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The Social Science for Conservation
Fellowship Programme
Working Paper Series
Jill M. Belsky and Stephen F. Siebert Department of Society & Conservation Department of Forest Management
[email protected] [email protected]
College of Forestry and Conservation The University of Montana
Combining Political Ecology and Ecological Disturbance Theory
to Understand an Historic Forest Land Use and Livelihood
in Bhutan:
Lessons for Contemporary Forest Conservation and Development
Working Paper 1 (July 2016)
1
Acknowledgements
The authors wish to thank our colleagues at the Ugyen Wangchuk Institute for Conservation and
Environment, Lamai Goempa, Bumthang, Bhutan for their research collaboration and
institutional support over the last decade, and to Gernot Brodnig, Alison Greenberg and Nathan
Bennet who provided critical review to assist in the development of this paper and for their
insightful questions, comments and editorial assistance.
About the SSCFP Working Papers
SSCFP’s Working Paper Series presents research on the unique perspectives, methodologies and
approaches that the social sciences can bring to understanding and addressing the underlying and
proximate drivers of habitat destruction and overexploitation of species in The Anthropocene.
The goal of the Working Paper Series is to share “work in progress”. Working papers are
unpublished manuscripts and should not be cited without author permission. The authors of the
papers are solely responsible for the content of their contributions and may use the citation
standards of their home country. The SSCFP Working Papers can be found at
https://www.iucn.org/about/work/programmes/science_knowledge/culture_of_science_and_kno
wledge/social_science_for_conservation_fellowship_programme/. Please also visit this website
to learn more about IUCN’s mission and activities.
If you should have any questions regarding the SSCFP or the Working Paper Series, please
contact Dr. Gernot Brodnig, Director, IUCN’s Global Economics and Social Science Programme
at [email protected] or Alison Greenberg, Programme Officer, IUCN, at
International Union for the Conservation of Nature
1630 Connecticut Avenue, NW, Suite 300
Washington, DC 20009
2
Abstract
In this report we document how traditional (or historic) long-fallow swidden farming created and
maintained desirable social and ecological conditions, and offers principles that can be built upon
or adapted to promote biodiversity conservation while also providing goods, income and
employment to rural households in the future in Bhutan and other countries. We are not suggesting
that traditional practices can or should be recreated; that is impossible due to dramatic changes in
agrarian conditions, political economy and culture around the world. Rather, we are suggesting
that the social and ecological attributes and effects associated with traditional swidden practices
provide important lessons that can and should inform future conservation and development
policies and programmes. In particular, landscapes that incorporate swidden-like disturbances,
along with closed canopy forests, exhibit greater species and structural heterogeneity than
undisturbed primary forest alone and thus can increase overall biological diversity.
3
Table of Contents
Abstract…………………………………………………………………………………. 2
1. Introduction………………………………………………………………………4
2. Socio-ecological framework: Insights from historical political ecology
and disturbance theory
Historical political ecology………………………………………………………6
Ecological Disturbance Theory...……………………………………….….……8
3. Forest Transition: Bhutan, the Contested Socio-Nature of Swidden
and Learning from the Past……………………………………………………………..10
Swidden (Tseri)………………………………………………………………….11
Mimicking Traditional Swidden Disturbances for Conservation and
Development…………………………………………………………………….16
Policy and regulatory changes………………………………………………….17
4. Conclusions and Recommendations………………………………………………….18
5. References…………………………………………………………………………….21
4
1. Introduction
Historic or traditional land use practices comprised the basis of complex, linked socio-ecological
systems throughout much of the world for centuries (Balée, 2013; Bird et al., 2008; Cairns, 2007;
Xu et al., 2009). In South and Southeast Asia, Africa, and Central and South America, hundreds
of ethno-linguistically and culturally unique societies developed and managed perennial-based
farming systems (i.e., long-fallow swidden or shifting cultivation) that involved site and context-
specific environmental (e.g. climate, soils, slope and vegetation) and social conditions (e.g.
cultural beliefs, governance institutions and socio-economic resources) (Brookfield, 2015;
Conklin, 1957; Fairhead and Leach, 1996; Kerkhoff and Sharma, 2006). These practices
provided households with food, fibre, building materials, medicines and other valuable products
and, in the process, created and sustained floristically diverse and structurally complex
vegetation mosaics across landscapes (Fox et al., 2009; Mertz et al., 2009; Padoch and Pinedo-
Vasquez, 2010; Siebert and Belsky, 2014; Xu et al., 2009). In recent decades, traditional land
use practices and the societies that created and maintained them have disappeared or been
radically transformed due to various forces including modernization, nation-state formation and a
globalized economy (Kerkhoff and Sharma, 2006; Fox et al., 2009; Mertz et al., 2009; Xu et al.,
2009). The bio-cultural losses associated with these changes are well documented, as are
changes in traditional agricultural knowledge and practices (e.g. replacement of diverse,
nutritionally rich subsistence food systems with risky cash crop monocultures dependent on
petrochemical inputs) (Kerkhoff and Sharma, 2006; Xu et al., 2009; Maffi and Woodley, 2010;
Pilgrim and Pretty, 2010; Wangchuk and Siebert, 2013). We suggest that what remains poorly
understood are the advantageous social, economic and ecological attributes of diverse traditional
systems, their ongoing socio-ecological legacies, and how knowledge of traditional land use
practices might inform contemporary conservation and development efforts.
In this report we document how traditional (or historic) long-fallow swidden farming (i.e., one of
the world’s oldest and formally most widespread form of agriculture/forest management in
which sites were cleared and cultivated for a few years and then fallowed or rested to restore soil
fertility and suppress weed growth; swidden systems were typically adapted to site-specific
environmental and socioeconomic conditions, and produced both annual and perennial crops)
created and maintained desirable social and ecological conditions, and offers principles that can
be built upon or adapted to promote more effective biodiversity conservation while also
providing goods, income and employment to rural households in the future in Bhutan and other
countries. We are not suggesting that traditional practices can or should be recreated; that is
impossible due to dramatic changes in agrarian conditions, political economy and culture around
the world. Rather, we are suggesting that the social and ecological attributes and effects
associated with traditional swidden practices provide important lessons that can and should
inform future conservation and development policies and programmes.
