to fully describe the data.
In PCA the loadings are chosen such that the maximum amount of variance is described in the
first PC (PC1). The next largest variance is described by PC2 and so forth with progressively
decreasing variance down to PCm. In this way it is often possible to give a good description of
the data objects with only the first few PCs rather than a large number of independent variables.
Because most of the variance is described by the first few PCs, it is possible to display the data
in two-dimensional plots of one PC versus another. In this way subtle relationships between the
objects, which would otherwise be concealed by the mass of data, may be revealed.
Chapter 2 Experimental 51
Useful information may also be obtained by inspection of the loadings. For example, if two
classes of objects are effectively distinguished by a particular PC (PCi) then an inspection of the
loadings ai1…aim may reveal which of the original variables distinguish the two classes of object.
In the raw data this relationship may be obscured by all the other variables.
When PCA is applied to spectral data the objects are the individual spectra, the independent
variables are the wavelengths or frequencies and the raw values (Xij) are the spectral intensities.
The raw data matrix is therefore:
ν1 ν2 … νm
spectrum 1 I1
1
I1
2
… I1m
spectrum 2 I2
1
I2
2
… I2m
spectrum 3 I3
1
I3
2
… I3m
: : : … :
spectrum n In
1
In
2
… Inm
In a typical experiment, the number of spectra (n) is generally less than twenty while the number
of wavenumbers (m) is generally several hundred.
Chapter 2 Experimental 52
When PCA is performed, this is transformed into the PC data matrix:
PC1 PC2 … PCm
spectrum 1 PC11 PC12 … PC1m
spectrum 2 PC21 PC22 … PC2m
spectrum 3 PC31 PC32 … PC3m
: : : … :
Spectrum n PCn1 PCn2 … PCnm
Where the PCs are described by the loading factors aij :
PCij = ai1.Ij1 + ai2.Ij2 + … + aim.Ijm
Theoretically, the data has not been reduced — it is still an n×m matrix. If the data is amenable
to PCA however, it will be adequately described by only the first few PCs.
If, for example, the data is adequately described by three PCs , the data matrix is effectively
reduced to n×3 in size.
PC1 PC2 PC3
spectrum 1 PC11 PC12 PC13
spectrum 2 PC21 PC22 PC23
spectrum 3 PC31 PC32 PC33
: : : :
spectrum n PCn1 PCn2 PCn3
Chapter 2 Experimental 53
A two dimensional PCA plot may be made of one PC versus another in which each spectrum is
represented by a single point. Information about the relationships between spectra may be seen
in the groupings on the PCA plot. When a particular PC is found to separate two classes of
spectra, the loading spectra for that PC may be examined to see in which wavenumber region
these classes differ.
SIMCA
Soft Independent Modelling of Class Analogies (SIMCA) is a technique for the supervised
classification of PC data. In SIMCA, a number of object classes are defined and the PC scores
for each object are tested to determine how well they fit each class.
The degree to which a class is defined is given by the Residual Standard Deviation (RSD)
which, is defined as:
∑= −−
=cN
1n c
2n[c]
[c] 1PNε
RSD 3.2
where: Nc is the number of classes
P is the number of PCs in the model
and εn[c] is the error for object n in class c
A small value of RSD indicates a tightly clustered class. Depending on the level of confidence,
a critical RSD value (RSDcrit) may be set to define the boundary of the model:
SDF.RSDcrit = 3.3
Chapter 2 Experimental 54
where: F is the critical F value
and SD is the mean standard deviation.
An object may be said to belong to a class if, when it is fitted into that class, the RSD value of
the class is less than RSDcrit.
One class (C) can be fitted into another class (D) and the RSD[C|D] calculated as:
∑ == CN
1nC
2n[D]
D]|[C Nε
RSD 3.4
This allows the distance between two classes (dCD) to be calculated:
1RSDRSDRSDRSD
d 2[D]
2[C]
2[D|C]
2D]|[C
CD −+
+= 3.5
Fuzzy Clustering
The fuzzy clustering technique is an unsupervised analysis method. In this technique the user
does not assign the objects to any class but rather the fuzzy clustering technique designates each
object with a degree of membership to a particular class. The number of classes available is
determined by the user. A membership value between zero and one is then assigned to each
object for any given cluster with a higher value indicating a high degree of similarity between
the object and the class. The sum of the membership values for each object across the whole all
of classes designated equals one. An object with close to equal membership values in each class
is referred to as a fuzzy object.
Chapter 2 Experimental 55
Quantitative Analysis
The simplest (univariate) way to calculate concentration spectroscopically is to make a Beer’s
law plot of absorbance versus concentration for a calibration set and then fit a regression line to
the data using a linear least squares method.
This technique can be extended to multiple analyte components and multiple frequencies and is
known as the multivariate Classical Least Squares (CLS) method.
When there are n samples containing l components and n frequencies in the spectra, the
absorbance may be written as an m×n matrix (A) and the concentrations as an m×l matrix (c).
Beer’s law is therefore:
A = cK + EA 3.6
where K is an l×n matrix of pure-component spectra
and EA is an m×n matrix of spectral noise.
The estimated component spectra ( K ) may be found from the calibration set by:
ACCCK ′′= −1)(ˆ 3.7
and the estimated concentration ( c ) may then be calculated for the unknown spectra (a) as:
aKKKc ˆ)ˆˆ(ˆ 1−′= 3.8
While CLS represents a great improvement over univariate methods7,8,9,10, it can fail to take
account of nonlinearities and baseline effects.
Chapter 2 Experimental 56
Many of these shortcomings can be solved by the techniques of Principal Component Regression
(PCR) and Partial Least Squares regression (PLS) in which the raw data is first converted to
principal components and the PC scores (T) are fitted to the concentrations. ie:
veTvc += 3.9
where v is a coefficient relating concentration and principal component scores. In PLS the
coefficient v is analogous to the pure component spectra k in CLS but v is an “abstract spectra”
which may have no obvious chemical significance. The v spectra in PLS may reflect baseline
variations, instrumental anomalies or non-linear chemical effects as well as analyte absorbances.
Although PLS yields generally poorer qualitative information than CLS, it produces superior
quantitative measurements.
Because the PC coefficients (v) have no obvious physical interpretation — unlike CLS k factors
which are component spectra — the problem arises of how may factors should be included in a
PLS analysis. Too few factors would fail to account for the systematic variation; too many
would overfit the data and produce spurious effects by fitting random error.
The optimal number of factors for any calibration set can be determined by the process of cross-
validation11,12,13 in which the PLS analysis is conducted with different numbers of factors to find
the model with minimal prediction error.
A model is cross validated by systematically removing one or more of the objects from the
calibration set and then measuring how well the removed values are predicted using the
remaining calibration set. This process is repeated until all of the elements of the calibration set
have been removed at least once.
Chapter 2 Experimental 57
Both for validation and for estimation of the error of the final concentration measurement, the
Standard Error of Estimation (SEE) is required for the calibration set and the Standard Error of
Prediction (SEP) is required for the validation set. These may be calculated for centred data
by14:
∑= −−
−=
n
1i
2ii
1n)cc(SEE
df 3.9
and
∑= −
−=
n
1i
2ii
1n)cc(SEP 3.10
where ic is the predicted concentration of sample i ci is the actual concentration of component i n is the number of samples and df is the number of factors used in the analysis (ie. the degree of freedom)
Chapter 2 Experimental 58
2.5 References:
1 U. Meyer, Private notes, Queensland University of Technology, 1990. 2 Grams 32, Version 4.01, level 1,1996, Galactic Industries Corp., New Hampshire, USA 3 Pattern Recognition Systems AS, 1998, Bergen, Norway. 4 O.V. Kvaleim, “Pretreatment of Multivariant Data” in “SIRIUS: A Program for Multivariant Calibration
and Classification”, T.V. Karstang, O.M. Kvalheim (ed.), (Pattern Regognition Systems, Norway, 1990) 5 A. Thilemans, D. L. Massart, Chimica, 39, 1985, 236-242. 6 O.M. Kvalheim, SIRIUS (version 2.3); Department of Chemistry, University of Bergen, Norway 7 D.M. Haarland, Easterling, R.G.; Appl. Spectrosc., 34, 1980, 539 8 D.M. Haarland, Easterling, R.G., Vopicka, D.A.; Appl. Spectrosc. 39, 1985, 73 9 M.A. Sharaf, D.L. Illman, B.R. Kowalski; “Chemometrics”, (1986), Wiley, N.Y. 10 S.N. Deeming, S.L. Morgan; “Experimental Design: a Chemometric Approach” (Elsevier, New York,
1987) 11 D.M. Haarland, E.V. Thomas; Anal. Chem., 60, 1988, 1193 12 D.M. Haarland, E.V. Thomas; Anal. Chem., 60, 1988, 1202 13 D.W. Osten; J. Chemom , 2, 1988, 39 14 D.M. Haarland in “Practical Fourier Transform Infrared Spectroscopy”, Ferraro, J.R., Krishnan, K. (ed);
Academic Press; San Diego, pp395-468
Chapter 3 FT-IR Spectroscopy of Dyed Wool 59
Chapter 3 FT-IR Spectroscopy of
Dyed Wool
3.1 Introduction
Fourier Transform Infrared spectroscopy (FT-IR) has become a more common
method of analysis than classical (dispersion) infrared measurements because it is
faster and offers spectra with significantly increased signal-to-noise ratio1,2. There are
various FT-IR methods available, such as Diffuse Reflectance Infrared Fourier
Transform Spectroscopy (DRIFTS), Fourier Transform Infrared Photo Acoustic
Spectroscopy (PAS) and FT-IR Microscopy. FT-IR spectroscopy may be used in the
far-, near- or mid-infrared regions. Studies on various textiles in the far and near
infrared region have been reported3,4,5,6.
In this work, the mid-infrared region of the spectrum using FT-IR PAS technique has
been applied.
PAS is a useful technique for studying the surface of wool samples7. The technique is
relatively fast and requires minimal sample preparation. One of its advantages over
the transmission and reflection techniques is that samples with opaque or rough
surfaces can be examined without any major difficulty. FT-IR PAS has been used for
compositional analysis of wool blends8.
Chapter 3 FT-IR Spectroscopy of Dyed Wool 60
PAS has also been used in studying textile mixtures quantitatively9. The blends
studied are wool/ polyester, wool/ nylon and a three-component blend of wool, nylon
and viscose rayon. It has been shown that the spectra of the various wool blend fabrics
may be quantitatively studied by spectral substraction of wool from the other
components.
Using air as the gas for purging of the chamber rather than helium (as used in this
project) results in spectral interference due to absorptions by carbon dioxide (at
ca. 2350 cm-1)10 and it has been shown that using air in the photo-acoustic chamber
causes the highest frequency available to be 3 KHz resulting in the loss of
sensitivity11. It is claimed that the sensitivity of the instrument may be improved two
or three fold if helium gas replaces the air in the chamber.
In another publication12 the possibility of quantitative determination of wool/polyester
woven fabric, using various vibrational spectroscopy methods was investigated (i.e.
FT-Raman, mid-Infrared ATR and DRIFT). It was concluded that in order to be able
to use ATR and DRIFT, sampling preparation has to be optimised.
PAS and ATR have been used for quantitative and qualitative analysis of polymer
finishes on wool13. Of these two methods, PAS was found to be superior for the
characterisation of the bulk of the sample while ATR is more sensitive to the surface.
ATR was also able to detect a much lower percentage of fluorocarbon polymers on
wool than PAS. PAS has some other advantages over ATR. For example, in ATR it is
difficult to ensure contact between the crystal and the fabric. Another advantage is
Chapter 3 FT-IR Spectroscopy of Dyed Wool 61
that, with PAS, depth profiling is possible while ATR is more a surface analysis
method.
ATR has also been used for the investigation of the photo-oxidation of wool and the
effect of the UV absorber Cibafast W 14. It is concluded that Cibafast W does decrease
the rate of the formation of cysteic acid and disulphide bond fission.
Another method of studying biological and polymer samples as a single fibre is FTIR
microscopy. Briefly, in this technique, a microscope accessory is mounted on the
infrared spectrometer in the place of the sample compartment. This technique can be
used to characterise a variety of chemical systems e.g. biological and semiconductor
materials15,16, polymers such as food wrappings, paint layers or polymer composite
materials in situ17. It has been shown18 that combining crystal microscopy and micro-
FT-IR is a suitable method for the analysis for the presence of illicit drugs such as
cocaine and heroin and LSD19. Micro-FT-IR may be applied to the identification of
natural as well as synthetic fibres and may offer a quicker and easier method than the
other classical techniques20.
PAS has, however, distinct advantages over FTIR microscopy. Such as:
1. In order to obtain a good micro-IR spectrum of a fibre, the fibre must be
flattened with a roller to reduce its optical density. Changes in the crystallinity
may occur with flattening and that in turn may change the intensity ratios of
absorption bands21. This is particularly important in studying forensic
evidence.
Chapter 3 FT-IR Spectroscopy of Dyed Wool 62
2. PAS is non-destructive and therefore the same sample may also be studied by
other techniques.
3. The problem with optical alignment in FTIR microscopy is avoided in FT-IR
PAS because, in PAS, the focal spot size is greater.
As explained in Chapter One, another advantage of PAS is that it allows depth
profiling. In brief, this may be achieved by varying the mirror velocity of the
interferometer. When the mirror velocity is increased, it reduces the thermal diffusion
length and hence causes the spectrum to be recorded from a layer closer to the surface
of the sample. This technique has been used to study the surface of wool fibres22,10
and the migration of the fibres within the fabric during wear8. The near-surface layers
of untreated wool have been shown to have different spectra to the bulk of the wool
fibre. It has been postulated that this is due to the difference in protein composition
between the cuticle and the cortical cells10.
PAS has also been used to study the surface of treated wool fibres and fabrics7.
Surface treatment is an important step in the finishing of wool and is used to achieve
various desirable properties such as shrink-proofing, stain-blocking and soft lustres.
These aesthetic properties may be achieved by depositing a thin layer of various
polymers on the surface of the wool fibre. The PAS studies show that the polymer is
mainly accumulated on the surface with very little penetration to the bulk of the fibre.
PAS was used in conjunction with spectral subtraction to measure the total amount of
polymer deposited on the fibre.
FT-IR Spectroscopy of Dyed Wool Chapter 3
Table 3.1 Assignment of the peaks in IR vibrational mode for undyed wool (Note: N.O. = Not Observed, N.R. = Not Reported) Assignment This
work Ref. 24 Ref. 25
ν (COO-) N.O. N.R. 1720 Amide I ν(C=O) α-helix
1657 1653 1600
Amide I ν(C=O) β-helix
N.O. 1624 N.R.
Amide II δ(N-H), ν(C-N) α-helix
1545 1550 1525
Amide II δ(N-H), ν(C-N) β-helix
1522 1531 N.R.
δ(CH2) (CH3) 1457 1448 1450 ν(COO-) 1398 1400 N.R. νs Cystine dioxide
1305 N.R. 1300
Amide III β-pleated sheet
1242 1244 1240
ν(S-O) Cysteine-S-sulfonate
N.O. 1194 N.R.
νa(S-O) Cysteic acid
1175 1172 1175
νs(S-O) Cystine dioxide
1126 1124 1120
νs(S-O) Cystine monoxide
1083 1076 1075
νs(S-O) Cysteic acid
N.O. 1041 1040
νs(S-O) Cysteine-S-sulfonate
N.O. 1024 N.R.
FT-IR Spectroscopy of Dyed Wool Chapter 3
Figure 3.1 FT-IR PA spectra of undyed Merino wool fabric purged with ultra-pure Helium gas for: A) 5minutes (top spectrum), B) 10 minutes (middle spectrum) and C) 15 minutes (bottom spectrum). (Resolution= 8.0 cm-1, OPD velocity= 0.2 cm S-1, No. of Scans= 128)
FT-IR Spectroscopy of Dyed Wool Chapter 3
Figure 3.2 FT-IR PA spectrum of undyed wool fabric.
Amide I Amide II CH deformation
Amide III ν(S-O)
Chapter 3 FT-IR Spectroscopy of Dyed Wool 63
Considering the advantages of PAS over the other IR techniques, in particular its
ability in depth profiling allows studying the dye-fibre system in situ; i.e. in the cortex,
where the dye molecules migrate upon dyeing the fibre. Therefore, it was decided to
use PAS to examine the dyed fabrics in this project.
Therefore, a mirror velocity of 0.2cm.s-1 was chosen. This, according to the
Rosencwaig equation23, assuming that the thermal conductivity of wool24 is 9.0531 X
10-5 cal °C-1 s-1 cm-1, corresponds to a thermal depth of 2 and 4µm at 1800 and
800cm-1 respectively. As the thickness of the cuticle layer in Merino wool is
estimated24 to be between 0.5 and 1.0 µm, it is concluded that the information
obtained in these studies was from the cortical area of the fibre.
3.2 FT-IR PA spectroscopy of undyed Wool
In this project, the samples were purged with helium for different time intervals in
order to find the optimum purging time of the sample. Figure 3.1 shows the spectra
for a simple-weave, undyed Merino wool fabric. The sample was purged for different
time intervals, namely five, ten and fifteen minutes respectively. As can be seen, the
spectrum obtained after five minutes purging is very noisy and of lower quality. In
contrast, the spectra purged for ten and fifteen minutes show minimal difference in
quality. Therefore, it is more economical and time effective to purge the sample for
only ten minutes.
Figure 3.2 shows a typical spectrum of 21µm Merino wool fabric. Visual comparison
of this spectrum with previously reported spectra24, 25 shows that they are very similar.
The major peaks for this spectrum are listed with their assignments in Table 3.1. Also
Chapter 3 FT-IR Spectroscopy of Dyed Wool 64
in this table, are the peak positions found in previous studies24,25,26 for comparison
purposes. All the major peaks in this spectrum have been reported previously.
However there are a few differences found between the spectra obtained in these
studies and one of the published spectra24; for example, in the spectrum recorded by
Carter, the peaks near 1400 and 1300cm-1 are not found. These peaks have been
assigned to ν(coo-) and νs-o bands of cystine dioxide respectively. Other published
spectra 25 however, do show these peaks. The peak at 1720 cm-1, is assigned by
Carter24 to ν (coo-). In the spectrum acquired here, this peak may be obscured by the
dominant Amide I band, which is centred at 1667 cm-1 and has a shoulder at around
1720 cm-1. The peaks for cysteine-S-sulfonate present in Carter’s spectrum are
missing from Figure 3.2.
The lack of these peaks and the presence of the peaks for cystine monoxide and
cystine dioxide indicates that probably the surface of the fabrics studied here have
been slightly oxidised.
Chemometrics
The data were then studied qualitatively using chemometrics method of analysis in
order to investigate the regions of the spectrum where the dyed and undyed samples
differ from each other. This was done with the aid of PCA. The pre-treatment of all of
the data discussed for woollen samples in this chapter, unless stated otherwise,
consisted of normalising in MS-Excel before being submitted to SIRIUS 6.0 for
chemometric analysis.
A matrix was built consisting of 19 objects and 251 variables. The objects considered
were repeat spectra of undyed wool along with the spectra of wool dyed with a
mixture of two colours, i.e. 073, 370 and 703.
FT-IR Spectroscopy of Dyed Wool Chapter 3
Figure 3.3 PCA and loading plot of spectra of undyed and dyed wool samples
dyed with Lanasol dyes
Comp. 1 (62.0%)
Comp. 2 (16.6%)
-2.8 -1.1 0.6 2.3 4.0 *10-3
-4.1
-2.4
-0.7
1.0
2.8 *10 -3
**** *
*
* ** ** **
*
** ***
Undyed wool
073
703
370
-0.3-0.25-0.2
-0.15-0.1
-0.050
0.050.1
0.150.2
1800
1756
1712
1668
1624
1580
1536
1492
1448
1404
1360
1316
1272
1228
1184
1140
1096
1052
1008 964
920
876
832
Loadings comp. 2
Loadings comp. 1
Loadings comp. 2
Chapter 3 FT-IR Spectroscopy of Dyed Wool 65
Three components were significant to explain 83% of the variance, with PC1
separating undyed wool from the dyed ones. See Figure 3.3. The loading plot of PC1
indicates that bands in the region of 1720-1380 cm-1 have greater contribution to the
undyed samples; whereas the spectral region of 1308-828 cm-1 has a greater
contribution to the dyed samples, with the peak at around 1020 cm-1 having the
greatest weight (probably corresponding to νs (S-O) at 1024 cm-1).
This indicates that the S-O bond in the oxidized cysteine is more strongly affected by
the dyeing process than amide I and II.
3.3 FT-IR Studies of dyed wool
Introduction
Dyed wool has been studied extensively using various analytical techniques,
especially UV-VIS spectroscopy. In this method the dye is normally extracted into a
solution that can then be studied spectroscopically. The fabric may also be Soxhlet-
extracted to remove any unbound lipids from the surface of the fibre. Papini27 has
studied the monochromatic reflectance, transmittance and absorbance for the solar
spectra for undyed as well as dyed wool and cotton fabrics; and found that the dye
does not influence the NIR spectra, while it does influence the UV-VIS spectrum. It
was shown that the influence of the dye on the UV-VIS spectrum is greater for the
cotton than for the wool fabric.
Church et al.28 have studied Lanasol dyes, the general formulas of which are shown in
Figure 3.4. They have concluded that lysine, cysteine and histidine are the reaction
FT-IR Spectroscopy of Dyed Wool Chapter 3
Table 3.2 Table of peak positions and relative intensities in IR vibrational mode
for undyed wool and wool dyed with Lanasol dyes (Note: str. = strong, vw = very weak, sh = shoulder, shp = sharp, br = broad, m = medium)
Sample Peak Peak Peak Peak Peak Peak Peak Peak Peak Peak Peak Peak Peak Peak Peak Peak Peak
000 undyed
1657 1545 1457 1398 1305 1242 1175 1126 1110 1083 934 m
921 w, sh
881 vw
019 1654 1544 1457 1398 1310 1245 1177 1122 1083 937 923 sh
897
046 1656 1545 1456 1399 1305 1242 1127 1083 932 894
073 1657 1544 1457 1398 1306 1241 1126 1084 934 923 sh
127 1662 1542 1456 1396 1310 1241 1126 1107 1084 932 920 sh
902 888 sh
154 1656 1546 1458 1399 1305 1241 1122 1083 934 str.
901 887 878
181 1656 1544 1457 1398 1306 1241 1118 1083 928 str.
886
208 1656 1544 1457 1397 1306 1240 1118 1082 928 str.
878
213 1654 1544 1457 1398 1302 1245 1123 1083 934 str.
217 1651 1542 1457 1397 1311 1244 1082 930 str.
235 1655 1545 1457 1397 1307 1239 1126 1108 1082 931 str.
906 m
244 1658 1545 1455 1398 1308 1242 1126 1108 1083 930 str.
935 sh
307 1657 1543 1458 1399 1306 1244 1084 934 str.
316 1655 1545 1455 1399 1311 1241 1125 1083 933 m, br
343 1657 1544 1455 1398 1312 1242 1126 1109 1082 954 vw
940 sh
928 m
905 vw
878
361 1654 1543 1457 1398 1301 1243 1125 1109 1082 930 sh
925 str., br
908 vw
893 874
370 1655 1543 1458 1398 1305 1239 1109 1082 954 vw
929 br, str.
895 vw
424 ???? 1546 1454 1397 1306 1242 1082 940 sh
930 str, shp
433 1657 1545 1454 1397 1302 1126 1083 948 sh
932 w, br
898 w
872
532 1658 1548 1457 1398 1301 1238 1126 1082 926 vbr, str.
899 vbr, w
880
550
1655 1543 1458 1398 1242 1083 924 vstr, br
613
1655 1544 1457 1397 1306 1240 1124 1115 1082 933 m, br
917 sh
898 w
878 vw
703
1657 1543 1457 1397 1301 1237 1126 1082 932 str, sh
899 w,br
730
1655 1543 1456 1398 1241 1123 1082 959 w,br
930 str. ,br
811
1658 1546 1457 1398 1303 1238 1082
930 vstr.,sh
896 w, sh
860 vW
FT-IR Spectroscopy of Dyed Wool Chapter 3
O
NH
Br
Br
Chromophore CH2
Br
NHChromophore
CH2
or
Figure 3.4 The Lanasol dye containing chromophore attached to α,β-
dibromopropionylamido or α-monobromoacrylamido groups respectively.
NH
N
amino-acid
O
Chromophore
aziridine ring
Figure 3.5 The Lanasol dye product with lysine.
FT-IR Spectroscopy of Dyed Wool Chapter 3
Figure 3.6 FT-IR PAS spectra of wool samples undyed and dyed with
different ratios of Lanasol dyes.
10
20
30
40
50
60
70
1800 1600 1400 1200 1000
Wavenumber (cm-1)
730
307
073
000 (Undyed)
343
800
Regions where spectra show differences.
Chapter 3 FT-IR Spectroscopy of Dyed Wool 66
sites and observed that the other potential sites of reaction, namely tryptophan,
tyrosine or serine, were not involved at all. They also confirmed previous studies
indicating that the dye forms an aziridine ring with lysine side chain groups as
illustrated in Figure 3.5.
In the studies conducted here, PAS was used to study dyed woollen fabrics with the
aid of chemometrics. This was done with a view to examine the dyes on the samples,
both qualitatively and quantitatively.
PAS Analysis of Woollen Fabrics Dyed with Lanasol Dyes
Figure 3.6 shows PAS spectra of undyed wool fabric (i.e. 000) along with the 343,
073, 307 and 730 dyed samples. Table 3.2 lists the main peaks found. Unlike the
FT-Raman spectra of the same samples (Cf. Chapter 4) no peaks were observed that
could be assigned exclusively to the dye molecules. This might be due to the low total
percentage of dye on the fibre (~2-3%) or to the greater IR activity of the wool
groups. Visual comparison of these spectra indicates that there are some minor
differences between the undyed wool spectrum and those of the dyed ones. Apart
from these minor differences however, keratin peaks dominated the spectrum. The
changes are particularly obvious in the region of 1200-900 cm-1. This area is marked
in Figure 3.6 with arrows. The main wool keratin peaks are present and can be
assigned. It must be noted that due to saturation, it was anticipated that the peaks for
Amides I and II, at around 1657 and 1547cm-1, would not be very informative.
Chapter 3 FT-IR Spectroscopy of Dyed Wool 67
Therefore, apart from acknowledging their correct position on the spectrum they were
disregarded. Changes were, however, observed in the 1400-800 cm-1 region.
The spectra were next submitted to chemometrics for further analysis, both
qualitatively and quantitatively.
3.4 Chemometrics studies of dyed wool
Chemometrics has been used to interpret the spectral data obtained using various
analytical methods. It is especially useful when there are no obvious differences
between the spectra obtained for quite similar samples. Chemometrics has been
applied to DRIFT spectra of dye mixtures extracted from a polyester/cotton shirt29.
Raw data and pre-treated spectral data matrices were studied using PCA, SIMCA and
Fuzzy Clustering. It was concluded that in PCA the objects cluster according to their
position on the garment, therefore offering more information than previously used
methods such as TLC.
Kokot and co-workers30 have demonstrated that DRIFT combined with chemometrics
can classify samples not only according to the quality of the cotton fabrics but also by
its stages in a processing sequence. In 1994, the same authors31 reported the
possibility of the application of chemometrics to DRIFT spectra of the dye mixtures
of worn clothing. In these studies the dyes were extracted from the sample. It was
shown that, by interpreting the spectral data using PCA and SIMCA, it is possible to
discriminate and match unknown dye mixtures extracted from microscopic samples of
worn fabrics as well as unknown dye mixture extracted from the same fabric in a
wash and wear situation.
FT-IR Spectroscopy of Dyed Wool Chapter 3
Figure 3.7- PCA plot of samples with a mixture of two and three dyes
Note: Brown = 046, Light Orange = 073, Sea Green = 208, Lime = 307, Pink = 550, Rose = 703, Grey 40% = 343, plum = 127, Indigo = 154, Aqua = 181, Sea green = 208, Violet = 213, Blue-Grey = 217, Red = 235, Dark Red = 244, Dark Green = 361, Olive Green = 424, Dark Yellow = 433, Sky Blue = 532, yellow = 613, Pale blue = 811.
Comp. 1 (49.9%)
Comp. 2 (19.9%)
-3.4 -1.7 -0.0 1.7 3.3*10-3-3.1
-1.4
0.3
2.0
3.7 *10
-3
**
** **
**
*
*
**370a
*
** ** * *
*
**
*
**
**
**
235b**235e*
*
244b
** *
***
**
*
*
*
**433d
*
** *424c
* *
*
**
*
***
* *** *
*
*
***
*** *
**
*
*
***
*
*
**
*
**
**
**
*
*
*
****
*
***
***** *
*
**
**
*
*
**
*
*
**
**
*
**
*
*
****
***
FT-IR Spectroscopy of Dyed Wool Chapter 3
Figure 3.8 PCA plot of samples with a mixture of two dyes
Note: Brown = 046, Light Orange = 073, Sea Green = 208, Lime = 307, Pink = 550, Rose = 703
Comp. 1 (50.6%)
Comp. 2 (19.1%)
-2.0 -1.0 0.0 1.0 2.0*10
-3-2.0
-1.0
0.0
1.0
2.0 *10 -3
**
*
*
**
**
*
**
**
*
*
*
*
*
*
* **
*
* **
*
***
*
**
*
073
046
208
307
550
703
Figure 3.9- PCA plot of samples with a selection of samples Note: Light Orange = 073, Lime = 307, Rose = 703, Grey 40% = 343, Aqua = 181, Pale Blue =
811, Blue- Grey = 217.
Comp. 1 (62.0%)
Comp. 2 (16.6%)
-2.2 -1.0 0.2 1.4 2.6*10
-3-2.1
-0.9
0.3
1.5
2.7 *10
-3
*
****
**
*
*
** * * *
*
*
**
*
**
*
*
**
*
*
*
**
*
*
* **
*
* **
*
*
073307
811
181
703
217 343
Chapter 3 FT-IR Spectroscopy of Dyed Wool 68
In view of these results the spectral data were submitted to PCA for pattern
recognition followed by PLS for the prediction of the ratio of dyes. The advantage of
this procedure to the previous studies mentioned above is that the dyes were examined
in situ. It is anticipated that by doing so more information about the dye-wool fibre
may be obtained, and that it would eliminate the lengthy procedure of dye extraction.
PCA
A data matrix consisting of repeated PA spectra of all the samples studied here was
submitted to PCA. The matrix consisted of 141 objects and 151 variables. Three
components accounted for 76% of the total variance. Figure 3.7 shows PC1 versus
PC2 plot for these data, indicating that there are too many data points to be
conclusive.
Therefore, smaller groups of samples were considered in PCA analysis.
Next, a matrix consisting of 34 objects and 151 variables was built using samples
containing only two colours. The data matrix was then analysed with PCA. 75% of
the total variance was explained using three components. Figure 3.8 shows the plot of
PC1 versus PC2. As it can be seen in this figure, even though the repeated spectra of
the same sample have not clustered together tightly, a general pattern is observed with
respect to the amount of red dye. Starting with zero red dye on the right-bottom of the
plot and moving anti-clock wise.
Another group considered was with a mixture of two or three dyes present on the
sample. The samples chosen for this purpose were 073, 181, 217, 307, 343, 730, 811.
FT-IR Spectroscopy of Dyed Wool Chapter 3
Table 3.3: Predicted and Measured Values for the Validation Sets
(For Dependent Variables Red, Blue and Yellow respectively)
Red Blue Yellow Name Pred. Meas. Pred. Meas. Pred. Meas. 343a 3.5 (4) 3 5.2(5) 4 4.2 (4) 3 343b 4.3(4) 3 5.2(5) 4 1.3(1) 3 343c 3.8(4) 3 4.6(5) 4 1.9(2) 3 343d 3.9(4) 3 4.4(4) 4 2.7(3) 3 343e 2.5(3) 3 4.6(5) 4 5.4(5) 3 343f 2.3(2) 3 4.4(4) 4 5.9(6) 3 073a -1.7(-2) 0 5.3(5) 7 5.6(6) 3 073b -1.6(-2) 0 5.9(6) 7 5.6(6) 3 073c 0.13(0) 0 5.1(5) 7 6.4(6) 3 073d -3.2(-4) 0 5.3(5) 7 5.7(6) 3 073e -1.5(-2) 0 5.5(6) 7 5.5(6) 3 073f 0.20(0) 0 6.2(6) 7 4.0(4) 3 811a 8.3(8) 8 5.2(5) 1 -0.70(-1) 1 811b 10.4(10) 8 4.2(4) 1 -0.82(-1) 1 811c 10.4(10) 8 4.9(5) 1 -1.5(-2) 1 811d 8.1(8) 8 4.5(5) 1 0.18 (0) 1 811e 7.7(8) 8 5.3(5) 1 0.26(0) 1 811f 9.6(10) 8 4.0(4) 1 -0.12(0) 1 181a -0.57(-1) 1 6.3(6) 8 4.5(5) 1 181b 1.8(2) 1 6.0(6) 8 2.2(2) 1 181c 1.9(2) 1 5.7(6) 8 1.8(2) 1 181d 1.7(2) 1 6.1(6) 8 1.4(1) 1 181e 0.75(1) 1 5.8(6) 8 3.8(4) 1 181f 3.7(4) 1 6.8(7) 8 0.20(0) 1 217a 1.6(2) 2 2.8(3) 1 6.2(6) 7 217b 2.2(2) 2 2.5(3) 1 7.9(8) 7 217c 2.3(2) 2 3.1(3) 1 5.8(6) 7 217d 2.5(3) 2 3.2(3) 1 5.9(6) 7 217e 2.1(2) 2 2.6(3) 1 5.1(5) 7 217f 2.9(3) 2 2.6(3) 1 6.7(7) 7 730a 4.5(5) 7 2.2(2) 3 4.0(4) 0 730b 4.5(5) 7 3.2(3) 3 3.3(3) 0 730c 6.4(6) 7 3.1(3) 3 -0.65(-1) 0 730d 3.9(4) 7 3.7(4) 3 4.9(5) 0 730e 2.5(3) 7 2.7(3) 3 3.5(4) 0 730f 1.6(2) 7 2.4(2) 3 5.9(6) 0 307a 1.9(2) 3 6.2(6) 7 307b 2.3(2) 3 4.4(4) 7 307c 4.0(4) 3 5.5(6) 7 307d 0.99(1) 3 7.5(8) 7 307e 3.5(4) 3 4.9(5) 7 307f 2.3(2) 3 4.6(5) 7
FT-IR Spectroscopy of Dyed Wool Chapter 3
)
Figure 3.10- Plot of predicted versus measured values for the calibration set (dep. Var. = red)
Measured (Red)
Predicted (Red)
0.0 2.0 4.0 6.0 8.0 -2.0
0.0
2.0
4.0
6.0
8.0
370a
370c
370d370e235a
235b 235c 235d 235e
235f 244a 244b 244c 244d 244e 244f
532a532b532c
532d
532e532f
433a
433b
433c
433d
433e
433f
424a424b
424c
424d
424e
424f
703a
703b 703c 703d 703e
703f 613a
613b613c613d613e
613f
361a361b
361c361d361e361f
154a 154b 154c 154d 154f 127a 127b 127c 127d 127e 127f
213a
213b
213c
213d
213e
213f
019a 019b 019c
019d
019e
046a
046b 046c
046d 046e
316a
316b316c316d316e316f
550a
550b
550c
550d
550e
550f
208a
208b
208c 208d
208e 208f
Slope =
0.884
Interc. =
0.358
Corr. =
0.940
Chapter 3 FT-IR Spectroscopy of Dyed Wool 69
These samples were chosen since they were the same samples to be UV-irradiated at a
later stage. Hence, their behaviour in PCA was of importance. Figure 3.9 shows PC1
versus PC2 plot, explaining 79% of the total variance. In this plot PC1 has separated
samples with three and one portions of yellow (positive) from seven and zero ratios
(negative).
The PCA analysis of these FT-IR PAS spectra has the repeats of each spectra loosely
clustered together. Overall, however, the spectra of different samples do not from any
informative pattern.
PLS
Next, the data were submitted to PLS method of analysis for quantitative studies:
Validation Set: 073, 181, 217, 307, 343, 730, 811.
Calibration Set: all the rest of the samples
Independent Variables: 1400-800 cm-1
Dependent Variables: ratios of red, blue and yellow
Pretreatment: Normalization
Dependent Variable: Red
A calibration set consisting of 97 objects and 152 dependent variables was built and
submitted to PLS for cross-validation. Five factors were significant to explain 88.4%
of the dependent and 81% of the independent variance. The first four factors
explained 76% of the total dependent variance. The high number of factors being
significant, with respect to the number of dependent variables may be explained by
the interactions that might exist between three dyes or the dye-fibre system. The
correlation between the data in this set is quite reasonable. See Figure 3.10.
Subsequently, the validation set (of 42 objects) was fitted to the PLS model. The
Chapter 3 FT-IR Spectroscopy of Dyed Wool 70
predicted values for the ratio of red dye in each sample are shown in Table 3.3. As it
can be seen, the ability of this PLS model to predict red ratios is quite reasonable.
Because, for example, the ratios of 2 and 3 have been almost predicted correctly each
time, while 1 and 8 ratios are predicted about half of the time. The prediction ability
for the ratios of 0 and 7 however, is quite poor. The values for SEE and SEP were
calculated to be 0.594 and 1.74 respectively. The value for SEP is about triple that for
SEE. The high value obtained for SEP indicates that the calibration set probably needs
more data, in order to obtain a more robust calibration set.
Dependent Variable: Blue
The same calibration set was used to predict ratios of blue dye. Only two factors were
significant here. The cross validation ratio (CsvSD) for these two factors indicates that
there is not a good relationship between the data for the blue dependent variable. This
can be seen from the plot of measured versus predicted values and the values of slope
(0.366), intercept (1.765) and correlation coefficient (0.605) for line fitted to these
data. See Figure 3.11(a).
