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Food Fraud: Managing vulnerabilities in the food supply chain Session 1 Monitoring threats and opportunities for the food industry (Horizon Scanning) Dr Harris Steinman DO NOT COPY

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Page 1: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Food Fraud: Managing vulnerabilities in the food supply chain

Session 1

Monitoring threats and opportunities for the food industry

(Horizon Scanning)

Dr Harris SteinmanDO NOT C

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Page 2: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

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Page 3: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

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Food Fraud: Managing vulnerabilities in the food supply chain

Session 1: Monitoring threats and opportunities - Horizon Scanning

Session 2: 101 for VACCP – All you need to know to get you started

Session 3: How to approach analysis as a tool for managing vulnerabilities

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Page 4: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

VACCPVulnerability Assessment and Critical

Control Point

TACCPThreat

Assessment and Critical Control

Points

HACCPHazard Analysis

and Critical Control Point

Horizon Scanning

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Page 5: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

• Shifting from risk to vulnerability

• Risk is something that has occurred before, will occur again

• Vulnerability is the exposure to a risk, whether it’s happened before or not

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Page 6: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Paradigm shifted from reactionary to preventative (predictive) approaches

Need to predict important medium to long-term issues for effective preventative

actions

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Page 7: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Horizon scanning is a vital tool that should be used to gather information about how the future is going to affect your business

Fiona Lickorish – Cranfield University

Horizon scanning is actually a method of Foresight methodologies

Foresight methodologies seek to gather data and make sense of it so that people can think in different and new ways about the future.

Setting Up a Horizon Scanning System: A U.S. Federal Agency Example. World Futures Review 2018. https://journals.sagepub.com/doi/full/10.1177/1946756717749613

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Page 8: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

What is horizon scanning?

FAO defines HS as

“a specific foresight methodology that utilises various steps to

identify issues at the edge of current thinking that may have

significant impact in the medium to long term future”

FAO. Horizon Scanning and Foresight. An overview of approaches and possible applications in Food Safety. Rome, 22-25 October, 2013

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Page 9: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

What is horizon scanning?

Horizon scanning involves the gathering of data and information across

a wide range of sources and domains, e.g.

• Social

• Technological

• Economic

• Environmental, e.g. climate change

• Political

• Legal

• Ethical, i.e. STEEPLE)

The handbook of Technology Foresight: Concepts and Practice (2008). Georghiou, L., Cassingena Harper, J., Keenan, M., Miles, I., Popper, R. (eds.) Edward Elgar Publ. Limited, Cheltenham, Uk, 1–427 pp.

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Page 10: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Food Surveillance

Strategy

Regulatory Sampling

DataResearch

and Surveys

Industry Data

Internet and Social Media

Analytics

Media Reports

International food alerts

Market research

Consumer surveys and

citizen engagement

Regulatory enforcement

data

Tip-offs, consumer complaints and whistle

blowing

Environmental Monitoring

Data

Clinical surveillance

data

Alba, I. (2017). A food surveillance strategy for Scotland. Food Standards Scotland. Retrieved from https://consult.foodstandards.gov.scot/2013-food-protection-science-and-surveillance/a-food-surveillance-strategy-for-scotland/

Academic

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Page 11: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Data and information sources

Scientific data

Regulatory compliance and incidents reported

Trends in public health

Market signals

Internet and social media analytics

Global issues e.g. environmental changes, new technologies

Intelligence gathered - Government

Alba, I. (2017). A food surveillance strategy for Scotland. Food Standards Scotland. Retrieved from https://consult.foodstandards.gov.scot/2013-food-protection-science-and-surveillance/a-food-surveillance-strategy-for-scotland/

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Page 12: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Effective horizon scanning framework requires the capability

➢ Of identifying emerging risks and vulnerabilities across the whole

supply chain

➢ To interpret data and evidence from a diverse range of sources

(scientific, economic, investigative)

Alba, I. (2017). A food surveillance strategy for Scotland. Food Standards Scotland. Retrieved from https://consult.foodstandards.gov.scot/2013-food-protection-science-and-surveillance/a-food-surveillance-strategy-for-scotland/

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Page 13: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Constraints

Horizon scanning won’t give answers but give more questions

Not a risk assessment exercise but a risk prioritisation exercise

Knowing what it can’t do is just as important as knowing what it can

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Page 14: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Limitations

Number of gaps in the data and information sources accessible

https://www.publications.parliament.uk/pa/cm201314/cmselect/cmsctech/703/703.pdf

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Page 15: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Limitations