Our analysis highlights two key themes: (1) the continued under-appreciated socio-ecological
benefits of long-fallow swidden farming by forestry authorities and conservationists in Bhutan
and elsewhere around the world, and (2) the valuable insights that analysis integrating historic
political ecology and ecological disturbance theories can provide. With regard to the first theme,
5
we noted that long-fallow swidden was an historic and widespread livelihood and land use in
Bhutan that government policies sought to eliminate. However, the practice of swidden had the
effect of influencing contemporary forest composition, structure and functions by increasing
forest landscape heterogeneity. Consequently, we suggest that current conservation efforts could
benefit from promoting managed, intermediate-level forest activities (previously provided by
swidden), in addition to protecting some dense, unutilized forest stands. Most contemporary
forest conservation efforts prohibit utilitarian uses and anthropogenic disturbances Our second
theme demonstrates that combining historical political ecology and ecological disturbance
theories elucidates an alternative understanding of long-fallow swidden that challenges
conventional privileging of unpeopled, densely forested landscapes as sufficient to ensure
biodiversity conservation, and fosters rigorous socio-ecological analyses that can contribute to
more effective forest policies and conservation. Reviewing what has happened within and to
forests from this perspective makes visible activities and the complex knowledge systems and
institutional practices governing these activities from the perspective of forest users who
managed these environments for centuries. It also identifies the politics and ideologies which
wrested control of forests from them (or used the situation to wrest control from other elites)
through casting swiddeners and their forest farming systems as inferior to modern, western
understandings; the latter includes scientific ecologists who have been unwilling to view human
activities as potentially beneficial ecological disturbances. While Bhutan is celebrated today for
providing a uniquely holistic approach to conservation and development, our analysis suggests
that it has generally followed global forestry trajectories – that is to centralize forest ownership
and control, to privilege scientific forest management, and to overlook opportunities to build
upon and reinforce the wisdom of traditional resource management practices and institutions.
Nonetheless, socio-political and ecological conditions in Bhutan are uniquely well-positioned to
demonstrate and pursue alternative approaches.
The organization of the paper is as follows: in section (2) we discuss the socio-ecological
approach used in the analysis, one that combines historical political ecology and disturbance
ecology. Section (3) applies the framework to examine drivers of forest change in Bhutan,
especially those that led to the prohibition of swidden, and to elucidate the role that it played in
sustaining biodiversity and food security under specific conditions. The final section (4)
provides recommendations to reorient forest management in Bhutan based on the social and
biodiversity contributions made by traditional management systems, how this understanding
informs contemporary forest transitions and potential conservation and development policies and
practices in Bhutan and elsewhere.
The data for this report come from a variety of sources, including published literature, newspaper
reports, and collaborative field research conducted by the authors with Bhutanese scientists from
2007-2014. We gratefully acknowledge the value of collaboration with Bhutanese colleagues,
but the interpretations and recommendations offered here are ours alone.
6
2. Socio-ecological framework: Insights from historical political ecology and disturbance
theory
Historical Political Ecology
Political Ecology emerged in the 1970s and today is recognized as a key social science approach
in understanding socio-ecological change and managing conservation (Bennett and Roth 2015).
Political ecology resets the analytical lens characteristic of earlier conservation and development
planners and policy analysts to examine environmental transitions and perceived problems from
in-depth, historical and especially political perspectives (Blaikie, 1985; Blaikie and Brookfield,
1987). Political ecology analyses highlight that current environmental problems frequently begin
in entrenched and often invisible and systemic conditions involving conflicts, claims and
changes in the control and use of environment and natural resources. A multi-scaled approach
that involves tracing “chains of explanations” is promoted to understand environmental
transitions, problems and future possibilities. This includes analyzing the interactive or “nested”
ways multiple social-economic forces interact, from macro structures such as colonialism,
capitalism, bureaucracies and nation-state building, to micro or household and individual levels
where concerns focus on livelihoods, identity and social relations. As noted in Mathevet et al.
(2015, 17), historical political ecologists are committed to the “study of past and present, as well
as past-in-present, in analyzing the causes and outcomes of environmental conflicts”. In this
way, political ecology shares a link to critical environmental history (Neumann, 2005).
Political ecological methods are particularly well suited to illuminating which types of people
and political processes are involved in natural resource activities (i.e., different classes, genders,
ethnicities, age groups, as well as institutional actors and stakeholders across regions, nations and
global scales of action); and how their personal goals, cultural values and economic interests
may be in competition. Political ecology arose in response to earlier apolitical approaches in
order to provide analytical concepts and “middle-range theories” to understand how politics are
involved in negotiations over resources; as middle-range theories they demand explication of
contextual dynamics at particular historical moments to see how these understandings shape
action on the ground (Neuman, 2005; Robbins, 2011). Of particular importance to political
ecologists are property rights and governance institutions that set the rules and conditions under
which natural resources are used and managed.
These studies have illuminated transformations under different regimes (e.g., colonial, modern
nation-state building, global conservation), including the rise of “coercive conservation” and the
injustices resulting from physical displacement, resource exclusion and purposeful elimination of
non-Western cultural and knowledge systems which supported indigenous resource management
in the past (Peluso, 1993; Vandergeest and Peluso, 1995; Hecht et al., 2014). Political ecologists
have provided many of the studies and rationales for participatory and more decentralized modes
of forest use and protection (including community forestry and community-based conservation
more broadly), and the “local” wisdom of traditional practices and accumulated socio-ecological
knowledge. While making the case for participatory, decentralized and community-based
conservation practice, political ecologists also have provided some of the most trenchant
critiques of these practices, such as why and how they have been appropriated and simplified by
7
professional organizations and governments to reflect the latter’s interests, knowledge and
priorities, rather than those of resources users themselves (Mosse, 1995; Brosius, et al. 1998;
Belsky, 1999, Li, 2002).
Much environmental analyses and contemporary conservation programs continue to both ignore
complex, historical dynamics and to blame local producers and communities for causing
environmental change and destruction. Political ecology researchers have documented many
accounts involving “misreading” landscapes (Leach and Fairhead, 2000; Hecht, 2014). These
studies have utilized mixed methods including in-depth qualitative methods to unpack dominant
narratives, discourses and the interests they serve, as well as methods from the environmental
sciences to document soil and forest characteristics. These studies provide strong evidence that
many “pristine” or “natural” looking environments actually reflect significant anthropogenic
forces and legacies (discussed below). Many terms have been used to capture the mutual socio-
ecological causation, including cultural landscapes (Balée, 2014), social natures (Braun and
Castree, 1998), nature-society hybrids (Zimmerer and Bassett, 2003), and socio-natures
(Swyngedouw, 1999); interdisciplinary scientists increasingly refer to “coupled social/human
and natural systems” (Berkes et al., 1998). The particular label is not as important as the
growing recognition that human actions and environmental processes dynamically shape each
other, or co-evolve over time; and that their long-term interactions have been missed, occluded
or purposefully ignored, in understanding historic livelihoods and land uses. This is particularly
true of accounts that argue that specific ecological conditions, especially ones characterized as
resilient or high in biodiversity, have actually been produced, in part, by managed human
activities (Leach and Fairhead, 2000; Robbins 2012; Hecht et al., 2014).