It seems that zero blue is particularly poorly predicted with this model. Therefore,
those samples were taken out in order to see if there would be an improvement. 85
objects and 152 independent variables were used in the new data matrix. The results
are shown in Figure 3.11(b). Seven factors were significant explaining 75% and 69%
of the total variance of the independent and dependent variables, respectively. The
values of slope (0.474), intercept (1.671) and correlation coefficient (0.688) indicate
that there is a slight improvement for this calibration set. The validation set was then
introduced into this model. Spectra of sample 307 were taken out of the validation set
FT-IR Spectroscopy of Dyed Wool Chapter 3
Figure 3.11- Plot of predicted versus measured values for the calibration set (Dep. Var. = blue) (a) Including samples with zero ratio of blue
Measured (Blue)
Predicted (Blue)
0.0 2.0 4.0 6.0 8.00.0
2.0
4.0
6.0
8.0
370a 370c 370d 370e
235a
235b
235c235d
235e235f
244a
244b244c244d
244e244f
532a
532b532c
532d
532e
532f433a
433b433c433d433e
433f
424a
424b424c424d
424e
424f703a
703b
703c
703d 703e 703f 613a
613b
613c 613d 613e 613f
361a
361b
361c361d361e361f
154a154b154c
154d
154f
127a127b
127c127d127e127f
213a
213b213c213d213e213f
019a 019b 019c 019d
019e
046a
046b046c046d
046e
316a
316b
316c 316d
316e
316f
550a
550b
550c
550d
550e
550f
208a
208b
208c
208d
208e
208f
Slope =
0.366
Interc.
1.765
Corr. =
0.605
(b) Excluding samples with zero ratio of blue
Measured (Blue)
Predicted (Blue)
0.0 2.0 4.0 6.0 8.00.0
2.0
4.0
6.0
8.0
370a
370c 370d 370e
235a235b235c235d
235e
235f
244a
244b244c244d
244e
244f
532a
532b532c
532d532e
532f
433a
433b
433c433d
433e
433f
424a
424b
424c
424d
424e424f613a 613b 613c 613d
613e 613f
361a
361b 361c 361d 361e 361f
154a154b
154c154d154f
127a
127b
127c
127d
127e
127f
213a213b
213c
213d213e213f019a
019b
019c 019d
019e
046a
046b
046c046d
046e
316a
316b 316c 316d 316e
316f
550a550b
550c
550d550e
550f
Slope =
0.474
Interc. =
1.671
Corr. =
0.688
Chapter 3 FT-IR Spectroscopy of Dyed Wool 71
since the samples with zero ratio of blue have been taken out of the calibration set as
well. 36 objects and 152 independent variables were therefore introduced to the PLS
system as the validation set.
The predicted values for blue using the model are displayed in Table 3.3. It shows that
the system predicts 3, 4 and 7 blue ratios between 50-100% (± one ratio), while the
ratios of 1 and 8 are not predicted well at all. This is understandable since in the
samples in the calibration set with ratio of one are not predicted very well either. The
calibration set also does not contain samples with 8 ratios of blue.
The values for SEE and SEP were also calculated to be 0.138 and 1.27 respectively.
There is a great improvement in the value calculated for SEE from that for dependent
variable red. This is in turn reflected in the value calculated for SEP. The relatively
high value of SEP may however be attributed to the fact that in the calibration set
samples with ratios of one and eight are not predicted well or do not exist at all.
This indicates that the ability of the PLS model used in predicting ratios for the
validation set is less than its ability of prediction of the calibration set. in reality, in
an ideal situation the prediction ability of a PLS model can only be as good as the
calibration set used for that purpose.
Dependent Variable: Yellow
The same data matrix as the one used for dependent variable red was chosen
containing 98 objects and 152 independent variables. Six factors were significant to
explain 84% and 80% of the total variance in the dependent and independent variables
respectively. The values of slope (0.784), intercept (0.899) and correlation coefficient
FT-IR Spectroscopy of Dyed Wool Chapter 3
Figure 3.12- Plot of predicted versus measured values for the calibration set (Dep. Var. = yellow)
Measured (Yellow)
Predicted (Yellow)
0.0 2.0 4.0 6.0 8.0 10.0-0.20
0.00
0.20
0.40
0.60
0.80
1.00*10
1
370a
370c 370d 370e
235a
235b235c235d235e235f
244a244b244c244d244e
244f
532a
532b532c
532d532e532f
433a433b433c
433d433e
433f424a
424b424c
424d424e424f
703a703b703c703d703e703f
613a
613b613c613d
613e
613f
361a
361b 361c 361d 361e 361f
154a154b154c
154d
154f
127a
127b
127c 127d 127e 127f
213a213b
213c
213d
213e
213f
019a019b019c
019d
019e046a
046b
046c046d046e
316a
316b
316c
316d
316e
316f
550a
550b 550c 550d 550e 550f
208a 208b
208c 208d
208e 208f Slope =
0.784
Interc. =
0.899
Corr. =
0.885
FT-IR Spectroscopy of Dyed Wool Chapter 3
Table 3.4: Main peaks and their assignments for dyed Wool/ polyester blend
fabrics.
(Note: N.R. = Not Reported, s = strong, m = medium, w = weak, br = broad,
v = very, shp = sharp, sh = shoulder)
Peak Position (cm-1) Found in the literature
Assignment of the peak Approximate Peak Positions (cm-1)
Found in this work
Wool24, 25 Polyester26 Wool24, 25 Polyester
1718 (s, br)
1720 1720 (vs)
ν (C=COO)
1578 (w, br)
N.R. 1577 (w)
N.R.
1559 (w, br)
1550 N.R. AmideII δ(N-H),ν(C-N)
α helix
N.R.
1543 (w, br)
1531 N.R. AmideII δ(N-H),ν(C-N) β-pleated sheet
N.R.
1507 (m, shp)
N.R. 1514 (w)
N.R.
1457 (w, br)
1450 1456 (w, br)
δ (CH2), δ (CH3)
1410 (s, shp)
1400 1410 (m, shp)
ν (COO-)
1374 (w, sh)
N.R. 1372 (w, br)
N.R.
1342 (m, shp)
N.R. 1340 (m, shp)
N.R.
~1250 (s, vbr)
1250 ~1250 (s, shp)
1173 (w, sh)
1172 N.R. νa (S-O) cysteic acid
N.R.
1107 (s, br)
1100 1099 νs (S-O) inorganic sulfate
1042 (w, sh)
1041 N.R. νs (S-O) cysteic acid
N.R.
1022 (w, shp)
1024 1018 (m, vshp)
νs (S-O) cysteine-S-sulfonate
974 (m, shp)
N.R. 973 (w,br)
N.R.
874, 850 (m, shp, doublet)
N.R. 874 (w, br, singlet)
N.R.
FT-IR Spectroscopy of Dyed Wool Chapter 3
Figure 3.13 PA spectra of wool/ polyester samples dyed with Grey, Brown and Green Forosyn dyes.
006 Grey
060 Brown
600 Green
600 Yellow
Chapter 3 FT-IR Spectroscopy of Dyed Wool 72
(0.885) indicate that there is a reasonable correlation between the data in the matrix.
See Figure 3.12. Although the graph suggests that the samples with zero and six ratios
of yellow have not been predicted very well in the calibration set, when taken out the
results are worsened. Consequently they were left in the model and the validation set
was introduced to this model. 42 objects were introduced as the validation set. Seven
factors were significant. The results of the predictions are shown in Table 3.3. As it
can be seen the ability of the PLS model used for the prediction of yellow is not
particularly good. This is also shown by the values of SEE and SEP calculated for the
dependent variable yellow. SEE and SEP values were calculated to be 1.14 and 2.36.
These results however, may be justified by the poor performance of the calibration
set.
Overall, it seems that the ability of the model built for the set of data used here, is
promising. It needs, however, to be investigated further perhaps with a broader set of
data in the calibration set. On the whole, the results indicates that using the PLS
method for quantitative analysis of PA spectra of various ratios of Lanasol dye on
woollen fabrics is a viable procedure and should be investigated further.
3.5 Photo-acoustic Spectroscopy of Wool/Polyester Blends
In these studies, samples were taken from three colour diamonds, with those dyed
with a single Forosyn dye. Refer to Appendix 2. They were examined using PA
spectroscopy.
The main peaks found in these spectra are assigned in Table 3.4. As it can be seen in
this table, the spectrum contains peaks belonging to both fibres present in the fabric.
FT-IR Spectroscopy of Dyed Wool Chapter 3
Figure 3.14 – PCA plots of PA spectral data:
(i) 1st derivative spectra, block normalised, Y-mean centred
Comp. 1 (14.3%)
Comp. 2 (13.0%)
-5.5 -1.8 1.9 5.6 9.4 *10 -1
-7.0
-3.3
0.4
4.1
7.8 *10
-1
***
*
*
**
*
***
*
* *
*
**
*
* *
*
*
*
**
*
* *
**
(ii) Spectra, block normalised, Y-mean centred:
Comp. 1 (65.8%)
Comp. 2 (22.4%)
-6.0 -4.0 -2.0 0.0 2.0 4.0 6.0 *10
-3-6.0
-4.0
-2.0
0.0
2.0
4.0
6.0 *10
-3
*
*** *
**
*
*
*
***
**
**
*
**
**
**
**
*
*
Chapter 3 FT-IR Spectroscopy of Dyed Wool 73
Some loss of information is observed as peak saturation is observed which may be
due to the OPD velocity used.
Visual comparison of the spectra reveals minor differences between them. See Figure
3.13. Thus they were submitted to chemometrics for further analysis.
Various spectral data pre-treatments were tried on this reduced data set in order to
find the one that offered the best separation of the samples in PCA. For example,
Figure 3.14 shows PCA plots obtained using first derivative spectra (i) and non-
derivative spectra (ii). Both of these sets have then been block normalised and
Y-mean centred. As it can be seen non-derivative spectra offer a much clearer PCA
plot.
Hence, the best pre-treatment for this set of data was decided to be non-derivative
spectra block normalised followed by Y-mean centring.
Subsequently, all objects and 251 variables were submitted to PCA for analysis. Three
components were significant to explain 90.5% of the variance in the data. Figure
3.14(ii) shows PC1 versus PC2. PC1 explains 65.8% of the total variance and
separates yellow and green colours (positive) from brown and grey colours (negative).
PC2 and PC3 do not separate the samples any further.
Spectral data (pre-treated in the same manner) for colours red and orange were then
introduced to the same set of data. More data for yellow, brown, grey and green were
added as well. These data were pre-treated in the same manner as the existing data.
The PCA plot is shown in Figure 3.15. 93 objects and 251 variables were introduced
FT-IR Spectroscopy of Dyed Wool Chapter 3
Figure 3.15: PCA plot of individual dyes red, yellow, orange, green, grey and brown on wool/polyester fabric samples.
(Note: The colour of the stars in the plot corresponds directly to the colour on the fabrics)
Com p. 1 (51.9%)
Com p. 2 (35.0%)
-0.84 -0.38 0.08 0.55 1.01*10-2-1.33
-0.87
-0.41
0.05
0.51*10 -2
****
*****
* *
*
** * ** **** **
*
*
* *
*
* * *
*
**
* *
** ****
***
***
*
*
*
*
**
* ** ****
*
**
*
*
*** *
***
***
** *
***
** *
* * ** *** *
Chapter 3 FT-IR Spectroscopy of Dyed Wool 74
to PCA. Three components were significant to explain 93% of the total variances in
amongst the data. As it may be seen in this figure, there is a poor separation of colours
in this plot.
In summary, PA spectra of woollen fabrics dyed with Lanasol dyes and wool/
polyester fabrics dyed with Forosyn dyes were recorded and studied qualitatively
(PCA) and quantitatively (PLS).
The results show that PCA separated the woollen samples dyed with two colours
according to their position on the colour card. Samples dyed with three dyes however,
do not separate that well and although spectral repeats still clustered together, they do
not do so in any order. On the other hand, wool blend fabrics spectra were displayed
on the PCA plot totally in a random fashion.
PLS was performed on the spectral data of dyed woollen fabrics. The calculations
indicate that the results obtained are promising. They do however need to be studied
further with a much larger calibration set.
These samples were then examined further using FT-Raman spectroscopy and
chemometrics, in order to investigate if this combination would offer better solution
to the problem of colour matching.
Chapter 3 FT-IR Spectroscopy of Dyed Wool 75
3.6 References
1 N.M. Morris, R.A. Pittman and R.J. Berni; ‘ Fourier Transform Infrared Analysis of Textiles’, 16 (2), 1984, 30-44. 2 M.P. Fuller and P.R. Griffiths; Applied Spectroscopy, 34 (5), 1980, 533-538. 3 R.S. Davidson and D. King; J. Text. Inst., 74 (6), 1983, 382-384. 4 A. Rosencwaig, ‘Photo-acoustics and Photo-acoustic Spectroscopy’, (Interscience, New York, 1980). 5 J.S. Church and K.R. Millington; Biospectroscopy, 2, 1996, 249-258. 6 R.S. Davidson, D. King, P.A. Duffield and D.M. Lewis; J. Soc. Dyer Color., 99, 1983, 123-
126. 7 E.A. Carter, P.M. Fredericks, J.S. Church; Textile Res. J., 66, 1996, 787. 8 J.S. Church, W-H. Leong; ‘ The Analysis of Wool Textile Blends by FT-IR PAS and FT-
Raman Spectroscopies’, 9th International Wool Textile Research Conference, Biella, Italy, IV (1995), p.p. 114-122.
9 R.S. Davidson and G.V. Fraser; J. Soc. Dyer Color., 100, 1984, 167-170. 10 L.E. Jurdana, K.P. Ghiggino, I.H. Leaver, C.G. Barraclough, P. Coleclake; Applied
Spectroscopy, 48 (1), 1994, 44-49. 11 J.F. McClelland &R.W. Jones, S. Luo & L.M. Seaveron; ‘A practical guide to FTIR
photoacoustic spectroscopy’, March 1992. Reprint of a chapter to appear in Proper sample handling with today’s IR instruments. Edited by P. Coleman and published by CRC press.
12 J.S. Church and A.L. Woodhead; ‘The Vibratinal Spectroscopic Analysis of Wool/ Polyester Textile Blends’, XXX CSI (1997), Melbourne, p.p. PS54. 13 J.S. Church and D.J. Evans; J. of Applied Polymer Science, 57 (13), 1995, 1585-1594. 14 D.C. Jones, C.M. Carr, W.D. Cooke and D.M. Lewis; Textile Res. J., 68 (10), 1998, 739-748. 15 K. Krishnan, ‘Application of the FT-IR Microsampling Techniques to Some Polymer Systems’, Proceedings fro SPIE the international Society for Optical Techniques for
Industrial Inspection, 665, 1986, p.p.252-257. 16 J.M. Chalmers and N.J. Everall; ‘FT-IR Microscopy Advances in Techniques for Characterising and Structure-Property Elucidations of Industrial Materials and Chemicals’, XXX CSI (1997), Melbourne, p.p. I25. 17 D.J. Gerson and C.A. Chess, Practical Spectroscopy, 6, 1988, 73-83. 18 D. Wielbo and I.R. Tebbett, Journal of Forensic Science, JFSCA, 37 (4), 1992, 1134-1148. 19 H.A. Harris and T. Kane, Journal of Forensic Science, JFSCA, 36 (4), 1991, 1186-1191. 20 P.L. Lang, J.E. Katon, J.F. O’Keefe and D.W.Schiering, Microchemical Journal, 34, 1986,
319-331. 21 M.C. Grieve; Forensic Science Review, 6 (1), 1994, 69. 22 L.E. Jurdana, K.P. Ghiggino, I.H. Leaver, P. Coleclarke; Applied Spectroscopy, 49 (3), 1995,
361-366. 23 A. Rosencwaig,; ‘Photo Acoustic and P.A.S.’ (John Wiley & Sons, New York; 1980), pp. 94-
124 24 E. Carter, ‘Vibrational spectroscopic Studies of Wool’, PhD thesis, Queensland University of
Technology, 1998. 25 M.A. Moharram, T.Z. Abdel-Rehim, S.M. Rabie, J. App. Polym. Sci., 26, 1981, 921-932 26 D.M. Lewis in ‘Wool Dyeing’, D.M. Lewis (ed) 27 M. Papini; Infrared Phys., 29 (1), 1989, 133-137. 28 A.S. Davie, J.S. Church, P.J. Scammells and D.J. Tucker; ‘A Spectroscopic Analysis of the Dibromopropionyl/ Bromoacryl Dyes With Wool’, XXX Colloquium Spectroscopium Internationale (1997), Melbourne, p.p. C11. 29 S. Kokot, S. Carswell and D.L. Massart; Applied Spectroscopy, 46 (9), 1992, 1393-1399. 30 C.Gilbert, S. Kokot and U. Meyer; Applied Spectroscopy, 47 (6), 1993, 741-747. 31 S. Kokot and C. Gilbert; Analyst, 119, 1994, 671-675.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 76
Chapter 4 FT-Raman Spectroscopy
of Dyed Wool
4.1 Introduction
Vibrational spectroscopy has played a significant role in both structural determination
and compositional analysis of various materials. Fourier Transform Raman
Spectroscopy has been used in many studies of biological tissues. It has been shown1
that good quality spectra of Human skin, nail, hair and calluses can be obtained with
this method. Human keratotic biopolymers have been studied using FT-Raman
spectroscopy. It has been concluded that despite their functional differences, these
samples show molecular similarities.
FT-Raman spectroscopy has also been used in studying natural fibres such as cotton.
Kokot et al.2 have shown that various Australian cotton fibres may be identified using
FT-Raman and chemometrics. FT-Raman microscopy has been used3 to study the
fixed dye on the thread of a jean garment. It has been shown that the spectrum of the
dye may be observed with no chemical pre-treatment of the sample. In a related study
of reactive dyes on cotton fabric4 it was concluded that PCA could discriminate
between samples with four different dye states, as well as the individual dye
concentration subgroups. PLS analysis was also applied to predict the concentration
of the unfixed dye on the fabric.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 77
Although much useful information may be obtained from wool fibres using
vibrational spectroscopy, traditional infrared techniques have been limited by several
practical problems5 which may be overcome by using Raman spectroscopy in the
visible or near-infrared region. In many samples visible laser excitation produces a
fluorescence signal that mask the Raman spectrum. Near-infrared excitation also
reduces the problem of fluorescence.
4.2 Dyed Wool For the past three decades keratins such as wool have been studied using vibrational
spectroscopy methods. In 1972, Raman spectroscopy was used to study the
interaction of mercuric chloride with wool6,7. In 1976, the Amide I and Amide III
band regions in unordered polypeptide chains present in feather keratin were studied8
with Raman spectroscopy, as were structural changes in the wool fibre after
annealing9. The effect of stretching on the conformation of the peptide backbone of
the wool fibre, pre-treated with sulphite, has also been investigated10 with FT-Raman
spectroscopy.
In 1994, the structure of untreated and hydrogen peroxide bleached wool samples
were studied11. The authors in this paper claim it was the first FT-Raman study on the
structure of wool. Rapid, good quality FT-Raman spectra of bundled and woven
scoured merino wool were recorded. The spectrum of a single wool fibre was
measured using an FT-Raman microscope. The authors concluded that the highest
quality spectra were obtained from the wool fabric, but there were no major
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 78
spectroscopic differences between this and the spectra obtained from the bundle of the
wool fibres.
The conditions of the instrument used in the above study are summarised in Table 4.1.
These instrumental conditions are important in order to be able to compare various
studies of the same nature.
Table 4.1 Instrumental conditions used in Hoggs11, Carter12 and this study
In the same year, untreated wool and wool in different stages of shrink-proofing
treatment was studied using FT-Raman spectroscopy12. The instrumental conditions
used in this study are also noted in Table 4.1. Two objectives were considered here:
to find the optimum conditions for FT-Raman spectral acquisition of wool in various
presentations and to study the stability of the wool sample under laser irradiation. This
was achieved by assessing the wool discolouration and by observing any spectral
changes by varying the laser power. The following conclusions were reached:
1. No damage to the wool samples was observed up to the maximum laser power
(500mW) and
Instrument Parameter
Hogg et al.11 Carter et al.12 This Study
Laser Type Nd: YAG Nd:YAG Nd:YAG Laser wavelength 1064nm 1064nm 1064nm
Laser power 200mW Varied: 50-500mW 300mW
Number of scans ≥8000 Varied: 500-1000 300
Resolution 4.0cm-1 8.0cm-1 8.0cm-1 Spectral Range 300-3400cm-1 4000-400cm-1 4000-400cm-1
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Table 4.2: Frequencies and assignments of the peaks found in FT-Raman spectra of undyed wool
This Study Hogg, Edwards et al.11
Frequency /cm-1 Assignment
Carter et al.12 /cm-1
Frushour & Koenig /cm-1
Frequency /cm-1
Assignment
1653 (vs)
Amide I 1653 1658 1654 Amide I [ν(C-O)]
1613 (s) Tyr And Trp 1614 1614 N.R. N.R. 1552 (vw,sh) Trp 1553 1558 N.R. N.R. 1447 (vs)
CH2 and CH3 bending mode
1448 1450 1449 δ(CH2)
1337 (s)
CH2 bend, Trp 1338 1340 1340 δ(CH2), Amide III
1314 (s) Cα-H bend 1318 1316 N.M.S. N.M.S. 1272 (vw)
Amide III (α) 1281 1271 1274 Amide III (α)
1260 (vw)
Amide III (α) 1259 N.O. 1250 (vw)
Amide III (α), indicating some disorder
1246 (vw)
Amide III (unordered)
1244 1245 N.M.S. N.M.S.
1203 (w)
Tyr and Phe 1207 1209 1200 δ(CH2), Amide III
1175 (w) T yr 1176 1180 N.R. N.R. 1155 (w) C-N stretch 1155 1158 N.R. N.R. 1124 (w)
C-N stretch 1126 1126 1126 (broadened between 1031-1126cm-1)
ν(C-C) stretching modes, skeletal backbone, all-trans
1096 (vw, sh)
C-N stretch 1096 1098 N.R. N.R.
1089 (w, sh)
N.R. N.R. N.R. 1089 ν(C-C) stretching modes, skeletal backbone, random liquid-like conformation
1079 (vw, sh)
C-N stretch 1079 1080 N.R. N.R.
1060-1062 (w, br, sh)
N.R. N.R. N.R. 1064 ν(C-C) stretching modes, skeletal backbone, all-trans conformation
1031 (m) Phe 1031 1034 N.R. N.R. 1001 (s)
Phe and Trp 1002 1006 1003 Aromatic ring breathing mode
955 (m) CH2 rock 952 959 N.R. N.R. 931 (m)
Skeletal C-C stretch (α)
934 935 N.R. N.R.
N.O. Skeletal C-C stretch (α)
905 N.O. N.R. N.R.
897 (m)
Skeletal C-C stretch (α)
897 N.O. N.R. N.R.
876 (w, sh) Trp 881 883 N.R. N.R. 851 (s) Tyr 851 852 N.R. N.R. 826 (m, v br, broadened between 835-826cm-1)
Tyr 828 835 N.R. N.R.
801 (w) 801 811 N.R. N.R.
Notes:
N.O. (Not Observed): the reference does not acknowledge the peak at all N.M.S. (Not Mentioned Specifically): there is a reference to the range where the peak is found but it has not been mentioned and assigned individually. N.R. (Not Reported): the range in which that peak was to be found has not been discussed at all by the authors.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 79
2. Optimum quality spectra for various sample holders were obtained using different
conditions. For example, the best spectrum for a dense plug of dry wool fibres in a
glass cuvette was obtained using the laser power of 200mW with 500 scans while
frame held fibres require 300mW and 1000 scans.
Their band frequencies and assignments are also shown in Table 4.2.
Reactive dyes form a covalent bond with the wool fibre substrate, giving rise to the
high wet fastness of these dyes13,14,15. The reactive dyes available for dyeing wool can
be divided into two types: those reacting via nucleophilic substitution reactions and
those by reacting via Michael additions. Lanasol dyes, the most successful reactive
dyes, belong to the second type. The chemistry of reactive dyes has been explained
in chapter one, hence it suffices here to point out their general chemical structure:
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 80
NHCH2
Br
OD NH2peptide
NHCH2
NH
OD
peptide
NH NH
BrO
peptide
D
NH
NpeptideO
D
substitution
reaction
addition
reaction
NHpeptide
NHD
O NHpeptide
NH2 peptide
NHBr
OD
Br
H2O
HBr
+
+
Using model compounds consisting of simple chromophores attached to the reactive
sites of Lanasol dyes, it has been further shown16 that lysine, cysteine and histidine
are the amino acid providing reaction sites. Tryptophan, tyrosine and serine on the
other hand were not involved in the reaction of the wool fibre with the Lanasol dyes.
In this paper, the authors claim that they have observed the presence of an aziridine
ring in the product of the dye and the lysine amino acid, while they found no evidence
of two amino acids covalently binding to one dye molecule. The observations
challenge the previous assumption17 that the Lanasol dyes are bifunctional (ie. they
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Table 4.4 FT-Raman dye peaks found in each fabric dyed with two dyes (1800-400cm-1) Lee-Son and Hester have assigned all these bands as Dye On Fibre (D.O.F.)
Table 4.5 FT-Raman dye peaks found in selected fabrics dyed with three
dyes, studied in this project (1800-400 cm-1)
Sample 811 Sample 343 Sample 361 Sample 217 Sample 181 Sample 127 Reported by Lee-Son & Hester5
1474 1478 1478 1471 1476 1475 1475 1430
1370 1369 1370 1371 1375 1368 1366 1367 1362
1343 1340 1264 1262 1267 1262 1260 1260
1124 1124 1123 1125 1123 1121 1127 1034 1034 1035 1034 1036 1030
897 917 796 695-690
From this study sample
019 sample
046 sample
073 sample
550 sample
730 sample
370 sample
703 sample
208 sample
307
Reported by Lee-Son &
Hester5
Blue 3G, Yellow 4G Red 6G, Blue 3G Red 6G, Yellow 4G Red 6G, Yellow 4G
1478 1478 1475 1477 1475 1475 1425 1425 1432 1430
1369 1372 1370 1371 1372 1375 1361 1366 1368 1368 1364 1362 1343 1343 1340 1344 1339 1346 1340
1273 1267 1263 1267 1268 1263 1265 1265 1264 1260 1124 1125 1124 1124 1124 1123 1127
1034 1034 1034 1034 1030 905 902 917 796 695-690
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 81
can react with two nucleophilic groups of the fibre), thus increasing the tensile
strength of the wool fibre by cross linkage between the peptide chains.
In 1990, Lee-son and Hester5 studied the interaction of two representative Lanasol
dyes on the 21-micron Australian Merino wool fibre using conventional Raman
spectroscopy. They studied the interaction of these dyes with untreated wool and wool
treated with light stabiliser suitable for this type of dyes. The reactive dyes used were
Lanasol Red 6G (CGY, C.I. Reactive Red 84) and Lanasol Yellow 4G (CGY, C.I.
Reactive Yellow 39). They report that in order to obtain a reasonable spectrum, they
had to remove the cuticles according to the method described previously by Bradbury
and Peters18. They found that using the wool fibre with the cuticle swamps the
spectrum with fluorescence. The conditions used by them are shown in Table 4.3.
Table 4.3 Summary of the conditions used by Lee-Son and Hester5
Laser power 100mW at the sample Scan speed 100cm-1min –1 Resolution 6.0cm-1 Wavenumber range 1800-400cm-1
They studied the two dyes in various environments, viz. pure dye in aqueous solution,
pure dye in solid state and dye on the wool fibre as a substrate.
The peak position observed by Lee-Son and Hester are shown in Table 4.4 together
with the peak position found in this study for the same dye combinations. All of the
bands found by Lee-Son and Hester were also found here except for those in the
region 1030-690cm-1. These bands may be obscured by fluorescence which Lee-Son
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 82
and Hester eliminated by removing the cuticle. They argue that the bands found at
796,1260, 1340 and 1475cm-1 are due to dye bound to the hydrophobic section of the
wool substrate while those at 917, 1127,1362, 1375 and 1430cm-1 are due to dye
bound to the hydrophilic part.
They also postulated that the bathochromic shift of the band found at 1038cm-1 and
assigned to the S-O stretch of the water-solubilising sulphonate group in the solid dye
shows that there is hydrogen bonding in this region, and that there is a decrease in the
S-O bond order. With the shift of this band to an even lower frequency for the dye-
wool substrate, there is an indication, that there is steric hindrance by the protein fibre.
Overall, they have concluded that some kind of chemical reaction must have occurred
between the dye molecule and wool substrate. This is shown by fluorescence, by the
shift in the position of some of the bands and by the appearance of a weak new band
at 690cm-1. The band at 690cm-1 is argued to originate from a three-membered ring
with a hetero-atom (probably sulphur of the cystine or cysteine residue of the wool
substrate)
In this work, FT-Raman spectra of dyed wool and wool/polyester blends have been
studied using chemometrics data analysis; with the view to predict the ratio of the
dyes applied to the fabrics both qualitatively and quantitatively.
In the present work, FT-Raman spectrum was obtained from undyed Australian
Merino wool in the form of a plain weave fabric, and the bands were assigned.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.1 Typical Raman Spectrum of undyed woollen fabric
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 83
Figure 4.1 shows a typical spectrum. The instrumental conditions are shown in
Table 4.1.
The bands found in the spectrum in Figure 4.1 along with their assignment are shown
in Table 4.2. For comparison, bands found in the literature are included. A
comparison of the spectra by Lin and Koenig11 with those by Carter12 shows that
Fourier transform Raman spectroscopy offers improvement in the resolution.
It is clear from Table 4.2 that the Raman vibration frequencies of wool found in this
study and in three previous reports are all in general agreement. All of the peaks
found here agree within instrumental resolution with those reported by Carter et al.12.
Some of the weaker band reported here were either not seen or not noted in some of
the earlier reports but all of the bands here have been reported and assigned by at least
one group.
Next, plain weave Merino wool fabrics dyed with Lanasol dyes of two or three
colours, viz. red, blue and yellow were studied. The FT-Raman spectra of samples
with a various combination of two of these dyes were considered. For their Raman
scattering frequencies and assignments see Table 4.4.
Table 4.4 reveals that the information obtained is very similar to those found by Lee-
son and Hester 5, except for a few differences. For example, peaks assigned to dye on
fibre at 1475 and 1430cm-1 were not observed in any of the spectra recorded in these
studies. Samples with no yellow dye are also missing the peaks at, 1375, 796 and
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 84
690cm-1. Lee-Son and Hester have assigned all these peaks as “dye on fibre” and not
to any specific chemical bonding.
To remove the underlying wool signal, difference spectra were obtained by
subtracting the spectrum of undyed wool. The spectrum of undyed wool was
multiplied by a factor before subtraction. This factor was varied to minimize the wool
peaks and was different for each sample.
Subtracting the peaks belonging to the wool structure should theoretically leave the
dye peaks. This proved difficult for some of the samples, possibly due to the small
amount of dyes on the fabrics. The peak positions and assignments of the dyed and
undyed wool spectra are reported in Table A2-0. See Appendix 2. This practice,
although useful in a sense that it revealed some dye peaks, did not offer clear spectra
of the dyes.
From Table 4.4, it seems that there are peaks that belong to one or two sets of samples
and not to another. For example, all of the samples studied here did not display peaks
at 796 and 695-690cm-1. The peak at 1430cm-1 is missing in the spectra of samples
0BY and RB0, suggesting that this peak is indirectly related to the presence of blue
dye.
Samples with a combination of the three colours were considered next. Again the
FT-Raman spectrum of wool substrate was subtracted from the spectra recorded for
these samples. Samples 325 and 316 were not considered here since the resulting
subtracted spectra became too noisy. The peak positions for these spectra are
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.2 PCA Plot of the spectra of wool fabric samples (24) dyed with Lanasol dyes
Comp. 1 (26.4%)
Comp. 2 (16.3%)
-6.0 -3.0 0.0 3.0 6.0 -6.0
-3.0
0.0
3.0
6.0
019 ***
*****046
*154
* 127 **
200 *217
235
***361**
316 *325 **
**
307
*343
*370
****
424 *433 * **532 550
**
613
**
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.3-The approximate position of samples in Group (i)
730 •
073 •
181 •
811 •
343 •
217 •
307 •
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 85
displayed in Table 4.5. Peaks at 1430, 796 and 695cm-1 were not observed for any of
the samples. This is understandable since 796 and 695cm-1 peaks have not been
observed at all for any of the samples studied in this project, while the peak at
1430cm-1 is missing for all the samples containing blue dye in Table 4.4. Samples in
Table 4.5 however, all contain blue dye and consequently lack 1430cm-1 peak. On the
other hand, the peaks at 1127 and 1340cm-1 are directly dependent on the presence of
red dye.
In summary, in the Raman spectra the dye peaks are visible above the substrate,
whereas, in PA spectra the dye peaks are masked by the substrate. The presence or
absence of some of the peaks is also influenced by an individual dye. It would have
been useful to compare these spectra to the spectra of the pure dyes off-fibre.
Unfortunately these were not available.
4.3 Chemometrics
Chemometrics for Mixture of the Dyes
Discrimination of reactive dyes on cotton fabric has also been investigated19 using
FT-Raman spectroscopy and chemometrics. PCA has been successfully used in order
to discriminate the different states of the dye on the fabric as well as distinguishing
these from the undyed cotton fabric. PLS has also been used for the prediction of ratio
of dye concentration on the cotton fabric. It has been subsequently suggested that
FT-Raman spectroscopy may be a suitable quantitative method for the prediction of
the amount of the dye on cotton fabrics.
In the studies described in this thesis, the application of FT-Raman spectroscopy in
combination with chemometric methods such as PLS and PCA for the discrimination
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.4 PCA and the loading plots for Group (i)
Comp. 1 (52.0%)
Comp. 2 (28.0%)
-6.0 -3.0 0.0 3.0 6.0-7.0
-4.0
-1.0
2.0
5.0
*********
**
**
**** * ** **
307
811
073
181 343
-0.3
-0.2
-0.1
0
0.1
0.2
0.3
1524
1448
1372
1296
1220
1144
1068 99
2
916
840
764
688
612
536
Loadings Comp. 1
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.5 PCA plot and the loading plots of Group (ii)
Comp. 1 (52.2%)
Comp. 2 (19.4%)
-4.0 -2.0 0.0 2.0 4.0-4.0
-2.0
0.0
2.0
4.0
**
**
* ********
***
** *** ******
***
****
073
811343
703
154
235433 532
-0.3
-0.2
-0.1
0
0.1
0.2
0.3
1524
1460
1396
1332
1268
1204
1140
1076
1012 94
888
482
075
669
262
856
4
Loadings Comp. 1
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.6 Approximate position of samples chosen in Group (ii)
532 •
073 •
154 •
811 •
343 •
703 •
433 •
235 •
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 86
and quantitative prediction of wool dyed with reactive dyes in various ratios was
investigated.
Twenty-four samples were studied. Six spectra for each sample were recorded. The
dye spectral region of 1524-524 cm-1 was chosen. A matrix consisting of 166 objects
and 251 variables were subsequently submitted to PCA. The plot obtained is shown in
Figure 4.2. (Note: unless otherwise stated, the pre-treatment of FT-Raman spectral
data used for woollen fabrics in this chapter is normalised in MS-Excel and Y-mean
centred in SIRIUS 6.0)
Even though samples are clustered, they are not well separated and it is not in a very
easily visualised format; and there are too many samples contributing to each PC in
order to make a conclusion based on this picture. Consequently, a selection of smaller
sets was chosen for further studies.
Group (i) The group chosen were the same as the ones that were selected for UV-treatment as
discussed in Chapter 5. They are: 073, 307, 730, 181, 811, 343, 217. These samples
are arranged in the set as shown in Figure 4.3.
A matrix was made of these samples consisting of 23 objects and 251 variables
covering the spectral region of the dye peaks (1524-524 cm-1). The matrix was
submitted to PCA. Spectra belonging to samples 730 and 217 were taken out as
outliers, since the spectra were noisy. The PCA results are shown in Figure 4.4.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.7: Predicted vs. Measured values for red as dependent variable in (i) the calibration and (ii) the validation set for Group (i)
(i) Calibration Set:
Measured (%R)
Predicted (%R)
0.0 2.0 4.0 6.0 8.0 -2.0
0.0
2.0
4.0
6.0
8.0
019Ra 019Rb
019Rc 019Re
019Rf
046Ra
046Rb
046Rc
046Re
154Ra 154Rb 154Rc 154Rd 154Re 154Rf 127Ra 127Rb 127Rc 127Rd 127Re 127Rf 235Ra 235Rb 235Rc
235Rd 235Re 235Rf 244Ra 244Rb 244Rc 244Rd 244Re 244Rf 361Ra361Rb361Rc
361Rd361Re361Rf208Ra
208Rb 208Rc 208Rd 208Re 208Rf
316Ra316Rb316Rc316Rd316Re316Rf
325Ra325Rb325Rc
325Rd
325Rf
370Ra370Rb370Rc
370Rd
370Re
370Rf
424Ra424Rb424Rc
424Rd
424Rf433Ra433Rb433Rc
433Rd433Re433Rf
532Ra532Rb532Rc
532Rd532Re532Rf
550Ra
550Rb
550Rc
550Rd
550Re
550Rf613Ra613Rb613Rc
613Rd
613Re
613Rf
703Ra 703Rb 703Rc 703Rd 703Re 703Rf
Slope = 0.699
Interc. = 0.927
Corr. = 0.836
(ii) Validation Set:
Measured (%R)
Predicted (%R)
0.0 2.0 4.0 6.0 8.0 -0.50
0.00
0.50
1.00
1.50 *10
1
073Ra 073Rb 073Rc 073Rd 073Re
181Ra 181Rb 181Rc 181Rd 181Re 181Rf
217Ra 217Rb 217Rc
217Re 217Rf
307Ra
307Rb307Rc307Rd307Re307Rf
343Ra343Rb343Rc343Rd
343Re
343Rf
811Ra
811Rb 811Rc 811Rd 811Re 811Rf
730Ra
730Rb
730Rc
730Re
730Rf Slope =
1.002 Interc. =
0.597
Corr. = 0.881
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 87
The samples are separated in Figure 4.4 according to their position on the colour
triangle in Figure 4.3. The 811 sample is furtherest away from 073 and 307, followed
by the sample 343, and 181, which is correctly closer to 073.
Component 1 explains 52% of variance, distinctly separating samples 811 and 073
from the rest. The loading plot for PC1 shows that this separation is mainly due to the
peaks in the range 1400-1100cm-1 and mainly due to blue colour. e.g. peak at 1124,
1264 and 1375 are not present in the spectra for samples 073, 811 and 181. Refer to
Figure 4.4 for details.
PC2 has separated 307 samples from all the rest. This is due to its high ratio of
yellow dye on the fabric and the fact that this sample does not contain any blue dye.
Group (ii)
The next subset to be examined was a matrix consisting of eight samples, from zero
ratio of red to 8 ratio of red. Because the full range of various amounts of red dye are
represented in this subset, it is assumed that it correctly models the red dye spectra for
the full data set.