Local Authorities/

Trading StandardsConsumers FSA DEFRA SEPA Marine Scotland

Police ScotlandScottish Government Research

Providers*Health Protection

Scotland Reference LaboratoriesAcademic Research

Community

Public Analysts Food IndustryScientific Advisory

CommitteesEuropean Commission

International Food Regulators

* http://www.gov.scot/Topics/Research/About/EBAR/research-providers

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Page 16: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Limitations

Expertise to support analysis and interpretation needed to provide

a fully comprehensive picture

Strengths in networks, data collection, analysis and interpretation

Always be a subjective element

Short term | Mid term | Long term

https://www.publications.parliament.uk/pa/cm201314/cmselect/cmsctech/703/703.pdf

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Page 17: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

The BRC considers horizon scanning to be integral to the

understanding of risks to food authenticity

Horizon scanning for food fraud is a requirement of BRC

Issue 7 and BRC Issue 8 although the words ‘horizon

scanning’ themselves do not appear in the standards

BRC Issue 8 (Food safety standards published by the British Retail Consortium)

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Page 18: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

The relevant clause is 5.4.1:

“The company shall have processes in place to access information on

historical and developing threats to the supply chain which may present

a risk of adulteration or substitution of raw materials. Such information

may come from trade associations, government sources, private

resource centres.”

BRC Issue 8 (Food safety standards published by the British Retail Consortium)

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Page 19: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

FAO Horizon Scanning Survey 2013

Key interviews and internal questionnaire, identified:

Over 40 emerging issues/topics

Almost 30 drivers of change related to the above

FAO. Horizon Scanning and Foresight. An overview of approaches and possible applications in Food Safety. Rome, 22-25 October, 2013

2013

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Page 20: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

• Surveillance related important/emerging issues (animal, plant and

food health; climate change monitoring) (11)

• Production related important/emerging issues (12)

• Socio-economical related emerging issues (14)

• Environment related emerging issues (7)

FAO. Horizon Scanning and Foresight. An overview of approaches and possible applications in Food Safety. Rome, 22-25 October, 2013

APPENDIX 5: Over 40 emerging issues/topics: 4 themes

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Page 21: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

2. Production related emerging issues

12. Food traceability (food scares, scandals)

13. Food authenticity/adulteration

14. Bioinformatics

15. Food production sustainability

16. Food security

17. Increase in antibiotic residues in aquaculture products

18. Illegal, Unreported, Unregulated (IUU) fishing and its impact on marine resources

19. Impact of rules for responsible fisheries

20. Eradication of certain fish species

21. Small scale fishery

22. Sustainability of forest management

23. Impact of demands for more forest conservation (taking areas out of production)

FAO. Horizon Scanning and Foresight. An overview of approaches and possible applications in Food Safety. Rome, 22-25 October, 2013

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Page 22: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

4. Environment related emerging issues

38. Impact of climate change on household revenue

39. Renewable energy

40. Climate change impact on crop production

41. Impact of climate change on food safety: i.e. increase of biotoxins

42. Vulnerable marine eco-systems

43. Ecological disasters

44. Identification of Climate Change adaptation and mitigation strategies to increase agri-production

FAO. Horizon Scanning and Foresight. An overview of approaches and possible applications in Food Safety. Rome, 22-25 October, 2013

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Page 23: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

APPENDIX 6: 29 Drivers of Change: 4 themes

• Market related drivers (9)

• Production related drivers (4)

• Environment related drivers (8)

• Sociological aspect related drivers (8)

FAO. Horizon Scanning and Foresight. An overview of approaches and possible applications in Food Safety. Rome, 22-25 October, 2013

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Page 24: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

3. Environment Related Drivers

14. Climate variations (wind, humidity, temperature, precipitation)

15. Climate change

16. Climate change land environment related drivers (carbon emissions, greenhouse gas inventory, land surface temperature, and meteorological information i.e. rainfall, drought, solar energy etc.)

17. Climate change aquatic environment related drivers (rainfall, water surface T, lake level rise, acidification of ocean etc.)

18. Deforestation

19. Natural catastrophe

20. Forest/ environmental encroachment (and hot spots)

21. Biodiversity (cacao – chocolate)

FAO. Horizon Scanning and Foresight. An overview of approaches and possible applications in Food Safety. Rome, 22-25 October, 2013

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Page 25: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Some of “drivers of change”

Globalisation of trade

Climate change

New technologies

Scientific progress

Urbanisation

Public attention to food safety

FAO. Horizon Scanning and Foresight. An overview of approaches and possible applications in Food Safety. Rome, 22-25 October, 2013

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Page 26: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Examples

Vanilla:

The price of vanilla is soaring due to poor harvests in Madagascar and

Indonesia

Dried Fruit:

Significant price decline in Turkish sultanas and raisins blamed on high

production levels

https://www.foodforensics.co.uk/services/risk-newsletter

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Page 27: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Examples

Olive oil:

Olive oil production in the EU up 2.1%. Estimation of consumption suggests

an increase of 3.2%.