Informed by critical social science, political ecologists pay close attention to material conditions
and resources and how they are shaped by culture and struggles over ideas and meaning
(Neumann, 2005; Robbins, 2011). That is, how landscapes are viewed, understood and managed
are importantly influenced by specific configurations of political, economic and cultural forces
coming together in specific settings at particular points in time, and which are highly dynamic.
As such, they approach landscapes as products of complex social relations and accumulated
notions of who should or should not have access, control or benefits from particular places or
resources and which have been influenced by dominant management paradigms and governance
regimes, notably conservation and sustainability (Peets and Watts, 1996; Neumann, 2005;
Robbins, 2011). While political ecology as a sub-field has been difficult to define, what unites
its followers are commitments to particular theories (critical), methods (in-depth, mixed) and
political agenda (social-environmental change) (Perreault et al., 2015). Indeed, because of its
strengths in research and analysis, there has been less attention in the past to its commitment to
applying critical analyses to influence policy and practice, and especially towards promoting
change that nurtures social and environmental justice or “liberation ecology” (Peets and Watts,
1999; Robbins, 2011).
An emphasis on developing politically rigorous social analysis has led political ecology to be
criticized by some as lacking serious engagement with ecology and environmental science more
generally (Zimmerer and Bassett, 2003; Walker, 2005). However, in recent years there has been
8
an impressive increase in political ecological studies that directly engage ecological theory and
methods to understand what shapes landscapes, including their implications for conservation and
development. Scholars taking a combined approach to political ecology and environmental
science recognize disciplinary distinctions and tensions, but focus on their “fruitful frictions”
(Zimmerer, 2015). While drawing on literature discussed above, these studies directly take on
some of the leading approaches in ecological theory, notably resilience (Sturgeon, 2005;
Beymer-Farris 2013; Mathevet et al., 2015), and show how combining them with rigorous social-
political analysis can provide important insights and lessons for rethinking and potentially
remaking conservation and development policies and practices.
Ecological Disturbance Theory
A particularly relevant ecological theory that we suggest can complement political ecology
analyses is disturbance theory. Ecologists define ecological disturbance as “discrete events in
time that disrupt the ecosystem, community, or population structure and change resources,
substrate availability, or the physical environment” (White and Pickett, 1985). “Disturbance”
represents a change or disruption to the ecosystem. However, common usage tends to interpret
disturbance as having a pejorative connotation especially when the disruption is human caused.
Ecologists and conservationists typically differentiate natural from anthropogenic changes and
assume that human “disturbances” are unnatural, undesirable or destructive. This is likely a
legacy from one of the earliest and most prominent natural history writers, George Perkins
Marsh, who argued in the 19th century that human use inevitably results in forest destruction and
degradation:
“Man is everywhere a disturbing agent. Wherever he plants his foot, the harmonies of nature are
turned to discords.” (Marsh, 1864, 33).
Marsh’s view persists. The ‘Theory of Himalayan Environmental Degradation’ is a
contemporary expression of this 150-year-old thesis and profoundly influenced conservation and
development perspectives, policies and practices throughout the Himalayas (Ives, 1987), and
continues to do so despite having been refuted by numerous studies (Fox et al., 2009; Kerkhoff
and Sharma, 2006; Xu et al., 2009).
Empirical studies around the world suggest that many, if not most, ecosystems previously
thought to be pristine or ‘natural’ exhibit significant anthropogenic legacies that influenced the
composition, abundance and distribution of contemporary flora and fauna, as well as general
ecosystem processes and functions (Barlow et al. 2012; Foster et al., 2003; Willis et al., 2004).
Humans have hunted, gathered, cut and planted trees, and burned landscapes for 10,000–12,000
years throughout much of the New World (Anderson, 2013; Arno and Fiedler, 2005; Vale,
2002), 50,000 years in Australia (Bird et al., 2008), and perhaps even longer in Africa (Fairhead
and Leach, 1996). Some landscapes and their biotic assemblages, including those of significant
conservation importance, clearly developed in conjunction with or as a consequence of past
human activity (Brown and Kothari, 2011; Grove and Rackham, 2001; Willis et al., 2004).
9
In a synthesis of ecological disturbance, Foster et al. (2003) concluded that: 1) at regional scales
both current and historical human impacts inevitably exist; 2) most ‘‘natural areas’’ have more
human history than previously thought; 3) land use legacies are remarkably persistent; and 4)
history contributes valuable explanatory power to understanding current ecosystem composition,
structure and function. This suggests that: 1) it is important to consider both natural and
anthropogenic disturbances and 2) when historic anthropogenic disturbances cease or change,
ecological conditions and biodiversity may change as well. Both disturbance theory and
political ecology emphasize multiple spatial and temporal scales, the importance of site-specific
and long-term, historical perspectives, and consider socio-ecological systems and landscapes to
be dynamic and unpredictable. Both perspectives also provide insights into ecosystem
composition, structure, function and services, and suggest that some traditional livelihoods, land
uses, and their associated disturbances may have contributed to biologically diverse ecosystems.
That human activities and land uses can adversely affect biological diversity is not in doubt.
Both scientific and popular literatures have catalogued the environmental destruction and
biodiversity losses inflicted by contemporary and prehistoric societies (Diamond, 2005; Gardner
et al., 2009; Terborgh, 1999). However, the specific effects that humans have had on a place
must be viewed empirically and contextually, rather than through generic ideological positions
(i.e., that human activities are either good or bad for biodiversity).
The proposition that some historic livelihoods and land uses, including agriculture, grazing and
forest management, might have enhanced biological diversity is contentious. For example, the
Mediterranean Basin contains the world’s greatest diversity of plant species outside of the upper
Amazon Basin and Southeast Asia (Brooks et al., 2006), yet few places on the planet have a
longer or more intense history of human use and disturbance. Grove and Rackham (2001) argue
that Mediterranean flora is adapted to and maintained by disturbances associated with historic
livestock grazing and agricultural practices that mimic prehistoric herbivory. Similarly,
managed burning by aboriginal women was found to have increased and maintained habitat
diversity and small mammal populations valued as a food for thousands of years in Australia
(Bird, et al., 2008; Codding et al., 2014). In nearby Indonesia, the Kodi people employed fire to
shape the structure and function of their environment for at least 14,000 years in what is
described as a close interlocking of social relations and ecological disturbances (Fowler, 2013).