A matrix comprising of 35 objects and 251 variables was built and submitted to PCA.
Figure 4.5 shows PC1 versus PC2 for this group. PC1 has separated 0, 1, 2 and 4
ratios of red from 3, 5,7 and 8. It is also apparent that the samples are positioned from
zero ratio of red followed by 1, 2, 3, 4, 5, 7 and 8 ratios. Refer to Figure 4.6.
The loading plot for PC1 indicates that the differences are mainly due to the region
1490-1152cm-1. Samples with 3, 5, 7 and 8 ratios of red have positive scores on PC1,
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 88
which according to the loading plot (Figure 4.5) are due to the peaks with maxima
around 1490, 1438, 1384, 1244, 1180 and 1152cm-1.
It has therefore been demonstrated here that PCA has separated the samples into
clusters, which are positioned in order according to their position in the sample
arrangement.
It is also shown that the dye peaks for blue colour are in the 1500-1000cm-1 region
and that this region separates samples with higher than 4 ratios of blue from the rest.
For the red dye, the peaks are located mainly in the region 1490-1152cm-1. It has
also been demonstrated here that the same principle can be applied to samples with a
mixture of two dyes, as for three.
So far the data have been successfully studied qualitatively, it is therefore of interest
to investigate the possibility of studying them quantitatively. Hence, the data were
submitted to PLS to investigate the ability of the system to predict dye ratios on some
of the samples (the validation set), with the aid of the rest as calibration set.
• PLS
In this study, the multivariate calibration application called direct calibration was
applied. An estimate of the unknown dye ratios (in validation set) was obtained from
samples with known ones20 (calibration set).
A calibration model was built and significant factors were selected by cross-
validation. Cross-Validation is a validation technique, which determines the number
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 89
of latent variables that are to be considered in a classification or regression method21.
Cross-Validation is applied so that the model with the best predictive ability is
chosen. Subsequently, the Raman spectra of various groups of samples were
submitted as calibrations sets to PLS analyses while the rest of samples were
introduced as validation. The same groups of samples chosen as Groups (i) and (ii)
previously have been considered here as the validation set. In order to find the best
PLS model for these samples, the spectral region 1524-524cm-1 was investigated as
the independent variables.
In these studies a question to be considered was whether a PLS1 or PLS2 regression
analysis should be applied to these data. The theory and detailed explanation of these
methods is well covered in other literature22,20. PLS calibration for a multi
components analysis may be performed in two different ways:
PLS1- a separate regression is performed for each of the analytes.
PLS2- all the analytes are modelled as one and the regression is then
performed.
Each of these regression methods have some advantages as well as disadvantages. For
example, PLS2 utilises only one set of factors for all of the Y-variables and if there is
a large number of them, it is quicker to develop a single PLS2 model. In addition, if
the Y-variables are interrelated, PLS2 might be more robust. On the other hand, in
terms of predictive accuracy, PLS1 calibration usually performs just as well or
sometimes even better22.
In these studies therefore, both systems were tried in order to find the preferred PLS
method and it was concluded that using the PLS1 method gives better results. This is
not unexpected, since the ultimate requirement of this calibration study is to develop
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Table 4.6 Results of PLS Model applied to Group (i), dependent variables red, blue and yellow
Red Blue Yellow
Name Measured Predicted Name Measured Predicted Name Measured Predicted
073Ra 0.00 0.34 (0) 073Ra 7.00 8.92 (9) 073Ra 3.00 1.88 (2)
073Rb 0.00 0.18 (0) 073Rb 7.00 8.86 (9) 073Rb 3.00 2.00 (2)
073Rc 0.00 -0.05 (0) 073Rc 7.00 9.99 (10) 073Rc 3.00 1.58 (2)
073Rd 0.00 -0.79 (-1) 073Rd 7.00 10.5 (11) 073Rd 3.00 1.81 (2)
073Re 0.00 -2.04 (-2) 073Re 7.00 11.1 (11) 073Re 3.00 1.72 (2)
181Ra 1.00 1.91 (2) 181Ra 8.00 7.71 (8) 181Ra 1.00 1.48 (2)
181Rb 1.00 2.17 (2) 181Rb 8.00 7.63 (8) 181Rb 1.00 1.34 (1)
181Rc 1.00 2.42 (2) 181Rc 8.00 7.57 (8) 181Rc 1.00 1.33 (1)
181Rd 1.00 1.33 (1) 181Rd 8.00 11.8 (12) 181Re 1.00 1.18 (1)
181Re 1.00 1.98 (2) 181Re 8.00 8.34 (8) 181Rf 1.00 1.08 (1)
181Rf 1.00 2.07 (2) 181Rf 8.00 8.18 (8) 217Ra 7.00 4.56 (5)
217Ra 2.00 3.98 (4) 217Ra 1.00 1.72 (2) 217Rb 7.00 7.52 (8)
217Rb 2.00 4.04 (4) 217Rb 1.00 -0.84 (-1) 217Rc 7.00 5.94 (6)
217Rc 2.00 3.44 (3) 217Rc 1.00 0.29 (0) 217Rf 7.00 4.27 (4)
217Re 2.00 0.34 (0) 217Rf 1.00 3.46 (4) 307Ra 7.00 5.69 (6)
217Rf 2.00 1.90 (2) 307Ra 0.00 0.33 (0) 307Rb 7.00 5.44 (5)
307Ra 3.00 4.22 (4) 307Rb 0.00 0.40 (0) 307Rc 7.00 5.03 (5)
307Rb 3.00 2.80 (3) 307Rc 0.00 1.36 (1) 307Rd 7.00 6.38 (6)
307Rc 3.00 2.96 (3) 307Rd 0.00 -0.25 (0) 307Re 7.00 6.13 (6)
307Rd 3.00 3.08 (3) 307Re 0.00 -0.05 (0) 307Rf 7.00 4.95 (5)
307Re 3.00 2.98 (3) 307Rf 0.00 2.58 (3) 343Ra 3.00 2.61 (3)
307Rf 3.00 2.41 (2) 343Ra 4.00 3.32 (3) 343Rb 3.00 2.40 (2)
343Ra 3.00 4.54 (5) 343Rb 4.00 3.19 (3) 343Rc 3.00 2.42 (2)
343Rb 3.00 4.83 (5) 343Rc 4.00 3.23 (3) 343Rd 3.00 2.43 (2)
343Rc 3.00 5.20 (5) 343Rd 4.00 2.58 (3) 343Re 3.00 2.13 (2)
343Rd 3.00 5.34 (5) 343Re 4.00 2.19 (2) 343Rf 3.00 2.41 (2)
343Re 3.00 6.71 (7) 343Rf 4.00 3.63 (4) 811Ra 1.00 2.05 (2)
343Rf 3.00 4.54 (5) 811Ra 1.00 -2.81 (-3) 811Rb 1.00 2.48 (3)
811Ra 8.00 11.1 (11) 811Rb 1.00 -0.58 (-1) 811Rc 1.00 2.48 (3)
811Rb 8.00 8.27 (8) 811Rc 1.00 -1.15 (-1) 811Rd 1.00 1.96 (2)
811Rc 8.00 8.83 (9) 811Rd 1.00 -1.05 (-1) 811Re 1.00 2.05 (2)
811Rd 8.00 9.29 (9) 811Re 1.00 -1.98 (-2) 811Rf 1.00 2.47 (3)
811Re 8.00 10.3 (10) 811Rf 1.00 -2.28 (-2) 730Ra 0.00 3.76 (4)
811Rf 8.00 9.83 (10) 730Ra 3.00 1.62 (2) 730Rb 0.00 5.31 (5)
730Ra 7.00 4.68 (5) 730Rb 3.00 -2.70 (-3) 730Rc 0.00 3.73 (4)
730Rb 7.00 7.57 (8) 730Rc 3.00 1.81 (2) 730Re 0.00 4.79 (5)
730Rc 7.00 4.18 (4) 730Re 3.00 -1.91 (-2) 730Rf 0.00 3.52 (4)
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 90
the best possible prediction system. This also agrees with Massarat et al.22 finding that
if the purpose of the regression study is to find the best possible predictions, a
separate PLS1 regression for each Y-variable should be used.
Group (i)
Validation Set: 073, 181, 217, 307, 343, 730 and 811 (six spectra of each).
Dependent Variables: Red, Blue, Yellow colour
Independent Variable: 1524-524 cm-1
a) PLS1 Calibration for Red Dependent Variable
A PLS model was developed for the FT-Raman spectra of the woollen samples, with
the calibration set consisting of six repeats of spectra for 17 samples (97 objects). The
other seven samples (39 objects) were introduced as the validation set. Two of the
spectra (217Rd and 073Rf), were found to be outliers and hence they were removed
from the set.
Five components were found to be significant, explaining a total of 79.10% of the
variance of the independent and 69.94% of the variance of the dependent variables.
Figure 4.7 shows the plots of predicted versus measured values for these calibration
and the validation sets. The predicted values for the calibration objects are not very
close to the measured ones. This can be seen as the set of the samples are spread
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.8: Predicted vs. Measured values for (i) calibration and (ii) validation sets for blue as the dependent variable.
(i) Calibration set:
Measured (%BL)
Predicted (%BL)
0.0 2.0 4.0 6.0 8.0 -0.50
0.0
0.5
1.0*10
1
019Ra 019Rb 019Rc 019Re 019Rf
046Ra046Rb046Rc046Re
154Ra154Rb154Rc154Rd154Re154Rf
127Ra 127Rb 127Rc 127Rd 127Re 127Rf
235Ra235Rb235Rc235Rd235Re235Rf 244Ra244Rb
244Rc244Rd244Re244Rf361Ra361Rb361Rc361Rd361Re361Rf
208Ra 208Rb 208Rc
208Rd 208Re 208Rf
316Ra 316Rb 316Rc
316Rd 316Re 316Rf 325Ra
325Rb 325Rc 325Rd 325Rf
370Ra 370Rb 370Rc
370Rd 370Re 370Rf
424Ra 424Rb 424Rc 424Rd 424Rf
433Ra433Rb433Rc
433Rd433Re433Rf532Ra532Rb532Rc532Rd532Re532Rf
550Ra550Rb550Rc550Rd
550Re550Rf
613Ra 613Rb 613Rc
613Rd 613Re 613Rf
703Ra 703Rb 703Rc 703Rd 703Re 703Rf
Slope = 0.825
Interc. = 0.507
Corr. = 0.908
(ii) Validation set:
Measured (%BL)
Predicted (%BL)
0.0 2.0 4.0 6.0 8.0 -0.50
0.00
0.50
1.00
1.50 *10
1
073Ra 073Rb 073Rc 073Rd 073Re
181Ra 181Rb 181Rc
181Rd
181Re 181Rf
217Ra
217Rb 217Rc
217Rf
307Ra 307Rb 307Rc 307Rd 307Re
307Rf 343Ra343Rb343Rc343Rd343Re
343Rf
811Ra 811Rb 811Rc 811Rd 811Re 811Rf
730Ra
730Rb
730Rc
730Re
730Rf
Slope = 1.283
Interc. = -1.320
Corr. = 0.875
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.9: Predicted vs. Measured values for (i) calibration and (ii) validation sets for the yellow dependent variable.
(i) Calibration Set:
Measured (%Y)
Predicted (%Y)
0.0 2.0 4.0 6.0 8.0 10.0 -0.50
0.00
0.50
1.00
1.50 *10
1
019Ra
019Rb 019Rc 019Re
019Rf
046Ra
046Rb
046Rc
046Re154Ra154Rb154Rc154Rd154Re154Rf
127Ra127Rb127Rc127Rd127Re127Rf
235Ra235Rb235Rc235Rd235Re235Rf244Ra244Rb244Rc244Rd244Re244Rf361Ra 361Rb 361Rc 361Rd 361Re 361Rf
208Ra
208Rb208Rc
208Rd208Re208Rf
316Ra316Rb316Rc
316Rd
316Re316Rf325Ra325Rb325Rc
325Rd
325Rf
370Ra 370Rb 370Rc 370Rd 370Re 370Rf
424Ra424Rb424Rc424Rd424Rf433Ra433Rb433Rc433Rd433Re433Rf532Ra 532Rb 532Rc 532Rd 532Re 532Rf 550Ra
550Rb
550Rc 550Rd
550Re
550Rf 613Ra613Rb613Rc613Rd613Re613Rf703Ra703Rb703Rc703Rd703Re703Rf
Slope = 0.653
Interc. =
1.396
Corr. = 0.808
(ii) Validation Set:
Measured (%Y)
Predicted (%Y)
0.0 2.0 4.0 6.0 8.00.0
2.0
4.0
6.0
8.0
073Ra073Rb073Rc073Rd073Re
181Ra 181Rb 181Rc 181Re 181Rf
217Ra
217Rb
217Rc
217Rf
307Ra 307Rb 307Rc
307Rd 307Re
307Rf
343Ra343Rb343Rc343Rd343Re343Rf
811Ra 811Rb 811Rc 811Rd 811Re 811Rf
730Ra
730Rb
730Rc
730Re
730Rf
Slope = 0.445
Interc. = 1.884
Corr. = 0.666
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 91
across the line of the best fit. The values for SEE and SEP were calculated to be 1.1
and 2.1.
Table 4.6 shows details of the values for predicted and measured for members of the
validation set.
Another model was built in order to verify that the calibration set used is the preferred
one. This was done by detecting the outliers of the first model with the SIRIUS 6.0
software. They were then eliminated from the calibration set and then another cross-
validation was performed on the data. This model was found to have a better
correlation between the samples in the calibration set, and the values obtained for the
slope and the intercept of the line of best fit improved accordingly. The same
calibration set that was applied to the previous model was introduced here in order to
predict the values for the red dependent variable for the system. It was found that the
model behaves less favourably here and therefore the new calibration set was not
used.
The plots of predicted versus measured for the calibration and the validation set are
displayed in Appendix 2 (Figure A2-1).
Therefore, it was concluded that the first model built is the preferred one in this case.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Table 4.7: Results of PLS model applied to Group (ii) with the red dependent variable
Object
Name
Measured
Value
Predicted Value
(nearest integer)
073Ra 0.00 0.96 (1)
073Rb 0.00 1.23 (1)
073Rc 0.00 0.83 (1)
073Rd 0.00 0.28 (0)
073Re 0.00 0.76 (1)
154Ra 1.00 2.36 (2)
154Rb 1.00 2.45 (3)
154Rc 1.00 2.34 (2)
154Rd 1.00 1.95 (2)
154Re 1.00 1.99 (2)
154Rf 1.00 2.43 (2)
235Ra 2.00 2.78 (3)
235Rb 2.00 2.61 (3)
235Rc 2.00 2.77 (3)
235Rd 2.00 2.46 (3)
235Re 2.00 2.45 (3)
235Rf 2.00 2.83 (3)
343Ra 3.00 3.19 (3)
343Rb 3.00 3.33 (3)
343Rc 3.00 3.44 (3)
343Rd 3.00 3.49 (4)
343Re 3.00 3.58 (4)
343Rf 3.00 3.30 (3)
433Ra 4.00 2.98 (3)
433Rb 4.00 2.93 (3)
433Rc 4.00 3.00 (3)
433Rd 4.00 3.08 (3)
433Re 4.00 3.21 (3)
433Rf 4.00 3.22 (3)
532Ra 5.00 3.41 (3)
532Rb 5.00 3.17 (3)
532Rc 5.00 3.26 (3)
532Rd 5.00 3.31 (3)
532Re 5.00 3.34 (3)
532Rf 5.00 3.12 (3)
811Ra 8.00 6.17 (6)
811Rb 8.00 5.10 (5)
811Rc 8.00 5.15 (5)
811Rd 8.00 5.54 (6)
811Re 8.00 5.98 (6)
811Rf 8.00 5.75 (6)
703Ra 7.00 4.27 (4)
703Rb 7.00 3.94 (4)
703Rc 7.00 3.83 (4)
703Rd 7.00 4.03 (4)
703Re 7.00 3.80 (4)
703Rf 7.00 4.18 (4)
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.10: Predicted vs. Measured values for (i) calibration and (ii) validation sets for Group (ii) (red dependent variable).
(i) Calibration Set:
Measured (%R)
Predicted (%R)
0.0 2.0 4.0 6.0 8.0-0.20
0.00
0.20
0.40
0.60
0.80
1.00 *10
1
073Ra 073Rb 073Rc 073Rd 073Re
154Ra 154Rb 154Rc
154Rd
154Re 154Rf 181Ra 181Rb 181Rc
181Rd
181Re 181Rf
217Ra
217Rb
217Rc 217Rd 217Re 217Rf 244Ra 244Rb 244Rc 244Rd 244Re 244Rf 361Ra361Rb361Rc
361Rd361Re361Rf
208Ra 208Rb 208Rc 208Rd 208Re 208Rf
316Ra316Rb316Rc
316Rd
316Re
316Rf325Ra325Rb325Rc
325Rd
325Re
325Rf370Ra370Rb370Rc370Rd370Re
370Rf
424Ra424Rb424Rc424Rd424Rf
613Ra613Rb613Rc
613Rd
613Re613Rf
703Ra 703Rb 703Rc 703Rd 703Re 703Rf
730Ra
730Rb
730Rc 730Re 730Rf
Slope = 0.683
Interc. = 0.990
Corr. =
0.827
(ii) Validation Set:
Measured (%R)
Predicted (%R)
0.0 2.0 4.0 6.0 8.0 0.00
0.20
0.40
0.60
0.80
1.00 *10
1
127Ra 127Rb 127Rc 127Rd 127Re 127Rf 235Ra
235Rb 235Rc 235Rd 235Re 235Rf 307Ra307Rb307Rc307Rd307Re
307Rf
343Ra343Rb343Rc343Rd343Re343Rf
433Ra433Rb433Rc433Rd433Re433Rf
532Ra532Rb532Rc532Rd532Re532Rf
550Ra
550Rb550Rc
550Rd
550Rf
811Ra
811Rb 811Rc 811Rd 811Re 811Rf
Slope = 0.671
Interc. =
1.499
Corr. = 0.818
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 92
b) PLS1 Calibration for Blue Dependent Variable
The same data set was used to study blue dependent variable. The plot of predicted
versus measured values for the calibration and the validation set are displayed in
Figure 4.8. As indicated by these plots, even though the relationship between the
values in the calibration set is reasonable, when it is applied to the validation set it
was not successful. See Table 4.6. SEE and SEP values were found to be 0.86 and 2.3
respectively. The value of SEP is very high.
c) PLS1 calibration for yellow dependent variable
Another PLS1 calibration model was built with the same calibration and validation set
for group (i) but with the yellow colour chosen as the dependent variable. Figure 4.9
shows the plot of predicted versus measured values for both calibration and validation
sets.
The calibration model was obtained employing the cross-validation method. The
validation set was then introduced to this model in order to predict the yellow
dependent variable. Figure 4.9(ii) shows the plot of predicted versus measured values
for the validation set. The spread of these samples on fitted line shows that the
predicted values are not close to the measured ones. Table 4.6 shows the predicted,
measured values for this model. The SEE and SEP values for this model were
calculated to be 1.5 and 2.1 respectively.
Group (ii)
Validation Set: 046, 127, 235, 307, 343, 433, 532, 550 and 811
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 93
Dependent Variable: Yellow, blue, red colours
Independent Variable: 1524-524 cm-1
a) PLS1 calibration for red dependent variable
The PLS model developed for this group, consist of a calibration set of 14 samples
and a validation set of 9 samples. As before, six repeated spectra of each sample were
used. A total of 81 objects for the calibration set, 47 objects for the validation set and
252 variables were submitted to the model. Three components were significant,
explaining a total of 85.4% and 68.3% of the independent- and dependent variable
variance respectively.
Figure 4.10 plots the predicted versus measured values for the calibration and
validation sets. As can be seen the samples in the calibration set are spread about the
line of best fit and the correlation between the samples in this set is not very good.
The same is observed in the plot for the validation set. The SEE and SEP values for
this dependent variable were found to be 1.2 and 1.4 respectively. Table 4.7 shows
the predicted and measured values for members of the validation set for this model.
b) PLS1 calibration for blue dependent variable
A model consisting of calibration set (81 objects) and validation set (42 objects) was
built. Samples 046 and 550 were found to be outliers and hence were taken out of the
validation set. Six factors were found to be significant, with the first three explaining
75% and 62% out of 84.3% and 82.0% of the total variance in the independent and
dependent variables respectively. The plot of the predicted versus measured values
shows that the values predicted are not close to the measured ones for the validation
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 94
set. Predicted and measured values for the validation set are tabulated in Appendix 2
(Table A2-2). The values for SEE and SEP are 1.2 and 0.85 respectively. It is unusual
to obtain a SEP value that is lower than that of SEE especially since the predicted
values for the validation set were not close to the measured ones. This might be
explained by the fact that the calibration and validation set were not of adequate size.
c) PLS1 calibration for yellow dependent variable
The same data set was used for the dependent variable yellow. Eight factors were
significant with the first four explaining 80% and 68% of the total variance in the
independent and dependent variables respectively. The poor results obtained for
sample 046 may be attributed to the fact that sample 316 in the calibration set has not
been predicted successfully either. i.e. if the PLS model has not been able to
successfully predict a ratio in the calibration set, then it is justifiable that predicting
the very same ratio in the validation set with respect to the previous sample would be
poor. Therefore it is not unexpected that the model fails to predict this particular
ratio. The SEE and SEP values calculated were found to be 0.97 and 1.3 respectively.
The plot of predicted versus measured for the calibration and the validation sets along
with a table containing these values may be found in Appendix 2 (Figure A2-3 and
Table A2-3). Sample 550 seems to have some other problem since the model has
shown poor predicting ability for it with both blue and yellow dependent variables.
Group (ii) has demonstrated better predictability despite the fact that there are more
calibration objects in group (i). This might be due to the fact that there are a greater
variety of samples in group (ii). Overall however, the values of SEE and SEP for both
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 95
group (i) and (ii) indicate that those predictions have not worked well. This may be
because the dye values do not reflect the amount of dye actually on the fibre.
4.4 Wool/ Polyester Blend Dyed With Foron and Lanasyn dyes
The wool/polyester fabrics studied here were a 45:55 blend of these fibres
respectively (the most popular wool blend). The dyes used here were a mixture of
disperse dyes and wool dyes produced and patented by Sandoz called Foron and
Lanasyn respectively. The chemical structures of these dyes are not disclosed to the
public. The wool dyes are metal complexes and acid dyes with their chromophores
comprising of azo and anthraquinone groups.
Appendix 1 shows the arrangement of the samples studied in the three colour squares
(or diamonds). In these diamonds each sample is identified by a reference number
displaying three figures used to produce that shade.
For example, in one of the diamonds, the first figure gives the number of parts of
Forosyn Yellow 2RL or Forosyn Green 2GL, while the second figure shows the parts
of Forosyn Brown PL and the third one refers to the parts of Forosyn Grey 2BL.
Undyed Wool/ Polyester Blend Fabrics
Blends are very important in the textile industry, covering a large part of the market
since they provide physical and economical advantages over pure materials. Wool is
one of the most expensive textile materials. Therefore it is often blended with cheaper
synthetic fibres such as acrylic or polyester fibres with the wool/polyester blend being
the most widely used. These fibres offer better aesthetic properties to the end product.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 96
It must be noted that although there are a few types of polyester, they all belong to the
same group of fibres called Poly Ethylene Tetraphthalate (PET). Refer to the general
formula for PET below. Therefore, one would expect their spectra to be very much
the same. Indeed, it is reported in the literature23 that the changes in the crystallinity
and heat of the polyester fibre causes changes only in the intensity of the vibrational
bands.
O
OCH3 O CH3
O
OH OH
O
OCH3 O
O
O H CH3 OH
n
n + n
+ (2n-1)
In FT-Raman the changes in the polarizability ellipsoid causes bands to appear.
Hence, while in FT-IR spectroscopy, functional groups such as C=O give rise to
strong bands, in FT-Raman C=C and C-C of the backbone display intense peaks.
However, these two analysis methods, give complementary information about the
sample and it is of great advantage to be able to study a sample using both methods.
One of the advantages of using FT-Raman analysis has been shown in a recent
forensic study of single polymeric fibres, where Miller et al.24 have shown that
FT-Raman spectroscopy may be used for the identification of these fibres even when
these are mounted on a microscope slides. The disadvantage of studying the polymer
structure using FT-Raman might be the sensitivity of this technique to dyes
(especially under high laser power where the sample might burn) and the degree of
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 97
crystallinity of the polymer fibre under study25 (causing changes in the position and
the shape of the peaks in the spectrum).
Vibrational spectroscopy has been used in various studies involving polymer fibres,
such as polyester26, 27, 28 and biopolymer29 blend textiles.
Church et al.25 have compared various vibrational spectroscopic methods for the
determination of the ratio of wool/polyester in textile blends. They compared FT-
Raman, mid-infrared ATR and DRIFT and near-infrared diffuse reflectance
techniques using classical least squares and partial least squares analysis. Of these
spectroscopic methods it was concluded that first derivatives of ATR in the NIR
region gives better results with respect to DRIFT and mid-infra-red region.
It has been shown25 that the use of vibrational spectroscopy methods for both
qualitative and quantitative analysis of blends is much more suitable than the
conventional analysis methods because vibrational spectroscopy methods are quicker,
more robust and no sample preparation is needed.
The authors suggested that vibrational spectroscopy may be used for the
determination of the percentage of wool in wool blends textiles. And they report that
the percentage of the wool in the blend has been determined by subtracting the
spectrum of pure polyester from that of the blend. The percentage of the wool in the
blend was then determined from the ratio of the C-H stretching band area of the wool
component obtained above with the area of the same band in the original blend
spectrum.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Table 4.9: FT-Raman peaks assigned to the polyester component in the
spectra of a (45:55) wool/polyester sample in the region 3800-400cm-1
* The peaks assigned in the spectrum of a polyester sample d = doublet N.R. = Not Reported Peaks (cm-1) found in this study
Peaks (cm-1) from Ref. 27*
Assignment of the peaks found in Ref. 30* and 31 and 32
3079 (m, br) N.R. νC-H 2963-2933 (m, d) N.R. νC-H 1725 (s, shp) 1732 νC=O 1612 (vs, shp) 1616 Benzene ring
(νC=C) 1453 (w, br) N.R. δCH2 1413 (w, sh) N.R. Benzene ring
(para substituted) 1286 (m, shp) 1286 νC-O 1180 (vw) N.R. Benzene ring
(para substituted) 1114 (w, d) N.R. Benzene ring 1094 (w, d) N.R. νC-O 999 (vw) N.R. νOCH2 855 (m, shp) 857 Benzene ring 700 (vw) N.R. Benzene ring 630 (m, shp) 632 Benzene ring
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.11: Typical FT-Raman spectrum of undyed wool/polyester fabric
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 98
The conditions used in this paper are summarised in Table 4.8.
Table 4.8: Summary of the conditions used in Church et al.25 and this study
Conditions used Reference 25 In this study
Type of laser Nd:YAG (1064nm) Nd:YAG (1064nm)
Laser power 300mW 300mW
Number of Scans 500 300
Resolution 4.0cm-1 8.0cm-1
Frequency range 4000-400cm-1 3800-400cm-1
The FT-Raman spectrum of 45:55 wool/polyester fabric is displayed in Figure 4.11.
Visual comparison of this spectrum with the Raman spectra of PET in the literature30
indicates that they are very similar. No fluorescence is apparent and the peaks are very
well resolved. The peaks positions and descriptions are listed in Table 4.9 along with
the assignments of polyester fibre from the literature30,31, 32. In Figure 4.11 the bands
belonging to the wool fibres are not all apparent since some are hidden under those for
polyester fibres.
Previous Studies
Dyed wool/polyester fabrics have been previously studied using various spectroscopy
methods, especially FT-IR spectroscopy33,34,35. The same wool/polyester pattern card
samples have been analysed by first extracting the dyes and then studying them using
TLC and FT-IR (DRIFT) methods34. The spectral matrix was then analysed by PCA.
It was concluded that the application of PCA to these results is not successful and that
the duplicates recorded for each sample do not cluster together since there are
variations between them.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 99
As mentioned in Chapter 3, Cheng34 has studied the same set of the samples as used
here. She looked at samples dyed with a Forosyn Brown, Yellow, Grey and their
combinatory colours using FT-IR (DRIFT) and concluded that the spectra of the
fabrics dyed with one colour were similar visually, but clustered successfully in a
PCA plot. Thus it was argued that the difficulties faced in earlier studies were
overcome by taking the dye extraction step out of the analysis. She also found that
when the same procedure was applied to the samples dyed with a combination of
these main colours, the PCA plot “shows almost random distribution of scores”.
Keen35 studied the same samples using infrared microscopy and Raman microprobe
spectroscopy and analysed the data by PCA. Wool and polyester fibres were pulled
out of the fabric sample for study. In the case of dyed polyester fibre, although the
spectra are similar along one fibre, there are some slight differences in the dye region
of the spectrum. When these spectra were subjected to PCA analysis, after removing
the outliers, the duplicates were separated quite reasonably; and that the darker
colours clustered in a more spread out manner which was attributed to the
fluorescence produced by these samples.
In summary these studies have shown that:
a) Taking spectra directly of the dye and substrate may eliminate dye extraction
step.
b) DRIFT spectroscopy followed by PCA does not separate samples with a
combination of these dyes successfully, while it does separate the samples
dyed with one dye only.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 100
c) FT-Raman microprobe spectroscopy followed by PCA has shown promising
results, as the objects have separated in PCA according to the Forosyn
pattern card.
In this work, the FT-Raman spectra of these samples were analysed by PCA. The
results were also submitted to PLS to test the possibility of predicting the percentage
of a dye on a fabric sample.
FT-Raman Spectroscopy of Dyed Wool/Polyester Blend
A Comparison of the Spectra of Single Forosyn Dyes
In these studies, the spectrum of the undyed wool/polyester was subtracted from the
spectra of the samples dyed with one colour. In the subtraction process, scale factors
were chosen so as to minimize the strong νC=O and νC=C polyester bands at 1612cm-1
and 1725cm-1 respectively.
Three differently dyed diamonds were studied here. For further information about the
samples in the diamonds, refer to Chapter 2, section 2.1, and Appendix 1. It must be
noted that when referred to the four corners of a diamond, it means the four individual
colours. Each side of a diamond has been numbered clockwise (starting from left
corner) to sides 1, 2, 3 and 4. Side 5 in the meantime, refers to the samples situated in
a line in the middle of the diamond, cutting it to two triangles (top and bottom).
The undyed wool/ polyester FT-Raman spectrum was subtracted from all the
FT-Raman spectra of the dyed samples. An example of this subtraction is shown in
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.12: FT-Raman difference spectra for dyed (006) and undyed wool/polyester blend.
-10
0
10
20
3400 3200 3000 2800 2600 2400 2200 2000 1800 1600 1400 1200 1000 800 600 400 200
Dyed
Undyed
Difference
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.13: FT-Raman difference spectra for dyed (033) and undyed wool/polyester blend.
Figure 4.14: FT-Raman difference spectra for dyed (033) and undyed wool/polyester blend.
0
10
20
30
40
50
60
3400 3200 3000 2800 2600 2400 2200 2000 1800 1600 1400 1200 1000 800 600 400 200
Dyed
Undyed
Difference
0
20
40
60
80
3400 3200 3000 2800 2600 2400 2200 2000 1800 1600 1400 1200 1000 800 600 400 200
Dyed
Undyed
Difference
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Table 4.11: Dye peaks found in the FT-Raman spectra of dyed (45:55) wool/polyester Using a mixture of various colours after subtraction of the substrate spectrum
Sample Peak (cm-1)
Peak (cm-1)
Peak (cm-1)
Peak (cm-1)
Peak (cm-1)
Peak (cm-1)
Peak (cm-1)
Peak (cm-1)
Peak (cm-1)
402 1465 (vw)
1423 1403 1377 1183 1127
501 1465 (vw)
1424 1403 1378 1349 1182 1128
600 (Brown)
1464 1424 1403 1377 1348 1182 1128
015 N.O. 1421 1404 1379 1337 1184 1143 (vw, sh)
1127
024 N.O. 1425 1403 1380 N.O. 1183 1128 033 1465 1425 1402 N.O. N.O. 1182 1128 042 1464 1426 1402 N.O. N.O. 1182 1128 051 1464 1426 1402 N.O. N.O. 1182 1128 060 (Yellow)
1464 1426 1402 N.O. N.O. 1182 1128
105 N.O. Noisy N.O. 1378 Noisy Noisy N.O. 1144 1125 204 N.O. Noisy N.O. 1377 Noisy Noisy N.O. 1144 1125
(w) 303 N.O. Noisy Noisy 1377 Noisy Noisy Noisy 1144 1125 402 N.O. Noisy Noisy 1376 Noisy Noisy Noisy 1143 1127 501 N.O. Noisy Noisy 1376 Noisy Noisy Noisy 1143 1127 600 (Grey)
N.O. Noisy Noisy 1376 Noisy Noisy Noisy 1142 1128
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Table 4.11: Dye peaks found in the FT-Raman spectra of dyed (45:55) wool/polyester
Using a mixture of various colours after subtraction of the substrate spectrum
Sample Peak (cm-1)
Peak (cm-1)
Peak (cm-1)
Peak (cm-1)
Peak (cm-1)
Peak (cm-1)
Peak (cm-1)
Peak (cm-1)
Peak (cm-1)
Diamond 1 006 (Grey)
N.O. 1416 1404 1377 N.O. 1127
015 N.O. 1417 1403 1377 1241 N.O. 1128 024 N.O. 1421 1403 1377 1183 1127 033 N.O. 1423 1403 1377 1183 1127 042 1465 1427 1403 1376 1345 1182 1127 051 1464
(vw) 1423 1402 1377 1181 1127
060 (Brown)
1464 1425 1401 1376 1182 1128
105 N.O. 1423 1404 1377 N.O. 1128 150 1465 1424 1403 1378 1182 1128 204 N.O. 1424 1403 1377 1182 1128 213 1465 1425 1403 1377 1182 1128 222 1464 1425 1403 1376 1182 1128 231 1464 1425 1403 1376 1182 1128 240 1464 1425 1402 1378 1182 1128 303 1464 1425 1402 1378 1182 1128 312 1464 1425 1402 1378
(w, sh) 1182 1128
321 1464 1425 1402 1378 (w)
1182 1128
330 1464 1425 1402 N.O. 1182 1128 402 1464 1426 1402 N.O. 1182 1128 411 1464 1426 1402 N.O. 1182 1128 420 1464
(sh) 1426 1402 N.O. 1182 1128
501 1464 1426 1402 N.O. 1182 1128 510 1464 1426 1402 N.O. 1182 1128 600 (Yellow)
1464 1426 1402 N.O. 1182 1128
105 Noisy Noisy Noisy 1378 Noisy Noisy 150 Noisy 1424 1402 1379 Noisy 1127 204 1466
(w) 1423 1402 1377 1183 1128
240 1464 1425 1402 1378 1182 1128 303 N.O. 1424 1403 1377 1182 1128 330 1464 1425 1402 1378
(w, sh) 1182 1128
402 N.O. 1425 1402 1378 1182 1128 420 1464 1425 1402 1378
(w, sh) 1182 1128
501 1464 1426 1402 1378 1182 1128 510 1464 1425 1402 N.O. 1182 1128 600 (Green)
1464 1425 1402 N.O. 1182 1128
Diamond 2 006 (Red)
N.O. 1417 N.O. 1378 1337 1229 1192 1144 1123
105 N.O. 1418 N.O. 1379 1337 1231 1188 1143 1126 204 N.O. 1420 N.O. 1378 1339 1235 1184 1144 1127 303 1465
(vw) 1422 1404
(vw,sh) 1379
1340 (vw,sh)
1237 1184 1144 1127
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 101
Figure 4.12. The dye peaks found after subtraction are presented in Table 4.10. The
peaks for Forosyn dyes are mainly located in the 1500-1000cm-1 region.
Table 4.10: Dye peaks found in the FT-Raman spectra of dyed (45: 55)
wool/polyester after subtraction of the peaks for the substrate
Mixture of Two and Three Colours
The spectra of samples dyed with two and three different colours were then studied.
The spectrum of the undyed fabric was subtracted from the spectra. Examples of this
subtraction are shown in Figure 4.13 and 4.14. This revealed the peaks belonging to
the dyes only. This method, although susceptible to interference, may reveal the main
differences between these spectra. The positions of the peaks found are shown in
Table 4.11.
The following observations are made from Table 4.11:
Diamond 1
• Samples from 006 to 060
Forosyn
Dye
Peak
Position
(cm-1)
Peak
Position
(cm-1)
Peak
Position
(cm-1)
Peak
Position
(cm-1)
Peak
Position
(cm-1)
Peak
Position
(cm-1)
Peak
Position
(cm-1)
Peak
Position
(cm-1)
Peak
Position
(cm-1)
Peak
Position
(cm-1)
Peak
Position
(cm-1)
Peak
Position
(cm-1)
Vibration
CH2 and
CH3
deform.
CH2 and
CH3
deform.
CH
deform.
CC bridge
bond str. CC
str.
Ring
breathing
Sym. Str.
C-C bond
Red 1417 1378 1144 1122 Yellow 1464 1426 1402 1182 1128 1095 Green 1464 1426 1242 1128 Brown 1464 1425 1377 1350 1182 1128 Orange 1446 1422 1392 1338 1289 1192 1139 1105 Grey 1376 1128
(vw, sh)
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 102
The peak at 1465cm-1 appears when there are four or more portions of
brown and less of the grey colour on the sample while the peak at
1182cm-1 appears when two or more portions of brown colour are
present.
The peaks at 1464cm-1 and 1183cm-1 are affected by higher portions
of the brown colour and not by grey.
When there are only green and grey colours present, the subtracted
spectra are very noisy since there is very little difference between the
dyed and undyed spectra.
For the samples dyed with the three dyes, all the peaks are present.
The peak at 1378cm-1 becomes weak for the samples with higher
portion of yellow. This peak disappears totally for samples with four
or more portions of yellow.
The intensity of the peak positioned at 1378cm-1 displays a reverse
relationship with the portion of green dye present on the samples.
Diamond 2
The spectra resulting from the subtraction of the spectrum of the
undyed fabric from that for samples dyed with various percentages of
brown and red show that the peaks at 1466cm-1 and 1402cm-1 are not
present for the samples with six to four portions of red. These peaks
appear for the samples with zero to three portions of red. This
observation may also be interpreted in the opposite direction for the
colour of brown. The above results are further verified by the fact the
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 103
subtracted spectra of the samples dyed with red and grey show that the
peak 1464cm-1 is not observed at all for various percentages of red dye
on the fabric. This peak is still absent for high portions of red (6-4) and
lower portions of yellow.