Drought – Cumin adulteration

China – heavy metal contamination of crops from surrounding factories

Climate change is likely to reduce coffee

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Page 28: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

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Page 29: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Tools

FoodChainID Horizon Scan - subscription service - provides alerts on adulteration, fraud, food safety contamination events

Fera HorizonScan - monitors global food integrity issues

Decernis (UPS*) - comprehensive database of food fraud - searched by food type and by adulterant type. Information about analytical methods

INFOSAN

Government IT platforms e.g., UK Food Surveillance System (UKFSS)

*developed and formerly operated by the US Pharmacopeial Convention (UPS)

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Page 30: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Food Forensics - monthly newsletter

Food Fraud Advisors’ Food Fraud Risk Information Database

EMAlert

The Rapid Alert System for Food and Feed (RASFF)

US FDA - searchable list of food recalls and food safety alerts

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Page 31: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

List of Adulterated Ingredients

Out of 1000s of ingredients - some repeat offenders

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Page 32: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Ingredient Ingredient Synonyms AdulterantsApple Juice Apple Fruit Juice, Malus domestica Fruit

Juice

Water

Apple Juice Apple Fruit Juice, Malus domestica Fruit

Juice

Synthetic Juice (Containing Inverted Beet Sugar and D,L-Malic

Acid)

Apple Juice Apple Fruit Juice, Malus domestica Fruit

Juice

Invert Sugar Syrup , Prune Juice , Raisin Juice , Pineapple

Juice , High-Fructose Corn Syrup , Pear Juice , Fig

Juice , White Grape Juice

Apple Juice Apple Fruit Juice, Malus domestica Fruit

Juice

Partially Inverted Cane Sugar Syrup , High-Fructose Corn

Syrup , Beet Sugar , Sugar Mixture

(60%Fructose:25%Glucose:15%Sucrose)

Apple Juice Apple Fruit Juice, Malus domestica Fruit

Juice

Invert Beet Sugar Syrup , Invert Cane Sugar Syrup

Apple Juice Apple Fruit Juice, Malus domestica Fruit

Juice

High-Fructose Corn Syrup , High-Fructose Inulin Syrup

Apple Juice Apple Fruit Juice, Malus domestica Fruit

Juice

High-Fructose Corn Syrup , Sugar Mixture

(60%Fructose:25%Glucose:15%Sucrose)

Apple Juice Apple Fruit Juice, Malus domestica Fruit

Juice

Invert Sugar Syrup , High-Fructose Corn Syrup

Apple Juice Apple Fruit Juice, Malus domestica Fruit

Juice

Malic Acid , Sugar , Water

Apple Juice Apple Fruit Juice, Malus domestica Fruit

Juice

Caramel Color , Cane Sugar Syrup , Malic Acid , Beet

Sugar , Corn Syrup , Water , Flavor (Unspecified)

Apple Juice Apple Fruit Juice, Malus domestica Fruit

Juice

Pear Juice

Apple Juice Apple Fruit Juice, Malus domestica Fruit

Juice

Malic Acid

Apple Juice (Freshly Pressed) Sugar Mixture (Fructose, Glucose, Sucrose) , Water , Apple

Juice (from Concentrate)

Black Pepper Oleoresin Piper nigrum Oleoresin Papaya Seed Oil

Coffee (Arabica) Coffea arabica L., Mountain Coffee Coffee (Robusta)

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Page 33: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Example of Types of adulterants

• Sodium Hydroxide

• Urea

• Ammonium

Nitrate

• Castor Oil

• Cyanuric Acid

• Detergent

• Dicyandiamide

• Maltodextrin

• Maltose

• Melamine

• Formaldehyde

• Glucose

• Hydrogen

Peroxide

• Oil (Unspecified,

Refined)

• Vegetable oil

• Water

• Whey Protein

• Synthetic Milk

• Sucrose Syrup

• Sugar

• Starch

(Unspecified)

• Soybean Oil

• Soy Milk

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Page 34: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Geographic indicators

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Page 35: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Conclusion

The food control paradigm has shifted from reactionary to preventative

(predictive) approaches

Effective horizon scanning framework requires the capability

➢ of identifying emerging risks and vulnerabilities across the whole

supply chain

➢ to interpret data and evidence from a diverse range of sources

(scientific, economic, investigative)

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Page 36: COPY Food Fraud: Managing vulnerabilities in the food ...€¦ · “a specific foresight methodology that utilises various steps to identify issues at the edge of current thinking

Thank you!

www.factssa.com

[email protected]

021 882 9883

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