It is important to note that all of these practices were controlled and regulated by local rules,
customs and institutions. Nevertheless, that socio-ecological systems and their associated
disturbances might enhance biodiversity is not widely accepted and only recently have
conservation scientists begun to recognize that some protected areas are rich in biology diversity
not in spite of, but rather because of, people and their historic land uses (Brown and Kothari,
2011).
Conserving biodiversity in any particular locale requires discerning the effects of previous
human activities or disturbances and the implications associated with changes in historic
disturbance regimes. Ecologists have investigated ecological disturbance attributes and effects
for decades, and these provide a basis for understanding human-modified changes. In a
comparison of natural and anthropogenic disturbances in the Amazon, Uhl, et al. (1990)
10
emphasized the role of disturbance type, size, duration and frequency or return interval to
understand and compare their effects. More recently, Mori (2011) argued that disturbances
could be characterized by their type (e.g., tree fall or swidden), spatial characteristics (i.e., the
area, shape and spatial distribution of patches created), temporal characteristics (i.e., the
frequency, return interval, cycle and rotation period), specificity (i.e., relationships between
types of disturbances and the characteristics of the disturbed site, such as species, size class and
seral stage), magnitude (i.e., disturbance intensity and severity) and synergisms (e.g.,,
interactions among different kinds of disturbances over time). Disturbances, both natural and
anthropogenic, can be characterized as “socio-natural disturbances” and studied through the
attributes described above. As previously noted, interpreting ‘‘the past’’ demands critical
attention to the dominant values and politics in contexts at particular times. With this in mind,
we turn now to examine forest transition in Bhutan. We are particularly interested in what drove
changes in traditional swidden farming in Bhutan and how its management and associated
disturbances might inform conservation and development policies and practices in Bhutan and
elsewhere.
3. Forest Transition: Bhutan, the Contested Socio-Nature of Swidden and Learning from
the Past
The Himalayan country of Bhutan has been celebrated for its commitment to biodiversity
conservation and pursuit of Gross National Happiness (GNH), a national policy emphasizing
good governance, sustainable socio-economic development, cultural preservation and
environmental conservation (Ura, 2016).1 Forest conservation has strong political commitment
in Bhutan. The recently (2008) adopted constitution mandates that at least 60% of the country
remain in natural forest cover and a recent nation-wide land use/land cover assessment found that
forest cover increased from 72% in 1995 to 81% in 2010, while cultivated land area declined
from 7.9% to 2.9% (NSSC/PPD, 2011).2 Bhutan’s forest transition (i.e., increasing forest cover)
is widely applauded for its presumed biodiversity benefits (e.g., insuring the conservation of rare
and endangered species such as Bengal tigers) and for ameliorating climate change. Bhutan is a
net sink of greenhouse gases. Bhutan’s forests are estimated to sequester about 6.3 million tons
of CO2 annually while the country emitted only 1.6 million tons of CO2 in 2000 (Kingdom of
Bhutan, 2015).
Bhutan has also been celebrated for maintaining extensive forests without adversely affecting
local communities, and is increasingly devolving management authority to local communities.
Unlike many places around the world, residents in Bhutan have been permitted to continue to
reside in and pursue livelihoods in protected areas and national parks. This differs from many
1 The four pillars have recently been expanded into nine domains: psychological well-being, health, education, time
use, cultural diversity and resilience, good governance, community vitality, ecological diversity and resilience, and
living standards (Ura, 2016).
2 While Bhutan is often thought to be economically based on agriculture, the contribution of agriculture to the
national economy is surpassed by hydropower, tourism and construction (Dukpa et al., in press).
11
other countries where protectionist or coercive “fortress conservation” approaches either
relocated people from parks and protected areas, and/or drastically reduced their access to and
control over historical resources (Brechin et al., 2002). While the trend in Bhutan (along with
other South Asian countries) since mid-20th century has also been to centralize forest ownership
and management, including eliminating indigenous community forests as well as other
indigenous resource management institutions (e.g. sokshing or woodlots), more recently Bhutan
has instituted efforts to devolve forest management. For example, it created a national
community forestry program which “hands over” management of small forest parcels to
community forest management user groups, albeit with strong national oversight and concerns
(Belsky 2015). Since the program was established in 2000, the number of community forests
increased from 0 to 500 (MOAF, 2013). Bhutan’s community forestry program emphasizes
poverty reduction and sustainable forestry, in addition to forest protection (Phuntsho et al.,
2011). Furthermore, official support for Buddhist-inspired resource management values and
practices, such as protecting sacred forests and indigenous resource management institutions, has
contributed to forest conservation (Allison, 2004; Wangchuk, 2005; Brooks, 2010; Kuyakanon
Knapp, 2012).
Forest cover has increased in Bhutan despite 3% average annual population growth and
80% of the population living in rural areas where they depend on agriculture. The increased
forest cover has resulted in large part due to a decline in traditional forest livelihoods and land
uses, particularly swidden and transhumant pastoralism, and is assumed by Government of
Bhutan officials and many international conservationists to contribute to biodiversity
conservation without adversely affecting rural populations (Meyfroidt and Lambin, 2010). We
review the history of swidden in Bhutan and suggest that forests and biodiversity were co-
produced over time by humans and non-human forces, and that this should inform conservation
and development efforts. We do so by using a combined lens of historical political ecology and
ecological disturbance.
Swidden (Tseri)
Swidden (or shifting cultivation) was widely practiced, particularly in central and eastern
Bhutan, for centuries. Prior to 1969 and the nationalization of forests, swidden occurred on land
registered as private or common property through a local (customary) governance institution
known as thram. After 1969 swidden was legally permitted only on land registered in the thram
as private. Two types of swidden were practiced in Bhutan: tseri, a tree or bush-fallow system at
low to mid elevations (500-2500m) and pangshing, a grass-fallow system at higher elevations
(2500-3500m) (Roder et al, 1992; Dukpa et al, 2007). In the early 1990s, tseri and pangshing
covered approximately 200,000 ha of Bhutan (Roder et al, 1992), but this declined to about
45,000 ha in the early 2000s (Dukpa et al, 2007).
While swidden continues to be practiced in remote areas in Bhutan, it has declined dramatically
in the last few decades. Studies in the Bumthang district of central Bhutan have linked its
decline to a variety of factors including enforcing laws that prohibit the practice of swidden,
numerous government policies that encouraged the conversion of former swidden fields to
intensive, permanent field-based agriculture, the development of roads, markets and
12
opportunities to produce more lucrative cash market crops (especially potato and fruit), and
farm-labor shortages resulting from rural-to-urban migration (particularly among young adults).