Therefore, the presence of this peak (1464cm-1) for the samples dyed with 3-6
portions of brown indicates that there might be some kind of interaction between
the colours brown and red, and red and yellow (to a lesser extent). This
interaction is not present in between the colours of red and grey.
The peak at 1380cm-1 is not present for the samples with 3-6 portions of
yellow and 3-0 portions of red. This indicates that there this peak is due to
the red colour and not yellow. The same reasoning can be applied to the
peak at 1337 cm-1, where the peak disappears at 4-0 portions of red and
hence 2-6 portion of yellow.
When the colour grey is present with any other colour, except red, the
subtracted spectra do not look noisy and they display well-resolved peaks.
This may indicate that there are some kinds of interactions between the
colours grey and red that are not present when grey is mixed with the other
colour.
As mentioned previously, even though there are differences between these results
it is very hard to come to any solid conclusion about the dyes and their
interactions in amongst themselves and of that with the substrate. It is therefore,
proposed that Chemometrics may help in realising differences within these
samples.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.15: PC1 vs. PC2 and PC 2 vs. PC3, For Orange, Green, Brown and Red of Diamond 3 (D3)
DataSet: r4cD3nsrs, Subset: a3, Scores 1 vs 2
Comp. 1 (57.7%)
Comp. 2 (29.8%)
-1.00 -0.50 0.00 0.50 1.00 *10-2
-0.50
0.00
0.50
1.00
1.50 *10
-2
****** ******
** *
***** *
600 Orange
600 Red
006 Brown
060 Green
DataSet: r4cD3nsrs, Subset: a3, Scores 2 vs 3
Comp. 2 (29.8%)
Comp. 3 (11.9%)
-0.50 0.00 0.50 1.00 1.50 *10 -2 -1.00
-0.50
0.00
0.50
1.00 *10 -2
******
*********** * ** *
600 Orange
006 Brown
600 Red
060 Green
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.16: Superimposed Loading Plot for PC2 and PC3 in PCA plot for
Diamond 3 Series 2= PC2 (coloured orange, separating orange from the rest) Series 3= PC3 (coloured brown, separating brown from the rest)
-0.3
-0.2
-0.1
0
0.1
0.2
0.3
0.4
0.5
1476
1452
1428
1404
1380
1356
1332
1308
1284
1260
1236
1212
1188
1164
1140
1116
1092
Series3Series2
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.17: PC1 vs. PC2 for the four corners of Diamond 2
DataSet: r4cD2nsrs, Subset: a2, Scores 1 vs 2
Comp. 1 (89.8%)
Comp. 2 (8.6%)
-1.29 -0.36 0.56 1.49 2.42*10-2-1.95
-1.02
-0.09
0.84
1.77 *10 -2
*
************************
*** * * **** * * ****2********
*
600 grey
006 red
060 yellow
600 brown
Figure 4.18: Loading vs. Variables for PC1, PC2 and PC3 for the four corners of
Diamond 2 Series1 = (PC1, brown & yellow, positive) Series2 = (PC2, brown & grey, positive) Series3 = (PC3, yellow & grey, positive)
-0.3
-0.2
-0.1
0
0.1
0.2
0.3
0.4
0.5
0.6
1476
1444
1412
1380
1348
1316
1284
1252
1220
1188
1156
1124
1092
Series3Series2Series1
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 104
4.5 Chemometrics
In this study, six spectra of each of the dyed and an undyed wool/polyester fabric
were recorded. These spectra were reproducible.
Four Corners of Diamonds 1, 2 and 3
• PCA of the Four Corners of Diamond 3
A matrix consisting of 21 objects and 97 variables was then submitted to PCA. The
result is shown in Figure 4.15. The objects studied were the samples dyed with a
single dye namely, orange, green, red and brown. The dye spectral region
(1476-1092cm-1) was used. 99.5% of the total variance has been explained by PC1,
PC2 and PC3.
• PC1 explaining 57.8% separates green and brown colours from red and
orange. The loading plot for component 1 indicates that this separation is
mainly due to 1348-1268cm-1 and 1116-1092 cm-1. This is in agreement with
the conclusion drawn in the last section, where it was found that the intensity
of the peak at 1337cm-1 is directly proportional to the amount of red dye
present on the fabric.
• PC2 explains 29.8% of the variance and separates orange samples from the
rest. The loading plot for this component suggests that the spectral region of
1160-1138cm-1 followed by the regions 1410-1310 and 1120-1092cm-1 are
where the peak intensities increase as the ratio of orange dye on increase.
• Finally, PC3 explains 11.9% of the variance and separates brown samples
from the rest. The regions directly influencing this separation are: 1318-1268,
1156-1110 and 1470-1400cm-1 while the intensity of the peaks in the regions
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 105
1280-1190, 1174-1154, 1346-1316cm-1 are inversely influenced by the ratio of
brown dye on the sample. As mentioned in the previous section, the intensity
of the peaks at 1466 and 1402cm-1 are directly proportional to the amount of
dye present on the fabric. See Figure 4.16
PCA of the Four Corners of Diamond 2
A matrix containing 49 objects (replicate spectra of fabrics dyed with single colours
brown, yellow, grey or red), and 97 variables (the 1476-1092cm-1, dye region) was
submitted to PCA. The result is shown in Figure 4.17. Three components were
extracted, explaining a total variance of 99.6%.
• PC1 explained 89.8% of the total variance. It separates red and grey coloured
samples from brown and yellow.
• PC2 explaining 8.6% of the variance separated the objects into red and yellow
(with negative scores) and brown and grey (positive scores).
• PC3 only explained 1.3% of the total variance, separating brown and red
(negative) from grey and yellow (positive). Although this component was
considered, it was not an important contributor since the first two components
explain 98.4% of the total variance.
The loading plot for PC1, PC2 and PC3 are shown in Figure 4.18. Although no
conclusion can be drawn regarding the individual colours, the PC plots do give an
indication of the direction which each two-colour combination drive the intensity of
the peaks in the region.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.19: (i) PCA (PC1 vs. PC2) for the four corners of Diamond 1
DataSet: r4cD1nsrs, Subset: a2, Scores 1 vs 2
Comp. 1 (87.2%)
Comp. 2 (10.3%)
-2.0 -1.0 0.0 1.0 2.0*10-2-2.0
-1.0
0.0
1.0
2.0 *10 -2
** * * * * * * * * * *** * * * * ********* ***************
**************************** **********
*
600 Yellow
006 Grey
600 Green
060 Brown
Figure 4.19: (ii) PCA Loading Plot for PC1, PC2 and PC3 for the four corners of
Diamond 1
-0.3
-0.2
-0.1
0
0.1
0.2
0.3
0.4
0.5
0.6
1476
1448
1420
1392
1364
1336
1308
1280
1252
1224
1196
1168
1140
1112
Loadings Comp. 3Loadings Comp. 2Loadings Comp. 1
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 106
• PCA of the Four Corners of Diamond 1
A matrix consisting of 81 objects and 97 variables (the dye region of the spectrum)
was submitted to PCA for analysis. It must be noted that for this analysis a greater
number of spectral repeats than the usual 6 repeats was tried. This is simply because
there were more spectral repeats recorded due to the diamonds having individual
colours in common. Also, because there were only four samples being studied it was
decided to use as many repeats as possible in order to make it a more robust. Figure
4.19 shows the separation of the four colours (yellow, brown, green and grey) by PC1
and PC2. The total variance explained by four components was 99.6%, with the first
two components explaining 97.5%. PC1 separates brown and yellow colours from the
rest, while PC2 and PC3 separate green and brown respectively.
The loading plot for component 1 and the distribution of variance and residuals for
each variable shows that yellow and brown colours directly influence the intensity of
the peaks at 1140-1100cm-1, and 1470-1310cm-1 to a lesser extent while peaks in the
region of around 1300-1200cm-1 vary in direct proportion to PC2.
Component 3 however explains only 1.7% of the total variance. The loading plot for
this component shows that as the concentration of brown colour is increased on the
fabric the spectral regions of 1150-1192 and 1384-1336cm-1 also increase in intensity.
The loading plot for component 4, explaining 0.4% of the total variance, indicates that
it distinguishes some variation in amongst the repetitive spectra for one sample. This
might suggest that the dye uptake on the fabric is not homogeneous.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.20: PCA Plot for Sides 1, 4 and 5 of the Top Triangle in Diamond 2
Note: Some clusters have been coloured in purple for clarity.
DataSet: r145D2nsrs, Subset: b1, Scores 1 vs 2
Comp. 1 (92.2%)
Comp. 2 (6.3%)
-2.0 -1.0 0.0 1.0 2.0 *10 -2 -2.0
-1.0
0.0
1.0
2.0 *10-2
******************
******************* * * * * * ** * * * * * * * * * * * * * * * * ****** ****** ******
****** ****** ************ *
***************************** ******
****** ****** ******** ** *****5********
*
015
105
024
204 303
402 420501
033
330240
042051
150
060 Yellow 006
Red
600 Brown 510
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.21: PCA Plot for Side 1, 4 and 5 of the Top Triangle in Diamond 1
D ataS et: tt2kn , S u b se t: a5 , S co res 1 vs 2
C o m p . 1 (94 .4% )
C o m p . 2 (3 .4% )
-2 .8 -1 .3 0 .2 1 .8 3 .3*10-2-3 .2
-1 .7
-0 .1
1 .4
3 .0 *10 -2
*********** ************** ***
*** *
** ******
************* ***
* * * * ** * * ** * * * * **
6 0 0 Y ellow
5 0 1
5 1 0 4 2 0
2 4 0
3 3 0 /4 0 2 3 0 3
0 6 0 B row n
1 5 0
0 5 1
2 0 4
0 4 2
0 3 3
0 2 4
1 0 5
0 1 5
0 0 6 G rey
Figure 4.22: PCA Plot For The Top Triangle In Diamond 1 The position of some of the samples (in Pink) located in the middle of the triangle are shown in relation to the ones seen in Figure 4.21.
DataSet: tt2kn, Subset: a7, Scores 1 vs 2
Comp. 1 (93.2%)
Comp. 2 (4.6%)
-2.8 -1.3 0.2 1.7 3.2 *10-2-3.0
-1.5
-0.0
1.5
2.9 *10 -2
* **********
*****************
*******
****
********* *******
****** **************
************
006 Grey 015
105
033051
303411
600 Yellow
231
321
312 501
510
330
240
150
420 060 Brown
****
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 107
Top Triangles of D1 and D2
PCA for Three Sides of Top Triangle of D2
A matrix consisting of 174 objects (sides 1,4 and 5) and 97 variables (1476-1092cm-1)
was analysed using PCA. The objects in this set include samples with both single dyes
and with mixtures of two dyes. Figure 4.20 shows PC1 vs. PC2 plot. A total of 99.0%
variance was explained by three components. PC1 explained 92.4% and PC2 6.3% of
the total variance.
The PCA analysis conducted here has been used as an indication of the location of the
samples only. As it is seen in Figure 4.20, there are too many samples and too closely
spaced for a complete separation of the samples into positive and negative
components.
The PCA plot however, clearly shows that the repeated spectra of each sample are
clustered together and that they are positioned regularly according to the ratio of each
of the three dyes.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 108
PCA for Top Triangle of D1
A matrix of 72 objects and 126 variables representing three sides was submitted to
PCA for analysis. The results are shown in Figure 4.21. PC1 explained 94.4% of the
variance while PC2 explained 3.4%.
Overall, the samples are separated and positioned according to their location on the
diamonds, with the three main colours well separated. The samples with a
combination of two dyes are clustered on the PCA plot, in the appropriate locations
between their component colour.
In Figure 4.22 a few of the samples with a combination of three dyes have been
included in the matrix composed and analysed in Figure 4.21. Again the plot is an aid
to view the position of these samples in the context of the triangle studied before.
From Figure 4.21 it can be concluded that the samples are located in the right position
according to their dye ratios. For example, sample 231 is situated before sample 240.
Samples 312 and 411 are also correctly positioned before samples 330 and 420
respectively.
Therefore, the overall conclusion is that PCA plots can separate the samples in
accordance to their dye ratios of one, two or three dyes on the substrate thus allowing
the data to be studied qualitatively.
The data were then analysed quantitatively by Partial Least Squares.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Table 4.12: Results of PLS Model for the prediction of brown dependant
variable in the regions 1476-1092cm-1 and 1800-800cm-1 Name Predicted
(1476-1092cm-1)
Predicted
(1800-800cm-1)
Measured
303B212 2.7 2.9 3.00
303B213 3.21 3.2 3.00
303B215 3.2 3.1 3.00
303B211 2.8 3.1 3.00
033B221 -0.10 0.17 0.00
033B223 -0.29 -0.17 0.00
033B224 0.13 0.13 0.00
033B225 0.03 -0.00 0.00
033B226 -0.28 -0.09 0.00
330Y11 2.3 2.9 3.00
330Y12 2.6 3.0 3.00
330Y13 2.2 2.5 3.00
330Y14 2.2 2.6 3.00
330Y15 2.2 2.7 3.00
330Y16 2.0 2.7 3.00
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.23: Predicted vs. Measured values for (i) calibration and (ii) validation sets for Sides 1, 4 and 5 of Diamond 2 respectively, dependent variable: Brown.
(i) Calibration Set:
Measured (Brown)
Predicted (Brown)
0.0 2.0 4.0 6.0-2.0
0.0
2.0
4.0
6.0
8.0
600B26 600B211 600B212 600B213 600B214 600B215 600B216 600B22 600B23 600B24 600B25 600B21
501B216501B212501B214501B215501B211
402B216402B212402B213402B214402B215402B211
204B216204B212204B213204B214204B215204B211
105B216 105B212 105B213 105B214 105B215 105B211
060B26 006B211 006B212 006B213 006B214 006B215 006B216 006B22 006B221 006B222 006B223 006B224 006B225 006B226 006B23 006B24 006B25 006B26 015B221 015B222 015B223 015B224 015B225 015B226 024B221 024B222 024B223 024B224 024B225 024B226 042B221 042B222 042B223 042B224 042B225 042B226 051B221 051B222 051B223 051B224 051B225 051B226 060B21 060B22 060B221 060B222 060B223 060B224 060B225 060B226 060B23 060B24 060B25 006B21 600Y316
060Y111 060Y112 060Y113 060Y114 060Y115 060Y116 060Y12 060Y13 060Y14 060Y15 060Y16 060Y211 060Y212 060Y213 060Y214 060Y215 060Y216 060Y311 060Y312 060Y313 060Y314 060Y315 060Y316 150Y11
150Y12150Y13150Y14150Y15
240Y11240Y12240Y13240Y14240Y15240Y16
420Y11420Y12420Y13420Y14420Y15420Y16
510Y11 510Y12 510Y13 510Y14 510Y15 510Y16
600Y11 600Y12 600Y13 600Y14 600Y141 600Y142 600Y143 600Y144 600Y145 600Y146 600Y15 600Y16 600Y311 600Y312 600Y313 600Y314 600Y315
060Y11
Slope = 0.982 Interc. = 0.041
Corr. = 0.991
(ii) Validation Set:
Measured (Brown)
Predicted (Brown)
0.0 1.0 2.0 3.0-1.00
0.00
1.00
2.00
3.00
4.00
303B212 303B213 303B215 303B211
033B221 033B223 033B224 033B225 033B226
330Y11 330Y12 330Y13 330Y14 330Y15 330Y16
Slope =
0.957
Interc. = 0.007
Corr. = 0.990
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 109
PLS
Two PLS1 models were built for diamonds 1 and 2 (see Appendix 1), using the sides
of the top triangle of diamonds 1 and 2 respectively. Another PLS1 model was built
using all of the points in the top triangle of diamond 1. Two ranges of independent
variables were studied for each: the whole spectrum (1800-800cm-1) and the dye
region (1500-1000cm-1).
Sides 1, 4 and 5 of Diamond 2
Validation Set: 033, 303, and 330
Dependent Variable: Brown, Yellow, Red
Independent Variable: 1800-800cm-1
PLS Analysis for the Brown Dependent Variable
A PLS model consisting of 154 objects in the calibration set was built.
These samples were then analysed with the model and a cross-validation was
performed again. Eight factors were found to be significant and explained 99.46% of
the independent variables and 98.18% of the dependant variables. The last three
factors however, explained only 4.02% of the total variance of the dependent
variables. Thus, the model consisted of 5 factors explaining ~94% variance.
A validation set consisting of 15 objects was introduced to this model. The plots of
measured versus predicted values for (i) the calibration and (ii) the validation sets are
shown in Figure 4.23. The values for the slope, intercept and correlation coefficient
show that there is a good correlation between the objects on the calibration set and
that this set may be used with confidence. The results of the prediction for the
validation set are tabulated in Table 4.12.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 110
SEE and SEP values were also calculated to be 0.35 and 0.37 respectively.
Sides 1, 4 and 5 of Diamond 2
Validation Set: 033, 303, and 330
Dependent Variable: Brown, Yellow, Red
Independent Variable: 1476-1092cm-1 (dye region)
PLS Analysis for Dependent Variable Brown
Another PLS1 model was built using the same calibration and validation sets. The
independent variable region chosen however was 1476-1092cm-1, which is the region
of the spectrum containing the dye peaks. Five factors were found to be significant,
explaining 96.92% of the variance for the dependent variables. The results for the
prediction of the validation set are presented in Table 4.12. These show that the first
model has a better predictive ability and that the whole 1800-800cm-1 region should
be used as independent variables. This may be the result of interactions between the
dye molecule and the substrate. The SEE and SEP values were calculated to be 0.79
and 1.2 respectively.
Based on these results the rest of the models were constructed using the whole region
of the spectrum as independent variable.
Hence, the PLS model with independent variables 1800-800cm-1 for yellow and red as
dependent variables were also studied:
PLS Analysis for the Yellow Dependent Variable
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Table 4.13 Results of PLS model for Sides 1, 4 and 5 of Diamond 2 for the prediction of yellow and red dependant variable in the region 1800-800cm-1 for smaller validation set.
Name Predicted Measured Name Predicted Measured
303B212 0.01 (0) 0.00 303B212 3.31 (3) 3.00
303B213 -0.06 (0) 0.00 303B213 3.11 (3) 3.00
303B215 -0.04 (0) 0.00 303B215 2.96 (3) 3.00
303B211 0.037 (0) 0.00 303B211 3.45 (4) 3.00
033B221 3.43 (3) 3.00 033B221 3.16 (3) 3.00
033B223 3.30 (3) 3.00 033B223 3.28 (3) 3.00
033B224 2.98 (3) 3.00 033B224 2.99 (3) 3.00
033B225 3.42 (3) 3.00 033B225 3.01 (3) 3.00
033B226 3.37 (3) 3.00 033B226 3.18 (3) 3.00
330Y11 2.78 (3) 3.00 330Y11 0.72 (1) 0.00
330Y12 2.69 (3) 3.00 330Y12 0.65 (1) 0.00
330Y13 2.88 (3) 3.00 330Y13 0.76 (1) 0.00
330Y14 2.88 (3) 3.00 330Y14 0.63 (1) 0.00
330Y15 2.85 (3) 3.00 330Y15 0.85 (1) 0.00
330Y16 2.89 (3) 3.00 330Y16 0.97 (1) 0.00
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 111
Five components were significant for this model, explaining 98.01% of the total
variance of the dependent variable, with the first two explaining 94.24%. The plot of
predicted versus measured values gives a slope of 1.02, intercept of (-0.015) and a
correlation coefficient of 0.986. Thus indicating that the predicted values are
reasonably close to the measured ones. The results of the prediction are shown in
Table 4.13. SEE and SEP values for this model are 0.35 and 0.37 respectively.
PLS Analysis for the Red Dependent Variable
Six factors were significant here, with the first three explaining 94.83% of the total
variance of the dependent variable. The objects in the calibration set show a good
correlation indicating that this set may be used with confidence. The slope of the line
of best fit is found to be 0.989. This line intercepts the axis at 0.017.
When the validation set is introduced to this model however, the slope (0.799) and the
intercept (0.768) for the fitted line are not as favourable as for the calibration set. This
is reflected in the predicted values for the validation. SEE and SEP values for this
model were calculated to be 0.24 and 1.1 respectively. The high value for SEP
confirms that the predictive ability of this model for red dye is not good.
Since overall this model shows a reasonable ability to predict the values for the
dependent variables it was decided to expand the number of objects in the validation
set:
Validation Set: 600, 060, 006, 033, 303, 600, 060, 330 and 600
Dependent Variable: Brown, Yellow, Red
Independent Variable: 1800-800cm-1
PLS Analysis for the Brown Dependent Variable
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 112
The next model studied consisted of 72 objects in the calibration set and 102 in the
validation set. Six factors were significant explaining a total of 99.05% variance of the
dependent variable.
A cross-validation was performed on the calibration set. The values for the slope
(0.990), intercept (0.019) of the predicted versus measured plot and the correlation
coefficient (0.995) indicate that the set chosen is a suitable one. The validation set was
then introduced to this model. Here, the values for the slope (0.784), intercept (0.161)
and the correlation coefficient (0.973) indicate that there is a reasonable correlation
between these objects. See Appendix 2 (Figure A2-4). This is also confirmed by the
actual values obtained for the prediction of the dependent variable brown, shown in
Table 4.14. SEE and SEP values for this model are 0.19 and 0.83 respectively. The
value for SEP is considerably high. The calibration and validation sets studied here
were used for the dependent variables yellow and red.
PLS Analysis for the Yellow Dependent Variable
A model consisting of 72 objects in the calibration set and 102 in the validation set
was built. Five factors explained 99.24% of the total variance of this dependent
variable, with the first three explaining 98.13%. The calibration set showed a good
correlation between its objects. The correlation between the validation set, although
not as good as for the calibration set, is quite favourable, as is shown by the predicted
values for its objects. See Appendix 2, Figure A2-5 and Table 4.14. The SEE and SEP
values were calculated to be 0.17 and 0.65 respectively. The value for SEP also shows
that the prediction for this dependent variable yellow is better than the one for brown.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Table 4.14: Results of PLS Model for Sides 1, 4 and 5 of Diamond 2 for the prediction of dependant variables brown, yellow and red in the region 1800-800cm-1 with a larger validation set
Name Predicted Measured Name Predicted Measured Name Predicted Measured 060Y111 4.4 (4) 6.0 060Y111 1.4 (1) 0 060Y111 0.14 (0) 0 060Y112 5.0 (5) 6.0 060Y112 0.80 (1) 0 060Y112 0.26 (0) 0 060Y113 4.4 (4) 6.0 060Y113 1.4 (1) 0 060Y113 0.16 (0) 0 060Y114 4.9 (5) 6.0 060Y114 0.54 (1) 0 060Y114 0.36 (0) 0 060Y115 4.2 (4) 6.0 060Y115 1.5 (2) 0 060Y115 0.076 (0) 0 060Y116 4.1 (4) 6.0 060Y116 1.5 (2) 0 060Y116 0.21 (0) 0 060Y12 4.1 (4) 6.0 060Y12 1.6 (2) 0 060Y12 0.22 (0) 0 060Y13 5.0 (5) 6.0 060Y13 0.78 (1) 0 060Y13 0.24 (0) 0 060Y14 4.1 (4) 6.0 060Y14 1.7 (2) 0 060Y14 0.23 (0) 0 060Y15 4.8 (5) 6.0 060Y15 0.86 (1) 0 060Y15 0.38 (0) 0 060Y16 4.1 (4) 6.0 060Y16 1.6 (2) 0 060Y16 0.29 (0) 0 060Y211 4.3 (4) 6.0 060Y211 1.4 (1) 0 060Y211 0.17 (0) 0 060Y212 4.8 (5) 6.0 060Y212 0.87 (1) 0 060Y212 0.35 (0) 0 060Y213 4.1 (4) 6.0 060Y213 1.5 (2) 0 060Y213 0.29 (0) 0 060Y214 4.5 (5) 6.0 060Y214 0.87 (1) 0 060Y214 0.58 (1) 0 060Y215 4.3 (4) 6.0 060Y215 1.6 (2) 0 060Y215 0.14 (0) 0 060Y216 4.4 (4) 6.0 060Y216 1.3 (1) 0 060Y216 0.081 (0) 0 060Y311 4.0 (4) 6.0 060Y311 1.6 (2) 0 060Y311 0.25 (0) 0 060Y312 5.2 (5) 6.0 060Y312 0.73 (1) 0 060Y312 0.11 (0) 0 060Y313 4.3 (4) 6.0 060Y313 1.6 (2) 0 060Y313 0.01 (0) 0 060Y314 4.7 (5) 6.0 060Y314 1.3 (1) 0 060Y314 -0.19 (0) 0 060Y315 5.1 (5) 6.0 060Y315 0.65 (1) 0 060Y315 0.16 (0) 0 060Y316 4.4 (4) 6.0 060Y316 1.6 (2) 0 060Y316 -0.011 (0) 0 330Y11 2.6 (3) 3.0 330Y11 3.2 (3) 3 330Y11 0.21 (0) 0 330Y12 2.8 (3) 3.0 330Y12 3.2 (3) 3 330Y12 0.15 (0) 0 330Y13 2.5 (3) 3.0 330Y13 3.3 (3) 3 330Y13 0.37 (0) 0 330Y14 2.4 (2) 3.0 330Y14 3.4 (3) 3 330Y14 0.34 (0) 0 330Y15 2.6 (3) 3.0 330Y15 3.3 (3) 3 330Y15 0.24 (0) 0 330Y16 2.6 (3) 3.0 330Y16 3.2 (3) 3 330Y16 0.32 (0) 0 600Y11 0.75 (1) 0.0 600Y11 5.7 (6) 6 600Y11 -0.53 (1) 0 600Y12 0.87 (1) 0.0 600Y12 5.2 (5) 6 600Y12 -0.38 (0) 0 600Y13 -0.10 (0) 0.0 600Y13 6.0 (6) 6 600Y13 0.13 (0) 0 600Y14 0.77 (1) 0.0 600Y14 5.6 (6) 6 600Y14 -0.42 (0) 0 600Y141 -0.038 (0) 0.0 600Y141 5.8 (6) 6 600Y141 0.071 (0) 0 600Y142 0.82 (1) 0.0 600Y142 5.7 (6) 6 600Y142 -0.53 (0) 0 600Y143 0.50 (1) 0.0 600Y143 5.8 (6) 6 600Y143 -0.36 (0) 0 600Y144 0.87 (1) 0.0 600Y144 5.6 (6) 6 600Y144 -0.66 (-1) 0 600Y145 1.1 (1) 0.0 600Y145 5.4 (5) 6 600Y145 -0.46 (-1) 0 600Y146 0.0 (0) 0.0 600Y146 5.9 (6) 6 600Y146 -0.02 (0) 0 600Y15 0.8 (1) 0.0 600Y15 5.4 (5) 6 600Y15 -0.30 (0) 0 600Y16 -0.16 (0) 0.0 600Y16 5.9 (6) 6 600Y16 0.20 (0) 0 600Y311 1.0 (1) 0.0 600Y311 5.5 (6) 6 600Y311 -0.70 (-1) 0 600Y312 0.76 (1) 0.0 600Y312 5.6 (6) 6 600Y312 -0.45 (-1) 0 600Y313 1.04 (1) 0.0 600Y313 5.2 (5) 6 600Y313 -0.52 (-1) 0 600Y314 0.78 (1) 0.0 600Y314 5.5 (6) 6 600Y314 -0.47 (-1) 0 600Y315 1.1 (1) 0.0 600Y315 5.6 (6) 6 600Y315 -0.78 (-1) 0 060Y11 4.2 (4) 6.0 060Y11 1.6 (2) 0 060Y11 0.19 (0) 0
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Table 4.14: Results of PLS Model for Sides 1, 4 and 5 of Diamond 2 for the
prediction of dependant variables brown, yellow and red in the region 1800-800cm-1 with a larger validation set
Name Predicted Measured Name Predicted Measured Name Predicted Measured
600B26 5.8 (6) 6.0 600B26 0.41 (0) 0 600B26 -0.24 (0) 0 600B211 5.4 (6) 6.0 600B211 0.51 (1) 0 600B211 0.099 (0) 0 600B212 5.6 (6) 6.0 600B212 0.49 (1) 0 600B212 -0.003 (0) 0 600B213 4.8 (5) 6.0 600B213 0.71 (1) 0 600B213 0.55 (1) 0 600B214 6.1 (6) 6.0 600B214 0.20 (0) 0 600B214 -0.26 (0) 0 600B215 6.3 (6) 6.0 600B215 0.074 (0) 0 600B215 -0.40 (0) 0 600B216 6.4 (6) 6.0 600B216 0.081 (0) 0 600B216 -0.44 (0) 0 600B22 5.4 (5) 6.0 600B22 0.47 (1) 0 600B22 0.15 (0) 0 600B23 5.2 (5) 6.0 600B23 0.76 (1) 0 600B23 0.16 (0) 0 600B24 5.2 (5) 6.0 600B24 0.57 (1) 0 600B24 0.24 (0) 0 600B25 4.8 (5) 6.0 600B25 0.69 (1) 0 600B25 0.57 (0) 0 600B21 5.7 (6) 6.0 600B21 0.38 (0) 0 600B21 -0.13 (0) 0 303B216 2.6 (3) 3.0 303B216 0.11 (0) 0 303B216 3.4 (3) 3 303B212 2.6 (3) 3.0 303B212 0.28 (0) 0 303B212 3.2 (3) 3 303B213 2.9 (3) 3.0 303B213 0.24 (0) 0 303B213 2.9 (3) 3 303B214 2.9 (3) 3.0 303B214 0.24 (0) 0 303B214 2.8 (3) 3 303B215 2.9 (3) 3.0 303B215 0.26 (0) 0 303B215 3.0 (3) 3 303B211 2.9 (3) 3.0 303B211 0.12 (0) 0 303B211 3.1 (3) 3 060B26 -0.04 (0) 0.0 060B26 5.9 (6) 6 060B26 0.078 (0) 0 006B211 -0.26 (0) 0.0 006B211 -0.20 (0) 0 006B211 6.4 (6) 6 006B212 -0.18 (0) 0.0 006B212 -0.21 (0) 0 006B212 6.4 (6) 6 006B213 0.003 (0) 0.0 006B213 -0.29 (0) 0 006B213 6.4 (6) 6 006B214 -0.04 (0) 0.0 006B214 -0.081 (0) 0 006B214 6.2 (6) 6 006B215 -0.031 (0) 0.0 006B215 -0.15 (0) 0 006B215 6.2 (6) 6 006B216 0.015 (0) 0.0 006B216 -0.25 (0) 0 006B216 6.2 (6) 6 006B22 -0.16 (0) 0.0 006B22 -0.19 (0) 0 006B22 6.5 (7) 6 006B221 -0.18 (0) 0.0 006B221 -0.19 (0) 0 006B221 6.4 (6) 6 006B222 -0.24 (0) 0.0 006B222 -0.039 (0) 0 006B222 6.3 (6) 6 006B223 -0.037 (0) 0.0 006B223 -0.20 (0) 0 006B223 6.2 (6) 6 006B224 -0.28 (0) 0.0 006B224 -0.10 (0) 0 006B224 6.4 (6) 6 006B225 -0.08 (0) 0.0 006B225 -0.17 (0) 0 006B225 6.3 (6) 6 006B226 0.064 (0) 0.0 006B226 -0.16 (0) 0 006B226 6.2 (6) 6 006B23 -0.33 (0) 0.0 006B23 -0.062 (0) 0 006B23 6.5 (7) 6 006B24 -0.48 (1) 0.0 006B24 -0.049 (0) 0 006B24 6.6 (7) 6 006B25 -0.31 (0) 0.0 006B25 -0.054 (0) 0 006B25 6.5 (7) 6 006B26 -0.32 (0) 0.0 006B26 -0.14 (0) 0 006B26 6.6 (7) 6 033B221 0.095 (0) 0.0 033B221 3.0 (3) 3 033B221 2.9 (3) 3 033B222 -0.21 (0) 0.0 033B222 3.1 (3) 3 033B222 3.2 (3) 3 033B223 0.025 (0) 0.0 033B223 3.0 (3) 3 033B223 3.0 (3) 3 033B224 -0.020 (0) 0.0 033B224 3.0 (3) 3 033B224 3.0 (3) 3 033B225 -0.21 (0) 0.0 033B225 3.1 (3) 3 033B225 3.1 (3) 3 033B226 0.038 (0) 0.0 033B226 3.0 (3) 3 033B226 3.0 (3) 3 060B21 0.11 (0) 0.0 060B21 5.8 (6) 6 060B21 0.028 (0) 0 060B22 -0.073 (0) 0.0 060B22 6.0 (6) 6 060B22 0.059 (0) 0 060B221 0.11 (0) 0.0 060B221 5.8 (6) 6 060B221 -0.038 (0) 0 060B222 -0.014 (0) 0.0 060B222 5.8 (6) 6 060B222 0.11 (0) 0 060B223 -0.39 (0) 0.0 060B223 5.9 (6) 6 060B223 0.34 (0) 0 060B224 0.11 (0) 0.0 060B224 5.8 (6) 6 060B224 -0.036 (0) 0 060B225 -0.09 (0) 0.0 060B225 5.9 (6) 6 060B225 0.094 (0) 0 060B226 -0.23 (0) 0.0 060B226 5.9 (6) 6 060B226 0.19 (0) 0 060B23 -0.072 (0) 0.0 060B23 5.9 (6) 6 060B23 0.053 (0) 0 060B24 0.027 (0) 0.0 060B24 5.9 (6) 6 060B24 -0.12 (0) 0 060B25 -0.19 (0) 0.0 060B25 5.8 (6) 6 060B25 0.28 (0) 0 006B21 -0.24 (0) 0.0 006B21 -0.21 (0) 0 006B21 6.6 (7) 6 600Y316 0.88 (1) 0.0 600Y316 5.4 (5) 6 600Y316 -0.44 (0) 0
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 113
PLS Analysis for the Red Dependent Variable
Another model was built using the same set of calibration and validation as the
dependent variable red. Seven factors were significant to explain 99.32% of the
dependent variable, with the first four already explaining 96.25%. The plot of
predicted versus measured values for the calibration set show that the set chosen is a
suitable one. This is confirmed by the validation set. An excellent correlation exists
for this set with slope of 1.055, intercept of 0.004 and correlation 0.993. This is also
confirmed by the minimal spread of the objects of this set on the line of best fit. See
Appendix 2- Figure A2-6. This is further seen in the predicted values for this set. For
details refer to Table 4.14. SEE and SEP values were calculated to be 0.16 and 0.49
respectively. The lower value for SEP confirms the fact that the predictive ability of
this model for red is greater than for the previous dependent variables.
Overall, it is concluded that the PLS1 models studied here are quite feasible for
predicting the ratio of the dyes on each fabric. It is also interesting to note that the
predicted values tend to indicate that the predictive ability of the system for some
colours is better than others even though the same calibration and validation sets are
used. This might be due to the fact that it was more difficult to record the spectra of
the fabrics with brown dye on them, because they showed a large amount of
fluorescence. Therefore, despite all the effort made to level and zero-baseline the
spectra there will probably be some fluorescence or noise that has not been taken
care of.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Table 4.15: Results of PLS Model for Sides 1, 4 and 5 of Diamond 1 for the prediction of the yellow dependant variable in the region 1800-800cm-1.
Name Predicted Measured Name Predicted Measured 006Y112 0.12 (0) 0.0 060Y214 0.7 (1) 0.0
006Y111 0.17 (0) 0.0 060Y215 1.5 (2) 0.0
006Y213 0.097 (0) 0.0 060Y216 1.4 (1) 0.0
006Y214 -0.049 (0) 0.0 060Y311 1.6 (2) 0.0
006Y215 0.092 (0) 0.0 060Y312 0.6 (1) 0.0
006Y216 0.13 (0) 0.0 060Y313 1.7 (2) 0.0
006Y241 -0.011 (0) 0.0 060Y314 1.5 (2) 0.0
006Y242 -0.058 (0) 0.0 060Y315 0.69 (1) 0.0
006Y243 -0.24 (0) 0.0 060Y316 1.6 (2) 0.0
006Y244 -0.00 (0) 0.0 303Y141 3.0 (3) 3.0
006Y245 0.13 (0) 0.0 303Y142 3.1 (3) 3.0
006Y246 0.11 (0) 0.0 303Y143 3.0 (3) 3.0
006Y311 0.14 (0) 0.0 303Y144 3.0 (3) 3.0
006Y312 0.22 (0) 0.0 303Y145 3.0 (3) 3.0
006Y313 0.18 (0) 0.0 303Y146 3.0 (3) 3.0
006Y314 0.17 (0) 0.0 330Y11 3.2 (3) 3.0
006Y315 0.18 (0) 0.0 330Y12 3.1 (3) 3.0
006Y316 0.23 (0) 0.0 330Y13 3.2 (3) 3.0
033Y211 -0.13 (0) 0.0 330Y14 3.2 (3) 3.0
033Y212 -0.02 (0) 0.0 330Y15 3.1 (3) 3.0
033Y213 -0.11 (0) 0.0 330Y16 3.2 (3) 3.0
033Y214 0.11 (0) 0.0 600Y11 6.1 (3) 6.0
033Y215 -0.082 (0) 0.0 600Y12 5.9 (6) 6.0
033Y216 0.19 (0) 0.0 600Y13 6.2 (6) 6.0
060Y11 1.46 (2) 0.0 600Y14 6.0 (6) 6.0
060Y111 1.34 (1) 0.0 600Y141 6.2 (6) 6.0
060Y112 0.52 (1) 0.0 600Y142 5.9 (6) 6.0
060Y113 1.29 (1) 0.0 600Y143 6.1 (6) 6.0
060Y114 0.55 (1) 0.0 600Y144 6.1 (6) 6.0
060Y115 1.52 (2) 0.0 600Y145 5.8 (6) 6.0
060Y116 1.5 (2) 0.0 600Y146 6.1 (6) 6.0
060Y12 1.5 (2) 0.0 600Y15 5.8 (6) 6.0
060Y13 0.5 (1) 0.0 600Y16 6.2 (6) 6.0
060Y14 1.6 (2) 0.0 600Y311 6.1 (6) 6.0
060Y15 0.7 (1) 0.0 600Y312 6.1 (6) 6.0
060Y16 1.6 (2) 0.0 600Y313 6.1 (6) 6.0
060Y211 1.5 (2) 0.0 600Y314 6.1 (6) 6.0
060Y212 0.5 (1) 0.0 600Y315 6.2 (6) 6.0
060Y213 1.4 (1) 0.0 600Y316 5.9 (6) 6.0
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.24: Predicted vs. Measured values for (i) the calibration and (ii) the
validation set, for Sides 1, 4 and 5 of Diamond 1, dependant variable: yellow.