(Dukpa et al., 2007; Wangchuk and Siebert, 2013). These same forces have driven forest
transitions, including cessation of swidden, throughout the tropics and subtropics (Hecht et al.,
2014; Kerkhoff and Sharma, 2006; Sturgeon, 2005; van Vliet et al., 2012). Nevertheless,
Bhutanese officials continue to permit tseri in some remote indigenous communities with limited
road and market access because they recognize there are few livelihood alternatives, that it is
integral to cultural traditions, and because traditional lifestyles and landscapes are attractive to
tourists (Dukpa et al., in press).
Swidden remains a highly contentious land use and livelihood in Bhutan (as well as elsewhere).
First, traditional, integral swidden systems, such as tseri, should not be confused with “slash and
burn” practices employed by recent migrants and landless cultivators who lack generational
knowledge and experience; a distinction noted decades ago by Conklin (1957) and confirmed by
subsequent researchers. Second, numerous studies have documented the social and ecological
benefits of long-fallow systems around the world (e.g. Conklin, 1957; Kerkhoff and Sharma,
2006; Spencer 1966; Padoch and Peluso 1996; Cairns 2007, 2015, in press). These studies note
that swidden systems were productive and sustainable adaptations to site-specific environmental
and socio-economic conditions (e.g., steep slopes and infertile soils), provided low, but reliable
yields without external inputs (e.g., petrochemical fertilizers or herbicides) and required less
labor than modern, sedentary agricultural alternatives. Third, traditional swidden practices
created and maintained heterogeneous forest and landscape conditions, and supported local
livelihoods and biodiversity in ways that uniform, dense forests cannot. Swidden farming was
historically managed by local governance institutions and norms that emphasized equitable
access to land and fallow products, and collection of a variety of forest products for food, fodder,
fuelwood, medicinals and cultural resources. And finally, at landscape levels, swidden increased
the number and frequency of gaps and the proportion of secondary vegetation with wide-ranging
effects on the abundance and distribution of flora and fauna (Siebert and Belsky, 2014). A re-
evaluation of the social-ecological role of swidden in the Eastern Himalayas concluded that
shifting cultivation transformed many “natural” landscapes of the eastern Himalayas into cultural
landscapes with their own unique biodiversity, that it is now impossible to distinguish between
“natural” and human-influenced or secondary forests, and that people are probably at least partly
responsible for the wealth of biodiversity that now exists (Kerkhoff and Sharma, 2006).
Yet despite the benefits of integral, historic swidden farming governments around the world
including Bhutan took major steps to eliminate it. The Royal Government of Bhutan began to
phase out swidden in 1969 because “it (was) recognized then that shifting cultivation…results in
clearing of forest – hastening topsoil loss and erosion and causing haphazard and inappropriate
regeneration” (Upadhyay, 1988, 2). When fallow periods shorten and cropping periods lengthen,
swidden can become unsustainable. For example, fallows less than 8-10 years result in soil
degradation and increased erosion in eastern Bhutan (Wangdi, 2010). While the sustainability of
swidden may have been a concern in some areas, it was not a problem everywhere it was
practices and its prohibition ignored desirable biodiversity effects. To prevent what was viewed
as land degradation, several policy decisions were taken to encourage the conversion of swidden
13
to other land uses. For example, the Government of Bhutan began levying a tax on the practice
in 1969. With the Forest Policy Act 1974 the government asserted that swidden was depleting
forest wealth, and offered to compensate those who adopted alternate livelihoods or more
intensive forms of cultivation, though it remained legal. Throughout the 1980s, government
edicts urged tseri farmers to convert to permanent dryland or irrigated farms, and explored
schemes to purchase swidden lands. The latter was viewed as necessary because tseri was often
practiced on steep slopes unsuitable for sedentary agriculture. In 1993, the National Assembly of
Bhutan took more dramatic steps asserting that tseri resulted in forest destruction and poverty,
was used only by those who had no other options, labeled those who practiced it “landless”, and
stipulated that government development plans could not help tseri farmers because of their
repeated movement. The 1995 Forest and Nature Conservation Act introduced language
prohibiting tseri, and in 2006 the Forest and Nature Conservation Rules explicitly stated that
“tseri is banned and shall not be permitted.” The rules also stated that those who leave their tseri
uncultivated for 12 or more years will have their thram ownership cancelled on the assumption
that they do not need it. There was no means to register either tseri or pangshing as dryland
farms.
While governments around the world continued to defame and outlaw historic, integral swidden,
political ecologically oriented social scientists highlighted the politics surrounding the practice.
Anthropologist Michael Dove (1983) argued that swidden was widely denigrated and eliminated
by colonial and post-colonial governments (in Indonesia as well as elsewhere) by deliberately
perpetuating myths about its destructiveness to benefit economic and political elites’ interests.
Dove labeled this the “political economy of ignorance”. That is, perpetuating myths about
swidden served colonial and later day governments and large landowners by justifying their
efforts to replace swidden with modern, market farming and other extractive activities that
produced economically profitable commodities over local subsistence, and sedentary populations
more amenable to governmental systems of land and labor control, as well as taxation.
The negative environmental narrative about swidden persists in Bhutan and throughout much of
the world, particularly among government and international conservation officials. However, its
influence on Bhutanese Government policies and actions is not easily discernable. Factors
influencing the viability of swidden are varied and site-specific, and the studies cited above
suggest the system may have been breaking down in some areas in Bhutan and thus raising
legitimate concerns regarding forest conditions and farmers’ well-being. However, the
Bhutanese Government did not address these concerns on a site-specific basis, but adopted a
“one-size fits all” policy to phase out and eventually ban the practice everywhere in the country –
an approach consistent with global policies.
The Government of Bhutan also failed to (perhaps could not) anticipate the consequences of
alternative livelihoods and land uses that arose in place of swidden (i.e., market-based farming
systems involving petro-chemical inputs) and which have significant adverse environmental and
social effects. In addition, Penjore (2008) notes that the establishment of protected areas limited
the land available for swidden and created rules antithetical to historic, traditional swidden
management, specifically not respecting and protecting (with legal backing) traditional resource
14
management institutions and norms. The creation of parks and protected areas, a model inherited
from outside, but now pervasive across Bhutan, not only shifted governance to distant
government officials, but contradicted historic Bhutanese-Buddhist ideals regarding the
integration of people in nature. He writes:
“(These have) introduced lines of demarcation between humans and nature that formerly never
existed. The introduction of rules and regulations that must be respected have stripped some
locations of their mysticism and prevented the communion with nature that was once common.
Our beliefs that we should manage our biodiversity and environment in accordance with
international standards may have unwittingly contributed to a hardening of traditional attitudes,
perception and values.” (Penjore, 2008, 66-67).
Researchers in Bhutan suggest that outlawing tseri contributed to reducing rural food security
especially in remote, mountainous areas with few livelihood alternatives (Penjore, 2008; Dukpa
et al., in press). That eliminating historic swidden results in food shortages has been observed
elsewhere around the world, including among Dayak in Kalimantan, Indonesia, and where
Dove’s theory of the “political economy of ignorance” arose in the context of government-
sanctioned commercial logging and seizure of historic swidden agricultural lands (Dove 1983;
Belsky, 1992). In Bhutan, Penjore (2008) notes that it was not swidden cultivators, but
Bhutanese government-sponsored forestry activities in the mid-20th century that were
environmentally destructive (e.g., commercial logging, development of plantations and
reforestation with exotic species) and that The Bhutan Forest Act of 1969 was enacted mainly to
curtail these activities. Nonetheless, the 1969 act nationalized all forestland, except legally
recognized private land, and designated them Government Reserved Forests (GRF). Local rights
to pursue forest-related livelihoods, including swidden, grazing livestock, and collecting
firewood, timber and leaf-litter (for cattle fodder and organic manure), were retained, but not for
long.
The history of forest ownership and management in modern Bhutan reveals tensions over how to
protect forests while improving rural livelihoods. The trend has been towards greater
Government centralization of ownership and control while devolving some management
authority to local communities (Dorji, 2003). Over time, the Government of Bhutan revised
forest policies and laws to re-open opportunities for local participation in environmental
governance through decentralization. However, current laws, institutions and practices do not
allow community ownership or management based on traditional experiential knowledge or
historic customary institutions. An illustrious example is the state-created community forestry
program. Following highly specified rules, a parcel of GRF forest may be “handed over” to a
“community forestry management group” who are authorized to pursue only those specific
activities outlined in state-approved management plans. Following the same general model
pursued elsewhere in South and South-East Asia, forest uses, management, and monitoring are
highly prescribed and based on modern silviculture and bureaucratic governance (Belsky, 2015).
Despite its symbolic attempt to show connections with community-based forest management of
the past, the program does not understand or build upon (authentic) historic socio-ecological land
management and governance systems. Bhutan’s community forestry program also confronts
15
other challenges and has temporarily been stopped. This signals tensions (and political
struggles) within the country regarding identifying forest conservation and development
strategies suitable to the country’s social and physical conditions, including what to utilize from
the rest of the world.
Our research in central Bhutan suggests that cessation of swidden-associated disturbances may
adversely affect biodiversity and compromise national conservation objectives. For example,
analysis of paired NDVI values from Landsat imagery (1989 and 2010) in 25 km2 areas
surrounding the former swidden communities of Nasiphel and Shingkhar reveals : 1) widespread
establishment of dense, +/- even-aged forests (i.e., blue pine in Nasiphel and broadleaf forest in
Shingkhar); 2) reduced grass, forbs, shrubs and other early successional vegetation; 3) a
reduction in forest-gap edges; and 4) less landscape-level heterogeneity due to the loss of
formerly widely dispersed swidden fallows of different species, ages and structures (Siebert et
al., 2015). These changes were corroborated by on-site observations and interviews with elderly
farmers in both villages. At landscape levels, a formerly diverse mosaic of vegetation types
associated with swiddens, including seral species up to 20 years age, along with uncultivated
mature forests, transitioned to dense, closed-canopy forests. These swidden-related disturbances
differ from common natural disturbances, specifically tree falls and landslides. Swidden gaps
are larger than tree falls, but smaller than landslides, exhibit intermediate-scale disturbance
intensities and were distributed across the landscapes in different patterns.3 (Siebert and Belsky,
in press).
The biodiversity implications associated with changing forest disturbance regimes, specifically a
reduction in open fields and secondary vegetation, have not been evaluated in Bhutan, but are
potentially profound. Dense, closed-canopy forests favor interior, forest-dependent flora and
fauna and provide limited habitat or food for species that prefer gaps or high-light environments.
While the habitat requirements of most of Bhutan’s diverse flora and fauna are unknown, Bengal
tigers, a species of international conservation interest, are habitat generalists whose populations
are strongly influenced by prey availability (Khan and Chivers, 2007; Kanagaraj et al., 2011;
Wikramanayake et al., 2011). In Bhutan, the preferred prey of tigers includes ungulates (e.g.,
sambar and musk deer) and wild pigs. Scat, track and camera-trap photos suggest that tigers are
more abundant in disturbed secondary forests associated with former swiddens than in
undisturbed forests in Jigme Singye Wangchuck National Park in central Bhutan (Namgyel et al.,
2008). Tiger populations have been correlated with open grasslands, disturbed habitats and prey
availability in the nearby Terai of Nepal and India (Kanagaraj et al., 2011), Bangladesh (Khan
and Chivers, 2007), and Chitwan National Park, Nepal (Carter et al., 2012). A regional analysis
of potential tiger population densities concluded that open deciduous forests and
savannas/grasslands can support significantly higher tiger population densities than rainforests,
subtropical broadleaf, pine and other dense, closed-canopy forests (Wikramanayake et al., 2011).
Recent land use and forest cover transitions represent a significant departure from historic
conditions. For example, more than 28% of the area long inhabited by indigenous swidden
3 See the numerous case studies in Cairns (2015) for additional examples of swidden practices, disturbances and
change over time in South and Southeast Asia.
16
farmers in Jigme Singye Wangchuck National Park was associated with swiddens in 1989, but
this declined to just 6% in 2005 (Namgyel et al., 2008). Similar transitions occurred in the
villages of Nasiphel and Shingkhar discussed above and are reported elsewhere in the eastern
Himalayas. For example, Salick et al. (2005) documented widespread abandonment of
agriculture and increased tree growth associated with government afforestation programs and
suppression of burning in Tibet, which resulted in trees encroaching into alpine meadows and an
influx of fire intolerant plant species that are unpalatable, indigestible or poisonous to domestic
and wild ungulates. Similarly, Xu et al. (2009) observed a shift from open to closed canopy
forests and a decline in biological diversity associated with swidden fallows in southwest China
between 1993 and 2006.