(i) Calibration Set
Measured (Yellow)
Predicted (Yellow)
0.0 1.0 2.0 3.0 4.0 5.0-2.0
0.0
2.0
4.0
6.0
015Y211 015Y212 015Y213 015Y214 015Y215 015Y216 024Y211 024Y212 024Y213 024Y214 024Y215 024Y216 042Y211 042Y212 042Y213 042Y214 042Y215 042Y216 051Y211 051Y212 051Y213 051Y214 051Y215 051Y216
105Y141 105Y142 105Y143 105Y144 105Y145 105Y146 150Y11 150Y12 150Y13 150Y14 150Y15 150Y16
204Y141204Y142204Y143204Y144204Y145204Y146240Y11240Y12240Y13240Y14240Y15240Y16
402Y141402Y142402Y143402Y144402Y145402Y146420Y11420Y12420Y13420Y14420Y15420Y16
501Y141 501Y142 501Y143 501Y144 501Y145 501Y146 510Y11 510Y12 510Y13 510Y14 510Y15 510Y16
Slope = 0.993
Interc. = 0.015
Corr. =
0.996
(ii) Validation Set
Measured (Yellow)
Predicted (Yellow)
0.0 2.0 4.0 6.0-2.0
0.0
2.0
4.0
6.0
8.0
006Y112 006Y111 006Y213 006Y214 006Y215 006Y216 006Y241 006Y242 006Y243 006Y244 006Y245 006Y246 006Y311 006Y312 006Y313 006Y314 006Y315 006Y316 033Y211 033Y212 033Y213 033Y214 033Y215 033Y216
060Y11 060Y111 060Y112 060Y113 060Y114 060Y115 060Y116 060Y12 060Y13 060Y14 060Y15 060Y16 060Y211 060Y212 060Y213 060Y214 060Y215 060Y216 060Y311 060Y312 060Y313 060Y314 060Y315 060Y316
303Y141303Y142303Y143303Y144303Y145303Y146330Y11330Y12330Y13330Y14330Y15330Y16
600Y11 600Y12 600Y13 600Y14 600Y141 600Y142 600Y143 600Y144 600Y145 600Y146 600Y15 600Y16 600Y311 600Y312 600Y313 600Y314 600Y315 600Y316
Slope =
0.897 Interc. =
0.606
Corr. = 0.974
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 114
Sides 1, 4 and 5 of Diamond 1
Validation Set: 600, 060, 006, 330, 033, 303
PLS Analysis for the Yellow Dependent Variable
A calibration set consisting of 72 objects was built and cross-validated. The predicted
versus measured plot for this set is shown in Figure 4.24(i). The slope (0.993) and
intercept (0.015) of the line of best fit indicates that there is a reasonable correlation
coefficient (0.996) between these objects. A validation set was then introduced into
this model consisting of 78 objects. The plot of predicted versus measured values is
displayed in Figure 4.24 (ii). The values for the slope (0.897) and the intercept (0.606)
as well as the correlation coefficient (0.974) indicate that the correlation between
these data is not as favourable as the one for the calibration set. This was however
expected since samples containing no yellow dye in the validation set are widely
spread. This is attributed in turn to the fact that the same type of samples have not
been predicted very well in the cross validation of the calibration set. The values for
the yellow dependent variable in the validation set are tabulated in Table 4.15. SEE
and SEP were calculated to be 0.17 and 0.66 respectively.
PLS Analysis for the Brown Dependent Variable
Another PLS1 model was built with the same calibration and validation sets as in the
previous section. The cross-validation results for the calibration set indicated that the
validation set might be used with confidence. Six factors explained 98.7% and 98.6%
of the total variances of the independent and the dependent variables respectively.
The same validation set was introduced to this model. For the plot of predicted versus
measured values see Appendix 2, Figure A2-7. The slope and the intercept of the line
of best fit indicate that there is an acceptable correlation between the predicted and
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 115
measured values for these objects. The predicted values along with measured values
are shown in Table A2-4. The values for SEE and SEP were calculated to be 0.23 and
0.75 respectively.
Inspection of the spectra of brown indicates that the predicted values for the brown
independent variable are again worse than those predicted for the other dependent
variables. Therefore, the results from both Diamond 1 and Diamond 2 tend to
indicate that there is something about the spectra of the samples containing this the
brown dye that causes inaccuracy in the prediction of the dye ratio.
PLS Analysis for the Grey Dependent Variable
A model with 72 objects as the calibration set was built. The spectral range chosen
for the independent variables was 1800-800cm-1. Six factors were found to be
significant explaining 98.62% of the independent variables and 99.36% of the
dependent variables. The first three factors explained 95.93% of the total variance for
the dependent variables. The plot of the predicted and measured values from cross-
validation performed on the validation set shows a good relation between these values
with a slope of 0.994 and intercept of 0.013. See Appendix 2, Figure A2-8 (I).
A validation set consisting of 78 objects was then introduced to this model. The
predicted and measured values were plotted for this set in Appendix 2, Figure A2-8
(II). The correlation coefficient of the line of best fit along with the slope (0.976) and
the intercept (0.080) of this line indicate that the predicted values for these objects are
quite close to their true ones (coefficient correlation= 0.997). The values calculated
for SEE and SEP are 0.16 and 0.30 respectively. The values predicted for dependent
variable grey are tabulated in Table A2-5 of Appendix 2.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 116
Overall, these results indicate that the models built using the FT-Raman spectral
information of wool/polyester blend fabrics dyed with Forosyn dyes, have a good
ability for prediction of the ratio of various dyes on the fabric. It is also concluded
that some colours are predicted better than others.
So far, it has been shown that PLS1 models built for samples with one or two dye
combination are able to predict these ratios with success. There are some colours that
are produced industrially using various ratios of three dyes. Therefore, it is of interest
to find out how well these models work for three-dye mixtures.
Sides 1, 4 and 5 plus the samples in the middle of
Diamond 1
Another PLS1 model was built using the guidance in reference 20 which suggests that
the best model for these data would be a calibration set with objects from sides 1, 4
and 5 with some points from the middle of the diamond and a validation set with
objects chosen from the samples in the middle.
PLS Analysis for the Yellow Dependent Variable
A calibration consisting of 168 objects was built. A cross-validation was performed
on it. Four factors were significant, explaining 97.51% and 95.83% of the total
variance of the independent and dependent variables respectively. The first two
factors explained nearly 94.0% of the total variance. The slope (0.958) and intercept
(0.082) of the line of the best fit (with R=0.974) indicates that the correlation between
Chapter 4 FT-Raman Spectroscopy of Dyed Wool
Figure 4.25: Predicted vs. Measured values for (i) the calibration and (ii) the
validation set, for the top triangle of Diamond 1, dependant variable: yellow.
(i) Calibration Set
Measured (Yellow)
Predicted (Yellow)
0.0 2.0 4.0 6.0 -2.0
0.0
2.0
4.0
6.0
8.0
006Y112006Y111006Y213006Y214006Y215006Y216006Y241006Y242006Y243006Y244006Y245006Y246006Y311006Y312006Y313006Y314006Y315006Y316015Y211
015Y212
015Y213015Y214015Y215015Y216024Y211024Y212024Y213024Y214024Y215024Y216033Y211033Y212033Y213033Y214033Y215033Y216042Y211042Y212042Y213042Y214042Y215042Y216051Y211051Y212051Y213051Y214051Y215051Y216
060Y11060Y111060Y112
060Y113
060Y114
060Y115060Y116060Y12
060Y13
060Y14
060Y15
060Y16060Y211
060Y212
060Y213
060Y214
060Y215060Y216060Y311
060Y312
060Y313060Y314
060Y315
060Y316105Y141 105Y142 105Y143 105Y144 105Y145 105Y146 150Y11 150Y12 150Y13 150Y14 150Y15 150Y16
204Y141204Y142204Y143204Y144204Y145204Y146213Y311213Y312213Y313
213Y314213Y315213Y316231Y311231Y312231Y313231Y314231Y315231Y316240Y11240Y12240Y13240Y14240Y15240Y16
303Y141303Y142303Y143303Y144303Y145303Y146312Y311312Y312312Y313312Y314312Y315312Y316330Y11330Y12330Y13330Y14330Y15330Y16
402Y141402Y142402Y143402Y144402Y145402Y146420Y11420Y12420Y13420Y14420Y15420Y16
501Y141 501Y142 501Y143 501Y144 501Y145 501Y146 510Y11 510Y12 510Y13 510Y14 510Y15 510Y16
600Y11 600Y12 600Y13 600Y14 600Y141 600Y142 600Y143 600Y144 600Y145 600Y146 600Y15 600Y16 600Y311 600Y312 600Y313 600Y314 600Y315 600Y316
Slope = 0.958Interc. 0.082
Corr. = 0.979
(ii) Validation Set
Measured (Yellow)
Predicted (Yellow)
2.0 2.5 3.0 3.5 4.01.00
2.00
3.00
4.00
222Y311
222Y312
222Y313
222Y314
222Y315222Y316
321Y311321Y312321Y313321Y314321Y315
321Y316
411Y311 411Y312 411Y313 411Y314 411Y315 411Y316
Slope = 1.006
Interc. = -0.280
Corr. =
0.974
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 117
these objects is not as good as the one built for samples with one and two dyes.
However, these results show that it is still a reasonable correlation. A validation set
consisting of samples 222, 321 and 411 was then submitted to this model for
prediction. Figure 4.25(ii) shows that the data for sample 222 in the validation set are
quite spread. The SEE and SEP values were calculated to be 0.44 and 0.51
respectively for this model.
The same calibration and validation sets were then used for dependent variables
brown and grey.
PLS Analysis for the Brown Dependent Variable
A calibration set containing the same number of objects for the calibration set and the
independent variables was built. The cross validation of the calibration set indicated
that there is a reasonable correlation between the objects in this set. The validation set
was then introduced into the model. Six factors were found to be significant
explaining 93.96% of the variance in the dependent variable. The last two factors
explained only 3.87% of the total variance. Again it was found that the correlation
between the objects in the model with brown dependent variable is not as good as the
one for the other variables. See Appendix 2, Figure A2-9 (I, II).
The values for the brown independent variable were then predicted using SIRIUS 6.0.
These values are displayed in Appendix 2, Table A2-6. SEE and SEP values
calculated for this model are 0.55 and 0.82 respectively. These values are certainly
very much higher than what has been calculated before.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 118
On introduction of the validation set, it was found that the correlation between these
objects is not very favourable. The values for the slope (1.156) and the intercept
(-0.094) for the plot of predicted versus measured values for the validation set
indicated that three of the spectral repeats for sample 222 might be outliers. Therefore,
they were taken out. This caused an improvement in the values for the slope (0.784)
and the intercept (0.278).
The predicted values for the objects in the validation set (after the outliers have been
taken out) are still not as accurate as the one for yellow however confirming that the
brown dye interferes with the predictive ability of the PLS1 model. See Appendix 2,
Figure A2-10 (III) and Table A2-6. In this model SEP was found to be 0.28. This is a
great improvement on SEP value calculated previously. This also confirms that the
three samples should be treated as outliers.
PLS Analysis for the Grey Dependent Variable
A calibration set consisting of the same number of objects was built. Cross validation
calculations on this set showed that there is a good correlation (0.989) between its
objects. Six factors were significant explaining a total of 97.74% of the variance for
the latent variable. The first three factors explained 95.33% of the total variance of the
grey dependent variable. The validation set consisting of 15 objects was then
introduced into this model. The values for the slope (0.517) and the intercept (0.655)
of the plot of predicted verses measured values indicated that there is not a good
correlation between these values. See Appendix 2, Figure A2-11. The actual predicted
values are shown in Table A2-7. The values for SEE and SEP are 0.32 and 0.45
respectively.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 119
Overall, the results indicate that the PLS models built using FT-Raman spectra of
these textile samples are a promising method of quantitatively measuring the ratio of
various dyes on each fabric. It is however necessary to study a larger population in
order to find out how robust this model is. Some dyes offer a better predictive ability
in these systems than others. This might be due to the fact that the dye peaks are less
intense because of the presence of fluorescence in those spectra. Therefore, it is
proposed to study a large population as well as to investigate a wider range of dyes
as dependent variables.
It is interesting to note that the PLS has worked quite well for the polyester blend, but
failed to do equally well for the dyed wool even though the dye peaks are easily
visible in the spectra of dyed wool without the aid of chemometrics. It may be that the
failure of the chemometrics to correlate the dye peaks to the amount of dye is due to
some, unknown, interaction between the different dyes. It is perhaps more likely that
the given dye values do not reflect the amount of dye actually on the fibres.
Chapter 4 FT-Raman Spectroscopy of Dyed Wool 120
4. 6 References
1 A.C. Williams, H.G.M. Edwards, W. Barry, J. Raman Spectroscopy, 25, 1994, 95-98. 2 Y. Liu, S. Kokot, T.J. Sambi, Analyst, 123, 1998, 633-636. 3 C. Coupry, G. Sagon, P. Gorguet-Ballesteros, J. Raman Spectroscopy, 28, 1997, 85-89. 4 S. Kokot, N.A. Tuan, L. Rintoul, Applied Spectroscopy, 51 (3), 1997, 387-395. 5 G. Lee-Son, R.E. Hester, J. Soc. Dyer Color., 106, 1990, 59. 6 R.H. Fish, J.R. Scherer, E.C. Marshall, S. Kint, Chemosphere, 6, 1972, 267-272. 7 V.J.C. Lin, J.L. Koenig in ‘ Advances in Infrared and Raman Spectroscopy’, R.J.H. Clark &
R.E. Hester (ed), 1, (Chichester, West Sussex, John Wiley, 1975), p. 35. 8 S.L. Hsu, W.H. Moore, S. Krimm, H. Randall, Biopolymers, 15, 1976, 1513-1528. 9 R. Shishoo, M. Lundell, J. Polymer Science (Polymer Chemistry Ed.), 14, 1976, 2535-2544. 10 J.S. Church, G.L. Corino, A.L. Woodhead, J. Molecular Structure, 440, 1998, 15-23. 11 L.J. Hogg, H.G.M. Edwards, D.W. Farwell, A.T. Peters, J. Soc. Dyer Color, 110, 1994, 196-
199. 12 E. Carter, P.E. Fredericks, J.S. Church, R.J. Denning, Spectrochimica Acta, 50A (11), 1994,
1927-1936. 13 D.M. Lewis, S.M. Smith, Proc. 8th Internat. Wool Tex. Res. Conf. (Christchurch) 1990 14 L.N. Jones, D.E. Rivett, D.J. Tucker in ‘Handbook of Fibre Chemistry’, Edited by M. Lewin,
E.M. Pearce, (Marcel Dekker Inc., New York), 2nd ed. 1998, p. 366. 15 G. Blankenburg, K. Laugs, A. Thiessen, Textilveredlung, 24, 1989, 10. 16 A.S. Davie, J.S. Church, P.J. Scammells, D.J. Tucker, ‘A Spectroscopic Analysis of the
Reactions of Dibromopropionyl/ Bromoacryl Dyes with Wool’, Proc. XXX Colloquium Spectroscopium Internationale (1997).
17 H. Zollinger, ‘Color Chemistry: Syntheses, Properties and Applications of Organic Dyes and Pigments’, (Weinheim New York), (1987), p. 140.
18 J.H. Bradbury, D.E. Peters, Text. Research J., 42, 1972, 248 19 S. Kokot, N.A. Tuan, L. Rintoul, U. Meyer, Appl. Spec., 51 (3), 1997, 387 20 H. Martens, T. Næs, ‘Multivariate Calibration’, (John Wiley & Sons Ltd., 1991), p.166. 21 PRS, Pattern Recognition System, SIRIUS version 6.0, User Guide (1993), p. 143. 22 B.G.M. Vandeginste, D.L. Massarat, et al., “Data Handling in Science and Technology-
Handbook of Chemometrics and Qualimetrics: Part B”, p.366. 23 G.E. McGraw, ‘Polyester Structure by Laser Raman Specroscopy’, C.D. Craver (ed), Polym.
Character., Interdisciplinary Approaches, Proc. Symp. (1971). 24 J.V. Miller, E.G. Bartick, Appl. Spec., 55, 2001, 1729-1732. 25 J.S. Church, J. O’Neil, A.L. Woodhead, Textile Research J., 69 (9), 1999, 676-684 26 G.E. McGraw, Amer. Chem. Soc., Div. Org. Coatings Plast. Chem., 30, 1970, 20-26. 27 J. Purvis, D.I. Bower, J. Polym. Phys. Ed., 14, 1976, 1461-1484. 28 G.m. Venkatesh, P.J. Bose, A.H. Khan, J.P. Sibilia, S.L. Hsu, J. Appl. Polym. Sci., 26, 1981,
223-230. 29 J.S. Church, W-H. Leong, ‘ The Analysis of Wool Textile Blends Using FT-IR Photo-
Acoustic and FT-Raman Spectroscopies’, Proc. 9th int. Wool Text. Res. Conf., Biella, 4 (1995), p.p. 114-122.
30 J.L. Koenig, “Spectroscopy of Polymers”, (American Chemical Society, Washington D.C. 1992), p.120.
31 E.D. Lipp, M.A. Leugers in ‘Analytical Applications of Raman Spectroscopy’, M.J. Pelletier (ed), 1st ed. (1999), Ch.3.
32 D. Lin-Vien, N. B. Colthup, W.G. Fateley, J.G. Grasselli, “The Handbook of Infrared and Raman Charactristic Frequencies of Organic Molecules”, (Academic Press, 1991), pp.485-490.
33 S. Carswell, “Microanalysis of Dyes From textiles”, Master Thesis, Queensland University of Tecnology, 1991.
34 J. Cheng, ‘Characterisation of Wool Treated with Metal Ions’, Master Thesis,Queensland University of Tecnology, 1993.
35 I. Keen, ‘Forensic Application of Raman Microprobe’, Masters Thesis, Queensland University of Tecnology, 1998.
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 121
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool
5.1 Introduction
Sunlight is an important cause of physical and chemical damage to polymeric
materials such as plastics, textiles and paints. The damage is caused mainly by short
wavelength ultraviolet light1. When exposed to light, natural fibres such as wool and
cellulose undergo photo-bleaching (caused by blue light, i.e. above 400 nm), followed
by yellowing and tendering of the fibres caused mainly by the UV radiation between
290-310 nm. The degree of fibre yellowing has been shown to increase linearly with
its exposure up to 104 hours of sunlight2.
The extent of photo-degradation on the fibre may be assessed by the measurement of
the tensile strength of the fibre. Tensile strength decreases dramatically after 52 hours
of exposure of the wool fibre to accelerated light2. Simpson et al.3 have found that
both peptide and cystine cross-linkages of wool are destroyed upon photo-degradation
and a new range of ionic groups (mainly acidic) is formed. They have also reported
some success in reducing the rate of photo-degradation on wool by the use of UV
absorbers and dyes. On the other hand, chemical bleaching of the fibre and the use of
fluorescent whitening agent (FWA) on fibres accelerates photo-degradation 4.
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 122
The most likely reason5 for yellowing in the wool fabric is environmental effects on
the lipids situated on the surface of the fibre. Miller and Smith6 found that, although
some dyes accelerate the loss of strength in the fibre on exposure to sunlight, treating
the fibre with aluminium salts followed by dyeing with mordant dyes has the opposite
effect.
The chemistry of the photo-degradation of wool is not fully understood. Amino acid
analysis of UV irradiated wool fibre has indicated that, following irradiation of the
fibre, there is considerable degradation of the amino acids tryptophan, cystine,
tyrosine, phenylalanine and histidine, with tryptophan being the precursor in the
photo-yellowing of the wool fibre 2.
It has been suggested that, when wool is exposed to sunlight, a large number of
disulfide bonded cysteine residues are oxidised to cysteic acid7. This causes a
reduction in the tenacity of the fibre. The change in the elasticity of the fibre is
attributed to changes in intra- and inter-molecular forces in the α-helix with the
possible formation of new covalent cross-linkages.
Photo yellowing due to the degradation of tryptophan upon exposure to light is also
greatly influenced by oxygen. It is suggested8 that the photo-degradation of
tryptophan occurs via a cleavage of the indole ring resulting in the formation of
kynurenine derivatives some of which are yellow. The photo yellowing of wool is not
due to one particular yellow chromophore, but to melanin-like structures or
ommochrome dyestuffs.
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 123
Several significant changes occur in the molecular structure of wool when it is
exposed to stimulated sunlight, viz.:
1. Disulfide bonded cystine amino acid residues are oxidised with cysteic acid
being the major product.
2. There is a reduction in the α- helical content, while random coil or β-sheet
protein chain conformations are favoured.
3. There are structural changes in the fibre as a consequence of cystine
photo-oxidation.
4. Tryptophan amino acid residues in the wool fibre are degraded upon
exposure to light, causing photo yellowing in the fibre.
It has been suggested9 that Raman spectroscopy may be used to obtain detailed
information about UV absorbers in wool and that this technique is particularly
useful since structural information about the UV absorbers may be obtained
without any special sample preparations and since there is minimal interference
because of the relatively weak scattering by the substrate.
Various studies have also been conducted on fading of colours on different
substrates. A study on the colour fading in dehydrated flowers using photo-
acoustic spectroscopy10 concluded that the fading of the vibrant colours is due to
the humidity in the air rather than temperature. The same observation has been
made for photo-oxidation of wool, where it is suggested that atmospheric oxygen
interacts with light and humidity in the air11. Choi et al.12 have studied photo-
catalytic degradation of three Lanasol dyes and suggested that this technique may
be used for treating textile wastewater.
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 124
Irradiated Undyed Wool Fabric Church and Millington7 studied the photo-degradation of wool using Raman and
FT-IR. Wool samples were irradiated in air using various sources — UVC
(254nm), UVA (360nm) and blue light (420nm). Two photolytic reaction
mechanisms involving the cystine residues were proposed with the pathways
dependent on the wavelength of the applied radiation. The conditions used for the
Raman spectrometer are as indicated in Table 5.1.
Table 5.1 Conditions chosen in FT-Raman by Church and Millington7
Six spectra of each sample were collected, averaged and then normalised on the
strong band assigned to CH2 and CH3 bending modes at 1450 cm-1. The spectral
changes caused by various exposing wavelengths have been studied; in particular the
changes in the S-S and S-H stretching lines due to the changes in the concentration of
cysteic acid as well as tryptophan-phenylalanine band were considered.
UV-C radiation was found to cause oxidative cleavage of the S-S bond in cystine to
produce cysteic acid and the partially oxidised derivatives cystine S- monoxide and S,
S-dioxide residues. UVA and blue light produce cysteic acid and cysteine-S-sulfonate
residues. Thiol groups are also produced after UVC and UVA irradiation. Significant
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 125
degradation of the amino acid tryptophan was also found after irradiation with UVA
and the blue light.
Lewis and co-workers2 studied the photo-oxidation of wool using FT-Raman
spectroscopy, where the samples were exposed to accelerated light exposure
conditions. The conditions for the instrument are tabulated in Table 5.2.
Table 5.2- Conditions used in FT-Raman spectrometer by Lewis and co-workers2
In order to allow comparison of changes in band intensities after photo-oxidation, they
normalised the spectra against the peak intensity of the CH2 anti-symmetric stretch at
2933cm-1 rather than the band at 1450cm-1 as done by Church because of the a strong
band associated with Cibafast W (a UV absorber) at 1454cm-1. They concluded that
differences between the irradiated and non-irradiated spectra were mainly found in the
1800-500 cm-1 region. Lewis et al. argued that changes in the intensities in the S-S
and C-S peaks confirmed that there is oxidation of cystine residues, which in turn was
supported by the appearance of a peak assigned to the S-O vibration of cysteic acid.
They have also shown that the relative intensity of the Tyrosine Fermi doublet at 830
and 854 cm-1 was affected by exposure. They have offered two explanations for that.
One is that tyrosine was photo-oxidised; another is that the intensity ratio of these two
peaks was sensitive to the strength of the H-bonding to the phenolic hydroxyl group
of tyrosine and that the increase in the intensity of the band at 854cm-1, showed that
the tyrosine residues were strongly H-bonded or buried within the hydrophobic
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 126
region, being protected from further photo-oxidation. Lewis et al.2 have also
concluded that the bands belonging to tryptophan do not show any obvious changes,
despite the fact that it does degrade upon the exposure of wool to sunlight. This is in
agreement with earlier studies8, 13 indicating that tryptophan is affected by its exposure
to sunlight. In those studies they examined tryptophan amino acid in aqueous solution,
as well as by isolating it from the wool fibre using hydrolysis.
Lewis2 argued that changes in the intensities of the peaks at 1245, 1665 and 935cm-1
were indicative of an increase in the disordered content of the fibre by irradiation. The
results of Lewis’s studies are displayed in Table 5.3.
Table 5.3 Changes reported by Lewis et al. 2 in the vibrational spectra of
wool due to UV-irradiation
Figure 5.1 FT-Raman spectra of undyed wool (texp= 0, 168, 504 hrs.) Note: The arrows show some of the peaks affected by UV-radiation
-0.004
-0.002
0
0.002
0.004
0.006
0.008
0.01
0.012
0.014
0.016
0.018
1500
1448
1396
1344
1292
1240
1188
1136
1084
1032 98
092
887
682
477
272
066
861
656
451
2
Unexposed wool Texp.= 7 days
(168 hrs) Texp. = 21 days (504 hrs)
Wavelength (cm-1)
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 127
5.2 FT-Raman Spectroscopy of Irradiated Wool
In this chapter, irradiated undyed and dyed wool were studied using Raman
spectroscopy with the aid of chemometrics.
Briefly, in this project, samples of undyed woollen fabric were weathered using a
Sun-Test instrument. One set of samples was irradiated for seven days, while the other
set was weathered for twenty-one days. A set of swatches was kept as a control set
(texp = 0 days). These samples were kept in dark, under constant temperature and
humidity. FT-Raman spectra were then recorded for each set. The spectra for samples
at texp = 0, 7 and 21days is shown in Figure 5.1.
Figure 5.1 shows the spectra, in the region of 1500-500 cm-1, of samples with
different exposure times. These spectra are very similar to those reported by Lewis et
al. 2. The peaks marked by an arrow are the ones found both in this study and by
Lewis that were affected by exposure to accelerated weathering.
The frequencies and assignments of these peaks are given in Table 5.4. The peak at
977cm-1 reported by Lewis et al.2 was also found to be present in these spectra. They
have not assigned this peak and indicated that they do not know its origin. It may be
that this band is due to the products of photo-oxidation of the wool cystine residues;
dithiocarbamates have a strong Raman band at ca. 970cm-1 and both monothiolic
acids and ionic dithiolates have strong Raman bands in this region14. This is also
evident from the changes in the intensity of S-O vibrational band at 1040cm-1. It may
be that, upon increasing the exposure time, the S-O bond is further oxidised.
Figure 5.2(b) Loading plot for the component 1 of PCA plot in Figure 5.2 (a1)
-0.3
-0.2
-0.1
0
0.1
0.2
0.3
1524
1460
1396
1332
1268
1204
1140
1076
1012 94
8
884
820
756
692
628
564
Loadings Comp. 1
Wavenumber (cm-1)
Figure 5.2 (a) PCA Plot for Undyed Wool Irradiated (texp= 7, 21 days or 168,
504 hrs.)
I) Spectral region: 1524-524 cm-1
Comp. 1 (81.1%)
Comp. 2 (6.1%)
-2.0 -1.0 0.0 1.0 2.0*10
-1 -1.8
-0.8
0.3
1.3
2.3 *10
-1
** * ***
Undyed wool (texp=504hrs)
Undyed wool (texp=168hrs)
II) Spectral region: 800-524 cm-1
Comp. 1 (60.7%)
Comp. 2 (13.1%)
-4.0 -2.0 0.0 2.0 4.0 *10-2-4.0
-2.0
0.0
2.0
4.0 *10 -2
*
** **
*
texp.=504 hrs. texp.=168 hrs.
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 128
As seen in Table 5.4, the position of the peaks as well as their intensity changes
recorded in this thesis and those reported in the literature2 are in good agreement.
5.3 Chemometrics
PCA
Irradiated Undyed Wool Fabric
Three FT-Raman spectra of undyed wool samples irradiated for 168hours (7days) and
504hours (21 days) respectively were recorded. The first derivative of each spectrum
was calculated in Grams32 (9 points, 7 degrees). Those spectra were then block
normalised (i.e. the variables for each spectrum is divided by their sum so that the
block normalised variables add to 100 for each of the spectra) in Excel 97.
A matrix consisting of 55 objects consisting of undyed samples (irradiated for 7days
and 21 days) and 251 variables was built for the 1524-524cm-1 region to be analysed
by Principle Component Analysis (PCA). Although the number of objects in the data
matrix was small, the PCA plot (Figure 5.2(a)) clearly shows the differences between
the samples irradiated for different times. PC1 has separated the samples irradiated for
168hours (negative) from the ones irradiated for 504hours (positive). The loading plot
for PC1, Figure 5.2(b) shows the peaks that cause this separation.
The loading plot indicates that peaks in the regions 976-930, 1020-1004, 1380-1344
and 1500-1452cm-1 exhibit the greatest variation with exposure time. These regions
correspond with the previously reported spectral changes on irradiation as shown in
Table 5.4. While Lewis et al.2 reports that the peaks belonging to tryptophan are too
weak to observe any changes in them, the loading plot demonstrates that the peaks
Table 5.4- FT-Raman spectral frequencies and assignments of the bands
(1500-500 cm-1) affected by exposure to stimulated sunlight in this
thesis and by Lewis 2
Note: * = the gradual increase of the peak at 977cm-1 w.r.t. exposure time was more obvious than the increase or decrease observed for the other peaks.
Frequencies (cm-1) found
in literature2
Changes Reported
With Exposure
Frequencies (cm-1) found
in this work
Changes Observed
With Exposure
Peak Assignments
516 (7 days) 513 Decrease 522 (21 days)
Decrease Cystine S-S band
623 621 (s)
Not changed 623
Not changed Phenylalanine
644 643 (s)
Decrease 644
Decrease Tyrosine
664 665 (br, wk) Decrease 664
Decrease Cystine C-S stretching
830: 854 830: 854 (Fermi Doublet)
Decrease in 854 peak intensity w.r.t. 830 peak
830: 854
Decrease in 854 peak intensity w.r.t. 830 peak
Tyrosine residues
936 935 Decrease
934
Decrease C-C skeletal stretching in α-helix
967 977 Increase gradually* 972
Increase gradually
Not assigned
1004 1004 (s) No change
1004
No change Ring vibration of Tryptophan & Phenylalanine
1040 1040 Increase 1040
Increase S-O vibration of cysteic acid
1244 1245 Increase 1244
Minor increase
Random coil structure
1336, 896 1341, 882 Has shifted in position 1336, 896
Too weak in FT-Raman
Tryptophan
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 129
belonging to this amino acid residue, namely 1341 and 882cm-1, are influenced by the
exposure time. This agrees with Asquith and Rivett13 who have concluded that photo-
degradation causes a decrease in the tryptophan content of wool. The loading plot also
indicates that there is a change in the C-C skeletal structure of α-helical backbone.
This is demonstrated in the region of 1250-1220cm-1, where there is an indication of a
conformational change.
In previous studies on photo-oxidation of wool fabric15, PCA analysis of Raman
spectra was performed on the 800-400cm-1 region. However, in this study it was
found that the 1524-524cm-1 region offers a better separation and grouping of the
data. See Figure 5.2(a, II).
Irradiated Dyed Wool Fabric
In these studies, wool samples dyed with various ratios of three dyes were exposed to
accelerated sunlight. The fabric swatches were left in the weathering instrument and
then checked for changes in colour at 24 hour intervals. Since the first obvious colour
change was observed after seven days, one set was exposed for seven days. After
twenty-one days the colour-change was visually near to extreme.
The samples were then kept in the dark until their Raman spectra were recorded.
Three spectra were recorded for each sample. Three layers of the same sample were
positioned on the top of each other in the sample holder, with the weathered side
exposed to the laser. The spectral data were transformed to their first derivative and
block-normalised as for the undyed wool spectra.
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 130
A comparison of the spectra for the irradiated and non-irradiated samples shows that
the dye peaks are still at approximately the same frequencies but exhibit changes in
their intensity. Figure 5.3 demonstrates this point by showing the spectra for irradiated
sample 073 at the two different exposure times. The arrows identify peaks that change
in intensity with exposure.
It is known16 that, since the perceived colour of an object is associated with the
absorbance of some wavelengths of light and reflectance of the rest by the
chromophore, the alteration — or disappearance — of the colour may be related to
chemical changes in that chromophore.
The exact structures of the Lanasol dyes are not available to the public and hence it is
not easy to readily identify the chemical changes that might have occurred during
photo-oxidation. This was not a significant disadvantage because chemometrics relies
on statistical analysis of the spectra and requires no previous chemical knowledge of
the samples. Even without knowledge of the original chemical structure of the dye,
analysis of the PCA loadings may provide some information on what chemical
changes accompany the weathering process.
Group (i)
Data matrix: Woollen samples (texp = 0, 168, 504 hrs.)
Pre-treatment: 1st der., block normalised, Y-mean centred
Independent Variables: 1524-524 cm-1
A data matrix was constructed containing 141 objects (i.e. all the spectra with
exposure time of 0, 168 and 504 hours) and 251 variables (the dye region
Figure 5.3 Spectra of sample 073 irradiated for texp= 168 and 504 hours)
Note: Arrows show the peaks that have changed intensity by increase in exposure time
-0.004
-0.002
0
0.002
0.004
0.006
0.008
0.01
0.012
0.014
0.016
0.018
1500
1448
1396
1344
1292
1240
1188
1136
1084
1032 98
0
928
876
824
772
720
668
616
564
512
Wavenumber (cm-1)
073 (texp=168hrs)
073 (texp=504hrs)
Figure 5.5(a): PCA plot of PC1 vs PC3 for dyed wool samples irradiated for 504 hours.
Com p. 1 (79.5%)
Com p. 3 (3.8%)
-3.1 -1.4 0.3 2.0 3.6 *10
-1
-3.1
-1.4
0.3
1.9
3.6 *10
-1
* ** ** ** * **** **
217
730 343
073 307
Figure 5.5(b): The Approximate Position of Samples chosen to be irradiated
730 •
073 •
181 •
811 •
343 •
217 •
307 •
Figure 5.4 (a): PCA Plot for Dyed Wool samples (texp = 0, 168 and 504 hrs.)
(Pre-treatment: 1st derivative, block normalised, Y-mean centred)
Note: U7 = texp = 168 hrs. U21 = texp = 504 hrs.
Comp. 1 (71.8%)
Comp. 2 (8.7%)
-0.85 -0.18 0.49 1.16 1.83 *101
-1.20
-0.53
0.14
0.81
1.48 *10
1
019Ra073Ra 073Rd 154Ra 154Rb 154Rc
154Rd154Re 154Rf 127Ra 127Rb 127Rc 127Rd 127Re 127Rf 181Ra 181Rb 181Rc 181Rd
217Ra217Rc 235Ra 235Rb 235Rc 235Rd 235Re 235Rf 244Ra 244Rb 244Rc 244Rd 244Re 244Rf 361Ra 361Rb 361Rc 361Re 208Rb 208Rc 208Rd 208Re208Rf316Ra 316Rb
316Rd 325Ra325Rb 325Rc 325Rf 307Rb307Rc 307Rd 307Re 307Rf
343Ra 343Rb 343Rc 343Rd343Re
343Rf 370Ra 370Rb 370Rc 424Ra 424Rb 424Rc 424Rd 424Rf 433Ra 433Rb 433Rc 433Rd 433Re 433Rf 532Ra 532Rb 532Rc 532Rd 532Re 532Rf
550Ra 550Rc550Rf613Ra 613Rb 613Rc 613Rd 613Re 613Rf
811Ra
811Rb 811Rc 811Rd 811Re811Rf
703Ra 703Rb 703Rc 703Rd 703Rf 730Ra 730Re
073U211IN
073U2122N 073U2123N
073U722N
073U723N 181U2122N 181U2123N
181U723N217U211IN 217U2122N 217U2123N 217U71IN 217U722N 217U723N 307U211IN 307U2122N 307U2123N 307U71IN 307U722N 307U723N 343U212IN 343U2121N 343U2122N 343U2123N
343U71IN343U722N 343U723N 811U211IN 811U2122N 811U2123N
811U71IN
811U722N 811U723N
730U211IN 730U2122N 730U2123N 730U71IN 730U722N 730U723N
Figure 5.4 (b) Score Vs. Objects Plot for PC1 and PC2
Objects
Scores
019 Ra
154 Rb
127 Rf 235
Ra 244Rb 361
Rc 316 Ra 307
Rb 343 Rc 424
Ra 433 Rc 532
Rd 613 Rb 811
Rc 703Rd 073
U7 22N
217U2123N
307U7 1IN
343U7 1IN
811U7 22N
730U7 23N
-1.00
-0.50
0.00
0.50
1.00
1.50 *10
1
Comp. 1
Objects
Scores
019Ra
154Re 127
Rf 235 Ra 244
Rb 361 Rc 316
Ra 307 Rb 343
Rc 424Ra 433
Rc 532 Rd 613
Rb 811 Rc 703
Rd 073 U7 22N
217 U21 23N
307U7 1IN
343U7 1IN
811U7 22N
730U7 23N
-4.0
-2.0
0.0
2.0
4.0
6.0 Comp. 2
texp =168, 504 hrs
texp = 0
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 131
1524-524cm-1). This data matrix was then analysed with PCA. The results are
displayed in Figure 5.4(a) and Figure 5.4(b).
Three PCs accounted for 86% of the total variance. PC1 explaining 71.8% separated
all the irradiated samples from the non-irradiated ones. PC2 explaining 8.7% of the
total variance separated non-irradiated samples with lower ratio of the red colour
(PC2>0), (except for 181 and 343 and 370) from those with higher red colour ratio
(PC2<0). PC2 also separated the irradiated samples with lower ratio of red (PC2<0),
i.e. 073,181,217,307, from those with higher ratio of red (PC2>0), i.e. 343,811, 730.