The contribution of swidden-associated disturbances to biological diversity is most evident at
landscape levels. While fallow vegetation and other early successional forests are structurally
less diverse than primary forest, landscapes that incorporate swiddens, along with uncultivated,
closed canopy forests, are more structurally diverse than primary forest alone and thus support a
more diverse flora and fauna (Finegan and Nasi, 2004).
It is important to note that swidden is only one of many formerly widespread historic land
uses/disturbances that influenced the composition, structure and distribution of flora and fauna in
Bhutan. Yak and cattle, regulated by religious practices, cultural norms and social traditions,
previously grazed from subtropical broadleaf forests to alpine meadows throughout much of the
country for centuries. Like swidden, extensive livestock grazing increased landscape
heterogeneity, reduced tree densities, and favored grass and other early successional vegetation.
The loss of floristic diversity and structural heterogeneity associated with changes in swidden,
extensive livestock grazing, and other traditional forest management practices also affects the
availability of wild food, fiber, medicinal, and other resources to rural households. Recent
changes in historic wood lot (sokshing) and communal pasture (tsamdro) historic governance
institutions may be even more significant than tseri because more land is affected. The 2007
Land Act of Bhutan transformed both sokshing and tsamdro to such an extent that not only their
historic management institutions are to be eliminated, but all written records of them as well.
Regardless of the laws, socio-ecological legacies remain in human memory and on landscapes,
and are highly relevant to future forest conservation and development.
Mimicking Traditional Swidden Disturbances for Conservation and Development
Recognizing the ecological conditions formerly provided by traditional swidden-associated
disturbances, but limited prospects for those systems and practices to continue, are there
opportunities to mimic ecologically desirable swidden-related disturbances in economically
productive ways? One possible land use worth evaluating is timber harvesting by group
selection or clear felling at intermediate-scale intensities in patchy landscape patterns. Group
selection or clear felling of small stands of blue pine (Pinus wallichiana) in cool temperate
forests and oak (e.g. Quercus griffithii) and other hardwood species in warm temperate zones for
timber and firewood could replicate some historic swidden-disturbance effects while generating
17
products for household use or sale (see: Siebert and Belsky, 2015 and in press). Blue pine, oak
and other economically valuable species have established in former swiddens throughout Bhutan
and are widely used for timber and firewood. Thousands of hectares of dense, even-aged, blue
pine stands now cover much of Bumthang District alone (Siebert et al., 2015). Yoder et al. (in
press) estimate that harvesting all pines greater than 16 cm dbh (diameter breast height) on 30-
year rotations could generate US$18,412 to $23,422 per ha in this district. This is an attractive
financial return compared to available alternatives, particularly as it requires low labour and
capital investments (Dukpa et al., 2007), and would also produce firewood for domestic
consumption and sale.
To mimic historic swidden disturbance effects, timber harvesting could be conducted in small,
scattered blocks (1 to 3 ha), followed by low-intensity burning of slash (i.e. tops, small branches
and leaves). If implemented across landscapes, this would create mosaics of open and
regenerating pine stands of different ages and sizes, along with unutilized, closed-canopy forests.
Seed trees could be retained to facilitate regeneration and to improve the growth, vigour, form
and value of subsequent stands. Parcel sizes, landscape patterns and other disturbance attributes
should reflect previous site-specific swidden practices that vary from one region to another.
Timber harvesting could be pursued on government reserve forests, including community
forests, and on private land. Harvesting could be regulated by government foresters and
conducted by private contractors who pay the government, community forest-management
groups or private landowners on the basis of stumpage values. These suggested forest enterprises
could potentially enhance community-level management and governance capacities as well.
The above approach could be explored in temperate broadleaf forests dominated by oak, chestnut
and other economically valuable species as well. Unlike blue pine, many hardwood species
coppice vigorously which eliminates the need to replant or retain seed trees. Potential market
opportunities and returns from clear felling hardwood stands in Bhutan are unknown, but would
provide timber for furniture and veneer, as well as high quality firewood, while increasing the
availability of grass, forb and other early successional species.
Policy and regulatory changes
The biodiversity effects and economic returns associated with clear felling trees in small parcels
for timber and firewood warrant examination under a range of socio-economic and
environmental conditions. Field trials should evaluate and monitor variable harvesting rates on
tree regeneration, residual vegetation, soils, wildlife, economic costs and benefits, labour
requirements, marketing and other factors. Including older farmers with experiential knowledge
of traditional swidden practices could help identify management approaches and evaluation
criteria. Pursuit of these efforts will require modifying existing government forestry and
agricultural policies and regulations to: 1) fund trials under a range of climatic, soil and
vegetation conditions (e.g. cool temperate blue pine and warm temperate oak stands); 2) modify
current timber harvesting practices which emphasize single tree and selective systems; 3) allow
increased timber harvesting, particularly around villages where timber and firewood can be
18
readily transported to market, where forest fires pose increasing risks, and where swidden was
formerly practiced; 4) evaluate market demands, returns to labour and opportunities for local,
value-added processing for domestic and export markets; 5) revise attitudes towards swidden
farmers and incorporate them in research and management efforts; and 6) document disturbance
effects in collaboration with knowledgeable older farmers.
4. Conclusions and Recommendations
Forest cover and density in Bhutan have increased in recent decades in response to a variety of
forces including government laws and policies; the availability of new crops, markets and
economic opportunities; and rural to urban migration. While Bhutan’s forest transition is widely
celebrated, we question the assumption that increasing forest cover contributes to biodiversity
conservation and rural livelihoods. Rather, we argue that forest landscapes created and
maintained by natural and anthropogenic disturbances, specifically swidden, enhanced landscape
heterogeneity; empirical studies and ecological theory suggest that landscape heterogeneity is
correlated with biodiversity (Connell, 1978; Odion and Sarr, 2007; Rees et al., 2001).
Furthermore, traditional swidden practices sustained livelihoods throughout the eastern
Himalayas for centuries (Kerkhoff and Sharma, 2006).