Although difficult to distinguish at the first glance, the spectral repeats for zero
exposure have clustered together on PC1. The same is not true for the irradiated
samples. This indicates that there is some sort of difference between these samples at
various exposure times (texp = 0, 168 and 504 hours). Therefore, the next point to
consider is how well the exposed samples follow the pattern and the position of the
same non-exposed samples in the colour triangle seen in Figure 5.5(b). For example,
if sample 343 when irradiated still clusters nearly in the centre with respect to the
position of all the other samples in the PCA plot. Therefore a matrix consisting of 14
objects: 073, 217, 307, 730 and 343 and 251 variables (dye region: 1524-524 cm-1)
was built and submitted to PCA for analysis. The results are shown in Figure 5.5(a).
Three PC’s explain nearly 95% of the total variance. The PCA plot shows that the
spectra recorded for the same sample cluster together. However, comparing the
position of the samples in this plot with those in Figure 4.5, shows that the samples
(such as sample number 343) in Figure 5.5(a) are not situated according to the ratio of
the three colours on the sample (for more details refer to Chapter 4). This is to be
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 132
expected since either the ratios of dyes on the exposed samples are expected to differ
from those of the original samples. The (yet unknown) decomposition products from
the weathering process may also make significant contribution to the spectra. It is
also possible that the ratio of the dyes may be the same after irradiation while the
absolute amount of dye on the fabric is different.
Thus, it may be concluded here that:
• Upon exposure of dyed wool fabric, there are changes observed in the sample, both
physically (colour) and chemically (spectral).
• The spectra are further separated according to the ratio of red dye.
• When the first derivative of the spectra are taken and block normalised, PCA
separates irradiated from nonirradiated sample but does not separate the irradiated
samples according to their exposure time
Previously, Kokot17 et al. have shown that microscopic amount of dyes extracted from
a worn textile garments may be compared and matched even though the DRIFT
spectra used were quite noisy and the absorbance intensities of the dyes were very
low. Therefore, it was decided in these studies to use the resulting substrate-subtracted
spectra, since they were quite noisy and that the intensity of the dye peaks were low as
well.
Group (ii)
Data matrix: Woollen samples (texp = 0, 168, 504 hrs.)
Pre-treatment: 1st derivative spectra, subtracted spectra normalised to 100% substrate
and Y-mean centred
Independent Variables: 1524-524 cm-1
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 133
In addition to the first-derivative, block-normalising pre-treatment used so far, the
spectra of the irradiated undyed wool was subtracted, in Grams 32, from the spectra of
the corresponding irradiated dyed samples. To a first approximation, this should leave
only the peaks from the dye remaining. The resulting spectra were found to be not as
sharp as the subtraction spectral results for the non-irradiated samples. This is
understandable since the dye peaks would have changed in intensity. The irradiated
dye spectrum was then normalised in Excel 97. This was done, by dividing each
irradiated dye spectrum by the same factor (N) used for that particular subtraction in
order to normalise each spectrum to 100% intensity of wool peaks in the original
spectrum; i.e. for each of these subtractions, the spectrum of irradiated undyed wool
was multiplied by a factor (N), which was not necessarily being the same for each
subtraction:
Irradiated Dyed Wool- [Irradiated Undyed Wool X factor (N)] = Irradiated Dye Spec.
Irradiated Dye Spec. / factor (N) = Normalised Irradiated Spec. to 100% Wool Spec.
The resulting spectra were then submitted to Sirius™ and Y-mean centred for
principal component analysis. It was anticipated that the resulting PCA plot (Figure
5.6) should show a tighter cluster of the un-irradiated data while the irradiated spectral
data were expected to demonstrate a greater scattering. This is possible due to
different sub-structures in the wool give rise to different decomposition products upon
exposure. There may also be variation in the photosensitivity of the dye due to factors
which do not affect the Raman spectrum. Figure 5.6 supports this hypothesis as the
spectral data of the non-irradiated samples are clustered tightly together, separated
from the rest of the data by PC1. On the other hand, in among the irradiated spectra
the samples with 0-28% red are separated from those with 30-67% red by PC2.
Figure 5.6 PCA Plot of the Irradiated Samples for (texp= 168 and 504 hrs.) and
Non-irradiated Samples (texp= 0 hrs.) (Pre-treatment: subtracted spectra, normalised to 100% wool, Y-mean centred)
Note:
• Colour code scheme: 073 pink 181 lavender 343 plum 307 indigo 730 sea green All non-irradiated samples red
• Legend: texp = 168hrs. = 7 texp = 504hrs. = 21
DataSet: SrjD0721nW, Subset: c1, Scores 1 vs 2
Comp. 1 (51.8%)
Comp. 2 (36.8%)
-1.00 0.00 1.00 2.00 3.00*10
1 -2.00
-1.00
0.00
1.00
2.00 *10
1
77 7
7 7
7
7
7
7
77
721 7 7
21
21
21 21
21 21
21 21
21 21
21
21
2121
21
21
s6733f s6733e s6733c s6733b s6733a s3335f s3335e s3335d s3335c s3335b s3335a s2800f s2800e s2800d s2800c s2800b s2800a s1767f s1767e
s1767d s1767c s1767b s1767a s0069f s0069e s0069d s0069c s0069b s0069a
Not irradiated
Red ratios : 0,1,3 Red ratio:3,7
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 134
Furthermore, it seems that there is a trend of separation among the data treated for 168
hours and 504 hours. One would expect that the samples irradiated for 168 hours
would be positioned closer to those samples, which have not been irradiated at all.
Although this is true in the case of samples with higher percentage of red dye, it is the
other way around for those with lower percentage of red. Comparing the PCA plots in
Figures 5.4(a) and 5.7, it is clearly shown that the new pre-treatment used has aided in
separating the samples much better.
Earlier work17 has shown that pre-treating the data by normalising the spectra to 100%
substrate and then double centring offers a better separation. Kokot et al.18 have used
the same pre-treatment for the analysis of FT-Raman spectra of oxidised wool fabric.
Therefore, the same data pre-treatment was tried for the subtracted spectra obtained
here as well, with the expectation that double centring the data would separate the
different samples even further.
Group (iii)
Data matrix: Woollen samples (texp = 0, 168, 504 hrs.)
Pre-treatment: 1st derivative spectra, subtracted spectra normalised to 100% substrate
and double centred
Independent Variables: 1524-524 cm-1
182 objects were generated from all the irradiated and not irradiated sample spectra by
subtracting the undyed wool spectra, taking the first derivative and double-centring.
These were analysed by PCA. The PCA plot is shown in Figure 5.7. Two PC’s
explained 86% of the total variance. The pattern displayed by these samples is quite
interesting since it clearly shows that ths pre-treatment offers the best separation and
Figure 5.7: PCA plot of the Double Centred Irradiated and Non-Irradiated Samples
(Pre-treatment: subtracted spectra, normalised to 100% wool, double centred) Note: Colour code scheme: 073 pink, 181 lavender, 217 lime, 343 plum, 307 indigo, 730 sea green, 811
rose, All non-irradiated samples red
DataSet: SD0721nwdc, Subset: a1, Scores 1 vs 2
Com p. 1 (63.0%)
Com p. 2 (22.8%)
-3.2 -2.2 -1.1 -0.0 1.0 *101
-2.4
-1.3
-0.3
0.8
1.9 *10
1
u7 u7 u7
u7
u7 u7
u7 u7 u7 u7
s20u723n u7s20u71in u7u7
u7
u7u7u7
u21 u21 u21
u21 u21 u21
u21
u21 u21 u21
u21 u21 u21 u21 u21
s20u21 u21u21 u21
u21u21
u21
s6733f s6733e s6733c s6733b s6733a s6700f s6700e s6700d s6700c s6700b s6700a s6617f s6617es6617ds6617c s6617b s6617as5515f s5515e s5515d s5515c s5515b s5515a
s5050f s5050e s5050d s5050c s5050b s5050a s5030f s5030e s5030d s5030c s5030b s5030a s4232f s4232e s4232d s4232c s4232b s4232a s4124f s4124d s4124c s4124b s4124a s3367f s3367e s3367d
s3367c s3367b s3367a s3335f s3335e s3335d s3335c s3335b s3335a s3300f s3300e s3300d s3300c s3300b s3300a s3019f s3019e s3019d s3019c s3019b s3019a s2914f s2914e s2914d s2914c s2914b s2914a s2800f s2800e s2800d s2800c s2800b s2800a s2760f s2760e s2760d s2760c s2760b s2760a s2044f s2044e s2044d s2044c s2044b s2044a s2034f s2034e s2034d s2034c s2034b s2034a
s2006f
s2006e s2006d s2006c s2006b s2006a s1767f s1767e s1767d s1767c s1767b s1767a s1521f s1521e s1521d s1521c s1521b s1521a s1046f s1046e s1046d s1046c s1046b s1046a s0069f s0069e s0069d s0069c s0069b s0069a
s0038f s0038e s0038d
s0038c s0038b
s0014f
s0014d s0014e s0014c
s0014b
s0014a
texp=0hrs.
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 135
grouping in among each sample. Double centring the data versus Y-mean centring,
however, has not made any difference to the manner of separation for those samples
irradiated for different times.
Overall therefore, it may be concluded that the best pre-treatment for pattern
recognition (PCA) in dyed, irradiated woollen samples (texp=0, 168, 504 hours), is:
• Subtraction of the substrate from the dyed wool FT-Raman spectrum
• Normalisation of the resulting spectrum to 100% wool
• Double centring the subtracted spectra
Next, It would be of interest to examine the ability of the PLS model to predict the ratio
of the dyes on irradiated samples, especially in reference to the type of pre-treatments
discussed previously.
PLS
Group (i)
Calibration set: spectra from non-irradiated samples
Unknown set: spectra from the UV-irradiated samples
Pre-treatment: 1st derivative spectra, block normalised, Y-mean centred.
Independent Variables: 1524-524 cm-1
Dependent Variable: Red
Figure 5.8 (a): Predicted vs. Measured plot for the calibration set for RED (non irradiated samples) (Pre-treatment: 1st derivative, block normalised, Y-mean centred)
Measured (Red)
Predicted (Red)
0.0 2.0 4.0 6.0 8.0-0.50
0.00
0.50
1.00
1.50 *10
1
154Ra 154Rb 154Rc 154Rd 154Re 154Rf 127Ra 127Rb 127Rc 127Rd 127Re 127Rf 181Ra 181Rb 181Rc
181Rd 181Re 181Rf
217Ra 217Rb 217Rc 217Re
217Rf 235Ra 235Rb 235Rc 235Rd 235Re 235Rf 244Ra 244Rb 244Rc 244Rd 244Re 244Rf 361Ra361Rb361Rc
361Rd361Re361Rf
208Ra
208Rb 208Rc 208Rd 208Re 208Rf 316Ra316Rb316Rc316Rd316Re
316Rf
325Ra325Rb325Rc325Rd325Rf307Ra307Rb307Rc307Rd307Re
307Rf343Ra343Rb343Rc343Rd343Re
343Rf370Ra370Rb370Rc370Rd370Re370Rf 424Ra
424Rb424Rc424Rd424Rf433Ra433Rb433Rc433Rd433Re433Rf 532Ra532Rb532Rc532Rd532Re532Rf550Ra550Rb550Rc550Rd
550Rf613Ra613Rb613Rc613Rd613Re613Rf
811Ra
811Rb811Rc811Rd811Re811Rf
703Ra703Rb703Rc703Rd703Re703Rf
730Ra730Rb730Rc
730Re730RfSlope =
0.807
Interc. =
0.684
Corr. =
0.898
Figure 5.8 (b)- Predicted vs. Measured plot for the calibration set for BLUE
Measured (Blue)
Predicted (Blue)
0.0 2.0 4.0 6.0 8.0-0.50
0.0
0.50
1.00
1.50 *10
1
154Ra154Rb154Rc154Rd154Re154Rf
127Ra 127Rb 127Rc 127Rd 127Re 127Rf
181Ra181Rb181Rc
181Rd
181Re181Rf
217Ra217Rb217Rc217Re217Rf 235Ra 235Rb 235Rc 235Rd 235Re 235Rf 244Ra244Rb244Rc244Rd244Re244Rf 361Ra361Rb361Rc361Rd
361Re361Rf
208Ra 208Rb 208Rc 208Rd 208Re 208Rf
316Ra316Rb316Rc316Rd316Re316Rf
325Ra 325Rb 325Rc 325Rd 325Rf
307Ra 307Rb
307Rc 307Rd 307Re 307Rf
343Ra343Rb343Rc343Rd343Re343Rf
370Ra370Rb370Rc
370Rd370Re370Rf
424Ra 424Rb 424Rc 424Rd 424Rf 433Ra 433Rb 433Rc 433Rd 433Re 433Rf 532Ra 532Rb 532Rc 532Rd 532Re 532Rf 550Ra
550Rb550Rc550Rd550Rf
613Ra613Rb613Rc
613Rd613Re613Rf 811Ra811Rb811Rc811Rd811Re811Rf 703Ra 703Rb 703Rc 703Rd 703Re
703Rf 730Ra 730Rb 730Rc 730Re
730Rf Slope = 0.822
Interc. = 0.519
Corr. = 0.907
Figure 5.8 (c)- Predicted vs. Measured plot for the calibration set for YELLOW
Measured (Yellow)
Predicted (Yellow)
0.0 2.0 4.0 6.0 8.0-0.20
0.00
0.20
0.40
0.60
0.80
1.00 *10
1
154Ra
154Rb154Rc154Rd154Re
154Rf
127Ra127Rb
127Rc127Rd127Re127Rf
181Ra
181Rb181Rc181Rd181Re
181Rf
217Ra
217Rb
217Rc217Re
217Rf
235Ra
235Rb235Rc
235Rd
235Re235Rf244Ra
244Rb244Rc
244Rd244Re244Rf
361Ra361Rb361Rc361Rd361Re361Rf
208Ra
208Rb
208Rc
208Rd
208Re208Rf
316Ra
316Rb316Rc316Rd316Re316Rf
325Ra325Rb325Rc325Rd325Rf
307Ra
307Rb
307Rc
307Rd
307Re
307Rf
343Ra 343Rb 343Rc 343Rd 343Re 343Rf
424Ra424Rb424Rc424Rd424Rf
433Ra 433Rb 433Rc 433Rd 433Re 433Rf 532Ra 532Rb 532Rc
532Rd 532Re 532Rf 613Ra
613Rb 613Rc 613Rd
613Re 613Rf
811Ra811Rb811Rc
811Rd811Re
811Rf
703Ra 703Rb 703Rc 703Rd 703Re 703Rf 730Ra
730Rb
730Rc
730Re 730Rf
Slope = 0.824
Interc. =
0.690
Corr. = 0.908
Table 5.5 Predicted values for dependent variable RED Calibration set: All non-irradiated samples Unknowns (Val. set): Samples irradiated (texp= 168, 504 hours.)
(Pre-treatment: 1st derivative, block normalised, Y-mean centred)
Name (Unknown Set)
Measured Original Ratio of Red
Predictions For Unknown Set (Closest whole unit)
Predictions For Validation Set (Closest whole unit)
Name (Validation Set)
181U211IN 1 -1.9 (-2) 1.9 (2) 181Ra 181U2122N 1 8.5 (9) 2.2 (2) 181Rb 181U2123N 1 12. (12) 2.4 (2) 181Rc 181U71IN 1 -64. (-64) 1.3 (1) 181Rd 181U722N 1 -8.2 (-8) 2.0 (2) 181Re 181U723N 1 12. (12) 2.1 (2) 181Rf 217U211IN 2 4.6 (5) 4.0 (4) 217Ra 217U2122N 2 4.5 (5) 4.0 (4) 217Rb 217U2123N 2 4.5 (5) 3.4 (3) 217Rc 217U71IN 2 4.6 (5) 0.34 (0) 217Re 217U722N 2 4.5 (5) 1.9 (2) 217Rf 217U723N 2 4.5 (5) 307U211IN 3 4.4 (4) 4.2 (4) 307Ra 307U2122N 3 4.4 (4) 2.8 (3) 307Rb 307U2123N 3 4.4 (4) 3.0 (3) 307Rc 307U71IN 3 4.4 (4) 3.1 (3) 307Rd 307U722N 3 4.4 (4) 3.0 (3) 307Re 307U723N 3 4.4 (4) 2.4 (2) 307Rf 343U212IN 3 4.1 (4) 4.5 (5) 343Ra 343U2121N 3 4.3 (4) 4.8 (5) 343Rb 343U2122N 3 4.3 (4) 5.2 (5) 343Rc 343U2123N 3 4.3 (4) 5.3 (5) 343Rd 343U71IN 3 4.6 (5) 6.7 (7) 343Re 343U722N 3 4.3 (4) 4.5 (5) 343Rf 343U723N 3 4.4 (4) 811U211IN 8 3.6 (4) 11. (11) 811Ra 811U2122N 8 3.2 (3) 8.3 (8) 811Rb 811U2123N 8 3.5 (4) 8.8 (9) 811Rc 811U71IN 8 0.13 (0) 9.3 (9) 811Rd 811U722N 8 3.2 (3) 10. (10) 811Re 811U723N 8 1.9 (2) 9.8 (10) 811Rf 730U211IN 7 4.5 (5) 4.7 (5) 730Ra 730U2122N 7 4.5 (5) 7.6 (8) 730Rb 730U2123N 7 4.5 (5) 4.2 (4) 730Rc 730U71IN 7 4.4 (4)
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 136
A calibration set consisting of non-irradiated samples (121 objects and 252 variables)
was built. It was then cross-validated in order to find the most appropriate calibration
set for the model. Five factors explained 80.7% of the total variance. The samples
with no red dye were excluded from this calibration set. The predicted versus
measured values for the calibration set indicate that the calibration set chosen is an
appropriate one. A line of best fit was drawn through the data, with a slope of 0.807,
intercept of 0.684 and correlation coefficient of 0.898, indicating that there is some
correlation between the data set. This is shown in Figure 5.8(a).
In Chapter 4, the calibration set selected for the chosen PLS model was validated.
This was done using the same set of seven samples (073, 181, 217, 307, 343, 730,
811, t exp= 0 hours) as the validation set. Ratios of dyes on each of these samples were
then predicted and the values of SEE and SEP calculated for each dependent variable.
This validation set was next UV treated and then introduced to the PLS model as an
unknown set. This is an unknown set in the sense that it is not known how much of
each dye is still present in the original form after irradiation. Table 5.5 shows the ratio
values for dependent variable red on each sample, before they were irradiated, along
with the values predicted by the PLS model for the irradiated samples (t exp = 168, 504
hours). It must be noted that SEP value cannot be calculated for any of these sets of
data since no residual value could be calculated, which is due to the unknown value of
the dye ratio after irradiation. The results for this model are quite inconsistent with
some of the samples predicted to have more dye after irradiation than before and some
predicted to have negative amounts of dye. From this it is clear that the model cannot
predict the ratio of red after irradiation very well. This is despite the fact that, where
Table 5.7: Predicted values for dependent variable YELLOW
Calibration set: All non-irradiated samples Unknowns (Val. set): Samples irradiated (texp= 168, 504 hrs.) (Pre-treatment: 1st derivative, block normalised, Y-mean centred)
Name (unknown set)
Measured original ratio of yellow
Predictions for unknown set (Closest whole unit)
Predictions for validation set (Closest whole unit)
Name (validation set)
073U211IN 3 1.9 (2) 1.8 (2) 073Ra 073U2122N 3 2.1 (2) 2.0 (2) 073Rb 073U2123N 3 2.1 (2) 1.5 (2) 073Rc 073U71IN 3 1.9 (2) 1.8 (2) 073Rd 073U722N 3 2.3 (2) 1.7 (2) 073Re 073U723N 3 2.1 (2) 181U211IN 1 0.7 (1) 1.4 (2) 181Ra 181U2122N 1 3.0 (3) 1.3 (1) 181Rb 181U2123N 1 4.1 (4) 1.3 (1) 181Rc 181U71IN 1 -20.0 (-20) 1.1 (1) 181Re 181U722N 1 -3.2 (-3) 1.0 (1) 181Rf 181U723N 1 4.8 (5) 217U211IN 7 1.6 (2) 4.5 (5) 217Ra 217U2122N 7 1.8 (2) 7.5 (8) 217Rb 217U2123N 7 1.7 (2) 5.9 (6) 217Rc 217U71IN 7 1.5 (2) 4.2 (4) 217Rf 217U722N 7 1.7 (2) 217U723N 7 1.6 (2) 307U211IN 7 1.9 (2) 5.6 (6) 307Ra 307U2122N 7 1.7 (2) 5.4 (5) 307Rb 307U2123N 7 1.8 (2) 5.0 (5) 307Rc 307U71IN 7 1.6 (2) 6.3 (6) 307Rd 307U722N 7 1.7 (2) 6.1 (6) 307Re 307U723N 7 1.8 (2) 4.9 (5) 307Rf 343U212IN 3 2.1 (2) 2.6 (3) 343Ra 343U2121N 3 2.1 (2) 2.4 (2) 343Rb 343U2122N 3 2.1 (2) 2.4 (2) 343Rc 343U2123N 3 2.1 (2) 2.4 (2) 343Rd 343U71IN 3 2.4 (2) 2.1 (2) 343Re 343U722N 3 2.2 (2) 2.4 (2) 343Rf 343U723N 3 2.2 (2) 811U211IN 1 2.4 (2) 2.0 (2) 811Ra 811U2122N 1 2.5 (3) 2.4 (3) 811Rb 811U2123N 1 2.4 (2) 2.4 (3) 811Rc 811U71IN 1 3.6 (4) 1.9 (2) 811Rd 811U722N 1 2.5 (3) 2.0 (2) 811Re 811U723N 1 3.0 (3) 2.4 (3) 811Rf 730U211IN 0 1.8 (2) 3.7 (4) 730Ra 730U2122N 0 1.8 (2) 5.3 (5) 730Rb 730U2123N 0 1.8 (2) 3.7 (4) 730Rc 730U71IN 0 1.7 (2) 4.7 (5) 730Re 730U722N 0 1.9 (2) 3.5 (4) 730Rf 730U723N 0 1.8 (2)
Table 5.6: Predicted values for dependent variable BLUE Calibration set: All non-irradiated samples Unknowns (Val. set): Samples irradiated (texp= 168, 504 hrs.) (Pre-treatment: 1st derivative, block normalised, Y-mean centred)
Name (unknown set)
Measured original ratio of blue
Predictions unknown set (Closest whole unit)
Predictions validation set (Closest whole Unit)
Name (validation set)
073U211IN 7 -2.9 (-3) 8.9 (9) 073Ra 073U2122N 7 2.4 (2) 8.8 (9) 073Rb 073U2123N 7 2.5 (3) 9.9 (10) 073Rc 073U71IN 7 14.9 (15) 10. (11) 073Rd 073U722N 7 -7.6 (-8) 11.0 (11) 073Re 073U723N 7 -0.6 (-1) 181U211IN 8 10.8 (11) 7.7 (8) 181Ra 181U2122N 8 -2.0 (-2) 7.6 (8) 181Rb 181U2123N 8 -6.9 (-7) 7.5 (8) 181Rc 181U71IN 8 94.7 (95) 11. (12) 181Rd 181U722N 8 20.9 (21) 8.3 (8) 181Re 181U723N 8 -7.8 (-8) 8.1 (8) 181Rf 217U211IN 1 3.1 (3) 1.7 (2) 217Ra 217U2122N 1 3.0 (3) -0.84 (-1) 217Rb 217U2123N 1 3.0 (3) 0.29 (0) 217Rc 217U71IN 1 3.1 (3) 3.4 (4) 217Rf 217U722N 1 3.1 (3) 217U723N 1 3.1 (3) 307U211IN 0 3.1 (3) 0.33 (0) 307Ra 307U2122N 0 3.1 (3) 0.40 (0) 307Rb 307U2123N 0 3.1 (3) 1.3 (1) 307Rc 307U71IN 0 3.2 (3) -0.25 (0) 307Rd 307U722N 0 3.2 (3) -0.05 (0) 307Re 307U723N 0 3.1 (3) 2.5 (3) 307Rf 343U212IN 4 3.2 (3) 3.3 (3) 343Ra 343U2121N 4 2.9 (3) 3.1 (3) 343Rb 343U2122N 4 2.9 (3) 3.2 (3) 343Rc 343U2123N 4 2.9 (3) 2.5 (3) 343Rd 343U71IN 4 2.0 (2) 2.1 (2) 343Re 343U722N 4 2.8 (3) 3.6 (4) 343Rf 343U723N 4 2.8 (3) 811U211IN 1 3.3 (3) -2.8 (-3) 811Ra 811U2122N 1 3.6 (4) -0.58 (-1) 811Rb 811U2123N 1 3.4 (3) -1.1 (-1) 811Rc 811U71IN 1 5.2 (5) -1.0 (-1) 811Rd 811U722N 1 3.5 (4) -1.9 (-2) 811Re 811U723N 1 4.3 (4) -2.2 (-2) 811Rf 730U211IN 3 3.0 (3) 1.6 (2) 730Ra 730U2122N 3 3.0 (3) -2.7 (-3) 730Rb 730U2123N 3 3.0 (3) 1.81 (2) 730Rc 730U71IN 3 3.1 (3) -1.9 (-2) 730Re 730U722N 3 3.1 (3) 730U723N 3 3.1 (3)
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 137
the same samples at exposure time of zero were used as the validation set, the values
obtained for those predictions were reasonable.
Dependent Variable: Blue
The same calibration model (121objects and 252 independent variables) was used to
predict the blue dependent variable for the unknown set (43 objects). The model was
again cross-validated and it was concluded that this model still represents the best
PLS model. Five factors were used to explain 82% of the variance in the dependent
variables and 66% of that of the independent variables. The plot of predicted versus
measured dye ratios for this model is shown in Figure 5.8(b) and Table 5.6. The
values for the slope, intercept and the correlation coefficient for the best line fitted to
the data are 0.822, 0.519 and 0.907 respectively. Upon introduction of the unknown
samples, however, the prediction of the model was not satisfactory.
Dependent Variable: Yellow
A calibration set consisting of 110 objects and 252 independent variables was built.
This set was then cross-validated. The predicted versus measured plot is displayed in
Figure 5.8(c). Six factors explained a total of 82% of the variance in the dependent
variable. There is a good correlation between the data in the calibration set. That is
shown by the information obtained from the best line fitted through the data. The
unknown samples were then introduced to this model in order to predict the amount of
yellow colour left on them after irradiation. The results obtained are shown in Table
5.7. Although it is difficult to comment on these results since the actual amount of dye
remaining to be predicted is unknown, it seems logical to conclude that the results
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 138
predicted for the ratios of 0 and 1 (ratios before irradiation) were not predicted well by
the model. However, for the ratios for higher original amount of dyes the results were
acceptable since the predicted values for the irradiated samples were less than both the
predicted and measured values for the same samples before irradiation.
Therefore it may be concluded that:
• The PLS model has a better ability to predict the ratio of the yellow colour than the
other two colours. The poor predicted value for zero ratio of yellow on sample 730
might be due to the fact that there are only a few samples with zero ratios in the
calibration set.
• The PLS model chosen does not have the ability to differentiate between the two
different treatment times. Therefore, it has predicted the same or very close values
even though the samples irradiated for 504 hours might be expected to have less dye
remaining.
• The predictive ability for the unknown samples is poorer than for the untreated
samples. This may be due to the fact that samples with lower ratio of dye might lose
that ratio altogether after treatment, which in turn would cause the model to perform
poorly.
• Simpson19 has shown that fading of the most of the wool dyes occurs as fast as the
degradation of wool itself. He suggests however that a small number of yellow dyes
with high light-fastness offer a good retention of the appearance of the fabric. This
may also be applied to the results discussed above, where it was found that reactive
dye yellow gives more comprehensive results. This might be due to the fact that the
yellow colour has protected the fabric-dye system much better than the others. This
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 139
agrees with the conclusion made by Choi et al.12, where they claim that the order of
degradation efficiency of reactive dyes is yellow, red followed by blue.
Next, the same data were studied using two different pre-treatments; in Group (ii)
wool substrate was first subtracted from the dye-substrate spectrum. This was done to
see if taking away one of the common factors underlying the data would allow better
predictability in PLS. Group (iii) on the other hand was studied to see if double
centring the data instead of Y-mean centring would offer better results.
Group (ii)
Calibration set: spectra from non-irradiated samples
Unknown set: spectra from the UV-irradiated samples
Pre-treatment: 1st der., substrate subtracted spectra normalised to 100% wool, Y-mean
centred.
Independent Variables: 1524-524 cm-1
Dependent Variable: Red
A calibration matrix consisting of 138 objects and 252 independent variables was
built and cross-validated with red as the dependent variable. Eight factors were
significant to explain 90% of the variance in the dependent variable, with the first five
explaining 85% of it. The plot of predicted versus measured values (Figure 5.9)
indicates a very good correlation between the data. The line fitted through the data has
a slope of 0.908, intercept of 0.295 and correlation coefficient of 0.953. These values
also confirm that there is a high correlation between the objects in the calibration set.
The irradiated samples were then introduced to this model as an unknown set of 43
objects. The results of the predictions for the ratio of red dye remaining on the fabric
Figure 5.9: Predicted vs. Measured red values for calibration set
Pre-treatment: Subtracted spectra normalised to 100% wool, Y-mean centred
Measured (Red)
Predicted (Red)
0.0 2.0 4.0 6.0 8.0 -0.20
0.00
0.20
0.40
0.60
0.80
1.00 *10
1
s6733f
s6733e s6733c
s6733b
s6733a
s6700f s6700e s6700d s6700c s6700b s6700a
s6617f
s6617es6617d
s6617c
s6617b
s6617a
s5515f
s5515es5515ds5515c
s5515bs5515a
s5050fs5050es5050ds5050cs5050bs5050as5030f
s5030es5030d
s5030cs5030bs5030a
s4232fs4232es4232ds4232cs4232bs4232as4124fs4124d
s4124cs4124b
s4124as3367fs3367e
s3367d
s3367cs3367bs3367a
s3335fs3335es3335ds3335cs3335bs3335as3300f
s3300e
s3300ds3300cs3300bs3300as3019fs3019es3019ds3019cs3019bs3019a
s2914f
s2914es2914d
s2914cs2914bs2914as2800fs2800es2800ds2800cs2800bs2800as2760fs2760es2760ds2760cs2760b
s2760as2044fs2044es2044ds2044cs2044bs2044a
s2034fs2034es2034d
s2034cs2034bs2034as2006es2006ds2006cs2006b
s2006a
s1767f s1767e s1767d s1767c s1767b s1767a s1521f
s1521e s1521d s1521c s1521b s1521a s1046f s1046e s1046d s1046c s1046b s1046a
s0069f s0069e
s0069d s0069c s0069b s0069a s0038f s0038e s0038d s0038c s0038b s0014d
s0014e
s0014c s0014a
Slope = 0.908
Interc. =
0.295
Corr. = 0.953
Table 5.10 Predicted values for dependent variable YELLOW Calibration set: all non-irradiated samples Unknowns: samples irradiated (texp= 168 and 504 hrs.)
Predicted Yellow Value For Unknown Set Name
(unknown set) Measured value (Original yellow ratio) 1st der.,
block norm. (Closest whole unit)
subtracted spec. norm. to100% wool, d.c. (Closest whole unit)
subtracted spec. norm. to100% wool, Y-m.c. (Closest whole unit)
S730u723n 0 -4.5 (-5) -1.9 (-2) 1.7 (2) S730u722n 0 -3.3 (-3) -0.71 (-1) 1.9 (2) S730u71in 0 -3.7 (-4) -1.2 (-1) 1.8 (2) S811u723n 1 -33. (-33) -46 (-46) 3.6 (4) S811u722n 1 -28. (-28) -36 (-36) 2.5 (3) S811u71in 1 -32. (-32) -49 (-49) 3.0 (3) S343u723n 3 -15. (-15) -19 (-19) 2.4 (2) S343u722n 3 -13. (-13) -17 (-17) 2.2 (2) S343u71in 3 -16. (-16) -25 (-25) 2.2 (2) S307u723n 7 2.2 (2) 3.3 (3) 1.6 (2) S307u722n 7 6.7 (7) 11 (11) 1.7 (2) S307u71in 7 4.7 (5) 6.4 (6) 1.8 (2) S217u723n 7 6.1 (6) 4.1 (4) 1.5 (2) S217u722n 7 5.2 (5) 3.9 (4) 1.7 (2) S217u71in 7 5.3 (5) 4.1 (4) 1.6 (2) S181u723n 1 -31. (-31) -33 (-33) -20.0 (-20) S181u722n 1 -36. (-36) -39 (-33) -3.2 (-3) S181u71in 1 -28. (-28) -31 (-31) 4.8 (5) S073u723n 3 -21. (-21) -23 (-23) 1.9 (2) S073u722n 3 -19. (-19) -25 (-25) 2.3 (2) S073u71in 3 -21. (-21) -0.47 (-1) 2.1 (2) S730u2123n 0 -2.7 (-3) 3.7 (4) 1.8 (2) S730u2122n 0 -2.3 (-2) 1.3 (1) 1.8 (2) S730u211in 0 -2.3 (-2) -30 (-30) 1.8 (2) S811u2123n 1 -20. (-20) -39 (-39) 2.4 (2) S811u2122n 1 -25. (-25) -18 (-18) 2.5 (3) S811u211in 1 -14. (-14) -10 (-10) 2.4 (2) S343u2123n 3 -11. (-11) -3.7 (-4) 2.1 (2) S343u2122n 3 -6.5 (-7) -7.2 (-7) 2.1 (2) S343u2121n 3 -9.0 (-9) -14 (-14) 2.1 (2) S343u211in 3 -8.4 (-8) 5.3 (5) 2.1 (2) S307u2123n 7 0.3 (0) 2.5 (3) 1.9 (2) S307u2122n 7 2.2 (2) 3.7 (4) 1.7 (2) S307u211in 7 1.0 (1) 1.9 (2) 1.8 (2) S217u2123n 7 2.0 (2) 3.1 (3) 1.6 (2) S217u2122n 7 2.1 (2) 1.7 (2) 1.8 (2) S217u211in 7 3.5 (4) -30 (-30) 1.7 (2) S181u2123n 1 -24. (-24) -33 (-33) 3.0 (3) S181u2122n 1 -26. (-26) -32 (-32) 4.1 (4) S181u211in 1 -25. (-25) -24 (-24) 0.7 (1) S073u2123n 3 -15. (-15) -22 (-22) 1.9 (2) S073u2122n 3 -20. (-20) -32 (-32) 2.1 (2) S073u211in 3 -20. (-20) -1.9 (-2) 2.1 (2)
Figure 5.12 Predicted vs. Measured Red (I), Blue (II) and Yellow (III) values for calibration set
(Pre-treatment: 1st der., subtracted spectra normalised to 100% wool, double centred) (I)
Measured (%R)
Predicted (%R)
0.0 2.0 4.0 6.0 8.0 -0.20
0.00
0.20
0.40
0.60
0.80
1.00 *10 1
s6733f
s6733es6733c
s6733b
s6733a
s6700f
s6700es6700ds6700cs6700bs6700a
s6617f
s6617es6617d
s6617cs6617b
s6617a
s5515fs5515e
s5515ds5515cs5515bs5515a
s5050fs5050e
s5050d
s5050c
s5050b
s5050a
s5030fs5030es5030ds5030cs5030bs5030a
s4232f
s4232e
s4232ds4232c
s4232b
s4232a
s4124fs4124ds4124cs4124b
s4124a
s3367f s3367e s3367d s3367c s3367b s3367a s3335f s3335e s3335d s3335c s3335b s3335a s3300f s3300e s3300d s3300c s3300b s3300a s3019f s3019e
s3019d
s3019c s3019b s3019a s2914f s2914e s2914d s2914c s2914b s2914a s2800f s2800e s2800d s2800c s2800b s2800a s2760f s2760e s2760d s2760c s2760b s2760a
s2044f s2044e s2044d s2044c s2044b s2044a s2034f s2034e s2034d s2034c s2034b s2034a s2006f s2006e s2006d s2006c s2006b s2006a
s1767f s1767e s1767d s1767c s1767b s1767a s1521f
s1521e s1521d s1521c s1521b s1521a s1046f s1046e s1046d s1046c s1046b s1046a
s0069f s0069e s0069d s0069c s0069b s0069a s0038f s0038e s0038d s0038c s0038b s0038a s0014f s0014d s0014e s0014c s0014b s0014a
Slope = 0.867
Interc. = 0.389
Corr. = 0.921
(II)
Measured (%B)
Predicted (%B)
0.0 2.0 4.0 6.0 8.0 -0.20
0.00
0.20
0.40
0.60
0.80
1.00
*10 1
s6733f s6733e s6733c
s6733b s6733a
s6700f s6700e s6700d s6700c s6700b s6700a s6617f
s6617es6617ds6617cs6617bs6617a
s5515f
s5515e
s5515ds5515c
s5515bs5515a
s5050fs5050e
s5050d
s5050cs5050b
s5050as5030f s5030e s5030d s5030c s5030b s5030a s4232f s4232e s4232d s4232c s4232b s4232a
s4124f s4124d s4124c s4124b s4124a
s3367fs3367e
s3367d
s3367cs3367bs3367a
s3335fs3335es3335ds3335cs3335b
s3335a
s3300f s3300e s3300d s3300c s3300b s3300a s3019f
s3019e
s3019d
s3019c s3019b s3019a
s2914f s2914es2914ds2914cs2914bs2914a
s2800f s2800e s2800d s2800c s2800b s2800a
s2760fs2760e
s2760d
s2760cs2760bs2760a
s2044fs2044es2044d
s2044cs2044bs2044as2034f
s2034e s2034d s2034c s2034b s2034a
s2006f s2006es2006ds2006cs2006bs2006a
s1767fs1767es1767ds1767cs1767bs1767a
s1521f s1521e s1521d s1521c s1521b s1521a
s1046f
s1046es1046d
s1046c
s1046bs1046a
s0069f
s0069es0069d
s0069c
s0069b
s0069a
s0038fs0038e
s0038ds0038c
s0038b
s0038a
s0014f s0014ds0014es0014c
s0014b
s0014a
Slope = 0.871Interc. = 0.345
Corr. = 0.922
(III)
Measured (%Y)
Predicted (%Y)
0.0 2.0 4.0 6.0 8.0 10.0-0.20
0.00
0.20
0.40
0.60
0.80
1.00 *10
1
s6700f s6700e s6700d s6700c s6700b s6700a
s6617f s6617e s6617d s6617c s6617b s6617a
s5515f s5515e s5515d s5515c s5515b s5515a s5030f s5030e s5030d s5030c s5030b s5030a
s4232f s4232e s4232d s4232c s4232b s4232a
s4124f s4124d s4124c s4124b s4124a s3335f s3335e s3335d s3335c s3335b s3335a
s3300fs3300e
s3300ds3300cs3300bs3300a
s3019f
s3019e
s3019d
s3019cs3019bs3019a s2914fs2914e
s2914ds2914cs2914bs2914a
s2800fs2800es2800ds2800cs2800b
s2800a
s2760f s2760e s2760d s2760c s2760b s2760a s2044f
s2044e s2044d s2044c s2044b s2044a s2034fs2034e
s2034d
s2034cs2034bs2034a
s2006f
s2006e
s2006ds2006cs2006bs2006a
s1767f s1767e s1767d s1767c s1767b s1767a
s1521fs1521es1521d
s1521cs1521bs1521a
s1046f s1046e s1046d s1046c s1046b s1046a
s0069f s0069e s0069d s0069c s0069b s0069a
s0038f
s0038e
s0038d
s0038cs0038bs0038a
s0014fs0014d
s0014es0014c
s0014b
s0014a
Slope = 0.963
Interc. = 0.125
Corr. =
0.963
Table 5.8 Predicted values for dependent variable RED
Calibration set: All non-irradiated samples Unknowns: Samples irradiated (texp= 168, 504 hrs.)
Note: N.I. = Not Included; i.e. it was not included in the validation set (outliers)
Predicted red value for unknown set Name (unknown set)
Original red dye ratio on the fabric
subtracted spec. norm. to100% wool, d.c. (Closest whole unit)
subtracted spec. norm. to100% wool, Y-m.c. (Closest whole unit)
1st der.,block norm., Y-m.c. (Closest whole unit)
S730u723n 7 0.48 (1) 9.7 (10) 4.4 (4) S730u722n 7 -0.08 (0) 9.5 (10) N.I. S730u71in 7 1.8 (2) 8.7 (9) N.I. S811u723n 8 23 (23) 47 (47) 0.13 (0) S811u722n 8 18 (18) 41 (41) 3.2 (3) S811u71in 8 23 (23) 48 (48) 1.9 (2) S343u723n 3 -7.6 (-8) 11 (11) 6.71 (7) S343u722n 3 -7.5 (-8) 10 (10) 4.54 (5) S343u71in 3 -9.3 (-9) 9.8 (10) N.I. S307u723n 3 -3.2 (-4) 6.9 (7) 3.08 (3) S307u722n 3 -6.8 (-7) 2.4 (2) 2.98 (3) S307u71in 3 -4.9 (-5) 4.9 (5) 2.41 (2) S217u723n 2 -5.3 (-5) 2.5 (3) 0.34 (0) S217u722n 2 -4.0 (-4) 4.1 (4) 1.90 (2) S217u71in 2 -6.3 (-6) 3.4 (3) N.I. S181u723n 1 -25 (-25) -2.6 (-3) 1.33 (1) S181u722n 1 -29 (-29) -3.2 (-3) 1.98 (2) S181u71in 1 -24 (-24) -2.4 (-2) 2.07 (2) S073u723n 0 -31 (-31) -12 (-12) N.I. S073u722n 0 -37 (-37) -17 (-17) N.I. S073u71in 0 -42 (-42) -21 (-21) N.I. S730u2123n 7 -8.1 (-8) 6.5 (7) 4.5 (5) S730u2122n 7 -9.7 (-10) 5.6 (6) 4.5 (5) S730u211in 7 -5.9 (-6) 5.5 (6) 4.5 (5) S811u2123n 8 11 (11) 31 (31) 3.6 (4) S811u2122n 8 14 (14) 36 (36) 3.2 (3) S811u211in 8 3.4 (3) 23 (23) 3.5 (4) S343u2123n 3 -12 (-12) 8.9 (9) 4.1 (4) S343u2122n 3 -12 (-12) 7.9 (8) 4.3 (4) S343u2121n 3 -8.7 (-9) 9.7 (10) 4.3 (4) S343u211in 3 -25 (-25) 6.2 (6) 4.1 (4) S307u2123n 3 -5.6 (-6) 4.7 (5) 4.4 (4) S307u2122n 3 -5.3 (-5) 5.9 (6) 4.4 (4) S307u211in 3 -3.5 (-4) 5.2 (5) 4.4 (4) S217u2123n 2 -3.9 (-4) 5.2 (5) 4.6 (5) S217u2122n 2 -2.5 (-3) 5.3 (5) 4.5 (5) S217u211in 2 -4.1 (-4) 4.4 (4) 4.5 (5) S181u2123n 1 -26 (-26) 1.6 (2) -1.9 (-2) S181u2122n 1 -26 (-26) 0.65 (1) 8.5 (9) S181u211in 1 -26 (-26) -0.68 (-1) 12 (12) S073u2123n 0 -34 (-34) -10 (-10) N.I. S073u2122n 0 -31 (-31) -6.6 (-7) N.I. S073u211in 0 -41 (-41) -17 (-17) N.I.
Figure 5.10 Predicted vs. Measured blue values for calibration set (Pre-treatment: 1st der., subtracted spectra normalised to 100% wool, Y-mean centred)
Measured (Blue)
Predicted (Blue)
0.0 2.0 4.0 6.0 8.0 -0.20
0.00
0.20
0.40
0.60
0.80
1.00 *10 1
s6733f
s6733es6733cs6733bs6733a
s6700f s6700e s6700d s6700c s6700b s6700a
s6617f s6617e s6617d s6617c s6617b s6617a
s5515f
s5515e s5515d s5515c
s5515b s5515a
s5050fs5050e
s5050d
s5050cs5050b
s5050as5030fs5030es5030ds5030cs5030bs5030as4232fs4232es4232ds4232c
s4232bs4232a
s4124f s4124d s4124c s4124b s4124a
s3367f s3367e s3367d s3367c s3367b s3367a
s3335fs3335es3335ds3335cs3335bs3335a
s3300f s3300e s3300d s3300c s3300b s3300a
s3019f s3019e s3019d s3019c s3019b s3019a
s2914f s2914e s2914d s2914c s2914b s2914a
s2800f s2800e s2800d s2800c s2800b s2800a
s2760fs2760es2760d
s2760cs2760bs2760a
s2044fs2044es2044d
s2044c
s2044bs2044a
s2034fs2034e
s2034d
s2034cs2034bs2034a
s2006e s2006d s2006c s2006b s2006a
s1767f s1767e s1767d s1767c s1767b s1767a
s1521f s1521e s1521d s1521c s1521b s1521a
s1046fs1046es1046ds1046c
s1046bs1046a
s0069f s0069e s0069d s0069c s0069b s0069a
s0038fs0038es0038d
s0038c
s0038b
s0014d s0014e s0014c s0014a
Slope 0.924 Interc. 0.234 Corr. 0.961
Figure 5.11 Predicted vs. Measured yellow values for calibration set
(Pre-treatment: 1st der., subtracted spectra normalised to 100% wool, Y-mean centred)
Measured (Yellow)
Predicted (Yellow)
0.0 2.0 4.0 6.0 8.0 10.0 -0.50
0.00
0.50
1.00
1.50 *10
1
s6733f
s6733e s6733c s6733b s6733a
s6700fs6700es6700ds6700cs6700bs6700a
s6617f s6617e s6617d s6617c s6617b s6617a
s5515fs5515es5515ds5515cs5515bs5515as5050f s5050e
s5050d s5050c s5050b s5050a s5030f s5030e s5030d s5030c s5030b s5030a
s4232fs4232es4232ds4232cs4232bs4232a
s4124fs4124ds4124cs4124b
s4124a
s3367f s3367e s3367d s3367c s3367b s3367a
s3335fs3335es3335ds3335cs3335bs3335a
s3300f
s3300e
s3300ds3300cs3300bs3300a
s3019fs3019es3019ds3019cs3019bs3019a
s2914f
s2914es2914ds2914cs2914bs2914a s2800f
s2800es2800ds2800cs2800bs2800a
s2760f s2760e s2760d s2760c s2760b s2760a
s2044fs2044es2044ds2044c
s2044bs2044a s2034fs2034e
s2034d
s2034cs2034bs2034a
s2006es2006ds2006cs2006bs2006a
s1767f s1767e s1767d s1767c s1767b s1767a
s1521f
s1521es1521ds1521cs1521bs1521a
s1046fs1046es1046ds1046cs1046bs1046a
s0069f
s0069es0069ds0069cs0069b
s0069a
s0038fs0038es0038d
s0038cs0038b
s0014d
s0014e s0014c s0014a
Slope =
0.871
Interc. = 0.477
Corr. =
0.933
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 140
after irradiation are displayed in Table 5.8. As it can be seen the results obtained are
not very favourable. Indeed, the pre-treatment used here does not improve the
prediction ability of the PLS model at all.
Dependent Variable: Blue
A calibration set with the same objects and independent variables was built and
cross-validated for the dependent variable blue. Five factors explained 78% of the
total variance of the dependent and independent variables. The plot of predicted
versus measured is shown in Figure 5.10 indicates that there is good correlation
between the objects in the model. The values for slope, intercept and the correlation
coefficient for the best line fitted are as shown in Figure 5.10.
The same unknown set was then introduced to the model. The results of the
predictions for these 43 objects are displayed in Table 5.9. The predictions for the
dependent variable blue also show that the pre-treatment used here, reduces the
prediction ability of the model.
Dependent Variable: Yellow
A matrix was built consisting of the same objects in the calibration set as in the
previous models. It was then cross-validated and the best model was chosen. Eight
factors explained 87% of the total variance for the dependent variables. The first six
factors explained 80% of the variances. The plot of predicted versus measured values
for this set is shown in Figure 5.11. The values for the slope and correlation
coefficient for the best line fitted shows that there is a good correlation between the
data. The unknown set consisting of 43 objects was then introduced to the model and
Table 5.9 Predicted values for dependent variable BLUE
Calibration set: all non-irradiated samples Unknowns: samples irradiated (texp=168, 504 hrs.)
Predicted blue value for unknown set Name (unknown set)
Measured value (Original blue ratio) 1st der.,
block norm. (Closest whole unit)
subtracted spec. norm. to100% wool, d.c. (Closest whole unit)
subtracted spec. norm. to100% wool, Y-m.c. (Closest whole unit)
S730u723n 3 4.7 (5) -4.3 (-4) 3.1 (3) S730u722n 3 3.6 (4) -5.1 (-5) 3.1 (3) S730u71in 3 4.9 (5) -3.9 (-4) 3.1 (3) S811u723n 1 -3.6 (-4) -37 (-37) 5.2 (5) S811u722n 1 -2.0 (-2) -27 (-27) 3.5 (4) S811u71in 1 -6.0 (-6) -43 (-43) 4.3 (4) S343u723n 4 13. (13) -11 (-11) 2.0 (2) S343u722n 4 12. (12) -9 (-9) 2.8 (3) S343u71in 4 16. (16) -15 (-15) 2.8 (3) S307u723n 0 0.59 (1) -9 (-9) 3.2 (3) S307u722n 0 0.21 (0) -12 (-12) 3.2 (3) S307u71in 0 -0.04 (0) -14 (-14) 3.1 (3) S217u723n 1 1.1 1) -12 (-12) 1.5 (2) S217u722n 1 0.55 (1) -11 (-11) 1.7 (2) S217u71in 1 1.1 (1) -13 (-13) 1.6 (2) S181u723n 8 50. (50) 7.7 (8) 94.7 (95) S181u722n 8 41. (41) 7.4 (7) 20.9 (21) S181u71in 8 43. (43) 7.7 (8) -7.8 (-8) S073u723n 7 47. (47) 12 (12) 14.9 (15) S073u722n 7 53. (53) 13 (13) -7.6 (-8) S073u71in 7 6.1 (6) -12 (-12) -0.6 (-1) S730u2123n 3 6.5 (7) -12 (-12) 3.0 (3) S730u2122n 3 6.7 (7) -9.2 (-9) 3.0 (3) S730u211in 3 -0.26 (0) -24 (-24) 3.0 (3) S811u2123n 1 -0.37 (0) -31 (-31) 3.3 (3) S811u2122n 1 0.41 (0) -18 (-18) 3.6 (4) S811u211in 1 50. (50) -16 (-16) 3.4 (3) S343u2123n 4 12. (12) -12 (-12) 3.2 (3) S343u2122n 4 8.4 (8) -9.6 (-10) 2.9 (3) S343u2121n 4 9.3 (9) -28 (-28) 2.9 (3) S343u211in 4 12. (12) -13 (-13) 2.9 (3) S307u2123n 0 4.8 (5) -14 (-14) 3.1 (3) S307u2122n 0 1.7 (2) -12 (-12) 3.1 (3) S307u211in 0 3.7 (4) -10 (-10) 3.1 (3) S217u2123n 1 2.8 (3) -8.8 (-9) 3.1 (3) S217u2122n 1 2.5 (3) -10 (-10) 3.0 (3) S217u211in 1 2.2 (2) -3.2 (-3) 3.0 (3) S181u2123n 8 33. (33) -2.4 (-2) 10.8 (11) S181u2122n 8 36. (36) -1.8 (-2) -2.0 (-2) S181u211in 8 36. (36) -0.25 (0) -6.9 (-7) S073u2123n 7 36. (36) 0.90 (1) -2.9 (-3) S073u2122n 7 37. (37) 3.9 (4) 2.4 (2) S073u211in 7 48. (48) -4.3 (-4) 2.5 (3)
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 141
the values for the dependent variable yellow predicted. The results are shown in Table
5.10. Again it is shown that the results obtained here are not acceptable.
Group (iii)
Calibration set: spectra from non-irradiated samples
Unknown set: spectra from the UV-irradiated samples
Pre-treatment: 1st der., substrate subtracted spectra normalised to 100% wool, double
centred.
Independent Variables: 1524-524 cm-1
Dependent Variable: Red
A calibration set consisting of 142 objects was built. The set was then cross validated.
The plot of predicted versus measured (Figure 5.12(I)) shows that there is a
reasonable correlation between the data in this set. The irradiated samples were then
introduced to this set as the unknown set. The results are shown in Table 5.8.
Dependent Variable: blue
The same calibration set was used here as well. The data are again spread across the
best fitted line. See Figure 5.12 (II). The unknown set was then introduced to this
model. Predicted values for this set are shown in Table 5.9.
Dependent Variable: Yellow
The same calibration set as described previously was chosen. See Figure 5.12(III).
125 objects were introduced as the unknown set to this model. Samples in the
unknown set with zero ratios of yellow dye were not considered since the
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 142
corresponding samples in the calibration set were not predicted very well. The results
of the prediction are displayed in Table 5.10.
Therefore, overall it is concluded that:
• The pre-treatment of the spectral data used here, does not enhance the ability of
the PLS model to predict the ratio of dyes.
• Considering all the results obtained so far, it may be concluded that the best
pre-treatment to be used for PLS1 model here is normalising the spectral data to
100% substrate of the first derivative FT-Raman spectra of the samples, followed
by Y-mean centring of the matrix.
• The PLS model used to predict the dye ratios of the irradiated samples indicates
that the model shows a small ability of the system for prediction, but the
calibration set for the model has to be reviewed.
It has been suggested20,21 that, the correlation and error parameters may be improved
by including data from the same statistical population as the predicting set. This
strategy defines how “similar” a sample is to the rest of samples contained in the
calibration set. A sample is considered to be similar to the one in the calibration set if
the model is able to predict the properties of a sample. If the sample is found to be
dissimilar to the rest of the samples, then it is assumed that there is new information
in that sample unknown to the calibration set and the new sample is then added to the
calibration set automatically in order to improve the model.
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 143
It is anticipated that this procedure would indeed improve the predictive ability of the
PLS model. It was, however, not possible here to do so since the ratio of the dyes
remaining on the irradiated samples are not known so it is suggested that a further
study should be conducted in which a larger matrix could be built and the ratios of
the irradiated dyes would be estimated by other means. In this way a calibration set
containing some of the new properties introduced to the model by the irradiation
could be constructed.
Another approach may be to look at the faded dyes in colour-space — that is the shift
colour from the original colour — or in colour-space coordinates. In this way, all of
the data for the original and faded fabric may be used in the calculations rather than
the amount of dye exhausted onto the fabric.
Chapter 5 FT-Raman Spectroscopy of Irradiated Dyed Wool 144
5.4 References 1 P. Brennan, C. Fedor, “Sunlight, UV, & Accelerated Weathering”, (The Q Panel Company,
26200 First St., Cleveland, Ohio 44145), p.1 2 D.C. Jones, C.M. Carr, W.D. Cooke, D.M. Lewis, Textile Res. J., 68, 1998, 739-748. 3 W.S. Simpson, C.T. Page, ‘The Effect of Light on Wool and the Inhibition of Light
Tendering’, Wool Research Organisation of New Zealand Inc., Report No. 60 (1979). 4 S. Collins, R.S. Davidson, J. Photochem. Photobiol. A; 77, 1994, 277-282. 5 E. Wojciechowska, A. Pielesz, A. Wlochowicz, Textile Res. J., 62, 1992, 580-585. 6 I.J. Miller, G.J. Smith, J. Soc. Dyer Color., 111, 1995, 103-106 7 J.S. Church, K.R. Millington, Biospectroscopy, 2, 1996, 249-258. 8 K. Schäfer, D. Goddinger, H. Höcker, J. Soc. Dyer Color., 113, 1998, 350-355. 9 I.H. Leaver, R.E. Hester, R.B. Girling, Textile Research Institute, 1998, 182-184 10 T.J. Racey, P.L. Rochon, Canadian Journal of Applied Spectroscopy, 39, 1994, 38-42. 11 I.Rusznàk, J. Frankl, J. Gombkötő, JSDC, 101 (1985), p.p. 130-136. 12 B. Neppolian, H.C. Choi, S. Sakthivel, B. Arabindoo, V. Murugesan, Journal of Hazardous
Materials, B89, 2002, 303-317. 13 R.S. Asquith, D.E. Rivett, Appl. Polym. Symp., 18, 1971, 333. 14 G. Socrates, “Infrared and Raman Characteristic Group Frequencies, Tables and Charts” 3rd
ed., (John Wiley & Sons, 2001) 15 V. Fredline, S. Kokot, C. Gilbert, , Mikrochim. Acta [Suppl.] 14, 1997, 183-184. 16 Private communication with Dr. S. Wallis (8 Feb. 2002); Dept. of Medicine, University of
Queensland. 17 S. Kokot, S. Carswell, D.L. Massart, , Appl. Spec., 46, 1992, 1393-1399. 18 C. Gilbert, S. Kokot, ‘An Analysis of Oxidised Wool Fabric Using FT-Raman Spectroscopy
and Chemometrics’, Proceeding of 13th Australian Symposium on Analytical Chemistry, Darwin, Australia (1995), AS 40-1.
19 W.S. Simpson, ‘Photo-protection of Wool Fabrics by Dyestuffs’, Wool Research Organisation of New Zealand Inc., Communication No. C77 (1982).
20 D.R. Tallant, R.L. Simpson, ‘The Thermal History of Charred Materials by Raman Spectroscopy’, Sandia Report, SAND2001-0131, Unlimited Release, Printed February 2001, p.p.3-19.
21 S.K. Setarehdan, J.J. Soraghan, D. Littejohn, D.A. Sadler, Analytica Chimica Acta, 452, 2002, 35-45.
Chapter 6 Conclusion 145
Chapter 6 Conclusion
“We yearn for the day when we can totally rely on colour
instrumentation to decide when two colours match, and remove the
responsibility from that colour matcher working third shift.” Bruce Mulholland, Hoeechst-Celanese Engineering Plastics Div., Florence, Ky.1
6.1 Conclusion
To date, the procedure used by the textile industry referred to as “Colour Matching”
involves studying the colour using spectrophotometry of the dye and examining the
reflectance properties of the dye on the substrate. The studies conducted in this thesis
were concerned with analysing dyed wool and dyed wool blend fabrics using
vibrational spectroscopy, viz. FT-IR PAS and FT-Raman carrying on from the work
of Lee-Son et al.2. In this thesis, three dyes on woollen fabrics were examined with
two of the dyes being the same as those studied by Lee-Son et al. FT-Raman spectra
for the dyes were found to be identical with those recorded by Lee-Son et al. The
peaks due to wool keratin are also easily identified. However, unlike the FT-Raman
spectra, the PA spectra do not display well-resolved peaks that are solely due to the
dye molecule. This may be because the backbone vibrations of the dyes are
intrinsically active Raman scatterers and hence weak IR absorbers while the
functional groups in the wool fibre are weak Raman scatterers and hence strong IR
absorbers.
Chapter 6 Conclusion 146
FT- Raman and FT-IR PA spectra of undyed wool and undyed wool/ polyester
samples were also recorded and compared to the ones in the literature3,4. It was found
that they were very similar apart from some minor differences. For example, it was
found that the surface of the undyed wool sample studied in this project was oxidised.
Some variations in the position of the peaks reported in different literature sited were
also observed. Examining the FT-Raman spectrum of the wool sample studied in this
project, it was then possible to draw conclusions to which peak positions reported in
various literatures could be more correct. An undyed wool/ polyester blend sample
was also examined using FT-Raman spectroscopy. All the peaks could be assigned
according to the literature.
One of the main objectives of this project was to investigate the possibility of colour
matching and prediction of dye mixture ratio in dyed woollen fabrics using vibrational
spectroscopy and chemometrics, both qualitatively and quantitatively. For this
purpose PCA and PLS methods of analysis were used respectively.
PCA plots of the FT-IR PA spectra for the woollen fabrics dyed with Lanasol dyes
indicate that the samples of the same colour do cluster loosely together. They do not
position themselves in the same manner as they are positioned on the colour card.
PCA plots for the PA spectra of wool/ polyester blend fabrics displayed the same
conclusion as above. In these plots the spectral data are too scattered to even display
clusters for the repeat spectra of the same sample.
The FT-IR PA spectral data for the woollen fabrics were then submitted to PLS. The
results show that the prediction ability of the PLS1 model studied is quite reasonable
Chapter 6 Conclusion 147
(within ±10% of the correct value) as long as the calibration set chosen demonstrates
satisfactory prediction ability as well.
FT-Raman spectra of woollen fabrics and wool/ polyester blends were also submitted
to PCA and PLS for further analysis. PCA plots of both types of samples indicate that
not only spectral repeats of each sample cluster together but also the arrangement of
the clusters is in accordance with that of the colour card. This is particularly obvious
in the case of wool/ polyester blend samples.
Therefore, overall it may be concluded that the combination of FT-Raman
spectroscopy and PCA offers a better colour recognition than FT-IR PA spectroscopy
and PCA method of analysis for both of these types of samples.
The spectral data were also studied quantitatively by PLS. In these studies it was
found that PLS1 model was the preferred model and that PLS2 model did not work
well at all for this set of data. Unlike the results obtained for the PLS1 model used to
study PA spectra of woollen fabrics, it was found that this method of analysis did not
work as well for the FT-Raman spectral data. On the other hand, when PLS was
applied to the data for the wool/ polyester blend samples, the prediction ability was
satisfactory. Again it was found that the prediction ability of the model depends
heavily on the calibration set to begin with.
The effect of the dye on the Raman spectra was observable without the aid of
chemometric and yet the PLS analysis of the Raman spectra failed to calculate the
Chapter 6 Conclusion 148
correct amount of dye. This strongly indicates that the measured values do not reflect
the true amount of dye on the fabric.
Therefore, overall it was concluded that PLS method used along with FT-Raman data
works well for wool blend, while for pure wool samples it is advisable to use FT-IR
spectra in combination with PLS.
The last objective of the project was to study the fading characteristics of the wool
fabrics with mixed dyes.
A selection out of the woollen samples were UV-irradiated for 7 and 21 days.
FT-Raman spectra of the undyed irradiated wool fabric agreed well with those found
in literature5. In this thesis, the peak at 997cm-1 mentioned by Lewis et al.5 was also
observed. It was suggested that this peak appears and gradually increase due to further
oxidation of –S-O-S- bond in the wool fibre.
A number of dyed woollen samples were also UV-A irradiated and studied by FT-
Raman spectroscopy. Minor changes were observed in the intensities of some of the
peaks with respect to the exposure time. The data were then submitted to PCA and
PLS for pattern recognition and prediction of the ratio of the dye remaining intact,
respectively. The plot for PCA for samples at exposure times zero, 7 and 21 days
indicated that PCA separates non-irradiated samples from the rest. The spectral data
for the exposed samples were also studied in order to find out if these samples would
position themselves according to the colour card, i.e. the way they did before being
irradiated. The results showed that although spectral repeats of the same sample still
Chapter 6 Conclusion 149
clustered together they did not follow the pattern shown by the same ones at
texp= 0 hrs. One possible explanation for this is that the ratio of dyes on the exposed
samples differed from those of the original set due to differential degradation of the
three dyes.
The data were then studied using PLS. It was found that the ability of this method for
predicting the ratio of all the three colours was poor. It was however found that the
ability of prediction for dependent variable yellow was better than for the colours red
and blue. According to the literature6,7 the poor results obtained may be justified since
the irradiated samples may posses properties that are not accounted for in the
calibration. For example, the degradation of the underlying wool in addition to the
dye molecule has not been considered in modelling of the calibration set. Also, the
ratio of the dyes might have not changed but the absolute amount of dye could have
become different. Any combination of these reasons could have in turn reduced the
ability of the model in correctly predicting the ratio of the colours.
This project has therefore shown that:
FT-Raman spectroscopy of dyed wool along with application of
chemometrics (namely, PCA and PLS) is a feasible method of studying
woollen samples both qualitatively and quantitatively; and that the ratio of
colours on the samples may be predicted quite successfully.
The above procedure when applied to UVA exposed samples of the same
origin, does not offer the same success rate.
Chapter 6 Conclusion 150
6.2 Future Work
It is therefore suggested that further studies of the same nature containing a larger data
matrix and for more colours should be conducted in order to make it applicable for the
dyeing industry. As it stands, vibrational spectroscopy techniques are not well suited
to industrial analysis of dyed fabrics since they involve complicated procedures using
expensive equipment and produce results of limited accuracy. With further
development , however, these technique may find useful application in forensics or
other specialized analysis.
The same suggestion applies to the irradiated samples. There, a much larger data
matrix should be considered. The ratio of the dye still intact should also be measured
by some other means. A correlation between the irradiated and non-irradiated samples
should be realised. Followed by building an appropriate calibration set containing
some information about the irradiated samples. Only then the unknown samples
should be introduced to the PLS model and predicted.
Chapter 6 Conclusion 151
6.3 References
1 B. Mulholland, Plastics Compounding, 12, 1989, 33. 2 G. Lee-Son, R.E. Hester, J. Soc. Dyer Color., 106, 1990, 59-63. 3 E. Carter, ‘Vibrational spectroscopic Studies of Wool’, PhD thesis, Queensland University of
Technology, 1998. 4 M.A. Moharram, T.Z. Abdel-Rehim, S.M. Rabie, J. App. Polym. Sci., 26, 1981, 921-932 5 D.C. Jones, C.M. Carr, W.D. Cooke, D.M. Lewis, Textile Res. J., 68, 1998, 739-748. 6 D.R. Tallant, R.L. Simpson, ‘The thermal History of Charred Materials by Raman
Spectroscopy’, Sandia Report, SAND2001-0131, Unlimited Release, Printed February 2001, pp.3-19.
7 S.K. Setarehdan, J.J. Soraghan, D. Littejohn, D.A. Sadler, Analytica Chimica Acta, 452, 2002, 35-45.
Appendix 1 The Forosyn® Colour Diamonds
® Trademark registered by Sandoz Ltd.
Figure A1-1: Diamond 1
Figure A1-2: Diamond 2
Figure A1-3: Diamond 3
Appendix 2 page A2/1
Appendix 2
Appendix 2 page A2/2
Table A2-0 FT-Raman Peak Positions and their Assignments for Undyed Wool and
Wool Dyed with Two Lanasol Dyes Note: The three-digit dye code numbers refer to the ratio of red, blue and yellow dyes on the wool (e.g. sample 073 has red:blue:yellow in the ratio 0:7:3).
Bands Assigned
Peak Positn. (cm-1) 019* Dyed
Fabric
Peak Positn. (cm-1) 046* Dyed
Fabric
Peak Positn. (cm-1) 073* Dyed
Fabric
Peak Positn. (cm-1)
208 Dyed
Fabric
Peak Positn. (cm-1)
307 Dyed Fabric
Peak Positn. (cm-1)
703 Dyed Fabric
Peak Positn. (cm-1)
370 Dyed
Fabric
Peak Positn. (cm-1)
550 Dyed Fabric
Peak Positn. (cm-1)
730 Dyed Fabric
Peak Positn. (cm-1)
000 Undyed Fabric
Peak Positn. (cm-1) Lee-Son et. al. 1
Peak Positn. (cm-1) Carter et al.2
Amide I 1653 (vs, br)
1652 (vs, br)
1650 (vs)
1652 (vs, br)
1651 (s, br)
1653 (s, br, shp)
1649 (s, v br)
1649 (s)
1653 (s)
1653 (vs)
1653
Tyr & Trp
1604 (m)
1605 (vs)
1605 (vs, shp)
1611 (m, sh)
1617 (w, sh)
1613 (w, sh)
1604 (vs, sh)
1603 (w)
1613 (s)
1613 (s)
1614
Trp 1553 (w)
1555 (w)
1549 (w)
1551 (w, br)
1553 (vw, sh)
1554 (w, br)
1553 (vw)
1551 (w)
1548 (s)
1552 (vw,sh)
1553
Dye On Fibre
N.O. N.O. N.O. N.O. N.O. N.O. N.O. N.O. N.O. N/A 1475 CH2 & CH3
bending mode
1448 (vs, br)
1449 (vs, br)
1449 (vs, shp)
1447 (vs, shp)
1447 (vs, br)
1447 (vs, shp)
1448 (vs, br)
1449 (vs, br)
1446 (s)
1447 (vs)
1448
Dye On Fibre
N.O. N.O. N.O. N.O. N.O. N.O. N.O. N.O. N.O. N/A 1430
Dye On Fibre
1369 (vw, sh)
1377 (vw, br)
N.O. 1369 (vw)
1382 (vw, sh)
1369 (w, sh)
N.O. N.O. N.O. N/A 1375
Dye On Fibre
N.O. 1364 (w, v br)
1359 (w, sh)
N.O. 1362 (w, sh)
N.O. 1362 (m, br)
N.O. 1365 (vw, sh)
N/A 1362 CH2 bend, Trp
1340 (vw, sh)
1335 (w)
1338 (vw, sh)
1338 (vs, shp)
1338 (m, br)
1340 (vs, shp)
1338 (m)
1331 (w, v br)
1341 (s)
1337 (s)
1340 1338
Cα-H bend
1315 (vw, sh)
1317 (w, br)
1318 (vw)
1314 (s, br)
1320 (w, sh)
1318 (w, sh)
1323 (w, sh)
N.O. 1319 (s,sh)
1314 (s)
1318
Amide III (α)
1273 (w)
1278 (w)
N.O. 1271 (vw)
1284 (vw)
1282 (vw, sh)
1265 (vw, sh)
1282 (vw, sh)
1270 (s)
1272 (vw)
1281
Amide III (α)
1263 (vw, sh)
1268 (vw)
1263 (vs, br)
1252 (vw, sh)
1264 (vw)
1266 (w, sh)
1256 (vw, sh)
N.O. 1257 (s, sh)
1260 (vw)
1260 1259
Amide III
(unordered)
1243 (w, sh)
1253 (vw, sh)
1248 (vw, sh)
N.O. N.O. N.O. 1238 (w)
1243 (w)
N.O. 1246 (vw)
1244
Tyr & Phe
1208 (w, sh)
1207 (vw, sh)
1207 (vw, sh)
1206 (vw, br)
1207 (vw, sh)
N.O. N.O. N.O. 1205 (s)
1203 (w)
1207
Tyr 1177 (w)
1175 (w, sh)
1178 (w)
1173 (m, shp)
1174 (w)
1172 (m)
1175 (w)
1175 (w)
1175 (s)
1175 (w)
1176
C-N stretch
1155 (w, sh)
1157 (w, sh)
1155 (vw, sh)
1153 (vw, sh)
1158 (w)
1155 (w, sh)
1154 (vw, sh)
N.O. 1155 (s,sh)
1155 (w)
1155
C-N stretch
1124 (w, br)
1123 (w, br)
1124 (m, shp)
1126 (s, shp)
1123 (m, shp)
1125 (s, shp)
1124 (vs, shp)
1122 (w)
1124 (s)
1124 (w)
1127 1126
C-N stretch
1099 (vw)
1107 (vw, sh)
1094 (vw)
1090 (vw)
1094 (vw)
N.O. 1096 (vw, sh)
N.O. N.O. 1096 (vw, sh)
1096
C-N stretch
1079 (vw)
1075 (vw, sh)
1079 (vw)
1080 (vw, sh)
1083 (vw, sh)
1079 (w)
1078 (vw)
N.O. 1084 (s)
1079 (vw, sh)
1079
Phe
1033 (w, br)
1029 (vw, sh)
1034 (s, shp)
1029 (m, br)
1031 (w, br)
1032 (w, br)
1034 (m, shp)
1031 (w,br)
1032 (s,br)
1031 (m)
1030 1031
Phe & Trp
1001 (m, sh)
1001 (w, sh)
1001 (s, shp)
1001 (s, shp)
1001 (s, shp)
1001 (s, shp)
1001 (s, shp)
1001 (w, shp)
1000 (s,shp)
1001 (s)
1002
CH2 rock
956 (vw, sh)
945 (vw, sh)
952 (vw, sh)
953 (vw, sh)
958 (vw)
956 (vw, sh)
955 (w, sh)
N.O. 956 (s)
955 (m)
952
Skeletal C-C
stretch (α)
936 (w, br)
936 (vw, sh)
934 (vw, sh)
934 (m, br)
935 (m, br)
931 (w, br)
926 (w, br)
934 (w, br)
930 (s)
931 (m)
934
Dye On Fibre
922 (vw, sh)
912 (w, sh)
N.O. N.O. N.O. N.O. 925 (w, br)
N.O. N.O. N/A 917
Skeletal C-C
stretch (α)
902 (vw)
910 (vw)
N.O. N.O. N.O. N.O.
N.O. N.O. 910 (s)
N.O. 905
Skeletal C-C
N.O. 898 896 895 898 894 897 895 896 897 897
Appendix 2 page A2/3
Table A2-0 FT-Raman Peak Positions and their Assignments for Undyed Wool and Wool Dyed with Two Lanasol Dyes
Note: The three-digit dye code numbers refer to the ratio of red, blue and yellow dyes on the wool (e.g. sample 073 has red:blue:yellow in the ratio 0:7:3).