In recent years, the global conservation community has advocated that greater attention be given
to community property rights and control over forests, indigenous knowledge systems, and
community-based forest management. However, programs formulated to reflect these agendas
tend to be based on generic models pursued by governments and NGOs, rather than site-specific,
bio-culturally-based knowledge and traditional practices. This is the case in Bhutan, where the
community forest program was developed by foreign consultants and based on models developed
elsewhere in Asia, rather than on its own, rich indigenous systems. In addition, recent forest
legislation will erase local registries (i.e., thram) of historic forest property ownership and
practices (i.e., 2007 Land Act). Nevertheless, Bhutan’s political commitment to GNH and its
protection of cultural traditions positions the country to acknowledge and promote its traditional
knowledge, practices, institutions and ecological legacies in conservation and development
policies and practices, should government officials wish to do so.4
Our primary objective in this paper is to develop and apply an integrated socio-ecological
analysis of historic swidden agriculture in Bhutan and consider how that might inform
contemporary forest conservation and development. Integrating political ecology and ecological
disturbance perspectives identified under-appreciated valued socio-ecological effects of some
swidden systems – specifically that historic swidden influenced forest composition, structure and
function (i.e., biodiversity) by increasing forest landscape heterogeneity – and that their cessation
may have significant negative ecological, as well as social, consequences. We also suggest that
the efficacy of current conservation efforts could be enhanced by identifying and developing
locally managed, intermediate-scale forest activities/ecological disturbances previously provided
4 A key trend to watch is the rise of an active civil society including NGOs with their own agendas and increasing
strength, including but not limited to electoral power in the new democratic Bhutan.
19
by swidden, along with dense, unutilized forests. Lastly, we provide examples of potential ways
to mimic desirable ecological disturbances in contemporary forest conservation and management
for greater conservation traction.
We recognize that incorporating these ideas into the planning and implementation of forest
conservation projects and policies could be challenging because it requires additional
information and comprehensively: 1) identifying the site-specific ecological effects associated
with traditional swidden practices, particularly the size, intensity, and landscape/spatial pattern
created; 2) documenting how traditional land uses were regulated and managed; 3) revising
government forest policies and regulations to facilitate explorations of novel forest management
practices that could mimic swidden disturbances; and exploring how they may support existing
government objectives towards 4) identifying and supporting rural land use practices that have
the potential to generate products or income while meeting ecological objectives.
The identification of experimental activities and land uses must be site- and context-specific and
involve local resource users and managers as (real) collaborators to evaluate land uses and
livelihoods that make sense in the light of local social, economic and environmental conditions
and concerns. This will not be easily implemented in Bhutan or elsewhere. The prohibition
against tseri may make those still practicing it unwilling to collaborate. Furthermore, the reality
that formal, western education is granted greater authority and status than traditional ecological
knowledge could make collaborations between professional foresters and tseri farmers extremely
difficult.
Another challenge to learning from and building upon traditional land use systems in Bhutan and
elsewhere is the need for government officials, elected representatives, environment and
development organizations and the general public to recognize that, counter to much of the
existing narrative, some traditional swidden systems contributed to the creation and maintenance
of biodiversity in Bhutan. This will require a dramatic shift in attitudes in some circles in Bhutan
– specifically to recognize that some swidden systems were well-adapted to local social and
environmental conditions – and to understand the factors that lead to their breakdown or
cessation. Perhaps even more challenging is the need for a critical perspective regarding
government policies informed by scientific forestry and conservation perspectives that
emphasize increasing forest cover and density alone, rather than maintaining productive and
diverse/heterogeneous socioecological systems, and the growing global and national Bhutanese
interest in carbon sequestration. With regard to the latter, it should be noted that young, rapidly
growing forests (i.e., that follow natural or anthropogenic disturbances) are capable of
sequestering more carbon than old, dense slow growing forests. If permanent use is made of
harvested trees (e.g., for timber or other wood products) or if harvested biomass replaces fossil
fuel uses (e.g., residential cooking and heating with fuelwood rather than LPG gas), high rates of
carbon sequestration can be maintained and contribute to Bhutan’s commitment to carbon
neutrality.
Attitudes towards swidden and increasing forest cover are already changing in Bhutan and
around the world. The International Centre for Integrated Mountain Development (ICIMOD)
concluded that some swidden systems in the eastern Himalayas were not only productive and
20
sustainable, but preferable to the permanent (cash crop) agricultural practices that replaced them
(Kerkhoff and Sharma, 2006). Moreover, the Bhutanese government, along with the
governments of Bangladesh, China, India, Myanmar and Nepal, acknowledged in the Shillong
Declaration (2004) that shifting cultivation is an agricultural and adaptive forest-management
practice that is based on scientifically sound ecological principles (Kerkhoff and Sharma, 2006).
More recently, Bhutanese foresters recently concluded that forest fires are increasing in
frequency, size and intensity due to increasing forest cover and density, and concern over wild
fires is leading them to critically assess forest policy goals and practices (MoAF, 2013).
Forest landscapes are the product of complex, interacting social and ecological forces. An
historical perspective is needed to understand these forces as they operate in particular places,
over time as shaped by local to global forces. Bhutan, despite its relative isolation and unique
GNH development philosophy, has been influenced by globally dominant, western knowledge
systems and forest conservation policies. Bhutan has adopted “sustainable” forest management
and conservation ideas promulgated by western institutions and paradigms that embrace
increased forest cover and density and denigrate historic livelihoods and land uses as
environmentally destructive. Shifting the focus to empirically evaluate the role and importance
of regulated and managed land uses offers new perspectives and possible approaches to reconcile
environmental conservation with socio-cultural well-being, with mutually beneficial results.
Conservation efforts in Bhutan have led to the establishment of a vast protected area system that
encompasses over 50% of the country’s land area and which has emphasized the importance of
Buddhist-inspired sacred forests. Critical socio-ecological scholars have noted problems with
this focus: formal protected areas increasingly separate people from nature, while sacred forests
are small, devoid of human labor or economic activity, and also separate culture from nature.
They argue for going “beyond sacred forests” to understand what happens to and within broader
forest landscapes (Dove et al., 2011; Hecht et al., 2014). Pursuit of this approach requires an
historical perspective that recognizes complexity and politics to understand how and why
traditional resource management systems, such as swidden, operated and evolved over time.
These perspectives are critical components to understanding and managing resilient socio-
ecological systems (Cote and Nightingale 2012), and need to be incorporated into research on
social-ecological system dynamics to improve the efficacy of the management of landscapes,
ecosystems and natural resources throughout the world (Dearing et al., 2015). As Li (2000)
argues, the sustainability of local resource-use systems depends not only on their economic and
ecological viability, but on the conceptual space for them in overarching systems of knowledge.
We offer this report to encourage further opening of this perspective at IUCN and other
institutions around the world.
21
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Figure 1: Swidden (tseri) influenced vegetation and landscape in south-central Bhutan. Note the open fields and
forest stands of different heights (i.e., age of swidden fallow). This region was cultivated and managed by swidden
farmers for generations, but agricultural practices have changed in recent years and the entire area is now inside
Jigme Singye Wangchuck National Park.