Bands Assigned
Peak Positn. (cm-1) 019* Dyed
Fabric
Peak Positn. (cm-1) 046* Dyed
Fabric
Peak Positn. (cm-1) 073* Dyed
Fabric
Peak Positn. (cm-1)
208 Dyed
Fabric
Peak Positn. (cm-1)
307 Dyed Fabric
Peak Positn. (cm-1)
703 Dyed Fabric
Peak Positn. (cm-1)
370 Dyed
Fabric
Peak Positn. (cm-1)
550 Dyed Fabric
Peak Positn. (cm-1)
730 Dyed Fabric
Peak Positn. (cm-1)
000 Undyed Fabric
Peak Positn. (cm-1) Lee-Son et. al. 1
Peak Positn. (cm-1) Carter et al.2
stretch (α) (w) (m,shp) (w, br) (vw, sh) (w,br) (w, br) (vw) (s) (m) Trp 875
(vw, sh) 877 (vw, sh)
878 (vw,sh)
878 (vw, sh)
877 (vw)
879 (vw)
877 (vw, sh)
N.O. 875 (s)
876 (w, sh)
881
Tyr 850 (w, br)
848 (w)
850 (m, shp)
851 (m, shp)
851 (w, br)
850 (w, shp)
850 (w)
850 (w)
851 (s)
851 (s)
851
Tyr 826 (w, br)
830 (w)
826 (vw)
827 (w, shp)
829 (w, v br)
826 (w)
828 (w, v br)
827 (w)
823 (s,sh)
826 (m, vbr)
828
Dye On Fibre
806 (w, sh)
796 (w, br)
N.O. 795 (vw)
795 (vw)
791 (w)
N.O. N.O. N.O. N/A 796
Dye On Fibre
694 (w)
694 (w, br)
N.O. 695 (vw)
701 (vw)
690 (vw)
N.O. N.O. N.O. N/A 690 (and may be 695)
1. G. Lee-Son, R.E. Hester, J. Soc. Dyer Color., 106, 1990, 59. 2. E. Carter, P.E. Fredericks, J.S. Church, R.J. Denning, Spectrochimica Acta, 50A (11), 1994,
1927-1936
Appendix 2 page A2/4
Group: (i) Model:2 Cal. Set:84 Val. Set:39 Dep. Var.: Red Figure A2-1 Plot of predicted vs. measured values for calibration (I) and validation (II) sets, group (i), model 2, dep. Var. Red I)Calibration Set:
Pred. vs Measured, Var %R,(5 Comp), Avg. Pred. Err.= 0.950, Date 5/1/2002
Measured (%R)
Predicted (%R)
0.0 2.0 4.0 6.0 8.0 -0.20
0.00
0.20
0.40
0.60
0.80
1.00 *10
1
046Ra
046Rb
046Rc 046Re
154Ra 154Rb 154Rc 154Rd 154Re 154Rf 127Ra 127Rb 127Rc 127Rd 127Re 127Rf
235Ra 235Rb 235Rc 235Rd 235Re 235Rf 244Ra 244Rb 244Rc 244Rd 244Re 244Rf 361Ra361Rb361Rc361Rd
361Re
361Rf208Rb 208Rc 208Rd 208Re 208Rf
316Ra316Rb316Rc316Rd316Re316Rf325Ra325Rb325Rc325Rf
370Ra370Rb370Rc
370Rd
370Re
370Rf
424Ra424Rb424Rc424Rd
424Rf433Ra433Rb433Rc433Rd433Re433Rf
532Ra
532Rb532Rc532Rd532Re532Rf
613Ra613Rb613Rc
613Rd613Re
613Rf
703Ra 703Rb 703Rc 703Rd 703Re 703Rf Slope =
0.827
Interc. = 0.542
Corr. = 0.910
II)Validation Set:
Predicted vs Measured for Variable %R
Measured (%R)
Predicted (%R)
0.0 2.0 4.0 6.0 8.0 -2.00
-1.00
0.00
1.00
2.00 *10
1
073Ra 073Rb 073Rc 073Rd 073Re
073Rf
181Ra 181Rb 181Rc 181Rd 181Re 181Rf 217Ra
217Rb 217Rc 217Rf 307Ra307Rb307Rc307Rd307Re307Rf
343Ra343Rb343Rc343Rd343Re343Rf
811Ra 811Rb 811Rc 811Rd 811Re 811Rf
730Ra 730Rb 730Rc 730Re 730Rf Slope =
1.512
Interc. = -1.797
Corr. = 0.771
Appendix 2 page A2/5
Table A2-1-Results of PLS model 2 applied to Group (i), dependent variable red Note: The number in the parenthesis indicates the predicted value rounded to the nearest digit for comparison with the measured value Name Predicted Measured 073Ra -0.89 (-1) 0073Rb -0.72 (-1) 0073Rc -1.8 (-2) 0073Rd -2.4 (-2) 0073Re -2.8 (-3) 0073Rf -19 0181Ra 1.3 (1) 1181Rb 1.8 (2) 1181Rc 1.7 (2) 1181Rd -0.60 (-1) 1181Re 1.4 (1) 1181Rf 1.6 (2) 1217Ra 3.1 (3) 2217Rb 1.9 (2) 2217Rc 2.7 (3) 2217Rf 3.0 2307Ra 2.5 (3) 3307Rb 1.9 (2) 3307Rc 2.2 (2) 3307Rd 1.3 (1) 3307Re 0.50 (1) 3307Rf 2.0 3343Ra 5.0 3343Rb 5.4 (5) 3343Rc 5.8 (6) 3343Rd 5.9 (6) 3343Re 6.7 (7) 3343Rf 5.0 3811Ra 13 8811Rb 10 8811Rc 11 8811Rd 11 8811Re 13 8811Rf 12 8730Ra 4.4 (4) 7730Rb 7.6 (8) 7730Rc 4.3 (4) 7
Appendix 2 page A2/6
Group: (ii) Cal. Set: 86 Val. Set: 47 Dep. Var.: Blue Figure A2-2 (a)- Plot of predicted vs. measured values for calibration (I) and the validation (II) sets, group (ii) (dep. Var. Blue) I)Calibration Set:
Pred. vs Measured, Var %BL,(6 Comp), Avg. Pred. Err.= 1.264, Date 2/7/2002
Measured (%BL)
Predicted (%BL)
0.0 2.0 4.0 6.0 8.0 -0.50
0.00
0.50
1.00
1.50 *10
1
019Ra 019Rb 019Rc 019Re 019Rf
073Ra 073Rb 073Rc 073Rd 073Re
154Ra154Rb154Rc154Rd154Re154Rf
181Ra 181Rb 181Rc
181Rd
181Re 181Rf
217Ra 217Rb 217Rc 217Re 217Rf
244Ra244Rb244Rc244Rd244Re244Rf 361Ra361Rb361Rc361Rd361Re361Rf
208Ra 208Rb 208Rc 208Rd 208Re 208Rf
316Ra 316Rb 316Rc 316Rd 316Re 316Rf 325Ra 325Rb 325Rc 325Rd
325Re 325Rf
370Ra 370Rb 370Rc 370Rd 370Re 370Rf
424Ra 424Rb 424Rc 424Rd 424Rf 613Ra 613Rb 613Rc 613Rd 613Re 613Rf
703Ra 703Rb 703Rc 703Rd 703Re 703Rf
730Ra
730Rb
730Rc
730Re
730Rf
Slope = 0.819 Interc. = 0.582 Corr. = 0.905
II) Validation Set:
Predicted vs Measured for Variable %BL
Measured (%BL)
Predicted (%BL)
0.0 1.0 2.0 3.0 4.00.00
1.00
2.00
3.00
4.00
5.00
127Ra127Rb127Rc127Rd
127Re
127Rf
235Ra
235Rb235Rc235Rd
235Re235Rf
307Ra 307Rb
307Rc
307Rd
307Re
307Rf
343Ra 343Rb 343Rc 343Rd 343Re 343Rf
433Ra433Rb433Rc433Rd433Re433Rf532Ra532Rb
532Rc532Rd
532Re532Rf
811Ra
811Rb 811Rc 811Rd 811Re 811Rf
Slope = 0.714 Interc. = 0.830
Corr. = 0.889
Appendix 2 page A2/7
Table A2-2- Results of PLS model applied to Group (ii), (for dep. Var. blue) Name Predicted Measured 127Ra 2.6 (3) 2127Rb 2.8 (3) 2127Rc 2.8 (3) 2127Rd 2.5 (3) 2127Re 3.4 (3) 2127Rf 2.6 (3) 2235Ra 3.2 (3) 3235Rb 2.9 (3) 3235Rc 2.9 (3) 3235Rd 2.9 (3) 3235Re 3.3 (3) 3235Rf 3.2 (3) 3307Ra 0.86 (1) 0307Rb 0.67 (1) 0307Rc 1.8 (2) 0307Rd 0.22 (0) 0307Re 1.1 (1) 0307Rf 1.9 (2) 0343Ra 3.6 (4) 4343Rb 3.7 (4) 4343Rc 3.8 (4) 4343Rd 3.6 (4) 4343Re 4.1 (4) 4343Rf 3.8 (4) 4433Ra 3.0 (3) 3433Rb 3.0 (3) 3433Rc 3.0 (3) 3433Rd 3.0 (3) 3433Re 3.0 (3) 3433Rf 2.7 (3) 3532Ra 2.7 (3) 3532Rb 2.4 (2) 3532Rc 2.7 (3) 3532Rd 2.8 (3) 3532Re 2.5 (3) 3532Rf 2.6 (3) 3811Ra 0.3 (0) 1811Rb 1.5 (2) 1811Rc 1.4 (1) 1811Rd 1.1 (1) 1811Re 0.8 (1) 1811Rf 0.56 (1) 1
Appendix 2 page A2/8
Group: (ii) Cal. Set:86 Val. Set: 47 Dep. Var.: Yellow Figure A2-3- Plot of predicted vs. measured values for calibration (I) and validation (II) sets, group (ii), (dep. Var. Yellow)
I)Calibration Set:
Pred. vs Measured, Var %Y,(8 Comp), Avg. Pred. Err.= 1.069, Date 2/7/2002
Measured (%Y)
Predicted (%Y)
0.0 2.0 4.0 6.0 8.0 10.0 -0.50
0.00
0.5
1.00
1.50 *10
1
019Ra 019Rb 019Rc 019Re 019Rf
073Ra073Rb073Rc073Rd
073Re 154Ra154Rb154Rc154Rd154Re
154Rf
181Ra 181Rb 181Rc 181Rd 181Re 181Rf
217Ra217Rb217Rc
217Re
217Rf
244Ra244Rb244Rc244Rd244Re244Rf
361Ra 361Rb 361Rc 361Rd 361Re 361Rf
208Ra
208Rb
208Rc
208Rd208Re208Rf
316Ra316Rb316Rc
316Rd316Re
316Rf
325Ra325Rb325Rc325Rd325Re325Rf
370Ra 370Rb 370Rc 370Rd 370Re 370Rf
424Ra424Rb424Rc424Rd424Rf
613Ra613Rb613Rc613Rd613Re613Rf703Ra703Rb703Rc703Rd703Re703Rf730Ra
730Rb
730Rc
730Re 730Rf
Slope =
0.868
Interc. = 0.504
Corr. =
0.932
II)Validation Set:
Predicted vs Measured for Variable %Y
Measured (%Y)
Predicted (%Y)
0.0 2.0 4.0 6.0 8.0 -2.0
0.0
2.0
4.0
6.0
8.0
127Ra 127Rb 127Rc 127Rd
127Re 127Rf
235Ra
235Rb
235Rc
235Rd
235Re
235Rf
307Ra 307Rb 307Rc
307Rd 307Re
307Rf
343Ra343Rb
343Rc
343Rd
343Re
343Rf
433Ra433Rb433Rc
433Rd433Re433Rf532Ra
532Rb 532Rc 532Rd 532Re 532Rf
811Ra 811Rb 811Rc 811Rd 811Re 811Rf
Slope =
0.644
Interc. = 0.599
Corr. = 0.816
Appendix 2 page A2/9
Table A2-3- Results of PLS model applied to Group (ii) (for dep. var. yellow) Name Predicted Measured 127Ra 4.2 (4) 7127Rb 4.2 (4) 7127Rc 4.9 (5) 7127Rd 4.4 (4) 7127Re 3.1 (3) 7127Rf 4.1 (4) 7235Ra 3.8 (4) 5235Rb 4.7 (5) 5235Rc 3.8 (4) 5235Rd 4.8 (5) 5235Re 4.1 (4) 5235Rf 3.3 (3) 5307Ra 4.6 (5) 7307Rb 5.3 (5) 7307Rc 5.6 (6) 7307Rd 7.21 (7) 7307Re 6.9 (7) 7307Rf 5.2 (5) 7343Ra 2.0 (2) 3343Rb 2.0 (2) 3343Rc 1.0 (1) 3343Rd 1.7 3343Re 0.7 (1) 3343Rf 1.9 (2) 3433Ra 3.3 (3) 3433Rb 3.6 (4) 3433Rc 3.5 (4) 3433Rd 2.6 (3) 3433Re 3.1 (3) 3433Rf 3.1 (3) 3532Ra 3.0 (3) 2532Rb 3.6 (4) 2532Rc 3.3 (3) 2532Rd 2.5 (3) 2532Re 3.1 (3) 2532Rf 3.1 (3) 2811Ra 0.08 (0) 1811Rb 0.67 (1) 1811Rc 0.70 (1) 1811Rd 0.097 (0) 1811Re 0.048 (0) 1811Rf 0.67 (1) 1
Appendix 2 page A2/10
Figure A2-4 Plot of predicted vs. measured for sides 1,4 and 5 in Diamond 2, Calibration set (I) and Validation set (larger set) (II), dep. Var.= brown, indep. Var. 1800-800 cm-1
I) Calibration Set:
Pred. vs Measured, Var Brown,(8 Comp), Avg. Pred. Err.= 0.212, Date 10/7/2002
Measured (Brown)
Predicted (Brown)
0.0 1.0 2.0 3.0 4.0 5.0-2.0
0.0
2.0
4.0
6.0
501B216 501B212 501B213 501B214 501B215 501B211
402B216402B212402B213402B214402B215402B211
204B216204B212204B213204B214204B215204B211
105B216 105B212 105B213 105B214 105B215 105B211
015B221 015B222 015B223 015B224 015B225 015B226 024B221 024B222 024B223 024B224 024B225 024B226 042B221 042B222 042B223 042B224 042B225 042B226 051B221 051B222 051B223 051B224 051B225 051B226
150Y11 150Y12 150Y13 150Y14 150Y15 150Y16
240Y11240Y12240Y13240Y14240Y15240Y16
420Y11420Y12420Y13420Y14420Y15420Y16
510Y11 510Y12 510Y13 510Y14 510Y15 510Y16
Slope = 0.990
Interc. = 0.019
Corr. = 0.995
I) Validation Set:
Predicted vs Measured for Variable Brown
Measured (Brown)
Predicted (Brown)
0.0 2.0 4.0 6.0 -2.0
0.0
2.0
4.0
6.0
8.0
600B26 600B211 600B212 600B213
600B214 600B215 600B216 600B22 600B23 600B24 600B25 600B21
303B216303B212303B213303B214303B215303B211
060B26 006B211 006B212 006B213 006B214 006B215 006B216 006B22 006B221 006B222 006B223 006B224 006B225 006B226 006B23 006B24 006B25 006B26 033B221 033B222 033B223 033B224 033B225 033B226 060B21 060B22 060B221 060B222 060B223 060B224 060B225 060B226 060B23 060B24 060B25 006B21 600Y316
060Y111 060Y112 060Y113 060Y114 060Y115 060Y116 060Y12 060Y13 060Y14 060Y15 060Y16 060Y211 060Y212 060Y213 060Y214 060Y215 060Y216 060Y311 060Y312 060Y313 060Y314 060Y315 060Y316
330Y11330Y12330Y13330Y14330Y15330Y16
600Y11 600Y12 600Y13 600Y14 600Y141 600Y142 600Y143 600Y144 600Y145 600Y146 600Y15 600Y16 600Y311 600Y312 600Y313 600Y314 600Y315
060Y11
Slope = 0.784
Interc. = 0.161
Corr. = 0.973
Appendix 2 page A2/11
Figure A2-5 Plot of predicted vs. measured for sides 1,4 and 5 in Diamond 2, Calibration set (I) and Validation set (larger set) (II), dep. Var.= yellow, indep. Var. 1800-800 cm-1
I) Calibration Set:
Pred. vs Measured, Var Yellow,(5 Comp), Avg. Pred. Err.= 0.180, Date 10/7/2002
Measured (Yellow)
Predicted (Yellow)
0.0 1.0 2.0 3.0 4.0 5.0-2.0
0.0
2.0
4.0
6.0
501B216 501B212 501B213 501B214 501B215 501B211 402B216 402B212 402B213 402B214 402B215 402B211 204B216 204B212 204B213 204B214 204B215 204B211 105B216 105B212 105B213 105B214 105B215 105B211
015B221 015B222 015B223 015B224 015B225 015B226
024B221024B222024B223024B224024B225024B226
042B221042B222042B223042B224042B225042B226
051B221 051B222 051B223 051B224 051B225 051B226
150Y11 150Y12 150Y13 150Y14 150Y15 150Y16
240Y11240Y12240Y13240Y14240Y15240Y16
420Y11420Y12420Y13420Y14420Y15420Y16
510Y11 510Y12 510Y13 510Y14 510Y15 510Y16
Slope =
0.992
Interc. = 0.015
Corr. =
0.996
I) Validation Set:
Predicted vs Measured for Variable Yellow
Measured (Yellow)
Predicted (Yellow)
0.0 2.0 4.0 6.0 -2.0
0.0
2.0
4.0
6.0
8.0
600B26 600B211 600B212 600B213 600B214 600B215 600B216 600B22 600B23 600B24 600B25 600B21 303B216 303B212 303B213 303B214 303B215 303B211
060B26
006B211 006B212 006B213 006B214 006B215 006B216 006B22 006B221 006B222 006B223 006B224 006B225 006B226 006B23 006B24 006B25 006B26
033B221033B222033B223033B224033B225033B226
060B21 060B22 060B221 060B222 060B223 060B224 060B225 060B226 060B23 060B24 060B25
006B21
600Y316
060Y111 060Y112 060Y113 060Y114 060Y115 060Y116 060Y12 060Y13 060Y14 060Y15 060Y16 060Y211 060Y212 060Y213 060Y214 060Y215 060Y216 060Y311 060Y312 060Y313 060Y314 060Y315 060Y316
330Y11330Y12330Y13330Y14330Y15330Y16
600Y11 600Y12 600Y13 600Y14 600Y141 600Y142 600Y143 600Y144 600Y145 600Y146 600Y15 600Y16 600Y311 600Y312 600Y313 600Y314 600Y315
060Y11
Slope = 0.859
Interc. = 0.566
Corr. = 0.975
Appendix 2 page A2/12
Figure A2-6 Plot of predicted vs. measured for sides 1,4 and 5 in Diamond 2, Calibration set (I) and Validation set (larger set) (II), dep. Var.= red, indep. Var. 1800-800 cm-1
I) Calibration Set:
Pred. vs Measured, Var Red,(7 Comp), Avg. Pred. Err.= 0.180, Date 10/7/2002
Measured (Red)
Predicted (Red)
0.0 1.0 2.0 3.0 4.0 5.0-2.0
0.0
2.0
4.0
6.0
501B216 501B212 501B213 501B214 501B215 501B211
402B216402B212402B213402B214402B215402B211
204B216204B212204B213204B214204B215204B211
105B216 105B212 105B213 105B214 105B215 105B211 015B221 015B222 015B223 015B224 015B225 015B226
024B221024B222024B223024B224024B225024B226
042B221042B222042B223042B224042B225042B226
051B221 051B222 051B223 051B224 051B225 051B226
150Y11 150Y12 150Y13 150Y14 150Y15 150Y16 240Y11 240Y12 240Y13 240Y14 240Y15 240Y16 420Y11 420Y12 420Y13 420Y14 420Y15 420Y16 510Y11 510Y12 510Y13 510Y14 510Y15 510Y16
Slope =
0.993
Interc. = 0.014
Corr. = 0.997
I) Validation Set:
Predicted vs Measured for Variable Red
Measured (Red)
Predicted (Red)
0.0 2.0 4.0 6.0 -2.0
0.0
2.0
4.0
6.0
8.0
600B26 600B211 600B212 600B213 600B214 600B215 600B216 600B22 600B23 600B24 600B25 600B21
303B216303B212303B213303B214303B215303B211
060B26
006B211 006B212 006B213 006B214 006B215 006B216 006B22 006B221 006B222 006B223 006B224 006B225 006B226 006B23 006B24 006B25 006B26
033B221033B222033B223033B224033B225033B226
060B21 060B22 060B221 060B222 060B223 060B224 060B225 060B226 060B23 060B24 060B25
006B21
600Y316 060Y111 060Y112 060Y113 060Y114 060Y115 060Y116 060Y12 060Y13 060Y14 060Y15 060Y16 060Y211 060Y212 060Y213 060Y214 060Y215 060Y216 060Y311 060Y312 060Y313 060Y314 060Y315 060Y316 330Y11 330Y12 330Y13 330Y14 330Y15 330Y16 600Y11 600Y12 600Y13 600Y14 600Y141 600Y142 600Y143 600Y144 600Y145 600Y146 600Y15 600Y16 600Y311 600Y312 600Y313 600Y314 600Y315 060Y11
Slope =
1.055
Interc. =
0.004
Corr. = 0.993
Appendix 2 page A2/13
Figure A2-7 Plot of predicted vs. measured for sides 1,4 and 5 in Diamond 1, Calibration set (I) and Validation set (II), dep. Var.= brown, indep. Var. 1800-800 cm-1
I) Calibration Set:
Pred. vs Measured, Var Brown,(6 Comp), Avg. Pred. Err.= 0.262, Date 9/1/2002
Measured (Brown)
Predicted (Brown)
0.0 1.0 2.0 3.0 4.0 5.0-2.0
0.0
2.0
4.0
6.0
015Y211 015Y212 015Y213 015Y214 015Y215 015Y216
024Y211
024Y212
024Y213024Y214024Y215024Y216
042Y211042Y212042Y213042Y214042Y215042Y216
051Y211 051Y212 051Y213 051Y214 051Y215 051Y216
105Y141 105Y142 105Y143 105Y144 105Y145 105Y146
150Y11 150Y12 150Y13 150Y14 150Y15 150Y16
204Y141 204Y142 204Y143 204Y144 204Y145 204Y146
240Y11240Y12240Y13240Y14240Y15240Y16
402Y141 402Y142 402Y143 402Y144 402Y145 402Y146
420Y11420Y12420Y13420Y14420Y15420Y16
501Y141 501Y142 501Y143 501Y144 501Y145 501Y146
510Y11 510Y12 510Y13 510Y14 510Y15 510Y16
Slope =
0.986
Interc. = 0.028
Corr. = 0.993
II) Validation Set:
Predicted vs Measured for Variable Brown
Measured (Brown)
Predicted (Brown)
0.0 2.0 4.0 6.0 -2.0
0.0
2.0
4.0
6.0
006Y112 006Y111 006Y213 006Y214 006Y215 006Y216 006Y241 006Y242 006Y243 006Y244 006Y245 006Y246 006Y311 006Y312 006Y313 006Y314 006Y315 006Y316
033Y211033Y212033Y213033Y214033Y215
033Y216
060Y11 060Y111
060Y112 060Y113 060Y114
060Y115 060Y116 060Y12
060Y13
060Y14 060Y15 060Y16 060Y211
060Y212
060Y213 060Y214 060Y215 060Y216 060Y311
060Y312
060Y313 060Y314 060Y315 060Y316
303Y141 303Y142 303Y143 303Y144 303Y145 303Y146
330Y11330Y12330Y13330Y14330Y15330Y16
600Y11 600Y12 600Y13 600Y14 600Y141 600Y142 600Y143 600Y144 600Y145 600Y146 600Y15 600Y16 600Y311 600Y312 600Y313 600Y314 600Y315 600Y316
Slope = 0.769
Interc. = 0.140
Corr. = 0.985
Appendix 2 page A2/14
Table A2-4- Results of PLS model applied to sides 1, 4 and 5 for Diamond 1 (for dep. var. brown)
Name Predicted Measured 006Y112 0.22 (0) 0.0 006Y111 0.32 (0) 0.0 006Y213 0.46 (0) 0.0 006Y214 0.45 (0) 0.0 006Y215 0.15 (0) 0.0 006Y216 -0.093 (0) 0.0 006Y241 0.45 (0) 0.0 006Y242 0.18 (0) 0.0 006Y243 0.36 (0) 0.0 006Y244 0.16 (0) 0.0 006Y245 -0.40 (0) 0.0 006Y246 0.003 (0) 0.0 006Y311 0.20 (0) 0.0 006Y312 0.006 (0) 0.0 006Y313 0.24 (0) 0.0 006Y314 0.18 (0) 0.0 006Y315 0.12 (0) 0.0 006Y316 -0.058 (0) 0.0 033Y211 3.03 (3) 3.0 033Y212 2.8 (3) 3.0 033Y213 2.8 (3) 3.0 033Y214 2.9 (3) 3.0 033Y215 2.9 (3) 3.0 033Y216 2.4 (2) 3.0 060Y11 4.3 (4) 6.0 060Y111 4.4 (4) 6.0 060Y112 5.6 (6) 6.0 060Y113 4.6 (5) 6.0 060Y114 5.2 (5) 6.0 060Y115 4.1 (4) 6.0 060Y116 4.3 (4) 6.0 060Y12 4.3 (4) 6.0 060Y13 5.5 (6) 6.0 060Y14 4.2 (4) 6.0 060Y15 5.1 (5) 6.0 060Y16 4.2 (4) 6.0 060Y211 4.1 (4) 6.0 060Y212 5.5 (6) 6.0 060Y213 4.4 (4) 6.0 060Y214 5.3 (5) 6.0 060Y215 4.4 (4) 6.0 060Y216 4.5 (5) 6.0 060Y311 4.3 (4) 6.0 060Y312 5.5 (6) 6.0
Appendix 2 page A2/15
Name Predicted Measured 060Y313 4.1 (4) 6.0 060Y314 4.6 (5) 6.0 060Y315 5.4 (5) 6.0 060Y316 4.6 (5) 6.0 303Y141 0.028 (0) 0.0 303Y142 0.017 (0) 0.0 303Y143 0.24 (0) 0.0 303Y144 0.003 (0) 0.0 303Y145 -0.064 (0) 0.0 303Y146 0.30 (0) 0.0 330Y11 2.6 (3) 3.0 330Y12 2.6 (3) 3.0 330Y13 2.5 (3) 3.0 330Y14 2.6 (3) 3.0 330Y15 2.8 (3) 3.0 330Y16 2.6 (3) 3.0 600Y11 -0.026 (0) 0.0 600Y12 -0.41 (0) 0.0 600Y13 -0.14 (0) 0.0 600Y14 0.14 (0) 0.0 600Y141 -0.39 (0) 0.0 600Y142 0.35 (0) 0.0 600Y143 0.016 (0) 0.0 600Y144 -0.002 (0) 0.0 600Y145 0.28 (0) 0.0 600Y146 -0.019 (0) 0.0 600Y15 0.30 (0) 0.0 600Y16 -0.27 (0) 0.0 600Y311 0.24 (0) 0.0 600Y312 0.21 (0) 0.0 600Y313 -0.13 (0) 0.0 600Y314 0.23 (0) 0.0 600Y315 0.093 (0) 0.0 600Y316 0.31 (0) 0.0
Appendix 2 page A2/16
Figure A2-8 Plot of predicted vs. measured for sides 1, 4 and 5 in Diamond 1, Calibration set (I) and Validation set (II), dep. Var.= grey, indep. Var. 1800-800 cm-1
I) Cal. Set:
Pred. vs Measured, Var Grey,(6 Comp), Avg. Pred. Err.= 0.178, Date 4/7/2002
Measured (Grey)
Predicted (Grey)
0.0 1.0 2.0 3.0 4.0 5.0-2.0
0.0
2.0
4.0
6.0
015Y211 015Y212 015Y213 015Y214 015Y215 015Y216
024Y211024Y212024Y213024Y214024Y215024Y216
042Y211042Y212042Y213042Y214042Y215042Y216
051Y211 051Y212 051Y213 051Y214 051Y215 051Y216
105Y141 105Y142 105Y143 105Y144 105Y145 105Y146
150Y11 150Y12 150Y13 150Y14 150Y15 150Y16
204Y141204Y142204Y143204Y144204Y145
204Y146
240Y11 240Y12 240Y13 240Y14 240Y15 240Y16
402Y141402Y142402Y143
402Y144402Y145402Y146
420Y11 420Y12 420Y13 420Y14 420Y15 420Y16 501Y141 501Y142 501Y143 501Y144 501Y145 501Y146
510Y11 510Y12 510Y13 510Y14 510Y15 510Y16
Slope =
0.994
Interc. =
0.013
Corr. = 0.997
II) Val Set:
Predicted vs Measured for Variable Grey
Measured (Grey)
Predicted (Grey)
0.0 2.0 4.0 6.0 -2.0
0.0
2.0
4.0
6.0
8.0
006Y112 006Y111 006Y213 006Y214 006Y215 006Y216 006Y241 006Y242 006Y243 006Y244 006Y245 006Y246 006Y311 006Y312 006Y313 006Y314 006Y315 006Y316
033Y211033Y212033Y213033Y214033Y215033Y216
060Y11 060Y111 060Y112 060Y113 060Y114 060Y115 060Y116 060Y12 060Y13 060Y14 060Y15 060Y16 060Y211 060Y212 060Y213 060Y214 060Y215 060Y216 060Y311 060Y312 060Y313 060Y314 060Y315 060Y316
303Y141303Y142303Y143303Y144303Y145303Y146
330Y11 330Y12 330Y13 330Y14 330Y15 330Y16 600Y11 600Y12 600Y13 600Y14 600Y141 600Y142 600Y143 600Y144 600Y145 600Y146 600Y15 600Y16 600Y311 600Y312 600Y313 600Y314 600Y315 600Y316
Slope =
0.976
Interc. =
0.080
Corr. = 0.997
Appendix 2 page A2/17
Table A2-5 Results of PLS model for the prediction of dep. Var. grey in the region 1800-800 cm-1
Name Predicted Measured 006Y112 6.1 (6) 6.00 006Y111 5.8 (6) 6.00 006Y213 5.4 (5) 6.00 006Y214 5.7 (6) 6.00 006Y215 5.8 (6) 6.00 006Y216 6.1 (6) 6.00 006Y241 5.6 (6) 6.00 006Y242 5.9 (6) 6.00 006Y243 5.9 (6) 6.00 006Y244 5.9 (6) 6.00 006Y245 6.2 (6) 6.00 006Y246 6.0 (6) 6.00 006Y311 6.0 (6) 6.00 006Y312 6.1 (6) 6.00 006Y313 5.8 (6) 6.00 006Y314 5.9 (6) 6.00 006Y315 6.0 (6) 6.00 006Y316 6.1 (6) 6.00 033Y211 3.1 (3) 3.00 033Y212 3.3 (3) 3.00 033Y213 3.31 (3) 3.00 033Y214 3.0 (3) 3.00 033Y215 3.2 (3) 3.00 033Y216 3.5 (4) 3.00 060Y11 0.09 (0) 0.00 060Y111 0.12 (0) 0.00 060Y112 -0.16 (0) 0.00 060Y113 0.03 (0) 0.00 060Y114 0.08 (0) 0.00 060Y115 0.32 (0) 0.00 060Y116 0.17 (0) 0.00 060Y12 0.11 (0) 0.00 060Y13 -0.0 (0) 0.00 060Y14 0.13 (0) 0.00 060Y15 0.18 (0) 0.00 060Y16 0.12 (0) 0.00 060Y211 0.24 (0) 0.00 060Y212 -0.15 (0) 0.00 060Y213 0.051 (0) 0.00 060Y214 0.11 (0) 0.00 060Y215 0.10 (0) 0.00 060Y216 0.18 (0) 0.00 060Y311 0.19 (0) 0.00
Appendix 2 page A2/18
Name Predicted Measured 060Y312 -0.099 (0) 0.00 060Y313 0.32 (0) 0.00 060Y314 0.15 (0) 0.00 060Y315 0.03 (0) 0.00 060Y316 -0.059 (0) 0.00 303Y141 3.0 (3) 3.00 303Y142 3.0 (3) 3.00 303Y143 2.9 (3) 3.00 303Y144 2.9 (3) 3.00 303Y145 3.1 (3) 3.00 303Y146 2.8 (3) 3.00 330Y11 0.40 (0) 0.00 330Y12 0.32 (0) 0.00 330Y13 0.43 (0) 0.00 330Y14 0.35 (0) 0.00 330Y15 0.17 (0) 0.00 330Y16 0.31 (0) 0.00 600Y11 -0.045 (0) 0.00 600Y12 0.41 (0) 0.00 600Y13 -0.10 (0) 0.00 600Y14 -0.13 (0) 0.00 600Y141 0.077 (0) 0.00 600Y142 -0.34 (0) 0.00 600Y143 -0.16 (0) 0.00 600Y144 -0.14 (0) 0.00 600Y145 -0.16 (0) 0.00 600Y146 -0.21 (0) 0.00 600Y15 -0.10 (0) 0.00 600Y16 0.077 (0) 0.00 600Y311 -0.079 (0) 0.00 600Y312 -0.055 (0) 0.00 600Y313 0.23 (0) 0.00 600Y314 -0.049 (0) 0.00 600Y315 -0.074 (0) 0.00 600Y316 -0.046 (0) 0.00
Appendix 2 page A2/19
Figure A2-9 Plot of predicted vs. measured for top triangle of Diamond 1 for Calibration set (I) and Validation (II,III) sets, dep. Var.= Brown, indep. Var. 1800-800 cm-1
I) Cal. Set:
Pred. vs Measured, Var Brown,(6 Comp), Avg. Pred. Err.= 0.569, Date 5/7/2002
Measured (Brown)
Predicted (Brown)
0.0 2.0 4.0 6.0 -2.0
0.0
2.0
4.0
6.0
8.0
006Y112 006Y111 006Y213 006Y214 006Y215 006Y216 006Y241 006Y242 006Y243 006Y244 006Y245 006Y246 006Y311 006Y312 006Y313 006Y314 006Y315 006Y316
015Y211 015Y212 015Y213 015Y214 015Y215 015Y216
024Y211 024Y212 024Y213 024Y214 024Y215 024Y216
033Y211033Y212033Y213033Y214033Y215033Y216
042Y211042Y212042Y213042Y214042Y215042Y216
051Y211
051Y212051Y213051Y214051Y215051Y216
060Y11060Y111
060Y112
060Y113
060Y114
060Y115060Y116060Y12
060Y13
060Y14
060Y15
060Y16060Y211
060Y212
060Y213
060Y214
060Y215060Y216060Y311
060Y312
060Y313060Y314
060Y315
060Y316
105Y141 105Y142 105Y143 105Y144 105Y145 105Y146
150Y11150Y12
150Y13150Y14150Y15150Y16
204Y141 204Y142 204Y143 204Y144 204Y145 204Y146 213Y311 213Y312
213Y313
213Y314 213Y315 213Y316 231Y311231Y312
231Y313231Y314231Y315231Y316
240Y11240Y12240Y13240Y14240Y15240Y16
303Y141 303Y142 303Y143 303Y144 303Y145 303Y146 312Y311 312Y312 312Y313 312Y314 312Y315 312Y316
330Y11330Y12330Y13330Y14330Y15330Y16
402Y141 402Y142 402Y143 402Y144 402Y145 402Y146
420Y11 420Y12 420Y13 420Y14 420Y15 420Y16
501Y141 501Y142 501Y143 501Y144 501Y145 501Y146 510Y11 510Y12 510Y13 510Y14 510Y15 510Y16
600Y11 600Y12 600Y13 600Y14 600Y141 600Y142 600Y143 600Y144 600Y145 600Y146 600Y15 600Y16 600Y311 600Y312 600Y313 600Y314 600Y315 600Y316
Slope = 0.940 Interc. =
0.127
Corr. = 0.969
II) Val. Set:
Predicted vs Measured for Variable Brown
Measured (Brown)
Predicted (Brown)
1.00
1.2 1.4 1.6 1.8 2.00.00
1.00
2.00
3.00
4.00
222Y311
222Y312
222Y313
222Y314222Y315222Y316321Y311321Y312
321Y313
321Y314321Y315321Y316
411Y311 411Y312 411Y313 411Y314 411Y315 411Y316
Slope = 1.156
Interc. = -0.094
Corr. =
0.706
III) Val. Set (without suspected outliers):
Predicted vs Measured for Variable Brown
Measured (Brown)
Predicted (Brown)
1.0 1.2 1.4 1.6 1.8 2.0 0.50
1.00
1.50
2.00
2.50
222Y314222Y315
222Y316321Y311321Y312
321Y313
321Y314321Y315321Y316
411Y311
411Y312 411Y313 411Y314 411Y315 411Y316
Slope = 0.784
Interc. = 0.278
Corr. = 0.929
Appendix 2 page A2/20
Table A2-6 Results of PLS model for the top triangle of Diamond 1 for prediction of dep. Var. brown in the region 1800-800 cm-1
Name Predicted
(no outlier) Predicted (with outlier)
Measured
222Y311 N/A 3.3 (3) 2.0 222Y312 N/A 3.5 (4) 2.0 222Y313 N/A 3.2 (3) 2.0 222Y314 1.7 (2) 1.7 (2) 2.0 222Y315 1.8 (2) 1.8 (2) 2.0 222Y316 1.9 (2) 1.9 (2) 2.0 321Y311 2.0 (2) 2.0 (2) 2.0 321Y312 2.0 (2) 2.0 (2) 2.0 321Y313 1.7 (2) 1.7 (2) 2.0 321Y314 1.9 (2) 1.9 (2) 2.0 321Y315 1.9 (2) 1.9 (2) 2.0 321Y316 1.9 (2) 1.8 (2) 2.0 411Y311 1.5 (1) 1.5 (2) 1.0 411Y312 1.1 (1) 1.1 (1) 1.0 411Y313 0.9 (1) 0.87 (1) 1.0 411Y314 0.9 (1) 0.94 (1) 1.0 411Y315 0.9 (1) 0.95 (1) 1.0 411Y316 1.0 (1) 1.0 (1) 1.0
Appendix 2 page A2/21
Figure A2-10 Plot of predicted vs. measured for top triangle of Diamond 1 for Calibration set (I) and Validation (II) set, dep. Var.= Grey, indep. Var. 1800-800 cm-1
I) Cal. Set:
Pred. vs Measured, Var Grey,(6 Comp), Avg. Pred. Err.= 0.330, Date 5/7/2002
Measured (Grey)
Predicted (Grey)
0.0 2.0 4.0 6.0 -2.0
0.0
2.0
4.0
6.0
8.0
006Y112 006Y111 006Y213 006Y214 006Y215 006Y216 006Y241 006Y242 006Y243 006Y244 006Y245 006Y246 006Y311 006Y312 006Y313 006Y314 006Y315 006Y316
015Y211
015Y212015Y213015Y214015Y215015Y216
024Y211024Y212
024Y213024Y214024Y215024Y216
033Y211033Y212033Y213033Y214033Y215033Y216
042Y211042Y212042Y213042Y214042Y215042Y216
051Y211 051Y212 051Y213 051Y214 051Y215 051Y216 060Y11 060Y111 060Y112 060Y113 060Y114 060Y115 060Y116 060Y12 060Y13 060Y14 060Y15 060Y16 060Y211 060Y212 060Y213 060Y214 060Y215 060Y216 060Y311 060Y312 060Y313 060Y314 060Y315 060Y316
105Y141105Y142105Y143105Y144105Y145105Y146
150Y11 150Y12 150Y13 150Y14 150Y15 150Y16
204Y141204Y142204Y143204Y144204Y145
204Y146213Y311213Y312213Y313
213Y314213Y315213Y316231Y311 231Y312 231Y313 231Y314 231Y315 231Y316 240Y11 240Y12 240Y13 240Y14 240Y15 240Y16
303Y141303Y142303Y143303Y144303Y145303Y146
312Y311312Y312312Y313312Y314312Y315312Y316
330Y11 330Y12 330Y13 330Y14 330Y15 330Y16
402Y141402Y142402Y143402Y144402Y145402Y146
420Y11 420Y12 420Y13 420Y14 420Y15 420Y16
501Y141 501Y142 501Y143 501Y144 501Y145 501Y146 510Y11 510Y12 510Y13 510Y14 510Y15 510Y16 600Y11 600Y12 600Y13 600Y14 600Y141 600Y142 600Y143 600Y144 600Y145 600Y146 600Y15 600Y16 600Y311 600Y312 600Y313 600Y314 600Y315 600Y316
Slope = 0.977
Interc. = 0.043
Corr. =
0.989
II) Val. Set:
Predicted vs Measured for Variable Grey
Measured (Grey)
Predicted (Grey)
1.0 1.2 1.4 1.6 1.8 2.00.50
1.00
1.50
2.00
2.50
222Y311 222Y312 222Y313
222Y314 222Y315 222Y316
321Y311 321Y312 321Y313 321Y314 321Y315 321Y316 411Y311 411Y312 411Y313 411Y314 411Y315 411Y316
Slope =
0.517
Interc. = 0.655
Corr. = 0.562
Appendix 2 page A2/22
Table A2-7 Results of PLS model for top triangle of Diamond 1 the prediction of dep. Var. Grey in the region 1800-800 cm-1
Name Predicted Measured 222Y314 2.4 (2) 2.00 222Y315 2.3 (2) 2.00 222Y316 2.2 (2) 2.00 321Y311 1.2 (1) 1.00 321Y312 1.1 (1) 1.00 321Y313 1.2 (1) 1.00 321Y314 1.1 (1) 1.00 321Y315 1.2 (1) 1.00 321Y316 1.1 (1) 1.00 411Y311 0.95 (1) 1.00 411Y312 1.0 (1) 1.00 411Y313 1.2 (1) 1.00 411Y314 1.4 (1) 1.00 411Y315 1.3 (1) 1.00 411Y316 1.2 (1) 1.00